SMARTFINANCIAL INC

Ticker: SMBK CUSIP: 83190L208 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BlackRock, Inc.1,264,930$46,790
VANGUARD GROUP INC850,823$31,472
DIMENSIONAL FUND ADVISORS LP838,797$31,027
WELLINGTON MANAGEMENT GROUP LLP728,151$26,934
Private Capital Management, LLC475,601$17,592
GEODE CAPITAL MANAGEMENT, LLC338,194$12,513
STATE STREET CORP329,811$12,200
AMERICAN CENTURY COMPANIES INC312,660$11,565
ACADIAN ASSET MANAGEMENT LLC247,962$9
SALZHAUER MICHAEL225,903$8,356
Cravens & Co Advisors, LLC220,430$8,379
BANC FUNDS CO LLC200,587$7,420
RENAISSANCE TECHNOLOGIES LLC178,374$6,598
CSM Advisors, LLC172,230$6
MORGAN STANLEY169,012$6,252
GOLDMAN SACHS GROUP INC163,240$6,038
ALLIANCEBERNSTEIN L.P.153,884$5,692
First Eagle Investment Management, LLC152,167$5,629
Stieven Capital Advisors, L.P.147,734$5,465
BRIDGEWAY CAPITAL MANAGEMENT, LLC143,467$5,307
NORTHERN TRUST CORP136,838$5,062
North Reef Capital Management LP134,871$4,989
DEPRINCE RACE & ZOLLO INC132,067$4,885
Nuveen, LLC125,081$4,627
TWO SIGMA INVESTMENTS, LP124,658$4,611
CHARLES SCHWAB INVESTMENT MANAGEMENT INC121,286$4,486
Qube Research & Technologies Ltd103,417$3,825
Russell Investments Group, Ltd.100,369$3,713
Connor, Clark & Lunn Investment Management Ltd.98,178$3,632
JPMORGAN CHASE & CO93,307$3,451
Empowered Funds, LLC86,967$3,217
MILLENNIUM MANAGEMENT LLC83,402$3,085
ZACKS INVESTMENT MANAGEMENT78,575$2,907
Elizabeth Park Capital Advisors, Ltd.73,891$2,733
Bank of New York Mellon Corp70,249$2,599
PANAGORA ASSET MANAGEMENT INC63,442$2,347
TWO SIGMA ADVISERS, LP61,900$2,290
JANE STREET GROUP, LLC59,264$2,192
Algebris (UK) Ltd58,316$2,158
CITADEL ADVISORS LLC55,995$2,071
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP50,381$1,864
D. E. Shaw & Co., Inc.49,730$1,840
STIFEL FINANCIAL CORP49,543$1,833
AQR CAPITAL MANAGEMENT LLC47,159$1,744
FIRST TRUST ADVISORS LP46,310$1,713
REGIONS FINANCIAL CORP46,139$1,707
TUDOR INVESTMENT CORP ET AL46,075$1,704
MARTINGALE ASSET MANAGEMENT L P43,895$1,624
LOS ANGELES CAPITAL MANAGEMENT LLC39,803$1,404
PATRIOT INVESTMENT MANAGEMENT GROUP, INC.34,938$1,292
SG Americas Securities, LLC34,607$1
BARCLAYS PLC34,384$1,272
MARSHALL WACE, LLP30,786$1,139
CAPTRUST FINANCIAL ADVISORS28,739$1,063
CALDWELL SUTTER CAPITAL, INC.28,431$1,052
VICTORY CAPITAL MANAGEMENT INC26,850$993
NewEdge Advisors, LLC26,651$986
Brandywine Global Investment Management, LLC24,559$908
Invesco Ltd.24,466$905
Creative Planning23,719$877
KENNEDY CAPITAL MANAGEMENT LLC23,711$877
LBMC INVESTMENT ADVISORS, LLC23,048$853
HSBC HOLDINGS PLC22,325$825
Pinnacle Financial Partners, Inc.21,763$805
BAILARD, INC.21,200$784
LeConte Wealth Management, LLC20,322$752
HRT FINANCIAL LP19,566$1
Rather & Kittrell, Inc.19,232$711
BANK OF AMERICA CORP /DE/19,163$709
RHUMBLINE ADVISERS18,480$684
BNP PARIBAS ARBITRAGE, SA17,459$646
FRANKLIN RESOURCES INC16,267$602
WELLS FARGO & COMPANY/MN16,236$601
Point72 Asset Management, L.P.16,102$596
SILVER OAK SECURITIES, INCORPORATED16,018$594
STRS OHIO15,800$584
UBS Group AG14,998$555
Cambridge Investment Research Advisors, Inc.14,570$1
TRUIST FINANCIAL CORP14,344$531
Geneos Wealth Management Inc.13,098$484
Inspire Investing, LLC12,668$469
RAYMOND JAMES FINANCIAL INC12,358$457
CANADA PENSION PLAN INVESTMENT BOARD12,200$451
Evergreen Advisors, LLC11,812$437
BROOKS, MOORE & ASSOCIATES, INC.11,351$420
EQUITABLE TRUST CO11,225$415
Quantinno Capital Management LP10,925$404
Susquehanna Portfolio Strategies, LLC9,545$353
DEUTSCHE BANK AG\9,542$353
STATE OF WISCONSIN INVESTMENT BOARD9,484$351
Polymer Capital Management (US) LLC9,336$345
FEDERATED HERMES, INC.9,010$333
R Squared Ltd8,875$328
OCCUDO QUANTITATIVE STRATEGIES LP8,805$326
PRICE T ROWE ASSOCIATES INC /MD/8,674$0
PRUDENTIAL FINANCIAL INC8,655$320
MetLife Investment Management, LLC8,611$319
Cetera Investment Advisers8,352$309
CAP Partners, LLC7,910$293
Aptus Capital Advisors, LLC7,593$281
64 other institutions124,305$4,175
Total (164 institutions)10,598,133$373,374