CIK: 0001082491 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Oct 29, 2015
Total Value ($000): $382,765 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 118,329 | $22,675 | 5.9% | $175.08 | — | TR UNIT | 78462f103 |
| VOE | VANGUARD INDEX FDS | 240,184 | $19,993 | 5.2% | $75.07 | — | MCAP VL IDXVIP | 922908512 |
| — | RYDEX ETF TRUST | 397,704 | $19,006 | 5.0% | $45.11 | — | GUG S&P500 PU VA | 78355w304 |
| — | WISDOMTREE TR | 273,206 | $14,931 | 3.9% | $59.90 | — | EUROPE HEDGED EQ | 97717x701 |
| VUG | VANGUARD INDEX FDS | 121,546 | $12,190 | 3.2% | $85.92 | — | GROWTH ETF | 922908736 |
| JNJ | JOHNSON & JOHNSON | 119,226 | $11,130 | 2.9% | $68.33 | +6.1% | COM | 478160104 |
| — | POWERSHARES ETF TRUST | 380,587 | $10,660 | 2.8% | $27.50 | — | DYNM LRG CP VL | 73935x708 |
| — | VANGUARD SCOTTSDALE FDS | 97,015 | $7,923 | 2.1% | $77.92 | — | VNG RUS1000VAL | 92206c714 |
| VB | VANGUARD INDEX FDS | 70,830 | $7,646 | 2.0% | $97.17 | — | SMALL CP ETF | 922908751 |
| — | WALGREENS BOOTS ALLIANCE INC | 91,510 | $7,604 | 2.0% | $84.68 | — | COM | 931427108 |
| VTV | VANGUARD INDEX FDS | 96,403 | $7,399 | 1.9% | $72.60 | — | VALUE ETF | 922908744 |
| — | RYDEX ETF TRUST | 92,843 | $7,185 | 1.9% | $64.03 | — | GUG S&P500 PU GR | 78355w403 |
| PG | PROCTER & GAMBLE CO | 97,275 | $6,998 | 1.8% | $63.59 | -11.4% | COM | 742718109 |
| AAPL | APPLE INC | 61,380 | $6,770 | 1.8% | $18.04 | +45.7% | COM | 037833100 |
| VOT | VANGUARD INDEX FDS | 62,907 | $6,119 | 1.6% | $80.06 | — | MCAP GR IDXVIP | 922908538 |
| IJR | ISHARES TR | 53,720 | $5,725 | 1.5% | $93.39 | — | CORE S&P SCP ETF | 464287804 |
| — | WISDOMTREE TR | 107,555 | $5,234 | 1.4% | $52.19 | — | JAPN HEDGE EQT | 97717w851 |
| — | FIRST TR MID CAP CORE ALPHAD | 106,155 | $5,105 | 1.3% | $43.46 | — | COM SHS | 33735b108 |
| MMM | 3M CO | 34,272 | $4,859 | 1.3% | $96.87 | -9.7% | COM | 88579Y101 |
| — | ABBVIE INC | 75,301 | $4,097 | 1.1% | $58.54 | — | COM | 00287y109 |
| — | SPDR INDEX SHS FDS | 132,019 | $3,699 | 1.0% | $30.34 | — | S&PINTL MC ETF | 78463x764 |
| SLB | SCHLUMBERGER LTD | 53,527 | $3,692 | 1.0% | $62.33 | -5.5% | COM | 806857108 |
| SCHF | SCHWAB STRATEGIC TR | 130,467 | $3,571 | 0.9% | $28.29 | — | INTL EQTY ETF | 808524805 |
| KO | COCA COLA CO | 81,390 | $3,265 | 0.9% | $29.41 | -2.0% | COM | 191216100 |
| PFE | PFIZER INC | 96,197 | $3,022 | 0.8% | $20.10 | +2.5% | COM | 717081103 |
| — | EXXON MOBIL CORP | 39,936 | $2,969 | 0.8% | $90.48 | — | COM | 30231g102 |
| — | SPDR SERIES TRUST | 46,529 | $2,896 | 0.8% | $76.27 | — | S&P BIOTECH | 78464a870 |
| — | CELGENE CORP | 26,104 | $2,824 | 0.7% | $102.43 | — | COM | 151020104 |
| — | RYDEX ETF TRUST | 56,507 | $2,701 | 0.7% | $46.90 | — | GUG S&P MC400 PV | 78355w502 |
| — | GOOGLE INC | 4,225 | $2,697 | 0.7% | $638.34 | — | CL A | 38259P508 |
| IVV | ISHARES TR | 13,865 | $2,672 | 0.7% | $173.97 | — | CORE S&P500 ETF | 464287200 |
| LOW | LOWES COS INC | 37,321 | $2,572 | 0.7% | $32.23 | +76.6% | COM | 548661107 |
| — | SPDR INDEX SHS FDS | 56,953 | $2,572 | 0.7% | $42.80 | — | DJ GLB RL ES ETF | 78463x749 |
| HD | HOME DEPOT INC | 22,197 | $2,564 | 0.7% | $57.28 | +57.9% | COM | 437076102 |
| ABT | ABBOTT LABS | 62,914 | $2,530 | 0.7% | $35.15 | +10.4% | COM | 002824100 |
| EMR | EMERSON ELEC CO | 55,039 | $2,431 | 0.6% | $43.40 | -14.0% | COM | 291011104 |
| — | EGA EMERGING GLOBAL SHS TR | 106,511 | $2,313 | 0.6% | $26.36 | — | EGS EMKTCONS ETF | 268461779 |
| — | VISA INC | 33,143 | $2,309 | 0.6% | $95.48 | — | COM CL A | 92826c839 |
| — | MASTERCARD INC | 24,715 | $2,227 | 0.6% | $125.62 | — | CL A | 57636q104 |
| SCHV | SCHWAB STRATEGIC TR | 55,703 | $2,218 | 0.6% | $38.13 | — | US LCAP VA ETF | 808524409 |
| SCHM | SCHWAB STRATEGIC TR | 56,225 | $2,188 | 0.6% | $36.94 | — | US MID-CAP ETF | 808524508 |
| — | RYDEX ETF TRUST | 25,488 | $2,170 | 0.6% | $78.57 | — | GUG S&P500EQWTTE | 78355w817 |
| — | EGA EMERGING GLOBAL SHS TR | 113,518 | $2,148 | 0.6% | $18.92 | — | EGSHARE EM DOM | 268461621 |
| — | VANGUARD WORLD FDS | 17,653 | $2,141 | 0.6% | $102.36 | — | CONSUM STP ETF | 92204a207 |
| NKE | NIKE INC | 17,153 | $2,109 | 0.6% | $26.53 | +86.9% | CL B | 654106103 |
| SCHG | SCHWAB STRATEGIC TR | 42,184 | $2,108 | 0.6% | $40.21 | — | US LCAP GR ETF | 808524300 |
| SCHX | SCHWAB STRATEGIC TR | 44,973 | $2,058 | 0.5% | $41.73 | — | US LRG CAP ETF | 808524201 |
| PM | PHILIP MORRIS INTL INC | 25,818 | $2,048 | 0.5% | $47.07 | +3.9% | COM | 718172109 |
| PGC | PEAPACK-GLADSTONE FINL CORP | 96,213 | $2,037 | 0.5% | $15.60 | +27.7% | COM | 704699107 |
| DHR | DANAHER CORP DEL | 23,467 | $2,000 | 0.5% | $25.17 | +43.1% | COM | 235851102 |
| — | FACEBOOK INC | 21,633 | $1,945 | 0.5% | $89.91 | — | CL A | 30303m102 |
| — | ALLERGAN PLC | 7,106 | $1,931 | 0.5% | $303.45 | — | SHS | g0177j108 |
| — | VALEANT PHARMACEUTICALS INTL | 10,548 | $1,882 | 0.5% | $156.45 | — | COM | 91911k102 |
| — | WYNDHAM WORLDWIDE CORP | 25,854 | $1,859 | 0.5% | $57.54 | — | COM | 98310w108 |
| BMY | BRISTOL MYERS SQUIBB CO | 29,599 | $1,752 | 0.5% | $43.45 | +2.5% | COM | 110122108 |
| C | CITIGROUP INC | 34,830 | $1,728 | 0.5% | $35.92 | +13.5% | COM NEW | 172967424 |
| — | AMERICAN TOWER CORP NEW | 19,343 | $1,702 | 0.4% | $73.72 | — | COM | 03027x100 |
| — | FEDEX CORP | 11,681 | $1,682 | 0.4% | $165.48 | — | COM | 31428x106 |
| IJH | ISHARES TR | 11,983 | $1,637 | 0.4% | $123.90 | — | CORE S&P MCP ETF | 464287507 |
| TOL | TOLL BROTHERS INC | 47,653 | $1,632 | 0.4% | $33.85 | +11.9% | COM | 889478103 |
| WHR | WHIRLPOOL CORP | 10,977 | $1,616 | 0.4% | $142.45 | +18.8% | COM | 963320106 |
| — | ASHLAND INC NEW | 15,716 | $1,581 | 0.4% | $83.77 | — | COM | 044209104 |
| — | PRICELINE GRP INC | 1,269 | $1,570 | 0.4% | $1203.33 | — | COM NEW | 741503403 |
| — | GOOGLE INC | 2,573 | $1,565 | 0.4% | $608.24 | — | CL C | 38259P706 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 11,895 | $1,551 | 0.4% | $111.22 | +23.2% | CL B NEW | 084670702 |
| — | EXPRESS SCRIPTS HLDG CO | 18,760 | $1,519 | 0.4% | $62.09 | — | COM | 30219g108 |
| PYPL | PAYPAL HLDGS INC | 48,623 | $1,509 | 0.4% | $35.85 | 0.0% | COM | 70450Y103 |
| — | CHECK POINT SOFTWARE TECH LT | 18,975 | $1,505 | 0.4% | $67.82 | — | ORD | m22465104 |
| UNP | UNION PAC CORP | 16,925 | $1,496 | 0.4% | $65.86 | +9.6% | COM | 907818108 |
| VSS | VANGUARD INTL EQUITY INDEX F | 16,077 | $1,458 | 0.4% | $91.95 | — | FTSE SMCAP ETF | 922042718 |
| BA | BOEING CO | 10,966 | $1,436 | 0.4% | $81.45 | +51.4% | COM | 097023105 |
| — | SELECT SECTOR SPDR TR | 35,903 | $1,433 | 0.4% | $38.60 | — | SBI MATERIALS | 81369y100 |
| IYW | ISHARES TR | 13,814 | $1,366 | 0.4% | $104.41 | — | U.S. TECH ETF | 464287721 |
| ALK | ALASKA AIR GROUP INC | 16,912 | $1,344 | 0.4% | $48.12 | +46.2% | COM | 011659109 |
| — | BARD C R INC | 7,190 | $1,340 | 0.4% | $108.70 | — | COM | 067383109 |
| — | DISCOVER FINL SVCS | 25,483 | $1,325 | 0.3% | $47.99 | — | COM | 254709108 |
| — | JARDEN CORP | 26,719 | $1,306 | 0.3% | $56.60 | — | COM | 471109108 |
| AXP | AMERICAN EXPRESS CO | 17,405 | $1,290 | 0.3% | $60.20 | +10.0% | COM | 025816109 |
| QCOM | QUALCOMM INC | 23,484 | $1,262 | 0.3% | $45.38 | -2.7% | COM | 747525103 |
| VBR | VANGUARD INDEX FDS | 12,933 | $1,253 | 0.3% | $89.89 | — | SM CP VAL ETF | 922908611 |
| IEZ | ISHARES TR | 33,858 | $1,232 | 0.3% | $57.93 | — | US OIL EQ&SV ETF | 464288844 |
| — | KANSAS CITY SOUTHERN | 13,476 | $1,225 | 0.3% | $101.33 | — | COM NEW | 485170302 |
| — | INVESCO LTD | 39,067 | $1,220 | 0.3% | $36.53 | — | SHS | g491bt108 |
| — | UNITED TECHNOLOGIES CORP | 13,337 | $1,187 | 0.3% | $93.64 | — | COM | 913017109 |
| — | JPMORGAN CHASE & CO | 19,451 | $1,186 | 0.3% | $53.58 | — | COM | 46625h100 |
| — | ISHARES INC | 29,723 | $1,186 | 0.3% | $46.27 | — | CORE MSCI EMKT | 46434g103 |
| — | CIT GROUP INC | 29,057 | $1,163 | 0.3% | $46.39 | — | COM NEW | 125581801 |
| MDT | MEDTRONIC PLC | 17,156 | $1,148 | 0.3% | $58.09 | -1.9% | SHS | G5960L103 |
| — | EAST WEST BANCORP INC | 29,748 | $1,143 | 0.3% | $27.64 | — | COM | 27579r104 |
| — | HCA HOLDINGS INC | 14,456 | $1,118 | 0.3% | $70.65 | — | COM | 40412c101 |
| CMI | CUMMINS INC | 10,300 | $1,118 | 0.3% | $82.41 | +12.8% | COM | 231021106 |
| EEM | ISHARES TR | 34,115 | $1,118 | 0.3% | $32.77 | — | MSCI EMG MKT ETF | 464287234 |
| — | GOLDMAN SACHS GROUP INC | 6,240 | $1,084 | 0.3% | $151.96 | — | COM | 38141g104 |
| DRI | DARDEN RESTAURANTS INC | 15,363 | $1,053 | 0.3% | $43.74 | +7.9% | COM | 237194105 |
| — | VANGUARD WORLD FDS | 8,813 | $1,038 | 0.3% | $105.33 | — | CONSUM DIS ETF | 92204a108 |
| SCHA | SCHWAB STRATEGIC TR | 20,434 | $1,038 | 0.3% | $49.41 | — | US SML CAP ETF | 808524607 |
| GILD | GILEAD SCIENCES INC | 10,476 | $1,029 | 0.3% | $55.07 | +40.7% | COM | 375558103 |
| — | ISHARES TR | 41,423 | $1,018 | 0.3% | $26.44 | — | HDG MSCI EAFE | 46434v803 |
| — | JAZZ PHARMACEUTICALS PLC | 7,554 | $1,003 | 0.3% | $171.44 | — | SHS USD | g50871105 |
| CVX | CHEVRON CORP NEW | 12,719 | $1,003 | 0.3% | $69.98 | -23.0% | COM | 166764100 |
| DG | DOLLAR GEN CORP NEW | 13,544 | $981 | 0.3% | $66.81 | 0.0% | COM | 256677105 |
| CMA | COMERICA INC | 23,451 | $964 | 0.3% | $24.42 | +25.2% | COM | 200340107 |
| EFV | ISHARES TR | 20,608 | $954 | 0.2% | $52.07 | — | EAFE VALUE ETF | 464288877 |
| HON | HONEYWELL INTL INC | 10,034 | $950 | 0.2% | $72.99 | +0.5% | COM | 438516106 |
| — | MARATHON PETE CORP | 20,466 | $948 | 0.2% | $60.74 | — | COM | 56585a102 |
| AAL | AMERICAN AIRLS GROUP INC | 24,340 | $945 | 0.2% | $40.76 | -4.0% | COM | 02376R102 |
| — | HESS CORP | 18,818 | $942 | 0.2% | $65.20 | — | COM | 42809h107 |
| — | WISDOMTREE TR | 17,692 | $940 | 0.2% | $53.58 | — | INTL MIDCAP DV | 97717w778 |
| — | SPDR INDEX SHS FDS | 33,638 | $926 | 0.2% | $29.17 | — | S&P INTL SMLCP | 78463x871 |
| — | POWERSHARES ETF TRUST | 40,365 | $922 | 0.2% | $22.36 | — | RUSSELL 2000 VAL | 73935x864 |
| — | WISDOMTREE TR | 27,080 | $907 | 0.2% | $45.72 | — | EMER MKT HIGH FD | 97717w315 |
| URI | UNITED RENTALS INC | 15,085 | $906 | 0.2% | $81.48 | -17.5% | COM | 911363109 |
| WFC | WELLS FARGO & CO NEW | 16,905 | $868 | 0.2% | $27.76 | +48.0% | COM | 949746101 |
| — | COSTCO WHSL CORP NEW | 5,984 | $865 | 0.2% | $111.16 | — | COM | 22160k105 |
| VAW | VANGUARD WORLD FDS | 9,894 | $864 | 0.2% | $86.96 | — | MATERIALS ETF | 92204A801 |
| — | TOWERS WATSON & CO | 7,206 | $846 | 0.2% | $100.91 | — | CL A | 891894107 |
| — | SPDR SERIES TRUST | 10,883 | $834 | 0.2% | $75.65 | — | S&P 400 MDCP VAL | 78464a839 |
| TJX | TJX COS INC NEW | 11,208 | $800 | 0.2% | $22.70 | +33.7% | COM | 872540109 |
| — | AMC NETWORKS INC | 10,924 | $799 | 0.2% | $68.29 | — | CL A | 00164v103 |
| — | GLAXOSMITHKLINE PLC | 20,716 | $797 | 0.2% | $46.14 | — | SPONSORED ADR | 37733W105 |
| VFC | V F CORP | 11,658 | $795 | 0.2% | $49.88 | +37.3% | COM | 918204108 |
| — | WISDOMTREE TR | 30,902 | $769 | 0.2% | $26.07 | — | ITL HDG QTLY DIV | 97717x594 |
| GBX | GREENBRIER COS INC | 23,681 | $760 | 0.2% | $40.32 | -22.6% | COM | 393657101 |
| ADP | AUTOMATIC DATA PROCESSING IN | 8,997 | $723 | 0.2% | $53.44 | +19.5% | COM | 053015103 |
| MO | ALTRIA GROUP INC | 13,288 | $723 | 0.2% | $26.36 | +2.5% | COM | 02209S103 |
| — | RYDEX ETF TRUST | 6,779 | $720 | 0.2% | $107.59 | — | GUG S&P500 EWCON | 78355w874 |
| HAL | HALLIBURTON CO | 20,327 | $719 | 0.2% | $43.87 | -26.7% | COM | 406216101 |
| — | LABORATORY CORP AMER HLDGS | 6,240 | $677 | 0.2% | $120.94 | — | COM NEW | 50540R409 |
| — | HARMAN INTL INDS INC | 6,943 | $666 | 0.2% | $55.27 | — | COM | 413086109 |
| ALV | AUTOLIV INC | 5,978 | $652 | 0.2% | $68.54 | -13.3% | COM | 052800109 |
| — | GENERAL ELECTRIC CO | 25,475 | $642 | 0.2% | $24.11 | — | COM | 369604103 |
| — | WISDOMTREE TR | 11,434 | $631 | 0.2% | $55.59 | — | INTL SMCAP DIV | 97717w760 |
| — | VERIZON COMMUNICATIONS INC | 14,480 | $630 | 0.2% | $49.11 | — | COM | 92343v104 |
| — | NATIONSTAR MTG HLDGS INC | 45,064 | $625 | 0.2% | $27.83 | — | COM | 63861c109 |
| — | SELECT SECTOR SPDR TR | 12,047 | $601 | 0.2% | $44.21 | — | SBI INT-INDS | 81369y704 |
| VFH | VANGUARD WORLD FDS | 12,391 | $574 | 0.1% | $49.31 | — | FINANCIALS ETF | 92204A405 |
| — | SPDR SERIES TRUST | 4,732 | $549 | 0.1% | $98.61 | — | S&P 400 MDCP GRW | 78464a821 |
| — | POWERSHARES ETF TRUST | 22,614 | $541 | 0.1% | $23.92 | — | DYN MEDIA PORT | 73935x823 |
| — | CBS CORP NEW | 13,012 | $519 | 0.1% | $55.35 | — | CL B | 124857202 |
| NSC | NORFOLK SOUTHERN CORP | 6,612 | $505 | 0.1% | $57.67 | +12.9% | COM | 655844108 |
| — | GASLOG LTD | 51,534 | $496 | 0.1% | $15.14 | — | SHS | g37585109 |
| CHCO | CITY HLDG CO | 9,000 | $444 | 0.1% | $26.24 | +35.3% | COM | 177835105 |
| — | MATTRESS FIRM HLDG CORP | 10,635 | $444 | 0.1% | $60.29 | — | COM | 57722w106 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,012 | $437 | 0.1% | $114.50 | -16.7% | COM | 459200101 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 6,826 | $410 | 0.1% | $54.50 | — | COM UNIT RP LP | 559080106 |
| IHE | ISHARES TR | 2,772 | $410 | 0.1% | $143.91 | — | U.S. PHARMA ETF | 464288836 |
| SCHE | SCHWAB STRATEGIC TR | 19,398 | $392 | 0.1% | $23.62 | — | EMRG MKTEQ ETF | 808524706 |
| VLY | VALLEY NATL BANCORP | 38,968 | $383 | 0.1% | $9.95 | -1.2% | COM | 919794107 |
| VEU | VANGUARD INTL EQUITY INDEX F | 8,717 | $372 | 0.1% | $46.04 | — | ALLWRLD EX US | 922042775 |
| VWO | VANGUARD INTL EQUITY INDEX F | 11,170 | $370 | 0.1% | $38.87 | — | FTSE EMR MKT ETF | 922042858 |
| AVY | AVERY DENNISON CORP | 6,348 | $359 | 0.1% | $43.09 | +15.5% | COM | 053611109 |
| TD | TORONTO DOMINION BK ONT | 8,890 | $350 | 0.1% | $48.12 | -17.2% | COM NEW | 891160509 |
| EPD | ENTERPRISE PRODS PARTNERS L | 13,714 | $341 | 0.1% | $50.88 | — | COM | 293792107 |
| VYM | VANGUARD WHITEHALL FDS INC | 5,388 | $338 | 0.1% | $57.76 | — | HIGH DIV YLD | 921946406 |
| T | AT&T INC | 10,373 | $338 | 0.1% | $11.25 | +9.0% | COM | 00206R102 |
| VOD | VODAFONE GROUP PLC NEW | 10,541 | $335 | 0.1% | $32.63 | — | SPNSR ADR NO PAR | 92857W308 |
| — | PROVIDENT FINL SVCS INC | 16,360 | $319 | 0.1% | $16.32 | — | COM | 74386t105 |
| IHF | ISHARES TR | 2,533 | $314 | 0.1% | $108.29 | — | US HLTHCR PR ETF | 464288828 |
| — | VANGUARD WORLD FDS | 2,813 | $281 | 0.1% | $106.61 | — | INF TECH ETF | 92204a702 |
| IVE | ISHARES TR | 3,278 | $275 | 0.1% | $79.82 | — | S&P 500 VAL ETF | 464287408 |
| IVW | ISHARES TR | 2,553 | $275 | 0.1% | $86.80 | — | S&P 500 GRWT ETF | 464287309 |
| — | FLAMEL TECHNOLOGIES SA | 16,804 | $274 | 0.1% | $10.50 | — | SPONSORED ADR | 338488109 |
| — | CREDIT SUISSE NASSAU BRH | 25,265 | $268 | 0.1% | $10.61 | — | NT LKD 32 | 22542d399 |
| FISV | FISERV INC | 3,023 | $262 | 0.1% | $29.64 | +45.9% | COM | 337738108 |
| IMKTA | INGLES MKTS INC | 5,430 | $260 | 0.1% | $38.63 | +10.1% | CL A | 457030104 |
| — | TWO HBRS INVT CORP | 28,507 | $251 | 0.1% | $10.25 | — | COM | 90187b101 |
| IBB | ISHARES TR | 828 | $251 | 0.1% | $256.84 | — | NASDQ BIOTEC ETF | 464287556 |
| — | SPDR SERIES TRUST | 14,381 | $240 | 0.1% | $16.69 | — | S&P METALS MNG | 78464a755 |
| — | ALCOA INC | 24,629 | $238 | 0.1% | $12.81 | — | COM | 013817101 |
| — | POWERSHARES ETF TR II | 4,619 | $231 | 0.1% | $50.02 | — | KBW CP MKT PRT | 73937b738 |
| — | MERCK & CO INC NEW | 4,538 | $224 | 0.1% | $47.22 | — | COM | 58933y105 |
| — | SPDR GOLD TRUST | 1,970 | $211 | 0.1% | $113.62 | — | GOLD SHS | 78463v107 |
| — | METLIFE INC | 4,460 | $210 | 0.1% | $56.05 | — | COM | 59156r108 |
| IWD | ISHARES TR | 2,253 | $210 | 0.1% | $93.96 | — | RUS 1000 VAL ETF | 464287598 |
| IHI | ISHARES TR | 1,838 | $205 | 0.1% | $84.61 | — | U.S. MED DVC ETF | 464288810 |
| MSFT | MICROSOFT CORP | 4,637 | $205 | 0.1% | $39.29 | -0.9% | COM | 594918104 |
| — | HEADWATERS INC | 10,565 | $199 | 0.1% | $10.11 | — | COM | 42210P102 |
| — | EMCORE CORP | 29,121 | $198 | 0.1% | $4.25 | — | COM NEW | 290846203 |
| — | INVESCO MORTGAGE CAPITAL INC | 11,000 | $135 | 0.0% | $16.55 | — | COM | 46131b100 |
| — | PSIVIDA CORP | 36,714 | $134 | 0.0% | $4.16 | — | COM | 74440j101 |
| — | ARROWHEAD RESH CORP | 22,959 | $132 | 0.0% | $6.75 | — | COM NEW | 042797209 |
| — | HARRIS & HARRIS GROUP INC | 51,852 | $111 | 0.0% | $3.09 | — | COM | 413833104 |
| — | REXAHN PHARMACEUTICALS INC | 211,371 | $110 | 0.0% | $0.80 | — | COM | 761640101 |
| BLDP | BALLARD PWR SYS INC NEW | 84,992 | $102 | 0.0% | $2.02 | -32.8% | COM | 058586108 |
| — | LAYNE CHRISTENSEN CO | 14,856 | $97 | 0.0% | $4.98 | — | COM | 521050104 |
| — | HYDROGENICS CORP NEW | 11,465 | $92 | 0.0% | $11.34 | — | COM NEW | 448883207 |
| — | MAXWELL TECHNOLOGIES INC | 16,320 | $88 | 0.0% | $8.09 | — | COM | 577767106 |
| AMSC | AMERICAN SUPERCONDUCTOR CORP | 19,491 | $84 | 0.0% | $7.47 | -37.1% | SHS NEW | 030111207 |
| — | AIXTRON SE | 13,444 | $81 | 0.0% | $7.51 | — | SPONSORED ADR | 009606104 |
| — | BIODELIVERY SCIENCES INTL IN | 12,090 | $67 | 0.0% | $4.92 | — | COM | 09060j106 |
| — | VICAL INC | 135,856 | $62 | 0.0% | $1.00 | — | COM | 925602104 |
| — | SPHERE 3D CORP NEW | 23,595 | $50 | 0.0% | $4.03 | — | COM | 84841l100 |
| — | UNI PIXEL INC | 26,141 | $27 | 0.0% | $7.62 | — | COM NEW | 904572203 |
| — | SKYPEOPLE FRUIT JUICE INC | 11,000 | $9 | 0.0% | $1.12 | — | COM NEW | 83086t208 |