CIK: 0001464790 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Aug 16, 2016
Total Value ($000): $173,001 (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 160,800 | $18,489 | 10.7% | — | — | Put | 464287655 |
| — | POWERSHARES QQQ TRUST | 170,000 | $18,282 | 10.6% | $111.88 | — | Put | 73935A104 |
| — | UNITED ONLINE INC | 1,427,228 | $15,700 | 9.1% | $11.79 | — | COM NEW | 911268209 |
| VV | VANGUARD INDEX FDS | 66,204 | $6,346 | 3.7% | $93.50 | — | LARGE CAP ETF | 922908637 |
| — | PRGX GLOBAL INC | 1,013,595 | $5,291 | 3.1% | $3.87 | — | COM NEW | 69357C503 |
| — | KEMET CORP | 1,654,028 | $4,846 | 2.8% | $2.19 | — | COM NEW | 488360207 |
| — | ATLANTIC ALLIANCE PARTNER CO | 464,828 | $4,830 | 2.8% | $10.11 | — | SHS | G04897107 |
| — | SOLAR SR CAP LTD | 278,153 | $4,481 | 2.6% | $14.89 | — | COM | 83416M105 |
| MINT | PIMCO ETF TR | 42,254 | $4,275 | 2.5% | $100.83 | — | ENHAN SHRT MA AC | 72201R833 |
| VCSH | VANGUARD SCOTTSDALE FDS | 41,576 | $3,361 | 1.9% | $79.07 | — | SHRT TRM CORP BD | 92206C409 |
| — | TELENAV INC | 648,461 | $3,307 | 1.9% | $5.70 | — | COM | 879455103 |
| — | WESTPORT FUEL SYSTEMS INC | 1,617,870 | $2,702 | 1.6% | $1.67 | — | COM NEW | 960908309 |
| VO | VANGUARD INDEX FDS | 21,122 | $2,611 | 1.5% | $120.42 | — | MID CAP ETF | 922908629 |
| IWR | ISHARES TR | 15,218 | $2,560 | 1.5% | $160.65 | — | RUS MID-CAP ETF | 464287499 |
| BWEN | BROADWIND ENERGY INC | 580,000 | $2,448 | 1.4% | $2.24 | +63.0% | COM NEW | 11161T207 |
| VCIT | VANGUARD SCOTTSDALE FDS | 27,309 | $2,442 | 1.4% | $84.19 | — | INT-TERM CORP | 92206C870 |
| VTIP | VANGUARD MALVERN FDS | 46,284 | $2,290 | 1.3% | $48.51 | — | STRM INFPROIDX | 922020805 |
| APPS | DIGITAL TURBINE INC | 2,086,283 | $2,233 | 1.3% | $1.56 | -37.1% | COM NEW | 25400W102 |
| PFLT | PENNANTPARK FLOATING RATE CAP LTD | 179,820 | $2,230 | 1.3% | $4.10 | +8.4% | COM | 70806A106 |
| HPQ | HP INC | 177,261 | $2,225 | 1.3% | $7.71 | +17.6% | COM | 40434L105 |
| PNNT | PENNANTPARK INVT CORP | 318,479 | $2,175 | 1.3% | $1.94 | +4.1% | COM | 708062104 |
| MSFT | MICROSOFT CORP | 36,611 | $1,873 | 1.1% | $45.92 | +0.1% | COM | 594918104 |
| — | ROVI CORP | 115,290 | $1,803 | 1.0% | $15.64 | — | COM | 779376102 |
| ACWV | ISHARES | 23,502 | $1,795 | 1.0% | $69.28 | — | MIN VOL GBL ETF | 464286525 |
| — | DOUBLELINE INCOME SOLUTIONS | 97,637 | $1,792 | 1.0% | $16.25 | — | COM | 258622109 |
| SPY | SPDR S&P 500 ETF TR | 8,470 | $1,774 | 1.0% | $203.91 | — | TR UNIT | 78462F103 |
| — | HC2 HLDGS INC | 390,224 | $1,678 | 1.0% | $4.70 | — | COM | 404139107 |
| VTI | VANGUARD INDEX FDS | 15,404 | $1,651 | 1.0% | $104.30 | — | TOTAL STK MKT | 922908769 |
| IDV | ISHARES TR | 55,637 | $1,593 | 0.9% | $28.75 | — | INTL SEL DIV ETF | 464288448 |
| AAPL | APPLE INC | 16,622 | $1,589 | 0.9% | $25.73 | -12.1% | COM | 037833100 |
| VWO | VANGUARD INTL EQUITY INDEX F | 41,904 | $1,476 | 0.9% | $32.99 | — | FTSE EMR MKT ETF | 922042858 |
| EFA | ISHARES TR | 26,221 | $1,464 | 0.8% | $58.74 | — | MSCI EAFE ETF | 464287465 |
| NYF | ISHARES TR | 12,144 | $1,400 | 0.8% | $112.05 | — | NEW YORK MUN ETF | 464288323 |
| LQD | ISHARES TR | 11,077 | $1,360 | 0.8% | $114.09 | — | IBOXX INV CP ETF | 464287242 |
| VIG | VANGUARD SPECIALIZED PORTFOLIO | 16,180 | $1,347 | 0.8% | $77.77 | — | DIV APP ETF | 921908844 |
| EMB | ISHARES TR | 10,671 | $1,229 | 0.7% | $105.80 | — | JP MOR EM MK ETF | 464288281 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 65,812 | $1,202 | 0.7% | $6.37 | +21.9% | COM | 42824C109 |
| DVY | ISHARES TR | 12,945 | $1,104 | 0.6% | $75.18 | — | SELECT DIVID ETF | 464287168 |
| ARCC | ARES CAP CORP | 75,778 | $1,076 | 0.6% | $5.74 | +3.4% | COM | 04010L103 |
| USMV | ISHARES TR | 20,467 | $946 | 0.5% | $42.29 | — | MIN VOL USA ETF | 46429B697 |
| MUB | ISHARES TR | 7,450 | $849 | 0.5% | $110.79 | — | NATIONAL MUN ETF | 464288414 |
| — | POWERSHARES QQQ TRUST | 7,613 | $819 | 0.5% | $111.88 | — | UNIT SER 1 | 73935A104 |
| VCLT | VANGUARD SCOTTSDALE FDS | 8,464 | $800 | 0.5% | $84.26 | — | LG-TERM COR BD | 92206C813 |
| GNR | SPDR INDEX SHS FDS | 21,468 | $797 | 0.5% | $32.58 | — | GLB NAT RESRCE | 78463X541 |
| — | APOLLO SR FLOATING RATE FD I | 49,893 | $788 | 0.5% | $15.17 | — | COM | 037636107 |
| — | NATIONAL HOLDINGS CORP | 262,326 | $787 | 0.5% | $2.82 | — | COM NEW | 636375206 |
| — | GARRISON CAP INC | 74,555 | $752 | 0.4% | $12.17 | — | COM | 366554103 |
| — | GOLDMAN SACHS MLP INCOME OPP FD | 79,899 | $747 | 0.4% | $8.23 | — | COM SHS | 38147W103 |
| — | AETNA INC NEW | 6,000 | $733 | 0.4% | $108.17 | — | COM | 00817Y108 |
| — | COHEN & STEERS LTD DUR PFD I | 29,251 | $711 | 0.4% | $22.54 | — | COM | 19248C105 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 3,796 | $679 | 0.4% | $173.92 | — | UT SER 1 | 78467X109 |
| LDUR | PIMCO ETF TR | 6,063 | $609 | 0.4% | $99.86 | — | LOW DURTN AC ETF | 72201R718 |
| — | TORTOISE MLP FD INC | 32,235 | $595 | 0.3% | $17.36 | — | COM | 89148B101 |
| — | NUVEEN BUILD AMER BD FD | 25,923 | $591 | 0.3% | $20.09 | — | COM | 67074C103 |
| EEM | ISHARES TR | 16,408 | $564 | 0.3% | $32.18 | — | MSCI EMG MKT ETF | 464287234 |
| — | SYSOREX GLOBAL | 1,018,413 | $536 | 0.3% | $0.57 | — | COM NEW | 87184N203 |
| — | SPLUNK INC | 9,579 | $519 | 0.3% | $58.77 | — | COM | 848637104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 3,571 | $517 | 0.3% | $134.20 | +6.5% | CL B NEW | 084670702 |
| — | APOLLO TACTICAL INCOME FD IN | 34,649 | $500 | 0.3% | $13.91 | — | COM | 037638103 |
| EFAV | ISHARES TR | 7,530 | $500 | 0.3% | $64.87 | — | MIN VOL EAFE ETF | 46429B689 |
| VGK | VANGUARD INTL EQUITY INDEX F | 10,716 | $500 | 0.3% | $49.93 | — | FTSE EUROPE ETF | 922042874 |
| IJH | ISHARES TR | 3,216 | $480 | 0.3% | $139.30 | — | CORE S&P MCP ETF | 464287507 |
| UE | URBAN EDGE PPTYS | 15,215 | $454 | 0.3% | $29.84 | — | COM | 91704F104 |
| IWF | ISHARES TR | 3,810 | $382 | 0.2% | $99.74 | — | RUS 1000 GRW ETF | 464287614 |
| — | POWERSHARES ETF TR II | 23,701 | $361 | 0.2% | $14.95 | — | PFD PORTFOLIO | 73936T565 |
| — | BLACKROCK CAPITAL INVESTMENT | 45,412 | $353 | 0.2% | $7.77 | — | COM | 092533108 |
| ON | ON SEMICONDUCTOR CORP | 39,779 | $351 | 0.2% | $10.52 | -9.5% | COM | 682189105 |
| IBB | ISHARES TR | 1,347 | $347 | 0.2% | $313.74 | — | NASDQ BIOTEC ETF | 464287556 |
| XLV | SELECT SECTOR SPDR TR | 4,729 | $339 | 0.2% | $72.11 | — | SBI HEALTHCARE | 81369Y209 |
| — | THL CR INC | 30,200 | $336 | 0.2% | $11.13 | — | COM | 872438106 |
| — | ALPS ETF TR | 26,042 | $331 | 0.2% | $12.05 | — | ALERIAN MLP | 00162Q866 |
| ET | ENERGY TRANSFER EQUITY L P | 22,590 | $325 | 0.2% | $13.74 | — | COM UT LTD PTN | 29273V100 |
| ACWX | ISHARES TR | 8,025 | $313 | 0.2% | $39.53 | — | MSCI ACWI EX US | 464288240 |
| SLRC | SOLAR CAP LTD | 16,109 | $307 | 0.2% | $6.68 | +10.7% | COM | 83413U100 |
| BP | BP PLC | 8,601 | $305 | 0.2% | $31.37 | — | SPONSORED ADR | 055622104 |
| — | WISDOMTREE TR | 23,604 | $301 | 0.2% | $11.01 | — | GLB NAT RES FD | 97717W711 |
| META | FACEBOOK INC | 2,623 | $300 | 0.2% | $102.01 | +12.2% | CL A | 30303M102 |
| — | BROOKFIELD MTG OPP INC FD IN | 19,971 | $297 | 0.2% | $14.77 | — | COM | 112792106 |
| — | APOLLO INVT CORP | 52,930 | $293 | 0.2% | $5.23 | — | COM | 03761U106 |
| — | NIELSEN HLDGS PLC | 5,400 | $281 | 0.2% | $46.67 | — | SHS EUR | G6518L108 |
| — | MONSTER WORLDWIDE INC | 115,000 | $275 | 0.2% | $5.73 | — | COM | 611742107 |
| JNJ | JOHNSON & JOHNSON | 2,242 | $272 | 0.2% | $87.05 | 0.0% | COM | 478160104 |
| XLY | SELECT SECTOR SPDR TR | 3,440 | $269 | 0.2% | $78.20 | — | SBI CONS DISCR | 81369Y407 |
| VUG | VANGUARD INDEX FDS | 2,502 | $268 | 0.2% | $106.31 | — | GROWTH ETF | 922908736 |
| VEU | VANGUARD INTL EQUITY INDEX F | 6,104 | $262 | 0.2% | $43.41 | — | ALLWRLD EX US | 922042775 |
| EWZ | ISHARES | 8,449 | $255 | 0.1% | $26.28 | — | MSCI BRZ CAP ETF | 464286400 |
| PFE | PFIZER INC | 7,096 | $250 | 0.1% | $20.38 | +3.3% | COM | 717081103 |
| PFS | PROVIDENT FINL SVCS INC | 12,500 | $246 | 0.1% | $12.76 | -0.5% | COM | 74386T105 |
| — | BAZAARVOICE INC | 61,054 | $245 | 0.1% | $3.14 | — | COM | 073271108 |
| DIS | DISNEY WALT CO | 2,490 | $244 | 0.1% | $102.22 | -9.8% | COM DISNEY | 254687106 |
| — | FIRST TR ENERGY INCOME & GRW | 9,561 | $244 | 0.1% | $22.98 | — | COM | 33738G104 |
| MXI | ISHARES TR | 4,891 | $240 | 0.1% | $47.43 | — | GLOBAL MATER ETF | 464288695 |
| — | MONSTER WORLDWIDE INC | 100,000 | $239 | 0.1% | $5.73 | — | Call | 611742107 |
| — | BROOKFIELD PPTY PARTNERS L P | 10,345 | $239 | 0.1% | $23.20 | — | UNIT LTD PARTN | G16249107 |
| TBHC | KIRKLANDS INC | 16,223 | $238 | 0.1% | $15.02 | 0.0% | COM | 497498105 |
| SLB | SCHLUMBERGER LTD | 2,969 | $235 | 0.1% | $56.10 | +3.8% | COM | 806857108 |
| FLOT | ISHARES TR | 4,629 | $234 | 0.1% | $50.46 | — | FLTG RATE BD ETF | 46429B655 |
| VXUS | VANGUARD STAR FD | 5,153 | $229 | 0.1% | $45.02 | — | VG TL INTL STK F | 921909768 |
| TACT | TRANSACT TECHNOLOGIES INC | 28,118 | $226 | 0.1% | $7.80 | +0.4% | COM | 892918103 |
| — | NUVEEN MTG OPPORTUNITY TERM | 9,733 | $225 | 0.1% | $22.73 | — | COM | 670735109 |
| — | ARES DYNAMIC CR ALLOCATION F | 15,960 | $219 | 0.1% | $13.35 | — | COM | 04014F102 |
| DKS | DICKS SPORTING GOODS INC | 4,841 | $218 | 0.1% | $31.17 | +6.8% | COM | 253393102 |
| — | AMC ENTMT HLDGS INC | 7,885 | $218 | 0.1% | $27.65 | — | CL A COM | 00165C104 |
| — | PENNEY J C INC | 24,523 | $218 | 0.1% | $7.16 | — | COM | 708160106 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $217 | 0.1% | $201277.39 | +6.5% | CL A | 084670108 |
| AGG | ISHARES TR | 1,917 | $216 | 0.1% | $107.78 | — | CORE US AGGBD ET | 464287226 |
| — | INTERSIL CORP | 15,988 | $216 | 0.1% | $12.75 | — | CL A | 46069S109 |
| VPG | VISHAY PRECISION GROUP INC | 15,939 | $214 | 0.1% | $11.88 | +18.0% | COM | 92835K103 |
| — | OCLARO INC | 43,803 | $214 | 0.1% | $3.51 | — | COM NEW | 67555N206 |
| MAT | MATTEL INC | 6,822 | $213 | 0.1% | $31.72 | 0.0% | COM | 577081102 |
| — | WEB COM GROUP INC | 11,650 | $212 | 0.1% | $19.78 | — | COM | 94733A104 |
| — | DTS INC | 8,033 | $212 | 0.1% | $26.39 | — | COM | 23335C101 |
| — | AUTOBYTEL INC | 15,052 | $209 | 0.1% | $20.34 | — | COM NEW | 05275N205 |
| IWD | ISHARES TR | 2,026 | $209 | 0.1% | $98.72 | — | RUS 1000 VAL ETF | 464287598 |
| — | GENERAL ELECTRIC CO | 6,517 | $205 | 0.1% | $31.08 | — | COM | 369604103 |
| SWKS | SKYWORKS SOLUTIONS INC | 3,239 | $205 | 0.1% | $63.98 | -13.2% | COM | 83088M102 |
| ILF | ISHARES TR | 7,721 | $203 | 0.1% | $26.29 | — | LATN AMER 40 ETF | 464287390 |
| VSAT | VIASAT INC | 2,839 | $203 | 0.1% | $72.81 | 0.0% | COM | 92552V100 |
| — | POWERSHARES ETF TRUST | 5,474 | $202 | 0.1% | $36.90 | — | DYN BIOT & GEN | 73935X856 |
| SMMU | PIMCO ETF TR | 3,972 | $201 | 0.1% | $50.60 | — | SHTRM MUN BD ACT | 72201R874 |
| LITE | LUMENTUM HLDGS INC | 8,306 | $201 | 0.1% | $17.80 | +39.2% | COM | 55024U109 |
| KTOS | KRATOS DEFENSE & SEC SOLUTIONS | 48,043 | $197 | 0.1% | $4.43 | +2.1% | COM NEW | 50077B207 |
| — | NUVEEN AMT-FREE MUN INCOME F | 12,500 | $188 | 0.1% | $13.84 | — | COM | 670657105 |
| LIND | LINDBLAD EXPEDITIONS HLDGS I | 19,100 | $184 | 0.1% | $10.57 | -7.3% | COM | 535219109 |
| MBUU | MALIBU BOATS INC | 14,924 | $180 | 0.1% | $14.60 | -0.1% | COM CL A | 56117J100 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 13,766 | $175 | 0.1% | $15.57 | -18.8% | COM NEW | 652526203 |
| — | NUVEEN MUN VALUE FD INC | 14,800 | $160 | 0.1% | $10.20 | — | COM | 670928100 |
| — | BLACKSTONE GSO FLTING RTE FU | 10,000 | $159 | 0.1% | $14.90 | — | COM | 09256U105 |
| HDSN | HUDSON TECHNOLOGIES INC | 37,334 | $134 | 0.1% | $3.41 | 0.0% | COM | 444144109 |
| OLP | ONE LIBERTY PPTYS INC | 15,173 | $115 | 0.1% | $7.12 | — | COM | 682406103 |
| CDZI | CADIZ INC | 18,491 | $109 | 0.1% | $5.78 | 0.0% | COM NEW | 127537207 |
| — | NOVAVAX INC | 10,500 | $76 | 0.0% | $8.38 | — | COM | 670002104 |
| — | NAVISTAR INTL CORP NEW | 114,000 | $66 | 0.0% | $0.59 | — | NOTE 4.750% 4/1 | 63934EAS7 |
| — | TITAN MACHY INC | 77,000 | $62 | 0.0% | $0.81 | — | NOTE 3.750% 5/0 | 88830RAB7 |
| — | PDL BIOPHARMA INC | 50,000 | $47 | 0.0% | $0.94 | — | NOTE 4.000% 2/0 | 69329YAF1 |
| — | GROUPON INC | 14,000 | $46 | 0.0% | $3.07 | — | COM CL A | 399473107 |
| BRT | BRT RLTY TR | 49,089 | $45 | 0.0% | $0.19 | — | SH BEN INT NEW | 055645303 |
| — | NAVISTAR INTL CORP NEW | 58,000 | $39 | 0.0% | $0.49 | — | NOTE 4.500%10/1 | 63934EAQ1 |
| — | RENEWABLE ENERGY GROUP INC | 31,000 | $28 | 0.0% | $0.88 | — | MTNF 2.750% 6/1 | 75972AAA1 |
| — | LADENBURG THALMAN FIN SVCS INC | 81,050 | $6 | 0.0% | $0.09 | — | COM | 50575Q102 |