Location: Pasadena, CA
CIK: 0001668188 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 3, 2017
Total Value: $168M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | Apple Inc | 48,044 | $7.404M | 4.4% | $25.78 | +40.2% | COM | 037833100 |
| GOOGL | Alphabet Inc A | 6,847 | $6.667M | 4.0% | $40.45 | +16.4% | CAP STK CL A | 02079K305 |
| UNH | UnitedHealth Group Inc | 32,153 | $6.297M | 3.7% | $100.76 | +67.7% | COM | 91324P102 |
| MSFT | Microsoft Corp | 75,955 | $5.657M | 3.4% | $46.03 | +44.9% | COM | 594918104 |
| DIS | Walt Disney Co | 53,940 | $5.316M | 3.2% | $101.33 | -4.3% | COM DISNEY | 254687106 |
| WM | Waste Management Inc | 66,485 | $5.203M | 3.1% | $44.10 | +48.8% | COM | 94106L109 |
| UPS | United Parcel Service B | 42,680 | $5.125M | 3.1% | $77.32 | +7.2% | CL B | 911312106 |
| CMCSA | Comcast Corp A | 133,076 | $5.12M | 3.0% | $26.98 | +18.7% | CL A | 20030N101 |
| HON | Honeywell Inc | 36,065 | $5.111M | 3.0% | $74.45 | +40.2% | COM | 438516106 |
| — | Lam Research Corp | 27,605 | $5.108M | 3.0% | $185.04 | — | COM | 512807108 |
| INTC | Intel Corp | 133,845 | $5.096M | 3.0% | $27.87 | +6.2% | COM | 458140100 |
| — | PowerShares S&P 500A High Div Low VolETF | 122,344 | $5.017M | 3.0% | $37186.18 | — | PWRSHS SP500 LOW | 73937B654 |
| CVS | CVS/Caremark Corp | 60,981 | $4.959M | 3.0% | $71.70 | -15.2% | COM | 126650100 |
| — | Hanesbrands Inc | 194,330 | $4.788M | 2.8% | $21171.92 | — | COM | 410345102 |
| JPM | JPMorgan Chase & Co | 50,139 | $4.788M | 2.8% | $51.44 | +43.2% | COM | 46625H100 |
| XLE | Energy Slct Sector SPDR | 69,780 | $4.778M | 2.8% | $68261.93 | — | ENERGY | 81369Y506 |
| NWL | Newell Brands Inc | 104,459 | $4.457M | 2.7% | $29.45 | +13.6% | COM | 651229106 |
| JNJ | Johnson & Johnson | 33,768 | $4.39M | 2.6% | $80.31 | +30.7% | COM | 478160104 |
| CM | Canadian Imperial Bank of Commerce | 48,480 | $4.242M | 2.5% | $25.50 | +12.6% | COM | 136069101 |
| VFC | VF Corp | 66,525 | $4.228M | 2.5% | $49.34 | +17.0% | COM | 918204108 |
| HD | Home Depot Inc | 25,402 | $4.154M | 2.5% | $101.21 | +23.7% | COM | 437076102 |
| PPG | PPG Industries Inc | 36,525 | $3.968M | 2.4% | $91.06 | 0.0% | COM | 693506107 |
| AMGN | Amgen Inc | 20,958 | $3.907M | 2.3% | $116.45 | +18.1% | COM | 031162100 |
| T | AT&T Inc | 96,850 | $3.793M | 2.3% | $12.80 | +21.9% | COM | 00206R102 |
| DOX | Amdocs Ltd | 57,968 | $3.728M | 2.2% | $47.79 | +14.4% | SHS | G02602103 |
| MDU | MDU Resources Group Inc | 136,775 | $3.549M | 2.1% | $8.03 | -3.2% | COM | 552690109 |
| CSCO | Cisco Systems Inc | 85,705 | $2.882M | 1.7% | $20.38 | +21.3% | COM | 17275R102 |
| META | Facebook Inc | 12,051 | $2.059M | 1.2% | $111.30 | +48.9% | CL A | 30303M102 |
| KR | Kroger Co | 83,346 | $1.671M | 1.0% | $31.24 | -39.6% | COM | 501044101 |
| NVDA | NVIDIA Corp | 8,345 | $1.491M | 0.9% | $0.92 | +348.0% | COM | 67066G104 |
| AMZN | Amazon.com Inc | 1,169 | $1.123M | 0.7% | $40.63 | +20.9% | COM | 023135106 |
| ISRG | Intuitive Surgical Inc | 1,052 | $1.1M | 0.7% | $70.06 | +55.5% | COM NEW | 46120E602 |
| ABBV | AbbVie Inc | 11,700 | $1.039M | 0.6% | $41.47 | +29.4% | COM | 00287Y109 |
| V | Visa Inc | 9,246 | $973K | 0.6% | $72.22 | +32.5% | COM CL A | 92826C839 |
| COST | Costco Wholesale Corp | 5,070 | $832K | 0.5% | $135.90 | +3.1% | COM | 22160K105 |
| — | Activision Blizzard Inc | 12,825 | $827K | 0.5% | $38.67 | — | COM | 00507V109 |
| FDX | Fedex Corp | 3,260 | $735K | 0.4% | $184.90 | 0.0% | COM | 31428X106 |
| PII | Polaris Industries Inc | 6,625 | $693K | 0.4% | $85.76 | +10.5% | COM | 731068102 |
| SWKS | Skyworks Solutions Inc | 6,675 | $680K | 0.4% | $69.36 | +24.4% | COM | 83088M102 |
| LMT | Lockheed Martin Corp | 2,120 | $657K | 0.4% | $167.84 | +42.1% | COM | 539830109 |
| SBUX | Starbuck's Corp | 12,125 | $651K | 0.4% | $49.33 | -6.3% | COM | 855244109 |
| FDN | First Trust DJ Internet Idx | 6,325 | $647K | 0.4% | $27885.90 | — | DJ INTERNT IDX | 33733E302 |
| KALU | Kaiser Aluminum Corp | 6,215 | $641K | 0.4% | $59.96 | +21.5% | COM PAR $0.01 | 483007704 |
| NDAQ | NASDAQ OMX Group Inc | 8,175 | $634K | 0.4% | $16.16 | +34.8% | COM | 631103108 |
| APH | Amphenol Corp | 7,475 | $632K | 0.4% | $12.51 | +45.0% | CL A | 032095101 |
| — | Aetna Inc | 3,850 | $612K | 0.4% | $30469.72 | — | COM | 00817Y108 |
| DVN | Devon Energy Corp | 16,350 | $600K | 0.4% | $24.69 | -7.0% | COM | 25179M103 |
| — | Guggenheim S&P 500 Eql Weight | 6,071 | $580K | 0.3% | $79933.84 | — | GUG S&P500 EQ WT | 78355W106 |
| ITA | iShares DJ US Aerospace & Defense | 3,120 | $555K | 0.3% | $5534.69 | — | US AER DEF ETF | 464288760 |
| — | KMG Chemicals Inc | 10,100 | $554K | 0.3% | $54.85 | — | COM | 482564101 |
| IYC | iShares DJ US Consumer Services | 3,350 | $549K | 0.3% | $1623.61 | — | U.S. CNSM SV ETF | 464287580 |
| HSIC | Schein Henry Inc | 6,630 | $543K | 0.3% | $64.63 | +5.6% | COM | 806407102 |
| — | Interpublic Group of Companies | 25,675 | $533K | 0.3% | $16.25 | -4.0% | COM | 460690100 |
| — | Kansas City Southern | 4,875 | $529K | 0.3% | $74069.55 | — | COM NEW | 485170302 |
| TTC | Toro Co | 8,425 | $522K | 0.3% | $41.81 | +60.3% | COM | 891092108 |
| CHD | Church & Dwight Co Inc | 10,750 | $520K | 0.3% | $41.79 | +9.3% | COM | 171340102 |
| — | Allergan Plc | 2,470 | $506K | 0.3% | $229269.83 | — | SHS | G0177J108 |
| IGE | iShares S&P N America Nat'l Resources | 13,025 | $438K | 0.3% | $33219.98 | — | NORTH AMERN NAT | 464287374 |
| XLK | Technology Slct Sector SPDR | 7,300 | $431K | 0.3% | $43066.75 | — | TECHNOLOGY | 81369Y803 |
| XLV | Health Care Slct Sector SPDR | 5,190 | $424K | 0.3% | $35262.41 | — | SBI HEALTHCARE | 81369Y209 |
| BABA | Alibaba Group Holding Ltd ADR | 2,379 | $410K | 0.2% | $52106.24 | — | SPONSORED ADS | 01609W102 |
| CRI | Carter's Inc | 4,050 | $399K | 0.2% | $68.23 | +2.7% | COM | 146229109 |
| WFC | Wells Fargo & Co | 6,095 | $336K | 0.2% | $40.84 | +3.2% | COM | 949746101 |
| — | iShares Gold Trust | 26,775 | $329K | 0.2% | $12106.55 | — | ISHARES | 464285105 |
| DHR | Danaher Corp | 3,710 | $318K | 0.2% | $39.96 | +77.8% | COM | 235851102 |
| PANW | Palo Alto Networks Inc | 2,075 | $299K | 0.2% | $26.59 | -14.3% | COM | 697435105 |
| VNQ | Vanguard REIT Idx | 3,595 | $298K | 0.2% | $79.60 | — | REIT ETF | 922908553 |
| SAP | S A P Aktiengesell Adr | 2,725 | $298K | 0.2% | $80530.12 | — | SPON ADR | 803054204 |
| SCHW | Charles Schwab Corp | 6,705 | $293K | 0.2% | $27.89 | +33.2% | COM | 808513105 |
| BUD | Anheuser-Busch Inbev SA ADR | 2,450 | $292K | 0.2% | $2912.99 | — | SPONSORED ADR | 03524A108 |
| BAC | Bank of America Corp | 11,040 | $279K | 0.2% | $13.96 | +43.0% | COM | 060505104 |
| TSM | Taiwan Semiconductor Adr | 7,350 | $275K | 0.2% | $1709.26 | — | SPONSORED ADR | 874039100 |
| EWW | iShares MSCI Mexico Capped Invstbl Mkt | 5,045 | $275K | 0.2% | $46261.46 | — | MSCI MEX CAP ETF | 464286822 |
| — | Guggenheim S&P 500A Eq Wt Utilities ETF | 2,980 | $256K | 0.2% | $83239.96 | — | GUG S&P500EQWTUT | 78355W791 |
| NFLX | Netflix Inc | 1,400 | $253K | 0.2% | $11.43 | +52.6% | COM | 64110L106 |
| — | Total SA ADR | 4,675 | $250K | 0.1% | $47959.93 | — | SPONSORED ADR | 89151E109 |
| ICF | iShares Cohen & Steers Realty Majors | 2,365 | $238K | 0.1% | $49277.82 | — | COHEN STEER REIT | 464287564 |
| IHI | iShares US Medical Devices | 1,350 | $225K | 0.1% | $122480.00 | — | U.S. MED DVC ETF | 464288810 |
| CL | Colgate-Palmolive | 3,075 | $224K | 0.1% | $52.79 | +12.2% | COM | 194162103 |
| FXG | First Trust Consumer Staples AlphaDEX | 4,915 | $224K | 0.1% | $1650.43 | — | CONSUMR STAPLE | 33734X119 |
| FTS | Fortis Inc | 6,266 | $224K | 0.1% | $22.16 | +18.4% | COM | 349553107 |
| — | CGI Group Inc A | 4,300 | $223K | 0.1% | $40.00 | — | CL A SUB VTG | 39945C109 |
| — | Foot Locker Inc | 6,125 | $215K | 0.1% | $2338.69 | — | COM | 344849104 |
| GD | General Dynamics | 1,000 | $205K | 0.1% | $114.64 | +45.2% | COM | 369550108 |
| EW | Edwards Lifesciences Corp | 1,875 | $204K | 0.1% | $32.43 | +17.6% | COM | 28176E108 |
| LYB | LyondellBasell Industries NV | 2,050 | $203K | 0.1% | $50.67 | +7.6% | SHS - A - | N53745100 |
| — | Canadian Pacific Railway Ltd | 1,175 | $197K | 0.1% | $142770.17 | — | COM | 13645T100 |
| XOM | Exxon Mobil Corp | 2,328 | $190K | 0.1% | $54.39 | -0.1% | COM | 30231G102 |
| BP | BP Plc Adr | 4,796 | $184K | 0.1% | $31.16 | — | SPONSORED ADR | 055622104 |
| WHR | Whirlpool Corp | 1,000 | $184K | 0.1% | $182.93 | -2.3% | COM | 963320106 |
| — | PowerShares QQQ Trust | 1,175 | $170K | 0.1% | $9877.99 | — | UNIT SER 1 | 73935A104 |
| NGG | Nat'l Grid Transco Adr | 2,722 | $170K | 0.1% | $62.45 | — | SPONSORED ADR NE | 636274409 |
| — | Ntt Docomo Inc Spon Adrf | 7,375 | $168K | 0.1% | $23349.97 | — | SPONS ADR | 62942M201 |
| NVS | Novartis AG Adr | 1,825 | $156K | 0.1% | $14863.18 | — | SPONSORED ADR | 66987V109 |
| INFY | Infosys Tech Spon Adr | 10,575 | $154K | 0.1% | $1463.11 | — | SPONSORED ADR | 456788108 |
| SRE | Sempra Energy | 1,296 | $147K | 0.1% | $35.84 | +23.2% | COM | 816851109 |
| FTV | Fortive Corp | 2,063 | $146K | 0.1% | $30.87 | +30.3% | COM | 34959J108 |
| — | General Electric Co | 5,858 | $141K | 0.1% | $1642.73 | — | COM | 369604103 |
| SPY | SPDR S&P 500 | 550 | $138K | 0.1% | $218.22 | — | TR UNIT | 78462F103 |
| WPP | WPP PLC ADR | 1,450 | $134K | 0.1% | $101039.51 | — | ADR | 92937A102 |
| PFF | iShares S&P US Pfd Stk Idx | 2,985 | $115K | 0.1% | $23088.89 | — | S&P US PFD STK | 464288687 |
| NOC | Northrop Grumman Corp | 400 | $115K | 0.1% | $155.62 | +51.0% | COM | 666807102 |
| PM | Philip Morris Int'l Inc | 1,000 | $111K | 0.1% | $52.28 | +43.9% | COM | 718172109 |
| DIA | SPDR DJ Industrial Avg | 500 | $111K | 0.1% | $172.00 | — | UT SER 1 | 78467X109 |
| ORCL | Oracle Corp | 2,100 | $101K | 0.1% | $33.12 | +32.7% | COM | 68389X105 |
| IBM | Int'l Business Machines | 648 | $94,000 | 0.1% | $99.98 | -3.1% | COM | 459200101 |
| — | Raytheon Co | 500 | $93,000 | 0.1% | $124.00 | — | COM NEW | 755111507 |
| VTI | Vanguard Total Stock Mkt | 655 | $84,000 | 0.0% | $123.66 | — | TOTAL STK MKT | 922908769 |
| XLF | Financial Slct Sector SPDR | 3,178 | $82,000 | 0.0% | $14732.57 | — | SBI INT-FINL | 81369Y605 |
| WKC | World Fuel Services Corp | 2,400 | $81,000 | 0.0% | $36.56 | -2.5% | COM | 981475106 |
| NTES | NetEase Inc | 300 | $79,000 | 0.0% | $263.33 | — | SPONSORED ADR | 64110W102 |
| AGG | iShares Core Total US Bd Mkt | 725 | $79,000 | 0.0% | $110824.91 | — | CORE US AGGBD ET | 464287226 |
| EOG | EOG Resources Inc | 800 | $77,000 | 0.0% | $59.80 | +12.8% | COM | 26875P101 |
| CAH | Cardinal Health Inc | 1,112 | $74,000 | 0.0% | $63.42 | -13.2% | COM | 14149Y108 |
| BMY | Bristol-Myers Squibb Co | 1,163 | $74,000 | 0.0% | $45.08 | -4.4% | COM | 110122108 |
| F | Ford Motor Co | 6,000 | $71,000 | 0.0% | $8.34 | -13.0% | COM PAR $0.01 | 345370860 |
| ALL | Allstate Corp | 782 | $71,000 | 0.0% | $51.00 | +47.4% | COM | 020002101 |
| — | bluebird bio Inc | 500 | $68,000 | 0.0% | $136.00 | — | COM | 09609G100 |
| EXPE | Expedia Inc | 450 | $64,000 | 0.0% | $120.15 | +18.8% | COM NEW | 30212P303 |
| MO | Altria Group Inc | 1,000 | $63,000 | 0.0% | $29.47 | +22.5% | COM | 02209S103 |
| IMO | Imperial Oil Ltd | 1,800 | $57,000 | 0.0% | $26.88 | -10.7% | COM NEW | 453038408 |
| GLD | SPDR Gold Shs | 475 | $57,000 | 0.0% | $7500.88 | — | GOLD SHS | 78463V107 |
| EIDO | iShares MSCI Indonesia Invstble Mkt Idx | 2,120 | $56,000 | 0.0% | $25789.62 | — | MSCI INDONIA ETF | 46429B309 |
| PG | Procter & Gamble Co | 597 | $54,000 | 0.0% | $58.96 | +23.8% | COM | 742718109 |
| — | EV Tax-Managed Buy-Write Oppty | 3,253 | $49,000 | 0.0% | $15212.11 | — | COM | 27828Y108 |
| MRK | Merck & Co Inc | 768 | $49,000 | 0.0% | $41.69 | +12.0% | COM | 58933Y105 |
| BRK/B | Berkshire Hathaway B | 270 | $49,000 | 0.0% | $134.20 | +31.7% | CL B NEW | 084670702 |
| — | America Movil SAB de CV | 2,600 | $46,000 | 0.0% | $13.85 | — | SPON ADR L SHS | 02364W105 |
| GOOG | Alphabet Inc C | 47 | $45,000 | 0.0% | $35.64 | +29.7% | CAP STK CL C | 02079K107 |
| ACAD | ACADIA Pharmaceuticles Inc | 1,200 | $45,000 | 0.0% | $35.30 | -7.8% | COM | 004225108 |
| JBLU | JetBlue Airways Corp | 2,325 | $43,000 | 0.0% | $18.58 | +12.8% | COM | 477143101 |
| SSO | ProShares Ultra S&P500 | 425 | $41,000 | 0.0% | $33721.86 | — | PSHS ULT S&P 500 | 74347R107 |
| VZ | Verizon Communications | 797 | $39,000 | 0.0% | $27.69 | +9.1% | COM | 92343V104 |
| VPU | Vanguard Utilities | 320 | $37,000 | 0.0% | $115.63 | — | UTILITIES ETF | 92204A876 |
| XLP | Consumer Staples Slct Sector SPDR | 700 | $37,000 | 0.0% | $52.86 | — | SBI CONS STPLS | 81369Y308 |
| CVX | Chevron Corp | 293 | $34,000 | 0.0% | $63.31 | +20.4% | COM | 166764100 |
| CLX | Clorox Co | 256 | $33,000 | 0.0% | $94.79 | +11.4% | COM | 189054109 |
| PSA | Public Storage | 150 | $32,000 | 0.0% | $151.11 | -2.9% | COM | 74460D109 |
| XPZCX | PIMCO CA Municipal Income II | 2,795 | $30,000 | 0.0% | $11749.91 | — | COM | 72201C109 |
| TR | Tootsie Roll Industries Inc | 815 | $30,000 | 0.0% | $30.45 | +1.3% | COM | 890516107 |
| — | Trinity Biotech Plc Adr | 5,200 | $29,000 | 0.0% | $11.73 | — | SPON ADR NEW | 896438306 |
| CMI | Cummins Inc | 170 | $28,000 | 0.0% | $75.80 | +71.4% | COM | 231021106 |
| SYK | Stryker Corp | 200 | $28,000 | 0.0% | $100.33 | +30.3% | COM | 863667101 |
| MDLZ | Mondelez Int'l Inc | 692 | $28,000 | 0.0% | $35.47 | -2.2% | CL A | 609207105 |
| PSX | Phillips 66 | 300 | $27,000 | 0.0% | $56.03 | +9.3% | COM | 718546104 |
| QCOM | Qualcomm Inc | 525 | $27,000 | 0.0% | $40.01 | +5.7% | COM | 747525103 |
| — | Red Hat Inc | 250 | $27,000 | 0.0% | $80.00 | — | COM | 756577102 |
| HAL | Halliburton Co | 600 | $27,000 | 0.0% | $30.98 | +14.4% | COM | 406216101 |
| SCHG | Schwab US Large-Cap Growth | 403 | $26,000 | 0.0% | $64.52 | — | US LCAP GR ETF | 808524300 |
| SCHF | Schwab Int'l Equity | 805 | $26,000 | 0.0% | $32.30 | — | INTL EQTY ETF | 808524805 |
| D | Dominion Resources Inc Va | 350 | $26,000 | 0.0% | $53.74 | -0.1% | COM | 25746U109 |
| VUG | Vanguard Growth | 200 | $26,000 | 0.0% | $106450.00 | — | GROWTH ETF | 922908736 |
| IYE | iShares DJ US Energy | 700 | $26,000 | 0.0% | $32.86 | — | U.S. ENERGY ETF | 464287796 |
| VTV | Vanguard Value | 250 | $24,000 | 0.0% | $82389.63 | — | VALUE ETF | 922908744 |
| — | Dell Technologies Inc V | 307 | $23,000 | 0.0% | $47799.39 | — | COM CL V | 24703L103 |
| GS | Goldman Sachs Group | 100 | $23,000 | 0.0% | $151.14 | +24.4% | COM | 38141G104 |
| NVO | Novo Nordisk A S ADR | 480 | $23,000 | 0.0% | $5773.75 | — | ADR | 670100205 |
| MPC | Marathon Petroleum Corp | 400 | $22,000 | 0.0% | $39.52 | +4.6% | COM | 56585A102 |
| EEM | iShares MSCI Emerg Mkts Idx | 500 | $22,000 | 0.0% | $17440.69 | — | MSCI EMG MKT ETF | 464287234 |
| NXPI | NXP Semiconductors NV | 200 | $22,000 | 0.0% | $80.73 | +22.8% | COM | N6596X109 |
| CHTR | Charter Communications Inc A | 60 | $21,000 | 0.0% | $251.15 | +48.2% | CL A | 16119P108 |
| PRU | Prudential Fin'l Inc | 200 | $21,000 | 0.0% | $52.61 | +37.0% | COM | 744320102 |
| — | Fitbit Inc A | 3,000 | $20,000 | 0.0% | $7320.00 | — | CL A | 33812L102 |
| — | NxStage Medical Inc | 750 | $20,000 | 0.0% | $21680.00 | — | COM | 67072V103 |
| PNC | PNC Financial Services Group | 150 | $20,000 | 0.0% | $62.96 | +53.5% | COM | 693475105 |
| PBR | Petroleo Brasileiro Adr | 2,000 | $20,000 | 0.0% | $4668.75 | — | SPONSORED ADR | 71654V408 |
| MS | Morgan Stanley | 420 | $20,000 | 0.0% | $25.00 | +45.1% | COM NEW | 617446448 |
| BLDP | Ballard Power Systems Inc | 4,400 | $20,000 | 0.0% | $1.42 | +133.0% | COM | 058586108 |
| WPM | Wheaton Precious Metals Corp | 1,000 | $19,000 | 0.0% | $18.25 | -3.3% | COM | 962879102 |
| GT | Goodyear Tire & Rubber Co | 600 | $19,000 | 0.0% | $33.96 | -4.3% | COM | 382550101 |
| PPL | PPL Corp | 500 | $18,000 | 0.0% | $21.46 | +23.5% | COM | 69351T106 |
| IPGP | IPG Photonics Corp | 100 | $18,000 | 0.0% | $87.94 | +88.9% | COM | 44980X109 |
| ELV | Anthem Inc | 100 | $18,000 | 0.0% | $119.60 | +42.5% | COM | 036752103 |
| KHC | Kraft Heinz Co | 230 | $17,000 | 0.0% | $47.05 | +19.9% | COM | 500754106 |
| — | Time Warner Inc | 166 | $17,000 | 0.0% | $60.24 | — | COM NEW | 887317303 |
| — | Templeton Emerg Mkts Incm | 1,500 | $17,000 | 0.0% | $9.33 | — | COM | 880192109 |
| WIX | Wix.com Ltd | 250 | $17,000 | 0.0% | $25.53 | +160.5% | SHS | M98068105 |
| SSYS | Stratasys Ltd | 742 | $17,000 | 0.0% | $23.12 | 0.0% | SHS | M85548101 |
| ED | Consol Edison Co of NY | 200 | $16,000 | 0.0% | $44.60 | +37.4% | COM | 209115104 |
| NKE | Nike Inc B | 300 | $15,000 | 0.0% | $56.67 | -11.1% | CL B | 654106103 |
| — | ETFS Physical Silver | 957 | $15,000 | 0.0% | $15.67 | — | SILVER SHS | 26922X107 |
| SCHE | Schwab Emerg Mkts Equity | 578 | $15,000 | 0.0% | $25.95 | — | EMRG MKTEQ ETF | 808524706 |
| ERII | Energy Recovery Inc | 2,000 | $15,000 | 0.0% | $10.67 | -33.0% | COM | 29270J100 |
| ETR | Entergy Corp | 200 | $15,000 | 0.0% | $22.59 | +25.0% | COM | 29364G103 |
| DXCM | Dexcom Inc | 300 | $14,000 | 0.0% | $20.81 | -15.0% | COM | 252131107 |
| — | Discover Fin'l Services | 210 | $13,000 | 0.0% | $52.38 | — | COM | 254709108 |
| DDD | 3D Systems Corp | 1,015 | $13,000 | 0.0% | $14.64 | 0.0% | COM NEW | 88554D205 |
| SLB | Schlumberger Ltd | 200 | $13,000 | 0.0% | $55.97 | -7.3% | COM | 806857108 |
| — | First of Long Island | 450 | $13,000 | 0.0% | $9537.04 | — | COM | 320734106 |
| PCG | Pacific Gas & Elec Co | 200 | $13,000 | 0.0% | $60.39 | +11.3% | COM | 69331C108 |
| NOK | Nokia Corp SpAdr | 2,211 | $13,000 | 0.0% | $5.88 | — | SPONSORED ADR | 654902204 |
| IYJ | iShares DJ US Industrial | 100 | $13,000 | 0.0% | $100.00 | — | US INDUSTRIALS | 464287754 |
| ANF | Abercrombie & Fitch Co | 896 | $12,000 | 0.0% | $18.99 | -46.4% | CL A | 002896207 |
| AWK | American Water Works Co Inc | 150 | $12,000 | 0.0% | $47.42 | +45.6% | COM | 030420103 |
| — | Five Prime Therapeutics Inc | 300 | $12,000 | 0.0% | $41350.00 | — | COM | 33830X104 |
| — | Royal Dutch Shell Plc ADR B | 200 | $12,000 | 0.0% | $56000.00 | — | SPON ADR B | 780259107 |
| HIG | Hartford Fin'l Services Group | 200 | $11,000 | 0.0% | $36.88 | +22.6% | COM | 416515104 |
| GDX | VanEck Vectors Gold Miners | 500 | $11,000 | 0.0% | $26430.00 | — | GOLD MINERS ETF | 92189F106 |
| C | Citigroup Inc | 150 | $10,000 | 0.0% | $39.62 | +31.0% | COM NEW | 172967424 |
| — | TE Connectivity Ltd | 129 | $10,000 | 0.0% | $77.52 | — | REG SHS | H84989104 |
| XAR | SPDR S&P Aerospace & Defense | 134 | $10,000 | 0.0% | $74.63 | — | AEROSPACE DEF | 78464A631 |
| PBT | Permian Basin Royalty Tst | 1,200 | $10,000 | 0.0% | $7330.00 | — | UNIT BEN INT | 714236106 |
| — | Nuveen CA Muni Value | 990 | $10,000 | 0.0% | $10.10 | — | COM | 67062C107 |
| — | Enerplus Corp | 1,000 | $9,000 | 0.0% | $3930.00 | — | COM | 292766102 |
| — | Guggenheim S&P Midcap 400 Pure Grwth | 65 | $9,000 | 0.0% | $124.57 | — | GUG S&P MC400 PG | 78355W601 |
| — | Viacom Inc Class B | 308 | $8,000 | 0.0% | $41401.00 | — | CL B | 92553P201 |
| JCI | Johnson Controls Inc | 200 | $8,000 | 0.0% | $33.40 | -0.0% | SHS | G51502105 |
| HPQ | HP Inc | 400 | $7,000 | 0.0% | $9.12 | +58.3% | COM | 40434L105 |
| INGN | Inogen Inc | 75 | $7,000 | 0.0% | $47.69 | +102.2% | COM | 45780L104 |
| SLV | iShares Silver Tst | 500 | $7,000 | 0.0% | $12.00 | — | ISHARES | 46428Q109 |
| THRM | Amerigon Inc | 200 | $7,000 | 0.0% | $33.06 | +3.5% | COM | 37253A103 |
| EXEL | Exelixis Inc | 300 | $7,000 | 0.0% | $14.43 | +84.5% | COM | 30161Q104 |
| — | Broadcom Ltd | 30 | $7,000 | 0.0% | $172522.73 | — | SHS | Y09827109 |
| — | CBS Corp A | 122 | $7,000 | 0.0% | $57.38 | — | CL A | 124857103 |
| — | CBS Corp B | 108 | $6,000 | 0.0% | $55083.33 | — | CL B | 124857202 |
| CCL | Carnival Corp | 100 | $6,000 | 0.0% | $60.92 | 0.0% | UNIT 99/99/9999 | 143658300 |
| — | BlackRock Inc | 15 | $6,000 | 0.0% | $342516.66 | — | COM | 09247X101 |
| SPGI | S&P Global Inc | 40 | $6,000 | 0.0% | $96.34 | +46.5% | COM | 78409V104 |
| EMR | Emerson Electric Co | 100 | $6,000 | 0.0% | $47.93 | +2.7% | COM | 291011104 |
| GLP | Global Partners LP | 400 | $6,000 | 0.0% | $17.50 | — | COM UNITS | 37946R109 |
| — | Sprott Gold Miners | 311 | $6,000 | 0.0% | $19.29 | — | SPROTT GL MINE | 00162Q643 |
| FRCB | First Republic Bank | 50 | $5,000 | 0.0% | $60.95 | +56.9% | COM | 33616C100 |
| OKE | Oneok Inc | 98 | $5,000 | 0.0% | $32.05 | 0.0% | COM | 682680103 |
| AXP | American Express Co | 62 | $5,000 | 0.0% | $76.64 | 0.0% | COM | 025816109 |
| HPE | Hewlett Packard Enterprise Co. | 400 | $5,000 | 0.0% | $6.50 | +62.4% | COM | 42824C109 |
| MCD | McDonalds Corp | 34 | $5,000 | 0.0% | $91.24 | +41.0% | COM | 580135101 |
| DXJ | WisdomTree Japan Hedged Equity | 108 | $5,000 | 0.0% | $46.30 | — | JAPN HEDGE EQT | 97717W851 |
| — | Cohen & Steers Ltd Dur Pfd & Incm | 200 | $5,000 | 0.0% | $25.00 | — | COM | 19248C105 |
| TDC | Teradata Corp | 156 | $5,000 | 0.0% | $31.06 | 0.0% | COM | 88076W103 |
| VECO | Veeco Instruments Inc | 250 | $5,000 | 0.0% | $27.87 | -14.1% | COM | 922417100 |
| YUM | Yum Brands Inc | 78 | $5,000 | 0.0% | $43.30 | +49.5% | COM | 988498101 |
| — | Cloudera Inc | 290 | $4,000 | 0.0% | $13.79 | — | COM | 18914U100 |
| — | BB&T Corp | 100 | $4,000 | 0.0% | $44700.00 | — | COM | 054937107 |
| — | Seagate Technology Plc | 125 | $4,000 | 0.0% | $35.19 | — | SHS | G7945M107 |
| — | Aqua America Inc | 125 | $4,000 | 0.0% | $29.80 | — | COM | 03836W103 |
| ACIW | ACI Worldwide Inc | 135 | $3,000 | 0.0% | $23.02 | -1.6% | COM | 004498101 |
| — | TD Ameritrade Holding Corp | 70 | $3,000 | 0.0% | $28.57 | — | COM | 87236Y108 |
| BDX | Becton Dickinson & Co | 16 | $3,000 | 0.0% | $134.72 | +27.0% | COM | 075887109 |
| YUMC | Yum China Holdings Inc | 78 | $3,000 | 0.0% | $26.68 | +39.7% | COM | 98850P109 |
| — | Sprint Corp | 510 | $3,000 | 0.0% | $1.96 | — | COM SER 1 | 85207U105 |
| DXC | DXC Technology Co | 34 | $2,000 | 0.0% | $62.87 | +7.2% | COM | 23355L106 |
| — | Guggenheim S&P 500 Eq Wt Technology | 20 | $2,000 | 0.0% | $33148.10 | — | GUG S&P500EQWTTE | 78355W817 |
| — | Stellar Biotechnologies Inc | 2,000 | $2,000 | 0.0% | $2030.00 | — | COM NEW | 85855A203 |
| SANM | Sanmina Corp | 66 | $2,000 | 0.0% | $22.25 | +67.8% | COM | 801056102 |
| — | New Home Company Inc (The) | 200 | $2,000 | 0.0% | $10.00 | — | COM | 645370107 |
| MSI | Motorola Solutions Inc | 28 | $2,000 | 0.0% | $59.39 | +30.7% | COM NEW | 620076307 |
| EFA | iShares MSCI EAFE Idx | 30 | $2,000 | 0.0% | $62266.67 | — | MSCI EAFE ETF | 464287465 |
| ACN | Accenture Ltd | 15 | $2,000 | 0.0% | $90.14 | +27.2% | SHS CLASS A | G1151C101 |
| WMT | Wal-Mart Stores Inc | 29 | $2,000 | 0.0% | $19.28 | +18.8% | COM | 931142103 |
| — | Brocade Communications Systems Inc | 110 | $1,000 | 0.0% | $9.09 | — | COM NEW | 111621306 |
| VIG | Vanguard Dvnd Appreciation | 20 | $1,000 | 0.0% | $73514.52 | — | DIV APP ETF | 921908844 |
| TLYS | Tilly's Inc A | 100 | $1,000 | 0.0% | $7.01 | 0.0% | CL A | 886885102 |
| SXC | SunCoke Energy Inc | 110 | $1,000 | 0.0% | $4.25 | +121.2% | COM | 86722A103 |
| XLRE | Real Estate Select Sector SPDR | 41 | $1,000 | 0.0% | $32780.49 | — | RL EST SEL SEC | 81369Y860 |
| — | PowerShares S&P 500 | 24 | $1,000 | 0.0% | $41.67 | — | S&P500 LOW VOL | 73937B779 |
| — | PowerShares Dynamic Pharmaceuticals | 20 | $1,000 | 0.0% | $57.14 | — | DYN PHRMA PORT | 73935X799 |
| FLEX | Flex Ltd | 100 | $1,000 | 0.0% | $12.32 | 0.0% | ORD | Y2573F102 |
| RWO | SPDR Dow Jones Glbl Real Estate | 28 | $1,000 | 0.0% | $35.71 | — | DJ GLB RL ES ETF | 78463X749 |
| STLD | Steel Dynamics | 50 | $1,000 | 0.0% | $14.45 | +104.0% | COM | 858119100 |
| — | Dreyfus High Yield Strategies | 450 | $1,000 | 0.0% | $2.22 | — | SH BEN INT | 26200S101 |
| MNKD | Mannkind Corp | 640 | $1,000 | 0.0% | $2.62 | -40.2% | COM NEW | 56400P706 |
| — | Neothetics Inc | 3,000 | $1,000 | 0.0% | $1.33 | — | COM | 64066G101 |
| — | Micro Focus Int'l Plc ADR | 54 | $1,000 | 0.0% | $18.52 | — | SPON ADR NEW | 594837304 |
| ADNT | Adient PLC | 16 | $1,000 | 0.0% | $50.50 | +38.0% | ORD SHS | G0084W101 |
| — | Agenus Inc | 8 | $0 | 0.0% | — | — | COM NEW | 00847G705 |
| — | OncoSec Medical Inc | 200 | $0 | 0.0% | — | — | COM NEW | 68234L207 |
| — | Microsemi Corp | 11 | $0 | 0.0% | $6.67 | — | COM | 595137100 |
| LITE | Lumentum Holdings Inc | 12 | $0 | 0.0% | $17.80 | +226.5% | COM | 55024U109 |
| VYX | NCR Corp | 24 | $0 | 0.0% | $14.76 | +55.7% | COM | 62886E108 |
| SJM | JM Smucker Co | 3 | $0 | 0.0% | $88.26 | -0.8% | COM NEW | 832696405 |
| — | Frontier Communication Corp | 6 | $0 | 0.0% | — | — | COM NEW | 35906A306 |
| — | Rite Aid Corp | 200 | $0 | 0.0% | — | — | COM | 767754104 |
| — | Sphere 3D Corp | 10 | $0 | 0.0% | — | — | COM NEW | 84841L209 |
| — | ProShares Ultra VIX S/T Futures | 4 | $0 | 0.0% | — | — | ULTRA VIX SHORT | 74347W163 |
| VGT | Vanguard Information Technology | 5 | $0 | 0.0% | — | — | INF TECH ETF | 92204A702 |
| — | Twenty-First Century Fox Inc A | 4 | $0 | 0.0% | — | — | CL A | 90130A101 |
| CX | Cemex SAB de CV ADR | 83 | $0 | 0.0% | $6169.71 | — | SPON ADR NEW | 151290889 |
| — | Centurytlink Inc | 34 | $0 | 0.0% | — | — | COM | 156700106 |