CIK: 0001082491 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 10, 2016
Total Value ($000): $413,160 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 130,554 | $26,831 | 6.5% | $178.18 | — | TR UNIT | 78462f103 |
| VOE | VANGUARD INDEX FDS | 243,785 | $21,239 | 5.1% | $75.33 | — | MCAP VL IDXVIP | 922908512 |
| — | RYDEX ETF TRUST | 412,509 | $20,848 | 5.0% | $45.29 | — | GUG S&P500 PU VA | 78355w304 |
| — | VANGUARD SCOTTSDALE FDS | 208,999 | $18,093 | 4.4% | $82.18 | — | VNG RUS1000VAL | 92206c714 |
| JNJ | JOHNSON & JOHNSON | 122,163 | $13,218 | 3.2% | $68.63 | +14.8% | COM | 478160104 |
| VUG | VANGUARD INDEX FDS | 123,831 | $13,182 | 3.2% | $86.38 | — | GROWTH ETF | 922908736 |
| VTV | VANGUARD INDEX FDS | 154,785 | $12,753 | 3.1% | $75.98 | — | VALUE ETF | 922908744 |
| — | POWERSHARES ETF TRUST | 381,066 | $11,455 | 2.8% | $27.50 | — | DYNM LRG CP VL | 73935x708 |
| — | WISDOMTREE TR | 171,066 | $8,882 | 2.1% | $59.90 | — | EUROPE HEDGED EQ | 97717x701 |
| VB | VANGUARD INDEX FDS | 71,645 | $7,988 | 1.9% | $97.17 | — | SMALL CP ETF | 922908751 |
| PG | PROCTER & GAMBLE CO | 96,230 | $7,921 | 1.9% | $63.59 | -3.1% | COM | 742718109 |
| — | WALGREENS BOOTS ALLIANCE INC | 91,510 | $7,709 | 1.9% | $84.68 | — | COM | 931427108 |
| — | RYDEX ETF TRUST | 94,819 | $7,529 | 1.8% | $64.44 | — | GUG S&P500 PU GR | 78355w403 |
| AAPL | APPLE INC | 58,656 | $6,393 | 1.5% | $18.04 | +25.0% | COM | 037833100 |
| VOT | VANGUARD INDEX FDS | 63,323 | $6,349 | 1.5% | $80.06 | — | MCAP GR IDXVIP | 922908538 |
| IJR | ISHARES TR | 55,071 | $6,199 | 1.5% | $93.88 | — | CORE S&P SCP ETF | 464287804 |
| MMM | 3M CO | 34,055 | $5,675 | 1.4% | $96.87 | -4.2% | COM | 88579Y101 |
| — | FIRST TR MID CAP CORE ALPHAD | 110,620 | $5,490 | 1.3% | $43.69 | — | COM SHS | 33735b108 |
| — | WISDOMTREE TR | 105,308 | $4,603 | 1.1% | $52.19 | — | JAPN HEDGE EQT | 97717w851 |
| — | ABBVIE INC | 74,560 | $4,259 | 1.0% | $58.54 | — | COM | 00287y109 |
| SLB | SCHLUMBERGER LTD | 53,664 | $3,958 | 1.0% | $62.33 | -14.8% | COM | 806857108 |
| — | SPDR INDEX SHS FDS | 132,469 | $3,860 | 0.9% | $30.30 | — | S&PINTL MC ETF | 78463x764 |
| KO | COCA COLA CO | 81,395 | $3,776 | 0.9% | $29.41 | +8.3% | COM | 191216100 |
| SCHF | SCHWAB STRATEGIC TR | 131,812 | $3,573 | 0.9% | $28.27 | — | INTL EQTY ETF | 808524805 |
| — | ALPHABET INC | 4,537 | $3,461 | 0.8% | $777.19 | — | CAP STK CL A | 02079k305 |
| IVV | ISHARES TR | 16,729 | $3,457 | 0.8% | $179.44 | — | CORE S&P500 ETF | 464287200 |
| — | EXXON MOBIL CORP | 39,341 | $3,289 | 0.8% | $90.48 | — | COM | 30231g102 |
| MSFT | MICROSOFT CORP | 57,929 | $3,199 | 0.8% | $45.40 | +1.5% | COM | 594918104 |
| EMR | EMERSON ELEC CO | 55,039 | $2,993 | 0.7% | $43.40 | -13.9% | COM | 291011104 |
| — | RYDEX ETF TRUST | 58,366 | $2,973 | 0.7% | $47.05 | — | GUG S&P MC400 PV | 78355w502 |
| HD | HOME DEPOT INC | 21,991 | $2,934 | 0.7% | $58.22 | +69.0% | COM | 437076102 |
| — | FACEBOOK INC | 25,339 | $2,891 | 0.7% | $92.93 | — | CL A | 30303m102 |
| — | SPDR INDEX SHS FDS | 57,731 | $2,827 | 0.7% | $42.90 | — | DJ GLB RL ES ETF | 78463x749 |
| PFE | PFIZER INC | 95,160 | $2,821 | 0.7% | $20.10 | -7.1% | COM | 717081103 |
| LOW | LOWES COS INC | 35,712 | $2,705 | 0.7% | $32.23 | +82.7% | COM | 548661107 |
| ABT | ABBOTT LABS | 62,864 | $2,630 | 0.6% | $35.15 | -6.1% | COM | 002824100 |
| SCHX | SCHWAB STRATEGIC TR | 51,939 | $2,537 | 0.6% | $42.99 | — | US LRG CAP ETF | 808524201 |
| PM | PHILIP MORRIS INTL INC | 25,818 | $2,533 | 0.6% | $47.07 | +18.7% | COM | 718172109 |
| — | VISA INC | 32,347 | $2,474 | 0.6% | $95.48 | — | COM CL A | 92826c839 |
| — | SPDR SERIES TRUST | 47,759 | $2,467 | 0.6% | $75.64 | — | S&P BIOTECH | 78464a870 |
| — | VANGUARD WORLD FDS | 17,535 | $2,373 | 0.6% | $102.36 | — | CONSUM STP ETF | 92204a207 |
| SCHV | SCHWAB STRATEGIC TR | 54,749 | $2,365 | 0.6% | $38.13 | — | US LCAP VA ETF | 808524409 |
| — | RYDEX ETF TRUST | 24,991 | $2,343 | 0.6% | $78.57 | — | GUG S&P500EQWTTE | 78355w817 |
| — | MASTERCARD INC | 24,318 | $2,298 | 0.6% | $125.62 | — | CL A | 57636q104 |
| SCHM | SCHWAB STRATEGIC TR | 56,588 | $2,297 | 0.6% | $36.94 | — | US MID-CAP ETF | 808524508 |
| — | CELGENE CORP | 22,145 | $2,216 | 0.5% | $102.43 | — | COM | 151020104 |
| SCHG | SCHWAB STRATEGIC TR | 41,790 | $2,191 | 0.5% | $40.21 | — | US LCAP GR ETF | 808524300 |
| DIS | DISNEY WALT CO | 21,579 | $2,143 | 0.5% | $88.98 | 0.0% | COM DISNEY | 254687106 |
| DHR | DANAHER CORP DEL | 22,569 | $2,141 | 0.5% | $25.17 | +44.9% | COM | 235851102 |
| CVS | CVS HEALTH CORP | 20,334 | $2,109 | 0.5% | $72.40 | 0.0% | COM | 126650100 |
| WHR | WHIRLPOOL CORP | 11,465 | $2,068 | 0.5% | $142.67 | +4.5% | COM | 963320106 |
| NKE | NIKE INC | 33,630 | $2,067 | 0.5% | $41.22 | +29.1% | CL B | 654106103 |
| — | WYNDHAM WORLDWIDE CORP | 26,284 | $2,009 | 0.5% | $57.54 | — | COM | 98310w108 |
| — | PAYPAL HLDGS INC | 50,469 | $1,948 | 0.5% | $38.60 | — | COM | 70450y103 |
| — | AMERICAN TOWER CORP NEW | 18,996 | $1,945 | 0.5% | $73.72 | — | COM | 03027x100 |
| BMY | BRISTOL MYERS SQUIBB CO | 29,434 | $1,880 | 0.5% | $43.45 | +3.1% | COM | 110122108 |
| IJH | ISHARES TR | 12,298 | $1,773 | 0.4% | $124.35 | — | CORE S&P MCP ETF | 464287507 |
| — | ALLERGAN PLC | 6,596 | $1,768 | 0.4% | $303.45 | — | SHS | g0177j108 |
| — | ALPHABET INC | 2,353 | $1,753 | 0.4% | $745.01 | — | CAP STK CL C | 02079k107 |
| — | ASHLAND INC NEW | 15,863 | $1,744 | 0.4% | $83.77 | — | COM | 044209104 |
| — | FEDEX CORP | 10,534 | $1,714 | 0.4% | $165.48 | — | COM | 31428x106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 11,930 | $1,693 | 0.4% | $111.22 | +19.2% | CL B NEW | 084670702 |
| — | SELECT SECTOR SPDR TR | 37,249 | $1,669 | 0.4% | $38.80 | — | SBI MATERIALS | 81369y100 |
| — | CHECK POINT SOFTWARE TECH LT | 18,446 | $1,613 | 0.4% | $67.82 | — | ORD | m22465104 |
| — | PRICELINE GRP INC | 1,249 | $1,610 | 0.4% | $1203.33 | — | COM NEW | 741503403 |
| PGC | PEAPACK-GLADSTONE FINL CORP | 93,746 | $1,584 | 0.4% | $15.65 | +7.7% | COM | 704699107 |
| — | HARMAN INTL INDS INC | 17,316 | $1,542 | 0.4% | $75.59 | — | COM | 413086109 |
| C | CITIGROUP INC | 35,763 | $1,493 | 0.4% | $35.77 | -12.7% | COM NEW | 172967424 |
| — | CBS CORP NEW | 26,959 | $1,485 | 0.4% | $51.12 | — | CL B | 124857202 |
| TOL | TOLL BROTHERS INC | 50,329 | $1,485 | 0.4% | $33.63 | -16.9% | COM | 889478103 |
| ALK | ALASKA AIR GROUP INC | 17,765 | $1,457 | 0.4% | $49.42 | +38.5% | COM | 011659109 |
| BA | BOEING CO | 11,465 | $1,455 | 0.4% | $82.69 | +35.3% | COM | 097023105 |
| — | JARDEN CORP | 24,328 | $1,434 | 0.3% | $56.60 | — | COM | 471109108 |
| IYW | ISHARES TR | 13,083 | $1,420 | 0.3% | $104.49 | — | U.S. TECH ETF | 464287721 |
| UNP | UNION PAC CORP | 17,503 | $1,392 | 0.3% | $65.82 | -5.8% | COM | 907818108 |
| — | BARD C R INC | 6,579 | $1,333 | 0.3% | $108.70 | — | COM | 067383109 |
| — | MEDTRONIC PLC | 17,567 | $1,318 | 0.3% | $75.03 | — | SHS | g5960l103 |
| VBR | VANGUARD INDEX FDS | 12,933 | $1,318 | 0.3% | $89.89 | — | SM CP VAL ETF | 922908611 |
| — | DISCOVER FINL SVCS | 25,778 | $1,313 | 0.3% | $48.03 | — | COM | 254709108 |
| — | LABORATORY CORP AMER HLDGS | 11,072 | $1,297 | 0.3% | $117.14 | — | COM NEW | 50540r409 |
| VSS | VANGUARD INTL EQUITY INDEX F | 13,832 | $1,292 | 0.3% | $91.95 | — | FTSE SMCAP ETF | 922042718 |
| — | INVESCO LTD | 41,514 | $1,277 | 0.3% | $35.86 | — | SHS | g491bt108 |
| — | EXPRESS SCRIPTS HLDG CO | 18,474 | $1,269 | 0.3% | $62.09 | — | COM | 30219g108 |
| CVX | CHEVRON CORP NEW | 13,125 | $1,252 | 0.3% | $69.56 | -17.5% | COM | 166764100 |
| QCOM | QUALCOMM INC | 23,605 | $1,207 | 0.3% | $45.27 | -18.5% | COM | 747525103 |
| HAIN | HAIN CELESTIAL GROUP INC | 29,236 | $1,196 | 0.3% | $44.26 | -15.1% | COM | 405217100 |
| DG | DOLLAR GEN CORP NEW | 13,647 | $1,168 | 0.3% | $66.81 | -0.3% | COM | 256677105 |
| IEZ | ISHARES TR | 32,372 | $1,156 | 0.3% | $57.27 | — | US OIL EQ&SV ETF | 464288844 |
| — | HCA HOLDINGS INC | 14,647 | $1,143 | 0.3% | $70.65 | — | COM | 40412c101 |
| URI | UNITED RENTALS INC | 18,368 | $1,142 | 0.3% | $76.81 | -29.9% | COM | 911363109 |
| — | JPMORGAN CHASE & CO | 19,137 | $1,133 | 0.3% | $53.58 | — | COM | 46625h100 |
| — | JAZZ PHARMACEUTICALS PLC | 8,673 | $1,132 | 0.3% | $166.36 | — | SHS USD | g50871105 |
| HON | HONEYWELL INTL INC | 10,034 | $1,124 | 0.3% | $72.99 | +4.6% | COM | 438516106 |
| SCHA | SCHWAB STRATEGIC TR | 20,411 | $1,062 | 0.3% | $49.44 | — | US SML CAP ETF | 808524607 |
| — | CONSTELLATION BRANDS INC | 6,842 | $1,034 | 0.3% | $151.13 | — | CL A | 21036p108 |
| DRI | DARDEN RESTAURANTS INC | 15,527 | $1,029 | 0.2% | $43.74 | +9.4% | COM | 237194105 |
| — | CIT GROUP INC | 32,501 | $1,009 | 0.2% | $44.85 | — | COM NEW | 125581801 |
| VAW | VANGUARD WORLD FDS | 10,214 | $1,003 | 0.2% | $87.38 | — | MATERIALS ETF | 92204A801 |
| AAL | AMERICAN AIRLS GROUP INC | 24,333 | $998 | 0.2% | $40.76 | -5.5% | COM | 02376R102 |
| — | WISDOMTREE TR | 17,710 | $989 | 0.2% | $53.58 | — | INTL MIDCAP DV | 97717w778 |
| — | SPDR INDEX SHS FDS | 34,505 | $986 | 0.2% | $29.16 | — | S&P INTL SMLCP | 78463x871 |
| — | HESS CORP | 18,646 | $982 | 0.2% | $64.99 | — | COM | 42809h107 |
| — | GOLDMAN SACHS GROUP INC | 6,152 | $966 | 0.2% | $152.06 | — | COM | 38141g104 |
| GILD | GILEAD SCIENCES INC | 10,473 | $962 | 0.2% | $55.24 | +14.9% | COM | 375558103 |
| — | EAST WEST BANCORP INC | 29,580 | $961 | 0.2% | $27.64 | — | COM | 27579r104 |
| — | POWERSHARES ETF TRUST | 40,732 | $944 | 0.2% | $22.38 | — | RUSSELL 2000 VAL | 73935x864 |
| — | SELECT SECTOR SPDR TR | 16,951 | $940 | 0.2% | $48.63 | — | SBI INT-INDS | 81369y704 |
| — | ISHARES TR | 38,824 | $927 | 0.2% | $26.39 | — | HDG MSCI EAFE | 46434v803 |
| — | GENERAL ELECTRIC CO | 28,856 | $917 | 0.2% | $24.97 | — | COM | 369604103 |
| EFV | ISHARES TR | 20,246 | $908 | 0.2% | $51.92 | — | EAFE VALUE ETF | 464288877 |
| — | RYDEX ETF TRUST | 7,367 | $897 | 0.2% | $108.54 | — | GUG S&P500 EWCON | 78355w874 |
| WFC | WELLS FARGO & CO NEW | 18,433 | $891 | 0.2% | $28.68 | +29.4% | COM | 949746101 |
| — | SPDR SERIES TRUST | 11,078 | $890 | 0.2% | $75.71 | — | S&P 400 MDCP VAL | 78464a839 |
| — | MARATHON PETE CORP | 23,618 | $878 | 0.2% | $57.63 | — | COM | 56585a102 |
| — | COSTCO WHSL CORP NEW | 5,549 | $874 | 0.2% | $111.16 | — | COM | 22160k105 |
| — | GLAXOSMITHKLINE PLC | 20,716 | $840 | 0.2% | $46.14 | — | SPONSORED ADR | 37733W105 |
| TJX | TJX COS INC NEW | 10,647 | $834 | 0.2% | $22.70 | +39.2% | COM | 872540109 |
| MO | ALTRIA GROUP INC | 13,288 | $833 | 0.2% | $26.36 | +17.9% | COM | 02209S103 |
| — | SELECT SECTOR SPDR TR | 36,643 | $824 | 0.2% | $22.49 | — | SBI INT-FINL | 81369y605 |
| — | VANGUARD WORLD FDS | 6,567 | $815 | 0.2% | $105.33 | — | CONSUM DIS ETF | 92204a108 |
| VFH | VANGUARD WORLD FDS | 17,463 | $810 | 0.2% | $49.06 | — | FINANCIALS ETF | 92204A405 |
| ADP | AUTOMATIC DATA PROCESSING IN | 8,997 | $807 | 0.2% | $53.44 | +26.7% | COM | 053015103 |
| — | VERIZON COMMUNICATIONS INC | 14,856 | $803 | 0.2% | $51.62 | — | COM | 92343v104 |
| — | WISDOMTREE TR | 30,309 | $777 | 0.2% | $26.09 | — | ITL HDG QTLY DIV | 97717x594 |
| IWV | ISHARES TR | 6,332 | $765 | 0.2% | $120.81 | — | RUSSELL 3000 ETF | 464287689 |
| VFC | V F CORP | 11,668 | $756 | 0.2% | $49.88 | +16.4% | COM | 918204108 |
| RCL | ROYAL CARIBBEAN CRUISES LTD | 9,024 | $741 | 0.2% | $69.59 | 0.0% | COM | V7780T103 |
| HAL | HALLIBURTON CO | 20,350 | $727 | 0.2% | $43.73 | -38.4% | COM | 406216101 |
| ALV | AUTOLIV INC | 6,038 | $715 | 0.2% | $68.54 | -8.4% | COM | 052800109 |
| — | AMC NETWORKS INC | 10,488 | $681 | 0.2% | $68.29 | — | CL A | 00164v103 |
| — | WISDOMTREE TR | 11,329 | $667 | 0.2% | $55.59 | — | INTL SMCAP DIV | 97717w760 |
| GBX | GREENBRIER COS INC | 23,657 | $654 | 0.2% | $30.53 | -36.6% | COM | 393657101 |
| — | ALCOA INC | 66,788 | $640 | 0.2% | $10.90 | — | COM | 013817101 |
| — | SPDR SERIES TRUST | 4,714 | $559 | 0.1% | $98.85 | — | S&P 400 MDCP GRW | 78464a821 |
| — | WILLIS TOWERS WATSON PUB LTD | 4,706 | $558 | 0.1% | $118.57 | — | SHS | g96629103 |
| NSC | NORFOLK SOUTHERN CORP | 6,612 | $550 | 0.1% | $57.67 | +6.7% | COM | 655844108 |
| — | GASLOG LTD | 55,734 | $543 | 0.1% | $14.68 | — | SHS | g37585109 |
| — | MATTRESS FIRM HLDG CORP | 12,262 | $520 | 0.1% | $57.96 | — | COM | 57722w106 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 6,826 | $470 | 0.1% | $54.50 | — | COM UNIT RP LP | 559080106 |
| AVY | AVERY DENNISON CORP | 6,273 | $452 | 0.1% | $43.09 | +25.3% | COM | 053611109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,960 | $448 | 0.1% | $114.50 | -26.6% | COM | 459200101 |
| CHCO | CITY HLDG CO | 9,000 | $430 | 0.1% | $26.24 | +25.8% | COM | 177835105 |
| VEU | VANGUARD INTL EQUITY INDEX F | 9,702 | $419 | 0.1% | $45.75 | — | ALLWRLD EX US | 922042775 |
| — | VANGUARD WORLD FDS | 3,747 | $410 | 0.1% | $107.05 | — | INF TECH ETF | 92204a702 |
| T | AT&T INC | 10,042 | $393 | 0.1% | $11.28 | +22.6% | COM | 00206R102 |
| — | SELECT SECTOR SPDR TR | 7,922 | $393 | 0.1% | $49.61 | — | SBI INT-UTILS | 81369y886 |
| TD | TORONTO DOMINION BK ONT | 8,890 | $383 | 0.1% | $48.12 | -19.8% | COM NEW | 891160509 |
| VYM | VANGUARD WHITEHALL FDS INC | 5,388 | $372 | 0.1% | $57.76 | — | HIGH DIV YLD | 921946406 |
| VLY | VALLEY NATL BANCORP | 37,668 | $359 | 0.1% | $9.95 | -8.7% | COM | 919794107 |
| EPD | ENTERPRISE PRODS PARTNERS L | 13,714 | $338 | 0.1% | $50.88 | — | COM | 293792107 |
| — | PROVIDENT FINL SVCS INC | 16,360 | $330 | 0.1% | $16.32 | — | COM | 74386t105 |
| — | VODAFONE GROUP PLC NEW | 9,958 | $319 | 0.1% | $32.03 | — | SPNSR ADR NO PAR | 92857w308 |
| IVE | ISHARES TR | 3,363 | $302 | 0.1% | $80.08 | — | S&P 500 VAL ETF | 464287408 |
| IVW | ISHARES TR | 2,588 | $300 | 0.1% | $87.40 | — | S&P 500 GRWT ETF | 464287309 |
| — | UNIVERSAL DISPLAY CORP | 5,531 | $299 | 0.1% | $54.42 | — | COM | 91347p105 |
| FISV | FISERV INC | 2,732 | $280 | 0.1% | $29.64 | +60.0% | COM | 337738108 |
| — | MERCK & CO INC NEW | 4,552 | $241 | 0.1% | $47.22 | — | COM | 58933y105 |
| — | UNI PIXEL INC | 251,665 | $232 | 0.1% | $0.92 | — | COM NEW | 904572203 |
| — | SELECT SECTOR SPDR TR | 3,729 | $231 | 0.1% | $60.34 | — | SBI INT-ENERGY | 81369y506 |
| — | SPDR GOLD TRUST | 1,902 | $224 | 0.1% | $117.77 | — | GOLD SHS | 78463v107 |
| IWD | ISHARES TR | 2,266 | $224 | 0.1% | $93.96 | — | RUS 1000 VAL ETF | 464287598 |
| IHI | ISHARES TR | 1,741 | $213 | 0.1% | $84.61 | — | U.S. MED DVC ETF | 464288810 |
| — | TWO HBRS INVT CORP | 26,652 | $212 | 0.1% | $10.25 | — | COM | 90187b101 |
| — | HEADWATERS INC | 10,565 | $210 | 0.1% | $10.11 | — | COM | 42210P102 |
| — | ORACLE CORP | 5,116 | $209 | 0.1% | $40.85 | — | COM | 68389x105 |
| — | BCE INC | 4,496 | $205 | 0.0% | $45.60 | — | COM NEW | 05534b760 |
| — | CDK GLOBAL INC | 4,398 | $205 | 0.0% | $46.61 | — | COM | 12508e101 |
| IMKTA | INGLES MKTS INC | 5,430 | $204 | 0.0% | $38.63 | -19.3% | CL A | 457030104 |
| EFA | ISHARES TR | 3,575 | $204 | 0.0% | $57.06 | — | MSCI EAFE ETF | 464287465 |
| — | FLAMEL TECHNOLOGIES SA | 16,804 | $186 | 0.0% | $10.50 | — | SPONSORED ADR | 338488109 |
| — | LAYNE CHRISTENSEN CO | 20,605 | $148 | 0.0% | $7.18 | — | COM | 521050104 |
| — | EMCORE CORP | 29,121 | $146 | 0.0% | $4.25 | — | COM NEW | 290846203 |
| AMSC | AMERICAN SUPERCONDUCTOR CORP | 17,545 | $133 | 0.0% | $6.70 | 0.0% | SHS NEW | 030111207 |
| — | INVESCO MORTGAGE CAPITAL INC | 10,429 | $127 | 0.0% | $16.55 | — | COM | 46131b100 |
| — | AIXTRON SE | 25,335 | $123 | 0.0% | $4.85 | — | SPONSORED ADR | 009606104 |
| — | ARROWHEAD RESH CORP | 22,959 | $111 | 0.0% | $6.75 | — | COM NEW | 042797209 |
| — | VICAL INC | 268,230 | $105 | 0.0% | $0.39 | — | COM | 925602104 |
| — | HYDROGENICS CORP NEW | 12,580 | $103 | 0.0% | $8.19 | — | COM NEW | 448883207 |
| BLDP | BALLARD PWR SYS INC NEW | 72,790 | $102 | 0.0% | $1.36 | 0.0% | COM | 058586108 |
| — | HARRIS & HARRIS GROUP INC | 56,940 | $94 | 0.0% | $1.65 | — | COM | 413833104 |
| — | MAXWELL TECHNOLOGIES INC | 14,740 | $88 | 0.0% | $5.97 | — | COM | 577767106 |
| — | PSIVIDA CORP | 27,135 | $73 | 0.0% | $2.69 | — | COM | 74440j101 |
| — | BIODELIVERY SCIENCES INTL IN | 15,635 | $51 | 0.0% | $4.89 | — | COM | 09060j106 |
| — | REXAHN PHARMACEUTICALS INC | 145,000 | $48 | 0.0% | $0.33 | — | COM | 761640101 |
| — | SPHERE 3D CORP NEW | 16,330 | $20 | 0.0% | $4.03 | — | COM | 84841l100 |
| — | CYCLACEL PHARMACEUTICALS INC | 10,000 | $4 | 0.0% | $0.50 | — | COM NEW | 23254l306 |