CIK: 0001103646 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 14, 2019
Total Value ($000): $1,492,168 (63.5% shares, 36.5% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAL | AMERICAN AIRLS GROUP INC | 2,510,568 | $80,614 | 5.4% | $32.79 | +4.3% | COM | 02376R102 |
| — | ALTABA INC | 955,541 | $55,364 | 3.7% | $65.99 | — | COM | 021346101 |
| — | MOLINA HEALTHCARE INC | 18,576,000 | $52,940 | 3.5% | $1.72 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | ZIONS BANCORPORATION N A | 4,496,734 | $40,422 | 2.7% | $6.29 | — | *W EXP 05/21/202 | 989701115 |
| — | INTEGRATED DEVICE TECHNOLOGY | 25,850,000 | $40,065 | 2.7% | $1.54 | — | NOTE 0.875%11/1 | 458118AC0 |
| — | INSULET CORP | 25,629,000 | $36,505 | 2.4% | $1.33 | — | NOTE 1.250% 9/1 | 45784PAF8 |
| — | TWENTY FIRST CENTY FOX INC | 656,104 | $31,348 | 2.1% | $45.01 | — | CL B | 90130A200 |
| DELL | DELL TECHNOLOGIES INC | 556,086 | $27,177 | 1.8% | $25.10 | 0.0% | CL C | 24703L202 |
| — | MICRON TECHNOLOGY INC | 24,325,000 | $26,940 | 1.8% | $1.42 | — | NOTE 3.000%11/1 | 595112AY9 |
| TSLA | TESLA INC | 79,100 | $26,324 | 1.8% | $21.48 | +0.1% | Put | 88160R101 |
| — | SHIRE PLC | 135,717 | $23,620 | 1.6% | $173.21 | — | SPONSORED ADR | 82481R106 |
| — | CAESARS ENTMT CORP | 16,562,412 | $20,561 | 1.4% | $1.70 | — | NOTE 5.000%10/0 | 127686AA1 |
| XLF | SELECT SECTOR SPDR TR | 810,000 | $19,294 | 1.3% | — | — | Put | 81369Y605 |
| — | CROWN CASTLE INTL CORP NEW | 17,368 | $18,312 | 1.2% | $1054.35 | — | 6.875% CON PFD A | 22822V309 |
| — | LIBERTY MEDIA CORP DELAWARE | 480,499 | $17,682 | 1.2% | $38.45 | — | COM A SIRIUSXM | 531229409 |
| DELL | DELL TECHNOLOGIES INC | 347,220 | $16,969 | 1.1% | $25.10 | 0.0% | Put | 24703L202 |
| — | ILLUMINA INC | 12,500,000 | $16,423 | 1.1% | $1.32 | — | NOTE 0.500% 6/1 | 452327AH2 |
| — | ADVANCED MICRO DEVICES INC | 6,507,000 | $15,816 | 1.1% | $2.84 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | TESARO INC | 7,027,000 | $15,308 | 1.0% | $2.10 | — | NOTE 3.000%10/0 | 881569AA5 |
| AAL | AMERICAN AIRLS GROUP INC | 467,100 | $15,003 | 1.0% | $32.79 | +4.3% | Call | 02376R102 |
| — | WAYFAIR INC | 13,261,000 | $14,322 | 1.0% | $1.27 | — | NOTE 0.375% 9/0 | 94419LAB7 |
| NXPI | NXP SEMICONDUCTORS N V | 193,700 | $14,193 | 1.0% | $71.33 | -1.0% | Put | N6596X109 |
| — | FINISAR CORP | 14,499,000 | $13,830 | 0.9% | $0.95 | — | NOTE 0.500%12/1 | 31787AAP6 |
| — | REPLIGEN CORP | 8,089,000 | $13,775 | 0.9% | $1.47 | — | NOTE 2.125% 6/0 | 759916AA7 |
| KRE | SPDR SERIES TRUST | 291,500 | $13,640 | 0.9% | — | — | Call | 78464A698 |
| — | DEXCOM INC | 10,000,000 | $13,465 | 0.9% | $1.52 | — | NOTE 0.750% 5/1 | 252131AF4 |
| — | NII HLDGS INC | 2,939,526 | $12,963 | 0.9% | $3.52 | — | COM PAR | 62913F508 |
| — | SINA CORP | 232,618 | $12,478 | 0.8% | $74.03 | — | ORD | G81477104 |
| — | ABERDEEN EMRG MRKTS EQT INM | 1,946,546 | $12,361 | 0.8% | $7.05 | — | COM | 00301W105 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 980,877 | $12,300 | 0.8% | $12.31 | — | TR UNIT | 85208R101 |
| — | TWENTY FIRST CENTY FOX INC | 252,237 | $12,138 | 0.8% | $48.12 | — | CL A | 90130A101 |
| — | LIBERTY MEDIA CORP | 18,500,000 | $11,659 | 0.8% | $0.64 | — | DEB 3.500% 1/1 | 530715AN1 |
| RH | RH | 96,500 | $11,562 | 0.8% | — | — | Put | 74967X103 |
| — | MICROCHIP TECHNOLOGY INC | 8,163,000 | $11,528 | 0.8% | $1.56 | — | NOTE 1.625% 2/1 | 595017AD6 |
| AAL | AMERICAN AIRLS GROUP INC | 356,500 | $11,449 | 0.8% | $32.79 | +4.3% | Put | 02376R102 |
| — | HERBALIFE LTD | 8,065,000 | $11,150 | 0.7% | $1.29 | — | NOTE 2.000% 8/1 | 42703MAB9 |
| — | TESLA INC | 10,315,000 | $10,731 | 0.7% | $1.03 | — | NOTE 0.250% 3/0 | 88160RAB7 |
| — | CAESARS ENTMT CORP | 1,575,159 | $10,695 | 0.7% | $12.65 | — | COM | 127686103 |
| NXPI | NXP SEMICONDUCTORS N V | 124,400 | $9,115 | 0.6% | $71.33 | -1.0% | Call | N6596X109 |
| DELL | DELL TECHNOLOGIES INC | 185,220 | $9,053 | 0.6% | $25.10 | 0.0% | Call | 24703L202 |
| — | RESTORATION HARDWARE HLDGS I | 7,752,000 | $9,048 | 0.6% | $1.19 | — | DBCV 7/1 | 761283AC4 |
| HIG | HARTFORD FINL SVCS GROUP INC | 198,606 | $8,828 | 0.6% | $39.96 | -4.0% | COM | 416515104 |
| — | ZILLOW GROUP INC | 8,756,000 | $8,496 | 0.6% | $1.17 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | ON SEMICONDUCTOR CORP | 7,705,000 | $8,475 | 0.6% | $1.35 | — | NOTE 1.000%12/0 | 682189AK1 |
| — | NEUROCRINE BIOSCIENCES INC | 6,955,000 | $8,302 | 0.6% | $1.55 | — | NOTE 2.250% 5/1 | 64125CAD1 |
| — | ARRAY BIOPHARMA INC | 6,835,000 | $8,266 | 0.6% | $1.27 | — | NOTE 2.625%12/0 | 04269XAB1 |
| — | GENERAL ELECTRIC CO | 1,090,400 | $8,255 | 0.6% | $12.38 | — | Put | 369604103 |
| HLF | HERBALIFE NUTRITION LTD | 140,000 | $8,254 | 0.6% | — | — | Put | G4412G101 |
| XLF | SELECT SECTOR SPDR TR | 345,000 | $8,217 | 0.6% | — | — | Call | 81369Y605 |
| — | RESTORATION HARDWARE HLDGS I | 7,261,000 | $8,149 | 0.5% | $1.21 | — | NOTE 6/1 | 761283AD2 |
| — | RED HAT INC | 45,800 | $8,045 | 0.5% | $175.64 | — | Call | 756577102 |
| — | GABELLI GLOBL UTIL & INCOME | 493,923 | $7,952 | 0.5% | $16.84 | — | COM SH BEN INT | 36242L105 |
| — | GENERAL ELECTRIC CO | 1,035,573 | $7,839 | 0.5% | $12.38 | — | COM | 369604103 |
| TSLA | TESLA INC | 22,809 | $7,591 | 0.5% | $21.48 | +0.1% | COM | 88160R101 |
| — | BOULDER GROWTH & INCOME FD I | 726,784 | $7,580 | 0.5% | $8.62 | — | COM | 101507101 |
| — | HUBSPOT INC | 5,040,000 | $7,240 | 0.5% | $1.61 | — | NOTE 0.250% 6/0 | 443573AB6 |
| — | IRONWOOD PHARMACEUTICALS INC | 7,495,000 | $7,080 | 0.5% | $1.26 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| — | ASIA PAC FD INC | 618,954 | $7,070 | 0.5% | $11.63 | — | COM | 044901106 |
| — | CENTERPOINT ENERGY INC | 136,319 | $6,871 | 0.5% | $50.40 | — | DEP RP PFD CV B | 15189T503 |
| ILPT | INDUSTRIAL LOGISTICS PPTYS T | 347,695 | $6,839 | 0.5% | $19.67 | — | COM SHS BEN INT | 456237106 |
| — | CTRIP COM INTL LTD | 7,000,000 | $6,482 | 0.4% | $0.93 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | VMWARE INC | 46,800 | $6,418 | 0.4% | $140.00 | — | Call | 928563402 |
| — | MICROCHIP TECHNOLOGY INC | 6,543,000 | $6,399 | 0.4% | $0.98 | — | NOTE 1.625% 2/1 | 595017AF1 |
| — | ISIS PHARMACEUTICALS INC DEL | 5,876,000 | $6,316 | 0.4% | $1.07 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | DISCOVERY INC | 272,948 | $6,300 | 0.4% | $19.52 | — | COM SER C | 25470F302 |
| — | HESS CORP | 125,251 | $6,238 | 0.4% | $78.51 | — | DEP PDF SR A | 42809H404 |
| — | ACORDA THERAPEUTICS INC | 7,235,000 | $6,076 | 0.4% | $0.84 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | SIRIUS XM HLDGS INC | 1,061,700 | $6,062 | 0.4% | — | — | Put | 82968B103 |
| — | CARBONITE INC | 5,000,000 | $5,982 | 0.4% | $1.37 | — | NOTE 2.500% 4/0 | 141337AB1 |
| — | SCANA CORP NEW | 119,562 | $5,713 | 0.4% | $37.61 | — | COM | 80589M102 |
| — | INFINERA CORPORATION | 7,750,000 | $5,683 | 0.4% | $0.73 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | FORTIVE CORP | 6,244 | $5,674 | 0.4% | $1008.62 | — | 5% PFD CNV SER A | 34959J207 |
| — | VIRTUS INVT PARTNERS INC | 74,507 | $5,654 | 0.4% | $104.31 | — | PFD CV SER D | 92828Q208 |
| — | SERVICENOW INC | 3,859,000 | $5,415 | 0.4% | $1.49 | — | NOTE 6/0 | 81762PAC6 |
| — | SELECT INCOME REIT | 735,754 | $5,415 | 0.4% | $8.58 | — | COM SH BEN INT | 81618T100 |
| — | HESS CORP | 133,500 | $5,407 | 0.4% | — | — | Call | 42809H107 |
| — | ILLUMINA INC | 4,312,000 | $5,278 | 0.4% | $1.45 | — | NOTE 6/1 | 452327AF6 |
| LNC | LINCOLN NATL CORP IND | 100,411 | $5,152 | 0.3% | $46.60 | -5.6% | COM | 534187109 |
| — | SHIRE PLC | 29,600 | $5,152 | 0.3% | $173.21 | — | Call | 82481R106 |
| BIO/B | BIO RAD LABS INC | 22,310 | $5,131 | 0.3% | $121.21 | +123.4% | CL B | 090572108 |
| — | WORKDAY INC | 2,500,000 | $4,935 | 0.3% | $1.97 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | SQUARE INC | 2,000,000 | $4,924 | 0.3% | $3.18 | — | NOTE 0.375% 3/0 | 852234AB9 |
| KRE | SPDR SERIES TRUST | 100,000 | $4,679 | 0.3% | — | — | Put | 78464A698 |
| — | NUVASIVE INC | 4,393,000 | $4,623 | 0.3% | $1.10 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | ENCORE CAP GROUP INC | 5,450,000 | $4,525 | 0.3% | $1.14 | — | NOTE 3.250% 3/1 | 292554AK8 |
| VICI | VICI PPTYS INC | 240,219 | $4,511 | 0.3% | $13.07 | +9.2% | COM | 925652109 |
| — | ENSCO JERSEY FIN LTD | 6,521,000 | $4,471 | 0.3% | $0.69 | — | NOTE 3.000% 1/3 | 29359WAB1 |
| — | 51JOB INC | 3,000,000 | $4,444 | 0.3% | $1.47 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | REAVES UTIL INCOME FD | 147,949 | $4,354 | 0.3% | $30.94 | — | COM SH BEN INT | 756158101 |
| XXCHNXX | CHINA FD INC | 257,303 | $4,346 | 0.3% | $18.09 | — | COM | 169373107 |
| — | DERMIRA INC | 5,610,000 | $4,259 | 0.3% | $0.82 | — | NOTE 3.000% 5/1 | 24983LAB0 |
| — | WRIGHT MED GROUP N V | 3,000,000 | $4,131 | 0.3% | $1.33 | — | NOTE 2.250%11/1 | 98236JAB4 |
| — | DHT HOLDINGS INC | 4,000,000 | $3,949 | 0.3% | $0.99 | — | DEBT 4.500%10/0 | 23335SAB2 |
| — | TWITTER INC | 4,287,000 | $3,867 | 0.3% | $0.94 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | SYNAPTICS INC | 4,394,000 | $3,855 | 0.3% | $0.88 | — | NOTE 0.500% 6/1 | 87157DAD1 |
| NEE | NEXTERA ENERGY INC | 22,117 | $3,844 | 0.3% | $35.46 | +3.4% | COM | 65339F101 |
| — | IAC INTERACTIVECORP | 20,458 | $3,744 | 0.3% | $141.43 | — | COM | 44919P508 |
| — | MORGAN STANLEY EMER MKTS FD | 228,538 | $3,682 | 0.2% | $15.96 | — | COM | 61744G107 |
| — | IKANG HEALTHCARE GROUP INC | 179,181 | $3,652 | 0.2% | $16.99 | — | SPONSORED ADR | 45174L108 |
| — | RETROPHIN INC | 4,000,000 | $3,585 | 0.2% | $0.90 | — | NOTE 2.500% 9/1 | 761299AB2 |
| BABA | ALIBABA GROUP HLDG LTD | 25,700 | $3,522 | 0.2% | $164.76 | — | Put | 01609W102 |
| — | WRIGHT MED GROUP INC | 3,170,000 | $3,356 | 0.2% | $1.08 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL L | 3,500,000 | $3,263 | 0.2% | $1.04 | — | NOTE 5.750%10/1 | G81075AF3 |
| — | CORENERGY INFRASTRUCTURE TR | 3,000,000 | $3,133 | 0.2% | $1.18 | — | NOTE 7.000% 6/1 | 21870UAA4 |
| — | MORGAN STANLEY ASIA PAC FD I | 186,970 | $3,076 | 0.2% | $16.56 | — | COM | 61744U106 |
| — | PROS HOLDINGS INC | 2,900,000 | $3,076 | 0.2% | $1.09 | — | NOTE 2.000%12/0 | 74346YAB9 |
| — | PTC THERAPEUTICS INC | 3,000,000 | $2,993 | 0.2% | $1.00 | — | NOTE 3.000% 8/1 | 69366JAB7 |
| AMD | ADVANCED MICRO DEVICES INC | 158,500 | $2,926 | 0.2% | — | — | Put | 007903107 |
| — | EPR PPTYS | 85,533 | $2,906 | 0.2% | $33.98 | — | CONV PFD 9% SR E | 26884U307 |
| — | ASSERTIO THERAPEUTICS INC | 4,236,000 | $2,867 | 0.2% | $0.68 | — | NOTE 2.500% 9/0 | 249908AA2 |
| — | ESSENDANT INC | 224,604 | $2,826 | 0.2% | $12.58 | — | COM | 296689102 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 180,000 | $2,774 | 0.2% | $15.44 | — | Put | 881624209 |
| — | TELADOC HEALTH INC | 2,000,000 | $2,752 | 0.2% | $2.07 | — | NOTE 3.000%12/1 | 87918AAB1 |
| — | AMAG PHARMACEUTICALS INC | 3,000,000 | $2,742 | 0.2% | $0.91 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| — | SPECIAL OPPORTUNITIES FD INC | 222,998 | $2,640 | 0.2% | $15.89 | — | COM | 84741T104 |
| WB | WEIBO CORP | 44,900 | $2,623 | 0.2% | — | — | Call | 948596101 |
| — | COLONY STARWOOD HOMES | 2,500,000 | $2,571 | 0.2% | $1.03 | — | NOTE 3.500% 1/1 | 19625XAB8 |
| — | SUNTRUST BKS INC | 48,701 | $2,456 | 0.2% | $68.04 | — | COM | 867914103 |
| — | HIGHLAND FLOATNG RATE OPPRT | 188,892 | $2,418 | 0.2% | $12.80 | — | SHS BEN INT | 43010E404 |
| — | MACQUARIE GLBL INFRA TOTL RE | 128,379 | $2,415 | 0.2% | $22.02 | — | COM | 55608D101 |
| — | SEMPRA ENERGY | 24,935 | $2,411 | 0.2% | $100.87 | — | 6% PFD CONV A | 816851406 |
| — | OI S A | 1,484,031 | $2,374 | 0.2% | $1.96 | — | SPONSORED ADR NE | 670851500 |
| — | ALTABA INC | 39,600 | $2,294 | 0.2% | $65.99 | — | Put | 021346101 |
| — | NEW IRELAND FUND INC | 269,733 | $2,252 | 0.2% | $12.11 | — | COM | 645673104 |
| — | SWISS HELVETIA FD INC | 323,774 | $2,234 | 0.1% | $9.08 | — | COM | 870875101 |
| — | LIBERTY MEDIA CORP DELAWARE | 60,912 | $2,225 | 0.1% | $33.11 | — | COM B SIRIUSXM | 531229508 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 2,272,000 | $2,173 | 0.1% | $0.96 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | THERAVANCE INC | 2,000,000 | $2,162 | 0.1% | $1.08 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| — | TESARO INC | 29,100 | $2,159 | 0.1% | — | — | Put | 881569107 |
| — | ARRAY BIOPHARMA INC | 150,800 | $2,147 | 0.1% | — | — | Put | 04269X105 |
| — | SILICON LABORATORIES INC | 1,964,000 | $2,080 | 0.1% | $1.06 | — | NOTE 1.375% 3/0 | 826919AB8 |
| WB | WEIBO CORP | 35,000 | $2,044 | 0.1% | — | — | Put | 948596101 |
| — | GCI LIBERTY INC | 49,156 | $2,023 | 0.1% | $52.85 | — | COM CLASS A | 36164V305 |
| — | TESARO INC | 27,100 | $2,013 | 0.1% | — | — | Call | 881569107 |
| GM | GENERAL MTRS CO | 60,168 | $2,012 | 0.1% | $35.95 | -12.9% | COM | 37045V100 |
| — | RIVERNORTH OPPRTUNITIES FD I | 119,376 | $1,940 | 0.1% | $16.25 | — | COM | 76881Y109 |
| — | UNITED TECHNOLOGIES CORP | 17,871 | $1,903 | 0.1% | $106.47 | — | Put | 913017109 |
| SRPT | SAREPTA THERAPEUTICS INC | 17,000 | $1,855 | 0.1% | — | — | Put | 803607100 |
| — | OSI SYSTEMS INC | 2,000,000 | $1,852 | 0.1% | $0.92 | — | NOTE 1.250% 9/0 | 671044AD7 |
| — | MIDSTATES PETE CO INC | 240,598 | $1,807 | 0.1% | $13.46 | — | COM PAR | 59804T407 |
| — | TEVA PHARMACEUTICAL FIN LLC | 2,000,000 | $1,805 | 0.1% | $0.89 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| — | NUANCE COMMUNICATIONS INC | 2,042,000 | $1,784 | 0.1% | $0.87 | — | NOTE 1.250% 4/0 | 67020YAN0 |
| REZI | RESIDEO TECHNOLOGIES INC | 86,753 | $1,783 | 0.1% | $21.34 | 0.0% | COM | 76118Y104 |
| — | TERADYNE INC | 1,475,000 | $1,758 | 0.1% | $1.36 | — | NOTE 1.250%12/1 | 880770AG7 |
| T | AT&T INC | 61,144 | $1,745 | 0.1% | $14.48 | -3.2% | COM | 00206R102 |
| — | MEXICO EQUITY & INCOME FD | 173,218 | $1,744 | 0.1% | $12.28 | — | COM | 592834105 |
| — | TUTOR PERINI CORP | 1,858,000 | $1,727 | 0.1% | $0.93 | — | NOTE 2.875% 6/1 | 901109AD0 |
| — | RITE AID CORP | 2,437,302 | $1,726 | 0.1% | $2.91 | — | COM | 767754104 |
| IONS | IONIS PHARMACEUTICALS INC | 30,400 | $1,644 | 0.1% | $45.52 | +12.0% | Put | 462222100 |
| BABA | ALIBABA GROUP HLDG LTD | 12,000 | $1,644 | 0.1% | $164.76 | — | Call | 01609W102 |
| — | QURATE RETAIL INC | 84,073 | $1,641 | 0.1% | $20.95 | — | COM SER A | 74915M100 |
| — | LIBERTY MEDIA CORP DELAWARE | 64,738 | $1,615 | 0.1% | $22.99 | — | COM A BRAVES GRP | 531229706 |
| — | HORIZON PHARMA INVT LTD | 1,617,000 | $1,614 | 0.1% | $1.00 | — | NOTE 2.500% 3/1 | 44052TAB7 |
| AG | FIRST MAJESTIC SILVER CORP | 273,700 | $1,611 | 0.1% | — | — | Put | 32076V103 |
| — | ALDER BIOPHARMACEUTICALS INC | 2,000,000 | $1,606 | 0.1% | $0.80 | — | NOTE 2.500% 2/0 | 014339AA3 |
| LEN/B | LENNAR CORP | 50,205 | $1,573 | 0.1% | $33.73 | -12.1% | CL B | 526057302 |
| — | TWENTY FIRST CENTY FOX INC | 32,500 | $1,565 | 0.1% | $48.12 | — | Put | 90130A101 |
| NEM | NEWMONT MINING CORP | 44,000 | $1,525 | 0.1% | $17.79 | +46.4% | COM | 651639106 |
| — | UNITED TECHNOLOGIES CORP | 14,305 | $1,523 | 0.1% | $106.47 | — | COM | 913017109 |
| EWL | ISHARES INC | 48,200 | $1,520 | 0.1% | — | — | Put | 464286749 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 7,333 | $1,497 | 0.1% | $117.26 | +78.1% | CL B NEW | 084670702 |
| AAPL | APPLE INC | 9,400 | $1,483 | 0.1% | $20.18 | +128.0% | COM | 037833100 |
| — | MOMO INC | 61,200 | $1,454 | 0.1% | $23.75 | — | Put | 60879B107 |
| — | ADAM NAT RES FD INC | 99,668 | $1,452 | 0.1% | $19.00 | — | COM | 00548F105 |
| EWW | ISHARES INC | 35,100 | $1,445 | 0.1% | — | — | Put | 464286822 |
| — | GREENBRIER COS INC | 1,464,000 | $1,441 | 0.1% | $0.98 | — | NOTE 2.875% 2/0 | 393657AK7 |
| — | PANDORA MEDIA INC | 177,100 | $1,432 | 0.1% | $8.36 | — | Put | 698354107 |
| — | INSMED INC | 2,000,000 | $1,412 | 0.1% | $0.71 | — | NOTE 1.750% 1/1 | 457669AA7 |
| — | CHANGYOU COM LTD | 76,396 | $1,397 | 0.1% | $33.74 | — | ADS REP CL A | 15911M107 |
| LBRDA | LIBERTY BROADBAND CORP | 19,348 | $1,389 | 0.1% | $51.58 | +45.9% | COM SER A | 530307107 |
| WELL | WELLTOWER INC | 20,000 | $1,388 | 0.1% | — | — | Put | 95040Q104 |
| — | CIT GROUP INC | 36,272 | $1,388 | 0.1% | $46.16 | — | COM NEW | 125581801 |
| FXI | ISHARES TR | 35,500 | $1,386 | 0.1% | — | — | Put | 464287184 |
| ALLY | ALLY FINL INC | 60,644 | $1,374 | 0.1% | $18.47 | +8.2% | COM | 02005N100 |
| — | LIBERTY MEDIA CORP DELAWARE | 45,815 | $1,362 | 0.1% | $29.03 | — | COM SER A FRMLA | 531229870 |
| — | ENCORE CAP GROUP INC | 1,500,000 | $1,361 | 0.1% | $1.10 | — | NOTE 3.000% 7/0 | 292554AF9 |
| TEO | TELECOM ARGENTINA S A | 85,451 | $1,330 | 0.1% | $36.63 | — | SPON ADR REP B | 879273209 |
| XLU | SELECT SECTOR SPDR TR | 25,000 | $1,324 | 0.1% | — | — | Put | 81369Y886 |
| EEM | ISHARES TR | 33,500 | $1,308 | 0.1% | — | — | Put | 464287234 |
| BLBD | BLUE BIRD CORP | 71,304 | $1,297 | 0.1% | $19.46 | 0.0% | COM | 095306106 |
| — | BROOKFIELD REAL ASSETS INCOM | 65,146 | $1,242 | 0.1% | $22.30 | — | SHS BEN INT | 112830104 |
| — | CLOVIS ONCOLOGY INC | 1,423,000 | $1,211 | 0.1% | $0.90 | — | NOTE 2.500% 9/1 | 189464AB6 |
| — | ALTRA INDL MOTION CORP | 47,044 | $1,183 | 0.1% | $40.42 | — | COM | 02208R106 |
| — | SPECIAL OPPORTUNITIES FD INC | 47,535 | $1,183 | 0.1% | $25.45 | — | PFD CONV SE B | 84741T302 |
| — | BEMIS INC | 25,600 | $1,175 | 0.1% | $48.50 | — | COM | 081437105 |
| IQ | IQIYI INC | 78,900 | $1,174 | 0.1% | $14.90 | — | Put | 46267X108 |
| SOHU | SOHU COM LTD | 67,277 | $1,172 | 0.1% | $35.13 | — | SPONSORED ADS | 83410S108 |
| — | QAD INC | 39,276 | $1,159 | 0.1% | $29.53 | — | CL B | 74727D207 |
| — | BRISTOW GROUP INC | 3,021,000 | $1,158 | 0.1% | $1.14 | — | NOTE 4.500% 6/0 | 110394AF0 |
| — | TWITTER INC | 40,000 | $1,149 | 0.1% | $40.34 | — | Put | 90184L102 |
| — | RMR REAL ESTATE INCOME FUND | 75,813 | $1,143 | 0.1% | $18.54 | — | COM | 76970B101 |
| GTX | GARRETT MOTION INC | 92,501 | $1,142 | 0.1% | $14.79 | -8.1% | COM | 366505105 |
| — | PERSPECTA INC | 65,131 | $1,122 | 0.1% | $20.56 | — | COM | 715347100 |
| PFLT | PENNANTPARK FLOATING RATE CA | 95,954 | $1,110 | 0.1% | $4.46 | +29.2% | COM | 70806A106 |
| — | CTRIP COM INTL LTD | 40,300 | $1,090 | 0.1% | $37.10 | — | Put | 22943F100 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 83,600 | $1,088 | 0.1% | $13.01 | — | SPONSORED ADR | 71654V408 |
| — | SENSEONICS HLDGS INC | 1,000,000 | $1,069 | 0.1% | $1.61 | — | NOTE 5.250% 2/0 | 81727UAA3 |
| — | GLOBAL X FDS | 154,598 | $1,067 | 0.1% | $8.36 | — | MSCI GREECE ETF | 37950E366 |
| GOOG | ALPHABET INC | 1,029 | $1,066 | 0.1% | $37.24 | +42.7% | CAP STK CL C | 02079K107 |
| EQT | EQT CORP | 55,509 | $1,049 | 0.1% | $18.78 | 0.0% | COM | 26884L109 |
| IEF | ISHARES TR | 10,000 | $1,042 | 0.1% | — | — | Put | 464287440 |
| — | SPARTON CORP | 56,637 | $1,031 | 0.1% | $20.84 | — | COM | 847235108 |
| — | II VI INC | 31,500 | $1,022 | 0.1% | $32.44 | — | COM | 902104108 |
| — | QURATE RETAIL INC | 52,110 | $1,013 | 0.1% | $20.92 | — | COM SER B | 74915M209 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 76,191 | $1,006 | 0.1% | $9.68 | +23.2% | COM | 42824C109 |
| — | CUSHING RENAISSANCE FD | 73,212 | $983 | 0.1% | $15.72 | — | COM | 231647108 |
| — | MOMO INC | 41,213 | $979 | 0.1% | $23.75 | — | ADR | 60879B107 |
| — | STATE BK FINL CORP | 45,217 | $976 | 0.1% | $21.58 | — | COM | 856190103 |
| — | PANDORA MEDIA INC | 1,026,000 | $975 | 0.1% | $0.95 | — | NOTE 1.750%12/0 | 698354AB3 |
| — | RED HAT INC | 5,500 | $966 | 0.1% | $175.64 | — | COM | 756577102 |
| WDAY | WORKDAY INC | 6,000 | $958 | 0.1% | $116.57 | +21.5% | Put | 98138H101 |
| — | TAIWAN FD INC | 63,022 | $955 | 0.1% | $18.99 | — | COM | 874036106 |
| REG | REGENCY CTRS CORP | 16,227 | $952 | 0.1% | $48.09 | -2.9% | COM | 758849103 |
| — | ASA GOLD AND PRECIOUS MTLS L | 100,087 | $947 | 0.1% | $9.53 | — | SHS | G3156P103 |
| EXAS | EXACT SCIENCES CORP | 15,000 | $946 | 0.1% | $68.63 | 0.0% | Put | 30063P105 |
| WHR | WHIRLPOOL CORP | 8,730 | $933 | 0.1% | $151.94 | -25.3% | COM | 963320106 |
| — | IRIDIUM COMMUNICATIONS INC | 1,472 | $927 | 0.1% | $764.27 | — | PERP PFD CNV B | 46269C409 |
| — | DOMINION ENERGY INC | 19,021 | $912 | 0.1% | $46.16 | — | UNIT 08/15/2019 | 25746U836 |
| — | CENTRAL SECS CORP | 36,654 | $910 | 0.1% | $21.82 | — | COM | 155123102 |
| — | GDL FUND | 96,975 | $889 | 0.1% | $10.76 | — | COM SH BEN IT | 361570104 |
| — | GENERAL AMERN INVS INC | 30,871 | $878 | 0.1% | $32.42 | — | COM | 368802104 |
| — | BROOKFIELD PPTY PARTNERS L P | 54,258 | $874 | 0.1% | $16.11 | — | UNIT LTD PARTN | G16249107 |
| BA | BOEING CO | 2,700 | $870 | 0.1% | $334.97 | 0.0% | Put | 097023105 |
| — | INDIA FD INC | 42,663 | $863 | 0.1% | $21.60 | — | COM | 454089103 |
| — | SPRINT CORP | 148,028 | $862 | 0.1% | $7.87 | — | COM SER 1 | 85207U105 |
| TLT | ISHARES TR | 7,000 | $851 | 0.1% | — | — | Put | 464287432 |
| GLD | SPDR GOLD TRUST | 7,000 | $849 | 0.1% | $117.66 | — | GOLD SHS | 78463V107 |
| NBR 6 05/01/21 A | NABORS INDUSTRIES LTD | 47,113 | $844 | 0.1% | $44.93 | — | 6% PFD CNV SR A | G6359F129 |
| — | INVESCO MORTGAGE CAPITAL INC | 58,000 | $840 | 0.1% | $13.33 | — | COM | 46131B100 |
| NXPI | NXP SEMICONDUCTORS N V | 11,443 | $839 | 0.1% | $71.33 | -1.0% | COM | N6596X109 |
| — | FS KKR CAPITAL CORP | 157,343 | $815 | 0.1% | $5.18 | — | COM | 302635107 |
| WTFC | WINTRUST FINL CORP | 12,184 | $810 | 0.1% | $71.85 | +5.8% | COM | 97650W108 |
| — | SANOFI | 1,652,662 | $794 | 0.1% | $0.28 | — | RIGHT 12/31/2020 | 80105N113 |
| NWSA | NEWS CORP NEW | 68,900 | $782 | 0.1% | $11.45 | +3.7% | CL A | 65249B109 |
| C | CITIGROUP INC | 14,901 | $776 | 0.1% | $37.63 | +31.2% | COM NEW | 172967424 |
| EXAS | EXACT SCIENCES CORP | 12,271 | $774 | 0.1% | $68.63 | 0.0% | COM | 30063P105 |
| — | TWITTER INC | 26,900 | $773 | 0.1% | $40.34 | — | COM | 90184L102 |
| WHR | WHIRLPOOL CORP | 7,100 | $759 | 0.1% | $151.94 | -25.3% | Put | 963320106 |
| GYRO | GYRODYNE LLC | 43,003 | $744 | 0.0% | $19.21 | -1.7% | COM | 403829104 |
| — | HORIZON PHARMA PLC | 38,000 | $742 | 0.0% | $19.70 | — | Put | G4617B105 |
| — | NUVEEN REAL ASSET INM AND GW | 54,273 | $740 | 0.0% | $16.92 | — | COM | 67074Y105 |
| MSGS | MADISON SQUARE GARDEN CO NEW | 2,712 | $727 | 0.0% | $120.38 | +61.6% | CL A | 55825T103 |
| — | DIVIDEND & INCOME FUND | 75,154 | $716 | 0.0% | $11.29 | — | COM NEW | 25538A204 |
| — | GABELLI EQUITY TR INC | 139,316 | $711 | 0.0% | $6.19 | — | COM | 362397101 |
| — | JENSYN ACQUISITION CORP | 64,387 | $709 | 0.0% | $10.44 | — | COM | 47632B102 |
| STC | STEWART INFORMATION SVCS COR | 17,000 | $704 | 0.0% | $43.07 | -2.5% | COM | 860372101 |
| — | COREPOINT LODGING INC | 57,279 | $702 | 0.0% | $14.26 | — | COM | 21872L104 |
| — | ADAMS DIVERSIFIED EQUITY FD | 55,099 | $695 | 0.0% | $13.11 | — | COM | 006212104 |
| PG | PROCTER AND GAMBLE CO | 7,373 | $678 | 0.0% | $67.52 | +10.7% | COM | 742718109 |
| PG | PROCTER AND GAMBLE CO | 7,300 | $671 | 0.0% | $67.52 | +10.7% | Put | 742718109 |
| — | NOVAVAX INC | 1,094,000 | $669 | 0.0% | $0.53 | — | NOTE 3.750% 2/0 | 670002AB0 |
| NFLX | NETFLIX INC | 2,500 | $669 | 0.0% | $29.93 | 0.0% | Put | 64110L106 |
| — | GREAT ELM CAP CORP | 84,994 | $667 | 0.0% | $10.62 | — | COM | 390320109 |
| — | AMARIN CORP PLC | 48,900 | $665 | 0.0% | — | — | Call | 023111206 |
| — | BLACKROCK ENHANCED EQT DIV T | 85,093 | $661 | 0.0% | $7.94 | — | COM | 09251A104 |
| — | CVR REFNG LP | 63,200 | $659 | 0.0% | $10.43 | — | COMUNIT REP LT | 12663P107 |
| — | GABELLI HLTHCARE & WELLNESS | 70,856 | $655 | 0.0% | $9.94 | — | SHS | 36246K103 |
| ADSK | AUTODESK INC | 5,000 | $643 | 0.0% | $135.07 | 0.0% | Put | 052769106 |
| — | ROYAL DUTCH SHELL PLC | 11,011 | $641 | 0.0% | $70.36 | — | SPONS ADR A | 780259206 |
| — | TEMPLETON DRAGON FD INC | 36,808 | $626 | 0.0% | $20.38 | — | COM | 88018T101 |
| BELFA | BEL FUSE INC | 45,042 | $620 | 0.0% | $18.86 | -8.6% | CL A | 077347201 |
| BAC | BANK AMER CORP | 25,000 | $616 | 0.0% | $22.80 | 0.0% | Call | 060505104 |
| ALLE | ALLEGION PUB LTD CO | 7,663 | $611 | 0.0% | $40.35 | +95.5% | ORD SHS | G0176J109 |
| RYAAY | RYANAIR HLDGS PLC | 8,433 | $602 | 0.0% | $73.72 | — | SPONSORED ADR NE | 783513203 |
| — | THE CENTRAL AND EASTERN EU I | 27,359 | $601 | 0.0% | $28.41 | — | COM | 153436100 |
| CMA | COMERICA INC | 8,749 | $601 | 0.0% | $49.11 | +15.1% | COM | 200340107 |
| COP | CONOCOPHILLIPS | 9,514 | $594 | 0.0% | $36.99 | +44.4% | COM | 20825C104 |
| — | SIBANYE STILLWATER | 208,728 | $591 | 0.0% | $4.54 | — | SPONSORED ADR | 825724206 |
| — | RAYONIER ADVANCED MATLS INC | 7,174 | $590 | 0.0% | $125.81 | — | PFD CV SER A | 75508B203 |
| MELI | MERCADOLIBRE INC | 2,000 | $586 | 0.0% | — | — | Put | 58733R102 |
| — | SYNOVUS FINL CORP | 18,320 | $586 | 0.0% | $45.80 | — | COM NEW | 87161C501 |
| — | CONSTELLATION BRANDS INC | 3,400 | $557 | 0.0% | $70.00 | — | CL B | 21036P207 |
| — | ANSYS INC | 3,850 | $550 | 0.0% | $87.27 | — | COM | 03662Q105 |
| DIS | DISNEY WALT CO | 5,000 | $548 | 0.0% | $109.10 | 0.0% | Put | 254687106 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 66,009 | $543 | 0.0% | $11.07 | — | SH BEN INT | 18914E106 |
| — | KOREA FD | 19,366 | $542 | 0.0% | $38.19 | — | COM NEW | 500634209 |
| — | MEDICINES CO | 27,800 | $532 | 0.0% | $19.17 | — | Call | 584688105 |
| XLU | SELECT SECTOR SPDR TR | 10,000 | $529 | 0.0% | — | — | Call | 81369Y886 |
| — | MVC CAPITAL INC | 63,782 | $524 | 0.0% | $9.96 | — | COM | 553829102 |
| OXY | OCCIDENTAL PETE CORP DEL | 8,400 | $516 | 0.0% | $54.18 | +9.8% | COM | 674599105 |
| ZION | ZIONS BANCORPORATION N A | 12,566 | $512 | 0.0% | $43.44 | +7.3% | COM | 989701107 |
| — | NEW GERMANY FD INC | 43,638 | $511 | 0.0% | $18.53 | — | COM | 644465106 |
| WSO/B | WATSCO INC | 3,671 | $510 | 0.0% | $94.76 | +61.1% | CL B CONV | 942622101 |
| IONS | IONIS PHARMACEUTICALS INC | 9,300 | $503 | 0.0% | $45.52 | +12.0% | Call | 462222100 |
| CNNE | CANNAE HLDGS INC | 29,080 | $498 | 0.0% | $18.99 | -9.8% | COM | 13765N107 |
| SCHL | SCHOLASTIC CORP | 12,363 | $498 | 0.0% | $32.82 | +12.5% | COM | 807066105 |
| MHK | MOHAWK INDS INC | 4,254 | $498 | 0.0% | $133.40 | 0.0% | COM | 608190104 |
| BAC | BANK AMER CORP | 20,000 | $493 | 0.0% | $22.80 | 0.0% | Put | 060505104 |
| — | LIBERTY EXPEDIA HOLDINGS | 12,437 | $493 | 0.0% | $39.80 | — | SER B COM | 53046P208 |
| AWI | ARMSTRONG WORLD INDS INC NEW | 8,400 | $489 | 0.0% | $43.26 | +37.5% | COM | 04247X102 |
| — | RPT REALTY | 40,900 | $489 | 0.0% | — | — | Put | 74971D101 |
| — | GABELLI GLB SML & MD CP VAL | 50,004 | $489 | 0.0% | $11.28 | — | COM | 36249W104 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 35,566 | $485 | 0.0% | $16.98 | — | SHS | 67075G103 |
| — | SCANA CORP NEW | 10,000 | $478 | 0.0% | $37.61 | — | Put | 80589M102 |
| — | LAM RESEARCH CORP | 3,500 | $477 | 0.0% | $142.07 | — | Put | 512807108 |
| — | BECTON DICKINSON & CO | 8,221 | $475 | 0.0% | $57.78 | — | PFD SHS CONV A | 075887208 |
| ET | ENERGY TRANSFER LP | 35,800 | $473 | 0.0% | $31.64 | — | COM UT LTD PTN | 29273V100 |
| HUM | HUMANA INC | 1,600 | $458 | 0.0% | $165.33 | +80.2% | COM | 444859102 |
| — | ARRAY BIOPHARMA INC | 31,800 | $452 | 0.0% | — | — | Call | 04269X105 |
| — | EQGP HOLDINGS LP | 22,500 | $450 | 0.0% | $20.00 | — | Put | 26885J103 |
| LBRDK | LIBERTY BROADBAND CORP | 6,209 | $447 | 0.0% | $46.34 | +62.0% | COM SER C | 530307305 |
| BCS | BARCLAYS PLC | 58,981 | $445 | 0.0% | $15.88 | — | ADR | 06738E204 |
| — | SANDISK CORP | 530,000 | $441 | 0.0% | $0.92 | — | NOTE 0.500%10/1 | 80004CAF8 |
| ZG | ZILLOW GROUP INC | 14,017 | $441 | 0.0% | $31.30 | +12.9% | CL A | 98954M101 |
| CENTA | CENTRAL GARDEN & PET CO | 14,000 | $438 | 0.0% | $30.31 | -21.0% | CL A NON-VTG | 153527205 |
| — | CUSHING ENERGY INCOME | 66,563 | $429 | 0.0% | $8.17 | — | COM SH BEN INT | 23162T102 |
| IEI | ISHARES TR | 3,500 | $425 | 0.0% | $120.57 | — | 3 7 YR TREAS BD | 464288661 |
| — | MEREDITH CORP | 8,188 | $425 | 0.0% | $42.57 | — | COM | 589433101 |
| — | BLACKROCK ENERGY & RES TR | 40,178 | $420 | 0.0% | $10.45 | — | COM | 09250U101 |
| — | TCF FINL CORP | 21,301 | $415 | 0.0% | $24.64 | — | COM | 872275102 |
| — | WESTERN ASSET EMRG MKT DEBT | 33,544 | $412 | 0.0% | $16.09 | — | COM | 95766A101 |
| — | GABELLI CONV&INCOM SECS FD I | 93,700 | $411 | 0.0% | $4.39 | — | COM | 36240B109 |
| — | DTE ENERGY CO | 7,721 | $401 | 0.0% | $51.94 | — | UNIT 99/99/9999 | 233331883 |
| COTY | COTY INC | 60,856 | $399 | 0.0% | $18.17 | -52.4% | COM CL A | 222070203 |
| SU | SUNCOR ENERGY INC NEW | 14,220 | $398 | 0.0% | $20.52 | +22.2% | COM | 867224107 |
| PTCT | PTC THERAPEUTICS INC | 11,500 | $395 | 0.0% | — | — | Call | 69366J200 |
| RILY | B RILEY FINL INC | 27,220 | $387 | 0.0% | $15.29 | +20.2% | COM | 05580M108 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 25,000 | $386 | 0.0% | $15.44 | — | SPONSORED ADR | 881624209 |
| — | MORGAN STANLEY CHINA A SH FD | 20,369 | $372 | 0.0% | $23.12 | — | COM | 617468103 |
| — | URSTADT BIDDLE PPTYS INC | 24,680 | $372 | 0.0% | $17.70 | — | COM | 917286106 |
| SBNY | SIGNATURE BK NEW YORK N Y | 3,603 | $370 | 0.0% | $102.69 | — | COM | 82669G104 |
| KMI | KINDER MORGAN INC DEL | 23,833 | $367 | 0.0% | $13.87 | -19.3% | COM | 49456B101 |
| — | WPX ENERGY INC | 31,600 | $359 | 0.0% | $11.33 | — | Put | 98212B103 |
| — | ANWORTH MORTGAGE ASSET CP | 88,621 | $358 | 0.0% | $4.77 | — | COM | 037347101 |
| RNG | RINGCENTRAL INC | 4,235 | $349 | 0.0% | $78.74 | 0.0% | CL A | 76680R206 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 48,425 | $349 | 0.0% | $8.76 | — | COM SH BEN INT | 00326L100 |
| — | MORGAN STANLEY INDIA INVS FD | 17,352 | $348 | 0.0% | $17.93 | — | COM | 61745C105 |
| PTCT | PTC THERAPEUTICS INC | 10,000 | $344 | 0.0% | — | — | Put | 69366J200 |
| — | FRANKLIN LTD DURATION INC TR | 38,079 | $343 | 0.0% | $9.01 | — | COM | 35472T101 |
| — | SYNOVUS FINL CORP | 10,000 | $320 | 0.0% | $45.80 | — | Put | 87161C501 |
| — | LIBERTY GLOBAL PLC | 15,410 | $318 | 0.0% | $28.68 | — | SHS CL C | G5480U120 |
| — | CORNERSTONE STRATEGIC VALUE | 28,213 | $315 | 0.0% | $15.01 | — | COM | 21924B302 |
| MAR | MARRIOTT INTL INC NEW | 2,794 | $303 | 0.0% | $64.65 | +67.8% | CL A | 571903202 |
| — | LAM RESEARCH CORP | 2,208 | $301 | 0.0% | $142.07 | — | COM | 512807108 |
| ILMN | ILLUMINA INC | 1,000 | $300 | 0.0% | $173.83 | +78.2% | COM | 452327109 |
| — | XPERI CORP | 16,004 | $294 | 0.0% | $19.29 | — | COM | 98421B100 |
| — | ABERDEEN GLOBAL DYNAMIC DIVI | 34,452 | $293 | 0.0% | $10.25 | — | COM | 00302M106 |
| MAR | MARRIOTT INTL INC NEW | 2,700 | $293 | 0.0% | $64.65 | +67.8% | Put | 571903202 |
| — | KLX ENERGY SERVICS HOLDNGS I | 12,441 | $292 | 0.0% | $32.03 | — | COM | 48253L106 |
| ATLC | ATLANTICUS HLDGS CORP | 80,069 | $291 | 0.0% | $3.50 | -2.4% | COM | 04914Y102 |
| — | PRETIUM RES INC | 34,500 | $291 | 0.0% | $6.71 | — | Put | 74139C102 |
| — | CLOVIS ONCOLOGY INC | 16,000 | $287 | 0.0% | $29.44 | — | Put | 189464100 |
| — | IMMUNOMEDICS INC | 20,000 | $285 | 0.0% | $15.81 | — | Put | 452907108 |
| — | BARRICK GOLD CORP | 20,901 | $283 | 0.0% | $17.64 | — | COM | 067901108 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 16,700 | $282 | 0.0% | $34.88 | — | COM SER B | 531465201 |
| — | FIDELITY SOUTHERN CORP NEW | 10,854 | $282 | 0.0% | $17.39 | — | COM | 316394105 |
| MU | MICRON TECHNOLOGY INC | 8,700 | $276 | 0.0% | $46.70 | -20.8% | Put | 595112103 |
| ASB | ASSOCIATED BANC CORP | 13,787 | $273 | 0.0% | $20.03 | -13.7% | COM | 045487105 |
| — | AMARIN CORP PLC | 20,000 | $272 | 0.0% | — | — | Put | 023111206 |
| PCH | POTLATCHDELTIC CORPORATION | 8,593 | $272 | 0.0% | $40.95 | — | COM | 737630103 |
| TMUS | T MOBILE US INC | 4,282 | $272 | 0.0% | $62.22 | +4.2% | COM | 872590104 |
| WMB | WILLIAMS COS INC DEL | 12,293 | $271 | 0.0% | $10.81 | +55.0% | COM | 969457100 |
| — | ADVENT CLAYMORE CV SECS & IN | 21,457 | $269 | 0.0% | $15.26 | — | COM | 00764C109 |
| — | KKR INCOME OPPORTUNITIES FD | 18,760 | $267 | 0.0% | $16.00 | — | COM | 48249T106 |
| ABBV | ABBVIE INC | 2,899 | $267 | 0.0% | $70.51 | -8.1% | COM | 00287Y109 |
| CQP | CHENIERE ENERGY PARTNERS LP | 7,400 | $267 | 0.0% | $36.08 | — | COM UNIT | 16411Q101 |
| RAMP | LIVERAMP HLDGS INC | 6,846 | $264 | 0.0% | $45.28 | 0.0% | COM | 53815P108 |
| CVI | CVR ENERGY INC | 7,570 | $261 | 0.0% | $20.85 | +3.2% | COM | 12662P108 |
| — | IMMUNOMEDICS INC | 18,194 | $260 | 0.0% | $15.81 | — | COM | 452907108 |
| — | NAVISTAR INTL CORP NEW | 10,000 | $260 | 0.0% | $35.86 | — | Call | 63934E108 |
| — | PANDORA MEDIA INC | 31,997 | $259 | 0.0% | $8.36 | — | COM | 698354107 |
| — | GABELLI DIVD & INCOME TR | 14,042 | $257 | 0.0% | $21.83 | — | COM | 36242H104 |
| AVGO | BROADCOM INC | 1,000 | $254 | 0.0% | $19.73 | -1.8% | COM | 11135F101 |
| XYZ | SQUARE INC | 4,500 | $252 | 0.0% | — | — | Call | 852234103 |
| XYZ | SQUARE INC | 4,500 | $252 | 0.0% | — | — | Put | 852234103 |
| — | PEOPLES UNITED FINANCIAL INC | 17,454 | $252 | 0.0% | $14.44 | — | COM | 712704105 |
| — | SPLUNK INC | 2,381 | $250 | 0.0% | $105.00 | — | COM | 848637104 |
| SRG | SERITAGE GROWTH PPTYS | 7,662 | $248 | 0.0% | $36.75 | +4.0% | CL A | 81752R100 |
| WLYB | WILEY JOHN & SONS INC | 5,244 | $246 | 0.0% | $58.40 | -7.7% | CL B | 968223305 |
| — | PIMCO INCOME STRATEGY FUND I | 25,852 | $246 | 0.0% | $9.97 | — | COM | 72201J104 |
| — | GNC HLDGS INC | 340,000 | $244 | 0.0% | $0.61 | — | NOTE 1.500% 8/1 | 36191GAB3 |
| VZ | VERIZON COMMUNICATIONS INC | 4,297 | $242 | 0.0% | $38.62 | 0.0% | COM | 92343V104 |
| — | COUPA SOFTWARE INC | 3,822 | $240 | 0.0% | $62.79 | — | COM | 22266L106 |
| — | CAESARS ENTMT CORP | 35,000 | $238 | 0.0% | $12.65 | — | Put | 127686103 |
| UAL | UNITED CONTL HLDGS INC | 2,843 | $238 | 0.0% | $82.48 | +6.5% | COM | 910047109 |
| TPH | TRI POINTE GROUP INC | 21,826 | $238 | 0.0% | $16.16 | -26.9% | COM | 87265H109 |
| FFBC | FIRST FINL BANCORP OH | 9,962 | $236 | 0.0% | $22.91 | -14.4% | COM | 320209109 |
| GAMI | GAMCO INVESTORS INC | 13,917 | $235 | 0.0% | $20.39 | -23.4% | CL A COM | 361438104 |
| BAC | BANK AMER CORP | 9,505 | $234 | 0.0% | $22.80 | 0.0% | COM | 060505104 |
| — | CITRIX SYS INC | 2,275 | $233 | 0.0% | $102.42 | — | COM | 177376100 |
| EWU | ISHARES TR | 7,750 | $227 | 0.0% | $30.71 | — | MSCI UK ETF NEW | 46435G334 |
| — | GREENHILL & CO INC | 9,142 | $223 | 0.0% | $18.50 | — | COM | 395259104 |
| — | NUVEEN NEW JERSEY QULT MUN F | 17,410 | $222 | 0.0% | $13.57 | — | COM | 67069Y102 |
| WEN | WENDYS CO | 14,102 | $220 | 0.0% | $12.54 | +35.9% | COM | 95058W100 |
| — | DELAWARE ENHANCED GBL DIV & | 25,202 | $219 | 0.0% | $10.02 | — | COM | 246060107 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 31,400 | $218 | 0.0% | $5.44 | — | COM | 518415104 |
| CNDT | CONDUENT INC | 20,340 | $216 | 0.0% | $15.22 | +2.4% | COM | 206787103 |
| GLPI | GAMING & LEISURE PPTYS INC | 6,700 | $216 | 0.0% | $36.47 | — | COM | 36467J108 |
| — | ROYCE VALUE TR INC | 18,164 | $214 | 0.0% | $15.47 | — | COM | 780910105 |
| — | WASHINGTON PRIME GROUP NEW | 43,730 | $213 | 0.0% | $12.37 | — | COM | 93964W108 |
| CF | CF INDS HLDGS INC | 4,900 | $213 | 0.0% | $39.27 | 0.0% | COM | 125269100 |
| — | JAPAN SMALLER CAPTLZTN FD IN | 25,402 | $211 | 0.0% | $9.17 | — | COM | 47109U104 |
| — | ARCONIC INC | 12,500 | $211 | 0.0% | $17.51 | — | Call | 03965L100 |
| — | COUSINS PPTYS INC | 26,080 | $206 | 0.0% | $8.51 | — | COM | 222795106 |
| — | HESS CORP | 5,000 | $202 | 0.0% | — | — | Put | 42809H107 |
| — | UNITED TECHNOLOGIES CORP | 1,850 | $197 | 0.0% | $106.47 | — | Call | 913017109 |
| — | ARCONIC INC | 11,651 | $196 | 0.0% | $17.51 | — | COM | 03965L100 |
| — | LIBERTY GLOBAL PLC | 9,194 | $195 | 0.0% | $79.47 | — | SHS CL B | G5480U112 |
| — | HORIZON PHARMA PLC | 10,000 | $195 | 0.0% | $19.70 | — | Call | G4617B105 |
| CECO | CECO ENVIRONMENTAL CORP | 28,783 | $194 | 0.0% | $10.65 | -28.1% | COM | 125141101 |
| — | ACCELERATE DIAGNOSTICS INC | 16,700 | $193 | 0.0% | — | — | Put | 00430H102 |
| RAMP | LIVERAMP HLDGS INC | 5,000 | $193 | 0.0% | $45.28 | 0.0% | Put | 53815P108 |
| — | COSAN LTD | 21,600 | $190 | 0.0% | $8.80 | — | SHS A | G25343107 |
| — | FIRST TR ABERDEEN GLBL OPP F | 20,066 | $188 | 0.0% | $11.62 | — | COM SHS | 337319107 |
| — | LIBERTY EXPEDIA HOLDINGS | 4,692 | $184 | 0.0% | $39.65 | — | SER A COM | 53046P109 |
| D | DOMINION ENERGY INC | 2,500 | $179 | 0.0% | — | — | Put | 25746U109 |
| — | EAGLE CAP GROWTH FD INC | 24,527 | $179 | 0.0% | $7.99 | — | COM | 269451100 |
| NOW | SERVICENOW INC | 1,000 | $178 | 0.0% | — | — | Put | 81762P102 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 11,068 | $176 | 0.0% | $32.84 | — | COM SER A | 531465102 |
| — | MEDICINES CO | 9,079 | $174 | 0.0% | $19.17 | — | COM | 584688105 |
| — | NEW YORK CMNTY BANCORP INC | 17,837 | $168 | 0.0% | $15.90 | — | COM | 649445103 |
| VIPS | VIPSHOP HLDGS LTD | 30,000 | $165 | 0.0% | $9.79 | — | Put | 92763W103 |
| VIPS | VIPSHOP HLDGS LTD | 29,610 | $162 | 0.0% | $9.79 | — | SPONSORED ADR | 92763W103 |
| — | FIREEYE INC | 10,000 | $162 | 0.0% | — | — | Put | 31816Q101 |
| GTN | GRAY TELEVISION INC | 11,000 | $162 | 0.0% | $12.00 | +44.6% | COM | 389375106 |
| — | EQGP HOLDINGS LP | 8,000 | $160 | 0.0% | $20.00 | — | COM UNIT REP | 26885J103 |
| — | SOGOU INC | 30,000 | $158 | 0.0% | — | — | Put | 83409V104 |
| — | SALIENT MIDSTREAM & MLP FD | 21,377 | $158 | 0.0% | $7.39 | — | SH BEN INT | 79471V105 |
| — | GENERAL MTRS CO | 9,780 | $155 | 0.0% | $15.85 | — | *W EXP 07/10/201 | 37045V126 |
| SLM | SLM CORP | 18,510 | $154 | 0.0% | $8.81 | +13.0% | COM | 78442P106 |
| — | AMAG PHARMACEUTICALS INC | 10,000 | $152 | 0.0% | $20.04 | — | Put | 00163U106 |
| MOH | MOLINA HEALTHCARE INC | 1,300 | $151 | 0.0% | — | — | Put | 60855R100 |
| TIP | ISHARES TR | 1,360 | $149 | 0.0% | $113.24 | — | TIPS BD ETF | 464287176 |
| — | SPIRIT MTA REIT | 20,790 | $148 | 0.0% | $10.29 | — | COM SHS BEN IN | 84861U105 |
| — | OFFICE DEPOT INC | 57,257 | $148 | 0.0% | $6.03 | — | COM | 676220106 |
| — | NEWFIELD EXPL CO | 10,000 | $147 | 0.0% | $14.70 | — | COM | 651290108 |
| KFS | KINGSWAY FINL SVCS INC | 50,697 | $146 | 0.0% | $5.64 | -55.8% | COM NEW | 496904202 |
| XAWPX | ABERDEEN GLOBAL PREMIER PPTY | 28,912 | $144 | 0.0% | $6.36 | — | COM SH BEN INT | 00302L108 |
| — | BLACKROCK DEBT STRAT FD INC | 14,643 | $143 | 0.0% | $11.61 | — | COM NEW | 09255R202 |
| — | BRIDGEPOINT ED INC | 19,911 | $140 | 0.0% | $17.17 | — | COM | 10807M105 |
| — | TEEKAY CORPORATION | 40,900 | $137 | 0.0% | $8.08 | — | COM | Y8564W103 |
| — | WESTERN AST INFL LKD OPP & I | 13,382 | $136 | 0.0% | $11.25 | — | COM | 95766R104 |
| — | NAVISTAR INTL CORP NEW | 5,197 | $135 | 0.0% | $35.86 | — | COM | 63934E108 |
| WMB | WILLIAMS COS INC DEL | 6,100 | $135 | 0.0% | $10.81 | +55.0% | Put | 969457100 |
| — | FLUIDIGM CORP DEL | 143,000 | $133 | 0.0% | $0.63 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| INSM | INSMED INC | 10,000 | $131 | 0.0% | — | — | Put | 457669307 |
| — | ALPS ETF TR | 15,000 | $131 | 0.0% | — | — | Put | 00162Q866 |
| TPH | TRI POINTE GROUP INC | 12,000 | $131 | 0.0% | $16.16 | -26.9% | Put | 87265H109 |
| — | RENREN INC | 82,803 | $128 | 0.0% | $2.13 | — | SPON ADR A NEW | 759892201 |
| — | ABERDEEN ASIA PACIFIC INCOM | 32,000 | $124 | 0.0% | $5.00 | — | COM | 003009107 |
| — | DISCOVERY INC | 5,000 | $124 | 0.0% | — | — | Put | 25470F104 |
| — | CBS CORP NEW | 2,800 | $122 | 0.0% | $58.03 | — | CL B | 124857202 |
| DIS | DISNEY WALT CO | 1,100 | $121 | 0.0% | $109.10 | 0.0% | COM DISNEY | 254687106 |
| DTE | DTE ENERGY CO | 1,100 | $121 | 0.0% | $76.80 | 0.0% | COM | 233331107 |
| CCI | CROWN CASTLE INTL CORP NEW | 1,100 | $119 | 0.0% | $81.01 | 0.0% | COM | 22822V101 |
| — | PANDORA MEDIA INC | 14,400 | $117 | 0.0% | $8.36 | — | Call | 698354107 |
| — | MCEWEN MNG INC | 63,646 | $116 | 0.0% | $1.96 | — | COM | 58039P107 |
| — | NAVIOS MARITIME HLDGS INC | 36,487 | $113 | 0.0% | $12.27 | — | SPN ADR RP PFD G | 63938Y100 |
| — | ROYCE GLOBAL VALUE TR INC | 12,752 | $113 | 0.0% | $7.58 | — | COM | 78081T104 |
| CNP | CENTERPOINT ENERGY INC | 4,000 | $113 | 0.0% | $22.66 | 0.0% | COM | 15189T107 |
| — | ZYNGA INC | 28,400 | $112 | 0.0% | $3.80 | — | CL A | 98986T108 |
| — | VMWARE INC | 800 | $110 | 0.0% | $140.00 | — | Put | 928563402 |
| — | APTEVO THERAPEUTICS INC | 86,727 | $110 | 0.0% | $2.56 | — | COM | 03835L108 |
| — | ASSERTIO THERAPEUTICS INC | 30,000 | $108 | 0.0% | — | — | Put | 04545L107 |
| — | RITE AID CORP | 151,700 | $108 | 0.0% | $2.91 | — | Put | 767754104 |
| BBDC | BARINGS BDC INC | 11,616 | $105 | 0.0% | $5.31 | -3.9% | COM | 06759L103 |
| IRWD | IRONWOOD PHARMACEUTICALS INC | 10,000 | $104 | 0.0% | — | — | Put | 46333X108 |
| — | TEEKAY CORPORATION | 29,300 | $98 | 0.0% | $8.08 | — | Put | Y8564W103 |
| — | FRANKLIN UNVL TR | 15,224 | $97 | 0.0% | $6.92 | — | SH BEN INT | 355145103 |
| Z | ZILLOW GROUP INC | 3,000 | $95 | 0.0% | — | — | Put | 98954M200 |
| — | NAVIOS MARITIME HLDGS INC | 31,758 | $94 | 0.0% | $7.22 | — | SPON ADR PFD H | 63938Y308 |
| OPK | OPKO HEALTH INC | 31,144 | $94 | 0.0% | $14.77 | -77.0% | COM | 68375N103 |
| — | ESSENDANT INC | 7,300 | $92 | 0.0% | $12.58 | — | Put | 296689102 |
| — | SUNPOWER CORP | 18,106 | $90 | 0.0% | $11.57 | — | COM | 867652406 |
| AWRE | AWARE INC MASS | 24,737 | $89 | 0.0% | $4.13 | -12.4% | COM | 05453N100 |
| SCKT | SOCKET MOBILE INC | 58,441 | $88 | 0.0% | $3.71 | -48.2% | COM NEW | 83368E200 |
| EWY | ISHARES INC | 1,500 | $88 | 0.0% | — | — | Put | 464286772 |
| — | CBS CORP NEW | 2,000 | $87 | 0.0% | $58.03 | — | Put | 124857202 |
| — | DISCOVERY INC | 2,511 | $84 | 0.0% | $37.04 | — | COM SER B | 25470F203 |
| ADSK | AUTODESK INC | 657 | $84 | 0.0% | $135.07 | 0.0% | COM | 052769106 |
| IQ | IQIYI INC | 5,505 | $82 | 0.0% | $14.90 | — | SPONSORED ADS | 46267X108 |
| F | FORD MTR CO DEL | 10,323 | $79 | 0.0% | $8.45 | -26.5% | COM PAR $0.01 | 345370860 |
| OSIS | OSI SYSTEMS INC | 1,028 | $75 | 0.0% | $84.03 | -14.1% | COM | 671044105 |
| — | NOVAVAX INC | 40,000 | $73 | 0.0% | — | — | Put | 670002104 |
| — | ASHFORD HOSPITALITY TR INC | 17,381 | $70 | 0.0% | $8.28 | — | COM SHS | 044103109 |
| — | NEW SR INVT GROUP INC | 16,836 | $69 | 0.0% | $16.44 | — | COM | 648691103 |
| — | WPX ENERGY INC | 6,000 | $68 | 0.0% | $11.33 | — | COM | 98212B103 |
| — | ROYAL BK SCOTLAND GROUP PLC | 12,100 | $68 | 0.0% | $10.78 | — | SPONS ADR 2 ORD | 780097689 |
| — | HECLA MNG CO | 1,200 | $66 | 0.0% | $54.17 | — | PFD CV SER B | 422704205 |
| NFLX | NETFLIX INC | 242 | $65 | 0.0% | $29.93 | 0.0% | COM | 64110L106 |
| AAXJ | ISHARES TR | 1,000 | $64 | 0.0% | — | — | Put | 464288182 |
| — | TURQUOISE HILL RES LTD | 37,601 | $62 | 0.0% | $3.30 | — | COM | 900435108 |
| — | BABCOCK & WILCOX ENTERPRIS I | 155,662 | $61 | 0.0% | $3.00 | — | COM | 05614L100 |
| — | GABELLI UTIL TR | 10,000 | $59 | 0.0% | $5.90 | — | COM | 36240A101 |
| GSIT | GSI TECHNOLOGY | 11,222 | $58 | 0.0% | $5.80 | +0.8% | COM | 36241U106 |
| — | DRIVE SHACK INC | 14,549 | $57 | 0.0% | $3.78 | — | COM | 262077100 |
| HLIT | HARMONIC INC | 12,176 | $57 | 0.0% | $7.42 | -26.5% | COM | 413160102 |
| — | HALCON RES CORP | 32,857 | $56 | 0.0% | $9.38 | — | COM PAR NEW | 40537Q605 |
| HL | HECLA MNG CO | 23,744 | $56 | 0.0% | $2.94 | -16.2% | COM | 422704106 |
| — | AMERICAN INTL GROUP INC | 10,502 | $55 | 0.0% | $23.25 | — | *W EXP 01/19/202 | 026874156 |
| — | CLOVIS ONCOLOGY INC | 3,000 | $54 | 0.0% | $29.44 | — | Call | 189464100 |
| — | WORKDAY INC | 42,000 | $52 | 0.0% | $1.24 | — | NOTE 0.250%10/0 | 98138HAF8 |
| — | PRETIUM RES INC | 6,000 | $51 | 0.0% | $6.71 | — | COM | 74139C102 |
| — | SCANA CORP NEW | 1,000 | $48 | 0.0% | $37.61 | — | Call | 80589M102 |
| COTY | COTY INC | 7,000 | $46 | 0.0% | $18.17 | -52.4% | Put | 222070203 |
| — | RENREN INC | 27,700 | $43 | 0.0% | $2.13 | — | Put | 759892201 |
| — | CAESARS ENTMT CORP | 6,000 | $41 | 0.0% | $12.65 | — | Call | 127686103 |
| — | CBS CORP NEW | 859 | $38 | 0.0% | $54.85 | — | CL A | 124857103 |
| — | CARBONITE INC | 1,410 | $36 | 0.0% | $29.24 | — | COM | 141337105 |
| ECTM | ECA MARCELLUS TR I | 24,649 | $36 | 0.0% | $7.67 | — | COM UNIT | 26827L109 |
| BA | BOEING CO | 107 | $35 | 0.0% | $334.97 | 0.0% | COM | 097023105 |
| — | YAMANA GOLD INC | 13,100 | $31 | 0.0% | $3.38 | — | COM | 98462Y100 |
| — | JAKKS PAC INC | 17,689 | $26 | 0.0% | $7.96 | — | COM | 47012E106 |
| — | RITE AID CORP | 34,900 | $25 | 0.0% | $2.91 | — | Call | 767754104 |
| — | CM SEVEN STAR ACQUISITION CO | 93,678 | $23 | 0.0% | $0.25 | — | *W EXP 08/21/202 | G2345N110 |
| XLB | SELECT SECTOR SPDR TR | 400 | $20 | 0.0% | $54.00 | — | SBI MATERIALS | 81369Y100 |
| ATLC | ATLANTICUS HLDGS CORP | 5,000 | $18 | 0.0% | $3.50 | -2.4% | Put | 04914Y102 |
| — | CYPRESS SEMICONDUCTOR CORP | 15,000 | $18 | 0.0% | $1.40 | — | NOTE 4.500% 1/1 | 232806AM1 |
| ZNOG | ZION OIL & GAS INC | 42,543 | $18 | 0.0% | $2.53 | -65.9% | COM | 989696109 |
| — | FINISAR CORP | 800 | $17 | 0.0% | — | — | Call | 31787A507 |
| — | CIVEO CORP CDA | 11,721 | $17 | 0.0% | $1.48 | — | COM | 17878Y108 |
| — | FTD COS INC | 10,597 | $16 | 0.0% | $32.28 | — | COM | 30281V108 |
| — | VMWARE INC | 100 | $14 | 0.0% | $140.00 | — | CL A COM | 928563402 |
| — | GNC HLDGS INC | 4,000 | $10 | 0.0% | — | — | Put | 36191G107 |
| — | CM SEVEN STAR ACQUISITION CO | 25,000 | $10 | 0.0% | $0.40 | — | RIGHT 08/21/2022 | G2345N136 |
| — | ELECTRAMECCANICA VEHS CORP | 22,835 | $10 | 0.0% | $0.37 | — | *W EXP 08/03/202 | 284849114 |
| — | ELECTRAMECCANICA VEHS CORP | 9,000 | $10 | 0.0% | $1.11 | — | COM NEW | 284849205 |
| — | GENERAL ELECTRIC CO | 1,000 | $8 | 0.0% | $12.38 | — | Call | 369604103 |
| — | HORIZON PHARMA PLC | 406 | $8 | 0.0% | $19.70 | — | SHS | G4617B105 |
| T | AT&T INC | 286 | $8 | 0.0% | $14.48 | -3.2% | Call | 00206R102 |
| BBDC | BARINGS BDC INC | 900 | $8 | 0.0% | $5.31 | -3.9% | Put | 06759L103 |
| — | SENSEONICS HLDGS INC | 1,900 | $5 | 0.0% | — | — | Put | 81727U105 |
| — | SOUTHCROSS ENERGY PARTNERS L | 24,100 | $5 | 0.0% | $1.58 | — | COM UNIT LTDPT | 84130C100 |
| RYAM | RAYONIER ADVANCED MATLS INC | 300 | $3 | 0.0% | $19.25 | -29.3% | Put | 75508B104 |
| OPK | OPKO HEALTH INC | 1,000 | $3 | 0.0% | $14.77 | -77.0% | Put | 68375N103 |
| — | MIDATECH PHARMA PLC | 16,850 | $3 | 0.0% | $4.85 | — | SPONSORED ADS | 59564R104 |
| — | GENERAL MOLY INC | 11,837 | $3 | 0.0% | $1.35 | — | COM | 370373102 |
| — | HALCON RES CORP | 22,145 | $1 | 0.0% | $0.99 | — | *W EXP 09/09/202 | 40537Q118 |
| — | WRIGHT MED GROUP N V | 54,980 | $1 | 0.0% | $1.02 | — | RIGHT 03/01/2019 | N96617126 |
| — | COMMUNITY HEALTH SYS INC NEW | 159,104 | $0 | 0.0% | $0.06 | — | RIGHT 12/31/2019 | 203668116 |