CIK: 0001082491 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 10, 2016
Total Value ($000): $409,114 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 117,222 | $23,898 | 5.8% | $175.08 | — | TR UNIT | 78462f103 |
| VOE | VANGUARD INDEX FDS | 238,641 | $20,511 | 5.0% | $75.07 | — | MCAP VL IDXVIP | 922908512 |
| — | RYDEX ETF TRUST | 399,145 | $19,638 | 4.8% | $45.11 | — | GUG S&P500 PU VA | 78355w304 |
| — | VANGUARD SCOTTSDALE FDS | 184,237 | $15,782 | 3.9% | $81.59 | — | VNG RUS1000VAL | 92206c714 |
| — | WISDOMTREE TR | 272,985 | $14,689 | 3.6% | $59.90 | — | EUROPE HEDGED EQ | 97717x701 |
| VUG | VANGUARD INDEX FDS | 121,047 | $12,878 | 3.1% | $85.92 | — | GROWTH ETF | 922908736 |
| VTV | VANGUARD INDEX FDS | 150,713 | $12,286 | 3.0% | $75.81 | — | VALUE ETF | 922908744 |
| JNJ | JOHNSON & JOHNSON | 118,637 | $12,186 | 3.0% | $68.33 | +11.1% | COM | 478160104 |
| — | POWERSHARES ETF TRUST | 378,472 | $11,010 | 2.7% | $27.50 | — | DYNM LRG CP VL | 73935x708 |
| VB | VANGUARD INDEX FDS | 70,960 | $7,851 | 1.9% | $97.17 | — | SMALL CP ETF | 922908751 |
| — | WALGREENS BOOTS ALLIANCE INC | 91,510 | $7,793 | 1.9% | $84.68 | — | COM | 931427108 |
| PG | PROCTER & GAMBLE CO | 95,985 | $7,622 | 1.9% | $63.59 | -8.9% | COM | 742718109 |
| — | RYDEX ETF TRUST | 92,252 | $7,445 | 1.8% | $64.03 | — | GUG S&P500 PU GR | 78355w403 |
| VOT | VANGUARD INDEX FDS | 62,789 | $6,261 | 1.5% | $80.06 | — | MCAP GR IDXVIP | 922908538 |
| AAPL | APPLE INC | 58,440 | $6,151 | 1.5% | $18.04 | +42.6% | COM | 037833100 |
| IJR | ISHARES TR | 53,656 | $5,908 | 1.4% | $93.39 | — | CORE S&P SCP ETF | 464287804 |
| — | WISDOMTREE TR | 105,999 | $5,308 | 1.3% | $52.19 | — | JAPN HEDGE EQT | 97717w851 |
| — | FIRST TR MID CAP CORE ALPHAD | 106,532 | $5,120 | 1.3% | $43.46 | — | COM SHS | 33735b108 |
| MMM | 3M CO | 33,927 | $5,111 | 1.2% | $96.87 | -4.9% | COM | 88579Y101 |
| — | ABBVIE INC | 74,559 | $4,417 | 1.1% | $58.54 | — | COM | 00287y109 |
| — | EGA EMERGING GLOBAL SHS TR | 185,718 | $3,948 | 1.0% | $24.18 | — | EGS EMKTCONS ETF | 268461779 |
| — | SPDR INDEX SHS FDS | 128,625 | $3,832 | 0.9% | $30.34 | — | S&PINTL MC ETF | 78463x764 |
| SCHF | SCHWAB STRATEGIC TR | 135,731 | $3,741 | 0.9% | $28.27 | — | INTL EQTY ETF | 808524805 |
| SLB | SCHLUMBERGER LTD | 53,609 | $3,739 | 0.9% | $62.33 | -10.0% | COM | 806857108 |
| KO | COCA COLA CO | 81,395 | $3,497 | 0.9% | $29.41 | +4.9% | COM | 191216100 |
| — | ALPHABET INC | 4,276 | $3,327 | 0.8% | $778.06 | — | CAP STK CL A | 02079k305 |
| — | SPDR SERIES TRUST | 46,548 | $3,268 | 0.8% | $76.27 | — | S&P BIOTECH | 78464a870 |
| — | CELGENE CORP | 26,006 | $3,114 | 0.8% | $102.43 | — | COM | 151020104 |
| MSFT | MICROSOFT CORP | 55,717 | $3,091 | 0.8% | $45.37 | +1.2% | COM | 594918104 |
| IVV | ISHARES TR | 15,073 | $3,088 | 0.8% | $176.45 | — | CORE S&P500 ETF | 464287200 |
| PFE | PFIZER INC | 94,990 | $3,066 | 0.7% | $20.10 | +1.4% | COM | 717081103 |
| — | EXXON MOBIL CORP | 39,222 | $3,057 | 0.7% | $90.48 | — | COM | 30231g102 |
| HD | HOME DEPOT INC | 21,489 | $2,842 | 0.7% | $57.28 | +74.5% | COM | 437076102 |
| ABT | ABBOTT LABS | 62,843 | $2,822 | 0.7% | $35.15 | +4.0% | COM | 002824100 |
| LOW | LOWES COS INC | 36,701 | $2,791 | 0.7% | $32.23 | +91.5% | COM | 548661107 |
| — | RYDEX ETF TRUST | 56,229 | $2,679 | 0.7% | $46.90 | — | GUG S&P MC400 PV | 78355w502 |
| SCHX | SCHWAB STRATEGIC TR | 55,082 | $2,675 | 0.7% | $42.99 | — | US LRG CAP ETF | 808524201 |
| — | SPDR INDEX SHS FDS | 56,725 | $2,655 | 0.6% | $42.80 | — | DJ GLB RL ES ETF | 78463x749 |
| EMR | EMERSON ELEC CO | 55,039 | $2,633 | 0.6% | $43.40 | -15.9% | COM | 291011104 |
| — | VISA INC | 32,467 | $2,518 | 0.6% | $95.48 | — | COM CL A | 92826c839 |
| — | FACEBOOK INC | 23,007 | $2,408 | 0.6% | $90.79 | — | CL A | 30303m102 |
| — | MASTERCARD INC | 24,502 | $2,386 | 0.6% | $125.62 | — | CL A | 57636q104 |
| — | RYDEX ETF TRUST | 25,216 | $2,327 | 0.6% | $78.57 | — | GUG S&P500EQWTTE | 78355w817 |
| SCHV | SCHWAB STRATEGIC TR | 54,619 | $2,318 | 0.6% | $38.13 | — | US LCAP VA ETF | 808524409 |
| PM | PHILIP MORRIS INTL INC | 25,818 | $2,270 | 0.6% | $47.07 | +11.1% | COM | 718172109 |
| — | VANGUARD WORLD FDS | 17,586 | $2,270 | 0.6% | $102.36 | — | CONSUM STP ETF | 92204a207 |
| SCHM | SCHWAB STRATEGIC TR | 56,582 | $2,267 | 0.6% | $36.94 | — | US MID-CAP ETF | 808524508 |
| — | ALLERGAN PLC | 7,032 | $2,198 | 0.5% | $303.45 | — | SHS | g0177j108 |
| SCHG | SCHWAB STRATEGIC TR | 41,409 | $2,188 | 0.5% | $40.21 | — | US LCAP GR ETF | 808524300 |
| DHR | DANAHER CORP DEL | 23,148 | $2,150 | 0.5% | $25.17 | +51.9% | COM | 235851102 |
| NKE | NIKE INC | 32,910 | $2,057 | 0.5% | $40.96 | +38.4% | CL B | 654106103 |
| BMY | BRISTOL MYERS SQUIBB CO | 29,434 | $2,025 | 0.5% | $43.45 | +7.5% | COM | 110122108 |
| PGC | PEAPACK-GLADSTONE FINL CORP | 97,286 | $2,006 | 0.5% | $15.65 | +29.6% | COM | 704699107 |
| — | ISHARES INC | 50,864 | $2,004 | 0.5% | $43.42 | — | CORE MSCI EMKT | 46434g103 |
| — | WYNDHAM WORLDWIDE CORP | 26,027 | $1,891 | 0.5% | $57.54 | — | COM | 98310w108 |
| — | AMERICAN TOWER CORP NEW | 19,159 | $1,857 | 0.5% | $73.72 | — | COM | 03027x100 |
| PYPL | PAYPAL HLDGS INC | 50,427 | $1,825 | 0.4% | $35.83 | -1.8% | COM | 70450Y103 |
| GOOG | ALPHABET INC | 2,374 | $1,802 | 0.4% | $35.61 | 0.0% | CAP STK CL C | 02079K107 |
| C | CITIGROUP INC | 34,578 | $1,789 | 0.4% | $35.92 | +10.3% | COM NEW | 172967424 |
| IJH | ISHARES TR | 12,024 | $1,675 | 0.4% | $123.90 | — | CORE S&P MCP ETF | 464287507 |
| WHR | WHIRLPOOL CORP | 11,074 | $1,626 | 0.4% | $142.45 | +8.9% | COM | 963320106 |
| — | EXPRESS SCRIPTS HLDG CO | 18,565 | $1,623 | 0.4% | $62.09 | — | COM | 30219g108 |
| — | ASHLAND INC NEW | 15,770 | $1,620 | 0.4% | $83.77 | — | COM | 044209104 |
| TOL | TOLL BROTHERS INC | 48,249 | $1,607 | 0.4% | $33.88 | +5.3% | COM | 889478103 |
| — | PRICELINE GRP INC | 1,250 | $1,594 | 0.4% | $1203.33 | — | COM NEW | 741503403 |
| BA | BOEING CO | 10,996 | $1,590 | 0.4% | $81.45 | +58.2% | COM | 097023105 |
| — | SELECT SECTOR SPDR TR | 36,513 | $1,585 | 0.4% | $38.68 | — | SBI MATERIALS | 81369y100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 11,946 | $1,577 | 0.4% | $111.22 | +20.7% | CL B NEW | 084670702 |
| — | FEDEX CORP | 10,534 | $1,569 | 0.4% | $165.48 | — | COM | 31428x106 |
| — | CHECK POINT SOFTWARE TECH LT | 18,888 | $1,537 | 0.4% | $67.82 | — | ORD | m22465104 |
| — | JARDEN CORP | 26,489 | $1,513 | 0.4% | $56.60 | — | COM | 471109108 |
| — | WISDOMTREE TR | 47,242 | $1,495 | 0.4% | $39.72 | — | EMER MKT HIGH FD | 97717w315 |
| VSS | VANGUARD INTL EQUITY INDEX F | 15,842 | $1,471 | 0.4% | $91.95 | — | FTSE SMCAP ETF | 922042718 |
| IYW | ISHARES TR | 12,848 | $1,375 | 0.3% | $104.41 | — | U.S. TECH ETF | 464287721 |
| — | DISCOVER FINL SVCS | 25,455 | $1,365 | 0.3% | $47.99 | — | COM | 254709108 |
| UNP | UNION PAC CORP | 17,191 | $1,344 | 0.3% | $65.89 | +3.6% | COM | 907818108 |
| — | BARD C R INC | 7,082 | $1,342 | 0.3% | $108.70 | — | COM | 067383109 |
| ALK | ALASKA AIR GROUP INC | 16,631 | $1,339 | 0.3% | $48.12 | +52.0% | COM | 011659109 |
| MDT | MEDTRONIC PLC | 17,351 | $1,335 | 0.3% | $58.10 | +0.8% | SHS | G5960L103 |
| — | JPMORGAN CHASE & CO | 19,236 | $1,270 | 0.3% | $53.58 | — | COM | 46625h100 |
| VBR | VANGUARD INDEX FDS | 12,805 | $1,265 | 0.3% | $89.89 | — | SM CP VAL ETF | 922908611 |
| — | CBS CORP NEW | 26,766 | $1,261 | 0.3% | $51.12 | — | CL B | 124857202 |
| — | INVESCO LTD | 36,744 | $1,230 | 0.3% | $36.53 | — | SHS | g491bt108 |
| — | EAST WEST BANCORP INC | 29,542 | $1,228 | 0.3% | $27.64 | — | COM | 27579r104 |
| AXP | AMERICAN EXPRESS CO | 17,297 | $1,203 | 0.3% | $60.20 | +4.4% | COM | 025816109 |
| QCOM | QUALCOMM INC | 23,981 | $1,199 | 0.3% | $45.27 | -11.7% | COM | 747525103 |
| — | CIT GROUP INC | 29,411 | $1,168 | 0.3% | $46.31 | — | COM NEW | 125581801 |
| CVX | CHEVRON CORP NEW | 12,694 | $1,142 | 0.3% | $69.98 | -16.5% | COM | 166764100 |
| IEZ | ISHARES TR | 31,419 | $1,124 | 0.3% | $57.93 | — | US OIL EQ&SV ETF | 464288844 |
| URI | UNITED RENTALS INC | 15,395 | $1,117 | 0.3% | $81.25 | -13.9% | COM | 911363109 |
| — | ISHARES TR | 43,760 | $1,112 | 0.3% | $26.39 | — | HDG MSCI EAFE | 46434v803 |
| — | GOLDMAN SACHS GROUP INC | 6,034 | $1,088 | 0.3% | $151.96 | — | COM | 38141g104 |
| — | JAZZ PHARMACEUTICALS PLC | 7,727 | $1,086 | 0.3% | $170.75 | — | SHS USD | g50871105 |
| SCHA | SCHWAB STRATEGIC TR | 20,694 | $1,078 | 0.3% | $49.44 | — | US SML CAP ETF | 808524607 |
| — | MARATHON PETE CORP | 20,506 | $1,063 | 0.3% | $60.74 | — | COM | 56585a102 |
| GILD | GILEAD SCIENCES INC | 10,264 | $1,039 | 0.3% | $55.07 | +32.4% | COM | 375558103 |
| HON | HONEYWELL INTL INC | 10,034 | $1,039 | 0.3% | $72.99 | +1.8% | COM | 438516106 |
| AAL | AMERICAN AIRLS GROUP INC | 24,287 | $1,029 | 0.3% | $40.76 | +1.5% | COM | 02376R102 |
| HAIN | HAIN CELESTIAL GROUP INC | 25,132 | $1,015 | 0.2% | $45.35 | 0.0% | COM | 405217100 |
| — | VANGUARD WORLD FDS | 8,272 | $1,014 | 0.2% | $105.33 | — | CONSUM DIS ETF | 92204a108 |
| DRI | DARDEN RESTAURANTS INC | 15,503 | $987 | 0.2% | $43.74 | -0.4% | COM | 237194105 |
| — | HCA HOLDINGS INC | 14,595 | $987 | 0.2% | $70.65 | — | COM | 40412c101 |
| DG | DOLLAR GEN CORP NEW | 13,653 | $981 | 0.2% | $66.81 | -10.9% | COM | 256677105 |
| CMA | COMERICA INC | 23,418 | $980 | 0.2% | $24.42 | +20.8% | COM | 200340107 |
| — | WISDOMTREE TR | 17,563 | $975 | 0.2% | $53.58 | — | INTL MIDCAP DV | 97717w778 |
| — | COSTCO WHSL CORP NEW | 5,912 | $955 | 0.2% | $111.16 | — | COM | 22160k105 |
| — | SPDR INDEX SHS FDS | 33,714 | $952 | 0.2% | $29.17 | — | S&P INTL SMLCP | 78463x871 |
| — | TOWERS WATSON & CO | 7,206 | $926 | 0.2% | $100.91 | — | CL A | 891894107 |
| VAW | VANGUARD WORLD FDS | 9,833 | $926 | 0.2% | $86.96 | — | MATERIALS ETF | 92204A801 |
| — | HESS CORP | 19,054 | $924 | 0.2% | $64.99 | — | COM | 42809h107 |
| EFV | ISHARES TR | 19,802 | $921 | 0.2% | $52.07 | — | EAFE VALUE ETF | 464288877 |
| — | POWERSHARES ETF TRUST | 40,001 | $918 | 0.2% | $22.36 | — | RUSSELL 2000 VAL | 73935x864 |
| WFC | WELLS FARGO & CO NEW | 16,605 | $903 | 0.2% | $27.76 | +47.1% | COM | 949746101 |
| — | WISDOMTREE TR | 32,627 | $862 | 0.2% | $26.09 | — | ITL HDG QTLY DIV | 97717x594 |
| — | GENERAL ELECTRIC CO | 27,354 | $852 | 0.2% | $24.59 | — | COM | 369604103 |
| VFH | VANGUARD WORLD FDS | 17,463 | $846 | 0.2% | $49.06 | — | FINANCIALS ETF | 92204A405 |
| — | GLAXOSMITHKLINE PLC | 20,716 | $836 | 0.2% | $46.14 | — | SPONSORED ADR | 37733W105 |
| — | SPDR SERIES TRUST | 10,933 | $831 | 0.2% | $75.65 | — | S&P 400 MDCP VAL | 78464a839 |
| — | RYDEX ETF TRUST | 7,004 | $813 | 0.2% | $107.86 | — | GUG S&P500 EWCON | 78355w874 |
| — | AMC NETWORKS INC | 10,867 | $812 | 0.2% | $68.29 | — | CL A | 00164v103 |
| TJX | TJX COS INC NEW | 11,080 | $786 | 0.2% | $22.70 | +36.1% | COM | 872540109 |
| MO | ALTRIA GROUP INC | 13,288 | $773 | 0.2% | $26.36 | +11.8% | COM | 02209S103 |
| — | LABORATORY CORP AMER HLDGS | 6,227 | $770 | 0.2% | $120.94 | — | COM NEW | 50540R409 |
| ADP | AUTOMATIC DATA PROCESSING IN | 8,997 | $762 | 0.2% | $53.44 | +29.4% | COM | 053015103 |
| ALV | AUTOLIV INC | 5,983 | $746 | 0.2% | $68.54 | +0.9% | COM | 052800109 |
| VFC | V F CORP | 11,636 | $724 | 0.2% | $49.88 | +25.2% | COM | 918204108 |
| HAL | HALLIBURTON CO | 20,544 | $699 | 0.2% | $43.73 | -29.2% | COM | 406216101 |
| — | WISDOMTREE TR | 11,269 | $655 | 0.2% | $55.59 | — | INTL SMCAP DIV | 97717w760 |
| — | HARMAN INTL INDS INC | 6,898 | $650 | 0.2% | $55.27 | — | COM | 413086109 |
| NSC | NORFOLK SOUTHERN CORP | 6,612 | $559 | 0.1% | $57.67 | +19.8% | COM | 655844108 |
| — | SPDR SERIES TRUST | 4,657 | $549 | 0.1% | $98.61 | — | S&P 400 MDCP GRW | 78464a821 |
| — | SELECT SECTOR SPDR TR | 10,288 | $545 | 0.1% | $44.21 | — | SBI INT-INDS | 81369y704 |
| — | ALCOA INC | 53,197 | $525 | 0.1% | $11.23 | — | COM | 013817101 |
| VOX | VANGUARD WORLD FDS | 5,919 | $497 | 0.1% | $83.97 | — | TELCOMM ETF | 92204A884 |
| — | MATTRESS FIRM HLDG CORP | 10,874 | $485 | 0.1% | $59.95 | — | COM | 57722w106 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 6,826 | $464 | 0.1% | $54.50 | — | COM UNIT RP LP | 559080106 |
| — | GASLOG LTD | 53,734 | $446 | 0.1% | $14.86 | — | SHS | g37585109 |
| IHE | ISHARES TR | 2,649 | $428 | 0.1% | $143.91 | — | U.S. PHARMA ETF | 464288836 |
| GBX | GREENBRIER COS INC | 12,612 | $411 | 0.1% | $40.32 | -36.5% | COM | 393657101 |
| CHCO | CITY HLDG CO | 9,000 | $411 | 0.1% | $26.24 | +35.0% | COM | 177835105 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,960 | $407 | 0.1% | $114.50 | -23.6% | COM | 459200101 |
| — | VANGUARD WORLD FDS | 3,747 | $406 | 0.1% | $107.05 | — | INF TECH ETF | 92204a702 |
| AVY | AVERY DENNISON CORP | 6,348 | $398 | 0.1% | $43.09 | +21.6% | COM | 053611109 |
| SCHE | SCHWAB STRATEGIC TR | 19,919 | $389 | 0.1% | $23.51 | — | EMRG MKTEQ ETF | 808524706 |
| VEU | VANGUARD INTL EQUITY INDEX F | 8,872 | $385 | 0.1% | $45.99 | — | ALLWRLD EX US | 922042775 |
| VLY | VALLEY NATL BANCORP | 37,668 | $371 | 0.1% | $9.95 | +4.4% | COM | 919794107 |
| VYM | VANGUARD WHITEHALL FDS INC | 5,388 | $360 | 0.1% | $57.76 | — | HIGH DIV YLD | 921946406 |
| VWO | VANGUARD INTL EQUITY INDEX F | 10,937 | $358 | 0.1% | $38.87 | — | FTSE EMR MKT ETF | 922042858 |
| EPD | ENTERPRISE PRODS PARTNERS L | 13,714 | $351 | 0.1% | $50.88 | — | COM | 293792107 |
| TD | TORONTO DOMINION BK ONT | 8,890 | $348 | 0.1% | $48.12 | -15.9% | COM NEW | 891160509 |
| — | ISHARES SILVER TRUST | 25,952 | $342 | 0.1% | $13.18 | — | ISHARES | 46428q109 |
| T | AT&T INC | 9,926 | $342 | 0.1% | $11.25 | +10.5% | COM | 00206R102 |
| — | VERIZON COMMUNICATIONS INC | 7,310 | $338 | 0.1% | $49.11 | — | COM | 92343v104 |
| VOD | VODAFONE GROUP PLC NEW | 10,258 | $331 | 0.1% | $32.63 | — | SPNSR ADR NO PAR | 92857W308 |
| — | PROVIDENT FINL SVCS INC | 16,360 | $330 | 0.1% | $16.32 | — | COM | 74386t105 |
| — | POWERSHARES ETF TR II | 6,102 | $322 | 0.1% | $50.68 | — | KBW CP MKT PRT | 73937b738 |
| — | SELECT SECTOR SPDR TR | 5,320 | $321 | 0.1% | $60.34 | — | SBI INT-ENERGY | 81369y506 |
| — | POWERSHARES ETF TR II | 8,443 | $317 | 0.1% | $37.55 | — | KBW BK PORT | 73937b746 |
| — | UNIVERSAL DISPLAY CORP | 5,531 | $301 | 0.1% | $54.42 | — | COM | 91347p105 |
| IHF | ISHARES TR | 2,420 | $301 | 0.1% | $108.29 | — | US HLTHCR PR ETF | 464288828 |
| IVW | ISHARES TR | 2,535 | $294 | 0.1% | $86.80 | — | S&P 500 GRWT ETF | 464287309 |
| IVE | ISHARES TR | 3,275 | $290 | 0.1% | $79.82 | — | S&P 500 VAL ETF | 464287408 |
| — | NATIONSTAR MTG HLDGS INC | 21,386 | $286 | 0.1% | $27.83 | — | COM | 63861c109 |
| FISV | FISERV INC | 2,732 | $250 | 0.1% | $29.64 | +58.4% | COM | 337738108 |
| IBB | ISHARES TR | 729 | $247 | 0.1% | $256.84 | — | NASDQ BIOTEC ETF | 464287556 |
| — | MERCK & CO INC NEW | 4,545 | $240 | 0.1% | $47.22 | — | COM | 58933y105 |
| IMKTA | INGLES MKTS INC | 5,430 | $239 | 0.1% | $38.63 | +12.2% | CL A | 457030104 |
| — | SPDR SERIES TRUST | 3,298 | $229 | 0.1% | $69.44 | — | S&P INS ETF | 78464a789 |
| IWD | ISHARES TR | 2,266 | $222 | 0.1% | $93.96 | — | RUS 1000 VAL ETF | 464287598 |
| — | TWO HBRS INVT CORP | 26,852 | $218 | 0.1% | $10.25 | — | COM | 90187b101 |
| IHI | ISHARES TR | 1,742 | $213 | 0.1% | $84.61 | — | U.S. MED DVC ETF | 464288810 |
| — | FLAMEL TECHNOLOGIES SA | 16,804 | $205 | 0.1% | $10.50 | — | SPONSORED ADR | 338488109 |
| — | EMCORE CORP | 29,121 | $179 | 0.0% | $4.25 | — | COM NEW | 290846203 |
| — | HEADWATERS INC | 10,565 | $178 | 0.0% | $10.11 | — | COM | 42210P102 |
| — | ARROWHEAD RESH CORP | 22,959 | $141 | 0.0% | $6.75 | — | COM NEW | 042797209 |
| — | INVESCO MORTGAGE CAPITAL INC | 10,579 | $131 | 0.0% | $16.55 | — | COM | 46131b100 |
| — | CREDIT SUISSE NASSAU BRH | 25,265 | $100 | 0.0% | $10.61 | — | NT LKD 32 | 22542d399 |
| — | BIODELIVERY SCIENCES INTL IN | 15,635 | $75 | 0.0% | $4.89 | — | COM | 09060j106 |
| — | SPHERE 3D CORP NEW | 23,595 | $36 | 0.0% | $4.03 | — | COM | 84841l100 |
| — | SKYPEOPLE FRUIT JUICE INC | 12,000 | $8 | 0.0% | $1.09 | — | COM NEW | 83086t208 |
| — | CYCLACEL PHARMACEUTICALS INC | 10,000 | $5 | 0.0% | $0.50 | — | COM NEW | 23254l306 |