CIK: 0001566030 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 6, 2017
Total Value ($000): $656,749 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 274,299 | $31,769 | 4.8% | $18.10 | +44.1% | COM | 037833100 |
| META | FACEBOOK INC | 257,845 | $29,665 | 4.5% | $27.75 | +339.5% | CL A | 30303M102 |
| SMG | SCOTTS MIRACLE GRO CO | 223,031 | $21,311 | 3.2% | $29.98 | +120.5% | CL A | 810186106 |
| MSFT | MICROSOFT CORP | 333,217 | $20,706 | 3.2% | $26.83 | +101.0% | COM | 594918104 |
| GOOGL | ALPHABET INC | 21,051 | $16,682 | 2.5% | $36.73 | +8.0% | CAP STK CL A | 02079K305 |
| INTU | INTUIT | 144,775 | $16,593 | 2.5% | $54.39 | +92.6% | COM | 461202103 |
| GOOG | ALPHABET INC | 19,733 | $15,230 | 2.3% | $35.61 | +8.6% | CAP STK CL C | 02079K107 |
| JNJ | JOHNSON & JOHNSON | 108,953 | $12,552 | 1.9% | $59.92 | +49.7% | COM | 478160104 |
| ACN | ACCENTURE PLC IRELAND | 101,288 | $11,864 | 1.8% | $64.38 | +60.3% | SHS CLASS A | G1151C101 |
| COST | COSTCO WHSL CORP NEW | 73,638 | $11,790 | 1.8% | $86.96 | +49.2% | COM | 22160K105 |
| ADBE | ADOBE SYS INC | 109,406 | $11,263 | 1.7% | $44.62 | +137.2% | COM | 00724F101 |
| AMZN | AMAZON COM INC | 14,867 | $11,148 | 1.7% | $19.32 | +102.8% | COM | 023135106 |
| HD | HOME DEPOT INC | 81,301 | $10,901 | 1.7% | $56.05 | +84.5% | COM | 437076102 |
| FDX | FEDEX CORP | 55,977 | $10,423 | 1.6% | $83.41 | +89.8% | COM | 31428X106 |
| CHD | CHURCH & DWIGHT INC | 225,573 | $9,968 | 1.5% | $34.92 | +16.0% | COM | 171340102 |
| ECL | ECOLAB INC | 84,259 | $9,877 | 1.5% | $73.99 | +43.2% | COM | 278865100 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 174,750 | $9,859 | 1.5% | $46.94 | +5.0% | COM | 45866F104 |
| BABA | ALIBABA GROUP HLDG LTD | 111,050 | $9,751 | 1.5% | $85.04 | — | SPONSORED ADS | 01609W102 |
| — | CELGENE CORP | 72,341 | $8,373 | 1.3% | $101.58 | — | COM | 151020104 |
| INTC | INTEL CORP | 229,419 | $8,321 | 1.3% | $17.18 | +69.7% | COM | 458140100 |
| DAL | DELTA AIR LINES INC DEL | 167,975 | $8,263 | 1.3% | $40.21 | +1.7% | COM NEW | 247361702 |
| PYPL | PAYPAL HLDGS INC | 206,435 | $8,148 | 1.2% | $35.86 | +11.8% | COM | 70450Y103 |
| TXN | TEXAS INSTRS INC | 107,758 | $7,863 | 1.2% | $27.02 | +105.3% | COM | 882508104 |
| PAYX | PAYCHEX INC | 127,726 | $7,776 | 1.2% | $32.26 | +36.2% | COM | 704326107 |
| MDT | MEDTRONIC PLC | 106,035 | $7,553 | 1.2% | $58.80 | +6.0% | SHS | G5960L103 |
| — | PRICELINE GRP INC | 5,097 | $7,473 | 1.1% | $1207.82 | — | COM NEW | 741503403 |
| AMGN | AMGEN INC | 50,038 | $7,316 | 1.1% | $74.39 | +53.7% | COM | 031162100 |
| QCOM | QUALCOMM INC | 109,931 | $7,168 | 1.1% | $45.25 | +15.5% | COM | 747525103 |
| — | SIX FLAGS ENTMT CORP NEW | 119,350 | $7,156 | 1.1% | $48.84 | — | COM | 83001A102 |
| CRL | CHARLES RIV LABS INTL INC | 92,530 | $7,050 | 1.1% | $66.71 | +13.8% | COM | 159864107 |
| CCL | CARNIVAL CORP | 133,355 | $6,942 | 1.1% | $42.95 | +4.2% | PAIRED CTF | 143658300 |
| GILD | GILEAD SCIENCES INC | 96,290 | $6,895 | 1.0% | $37.09 | +43.4% | COM | 375558103 |
| TRMB | TRIMBLE NAVIGATION LTD | 224,703 | $6,775 | 1.0% | $27.63 | +3.7% | COM | 896239100 |
| GWW | GRAINGER W W INC | 28,716 | $6,669 | 1.0% | $201.89 | -3.8% | COM | 384802104 |
| ADP | AUTOMATIC DATA PROCESSING IN | 62,926 | $6,468 | 1.0% | $45.66 | +68.1% | COM | 053015103 |
| WM | WASTE MGMT INC DEL | 90,990 | $6,452 | 1.0% | $52.44 | +8.3% | COM | 94106L109 |
| PEP | PEPSICO INC | 61,543 | $6,439 | 1.0% | $56.01 | +41.7% | COM | 713448108 |
| ABBV | ABBVIE INC | 102,556 | $6,422 | 1.0% | $26.83 | +55.8% | COM | 00287Y109 |
| MCK | MCKESSON CORP | 44,881 | $6,304 | 1.0% | $101.46 | +34.9% | COM | 58155Q103 |
| — | VCA INC | 90,700 | $6,227 | 0.9% | $69.10 | — | COM | 918194101 |
| OMC | OMNICOM GROUP INC | 71,073 | $6,049 | 0.9% | $50.53 | +20.6% | COM | 681919106 |
| SYY | SYSCO CORP | 108,456 | $6,005 | 0.9% | $24.40 | +67.8% | COM | 871829107 |
| MAC | MACERICH CO | 83,297 | $5,901 | 0.9% | $62.15 | — | COM | 554382101 |
| — | ALLERGAN PLC | 28,018 | $5,884 | 0.9% | $268.78 | — | SHS | G0177J108 |
| NKE | NIKE INC | 104,951 | $5,335 | 0.8% | $41.12 | +10.8% | CL B | 654106103 |
| DLX | DELUXE CORP | 69,945 | $5,009 | 0.8% | $45.81 | -0.5% | COM | 248019101 |
| WHR | WHIRLPOOL CORP | 27,478 | $4,995 | 0.8% | $126.31 | +31.1% | COM | 963320106 |
| SYK | STRYKER CORP | 41,181 | $4,934 | 0.8% | $57.83 | +79.7% | COM | 863667101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 28,600 | $4,747 | 0.7% | $118.94 | -13.4% | COM | 459200101 |
| EW | EDWARDS LIFESCIENCES CORP | 50,285 | $4,712 | 0.7% | $18.80 | +72.4% | COM | 28176E108 |
| NVS | NOVARTIS A G | 64,163 | $4,674 | 0.7% | $70.71 | — | SPONSORED ADR | 66987V109 |
| MMM | 3M CO | 25,910 | $4,627 | 0.7% | $62.94 | +68.7% | COM | 88579Y101 |
| — | WALGREENS BOOTS ALLIANCE INC | 55,750 | $4,614 | 0.7% | $76.20 | — | COM | 931427108 |
| SAP | SAP SE | 52,613 | $4,547 | 0.7% | $73.10 | — | SPON ADR | 803054204 |
| NSC | NORFOLK SOUTHERN CORP | 42,002 | $4,539 | 0.7% | $58.16 | +44.4% | COM | 655844108 |
| CVS | CVS HEALTH CORP | 55,665 | $4,393 | 0.7% | $56.17 | +8.7% | COM | 126650100 |
| CMI | CUMMINS INC | 30,779 | $4,207 | 0.6% | $84.70 | +24.3% | COM | 231021106 |
| — | HARMAN INTL INDS INC | 36,995 | $4,112 | 0.6% | $94.33 | — | COM | 413086109 |
| WAT | WATERS CORP | 29,902 | $4,019 | 0.6% | $95.76 | +49.0% | COM | 941848103 |
| PG | PROCTER & GAMBLE CO | 45,547 | $3,830 | 0.6% | $55.00 | +21.4% | COM | 742718109 |
| MRK | MERCK & CO INC NEW | 62,437 | $3,676 | 0.6% | $31.26 | +41.0% | COM | 58933Y105 |
| UPS | UNITED PARCEL SERVICE INC | 31,282 | $3,586 | 0.5% | $62.54 | +28.4% | CL B | 911312106 |
| DCI | DONALDSON INC | 85,000 | $3,577 | 0.5% | $29.49 | +16.2% | COM | 257651109 |
| ADSK | AUTODESK INC | 47,665 | $3,528 | 0.5% | $40.58 | +81.4% | COM | 052769106 |
| HSIC | SCHEIN HENRY INC | 22,100 | $3,353 | 0.5% | $38.75 | +55.8% | COM | 806407102 |
| PFE | PFIZER INC | 101,475 | $3,296 | 0.5% | $17.54 | +16.9% | COM | 717081103 |
| — | GENERAL ELECTRIC CO | 103,457 | $3,269 | 0.5% | $27.30 | — | COM | 369604103 |
| FLEX | FLEXTRONICS INTL LTD | 224,925 | $3,232 | 0.5% | $8.38 | +27.5% | ORD | Y2573F102 |
| BIIB | BIOGEN INC | 11,354 | $3,220 | 0.5% | $215.45 | +37.6% | COM | 09062X103 |
| — | BARD C R INC | 13,160 | $2,957 | 0.5% | $108.69 | — | COM | 067383109 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 80,610 | $2,922 | 0.4% | $39.20 | — | ADR | 881624209 |
| ORCL | ORACLE CORP | 70,081 | $2,695 | 0.4% | $27.65 | +23.4% | COM | 68389X105 |
| IBB | ISHARES TR | 10,029 | $2,661 | 0.4% | $253.69 | — | NASDQ BIOTEC ETF | 464287556 |
| DVA | DAVITA HEALTHCARE PARTNERS I | 40,035 | $2,570 | 0.4% | $63.96 | -2.6% | COM | 23918K108 |
| VZ | VERIZON COMMUNICATIONS INC | 46,497 | $2,482 | 0.4% | $27.09 | +14.4% | COM | 92343V104 |
| HCA | HCA HOLDINGS INC | 33,075 | $2,448 | 0.4% | $81.61 | -14.7% | COM | 40412C101 |
| YUM | YUM BRANDS INC | 38,049 | $2,410 | 0.4% | $39.67 | +34.3% | COM | 988498101 |
| CSCO | CISCO SYS INC | 79,675 | $2,408 | 0.4% | $15.24 | +51.3% | COM | 17275R102 |
| BMY | BRISTOL MYERS SQUIBB CO | 41,109 | $2,402 | 0.4% | $38.34 | +3.1% | COM | 110122108 |
| LLY | LILLY ELI & CO | 30,897 | $2,272 | 0.3% | $45.49 | +41.2% | COM | 532457108 |
| — | TIFFANY & CO NEW | 28,070 | $2,173 | 0.3% | $72.85 | — | COM | 886547108 |
| KO | COCA COLA CO | 48,741 | $2,021 | 0.3% | $27.85 | +12.1% | COM | 191216100 |
| ISRG | INTUITIVE SURGICAL INC | 3,110 | $1,972 | 0.3% | $54.84 | +34.1% | COM NEW | 46120E602 |
| MCD | MCDONALDS CORP | 15,728 | $1,914 | 0.3% | $71.80 | +31.3% | COM | 580135101 |
| HAIN | HAIN CELESTIAL GROUP INC | 48,410 | $1,889 | 0.3% | $43.63 | -14.1% | COM | 405217100 |
| BAX | BAXTER INTL INC | 41,904 | $1,858 | 0.3% | $30.42 | +30.6% | COM | 071813109 |
| UNP | UNION PAC CORP | 17,765 | $1,842 | 0.3% | $73.06 | +9.9% | COM | 907818108 |
| — | STERICYCLE INC | 22,821 | $1,758 | 0.3% | $110.34 | — | COM | 858912108 |
| ABT | ABBOTT LABS | 45,025 | $1,729 | 0.3% | $28.85 | +16.6% | COM | 002824100 |
| SHY | ISHARES TR | 19,885 | $1,679 | 0.3% | $84.35 | — | 1-3 YR TR BD ETF | 464287457 |
| MA | MASTERCARD INC | 15,500 | $1,600 | 0.2% | $87.90 | +11.8% | CL A | 57636Q104 |
| UNH | UNITEDHEALTH GROUP INC | 9,945 | $1,592 | 0.2% | $51.40 | +151.3% | COM | 91324P102 |
| V | VISA INC | 19,915 | $1,554 | 0.2% | $74.15 | +1.7% | COM CL A | 92826C839 |
| — | DOW CHEM CO | 24,940 | $1,427 | 0.2% | $49.14 | — | COM | 260543103 |
| NCLH | NORWEGIAN CRUISE LINE HLDGS | 30,500 | $1,297 | 0.2% | $54.89 | -27.1% | SHS | G66721104 |
| XYZ | SQUARE INC | 88,830 | $1,211 | 0.2% | $11.22 | +10.9% | CL A | 852234103 |
| ACM | AECOM | 32,465 | $1,180 | 0.2% | $28.62 | +11.6% | COM | 00766T100 |
| — | MONSANTO CO NEW | 11,120 | $1,170 | 0.2% | $112.03 | — | COM | 61166W101 |
| — | COMPUTER SCIENCES CORP | 18,580 | $1,104 | 0.2% | $43.76 | — | COM | 205363104 |
| — | ALLIANCE HOLDINGS GP LP | 36,840 | $1,035 | 0.2% | $26.05 | — | COM UNITS LP | 01861G100 |
| CAT | CATERPILLAR INC DEL | 11,087 | $1,028 | 0.2% | $61.76 | +19.4% | COM | 149123101 |
| YUMC | YUM CHINA HLDGS INC | 38,269 | $1,000 | 0.2% | $26.68 | 0.0% | COM | 98850P109 |
| CLX | CLOROX CO DEL | 8,280 | $994 | 0.2% | $90.84 | 0.0% | COM | 189054109 |
| KHC | KRAFT HEINZ CO | 11,223 | $980 | 0.1% | $47.91 | +17.9% | COM | 500754106 |
| GS | GOLDMAN SACHS GROUP INC | 4,035 | $966 | 0.1% | $130.17 | +28.9% | COM | 38141G104 |
| GRMN | GARMIN LTD | 18,775 | $910 | 0.1% | $23.83 | +64.5% | SHS | H2906T109 |
| EBAY | EBAY INC | 29,750 | $883 | 0.1% | $20.18 | +30.2% | COM | 278642103 |
| — | MYLAN N V | 23,015 | $878 | 0.1% | $50.28 | — | SHS EURO | N59465109 |
| TLT | ISHARES TR | 6,850 | $816 | 0.1% | $119.12 | — | 20 YR TR BD ETF | 464287432 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 4,988 | $813 | 0.1% | $112.70 | +36.6% | CL B NEW | 084670702 |
| — | CITRIX SYS INC | 9,075 | $810 | 0.1% | $60.36 | — | COM | 177376100 |
| SSYS | STRATASYS LTD | 48,595 | $804 | 0.1% | $80.62 | -75.7% | SHS | M85548101 |
| TOL | TOLL BROTHERS INC | 25,290 | $784 | 0.1% | $28.12 | +5.4% | COM | 889478103 |
| AAL | AMERICAN AIRLS GROUP INC | 16,800 | $784 | 0.1% | $37.76 | +11.3% | COM | 02376R102 |
| NEE | NEXTERA ENERGY INC | 6,500 | $776 | 0.1% | $14.28 | +66.1% | COM | 65339F101 |
| DIS | DISNEY WALT CO | 7,053 | $735 | 0.1% | $62.43 | +45.3% | COM DISNEY | 254687106 |
| — | KINDER MORGAN INC DEL | 15,030 | $731 | 0.1% | $44.00 | — | PFD SER A | 49456B200 |
| CL | COLGATE PALMOLIVE CO | 11,170 | $731 | 0.1% | $44.38 | +24.8% | COM | 194162103 |
| A | AGILENT TECHNOLOGIES INC | 15,830 | $721 | 0.1% | $29.36 | +44.1% | COM | 00846U101 |
| AXP | AMERICAN EXPRESS CO | 8,825 | $654 | 0.1% | $61.76 | -1.3% | COM | 025816109 |
| SPY | SPDR S&P 500 ETF TR | 2,867 | $641 | 0.1% | $206.72 | — | TR UNIT | 78462F103 |
| WMT | WAL-MART STORES INC | 9,226 | $638 | 0.1% | $19.98 | -0.4% | COM | 931142103 |
| SJM | SMUCKER J M CO | 4,860 | $622 | 0.1% | $87.69 | +11.3% | COM NEW | 832696405 |
| — | CSRA INC | 18,280 | $582 | 0.1% | $29.98 | — | COM | 12650T104 |
| SBUX | STARBUCKS CORP | 10,000 | $555 | 0.1% | $33.48 | +36.1% | COM | 855244109 |
| DHI | D R HORTON INC | 19,620 | $536 | 0.1% | $27.55 | -6.3% | COM | 23331A109 |
| — | ENVISION HEALTHCARE CORP | 8,225 | $521 | 0.1% | $63.34 | — | COM | 29414D100 |
| — | BLACKROCK INC | 1,355 | $516 | 0.1% | $293.18 | — | COM | 09247X101 |
| DHR | DANAHER CORP DEL | 6,550 | $510 | 0.1% | $25.16 | +163.8% | COM | 235851102 |
| FMX | FOMENTO ECONOMICO MEXICANO S | 6,540 | $498 | 0.1% | $103.08 | — | SPON ADR UNITS | 344419106 |
| — | CU BANCORP CALIF | 13,853 | $496 | 0.1% | $25.34 | — | COM | 126534106 |
| — | KAYNE ANDERSON MLP INVT CO | 25,100 | $491 | 0.1% | $16.68 | — | COM | 486606106 |
| MAN | MANPOWERGROUP INC | 5,360 | $476 | 0.1% | $55.02 | +49.9% | COM | 56418H100 |
| EIX | EDISON INTL | 6,611 | $476 | 0.1% | $30.71 | +57.4% | COM | 281020107 |
| VNQ | VANGUARD INDEX FDS | 5,655 | $467 | 0.1% | $82.58 | — | REIT ETF | 922908553 |
| ZTS | ZOETIS INC | 8,500 | $455 | 0.1% | $47.37 | 0.0% | CL A | 98978V103 |
| AEP | AMERICAN ELEC PWR INC | 7,200 | $453 | 0.1% | $30.43 | +46.9% | COM | 025537101 |
| — | ABIOMED INC | 4,000 | $451 | 0.1% | $71.50 | — | COM | 003654100 |
| PFF | ISHARES TR | 11,920 | $444 | 0.1% | $39.23 | — | U.S. PFD STK ETF | 464288687 |
| EPD | ENTERPRISE PRODS PARTNERS L | 16,245 | $439 | 0.1% | $24.88 | — | COM | 293792107 |
| WEC | WEC ENERGY GROUP INC | 7,300 | $428 | 0.1% | $33.96 | +25.9% | COM | 92939U106 |
| — | KELLOGG CO | 5,775 | $426 | 0.1% | $38.91 | +28.6% | COM | 487836108 |
| WFC | WELLS FARGO & CO NEW | 7,675 | $423 | 0.1% | $34.83 | +12.1% | COM | 949746101 |
| EMLP | FIRST TR EXCHANGE TRADED FD | 16,375 | $413 | 0.1% | $25.22 | — | NO AMER ENERGY | 33738D101 |
| VHT | VANGUARD WORLD FDS | 3,230 | $409 | 0.1% | $126.63 | — | HEALTH CAR ETF | 92204A504 |
| D | DOMINION RES INC VA NEW | 5,250 | $402 | 0.1% | $34.53 | +43.2% | COM | 25746U109 |
| CRM | SALESFORCE COM INC | 5,665 | $388 | 0.1% | $67.48 | +6.3% | COM | 79466L302 |
| — | DU PONT E I DE NEMOURS & CO | 5,209 | $382 | 0.1% | $53.63 | — | COM | 263534109 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 1,650 | $377 | 0.1% | $189.74 | -20.7% | COM | 018581108 |
| T | AT&T INC | 8,744 | $372 | 0.1% | $13.12 | +17.8% | COM | 00206R102 |
| — | CDK GLOBAL INC | 5,923 | $354 | 0.1% | $40.72 | — | COM | 12508E101 |
| SLB | SCHLUMBERGER LTD | 4,110 | $345 | 0.1% | $67.43 | -6.5% | COM | 806857108 |
| GLD | SPDR GOLD TRUST | 3,145 | $345 | 0.1% | $109.70 | — | GOLD SHS | 78463V107 |
| UMBF | UMB FINL CORP | 4,439 | $342 | 0.1% | $58.33 | +19.2% | COM | 902788108 |
| SGRY | SURGERY PARTNERS INC | 21,200 | $336 | 0.1% | $16.63 | 0.0% | COM | 86881A100 |
| — | CBS CORP NEW | 5,045 | $321 | 0.0% | $54.76 | — | CL B | 124857202 |
| BA | BOEING CO | 2,050 | $319 | 0.0% | $123.11 | +9.7% | COM | 097023105 |
| WELL | WELLTOWER INC | 4,700 | $315 | 0.0% | $49.51 | -4.5% | COM | 95040Q104 |
| ITW | ILLINOIS TOOL WKS INC | 2,550 | $312 | 0.0% | $55.31 | +75.7% | COM | 452308109 |
| JPM | JPMORGAN CHASE & CO | 3,620 | $312 | 0.0% | $44.99 | +33.1% | COM | 46625H100 |
| — | POWERSHARES ETF TRUST II | 13,345 | $312 | 0.0% | $23.38 | — | SENIOR LN PORT | 73936Q769 |
| — | EXPRESS SCRIPTS HLDG CO | 4,480 | $308 | 0.0% | $61.86 | — | COM | 30219G108 |
| — | PANERA BREAD CO | 1,490 | $306 | 0.0% | $205.37 | — | CL A | 69840W108 |
| FANG | DIAMONDBACK ENERGY INC | 3,000 | $303 | 0.0% | $77.21 | 0.0% | COM | 25278X109 |
| HPQ | HP INC | 19,252 | $286 | 0.0% | $11.22 | 0.0% | COM | 40434L105 |
| — | ALLERGAN PLC | 63 | $278 | 0.0% | — | — | Call | G0177J908 |
| UHAL | AMERCO | 745 | $275 | 0.0% | $34.29 | 0.0% | COM | 023586100 |
| DGX | QUEST DIAGNOSTICS INC | 2,978 | $274 | 0.0% | $55.20 | +30.4% | COM | 74834L100 |
| — | BOULDER GROWTH & INCOME FD I | 30,325 | $271 | 0.0% | $8.41 | — | COM | 101507101 |
| — | DOUBLELINE OPPORTUNISTIC CR | 11,325 | $262 | 0.0% | $23.13 | — | COM | 258623107 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 5,575 | $245 | 0.0% | $23.18 | +31.4% | COM | 744573106 |
| SO | SOUTHERN CO | 4,714 | $232 | 0.0% | $26.81 | +25.1% | COM | 842587107 |
| LQD | ISHARES TR | 1,966 | $230 | 0.0% | $113.96 | — | IBOXX INV CP ETF | 464287242 |
| — | RAYTHEON CO | 1,600 | $227 | 0.0% | $136.25 | — | COM | 755111507 |
| — | KANSAS CITY SOUTHERN | 2,572 | $218 | 0.0% | $102.68 | — | COM NEW | 485170302 |
| KMT | KENNAMETAL INC | 6,800 | $213 | 0.0% | $24.51 | 0.0% | COM | 489170100 |
| CVX | CHEVRON CORP NEW | 1,775 | $209 | 0.0% | $73.80 | 0.0% | COM | 166764100 |
| CMCSA | COMCAST CORP NEW | 2,947 | $203 | 0.0% | $26.82 | 0.0% | CL A | 20030N101 |
| — | NEUBERGER BERMAN MLP INCOME | 15,000 | $141 | 0.0% | $8.47 | — | COM | 64129H104 |
| — | ORGANOVO HLDGS INC | 10,250 | $35 | 0.0% | $5.78 | — | COM | 68620A104 |
| — | MANNKIND CORP | 44,200 | $28 | 0.0% | $1.34 | — | COM | 56400P201 |