Location: New York, NY
CIK: 0001742998 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: Apr 9, 2020
Total Value: $131M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ALLERGAN ORD | 103,984 | $18.41M | 14.0% | $177.09 | $170.30 | — | COM | G0177J108 |
| — | WABCO HOLDINGS ORD | 37,036 | $5.001M | 3.8% | $135.03 | $133.65 | — | COM | 92927K102 |
| LYG | LLOYDS BANKING GROUP ADR 4 ORD | 2,262,420 | $3.416M | 2.6% | $1.51 | $2.89 | -47.7% | SPONSORED ADR | 539439109 |
| ASML | ASML HOLDING ADR REP ORD | 11,390 | $2.98M | 2.3% | $261.63 | $279.38 | -6.4% | SPONSORED ADR | N07059210 |
| BP | BP ADR EACH REPSTNG SIX ORD | 121,900 | $2.973M | 2.3% | $24.39 | $32.34 | -24.6% | SPONSORED ADR | 055622104 |
| — | MELLANOX TECHNOLOGIES ORD | 24,212 | $2.937M | 2.2% | $121.30 | $114.84 | — | COM | M51363113 |
| — | CYPRESS SEMICONDUCTOR ORD | 118,250 | $2.757M | 2.1% | $23.32 | $23.33 | — | COM | 232806109 |
| GOOGL | ALPHABET CL A ORD | 2,301 | $2.673M | 2.0% | $1161.67 * | $66.47 | -13.3% | COM | 02079K305 |
| RYAAY | RYANAIR HOLDINGS ORD | 48,572 | $2.578M | 2.0% | $53.08 | $73.72 | -28.0% | COM | 783513203 |
| — | ROYAL DUTCH SHELL ADR REP 2 CL A ORD | 73,651 | $2.569M | 2.0% | $34.88 | $44.69 | — | SPONSORED ADR | 780259206 |
| RTX | RAYTHEON TECHNOLOGIES ORD | 42,243 | $2.35M | 1.8% | $55.63 * | $73.52 | -29.7% | COM | 75513E101 |
| — | VECTOIQ ACQUISITION ORD | 208,903 | $2.222M | 1.7% | $10.64 | $10.64 | — | COM | 92243N103 |
| SONY | SONY ADR REP 1 ORD | 36,300 | $2.148M | 1.6% | $59.17 | $65.32 | -9.4% | SPONSORED ADR | 835699307 |
| — | FORESCOUT TECHNOLOGIES ORD | 67,227 | $2.123M | 1.6% | $31.58 | $31.80 | — | COM | 34553D101 |
| — | FORTY SEVEN ORD | 22,205 | $2.118M | 1.6% | $95.38 | $95.38 | — | COM | 34983P104 |
| — | CRAFT BREW ALLIANCE ORD | 118,416 | $1.764M | 1.3% | $14.90 | $16.30 | — | COM | 224122101 |
| AMZN | AMAZON COM ORD | 900 | $1.754M | 1.3% | $1948.89 * | $92.78 | +5.1% | COM | 023135106 |
| ABBNY | ABB ADR REP 1 ORD | 87,400 | $1.508M | 1.1% | $17.25 * | $20.78 | -20.3% | SPONSORED ADR | 000375204 |
| SAP | SAP ADR REP 1 ORD | 13,000 | $1.436M | 1.1% | $110.46 | $131.43 | -15.9% | SPONSORED ADR | 803054204 |
| IFRX | INFLARX ORD | 370,000 | $1.413M | 1.1% | $3.82 | $19.00 | -79.9% | COM | N44821101 |
| — | FITBIT CL A ORD | 211,245 | $1.406M | 1.1% | $6.66 | $6.47 | — | COM | 33812L102 |
| MDT | MEDTRONIC ORD | 15,560 | $1.403M | 1.1% | $90.17 * | $90.18 | -14.7% | COM | G5960L103 |
| — | API GROUP ORD | 193,700 | $1.355M | 1.0% | $7.00 | $8.48 | — | COM | G49894101 |
| IHG | INTERCONTINENTAL HOTEL ADR REP 1 ORD | 31,616 | $1.332M | 1.0% | $42.13 | $59.86 | -29.6% | SPONSORED ADR | 45857P806 |
| ACGL | ARCH CAPITAL GROUP ORD | 41,750 | $1.188M | 0.9% | $28.46 * | $38.54 | -29.8% | COM | G0450A105 |
| SSL | SASOL ADR REP 1 ORD | 583,517 | $1.172M | 0.9% | $2.01 | $14.02 | -85.7% | SPONSORED ADR | 803866300 |
| — | TAUBMAN CNTR REIT ORD | 27,800 | $1.164M | 0.9% | $41.87 | $41.33 | — | COM | 876664103 |
| — | PRIMO WATER ORD | 115,030 | $1.042M | 0.8% | $9.06 | $9.06 | — | COM | 74167P108 |
| LQD | ISHARES IBOXX INVT GRADE BOND ETF | 8,350 | $1.031M | 0.8% | $123.47 | $127.42 | -3.1% | COM | 464287242 |
| MAA | MID AMERICA APT COMMUNITI REIT ORD | 10,000 | $1.03M | 0.8% | $103.00 * | $106.35 | -20.7% | COM | 59522J103 |
| — | TRINE ACQUISITION CL A RED UNT | 101,200 | $1.024M | 0.8% | $10.12 | $10.05 | — | COM | 89628U207 |
| AVGO | BROADCOM ORD | 4,200 | $995K | 0.8% | $236.90 * | $24.28 | -14.6% | COM | 11135F101 |
| TSN | TYSON FOODS CL A ORD | 17,000 | $983K | 0.7% | $57.82 * | $62.67 | -22.2% | COM | 902494103 |
| — | SLACK TECHNOLOGIES CL A ORD | 35,000 | $939K | 0.7% | $26.83 | $22.53 | — | COM | 83088V102 |
| WEC | WEC ENERGY GROUP ORD | 10,570 | $931K | 0.7% | $88.08 * | $79.48 | -8.1% | COM | 92939U106 |
| IYR | ISHARES US REAL ESTATE ETF | 13,200 | $918K | 0.7% | $69.55 | $88.50 | -21.4% | COM | 464287739 |
| — | GREENLANE HOLDINGS CL A ORD | 520,000 | $894K | 0.7% | $1.72 | $3.53 | — | COM | 395330103 |
| KT | KT ADR REP 1/2 ORD | 110,967 | $863K | 0.7% | $7.78 | $12.61 | -38.3% | SPONSORED ADR | 48268K101 |
| — | PROSHARES ULTRAPRO SHORT QQQ ETF | 44,200 | $860K | 0.7% | $19.46 | $19.46 | — | COM | 74347G408 |
| — | BENEFYTT TECHNOLOGIES CL A ORD | 37,000 | $828K | 0.6% | $22.38 | $22.38 | — | COM | 08182C106 |
| — | TALLGRASS ENERGY CL A ORD | 49,813 | $819K | 0.6% | $16.44 | $16.49 | — | COM | 874696107 |
| XBI | SPDR S&P BIOTECH ETF | 10,000 | $774K | 0.6% | $77.40 | $88.55 | -12.5% | COM | 78464A870 |
| HWM | HOWMET AEROSPACE ORD | 60,000 | $774K | 0.6% | $12.90 * | $20.51 | -40.8% | COM | 443201108 |
| — | BRISTOL MYERS SQUIBB CONTINGENT RTS | 202,909 | $771K | 0.6% | $3.80 | $3.01 | — | COM | 110122157 |
| NOK | NOKIA ADR REPSG 1 SER A ORD | 229,597 | $711K | 0.5% | $3.10 | $3.82 | -18.8% | SPONSORED ADR | 654902204 |
| EQNR | EQUINOR ADR REP ORD | 56,400 | $686K | 0.5% | $12.16 | $16.16 | -24.6% | SPONSORED ADR | 29446M102 |
| WPP | WPP ADR REP 5 ORD | 20,000 | $675K | 0.5% | $33.75 | $56.41 | -40.1% | SPONSORED ADR | 92937A102 |
| — | CREDIT SUISSE GRP ADR REPTG ONE ORD | 83,513 | $675K | 0.5% | $8.08 | $10.26 | — | SPONSORED ADR | 225401108 |
| GLPG | GALAPAGOS ADR REP ORD | 3,100 | $607K | 0.5% | $195.81 | $185.64 | — | SPONSORED ADR | 36315X101 |
| TS | TENARIS ADR REP 2 ORD | 50,000 | $602K | 0.5% | $12.04 | $18.38 | -34.4% | SPONSORED ADR | 88031M109 |
| — | SEQUANS COMMUNICATIONS ADR REP 4 ORD | 115,717 | $588K | 0.4% | $5.08 | $3.75 | — | SPONSORED ADR | 817323207 |
| MRNA | MODERNA ORD | 18,675 | $559K | 0.4% | $29.93 | $23.01 | +30.2% | COM | 60770K107 |
| — | SCORPIO TANKERS ORD | 29,100 | $556K | 0.4% | $19.11 | $19.47 | — | COM | Y7542C106 |
| — | ALLEGHANY ORD | 1,000 | $552K | 0.4% | $552.00 | $552.00 | — | COM | 017175100 |
| SPWH | SPORTSMANS WAREHOUSE HOLDINGS ORD | 88,400 | $544K | 0.4% | $6.15 | $5.27 | +16.8% | COM | 84920Y106 |
| — | VERSO CL A ORD | 47,782 | $538K | 0.4% | $11.26 | $11.26 | — | COM | 92531L207 |
| — | MUSTANG BIO ORD | 200,000 | $536K | 0.4% | $2.68 | $3.39 | — | COM | 62818Q104 |
| — | BHP GROUP ADR REP 2 ORD | 17,450 | $529K | 0.4% | $30.32 | $46.87 | — | SPONSORED ADR | 05545E209 |
| VNCE | VINCE HOLDING ORD | 135,000 | $523K | 0.4% | $3.87 | $15.18 | -74.4% | COM | 92719W207 |
| — | CAROLINA FINANCIAL ORD | 20,000 | $517K | 0.4% | $25.85 | $25.85 | — | COM | 143873107 |
| GNCAQ | GENOCEA BIOSCIENCES ORD | 300,000 | $516K | 0.4% | $1.72 * | $4.03 | -49.9% | COM | 372427401 |
| — | BYRNA TECHNOLOGIES ORD | 2,098,617 | $500K | 0.4% | $0.24 | $0.24 | — | COM | 12448X102 |
| BBVA | BANCO BILBAO VIZCAYA ARGENTARIA ADR | 163,550 | $500K | 0.4% | $3.06 | $5.04 | -39.3% | COM | 05946K101 |
| — | UNILEVER NV | 10,000 | $487K | 0.4% | $48.70 | $57.42 | — | COM | 904784709 |
| QQQ | INVSC QQQ TRUST SRS 1 ETF | 2,500 | $476K | 0.4% | $190.40 | $211.69 | -10.1% | COM | 46090E103 |
| — | FIAT CHRYSLER AUTOMOBILES ORD | 65,200 | $468K | 0.4% | $7.18 | $14.68 | — | COM | N31738102 |
| GFI | GOLD FIELDS ADR REP 1 ORD | 98,600 | $468K | 0.4% | $4.75 | $5.88 | -19.2% | SPONSORED ADR | 38059T106 |
| TCBI | TEXAS CAPITAL BANCSHARES ORD | 20,200 | $447K | 0.3% | $22.13 | $46.38 | -52.2% | COM | 88224Q107 |
| BCS | BARCLAYS ADR REP 4 ORD | 96,601 | $437K | 0.3% | $4.52 | $7.72 | -41.3% | SPONSORED ADR | 06738E204 |
| — | LEGACY ACQUISITION CL A ORD | 40,200 | $416K | 0.3% | $10.35 | $10.35 | — | COM | 524643103 |
| GTBIF | GREEN THUMB INDUSTRIES ORD | 69,075 | $402K | 0.3% | $5.82 | $9.33 | -37.6% | COM | 39342L108 |
| VOD | VODAFONE GROUP ADR REP 10 ORD | 29,000 | $399K | 0.3% | $13.76 | $19.32 | -28.7% | SPONSORED ADR | 92857W308 |
| — | HAYMAKER ACQUISITION CL A ORD | 40,492 | $396K | 0.3% | $9.78 | $9.78 | — | COM | 42087L101 |
| — | TIFFANY ORD | 2,960 | $383K | 0.3% | $129.39 | $129.39 | — | COM | 886547108 |
| — | VEONEER ORD | 50,000 | $366K | 0.3% | $7.32 | $7.32 | — | COM | 92336X109 |
| IRWD | IRONWOOD PHARMA CL A ORD | 35,000 | $353K | 0.3% | $10.09 | $11.75 | -14.2% | COM | 46333X108 |
| LKNCY | LUCKIN COFFEE ADR REP 8 ORD | 13,000 | $353K | 0.3% | $27.15 | $36.83 | -26.2% | SPONSORED ADR | 54951L109 |
| — | THE RUBICON PROJECT ORD | 62,500 | $346K | 0.3% | $5.54 | $8.40 | — | COM | 78112V102 |
| — | TWITTER ORD | 14,001 | $343K | 0.3% | $24.50 | $29.14 | — | COM | 90184L102 |
| — | TRILLIUM THERAPEUTICS ORD | 85,000 | $343K | 0.3% | $4.04 | $4.04 | — | COM | 89620X506 |
| — | MERSANA THERAPEUTICS ORD | 58,400 | $340K | 0.3% | $5.82 | $5.82 | — | COM | 59045L106 |
| — | ACT II GLOBAL ACQUISITION CL A ORD | 34,000 | $335K | 0.3% | $9.85 | $9.85 | — | COM | G0080J104 |
| ADI | ANALOG DEVICES ORD | 3,700 | $331K | 0.3% | $89.46 * | $98.34 | -17.7% | COM | 032654105 |
| — | FORTRESS BIOTECH ORD | 175,000 | $330K | 0.3% | $1.89 | $1.47 | — | COM | 34960Q109 |
| FMS | FRESENIUS MEDICAL ADR REPTG 0.5 ORD | 10,001 | $328K | 0.2% | $32.80 | $37.17 | -11.7% | SPONSORED ADR | 358029106 |
| — | ALEXION PHARMACEUTICALS RTS | 3,597 | $322K | 0.2% | $89.52 | $89.52 | — | COM | 015351109 |
| — | NUVEEN AMT FREE MNCPL CRDT INCM CF | 20,661 | $303K | 0.2% | $14.67 | $14.67 | — | COM | 67071L106 |
| NVO | NOVO NORDISK ADR REPSG 1 ORD | 5,000 | $301K | 0.2% | $60.20 | $59.55 | +1.1% | SPONSORED ADR | 670100205 |
| EAT | BRINKER INTERNATIONAL ORD | 25,000 | $300K | 0.2% | $12.00 | $33.37 | -64.0% | COM | 109641100 |
| TCEHY | TENCENT HOLDINGS ADR | 5,950 | $292K | 0.2% | $49.08 | $49.62 | -1.1% | COM | 88032Q109 |
| — | ALTERYX CL A ORD | 3,000 | $285K | 0.2% | $95.00 | $95.00 | — | COM | 02156B103 |
| CRD/B | CRAWFORD CL B ORD | 44,729 | $285K | 0.2% | $6.37 * | $7.19 | -24.8% | COM | 224633107 |
| UNH | UNITEDHEALTH GRP ORD | 1,125 | $280K | 0.2% | $248.89 * | $249.73 | -9.1% | COM | 91324P102 |
| LMPX | LMP AUTOMOTIVE HOLDINGS ORD | 49,800 | $276K | 0.2% | $5.54 * | $0.01 | 0.0% | COM | 53952P101 |
| TAK | TAKEDA PHARMA ADR REP 0.5 ORD | 18,000 | $273K | 0.2% | $15.17 | $18.12 | -16.2% | SPONSORED ADR | 874060205 |
| ALC | ALCON AG | 5,000 | $254K | 0.2% | $50.80 | $56.67 | -11.6% | COM | H01301128 |
| — | NUVEEN MUNICIPAL CREDIT INCOME CF | 17,729 | $249K | 0.2% | $14.04 | $14.04 | — | COM | 67070X101 |
| — | AEGON ADR | 99,200 | $247K | 0.2% | $2.49 | $2.94 | — | COM | 007924103 |
| — | TEEKAY TANKERS CL A ORD | 11,000 | $244K | 0.2% | $22.18 | $22.18 | — | COM | Y8565N102 |
| — | WESTERN ASSET MUNICIPAL DFND OPPR CF | 12,795 | $241K | 0.2% | $18.84 | $18.84 | — | COM | 95768A109 |
| HSBC | HSBC HOLDINGS ADR REP 5 ORD | 8,609 | $241K | 0.2% | $27.99 | $37.93 | -26.1% | SPONSORED ADR | 404280406 |
| — | CHINA MOBILE ADR REPSG 5 ORD | 6,072 | $228K | 0.2% | $37.55 | $37.55 | — | SPONSORED ADR | 16941M109 |
| — | INSEEGO ORD | 36,000 | $224K | 0.2% | $6.22 | $6.20 | — | COM | 45782B104 |
| CMBT | EURONAV NV | 19,665 | $221K | 0.2% | $11.24 * | $5.43 | +2.3% | COM | B38564108 |
| — | FGL ORD | 22,500 | $220K | 0.2% | $9.78 | $9.78 | — | COM | G3402M102 |
| — | LINDE ORD | 1,250 | $216K | 0.2% | $172.80 | $198.21 | — | COM | G5494J103 |
| UPBD | RENT-A-CENTER ORD | 15,139 | $214K | 0.2% | $14.14 | $24.07 | -41.2% | COM | 76009N100 |
| BAC | BANK OF AMERICA ORD | 10,050 | $213K | 0.2% | $21.19 * | $25.91 | -28.8% | COM | 060505104 |
| SONO | SONOS ORD | 25,000 | $212K | 0.2% | $8.48 | $13.93 | -39.1% | COM | 83570H108 |
| — | MAIDEN HOLDINGS LTD | 12,631 | $212K | 0.2% | $16.78 | $16.08 | — | COM | 560292302 |
| — | TSAKOS ENERGY NAVIGATION ORD | 65,000 | $211K | 0.2% | $3.25 | $3.25 | — | COM | G9108L108 |
| M | MACYS ORD | 43,000 | $211K | 0.2% | $4.91 | $15.82 | -69.0% | COM | 55616P104 |
| — | ASCENA RETAIL GROUP ORD | 150,000 | $208K | 0.2% | $1.39 | $3.48 | — | COM | 04351G200 |
| — | NUVEEN NY AMT FREE QLT MNCPL INCM CF | 16,660 | $208K | 0.2% | $12.48 | $12.75 | — | COM | 670656107 |
| — | NUVEEN TAXABLE MUNICIPAL INCM NAV CF | 10,900 | $208K | 0.2% | $19.08 | $20.43 | — | COM | 67074C103 |
| — | WRIGHT MEDICAL GROUP ORD | 7,000 | $200K | 0.2% | $28.57 | $30.48 | — | COM | N96617118 |
| — | NUVEEN CREDIT STRATEGIES INCOME CF | 35,000 | $198K | 0.2% | $5.66 | $7.71 | — | COM | 67073D102 |
| CRNC | CERENCE ORD | 12,900 | $198K | 0.2% | $15.35 | $21.02 | -26.7% | COM | 156727109 |
| TKC | TURKCELL ILETISIM ADR REP 2.5 ORD | 42,279 | $196K | 0.1% | $4.64 | $5.66 | -17.9% | SPONSORED ADR | 900111204 |
| GNW | GENWORTH FINANCIAL CL A ORD | 58,700 | $194K | 0.1% | $3.30 | $4.15 | -20.0% | COM | 37247D106 |
| — | THIRD POINT REINSURANCE ORD | 25,000 | $185K | 0.1% | $7.40 | $7.95 | — | COM | G8827U100 |
| — | SOLIGENIX ORD | 110,000 | $184K | 0.1% | $1.67 | $1.67 | — | COM | 834223307 |
| — | ANGLOGOLD ASHANTI ADR REP 1 ORD | 11,100 | $184K | 0.1% | $16.58 | $16.58 | — | SPONSORED ADR | 035128206 |
| NFLX | NETFLIX ORD | 489 | $183K | 0.1% | $374.23 * | $35.38 | +6.1% | COM | 64110L106 |
| — | TECHNOLOGY DATA ORD | 1,398 | $182K | 0.1% | $130.19 | $142.52 | — | COM | 878237106 |
| — | NUVEEN MUNI HIGH INC OPPORTUNITY CF | 14,570 | $181K | 0.1% | $12.42 | $12.42 | — | COM | 670682103 |
| — | QUOTIENT ORD | 43,800 | $173K | 0.1% | $3.95 | $6.03 | — | COM | G73268107 |
| — | NUVEEN CLIFORNIA QULTY MNCPL INCM CF | 12,626 | $172K | 0.1% | $13.62 | $14.88 | — | COM | 67066Y105 |
| MED | MEDIFAST ORD | 2,730 | $170K | 0.1% | $62.27 * | $77.14 | -30.2% | COM | 58470H101 |
| — | PIMCO MUNICIPAL INCOME II CF | 13,295 | $168K | 0.1% | $12.64 | $12.68 | — | COM | 72200W106 |
| — | INVESCO VALUE MUNICIPAL INCOME CF | 11,738 | $165K | 0.1% | $14.06 | $14.06 | — | COM | 46132P108 |
| — | LIBERTY LATIN AMERICA CL C ORD | 16,000 | $164K | 0.1% | $10.25 | $11.24 | — | COM | G5480U153 |
| — | GUGNHM TXBL MUN MNG DUR CF | 7,466 | $164K | 0.1% | $21.97 | $22.92 | — | COM | 401664107 |
| — | NUVEEN AMT FREE QLTY MNCPL INCM CF | 12,000 | $162K | 0.1% | $13.50 | $14.28 | — | COM | 670657105 |
| — | EATON VANCE MUNICIPAL INCOME CF | 13,373 | $160K | 0.1% | $11.96 | $12.78 | — | COM | 27826U108 |
| CVCO | CAVCO INDUSTRIES ORD | 1,104 | $160K | 0.1% | $144.93 | $187.77 | -22.8% | COM | 149568107 |
| XPMQX | PIMCO MUNICIPAL INCOME III CF | 14,917 | $158K | 0.1% | $10.59 | $10.63 | — | COM | 72201A103 |
| PUK | PRUDENTIAL ADR REPSTG 2 ORD | 6,294 | $155K | 0.1% | $24.63 | $36.37 | -31.9% | SPONSORED ADR | 74435K204 |
| SMG | SCOTTS MIRACLE GRO ORD | 1,500 | $153K | 0.1% | $102.00 * | $87.69 | -6.6% | COM | 810186106 |
| NAVBQ | NAVIDEA BIOPHARMACEUTICALS ORD | 199,220 | $151K | 0.1% | $0.76 | $0.76 | — | COM | 63937X202 |
| TBT | PROSHRES ULTRASHT 20 PLS YR TRSY ETF | 9,300 | $149K | 0.1% | $16.02 | $21.98 | -26.8% | COM | 74347B201 |
| — | RIVERNORTH OPPORTUNI MUN INC NAV CF | 7,300 | $146K | 0.1% | $20.00 | $20.00 | — | COM | 76883F108 |
| — | LEGG MASON ORD | 3,000 | $146K | 0.1% | $48.67 | $48.67 | — | COM | 524901105 |
| — | BLACKROCK MUNCPL 2030 TARGET TERM CF | 6,341 | $143K | 0.1% | $22.55 | $23.54 | — | COM | 09257P105 |
| VRT | VERTIV HOLDINGS CL A ORD | 16,607 | $143K | 0.1% | $8.61 | $10.98 | -21.6% | COM | 92537N108 |
| — | DWS MUNICIPAL INCOME CF | 13,180 | $142K | 0.1% | $10.77 | $10.86 | — | COM | 233368109 |
| — | EATON VANCE MUNICIPAL BND CF | 11,440 | $142K | 0.1% | $12.41 | $12.78 | — | COM | 27827X101 |
| NCLH | NORWEGIAN CRUISE LINE HOLDINGS ORD | 12,500 | $137K | 0.1% | $10.96 | $40.21 | -72.7% | COM | G66721104 |
| — | WEST END INDIANA BANCSHARES ORD | 4,141 | $137K | 0.1% | $33.08 | $33.72 | — | COM | 952678100 |
| — | PUTNAM PREMIER INCOME CF | 30,013 | $136K | 0.1% | $4.53 | $4.54 | — | COM | 746853100 |
| — | FIREEYE ORD | 12,792 | $135K | 0.1% | $10.55 | $10.55 | — | COM | 31816Q101 |
| — | VOYA PRIME RATE CF | 36,200 | $134K | 0.1% | $3.70 | $4.92 | — | COM | 92913A100 |
| CELH | CELSIUS HOLDINGS ORD | 31,993 | $134K | 0.1% | $4.19 * | $1.36 | +3.1% | COM | 15118V207 |
| AMD | ADVANCED MICRO DEVICES ORD | 2,951 | $134K | 0.1% | $45.41 | $30.34 | +49.9% | COM | 007903107 |
| DXR | DAXOR ORD | 10,000 | $134K | 0.1% | $13.40 * | $10.31 | 0.0% | COM | 239467103 |
| — | BLACKROCK MUNICIPAL INCOME INV CF | 10,193 | $124K | 0.1% | $12.17 | $12.17 | — | COM | 09248H105 |
| ADC | AGREE REALTY REIT ORD | 2,000 | $123K | 0.1% | $61.50 | $61.50 | — | COM | 008492100 |
| — | NUVEEN QUALITY MUNICIPAL INCM CF | 8,700 | $119K | 0.1% | $13.68 | $14.43 | — | COM | 67066V101 |
| — | VERINT SYSTEMS ORD | 2,768 | $119K | 0.1% | $42.99 | $42.99 | — | COM | 92343X100 |
| — | INVESCO GRADE MUN CF | 9,841 | $118K | 0.1% | $11.99 | $11.99 | — | COM | 46131M106 |
| — | LEO HOLDINGS CL A ORD | 11,422 | $117K | 0.1% | $10.24 | $10.24 | — | COM | G5463L105 |
| SKY | SKYLINE CHAMPION ORD | 7,500 | $117K | 0.1% | $15.60 | $29.08 | -46.1% | COM | 830830105 |
| — | VIACOMCBS CL B ORD | 8,090 | $113K | 0.1% | $13.97 | $17.31 | — | COM | 92556H206 |
| HMC | HONDA MOTOR ADR REP 1 ORD | 5,000 | $112K | 0.1% | $22.40 | $25.57 | -12.2% | SPONSORED ADR | 438128308 |
| CAJPY | CANON ADR REP ORD | 5,000 | $108K | 0.1% | $21.60 | $25.18 | -14.1% | SPONSORED ADR | 138006309 |
| CKHUY | CK HUTCHISON HOLDINGS ADR | 16,000 | $107K | 0.1% | $6.69 | $9.25 | -27.7% | COM | 12562Y100 |
| — | DUFF & PHELPS UTILITY & CORP BOND CF | 12,681 | $106K | 0.1% | $8.36 | $9.05 | — | COM | 26432K108 |
| AL | AIR LEASE CL A ORD | 4,750 | $105K | 0.1% | $22.11 * | $33.90 | 0.0% | COM | 00912X302 |
| — | INVESCO MUNICPL INCM OPPOR CL COM CF | 15,285 | $105K | 0.1% | $6.87 | $6.87 | — | COM | 46132X101 |
| SPY | SPDR S&P 500 ETF | 401 | $103K | 0.1% | $256.86 | — | — | Put | 78462F103 |
| — | INVESCO SNR INCOME CF | 32,000 | $103K | 0.1% | $3.22 | $4.23 | — | COM | 46131H107 |
| — | PIMCO MUNICIPAL INCOME CF | 8,200 | $103K | 0.1% | $12.56 | $12.54 | — | COM | 72200R107 |
| — | NUVEEN MUNICIPAL VALUE CF | 10,500 | $102K | 0.1% | $9.71 | $9.71 | — | COM | 670928100 |
| XPMAX | PIONEER MUNICIPAL HIGH INCOME ADV CF | 10,043 | $102K | 0.1% | $10.16 | $10.66 | — | COM | 723762100 |
| XBFZX | BLACKROCK CALIFORNIA MUNICPL INCM CF | 7,728 | $98,000 | 0.1% | $12.68 | $12.68 | — | COM | 09248E102 |
| — | BLACKROCK CAPITAL INVESTMENT ORD | 44,550 | $98,000 | 0.1% | $2.20 | $2.20 | — | COM | 092533108 |
| — | BLACKROCK MUNIASSETS CF | 7,170 | $95,000 | 0.1% | $13.25 | $13.25 | — | COM | 09254J102 |
| — | NUVEEN NEW YORK MUNICIPAL VALUE CF | 10,000 | $94,000 | 0.1% | $9.40 | $9.40 | — | COM | 67062M105 |
| DDOG | DATADOG CL A ORD | 2,600 | $93,000 | 0.1% | $35.77 | $34.97 | +2.9% | COM | 23804L103 |
| — | PAE CL A ORD | 14,300 | $92,000 | 0.1% | $6.43 | $6.43 | — | COM | 69290Y109 |
| ATEX | ANTERIX ORD | 2,000 | $91,000 | 0.1% | $45.50 | $41.61 | +9.7% | COM | 03676C100 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOME CF | 8,078 | $91,000 | 0.1% | $11.27 | $11.78 | — | COM | 723763108 |
| — | MARVELL TECHNOLOGY GROUP ORD | 4,000 | $90,000 | 0.1% | $22.50 | $22.50 | — | COM | G5876H105 |
| — | ADESTO TECHNOLOGIES ORD | 8,000 | $89,000 | 0.1% | $11.13 | $11.13 | — | COM | 00687D101 |
| — | CELLECTAR BIOSCIENCES ORD | 69,600 | $88,000 | 0.1% | $1.26 | $1.26 | — | COM | 15117F500 |
| — | BOWL AMERICA CL A ORD | 10,171 | $88,000 | 0.1% | $8.65 | $8.65 | — | COM | 102565108 |
| — | UNITED STATES OIL ETF | 20,500 | $86,000 | 0.1% | $4.20 | $4.20 | — | COM | 91232N108 |
| — | BNY MELLON MNCPL BND INFRSTR NAV CF | 6,900 | $85,000 | 0.1% | $12.32 | $12.28 | — | COM | 09662W109 |
| — | B RILEY FINANCIAL 7.50 SNR NTS | 4,528 | $85,000 | 0.1% | $18.77 | $18.77 | — | COM | 05580M306 |
| TPB | TURNING POINT BRANDS ORD | 4,000 | $84,000 | 0.1% | $21.00 | $23.40 | -9.8% | COM | 90041L105 |
| — | B. RILEY FINCL | 4,500 | $82,000 | 0.1% | $18.22 | $18.22 | — | COM | 05580M868 |
| — | BLACKROCK MUNIYIELD QUALITY III CF | 6,488 | $82,000 | 0.1% | $12.64 | $13.26 | — | COM | 09254E103 |
| NET | CLOUDFLARE CL A ORD | 3,500 | $82,000 | 0.1% | $23.43 | $19.45 | +20.7% | COM | 18915M107 |
| GGBXF | GREEN GROWTH BRANDS ORD | 1,000,000 | $82,000 | 0.1% | $0.08 * | $1.22 | -75.5% | COM | 39305B105 |
| XME | SPDR S&P METALS & MINING ETF | 5,000 | $80,000 | 0.1% | $16.00 | $23.21 | -30.5% | COM | 78464A755 |
| — | NEUBASE THERAPEUTICS ORD | 11,270 | $80,000 | 0.1% | $7.10 | $6.97 | — | COM | 64132K102 |
| SU | SUNCOR ENERGY ORD | 5,000 | $79,000 | 0.1% | $15.80 * | $20.77 | -39.1% | COM | 867224107 |
| — | BLACKROCK MUNICIPAL 2020 TERM CF | 5,400 | $79,000 | 0.1% | $14.63 | $14.63 | — | COM | 09249X109 |
| ZG | ZILLOW GROUP CL A ORD | 2,300 | $78,000 | 0.1% | $33.91 | $44.32 | -23.4% | COM | 98954M101 |
| — | EASTSIDE DISTILLING ORD | 66,396 | $77,000 | 0.1% | $1.16 | $6.44 | — | COM | 277802302 |
| FIVN | FIVE9 ORD | 1,000 | $76,000 | 0.1% | $76.00 | $56.25 | +35.9% | COM | 338307101 |
| GLD | SPDR GOLD SHARES ETF | 500 | $74,000 | 0.1% | $148.00 | $139.74 | +5.9% | Call | 78463V107 |
| — | INVESCO BOND CF | 4,000 | $70,000 | 0.1% | $17.50 | $17.61 | — | COM | 46132L107 |
| RPLA/U | REPLAY ACQUISITION UNT | 7,200 | $70,000 | 0.1% | $9.72 | $9.95 | — | COM | G75130123 |
| — | NUVEN CALIFOR AMT FREE QLT MNCPL CF | 5,000 | $70,000 | 0.1% | $14.00 | $14.00 | — | COM | 670651108 |
| — | SUBVERSIVE CPTL ACQUSTN WRT 08/26/2024 | 106,200 | $69,000 | 0.1% | $0.65 | $0.65 | — | COM | 864296116 |
| — | GAIN CAPITAL HOLDINGS ORD | 12,300 | $68,000 | 0.1% | $5.53 | $5.53 | — | COM | 36268W100 |
| XPCKX | PIMCO CALIFORNIA MUNICI INCOME II CF | 8,000 | $67,000 | 0.1% | $8.38 | $8.38 | — | COM | 72200M108 |
| — | NEUBERGER BERMAN HGH YLD STRATGS CF | 7,829 | $67,000 | 0.1% | $8.56 | $11.25 | — | COM | 64128C106 |
| — | HARVEST HEALTH AND RECREATION ORD | 71,300 | $65,000 | 0.0% | $0.91 | $2.44 | — | COM | 41755M102 |
| — | MERRILL LYNCH DEPOSITOR INC INDEXPLUS TRUST SERIES 2003-1 | 2,495 | $63,000 | 0.0% | $25.25 | $25.25 | — | COM | 45408V203 |
| — | SUBVERSIVE REAL EST ACQN REIT RTS | 100,000 | $62,000 | 0.0% | $0.62 | $0.62 | — | COM | 864298112 |
| ASC | ARDMORE SHIPPING ORD | 11,951 | $62,000 | 0.0% | $5.19 * | $7.02 | -36.4% | COM | Y0207T100 |
| — | NEUROTROPE ORD | 75,300 | $61,000 | 0.0% | $0.81 | $0.81 | — | COM | 64129T207 |
| — | ROYAL BANK SCOTLAND ADS REP 2 ORD | 21,700 | $59,000 | 0.0% | $2.72 | $2.72 | — | COM | 780097689 |
| — | BNY MELLON STRATEGIC MUNICPLS NAV CF | 7,795 | $58,000 | 0.0% | $7.44 | $7.44 | — | COM | 05588W108 |
| — | BLACKROCK TAXABL MUNI BND CF | 2,701 | $58,000 | 0.0% | $21.47 | $22.09 | — | COM | 09248X100 |
| CCJ | CAMECO ORD | 7,500 | $57,000 | 0.0% | $7.60 | $9.67 | -22.5% | COM | 13321L108 |
| — | REPAY HOLDINGS CORP | 44,200 | $57,000 | 0.0% | $1.29 | $0.88 | — | COM | 76029L118 |
| — | GRIDSUM HOLDING ADR | 82,500 | $56,000 | 0.0% | $0.68 | $1.67 | — | COM | 398132100 |
| MT | ARCELORMITTAL ADR | 6,010 | $56,000 | 0.0% | $9.32 | $16.21 | -42.4% | COM | 03938L203 |
| — | LANDCADIA HOLDINGS II UNT | 5,716 | $56,000 | 0.0% | $9.80 | $10.00 | — | COM | 51476X204 |
| — | BLACKROCK INCOME CF | 9,867 | $56,000 | 0.0% | $5.68 | $5.97 | — | COM | 09247F100 |
| — | INVESCO CALIFORNIA VALUE MUNCIPAL CF | 5,000 | $56,000 | 0.0% | $11.20 | $12.79 | — | COM | 46132H106 |
| XMQTX | BLACKROCK MUNIYLD QUALITY FUND II CF | 4,500 | $55,000 | 0.0% | $12.22 | $12.22 | — | COM | 09254G108 |
| — | CHEMBIO DIAGNOSTICS ORD | 10,829 | $55,000 | 0.0% | $5.08 | $5.27 | — | COM | 163572209 |
| CRWD | CROWDSTRIKE HOLDINGS CL A ORD | 1,000 | $55,000 | 0.0% | $55.00 | $52.72 | +5.6% | COM | 22788C105 |
| — | BLACKROCK MUNICIPAL INCOME II CF | 4,000 | $53,000 | 0.0% | $13.25 | $13.25 | — | COM | 09249N101 |
| — | EATON VANCE MUNICIPAL INCOME TRM CF | 2,637 | $52,000 | 0.0% | $19.72 | $19.72 | — | COM | 27829U105 |
| — | ELLINGTON FINANCIAL INC | 4,900 | $52,000 | 0.0% | $10.61 | $10.61 | — | COM | 28852N208 |
| — | WESTERN ASST GLBAL HIGH INCOME CF | 6,659 | $49,000 | 0.0% | $7.36 | $9.79 | — | COM | 95766B109 |
| — | INVESCO MUNICIPAL OPPORTUNITY CF | 4,329 | $49,000 | 0.0% | $11.32 | $12.51 | — | COM | 46132C107 |
| — | BLACKROCK MUNIYLD QUALITY FUND CF | 3,357 | $48,000 | 0.0% | $14.30 | $14.30 | — | COM | 09254F100 |
| — | EATON VANCE FLTNG RATE INC PLUS CF | 4,173 | $48,000 | 0.0% | $11.50 | $11.50 | — | COM | 278284104 |
| — | TATA MOTORS ADR REPSG 5 ORD | 10,000 | $47,000 | 0.0% | $4.70 | $4.70 | — | SPONSORED ADR | 876568502 |
| PNNT | PENNANTPARK INVESTMENT ORD | 18,000 | $46,000 | 0.0% | $2.56 * | $2.91 | -55.4% | COM | 708062104 |
| TEN V9.5 PERP F | TSAKOS ENRG NVGT CM RD PRP SRS F PRF | 2,439 | $44,000 | 0.0% | $18.04 | $22.10 | — | COM | G9108L165 |
| — | TCS GROUP HOLDING REG S GDR | 3,660 | $42,000 | 0.0% | $11.48 | $11.48 | — | COM | 87238U203 |
| — | BLACKROCK MUNIENHANCED CF | 4,000 | $42,000 | 0.0% | $10.50 | $10.50 | — | COM | 09253Y100 |
| — | NUVEEN MUNICIPAL 2021 TARGET TERM CF | 4,535 | $42,000 | 0.0% | $9.26 | $9.26 | — | COM | 670687102 |
| — | RIVERNORTH MANAGED DRTN MUNI NAV CF | 2,300 | $41,000 | 0.0% | $17.83 | $17.83 | — | COM | 76882H105 |
| MCY | MERCURY GENERAL ORD | 1,000 | $40,000 | 0.0% | $40.00 | $50.28 | -19.0% | COM | 589400100 |
| — | LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD | 1,210 | $38,000 | 0.0% | $31.40 | $45.26 | — | COM | 531229607 |
| — | MARKER THERAPEUTICS ORD | 20,000 | $38,000 | 0.0% | $1.90 | $6.02 | — | COM | 57055L107 |
| TRTN 6.875 PERP | TRITON INTL 6 875 SRS D RED PRP PRF | 2,300 | $37,000 | 0.0% | $16.09 | $16.09 | — | COM | G9078F206 |
| MGM | MGM RESORTS INTERNATIONAL ORD | 3,200 | $37,000 | 0.0% | $11.56 | $25.54 | -53.8% | COM | 552953101 |
| — | CARROLS RESTAURANT GROUP ORD | 20,796 | $37,000 | 0.0% | $1.78 | $7.50 | — | COM | 14574X104 |
| — | B RILEY FINANCIAL 6 50 SNR NTS | 2,000 | $36,000 | 0.0% | $18.00 | $18.00 | — | COM | 05580M801 |
| — | AMERICAN FIN CUM RED PERP SRS A PRF | 2,000 | $35,000 | 0.0% | $17.50 | $17.50 | — | COM | 02607T406 |
| MGPI | MGP INGREDIENTS ORD | 1,273 | $34,000 | 0.0% | $26.71 | $43.32 | -37.9% | COM | 55303J106 |
| — | MCDERMOTT INTERNATIONAL ORD | 600,000 | $34,000 | 0.0% | $0.06 | $0.06 | — | COM | 580037703 |
| CENTA | CENTRAL GARDEN AND PET CL A ORD | 1,295 | $33,000 | 0.0% | $25.48 * | $30.66 | -33.3% | COM | 153527205 |
| FCX | FREEPORT MCMORAN ORD | 5,000 | $33,000 | 0.0% | $6.60 * | $9.78 | -35.4% | COM | 35671D857 |
| TPC | TUTOR PERINI ORD | 5,000 | $33,000 | 0.0% | $6.60 | $10.69 | -37.1% | COM | 901109108 |
| — | BLACKOCK MUNIHOLDINGS INV QUALITY CF | 2,500 | $32,000 | 0.0% | $12.80 | $13.27 | — | COM | 09254P108 |
| — | ROYAL DUTCH SHELL ADR REP 2 CL B ORD | 1,000 | $32,000 | 0.0% | $32.00 | $32.00 | — | SPONSORED ADR | 780259107 |
| — | PIMCO CALIFORNIA MUNICIPAL INCOME CF | 2,009 | $31,000 | 0.0% | $15.43 | $15.25 | — | COM | 72200N106 |
| GEN | NORTONLIFELOCK ORD | 1,680 | $31,000 | 0.0% | $18.45 * | $15.63 | +5.9% | COM | 668771108 |
| — | DIREXION BRAZIL BULL 2X SHARES ETF | 20,000 | $30,000 | 0.0% | $1.50 | $1.50 | — | COM | 25490K315 |
| EMBJ | EMBRAER ADR REP FOUR ORD | 4,000 | $29,000 | 0.0% | $7.25 * | $15.14 | -51.1% | SPONSORED ADR | 29082A107 |
| ARCB | ARCBEST ORD | 1,700 | $29,000 | 0.0% | $17.06 | $22.17 | -23.7% | COM | 03937C105 |
| — | NANTKWEST ORD | 10,000 | $28,000 | 0.0% | $2.80 | $2.80 | — | COM | 63016Q102 |
| XEVMX | EATON VANCE CALIF MUNICIPAL BOND CF | 2,700 | $28,000 | 0.0% | $10.37 | $10.37 | — | COM | 27828A100 |
| NNGRY | NN GROUP NV UNSPONSORED NETHERLA ADR | 2,000 | $27,000 | 0.0% | $13.50 | $16.73 | -18.9% | COM | 629334103 |
| — | TERRAFORM POWER CL A ORD | 1,700 | $26,000 | 0.0% | $15.29 | $15.29 | — | COM | 88104R209 |
| HIMX | HIMAX TECHNOLOGIES ADR REP 2 ORD | 9,850 | $26,000 | 0.0% | $2.64 * | $3.76 | -27.2% | SPONSORED ADR | 43289P106 |
| CWEN/A | CLEARWAY ENERGY CL A ORD | 1,560 | $26,000 | 0.0% | $16.67 * | $13.24 | +9.4% | COM | 18539C105 |
| — | SUNDIAL GROWERS ORD | 38,000 | $24,000 | 0.0% | $0.63 | $4.78 | — | COM | 86730L109 |
| USL | UNITED STATES 12 MONTH OIL ETF | 2,000 | $24,000 | 0.0% | $12.00 * | $18.76 | -34.6% | COM | 91288V103 |
| — | GARRISON CAPITAL ORD | 14,500 | $24,000 | 0.0% | $1.66 | $6.73 | — | COM | 366554103 |
| — | AMARIN ADR REP 1 ORD | 6,050 | $24,000 | 0.0% | $3.97 | $4.06 | — | SPONSORED ADR | 023111206 |
| SVXY | PROSHARES SHORT VIX SHORT TERM ETF | 750 | $23,000 | 0.0% | $30.67 * | $27.28 | -43.2% | COM | 74347W130 |
| — | PUTNAM MUNICIPAL OPPORTUNITIES CF | 2,000 | $23,000 | 0.0% | $11.50 | $11.51 | — | COM | 746922103 |
| — | THL CREDIT ORD | 8,800 | $23,000 | 0.0% | $2.61 | $2.61 | — | COM | 872438106 |
| SPY | SPDR S&P 500 ETF | 92 | $23,000 | 0.0% | $250.00 | — | — | Call | 78462F103 |
| — | NUVEEN NEW YORK QLTY MNCPL INCM CF | 1,600 | $21,000 | 0.0% | $13.13 | $13.13 | — | COM | 67066X107 |
| — | TD AMERITRADE HOLDING ORD | 600 | $20,000 | 0.0% | $33.33 | $33.33 | — | COM | 87236Y108 |
| DXC | DXC TECHNOLOGY ORD | 1,500 | $19,000 | 0.0% | $12.67 * | $32.18 | -59.5% | COM | 23355L106 |
| — | RAYTHEON ORD | 150 | $19,000 | 0.0% | $126.67 | — | — | Call | 755111507 |
| — | MEGALITH FINANCIAL ACQUISITION UNT | 1,860 | $19,000 | 0.0% | $10.22 | $10.00 | — | COM | 58518F208 |
| — | HTG MOLECULAR DIAGNOSTICS ORD | 56,500 | $18,000 | 0.0% | $0.32 | $0.46 | — | COM | 40434H104 |
| — | GOLDMAN SACHS DS RPT 1/1000 SR A PRF | 900 | $17,000 | 0.0% | $18.89 | $20.86 | — | COM | 38143Y665 |
| IWM | ISHARES RUSSELL 2000 ETF | 150 | $17,000 | 0.0% | $113.33 | — | — | Call | 464287655 |
| — | AVAYA HOLDINGS ORD | 2,160 | $17,000 | 0.0% | $7.87 | $11.45 | — | COM | 05351X101 |
| HYD | VANECK VECTR HG YLD MCPL INDX ETF | 300 | $15,000 | 0.0% | $50.00 * | $61.58 | -15.1% | COM | 92189H409 |
| DHT | DHT HOLDINGS ORD | 2,000 | $15,000 | 0.0% | $7.50 * | $4.37 | +9.7% | COM | Y2065G121 |
| MCK | MCKESSON ORD | 117 | $15,000 | 0.0% | $128.21 | $140.83 | -7.5% | COM | 58155Q103 |
| RTX | RAYTHEON TECHNOLOGIES ORD | 255 | $14,000 | 0.0% | $54.90 * | $73.52 | -29.7% | Call | 75513E101 |
| RTX | RAYTHEON TECHNOLOGIES ORD | 265 | $14,000 | 0.0% | $52.83 * | $73.52 | -29.7% | Put | 75513E101 |
| — | TRINE ACQUISITION CL A ORD | 1,500 | $14,000 | 0.0% | $9.33 | $9.60 | — | COM | 89628U108 |
| AKTSQ | AKOUSTIS TECHNOLOGIE ORD | 2,633 | $14,000 | 0.0% | $5.32 * | $6.71 | +4.6% | COM | 00973N102 |
| — | EL PASO ELECTRIC ORD | 200 | $13,000 | 0.0% | $65.00 | $65.00 | — | COM | 283677854 |
| GEF | GREIF CL A ORD | 445 | $13,000 | 0.0% | $29.21 * | $29.48 | -13.1% | COM | 397624107 |
| — | APHRIA ORD | 4,114 | $12,000 | 0.0% | $2.92 | $2.95 | — | COM | 03765K104 |
| SOXL | DIREXION SEMICONDUCTOR BULL 3X ETF | 126 | $11,000 | 0.0% | $87.30 * | $15.11 | -58.2% | COM | 25459W458 |
| EMBJ | EMBRAER ADR REP FOUR ORD | 1,494 | $11,000 | 0.0% | $7.36 | $15.14 | -51.1% | Call | 29082A107 |
| — | ORGANIGRAM HOLDINGS ORD | 5,160 | $10,000 | 0.0% | $1.94 | $2.38 | — | COM | 68620P101 |
| RUSHB | RUSH ENTERPRISES CL B ORD | 342 | $10,000 | 0.0% | $29.24 * | $16.36 | -24.1% | COM | 781846308 |
| — | FRONTLINE ORD | 1,111 | $10,000 | 0.0% | $9.00 | — | — | Call | G3682E192 |
| PBR | PETROLEO BRASILEIRO ADR REPSTG 2 ORD | 1,800 | $9,000 | 0.0% | $5.00 * | $11.94 | -53.9% | SPONSORED ADR | 71654V408 |
| NXPI | NXP SEMICONDUCTORS ORD | 120 | $9,000 | 0.0% | $75.00 | $106.08 | -29.0% | COM | N6596X109 |
| — | GORES METROPOULOS UNT | 933 | $9,000 | 0.0% | $9.65 | $10.00 | — | COM | 382872208 |
| ABUS | ARBUTUS BIOPHARMA ORD | 9,900 | $9,000 | 0.0% | $0.91 * | $2.70 | -62.7% | COM | 03879J100 |
| QURE | UNIQURE ORD | 200 | $9,000 | 0.0% | $45.00 * | $57.69 | -17.7% | COM | N90064101 |
| — | LOGMEIN ORD | 100 | $8,000 | 0.0% | $80.00 | $80.00 | — | COM | 54142L109 |
| EXAS | EXACT SCIENCES ORD (NMS) | 150 | $8,000 | 0.0% | $53.33 | — | — | Call | 30063P105 |
| AVB | AVALONBAY COMMUNITIES REIT ORD | 55 | $8,000 | 0.0% | $145.45 * | $157.84 | -23.6% | COM | 053484101 |
| — | SYNCHRONY FINL 40 DS REP SRS A PRF | 500 | $8,000 | 0.0% | $16.00 | $16.00 | — | COM | 87165B202 |
| C | CITIGROUP ORD | 200 | $8,000 | 0.0% | $40.00 * | $54.19 | -37.1% | COM | 172967424 |
| MSM | MSC INDUSTRIAL CL A ORD | 150 | $8,000 | 0.0% | $53.33 * | $80.66 | -31.9% | COM | 553530106 |
| GOTU | GSX TECHEDU 3 ADR REP 2 CL A ORD | 200 | $8,000 | 0.0% | $40.00 * | $36.92 | +14.7% | SPONSORED ADR | 36257Y109 |
| — | APACHE ORD | 2,104 | $8,000 | 0.0% | $3.80 | — | — | Call | 037411105 |
| — | GENERAL FIN SRS C CUM RED PERP PRF | 100 | $8,000 | 0.0% | $80.00 | $80.00 | — | COM | 369822507 |
| CURLF | CURALEAF HLDGS ORD | 1,800 | $7,000 | 0.0% | $3.89 * | $5.73 | -3.4% | COM | 23126M102 |
| DHT | DHT HOLDINGS ORD | 923 | $7,000 | 0.0% | $7.58 * | $4.37 | +9.7% | Call | Y2065G121 |
| — | GLDMN SCH DS RP 1/1000 SRS C CM PRF | 400 | $7,000 | 0.0% | $17.50 | $17.50 | — | COM | 38144X609 |
| BABA | ALIBABA GROUP HOLDING ADR REP 8 ORD | 40 | $7,000 | 0.0% | $175.00 * | $187.64 | +3.6% | Put | 01609W102 |
| — | SPARTAN ENERGY ACQUISITION CL A UNT | 668 | $7,000 | 0.0% | $10.48 | $10.00 | — | COM | 846784114 |
| — | B RILEY FINANCIAL SNR NTS | 400 | $7,000 | 0.0% | $17.50 | $17.50 | — | COM | 05580M405 |
| KELYB | KELLY SERVICES CL B ORD | 706 | $7,000 | 0.0% | $9.92 * | $18.60 | -43.5% | COM | 488152307 |
| — | WESTRN ASST HIGH INCM OPPORTUNITY CF | 1,812 | $7,000 | 0.0% | $3.86 | $5.03 | — | COM | 95766K109 |
| IBM | INTERNATIONAL BUSINESS MACHINES ORD | 72 | $7,000 | 0.0% | $97.22 * | $98.28 | -15.8% | COM | 459200101 |
| — | ENRGY TRNSFR OPERT SRS D CUM RED PRF | 500 | $6,000 | 0.0% | $12.00 | $12.00 | — | COM | 29278N400 |
| UBER | UBER TECHNOLOGIES INC | 220 | $6,000 | 0.0% | $27.27 * | $29.67 | -5.9% | Put | 90353T100 |
| — | THE MEET GROUP ORD | 1,130 | $6,000 | 0.0% | $5.31 | $5.31 | — | COM | 58513U101 |
| — | VIACOMCBS CL B ORD | 450 | $6,000 | 0.0% | $13.33 | $17.31 | — | Call | 92556H206 |
| — | NUVEEN ENHANCED MUNICIPAL VALUE CF | 500 | $6,000 | 0.0% | $12.00 | $14.56 | — | COM | 67074M101 |
| — | ECMOHO ADS | 1,200 | $6,000 | 0.0% | $5.00 | $5.00 | — | COM | 27888P104 |
| — | GX ACQUISITON UNT | 680 | $6,000 | 0.0% | $8.82 | $10.03 | — | COM | 36251A206 |
| — | SILVER SPIKE ACQUISITION UNT | 700 | $6,000 | 0.0% | $8.57 | $8.98 | — | COM | G8136L122 |
| — | FORWARD PHARMA ADR REP 14 ORD | 1,118 | $6,000 | 0.0% | $5.37 | $5.37 | — | SPONSORED ADR | 34986J204 |
| — | RAYTHEON ORD | 50 | $6,000 | 0.0% | $120.00 | — | — | Put | 755111507 |
| — | CHANGE HEALTHCARE ORD | 530 | $5,000 | 0.0% | $9.43 | $15.71 | — | Call | 15912K100 |
| BF/A | BROWN FORMAN CL A ORD | 110 | $5,000 | 0.0% | $45.45 | $48.05 | -3.9% | COM | 115637100 |
| — | FTE NETWORKS ORD | 4,000 | $5,000 | 0.0% | $1.25 | $1.25 | — | COM | 30283R402 |
| — | SPARTAN ENERGY ACQUISITION CL A ORD | 500 | $5,000 | 0.0% | $10.00 | $9.57 | — | COM | 846784106 |
| — | FINTECH ACQUISITION CL A ORD | 580 | $5,000 | 0.0% | $8.62 | $9.38 | — | COM | 31811A101 |
| — | FANNIE MAE NON CUMULATIVE H PFD | 600 | $5,000 | 0.0% | $8.33 | $20.56 | — | COM | 313586885 |
| DLTR | DOLLAR TREE ORD | 79 | $5,000 | 0.0% | $63.29 * | $98.94 | -25.7% | COM | 256746108 |
| HPE | HEWLETT PACKARD ENTERPRISE ORD | 586 | $5,000 | 0.0% | $8.53 * | $11.92 | -32.0% | COM | 42824C109 |
| — | HERMITAGE OFFSHORE SERVICES ORD | 8,286 | $5,000 | 0.0% | $0.60 | $0.97 | — | COM | G4511M108 |
| — | DBV TECHNOLOGIES ADR REP 0.5 ORD | 1,199 | $4,000 | 0.0% | $3.34 | $3.34 | — | SPONSORED ADR | 23306J101 |
| — | CHINA INDUSTRIAL GROUP ORD | 1,397,637 | $4,000 | 0.0% | $0.00 | $0.00 | — | COM | 169396108 |
| — | CHANGE HEALTHCARE ORD | 442 | $4,000 | 0.0% | $9.05 | $15.71 | — | COM | 15912K100 |
| — | CHINA PETRO & CHEM ADR REP 100 H ORD | 99 | $4,000 | 0.0% | $40.40 | $90.91 | — | SPONSORED ADR | 16941R108 |
| CMBT | EURONAV NV | 440 | $4,000 | 0.0% | $9.09 * | $5.43 | +2.3% | Call | B38564108 |
| XOP | SPDR S&P OIL & GAS EXPL & PROD ETF | 150 | $4,000 | 0.0% | $26.67 | — | — | Call | 78468R556 |
| — | LGL SYSTEMS ACQUISITION UNT | 450 | $4,000 | 0.0% | $8.89 | $8.89 | — | COM | 50201G205 |
| WCC | WESCO INTL ORD (NYS) | 200 | $4,000 | 0.0% | $20.00 | — | — | Call | 95082P105 |
| JD | JD.COM ADR REP 2 CL A ORD | 110 | $4,000 | 0.0% | $36.36 * | $28.91 | +40.1% | Put | 47215P106 |
| SDCCQ | SMILEDIRECTCLUB CL A ORD | 1,000 | $4,000 | 0.0% | $4.00 * | $14.89 | -33.8% | COM | 83192H106 |
| — | B RILEY FINANCIAL 6.875 SNR NTS | 209 | $4,000 | 0.0% | $19.14 | $19.14 | — | COM | 05580M603 |
| IOVA | IOVANCE BIOTHERAPEUTICS ORD (NMS) | 155 | $4,000 | 0.0% | $25.81 | — | — | Call | 462260100 |
| QQQ | INVSC QQQ TRUST SRS 1 ETF | 17 | $3,000 | 0.0% | $176.47 * | $211.69 | -10.1% | Put | 46090E103 |
| TRTN 7.375 PERP | TRITON INTERN CUM RED SRS C PERP PRF | 185 | $3,000 | 0.0% | $16.22 | $16.22 | — | COM | G9078F149 |
| — | B RILEY FINANCIAL 6 75 SNR NTS | 200 | $3,000 | 0.0% | $15.00 | $15.00 | — | COM | 05580M702 |
| — | SOUTH MOUNTAIN MERGER UNT | 300 | $3,000 | 0.0% | $10.00 | $9.93 | — | COM | 838884203 |
| PFF | ISHARES PREFERRED INCOME SEC ETF | 100 | $3,000 | 0.0% | $30.00 * | $35.86 | -11.2% | COM | 464288687 |
| CYDY | CYTODYN ORD | 1,200 | $3,000 | 0.0% | $2.50 * | $1.14 | +134.8% | COM | 23283M101 |
| DDD | 3D SYSTEMS ORD | 400 | $3,000 | 0.0% | $7.50 * | $8.68 | -11.1% | Call | 88554D205 |
| HEI | HEICO ORD | 50 | $3,000 | 0.0% | $60.00 * | $109.32 | -31.8% | COM | 422806109 |
| — | DISCOVERY SRS B ORD | 133 | $3,000 | 0.0% | $22.56 | $33.86 | — | COM | 25470F203 |
| — | GRAF INDUSTRIAL RED UNT | 300 | $3,000 | 0.0% | $10.00 | $9.00 | — | COM | 384278206 |
| HWM | HOWMET AEROSPACE ORD | 235 | $3,000 | 0.0% | $12.77 * | $20.51 | -40.8% | Call | 443201108 |
| OSG | AMBAC FINANCIAL GROUP ORD (NYS) | 250 | $3,000 | 0.0% | $12.00 | — | — | Call | 023139884 |
| AAPL | APPLE ORD | 15 | $3,000 | 0.0% | $200.00 | — | — | Put | 037833100 |
| MOS | MOSAIC ORD | 360 | $3,000 | 0.0% | $8.33 * | $17.61 | -45.2% | COM | 61945C103 |
| — | SCORPIO TANKERS ORD | 122 | $2,000 | 0.0% | $16.39 | $19.47 | — | Call | Y7542C106 |
| CAT | CATERPILLAR ORD | 20 | $2,000 | 0.0% | $100.00 * | $123.01 | -16.1% | Call | 149123101 |
| — | CAESARS ENTERTAINMENT ORD | 420 | $2,000 | 0.0% | $4.76 | $4.76 | — | COM | 127686103 |
| FOXA | FOX CL A ORD | 100 | $2,000 | 0.0% | $20.00 * | $30.41 | -27.8% | COM | 35137L105 |
| — | MORGAN STANL DS REP 1/1000 SRS E PRF | 100 | $2,000 | 0.0% | $20.00 | $20.00 | — | COM | 61762V200 |
| CARV | CARVER BANCORP ORD | 1,500 | $2,000 | 0.0% | $1.33 * | $4.08 | -53.7% | COM | 146875604 |
| DIS | WALT DISNEY ORD | 27 | $2,000 | 0.0% | $74.07 * | $135.71 | -30.5% | Call | 254687106 |
| FDX | FEDEX ORD | 22 | $2,000 | 0.0% | $90.91 * | $135.47 | -19.5% | COM | 31428X106 |
| — | ZIONS 6 95 FIX TO FLO RATE SUB NTS | 100 | $2,000 | 0.0% | $20.00 | $20.00 | — | COM | 989701818 |
| — | WLS DS REP 1/1000 CL A SRS Q PRP PRF | 100 | $2,000 | 0.0% | $20.00 | $20.00 | — | COM | 949746556 |
| — | SPRINT CORPORATION | 1,250 | $2,000 | 0.0% | $1.60 | — | — | Call | 85207U905 |
| SLV | ISHARES SILVER TRUST ETF | 200 | $2,000 | 0.0% | $10.00 * | $15.72 | -17.0% | COM | 46428Q109 |
| JPM | JPMORGAN CHASE ORD | 30 | $2,000 | 0.0% | $66.67 * | $103.61 | -25.9% | Call | 46625H100 |
| MA | MASTERCARD CL A ORD | 12 | $2,000 | 0.0% | $166.67 * | $272.58 | -14.2% | COM | 57636Q104 |
| — | ZIONS BANCOR DS REP 1 40TH SRS G PRF | 100 | $2,000 | 0.0% | $20.00 | $20.00 | — | COM | 989701859 |
| — | BLACKROCK MUNICIP INC INV QUALITY CF | 186 | $2,000 | 0.0% | $10.75 | $10.75 | — | COM | 09250G102 |
| — | ACT II GLOBAL ACQUISITION UNT | 300 | $2,000 | 0.0% | $6.67 | $10.00 | — | COM | G0080J112 |
| OVV | OVINTIV ORD (NYS) | 1,013 | $2,000 | 0.0% | $1.97 | — | — | Call | 69047Q102 |
| — | OSISKO GOLD ROYALTIES ORD (NYS) | 303 | $2,000 | 0.0% | $6.60 | $9.69 | — | Call | 68827L101 |
| ELAN | ELANCO ANIMAL HEALTH CVR | 100 | $2,000 | 0.0% | $20.00 * | $30.05 | -25.5% | COM | 28414H103 |
| — | EATON VANCE LIMITED DURATION INCM CF | 200 | $2,000 | 0.0% | $10.00 | $13.04 | — | COM | 27828H105 |
| — | HAYMAKER ACQUISITION UNT | 200 | $2,000 | 0.0% | $10.00 | $10.00 | — | COM | 42087L200 |
| HIMX | HIMAX TECHNOLOGIES ADR REP 2 ORD | 1,050 | $2,000 | 0.0% | $1.90 * | $3.76 | -27.2% | Call | 43289P106 |
| HD | HOME DEPOT ORD | 15 | $2,000 | 0.0% | $133.33 * | $194.99 | -16.6% | Put | 437076102 |
| HGV | HILTON GRAND VACATIONS ORD | 100 | $1,000 | 0.0% | $10.00 * | $31.45 | -49.9% | COM | 43283X105 |
| — | OSPREY TECHNOLOGY ACQUI CL A RED UNT | 110 | $1,000 | 0.0% | $9.09 | $9.09 | — | COM | 68839R401 |
| — | SIGMA DESIGNS ORD | 5,300 | $1,000 | 0.0% | $0.19 | $6.00 | — | COM | 826565103 |
| GNW | GENWORTH FINANCIAL CL A ORD | 421 | $1,000 | 0.0% | $2.38 * | $4.15 | -20.0% | Call | 37247D106 |
| XLE | ENERGY SELECT SECTOR SPDR ETF | 50 | $1,000 | 0.0% | $20.00 * | $29.65 | -51.0% | COM | 81369Y506 |
| GS | GOLDMAN SACHS GROUP ORD | 10 | $1,000 | 0.0% | $100.00 * | $187.49 | -28.1% | Call | 38141G104 |
| HPQ | HP ORD | 100 | $1,000 | 0.0% | $10.00 * | $15.31 | -6.9% | COM | 40434L105 |
| DD | DUPONT DE NEMOURS ORD | 30 | $1,000 | 0.0% | $33.33 * | $24.51 | -48.0% | COM | 26614N102 |
| PTON | PELOTON INTERACTIVE ORD | 50 | $1,000 | 0.0% | $20.00 | — | — | Call | 70614W100 |
| — | DELPHI TECHNOLOGIES ORD | 198 | $1,000 | 0.0% | $5.05 | $12.71 | — | COM | G27823106 |
| — | CURIS ORD | 2,000 | $1,000 | 0.0% | $0.50 | $1.50 | — | COM | 231269200 |
| CVSI | CV SCIENCES ORD | 2,500 | $1,000 | 0.0% | $0.40 * | $2.88 | -71.3% | COM | 126654102 |
| — | CHURCHILL CAPITAL III CORP | 100 | $1,000 | 0.0% | $10.00 | $10.00 | — | COM | 17144C203 |
| — | SCHULTZE SPECIAL PURPOSE ACQUISI UNT | 100 | $1,000 | 0.0% | $10.00 | $9.94 | — | COM | 80821R208 |
| MGM | MGM RESORTS INTERNATIONAL ORD | 100 | $1,000 | 0.0% | $10.00 * | $25.54 | -53.8% | Put | 552953101 |
| — | CRESCENT ACQUISITION UNT | 100 | $1,000 | 0.0% | $10.00 | $10.00 | — | COM | 22564L204 |
| — | RA PHARMACEUTICALS ORD (NMS) | 35 | $1,000 | 0.0% | $28.57 | — | — | Put | 74933V108 |
| GDX | VANECK VECTORS GOLD MINERS ETF | 50 | $1,000 | 0.0% | $20.00 * | $24.55 | -6.2% | COM | 92189F106 |
| — | FITBIT CL A ORD | 211 | $1,000 | 0.0% | $4.74 | $6.47 | — | Put | 33812L102 |
| — | TECHNOLOGY DATA ORD | 10 | $1,000 | 0.0% | $100.00 | $142.52 | — | Put | 878237106 |
| WDC | WESTERN DIGITAL ORD | 30 | $1,000 | 0.0% | $33.33 * | $40.36 | -23.4% | Call | 958102105 |
| BELFB | BEL FUSE CL B ORD | 191 | $1,000 | 0.0% | $5.24 * | $13.55 | -33.0% | COM | 077347300 |
| TGNA | TEGNA ORD | 160 | $1,000 | 0.0% | $6.25 * | $16.00 | 0.0% | COM | 87901J105 |
| VKTX | VIKING THERAPEUTICS ORD | 220 | $1,000 | 0.0% | $4.55 * | $10.18 | -54.0% | COM | 92686J106 |
| MPC | MARATHON PETROLEUM ORD | 50 | $1,000 | 0.0% | $20.00 | $43.09 | -54.1% | COM | 56585A102 |
| MAN | MANPOWERGROUP ORD | 30 | $1,000 | 0.0% | $33.33 * | $83.30 | -36.4% | COM | 56418H100 |
| — | TILRAY CL 2 ORD | 150 | $1,000 | 0.0% | $6.67 | $18.37 | — | COM | 88688T100 |
| LEN/B | LENNAR CL B ORD | 62 | $1,000 | 0.0% | $16.13 * | $34.13 | -26.9% | COM | 526057302 |
| ZM | ZOOM VIDEO COMMUNICATIONS CL A ORD | 10 | $1,000 | 0.0% | $100.00 | — | — | Put | 98980L101 |
| USB | US BANCORP ORD | 50 | $1,000 | 0.0% | $20.00 * | $37.23 | -27.7% | COM | 902973304 |
| — | ETFMG ALTERNATIVE HARVEST ETF | 67 | $0 | 0.0% | $0.00 | — | — | Put | 26924G508 |
| IP | INTERNATIONAL PAPER ORD | 30 | $0 | 0.0% | $0.00 | $28.50 | -20.0% | COM | 460146103 |
| ETCK | ENERTECK ORD | 7,500 | $0 | 0.0% | $0.00 | $0.13 | -31.1% | COM | 29275X104 |
| JPM | JPMORGAN CHASE ORD | 1 | $0 | 0.0% | $0.00 | $103.61 | -25.9% | COM | 46625H100 |
| TWLO | TWILIO CL A ORD | 2 | $0 | 0.0% | $0.00 | $129.67 | -31.0% | Put | 90138F102 |
| VICR | VICOR ORD (NMS) | 10 | $0 | 0.0% | $0.00 | — | — | Call | 925815102 |
| — | TALLGRASS ENERGY CL A ORD | 20 | $0 | 0.0% | $0.00 | $16.49 | — | Call | 874696107 |
| — | AURORA CANNABIS ORD | 500 | $0 | 0.0% | $0.00 | — | — | COM | 05156X108 |
| MLM | MARTIN MARIETTA MATERIALS ORD | 5 | $0 | 0.0% | $0.00 | $229.61 | -20.7% | COM | 573284106 |
| — | ASSERTIO THERAPEUTICS ORD | 100 | $0 | 0.0% | $0.00 | — | — | COM | 04545L107 |
| AZN | ASTRAZENECA ADR REP 1.5 ORD | 1 | $0 | 0.0% | $0.00 | $49.84 | — | SPONSORED ADR | 046353108 |
| — | LONGWEI PETROLEUM INVEST HOLDING ORD | 5,000 | $0 | 0.0% | $0.00 | — | — | COM | 543354104 |
| TIDE | TIDELANDS OIL AND GAS ORD | 526,323 | $0 | 0.0% | $0.00 | $0.00 | -42.2% | COM | 886405109 |
| — | URSTADT BIDDLE REIT ORD | 35 | $0 | 0.0% | $0.00 | $17.22 | — | COM | 917286106 |
| XYZ | SQUARE CL A ORD | 1 | $0 | 0.0% | $0.00 | $63.90 | -18.0% | COM | 852234103 |
| KSS | KOHL'S ORD | 30 | $0 | 0.0% | $0.00 | $50.84 | -71.3% | Put | 500255104 |
| — | NIELSEN HOLDINGS ORD | 10 | $0 | 0.0% | $0.00 | — | — | Call | G6518L108 |
| — | INPHONIC ORD (OTC) | 14,472 | $0 | 0.0% | $0.00 | — | — | COM | 45772G105 |
| — | FIRST NBC BANK HOLDING ORD | 8,519 | $0 | 0.0% | $0.00 | $0.03 | — | COM | 32115D106 |
| — | TATA MOTORS ADR REPSG 5 ORD | 100 | $0 | 0.0% | $0.00 | $4.70 | — | Put | 876568502 |
| OPLN | KAR AUCTION SERVICES ORD (NYS) | 10 | $0 | 0.0% | $0.00 | $22.80 | -47.4% | Call | 48238T109 |
| ATROB | ASTRONICS CL B ORD | 67 | $0 | 0.0% | $0.00 | $44.34 | -75.4% | COM | 046433207 |
| WDC | WESTERN DIGITAL ORD | 1 | $0 | 0.0% | $0.00 | $40.36 | -23.4% | COM | 958102105 |
| — | TWITTER ORD | 13 | $0 | 0.0% | $0.00 | $29.14 | — | Call | 90184L102 |
| FISV | FISERV ORD | 5 | $0 | 0.0% | $0.00 | — | — | Put | 337738108 |
| — | US STEEL ORD | 35 | $0 | 0.0% | $0.00 | $12.02 | — | Call | 912909108 |
| VYGR | VOYAGER THERAPEUTICS ORD (NMS) | 12 | $0 | 0.0% | $0.00 | — | — | Call | 92915B106 |
| BYND | BEYOND MEAT ORD | 5 | $0 | 0.0% | $0.00 | $93.06 | -28.4% | COM | 08862E109 |
| — | TEEKAY TANKERS CL A ORD | 5 | $0 | 0.0% | $0.00 | $22.18 | — | Call | Y8565N102 |
| FTV | FORTIVE ORD | 1 | $0 | 0.0% | $0.00 | $42.63 | -20.3% | COM | 34959J108 |
| NAVBQ | NAVIDEA BIOPHARMACEUTICALS ORD | 525 | $0 | 0.0% | $0.00 | $0.76 | — | Call | 63937X202 |
| — | MOTUS GI HOLDINGS ORD | 500 | $0 | 0.0% | $0.00 | $3.02 | — | COM | 62014P108 |
| MDB | MONGODB CL A ORD | 7 | $0 | 0.0% | $0.00 | $137.88 | -1.0% | Put | 60937P106 |
| — | MONEYGRAM INTERNATIONAL ORD | 200 | $0 | 0.0% | $0.00 | $2.46 | — | COM | 60935Y208 |
| — | BOINGO WIRELESS ORD (NMS) | 50 | $0 | 0.0% | $0.00 | — | — | Call | 09739C102 |
| — | SECOND STREET CAPITAL ORD | 20 | $0 | 0.0% | $0.00 | — | — | COM | 813630100 |
| BMY | BRISTOL MYERS SQUIBB ORD | 3 | $0 | 0.0% | $0.00 | — | — | Call | 110122108 |
| SLB | SCHLUMBERGER ORD | 50 | $0 | 0.0% | $0.00 | $25.29 | -53.0% | COM | 806857108 |
| CRM | SALESFORCE.COM ORD | 2 | $0 | 0.0% | $0.00 | $154.86 | -8.1% | COM | 79466L302 |
| — | REWALK ROBOTICS LTD | 120 | $0 | 0.0% | $0.00 | $3.46 | — | COM | M8216Q200 |
| — | CANSORTIUM EQY WRT EXP 03/21/2021 ON TIUM/U CF | 39,000 | $0 | 0.0% | $0.00 | — | — | COM | 13809L133 |
| — | RA PHARMACEUTICALS ORD (NMS) | 11 | $0 | 0.0% | $0.00 | — | — | Call | 74933V108 |
| — | QEP RESOURCES ORD (NYS) | 16 | $0 | 0.0% | $0.00 | $4.50 | — | Call | 74733V100 |
| — | CEDAR REALTY REIT ORD | 300 | $0 | 0.0% | $0.00 | $2.22 | — | COM | 150602209 |
| XPHDX | PIONEER FLOATING RATE CF | 100 | $0 | 0.0% | $0.00 | $10.54 | — | COM | 72369J102 |
| — | CONTINENTAL RESOURCES ORD (NYS) | 110 | $0 | 0.0% | $0.00 | — | — | Call | 212015101 |
| CNH | CNH INDUSTRIAL ORD | 3 | $0 | 0.0% | $0.00 | $8.15 | -46.6% | COM | N20944109 |
| — | NESCO HOLDINGS ORD | 100 | $0 | 0.0% | $0.00 | $3.84 | — | COM | 64083J104 |
| — | NAVISTAR INTERNATIONAL ORD (NYS) | 40 | $0 | 0.0% | $0.00 | — | — | Put | 63934E108 |
| — | NAVISTAR INTERNATIONAL ORD (NYS) | 30 | $0 | 0.0% | $0.00 | — | — | Call | 63934E108 |
| — | ACACIA COMMUNICATIONS ORD (NMS) | 1 | $0 | 0.0% | $0.00 | $67.80 | — | Put | 00401C108 |
| GS | GOLDMAN SACHS GROUP ORD | 1 | $0 | 0.0% | $0.00 | $187.49 | -28.1% | COM | 38141G104 |
| — | ACACIA COMMUNICATIONS ORD (NMS) | 10 | $0 | 0.0% | $0.00 | $67.80 | — | Call | 00401C108 |
| AA | ALCOA ORD | 100 | $0 | 0.0% | $0.00 | $19.77 | -70.2% | COM | 013872106 |
| PD | PAGERDUTY ORD (NYS) | 2 | $0 | 0.0% | $0.00 | — | — | Call | 69553P100 |
| — | PARKER DRILLING ORD | 99 | $0 | 0.0% | $0.00 | — | — | COM | 701081507 |
| — | ONESPAWORLD HOLDINGS LTD | 300 | $0 | 0.0% | $0.00 | $4.65 | — | COM | P73684105 |
| — | APACHE ORD | 100 | $0 | 0.0% | $0.00 | — | — | COM | 037411105 |
| — | ALTA MESA RESOURCES CL A ORD | 2,500 | $0 | 0.0% | $0.00 | $6.44 | — | COM | 02133L109 |
| — | NXCHAIN ORD | 800 | $0 | 0.0% | $0.00 | $1.25 | — | COM | 629471103 |
| SPXL | DIREXION DAILY S&P 500 BULL 3X ETF | 1 | $0 | 0.0% | $0.00 | $56.28 | -53.7% | COM | 25459W862 |
| — | DIAMOND EAGLE ACQUISITION CL A ORD (NMS) | 20 | $0 | 0.0% | $0.00 | $10.56 | — | Call | 25258L109 |
| NPCUF | ALLON THERAPEUTICS ORD | 30,000 | $0 | 0.0% | $0.00 | $0.00 | -32.4% | COM | 019774108 |
| — | ALLERGAN ORD | 1 | $0 | 0.0% | $0.00 | $170.30 | — | Put | G0177J108 |
| — | APHRIA ORD | 118 | $0 | 0.0% | $0.00 | $2.95 | — | Call | 03765K104 |
| — | OFFICE DEPOT ORD | 500 | $0 | 0.0% | $0.00 | — | — | COM | 676220106 |
| PCG | PG&E ORD | 1 | $0 | 0.0% | $0.00 | $8.47 | +4.9% | Call | 69331C108 |
| HMNY | HELIOS AND MATHESON ANALYTICS ORD | 1,002 | $0 | 0.0% | $0.00 | $10.00 | -100.0% | COM | 42327L309 |
| — | ALLEGRO MERGER RTS | 10,000 | $0 | 0.0% | $0.00 | — | — | COM | 01749N129 |
| — | PHUNWARE ORD | 400 | $0 | 0.0% | $0.00 | $2.50 | — | COM | 71948P100 |
| GEN | NORTONLIFELOCK ORD | 10 | $0 | 0.0% | $0.00 | $15.63 | +5.9% | Put | 668771108 |
| GEN | NORTONLIFELOCK ORD | 10 | $0 | 0.0% | $0.00 | $15.63 | +5.9% | Call | 668771108 |
| SPG | SIMON PROP GRP REIT ORD | 15 | $0 | 0.0% | $0.00 | — | — | Put | 828806109 |
| GDS | GDS HOLDINGS LIMITED ADR (NMS) | 10 | $0 | 0.0% | $0.00 | — | — | Call | 36165L108 |
| IBN | ICICI BANK ADR REP 2 ORD | 50 | $0 | 0.0% | $0.00 | $13.24 | -35.8% | SPONSORED ADR | 45104G104 |
| GNPR | GENIUS PRODUCTS ORD | 122 | $0 | 0.0% | $0.00 | — | — | COM | 37229R305 |
| — | AQUA METALS ORD | 440 | $0 | 0.0% | $0.00 | — | — | COM | 03837J101 |
| ALDX | ALDEYRA THERAPEUTICS ORD | 100 | $0 | 0.0% | $0.00 | $5.38 | -54.1% | COM | 01438T106 |
| AER | AERCAP HOLDINGS ORD | 3 | $0 | 0.0% | $0.00 | — | — | Put | N00985106 |
| — | AMARIN ADR REP 1 ORD | 69 | $0 | 0.0% | $0.00 | $4.06 | — | Call | 023111206 |
| SHAK | SHAKE SHACK CL A ORD | 1 | $0 | 0.0% | $0.00 | $71.87 | -47.5% | COM | 819047101 |