CIK: 0001082491 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 8, 2016
Total Value ($000): $428,402 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 120,882 | $26,147 | 6.1% | $178.18 | — | TR UNIT | 78462f103 |
| VOE | VANGUARD INDEX FDS | 244,787 | $22,905 | 5.3% | $75.64 | — | MCAP VL IDXVIP | 922908512 |
| — | RYDEX ETF TRUST | 420,391 | $22,226 | 5.2% | $45.49 | — | GUG S&P500 PU VA | 78355w304 |
| — | VANGUARD SCOTTSDALE FDS | 221,952 | $20,511 | 4.8% | $82.74 | — | VNG RUS1000VAL | 92206c714 |
| JNJ | JOHNSON & JOHNSON | 121,813 | $14,390 | 3.4% | $68.63 | +36.3% | COM | 478160104 |
| VUG | VANGUARD INDEX FDS | 123,089 | $13,822 | 3.2% | $86.38 | — | GROWTH ETF | 922908736 |
| VTV | VANGUARD INDEX FDS | 153,500 | $13,354 | 3.1% | $75.98 | — | VALUE ETF | 922908744 |
| — | POWERSHARES ETF TRUST | 394,607 | $12,422 | 2.9% | $27.64 | — | DYNM LRG CP VL | 73935x708 |
| — | WISDOMTREE TR | 171,428 | $9,213 | 2.2% | $59.90 | — | EUROPE HEDGED EQ | 97717x701 |
| PG | PROCTER AND GAMBLE CO | 95,948 | $8,611 | 2.0% | $63.59 | +6.2% | COM | 742718109 |
| VB | VANGUARD INDEX FDS | 69,327 | $8,470 | 2.0% | $97.17 | — | SMALL CP ETF | 922908751 |
| — | RYDEX ETF TRUST | 94,425 | $7,953 | 1.9% | $64.77 | — | GUG S&P500 PU GR | 78355w403 |
| — | WALGREENS BOOTS ALLIANCE INC | 91,510 | $7,378 | 1.7% | $84.68 | — | COM | 931427108 |
| VOT | VANGUARD INDEX FDS | 63,833 | $6,791 | 1.6% | $80.69 | — | MCAP GR IDXVIP | 922908538 |
| IJR | ISHARES TR | 54,351 | $6,748 | 1.6% | $93.88 | — | CORE S&P SCP ETF | 464287804 |
| AAPL | APPLE INC | 54,321 | $6,141 | 1.4% | $18.04 | +34.3% | COM | 037833100 |
| MMM | 3M CO | 34,055 | $6,002 | 1.4% | $96.87 | +12.7% | COM | 88579Y101 |
| SLB | SCHLUMBERGER LTD | 59,936 | $4,713 | 1.1% | $61.86 | -1.9% | COM | 806857108 |
| — | ABBVIE INC | 74,457 | $4,696 | 1.1% | $58.54 | — | COM | 00287y109 |
| IVV | ISHARES TR | 18,071 | $3,932 | 0.9% | $182.10 | — | CORE S&P500 ETF | 464287200 |
| SCHF | SCHWAB STRATEGIC TR | 136,462 | $3,929 | 0.9% | $28.28 | — | INTL EQTY ETF | 808524805 |
| — | ALPHABET INC | 4,862 | $3,909 | 0.9% | $772.14 | — | CAP STK CL A | 02079k305 |
| — | FACEBOOK INC | 28,353 | $3,637 | 0.8% | $95.30 | — | CL A | 30303m102 |
| MSFT | MICROSOFT CORP | 62,009 | $3,572 | 0.8% | $45.44 | +10.7% | COM | 594918104 |
| KO | COCA COLA CO | 81,396 | $3,445 | 0.8% | $29.41 | +10.7% | COM | 191216100 |
| — | EXXON MOBIL CORP | 38,176 | $3,332 | 0.8% | $90.48 | — | COM | 30231g102 |
| — | RYDEX ETF TRUST | 59,336 | $3,293 | 0.8% | $47.26 | — | GUG S&P MC400 PV | 78355w502 |
| VOO | VANGUARD INDEX FDS | 16,171 | $3,213 | 0.7% | $195.59 | — | S&P 500 ETF SHS | 922908363 |
| PFE | PFIZER INC | 94,544 | $3,202 | 0.7% | $20.10 | +10.7% | COM | 717081103 |
| EMR | EMERSON ELEC CO | 55,039 | $3,000 | 0.7% | $43.40 | -2.6% | COM | 291011104 |
| ABT | ABBOTT LABS | 69,993 | $2,960 | 0.7% | $34.98 | +3.3% | COM | 002824100 |
| — | SPDR INDEX SHS FDS | 58,180 | $2,899 | 0.7% | $43.01 | — | DJ GLB RL ES ETF | 78463x749 |
| SCHX | SCHWAB STRATEGIC TR | 54,659 | $2,821 | 0.7% | $43.35 | — | US LRG CAP ETF | 808524201 |
| — | SPDR SERIES TRUST | 41,748 | $2,767 | 0.6% | $75.64 | — | S&P BIOTECH | 78464a870 |
| HD | HOME DEPOT INC | 21,486 | $2,765 | 0.6% | $58.22 | +82.6% | COM | 437076102 |
| — | PAYPAL HLDGS INC | 66,392 | $2,720 | 0.6% | $38.06 | — | COM | 70450y103 |
| — | RYDEX ETF TRUST | 24,217 | $2,555 | 0.6% | $78.57 | — | GUG S&P500EQWTTE | 78355w817 |
| — | VISA INC | 30,878 | $2,554 | 0.6% | $95.48 | — | COM CL A | 92826c839 |
| SCHV | SCHWAB STRATEGIC TR | 55,490 | $2,528 | 0.6% | $38.33 | — | US LCAP VA ETF | 808524409 |
| PM | PHILIP MORRIS INTL INC | 25,750 | $2,503 | 0.6% | $47.07 | +32.3% | COM | 718172109 |
| LOW | LOWES COS INC | 34,358 | $2,481 | 0.6% | $32.23 | +103.0% | COM | 548661107 |
| — | WISDOMTREE TR | 57,807 | $2,480 | 0.6% | $51.78 | — | JAPN HEDGE EQT | 97717w851 |
| SCHG | SCHWAB STRATEGIC TR | 42,848 | $2,377 | 0.6% | $40.60 | — | US LCAP GR ETF | 808524300 |
| — | MASTERCARD INCORPORATED | 23,309 | $2,372 | 0.6% | $125.62 | — | CL A | 57636q104 |
| — | POWERSHARES ETF TR II | 85,072 | $2,370 | 0.6% | $27.86 | — | EX US SML PORT | 73936t771 |
| SCHM | SCHWAB STRATEGIC TR | 53,812 | $2,342 | 0.5% | $36.94 | — | US MID-CAP ETF | 808524508 |
| — | CHECK POINT SOFTWARE TECH LT | 29,528 | $2,292 | 0.5% | $72.35 | — | ORD | m22465104 |
| — | VANGUARD WORLD FDS | 16,656 | $2,280 | 0.5% | $102.36 | — | CONSUM STP ETF | 92204a207 |
| — | FQF TR | 81,187 | $2,217 | 0.5% | $27.31 | — | O SHARES ASIA | 351680822 |
| — | CELGENE CORP | 20,643 | $2,158 | 0.5% | $102.43 | — | COM | 151020104 |
| DIS | DISNEY WALT CO | 21,464 | $1,993 | 0.5% | $88.98 | -0.1% | COM DISNEY | 254687106 |
| PGC | PEAPACK-GLADSTONE FINL CORP | 86,468 | $1,938 | 0.5% | $15.65 | +21.3% | COM | 704699107 |
| IJH | ISHARES TR | 12,508 | $1,935 | 0.5% | $125.01 | — | CORE S&P MCP ETF | 464287507 |
| — | AMERICAN TOWER CORP NEW | 16,682 | $1,891 | 0.4% | $73.72 | — | COM | 03027x100 |
| NKE | NIKE INC | 35,004 | $1,843 | 0.4% | $41.59 | +20.2% | CL B | 654106103 |
| — | FEDEX CORP | 10,534 | $1,840 | 0.4% | $165.48 | — | COM | 31428x106 |
| CVS | CVS HEALTH CORP | 20,118 | $1,790 | 0.4% | $72.40 | -2.1% | COM | 126650100 |
| — | WYNDHAM WORLDWIDE CORP | 26,460 | $1,782 | 0.4% | $57.54 | — | COM | 98310w108 |
| WHR | WHIRLPOOL CORP | 10,854 | $1,760 | 0.4% | $142.67 | +24.2% | COM | 963320106 |
| UNP | UNION PAC CORP | 17,953 | $1,751 | 0.4% | $65.96 | +15.1% | COM | 907818108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 11,948 | $1,726 | 0.4% | $111.98 | +30.6% | CL B NEW | 084670702 |
| — | SELECT SECTOR SPDR TR | 35,901 | $1,714 | 0.4% | $38.80 | — | SBI MATERIALS | 81369y100 |
| — | ALPHABET INC | 2,204 | $1,713 | 0.4% | $745.01 | — | CAP STK CL C | 02079k107 |
| C | CITIGROUP INC | 36,232 | $1,711 | 0.4% | $35.71 | -4.4% | COM NEW | 172967424 |
| ASH | ASHLAND GLOBAL HLDGS INC | 14,759 | $1,711 | 0.4% | $49.37 | 0.0% | COM | 044186104 |
| DHR | DANAHER CORP DEL | 21,020 | $1,648 | 0.4% | $25.17 | +167.3% | COM | 235851102 |
| — | EGA EMERGING GLOBAL SHS TR | 66,092 | $1,641 | 0.4% | $24.83 | — | EGS EMKTCONS ETF | 268461779 |
| — | PRICELINE GRP INC | 1,112 | $1,636 | 0.4% | $1203.33 | — | COM NEW | 741503403 |
| TOL | TOLL BROTHERS INC | 54,457 | $1,626 | 0.4% | $33.15 | -12.9% | COM | 889478103 |
| BMY | BRISTOL MYERS SQUIBB CO | 29,434 | $1,587 | 0.4% | $43.45 | +6.2% | COM | 110122108 |
| VSS | VANGUARD INTL EQUITY INDEX F | 15,537 | $1,546 | 0.4% | $92.78 | — | FTSE SMCAP ETF | 922042718 |
| — | ALLERGAN PLC | 6,585 | $1,517 | 0.4% | $303.45 | — | SHS | g0177j108 |
| — | LABORATORY CORP AMER HLDGS | 10,692 | $1,470 | 0.3% | $117.14 | — | COM NEW | 50540r409 |
| VBR | VANGUARD INDEX FDS | 13,245 | $1,466 | 0.3% | $90.56 | — | SM CP VAL ETF | 922908611 |
| — | MEDTRONIC PLC | 16,891 | $1,459 | 0.3% | $75.03 | — | SHS | g5960l103 |
| IYW | ISHARES TR | 12,203 | $1,452 | 0.3% | $106.13 | — | U.S. TECH ETF | 464287721 |
| — | INVESCO LTD | 46,334 | $1,449 | 0.3% | $34.73 | — | SHS | g491bt108 |
| BA | BOEING CO | 10,968 | $1,445 | 0.3% | $82.69 | +46.1% | COM | 097023105 |
| — | CBS CORP NEW | 26,226 | $1,436 | 0.3% | $51.12 | — | CL B | 124857202 |
| — | HARMAN INTL INDS INC | 16,993 | $1,435 | 0.3% | $75.59 | — | COM | 413086109 |
| — | DISCOVER FINL SVCS | 24,969 | $1,412 | 0.3% | $48.03 | — | COM | 254709108 |
| — | CIT GROUP INC | 37,963 | $1,378 | 0.3% | $42.88 | — | COM NEW | 125581801 |
| CVX | CHEVRON CORP NEW | 12,467 | $1,283 | 0.3% | $69.56 | -1.6% | COM | 166764100 |
| — | EXPRESS SCRIPTS HLDG CO | 18,177 | $1,282 | 0.3% | $62.09 | — | COM | 30219g108 |
| ALK | ALASKA AIR GROUP INC | 19,231 | $1,267 | 0.3% | $50.66 | +21.3% | COM | 011659109 |
| — | MARATHON PETE CORP | 30,309 | $1,230 | 0.3% | $53.09 | — | COM | 56585a102 |
| IEZ | ISHARES TR | 30,931 | $1,223 | 0.3% | $57.27 | — | US OIL EQ&SV ETF | 464288844 |
| HON | HONEYWELL INTL INC | 10,025 | $1,169 | 0.3% | $72.99 | +17.9% | COM | 438516106 |
| — | JPMORGAN CHASE & CO | 17,521 | $1,167 | 0.3% | $53.58 | — | COM | 46625h100 |
| AMN | AMN HEALTHCARE SERVICES INC | 36,589 | $1,166 | 0.3% | $36.99 | +2.7% | COM | 001744101 |
| — | BARD C R INC | 5,149 | $1,155 | 0.3% | $108.70 | — | COM | 067383109 |
| NWL | NEWELL BRANDS INC | 21,396 | $1,127 | 0.3% | $31.35 | +11.1% | COM | 651229106 |
| SCHA | SCHWAB STRATEGIC TR | 19,471 | $1,121 | 0.3% | $49.44 | — | US SML CAP ETF | 808524607 |
| — | CONSTELLATION BRANDS INC | 6,670 | $1,110 | 0.3% | $151.13 | — | CL A | 21036p108 |
| — | POWERSHARES ETF TRUST | 41,806 | $1,099 | 0.3% | $22.49 | — | RUSSELL 2000 VAL | 73935x864 |
| — | JAZZ PHARMACEUTICALS PLC | 8,943 | $1,086 | 0.3% | $165.79 | — | SHS USD | g50871105 |
| — | SPDR INDEX SHS FDS | 34,179 | $1,072 | 0.3% | $29.19 | — | S&P INTL SMLCP | 78463x871 |
| VAW | VANGUARD WORLD FDS | 9,873 | $1,056 | 0.2% | $87.38 | — | MATERIALS ETF | 92204A801 |
| — | HCA HOLDINGS INC | 13,875 | $1,049 | 0.2% | $70.65 | — | COM | 40412c101 |
| — | EAST WEST BANCORP INC | 28,317 | $1,040 | 0.2% | $27.64 | — | COM | 27579r104 |
| EFV | ISHARES TR | 21,654 | $1,000 | 0.2% | $51.50 | — | EAFE VALUE ETF | 464288877 |
| HAIN | HAIN CELESTIAL GROUP INC | 28,078 | $999 | 0.2% | $44.26 | -0.9% | COM | 405217100 |
| — | GOLDMAN SACHS GROUP INC | 6,124 | $988 | 0.2% | $152.06 | — | COM | 38141g104 |
| — | SELECT SECTOR SPDR TR | 50,299 | $971 | 0.2% | $21.54 | — | SBI INT-FINL | 81369y605 |
| DG | DOLLAR GEN CORP NEW | 13,826 | $968 | 0.2% | $66.81 | +12.3% | COM | 256677105 |
| — | SPDR SERIES TRUST | 11,190 | $966 | 0.2% | $75.87 | — | S&P 400 MDCP VAL | 78464a839 |
| DRI | DARDEN RESTAURANTS INC | 15,228 | $934 | 0.2% | $43.74 | +9.0% | COM | 237194105 |
| SHW | SHERWIN WILLIAMS CO | 3,363 | $930 | 0.2% | $89.15 | -0.2% | COM | 824348106 |
| RCL | ROYAL CARIBBEAN CRUISES LTD | 12,391 | $929 | 0.2% | $69.26 | -8.5% | COM | V7780T103 |
| GILD | GILEAD SCIENCES INC | 11,292 | $893 | 0.2% | $55.74 | +3.7% | COM | 375558103 |
| — | GLAXOSMITHKLINE PLC | 20,631 | $890 | 0.2% | $46.14 | — | SPONSORED ADR | 37733W105 |
| — | ACTIVISION BLIZZARD INC | 19,790 | $877 | 0.2% | $44.32 | — | COM | 00507v109 |
| VFH | VANGUARD WORLD FDS | 17,463 | $862 | 0.2% | $49.06 | — | FINANCIALS ETF | 92204A405 |
| MO | ALTRIA GROUP INC | 13,528 | $855 | 0.2% | $26.50 | +31.1% | COM | 02209S103 |
| — | WISDOMTREE TR | 31,009 | $818 | 0.2% | $26.08 | — | ITL HDG QTLY DIV | 97717x594 |
| HAL | HALLIBURTON CO | 18,130 | $814 | 0.2% | $43.73 | -16.8% | COM | 406216101 |
| IWV | ISHARES TR | 6,332 | $812 | 0.2% | $120.81 | — | RUSSELL 3000 ETF | 464287689 |
| — | SELECT SECTOR SPDR TR | 13,901 | $812 | 0.2% | $50.34 | — | SBI INT-INDS | 81369y704 |
| — | GENERAL ELECTRIC CO | 27,332 | $810 | 0.2% | $24.97 | — | COM | 369604103 |
| WFC | WELLS FARGO & CO NEW | 17,992 | $797 | 0.2% | $28.68 | +28.4% | COM | 949746101 |
| ADP | AUTOMATIC DATA PROCESSING IN | 8,997 | $794 | 0.2% | $53.44 | +38.7% | COM | 053015103 |
| — | HESS CORP | 14,785 | $793 | 0.2% | $64.99 | — | COM | 42809h107 |
| — | VANGUARD WORLD FDS | 6,299 | $792 | 0.2% | $105.33 | — | CONSUM DIS ETF | 92204a108 |
| — | ISHARES TR | 30,846 | $765 | 0.2% | $26.28 | — | HDG MSCI EAFE | 46434v803 |
| — | SELECT SECTOR SPDR TR | 10,561 | $762 | 0.2% | $71.71 | — | SBI HEALTHCARE | 81369y209 |
| — | COSTCO WHSL CORP NEW | 4,998 | $762 | 0.2% | $111.16 | — | COM | 22160k105 |
| — | ALIBABA GROUP HLDG LTD | 6,941 | $734 | 0.2% | $105.75 | — | SPONSORED ADS | 01609w102 |
| — | WISDOMTREE TR | 12,951 | $726 | 0.2% | $53.58 | — | INTL MIDCAP DV | 97717w778 |
| TJX | TJX COS INC NEW | 9,677 | $724 | 0.2% | $22.70 | +51.0% | COM | 872540109 |
| — | WISDOMTREE TR | 11,744 | $721 | 0.2% | $55.78 | — | INTL SMCAP DIV | 97717w760 |
| — | ALCOA INC | 70,452 | $714 | 0.2% | $10.79 | — | COM | 013817101 |
| — | VERIZON COMMUNICATIONS INC | 13,556 | $705 | 0.2% | $51.62 | — | COM | 92343v104 |
| NSC | NORFOLK SOUTHERN CORP | 6,612 | $642 | 0.1% | $57.67 | +30.3% | COM | 655844108 |
| ALV | AUTOLIV INC | 5,977 | $638 | 0.1% | $68.54 | -10.2% | COM | 052800109 |
| VFC | V F CORP | 11,299 | $633 | 0.1% | $49.88 | +15.8% | COM | 918204108 |
| — | RYDEX ETF TRUST | 5,160 | $631 | 0.1% | $108.54 | — | GUG S&P500 EWCON | 78355w874 |
| — | SPDR SERIES TRUST | 4,741 | $605 | 0.1% | $99.35 | — | S&P 400 MDCP GRW | 78464a821 |
| — | AMC NETWORKS INC | 10,610 | $550 | 0.1% | $68.29 | — | CL A | 00164v103 |
| — | FORTIVE CORP | 10,730 | $546 | 0.1% | $50.89 | — | COM | 34959j108 |
| AVY | AVERY DENNISON CORP | 6,247 | $486 | 0.1% | $43.09 | +49.5% | COM | 053611109 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 6,826 | $483 | 0.1% | $54.50 | — | COM UNIT RP LP | 559080106 |
| — | VANGUARD WORLD FDS | 3,991 | $480 | 0.1% | $107.85 | — | INF TECH ETF | 92204a702 |
| VEU | VANGUARD INTL EQUITY INDEX F | 10,385 | $472 | 0.1% | $45.60 | — | ALLWRLD EX US | 922042775 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,960 | $470 | 0.1% | $114.50 | -11.1% | COM | 459200101 |
| CHCO | CITY HLDG CO | 9,000 | $453 | 0.1% | $26.24 | +39.7% | COM | 177835105 |
| — | UNI PIXEL INC | 251,665 | $420 | 0.1% | $0.92 | — | COM NEW | 904572203 |
| VYM | VANGUARD WHITEHALL FDS INC | 5,388 | $389 | 0.1% | $57.76 | — | HIGH DIV YLD | 921946406 |
| EPD | ENTERPRISE PRODS PARTNERS L | 13,714 | $379 | 0.1% | $50.88 | — | COM | 293792107 |
| T | AT&T INC | 8,807 | $358 | 0.1% | $11.28 | +44.4% | COM | 00206R102 |
| — | SELECT SECTOR SPDR TR | 5,010 | $354 | 0.1% | $62.31 | — | SBI INT-ENERGY | 81369y506 |
| VLY | VALLEY NATL BANCORP | 36,218 | $352 | 0.1% | $9.95 | -6.2% | COM | 919794107 |
| IVE | ISHARES TR | 3,698 | $351 | 0.1% | $81.28 | — | S&P 500 VAL ETF | 464287408 |
| — | PROVIDENT FINL SVCS INC | 16,360 | $347 | 0.1% | $16.32 | — | COM | 74386t105 |
| TD | TORONTO DOMINION BK ONT | 7,790 | $346 | 0.1% | $48.12 | -8.9% | COM NEW | 891160509 |
| IVW | ISHARES TR | 2,715 | $330 | 0.1% | $88.83 | — | S&P 500 GRWT ETF | 464287309 |
| — | UNIVERSAL DISPLAY CORP | 5,531 | $307 | 0.1% | $54.42 | — | COM | 91347p105 |
| VT | VANGUARD INTL EQUITY INDEX F | 4,800 | $292 | 0.1% | $58.13 | — | TT WRLD ST ETF | 922042742 |
| — | VODAFONE GROUP PLC NEW | 9,958 | $290 | 0.1% | $32.03 | — | SPNSR ADR | 92857w308 |
| — | MERCK & CO INC | 4,498 | $281 | 0.1% | $47.22 | — | COM | 58933y105 |
| — | FQF TR | 10,223 | $275 | 0.1% | $26.90 | — | O SHARES EUROP | 351680830 |
| FISV | FISERV INC | 2,732 | $272 | 0.1% | $29.64 | +76.9% | COM | 337738108 |
| — | CDK GLOBAL INC | 4,398 | $252 | 0.1% | $46.61 | — | COM | 12508e101 |
| — | SPDR GOLD TRUST | 1,902 | $239 | 0.1% | $117.77 | — | GOLD SHS | 78463v107 |
| IWD | ISHARES TR | 2,266 | $239 | 0.1% | $93.96 | — | RUS 1000 VAL ETF | 464287598 |
| — | BCE INC | 5,040 | $233 | 0.1% | $45.77 | — | COM NEW | 05534b760 |
| — | SELECT SECTOR SPDR TR | 6,908 | $226 | 0.1% | $32.72 | — | RL EST SEL SEC | 81369y860 |
| IMKTA | INGLES MKTS INC | 5,430 | $215 | 0.1% | $38.63 | -12.6% | CL A | 457030104 |
| AMZN | AMAZON COM INC | 254 | $213 | 0.0% | $38.27 | 0.0% | COM | 023135106 |
| — | NANOMETRICS INC | 9,323 | $208 | 0.0% | $22.31 | — | COM | 630077105 |
| — | FLAMEL TECHNOLOGIES SA | 16,804 | $208 | 0.0% | $10.50 | — | SPONSORED ADR | 338488109 |
| AMAT | APPLIED MATLS INC | 6,853 | $207 | 0.0% | $25.12 | 0.0% | COM | 038222105 |
| — | SURMODICS INC | 6,712 | $202 | 0.0% | $30.10 | — | COM | 868873100 |
| — | ORACLE CORP | 5,116 | $201 | 0.0% | $40.85 | — | COM | 68389x105 |
| — | HEADWATERS INC | 10,565 | $179 | 0.0% | $10.11 | — | COM | 42210P102 |
| — | LAYNE CHRISTENSEN CO | 20,605 | $175 | 0.0% | $7.18 | — | COM | 521050104 |
| — | ARROWHEAD PHARMACEUTICALS IN | 22,959 | $169 | 0.0% | $5.31 | — | COM | 04280a100 |
| — | EMCORE CORP | 29,121 | $166 | 0.0% | $4.25 | — | COM NEW | 290846203 |
| BLDP | BALLARD PWR SYS INC NEW | 72,790 | $161 | 0.0% | $1.36 | +39.1% | COM | 058586108 |
| — | AIXTRON SE | 25,335 | $154 | 0.0% | $4.85 | — | SPONSORED ADR | 009606104 |
| AMSC | AMERICAN SUPERCONDUCTOR CORP | 17,545 | $123 | 0.0% | $6.70 | +15.8% | SHS NEW | 030111207 |
| — | HYDROGENICS CORP NEW | 12,580 | $83 | 0.0% | $8.19 | — | COM NEW | 448883207 |
| — | PSIVIDA CORP | 27,135 | $82 | 0.0% | $2.69 | — | COM | 74440j101 |
| — | VICAL INC | 26,823 | $82 | 0.0% | $4.55 | — | COM NEW | 925602203 |
| — | HARRIS & HARRIS GROUP INC | 56,940 | $79 | 0.0% | $1.65 | — | COM | 413833104 |
| — | MAXWELL TECHNOLOGIES INC | 14,740 | $76 | 0.0% | $5.97 | — | COM | 577767106 |
| — | BIODELIVERY SCIENCES INTL IN | 15,635 | $42 | 0.0% | $4.89 | — | COM | 09060j106 |
| — | REXAHN PHARMACEUTICALS INC | 145,000 | $30 | 0.0% | $0.33 | — | COM | 761640101 |
| — | SPHERE 3D CORP NEW | 16,330 | $8 | 0.0% | $4.03 | — | COM | 84841l100 |