CIK: 0001029311 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 13, 2013
Total Value ($000): $1,215,386 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Boston Private Financial Holdings, Inc. | 2,836,663 | $31,459 | 2.6% | $10.68 | — | Common | 101119105 |
| — | Virginia Commerce Bancorp, Inc. | 1,849,652 | $28,799 | 2.4% | $13.96 | — | Common | 92778Q109 |
| — | State Bank Financial Corporation | 1,767,665 | $28,053 | 2.3% | $15.03 | — | Common | 856190103 |
| EGBN | Eagle Bancorp, Inc. | 930,569 | $26,326 | 2.2% | $16.56 | +21.4% | Common | 268948106 |
| EFSC | Enterprise Financial Services Corp | 1,515,878 | $25,618 | 2.1% | $12.10 | +17.1% | Common | 293712105 |
| — | MB Financial, Inc. | 845,921 | $23,863 | 2.0% | $26.80 | — | Common | 55264U108 |
| — | PacWest Bancorp | 666,108 | $22,841 | 1.9% | $30.65 | — | Common | 695263103 |
| — | CoBiz Financial Inc. | 2,356,004 | $22,759 | 1.9% | $8.30 | — | Common | 190897108 |
| — | Fidelity Southern Corporation | 1,472,644 | $22,590 | 1.9% | $12.37 | — | Common | 316394105 |
| — | First Midwest Bancorp, Inc. | 1,462,910 | $22,061 | 1.8% | $13.72 | — | Common | 320867104 |
| AMH | American Homes 4 Rent | 1,362,000 | $21,996 | 1.8% | $16.15 | — | Common | 02665T306 |
| BANR | Banner Corporation | 529,308 | $20,198 | 1.7% | $21.83 | +12.5% | Common | 06652V208 |
| SF | Stifel Financial Corp. | 488,973 | $20,155 | 1.7% | $20.11 | +15.3% | Common | 860630102 |
| — | Sandy Spring Bancorp Inc. | 837,999 | $19,475 | 1.6% | $21.64 | — | Common | 800363103 |
| WTFC | Wintrust Financial Corporation | 467,018 | $19,180 | 1.6% | $36.77 | +10.5% | Common | 97650W108 |
| — | Pacific Continental Corporation | 1,423,397 | $18,661 | 1.5% | $11.80 | — | Common | 69412V108 |
| — | Suffolk Bancorp | 1,043,643 | $18,493 | 1.5% | $16.34 | — | Common | 864739107 |
| BMRC | Bank of Marin Bancorp | 416,283 | $17,297 | 1.4% | $13.79 | +6.6% | Common | 063425102 |
| NBHC | National Bank Holdings Corporation | 810,700 | $16,652 | 1.4% | $14.46 | +9.1% | Common | 633707104 |
| — | Union First Market Bankshares Corp. | 706,578 | $16,513 | 1.4% | $20.79 | — | Common | 90662P104 |
| — | Park Sterling Corp. | 2,535,525 | $16,253 | 1.3% | $5.91 | — | Common | 70086Y105 |
| — | Southwest Bancorp, Inc. | 1,078,164 | $15,968 | 1.3% | $13.97 | — | Common | 844767103 |
| — | CU Bancorp | 799,102 | $14,584 | 1.2% | $15.80 | — | Common | 126534106 |
| — | Cambridge Bancorp | 378,950 | $14,537 | 1.2% | $39.20 | — | Common | 132152109 |
| — | Stonegate Bank | 690,636 | $14,503 | 1.2% | $17.86 | — | Common | 861811107 |
| MBWM | Mercantile Bank Corporation | 653,053 | $14,223 | 1.2% | $9.96 | +19.0% | Common | 587376104 |
| FRME | First Merchants Corp. | 786,024 | $13,622 | 1.1% | $11.60 | +11.7% | Common | 320817109 |
| CPF | Central Pacific Financial Corp. | 756,499 | $13,390 | 1.1% | $11.10 | +4.7% | Common | 154760409 |
| — | BNC Bancorp | 951,665 | $12,695 | 1.0% | $11.42 | — | Common | 05566T101 |
| — | Capital Bank Financial Corp. | 560,524 | $12,304 | 1.0% | $19.02 | — | Common | 139794507 |
| — | Yadkin Financial Corporation | 713,066 | $12,286 | 1.0% | $14.04 | — | Common | 984305102 |
| HTBK | Heritage Commerce Corp | 1,605,091 | $12,279 | 1.0% | $6.76 | +7.0% | Common | 426927109 |
| — | Centerstate Banks of Florida, Inc. | 1,260,332 | $12,200 | 1.0% | $8.80 | — | Common | 15201P109 |
| — | First NBC Bank | 478,583 | $11,668 | 1.0% | $24.40 | — | Common | 32115D106 |
| — | Heritage Oaks Bancorp | 1,786,467 | $11,433 | 0.9% | $6.17 | — | Common | 42724R107 |
| TCBI | Texas Capital Bancshares, Inc. | 237,472 | $10,898 | 0.9% | $43.11 | +6.8% | Common | 88224Q107 |
| — | Washington Banking Company | 765,230 | $10,759 | 0.9% | $14.20 | — | Common | 937303105 |
| — | Old Line Bancshares, Inc. | 776,366 | $10,419 | 0.9% | $13.24 | — | Common | 67984M100 |
| — | Firstbank Corporation | 518,529 | $10,096 | 0.8% | $15.38 | — | Common | 33761G104 |
| FBIZ | First Business Financial Services | 301,000 | $9,825 | 0.8% | $10.24 | +15.7% | Common | 319390100 |
| — | Seacoast Banking Corporation of Florida | 4,339,571 | $9,417 | 0.8% | $2.20 | — | Common | 811707306 |
| CVBF | CVB Financial Corp. | 656,608 | $8,877 | 0.7% | $7.30 | +18.5% | Common | 126600105 |
| — | Heritage Financial Group | 509,297 | $8,872 | 0.7% | $14.75 | — | Common | 42726X102 |
| BSRR | Sierra Bancorp | 563,407 | $8,862 | 0.7% | $9.00 | +16.9% | Common | 82620P102 |
| — | First Southern Bancorp, Inc. | 1,601,703 | $8,809 | 0.7% | $4.73 | — | Common | 33644N102 |
| — | Investors Bancorp Inc. | 399,798 | $8,756 | 0.7% | $21.08 | — | Common | 46146P102 |
| HFWA | Heritage Financial Corporation | 549,949 | $8,535 | 0.7% | $13.97 | +12.3% | Common | 42722X106 |
| — | Metro Bancorp Inc. | 395,856 | $8,317 | 0.7% | $20.03 | — | Common | 59161R101 |
| — | Central Valley Community Bancorp | 792,834 | $8,047 | 0.7% | $10.08 | — | Common | 155685100 |
| — | SY Bancorp | 282,223 | $7,995 | 0.7% | $24.53 | — | Common | 785060104 |
| — | Bryn Mawr Bank Corporation | 286,210 | $7,719 | 0.6% | $23.93 | — | Common | 117665109 |
| — | First Citizens Bancorporation, Inc. | 11,859 | $7,696 | 0.6% | $630.04 | — | Common | 319460101 |
| — | Southern National Bancorp of Virginia,Inc. | 772,012 | $7,442 | 0.6% | $9.78 | — | Common | 843395104 |
| — | City National Corp. | 111,132 | $7,408 | 0.6% | $63.37 | — | Common | 178566105 |
| — | Bank Kentucky Financial | 269,442 | $7,358 | 0.6% | $28.37 | — | Common | 062896105 |
| — | BSB Bancorp, Inc. | 491,140 | $6,881 | 0.6% | $13.18 | — | Common | 05573H108 |
| PGC | Peapack-Gladstone Financial Corporation | 367,988 | $6,826 | 0.6% | $14.05 | +15.7% | Common | 704699107 |
| — | Iberiabank Corp | 131,004 | $6,800 | 0.6% | $53.61 | — | Common | 450828108 |
| — | Bridge Capital Holdings | 396,323 | $6,730 | 0.6% | $15.89 | — | Common | 108030107 |
| QCRH | QCR Holdings, Inc. | 408,461 | $6,490 | 0.5% | $14.63 | +1.4% | Common | 74727A104 |
| — | First of Long Island Corp. | 164,373 | $6,386 | 0.5% | $33.19 | — | Common | 320734106 |
| — | First Security Group, Inc. | 2,980,000 | $6,198 | 0.5% | $2.17 | — | Common | 336312202 |
| BANC | Banc of California, Inc. | 441,762 | $6,110 | 0.5% | $9.14 | +11.0% | Common | 05990K106 |
| — | SVB Financial Group | 70,600 | $6,098 | 0.5% | $83.31 | — | Common | 78486Q101 |
| WTBFB | W.T.B. Financial Corporation | 38,246 | $5,976 | 0.5% | $144.77 | +6.7% | Common | 929334209 |
| — | NorthWest Indiana Bancorp | 247,866 | $5,763 | 0.5% | $23.62 | — | Common | 667516108 |
| BHB | Bar Harbor Bankshares | 155,183 | $5,709 | 0.5% | $10.10 | +5.8% | Common | 066849100 |
| UVSP | Univest Corporation of Pennsylvania | 284,697 | $5,367 | 0.4% | $17.73 | +11.5% | Common | 915271100 |
| SFST | Southern First Bancshares, Inc. | 393,404 | $5,193 | 0.4% | $10.90 | +17.3% | Common | 842873101 |
| — | Codorus Valley Bancorp, Inc. | 286,290 | $5,153 | 0.4% | $17.40 | — | Common | 192025104 |
| — | Security California Bancorp | 512,955 | $5,053 | 0.4% | $10.70 | — | Common | 81412M103 |
| — | CommerceWest Bank | 370,444 | $5,001 | 0.4% | $12.25 | — | Common | 20084T103 |
| — | United Bancorp, Inc. | 735,008 | $4,998 | 0.4% | $5.40 | — | Common | 90944L103 |
| HIFS | Hingham Institution for Savings | 70,900 | $4,957 | 0.4% | $55.69 | +6.5% | Common | 433323102 |
| COLB | Columbia Banking System, Inc. | 200,396 | $4,950 | 0.4% | $12.82 | +13.8% | Common | 197236102 |
| — | 1st Constitution Bancorp | 464,467 | $4,914 | 0.4% | $9.51 | — | Common | 31986N102 |
| — | Mackinac Financial Corporation | 528,509 | $4,809 | 0.4% | $8.88 | — | Common | 554571109 |
| — | First Financial Holdings, Inc. | 85,423 | $4,712 | 0.4% | $55.16 | — | Common | 32023E105 |
| — | TriState Capital Holdings, Inc. | 362,700 | $4,675 | 0.4% | $12.94 | — | Common | 89678F100 |
| — | FNB Bancorp | 201,648 | $4,638 | 0.4% | $20.54 | — | Common | 302515101 |
| — | Meridian Interstate Bancorp | 207,526 | $4,522 | 0.4% | $18.83 | — | Common | 58964Q104 |
| FCCO | First Community Corporation | 427,779 | $4,462 | 0.4% | $6.87 | +11.1% | Common | 319835104 |
| WTBA | West Bancorporation, Inc. | 308,578 | $4,258 | 0.4% | $11.45 | +14.6% | Common | 95123P106 |
| HTH | Hilltop Holdings Inc. | 227,532 | $4,209 | 0.3% | $15.00 | +12.1% | Common | 432748101 |
| DHIL | Diamond Hill Investment Group, Inc. | 39,288 | $4,202 | 0.3% | $41.91 | +32.5% | Common | 25264R207 |
| — | ViewPoint Financial Group, Inc. | 199,072 | $4,115 | 0.3% | $20.81 | — | Common | 92672A101 |
| PSBQ | PSB Holdings, Inc. | 135,763 | $4,040 | 0.3% | $9.62 | +5.7% | Common | 69360N108 |
| — | Palmetto Bancshares, Inc. | 307,345 | $4,008 | 0.3% | $13.00 | — | Common | 697062206 |
| RNST | Renasant Corporation | 140,542 | $3,819 | 0.3% | $26.53 | 0.0% | Common | 75970E107 |
| — | Intermountain Community Bancorp | 248,742 | $3,793 | 0.3% | $13.15 | — | Common | 45881M308 |
| IBCP | Independent Bank Corporation | 375,000 | $3,750 | 0.3% | $5.76 | 0.0% | Common | 453838609 |
| — | First United Bancorp | 507,883 | $3,723 | 0.3% | $6.72 | — | Common | 33740N105 |
| FBNC | First Bancorp | 253,881 | $3,669 | 0.3% | $10.64 | +11.1% | Common | 318910106 |
| NODB | North Dallas Bank & Trust Co. | 74,487 | $3,620 | 0.3% | $46.65 | — | Common | 659012108 |
| — | Sterling Financial Corporation | 125,000 | $3,581 | 0.3% | $23.78 | — | Common | 859319303 |
| — | Hudson Valley Holding Corp. | 190,470 | $3,577 | 0.3% | $17.62 | — | Common | 444172100 |
| OCFC | OceanFirst Financial Corp. | 210,826 | $3,565 | 0.3% | $9.27 | +18.4% | Common | 675234108 |
| — | Enterprise Bancorp, Inc. | 187,361 | $3,543 | 0.3% | $18.49 | — | Common | 293668109 |
| — | First Virginia Community Bank | 240,000 | $3,420 | 0.3% | $14.25 | — | Common | 337480107 |
| — | Guaranty Bancorp | 249,488 | $3,415 | 0.3% | $11.35 | — | Common | 40075T607 |
| QNBC | QNB Corp. | 138,487 | $3,386 | 0.3% | $24.55 | +0.1% | Common | 74726N107 |
| — | Bank of Commerce Holdings | 582,218 | $3,342 | 0.3% | $5.04 | — | Common | 06424J103 |
| — | MainSource Financial Group, Inc. | 218,389 | $3,317 | 0.3% | $13.75 | — | Common | 56062Y102 |
| RVSB | Riverview Bancorp, Inc. | 1,254,464 | $3,299 | 0.3% | $1.91 | +8.2% | Common | 769397100 |
| — | Valley Financial Corporation | 312,893 | $3,210 | 0.3% | $11.10 | — | Common | 919629105 |
| — | Centrix Bank & Trust | 125,300 | $3,195 | 0.3% | $23.25 | — | Common | 15640A101 |
| LKFN | Lakeland Financial Corporation | 97,292 | $3,177 | 0.3% | $13.19 | +17.5% | Common | 511656100 |
| — | Valley Commerce Bancorp | 227,789 | $3,155 | 0.3% | $12.86 | — | Common | 919518100 |
| — | Georgia-Carolina Bancshares, Inc. | 201,489 | $3,063 | 0.3% | $15.15 | — | Common | 373145101 |
| — | Mayflower Bancorp, Inc. | 154,735 | $2,969 | 0.2% | $18.63 | — | Common | 578321101 |
| AMBZ | American Business Bank | 102,637 | $2,956 | 0.2% | $22.87 | +3.2% | Common | 02475L105 |
| — | Charter Financial Corporation | 269,137 | $2,907 | 0.2% | $10.08 | — | Common | 16122W108 |
| — | Century Bancorp, Inc. | 86,688 | $2,889 | 0.2% | $34.44 | — | Common | 156432106 |
| — | Beneficial Mutual Bancorp, Inc. | 287,158 | $2,863 | 0.2% | $8.54 | — | Common | 08173R104 |
| — | Northeast Community Bancorp, Inc. | 416,800 | $2,813 | 0.2% | $6.32 | — | Common | 664112109 |
| — | Greater Sacramento Bancorp | 180,345 | $2,813 | 0.2% | $16.00 | — | Common | 39233Q109 |
| — | First Bancshares, Inc. | 200,000 | $2,800 | 0.2% | $14.00 | — | Common | 318916103 |
| — | StellarOne Corporation | 124,250 | $2,796 | 0.2% | $19.65 | — | Common | 85856G100 |
| — | Chemical Financial Corp. | 100,000 | $2,792 | 0.2% | $27.92 | — | Common | 163731102 |
| CCNE | CNB Financial Corporation | 163,000 | $2,779 | 0.2% | $11.11 | +6.2% | Common | 126128107 |
| — | CFS Bancorp, Inc. | 248,627 | $2,755 | 0.2% | $10.72 | — | Common | 12525D102 |
| — | Independent Bank Group, Inc | 75,000 | $2,700 | 0.2% | $30.40 | — | Common | 45384B106 |
| OVLY | Oak Valley Bancorp | 328,746 | $2,617 | 0.2% | $7.78 | +2.2% | Common | 671807105 |
| — | Southeastern Bank Financial Corporation | 123,571 | $2,533 | 0.2% | $19.50 | — | Common | 841584105 |
| AUBN | Auburn National Bancorporation, Inc. | 101,874 | $2,486 | 0.2% | $14.18 | +6.1% | Common | 050473107 |
| — | Eastern Virginia Bankshares, Inc. | 406,593 | $2,480 | 0.2% | $5.00 | — | Common | 277196101 |
| — | Chicopee Bancorp, Inc. | 135,730 | $2,390 | 0.2% | $16.90 | — | Common | 168565109 |
| FRBKQ | Republic First Bancorp, Inc. | 745,000 | $2,377 | 0.2% | $2.90 | +15.0% | Common | 760416107 |
| UNTY | Unity Bancorp, Inc. | 306,628 | $2,287 | 0.2% | $5.26 | +8.3% | Common | 913290102 |
| — | ConnectOne Bancorp, Inc. | 65,000 | $2,282 | 0.2% | $30.74 | — | Common | 20786U101 |
| — | DCB Financial Corp | 415,328 | $2,201 | 0.2% | $5.30 | — | Common | 233075100 |
| — | Hilltop Community Bancorp, Inc. | 235,437 | $2,185 | 0.2% | $9.19 | — | Common | 43274N108 |
| — | MetroCorp Bancshares-TX | 156,900 | $2,156 | 0.2% | $12.93 | — | Common | 591650106 |
| PKBK | Parke Bancorp, Inc. | 240,472 | $2,114 | 0.2% | $4.28 | +18.6% | Common | 700885106 |
| — | Cardinal Financial Corporation | 127,030 | $2,100 | 0.2% | $14.64 | — | Common | 14149F109 |
| — | First Defiance Financial Corp. | 88,463 | $2,069 | 0.2% | $22.55 | — | Common | 32006W106 |
| — | Fauquier Bancshares, Inc. | 157,629 | $2,052 | 0.2% | $12.13 | — | Common | 312059108 |
| — | Community Bankers Trust Corporation | 555,865 | $2,046 | 0.2% | $3.68 | — | Common | 203612106 |
| FXNC | First National Corporation | 343,324 | $2,043 | 0.2% | $5.08 | -7.3% | Common | 32106V107 |
| — | Lender Processing Services, Inc. | 61,000 | $2,029 | 0.2% | $32.35 | — | Common | 52602E102 |
| ORRF | Orrstown Financial Services, Inc | 116,079 | $2,026 | 0.2% | $10.88 | +3.8% | Common | 687380105 |
| — | Access National Corporation | 139,664 | $1,992 | 0.2% | $12.98 | — | Common | 004337101 |
| — | DNB Financial Corporation | 91,889 | $1,926 | 0.2% | $17.76 | — | Common | 233237106 |
| FNLC | The First Bancorp, Inc. | 115,000 | $1,915 | 0.2% | $9.14 | +4.7% | Common | 31866P102 |
| — | Midsouth Bancorp, Inc. | 123,248 | $1,910 | 0.2% | $15.53 | — | Common | 598039105 |
| — | American River Bankshares | 216,548 | $1,906 | 0.2% | $8.22 | — | Common | 029326105 |
| OSBC | Old Second Bancorp, Inc. | 332,250 | $1,891 | 0.2% | $4.45 | +22.3% | Common | 680277100 |
| FMNB | Farmers National Banc Corp. | 284,713 | $1,797 | 0.1% | $4.28 | -0.4% | Common | 309627107 |
| — | HopFed Bancorp, Inc. | 157,300 | $1,760 | 0.1% | $10.80 | — | Common | 439734104 |
| — | SBT Bancorp, Inc. | 68,660 | $1,717 | 0.1% | $28.22 | — | Common | 78391C106 |
| — | Roma Financial Corp. | 90,600 | $1,684 | 0.1% | $18.16 | — | Common | 77581P109 |
| PEBK | Peoples Bancorp of North Carolina, Inc. | 126,449 | $1,562 | 0.1% | $10.91 | +9.3% | Common | 710577107 |
| — | Virginia National Bank | 87,452 | $1,487 | 0.1% | $16.79 | — | Common | 928028109 |
| ABCB | Ameris Bancorp | 80,551 | $1,481 | 0.1% | $13.28 | +23.2% | Common | 03076K108 |
| QNTO | Quaint Oak Bancorp | 86,500 | $1,401 | 0.1% | $8.01 | +0.0% | Common | 74732T106 |
| — | New Century Bancorp, Inc. | 206,921 | $1,397 | 0.1% | $6.38 | — | Common | 64353M100 |
| — | SouthCrest Financial Group, Inc. | 251,400 | $1,370 | 0.1% | $5.41 | — | Common | 84129X107 |
| — | Baylake Corp. | 129,100 | $1,368 | 0.1% | $9.75 | — | Common | 072788102 |
| — | Puget Sound Bank | 96,787 | $1,360 | 0.1% | $12.94 | — | Common | 74531Y108 |
| — | Heritage Bankshares, Inc. | 99,824 | $1,348 | 0.1% | $13.50 | — | Common | 42721M101 |
| — | OBA Financial Services, Inc. | 70,622 | $1,342 | 0.1% | $18.44 | — | Common | 67424G101 |
| — | Lakeland Bancorp, Inc. | 118,799 | $1,336 | 0.1% | $10.43 | — | Common | 511637100 |
| — | Pinnacle Financial Partners, Inc. | 40,929 | $1,220 | 0.1% | $25.71 | — | Common | 72346Q104 |
| — | ESSA Bancorp, Inc. | 116,286 | $1,212 | 0.1% | $10.96 | — | Common | 29667D104 |
| — | Lake Shore Bancorp | 105,754 | $1,208 | 0.1% | $11.70 | — | Common | 510700107 |
| TCBK | TriCo Bancshares | 53,000 | $1,207 | 0.1% | $18.87 | +15.7% | Common | 896095106 |
| — | Pacific Premier Bancorp, Inc. | 88,500 | $1,188 | 0.1% | $12.22 | — | Common | 69478X105 |
| — | Clifton Savings Bancorp Inc. | 94,600 | $1,172 | 0.1% | $11.93 | — | Common | 18712Q103 |
| — | Blackhawk Bancorp, Inc. | 127,494 | $1,147 | 0.1% | $8.30 | — | Common | 09237E204 |
| — | North Valley Bancorp | 57,191 | $1,081 | 0.1% | $16.55 | — | Common | 66304M204 |
| — | VantageSouth Bancshares, Inc. | 200,000 | $1,062 | 0.1% | $5.31 | — | Common | 92209W105 |
| EFSI | Eagle Financial Services Inc. | 43,141 | $1,025 | 0.1% | $14.62 | +5.9% | Common | 26951R104 |
| — | Center Bancorp, Inc. | 71,850 | $1,023 | 0.1% | $12.69 | — | Common | 151408101 |
| — | Illini Corporation | 24,700 | $992 | 0.1% | $41.17 | — | Common | 45177K206 |
| — | Cornerstone Bancshares, Inc. | 389,406 | $954 | 0.1% | $2.01 | — | Common | 218924108 |
| SAMG | Silvercrest Asset Management Group Inc. | 69,000 | $940 | 0.1% | $13.19 | 0.0% | Common | 828359109 |
| — | Royal Financial, Inc. | 161,382 | $863 | 0.1% | $4.90 | — | Common | 78027P109 |
| WAL | Western Alliance Bancorporation | 45,412 | $860 | 0.1% | $12.57 | +20.5% | Common | 957638109 |
| — | American Equity Investment Life Holding | 38,500 | $817 | 0.1% | $15.70 | — | Common | 025676206 |
| — | Town and Country Financial Corporation | 75,355 | $803 | 0.1% | $10.32 | — | Common | 892039108 |
| — | WashingtonFirst Bankshares, Inc. | 55,841 | $726 | 0.1% | $11.30 | — | Common | 940730104 |
| — | Bridge Bancorp Inc. | 33,494 | $720 | 0.1% | $22.51 | — | Common | 108035106 |
| FCOB | 1st Colonial Bancorp | 111,824 | $708 | 0.1% | $4.99 | +12.1% | Common | 319716106 |
| — | Merchants Bancshares, Inc. | 24,217 | $701 | 0.1% | $29.58 | — | Common | 588448100 |
| — | Fox Chase Bancorp, Inc. | 38,429 | $669 | 0.1% | $16.99 | — | Common | 35137T108 |
| — | PSB Holdings | 105,486 | $669 | 0.1% | $5.61 | — | Common | 69360W108 |
| — | Old Point Financial Corporation | 50,054 | $651 | 0.1% | $13.10 | — | Common | 680194107 |
| GLBZ | Glen Burnie Bancorp | 49,351 | $592 | 0.0% | $7.62 | +3.8% | Common | 377407101 |
| — | Salisbury Bancorp, Inc. | 22,606 | $590 | 0.0% | $26.00 | — | Common | 795226109 |
| HAFC | Hanmi Financial Corporation | 34,938 | $579 | 0.0% | $15.99 | +7.1% | Common | 410495204 |
| RCBC | River City Bank | 5,659 | $577 | 0.0% | $9.76 | 0.0% | Common | 76803X106 |
| — | First Capital Bancorp, Inc. | 141,514 | $565 | 0.0% | $3.94 | — | Common | 319438107 |
| — | BancorpSouth, Inc. | 28,200 | $562 | 0.0% | $17.70 | — | Common | 059692103 |
| — | Waterstone Financial, Inc. | 53,482 | $543 | 0.0% | $10.15 | — | Common | 941888109 |
| — | Carolina Trust Bank | 183,592 | $538 | 0.0% | $2.85 | — | Common | 144200102 |
| — | Southcoast Financial Corporation | 90,457 | $520 | 0.0% | $5.75 | — | Common | 84129R100 |
| FNB | F.N.B. Corporation | 41,461 | $503 | 0.0% | $7.09 | +9.8% | Common | 302520101 |
| BAOB | Baraboo Bancorporation, Inc. | 245,315 | $503 | 0.0% | $1.24 | +0.6% | Common | 067021105 |
| PFBC | Preferred Bank | 27,600 | $491 | 0.0% | $16.93 | 0.0% | Common | 740367404 |
| CBOE | CBOE Holdings | 10,000 | $452 | 0.0% | $33.33 | +20.0% | Common | 12503M108 |
| — | First Financial Service Corporation | 115,338 | $446 | 0.0% | $3.39 | — | Common | 32022D108 |
| SSBI | Summit State Bank | 43,000 | $402 | 0.0% | $4.89 | 0.0% | Common | 866264203 |
| — | Kearny Financial Corp. | 35,800 | $366 | 0.0% | $10.50 | — | Common | 487169104 |
| — | Umpqua Holdings Corporation | 20,000 | $324 | 0.0% | $15.00 | — | Common | 904214103 |
| FFBC | First Financial Bancorp. | 21,000 | $319 | 0.0% | $9.47 | +4.0% | Common | 320209109 |
| — | Cornerstone Financial | 101,071 | $303 | 0.0% | $2.51 | — | Common | 21925G102 |
| FISI | Financial Institutions, Inc. | 14,200 | $291 | 0.0% | $11.66 | +6.0% | Common | 317585404 |
| — | 1st Capital Bank | 20,422 | $232 | 0.0% | $11.31 | — | Common | 31944C107 |
| NFBK | Northfield Bancorp, Inc. | 18,447 | $224 | 0.0% | $7.68 | +5.5% | Common | 66611T108 |
| — | Pacific Mercantile Bancorp | 34,450 | $214 | 0.0% | $6.21 | — | Common | 694552100 |
| — | Westfield Financial Inc. | 25,000 | $177 | 0.0% | $7.08 | — | Common | 96008P104 |
| — | Ameriana Bancorp | 13,354 | $172 | 0.0% | $12.88 | — | Common | 023613102 |
| BKOR | Oak Ridge Financial Services, Inc. | 21,675 | $92 | 0.0% | $4.24 | — | Common | 671768109 |
| ORPB | Oregon Pacific Bancorp | 21,659 | $70 | 0.0% | $3.45 | -0.6% | Common | 686040205 |
| — | CBOE Holdings - sold short | 30 | $3 | 0.0% | — | — | Put | 12503M958 |