Location: Summit, NJ
CIK: 0001304229 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: Apr 18, 2017
Total Value: $417M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IBM | Int'l Bus Machines | 64,582 | $11.25M | 2.7% | $174.14 * | $101.44 | +12.3% | COM | 459200101 |
| C | Citigroup Inc. | 173,573 | $10.38M | 2.5% | $59.82 * | $35.92 | +25.9% | COM NEW | 172967424 |
| — | Howard Hughes Corporation | 82,067 | $9.622M | 2.3% | $117.25 | $113.89 | — | COM | 44267D107 |
| ALEX | Alexander & Baldwin Holdings, | 202,130 | $8.999M | 2.2% | $44.52 | $39.43 | — | COM | 014491104 |
| WY | Weyerhaeuser Company | 264,766 | $8.997M | 2.2% | $33.98 * | $18.15 | +33.3% | COM | 962166104 |
| — | Senior Housing Properties Trus | 407,649 | $8.255M | 2.0% | $20.25 | $21.84 | — | SH BEN INT | 81721M109 |
| — | Hubbell Inc. - Cl B | 67,472 | $8.1M | 1.9% | $120.05 | $120.05 | — | COM | 443510201 |
| PNR | Pentair Inc. | 124,992 | $7.847M | 1.9% | $62.78 * | $40.23 | -8.6% | SHS | G7S00T104 |
| SYF | Synchrony Financial | 226,700 | $7.776M | 1.9% | $34.30 * | $23.15 | +19.8% | COM | 87165B103 |
| RPM | RPM International, Inc. | 138,673 | $7.631M | 1.8% | $55.03 | $34.79 | +58.2% | COM | 749685103 |
| — | Coach, Inc. | 184,206 | $7.613M | 1.8% | $41.33 | $32.73 | — | COM | 189754104 |
| RF | Regions Financial Corp. | 512,876 | $7.452M | 1.8% | $14.53 * | $6.14 | +70.4% | COM | 7591EP100 |
| AAPL | Apple, Inc. | 51,180 | $7.353M | 1.8% | $143.67 * | $18.68 | +78.1% | COM | 037833100 |
| SSD | Simpson Manufacturing Co. Inc. | 161,053 | $6.94M | 1.7% | $43.09 * | $25.93 | +50.9% | COM | 829073105 |
| CMP | Compass Minerals International | 98,936 | $6.713M | 1.6% | $67.85 * | $56.35 | -7.3% | COM | 20451N101 |
| UPS | United Parcel Service, Inc Cl | 61,775 | $6.628M | 1.6% | $107.29 * | $66.81 | +15.6% | CL B | 911312106 |
| — | Kansas City Southern | 76,285 | $6.542M | 1.6% | $85.76 | $85.30 | — | COM NEW | 485170302 |
| ITT | ITT Inc. | 158,870 | $6.517M | 1.6% | $41.02 | $36.12 | +13.6% | COM | 45073V108 |
| EWW | iShares MSCI Mexico Index Fund | 126,886 | $6.493M | 1.6% | $51.17 | $47.01 | +8.8% | COM | 464286822 |
| URBN | Urban Outfitters, Inc. | 273,143 | $6.49M | 1.6% | $23.76 | $32.67 | -27.3% | COM | 917047102 |
| — | Pioneer Natural Resources Co | 33,214 | $6.185M | 1.5% | $186.22 | $151.92 | — | COM | 723787107 |
| GOOGL | Alphabet, Inc. - Cl A | 7,217 | $6.119M | 1.5% | $847.86 * | $31.95 | +31.7% | CAP STK CL A | 02079K305 |
| — | SPX Corporation | 243,173 | $5.897M | 1.4% | $24.25 | $22.20 | — | COM | 784635104 |
| — | TE Connectivity Ltd. | 77,166 | $5.753M | 1.4% | $74.55 | $51.20 | — | REG SHS | H84989104 |
| AJG | Arthur J. Gallagher & Co. | 99,700 | $5.637M | 1.4% | $56.54 * | $34.91 | +41.9% | COM | 363576109 |
| HOG | Harley-Davidson, Inc. | 92,508 | $5.597M | 1.3% | $60.50 | $52.15 | +16.0% | COM | 412822108 |
| — | Liberty Global Inc. - Series C | 153,375 | $5.374M | 1.3% | $35.04 | $39.71 | — | SHS CL C | G5480U120 |
| KRE | SPDR S&P Regional Banking ETF | 98,305 | $5.368M | 1.3% | $54.61 | $49.06 | +11.3% | S&P REGL BKG | 78464A698 |
| JPM | J.P. Morgan Chase & Co. | 60,698 | $5.332M | 1.3% | $87.84 * | $38.77 | +78.9% | COM | 46625H100 |
| DE | Deere & Company | 48,508 | $5.281M | 1.3% | $108.87 * | $71.17 | +33.9% | COM | 244199105 |
| MSFT | Microsoft Corp | 76,335 | $5.027M | 1.2% | $65.85 * | $46.12 | +29.2% | COM | 594918104 |
| KW | Kennedy-Wilson Holdings, Inc. | 226,025 | $5.018M | 1.2% | $22.20 | $19.11 | +16.2% | COM | 489398107 |
| GOOG | Alphabet, Inc. - Cl C | 5,910 | $4.903M | 1.2% | $829.61 * | $30.50 | +35.0% | CAP STK CL C | 02079K107 |
| BAC | Bank of America Corp | 194,580 | $4.59M | 1.1% | $23.59 * | $11.99 | +61.0% | COM | 060505104 |
| TSM | Taiwan Semiconductor-Sp ADR | 126,398 | $4.151M | 1.0% | $32.84 | $26.02 | +26.2% | SPONSORED ADR | 874039100 |
| — | Time Warner, Inc. | 41,468 | $4.052M | 1.0% | $97.71 | $64.30 | — | COM NEW | 887317303 |
| ARCC | Ares Capital Corporation | 220,990 | $3.841M | 0.9% | $17.38 * | $6.62 | +14.9% | COM | 04010L103 |
| — | MFA Financial Inc | 465,320 | $3.76M | 0.9% | $8.08 | $7.54 | — | COM | 55272X102 |
| RITM | New Residential Investment Cor | 221,165 | $3.755M | 0.9% | $16.98 | $16.98 | — | COM NEW | 64828T201 |
| BXMT | Blackstone Mortgage Trust Inc. | 117,430 | $3.636M | 0.9% | $30.96 | $30.07 | — | COM CL A | 09257W100 |
| SCHW | Charles Schwab Corporation | 87,780 | $3.582M | 0.9% | $40.81 * | $28.89 | +26.0% | COM | 808513105 |
| STWD | Starwood Property Trust, Inc. | 155,600 | $3.513M | 0.8% | $22.58 | $24.30 | — | COM | 85571B105 |
| CF | CF Industries Holdings Inc | 116,395 | $3.416M | 0.8% | $29.35 * | $35.16 | -33.7% | COM | 125269100 |
| MHK | Mohawk Industries Inc | 14,580 | $3.346M | 0.8% | $229.49 | $154.97 | +48.1% | COM | 608190104 |
| LOW | Lowe's Cos Inc. | 40,620 | $3.339M | 0.8% | $82.20 * | $58.71 | +19.0% | COM | 548661107 |
| — | NCI Building Systems Inc. | 194,120 | $3.329M | 0.8% | $17.15 | $17.15 | — | COM NEW | 628852204 |
| — | CoreSite Realty Corporation | 36,259 | $3.265M | 0.8% | $90.05 | $79.38 | — | COM | 21870Q105 |
| HON | Honeywell International Inc | 25,708 | $3.21M | 0.8% | $124.86 * | $57.55 | +63.6% | COM | 438516106 |
| AXTA | Axalta Coating Systems Ltd. | 98,810 | $3.182M | 0.8% | $32.20 | $28.00 | +15.0% | COM | G0750C108 |
| — | CoreLogic, Inc. | 78,103 | $3.18M | 0.8% | $40.72 | $30.65 | — | COM | 21871D103 |
| AMGN | Amgen Inc | 19,212 | $3.152M | 0.8% | $164.06 * | $113.74 | +10.7% | COM | 031162100 |
| HD | Home Depot Inc. | 20,959 | $3.077M | 0.7% | $146.81 * | $73.21 | +62.4% | COM | 437076102 |
| — | SPX Flow, Inc. | 85,990 | $2.985M | 0.7% | $34.71 | $33.60 | — | COM | 78469X107 |
| THO | Thor Industries Inc | 30,890 | $2.969M | 0.7% | $96.12 * | $45.89 | +75.8% | COM | 885160101 |
| CCI | Crown Castle Intl Corp | 31,216 | $2.948M | 0.7% | $94.44 * | $55.62 | +18.0% | COM | 22822V101 |
| BSV | Vanguard Short-Term Bond ETF | 36,610 | $2.919M | 0.7% | $79.73 | $80.17 | -0.6% | SHORT TRM BOND | 921937827 |
| TMO | Thermo Fisher Scientific | 18,978 | $2.915M | 0.7% | $153.60 * | $90.68 | +65.4% | COM | 883556102 |
| — | Magellan Midstream Partners LP | 37,686 | $2.898M | 0.7% | $76.90 | $57.53 | — | COM UNIT RP LP | 559080106 |
| IGSB | iShares Barclays 1-3 Yr Credit | 27,445 | $2.888M | 0.7% | $105.23 * | $52.46 | +0.3% | 1-3 YR CR BD ETF | 464288646 |
| — | Actuant Corporation Class A | 104,275 | $2.748M | 0.7% | $26.35 | $28.18 | — | CLA NEW | 00508X203 |
| SPSB | SPDR Barclays Short Term Corp. | 87,565 | $2.68M | 0.6% | $30.61 | $30.53 | +0.2% | BLOOMBERG BRC SR | 78464A474 |
| — | CyrusOne, Inc. | 50,375 | $2.593M | 0.6% | $51.47 | $44.73 | — | COM | 23283R100 |
| VCSH | Vanguard Short-Term Corporate | 31,900 | $2.544M | 0.6% | $79.75 | $79.80 | -0.1% | SHRT TRM CORP BD | 92206C409 |
| XYL | Xylem Inc. | 50,232 | $2.523M | 0.6% | $50.23 * | $24.73 | +82.9% | COM | 98419M100 |
| — | Liberty Interactive Corporatio | 121,391 | $2.43M | 0.6% | $20.02 | $24.34 | — | QVC GP COM SER A | 53071M104 |
| — | Bed, Bath & Beyond, Inc. | 58,687 | $2.316M | 0.6% | $39.46 | $60.57 | — | COM | 075896100 |
| PFE | Pfizer Inc | 67,523 | $2.31M | 0.6% | $34.21 * | $19.91 | +11.0% | COM | 717081103 |
| — | Shire Plc ADR | 12,231 | $2.131M | 0.5% | $174.23 | $159.31 | — | SPONSORED ADR | 82481R106 |
| — | Broadcom Limited | 9,730 | $2.13M | 0.5% | $218.91 | $154.51 | — | SHS | Y09827109 |
| EPD | Enterprise Products Partners L | 75,431 | $2.083M | 0.5% | $27.61 | $43.30 | — | COM | 293792107 |
| — | DoubleLine Income Solutions | 103,713 | $2.082M | 0.5% | $20.07 | $18.17 | — | COM | 258622109 |
| USIG | iShares Core U.S. Credit Bond | 18,835 | $2.07M | 0.5% | $109.90 * | $54.63 | +0.6% | US CREDIT BD ETF | 464288620 |
| — | General Electric | 66,596 | $1.985M | 0.5% | $29.81 | $25.07 | — | COM | 369604103 |
| — | Cimpress NV | 22,873 | $1.971M | 0.5% | $86.17 | $91.59 | — | SHS EURO | N20146101 |
| — | ClearBridge Energy MLP Fund | 110,645 | $1.851M | 0.4% | $16.73 | $15.58 | — | COM | 184692101 |
| — | Tortoise MLP Fund, Inc. | 88,820 | $1.846M | 0.4% | $20.78 | $19.08 | — | COM | 89148B101 |
| — | Delphi Automotive Plc | 22,532 | $1.814M | 0.4% | $80.51 | $65.06 | — | SHS | G27823106 |
| — | Liberty Global Plc LiLAC Grp C | 78,466 | $1.808M | 0.4% | $23.04 | $32.32 | — | LILAC SHS CL C | G5480U153 |
| BRK/B | Berkshire Hathaway Inc Cl B | 10,821 | $1.804M | 0.4% | $166.71 | $152.19 | +9.5% | CL B NEW | 084670702 |
| — | Aberdeen Asia Pac Income Fund | 348,505 | $1.739M | 0.4% | $4.99 | $5.03 | — | COM | 003009107 |
| — | HollySys Automation Technologi | 101,775 | $1.723M | 0.4% | $16.93 | $21.87 | — | SHS | G45667105 |
| TOTL | SPDR DoubleLine Total Return | 34,200 | $1.671M | 0.4% | $48.86 | $49.29 | -0.9% | SPDR TR TACTIC | 78467V848 |
| MA | MasterCard, Inc. - Class A | 14,570 | $1.639M | 0.4% | $112.49 * | $72.71 | +47.1% | CL A | 57636Q104 |
| HSBC | HSBC Holdings Plc Spons ADR | 39,315 | $1.605M | 0.4% | $40.82 | $45.55 | -10.4% | SPON ADR NEW | 404280406 |
| — | PIMCO Income Opportunity Fund | 63,240 | $1.57M | 0.4% | $24.83 | $20.76 | — | COM | 72202B100 |
| LADR | Ladder Capital Corp - REIT | 105,549 | $1.524M | 0.4% | $14.44 | $14.41 | — | CL A | 505743104 |
| — | ClearBridge Energy MLP Opportu | 113,195 | $1.524M | 0.4% | $13.46 | $13.14 | — | COM | 18469P100 |
| — | AllianceBernstein Global High | 120,650 | $1.518M | 0.4% | $12.58 | $11.70 | — | COM | 01879R106 |
| HDB | HDFC Bank Ltd | 18,872 | $1.42M | 0.3% | $75.24 | $58.93 | +27.6% | ADR REPS 3 SHS | 40415F101 |
| EL | Estee Lauder Cos., Inc. | 16,215 | $1.375M | 0.3% | $84.80 * | $61.17 | +24.2% | CL A | 518439104 |
| — | China Lodging Group Ltd. | 21,819 | $1.354M | 0.3% | $62.06 | $24.41 | — | SPONSORED ADR | 16949N109 |
| WPP | WPP PLC - Spons ADR | 11,910 | $1.303M | 0.3% | $109.40 | $84.30 | +29.8% | ADR | 92937A102 |
| — | Invesco Bond Fund | 67,050 | $1.269M | 0.3% | $18.93 | $18.47 | — | COM | 46132L107 |
| HYS | Pimco 0-5 Year High Yield Corp | 12,250 | $1.238M | 0.3% | $101.06 | $103.97 | -2.8% | 0-5 HIGH YIELD | 72201R783 |
| T | AT&T Inc. | 28,605 | $1.189M | 0.3% | $41.57 * | $12.66 | +31.9% | COM | 00206R102 |
| — | HRG Group, Inc. | 57,679 | $1.114M | 0.3% | $19.31 | $15.39 | — | COM | 40434J100 |
| BIDU | Baidu, Inc. | 6,242 | $1.077M | 0.3% | $172.54 | $212.33 | -18.8% | SPON ADR REP A | 056752108 |
| POST | Post Holdings Inc. | 11,938 | $1.045M | 0.3% | $87.54 * | $30.46 | +88.0% | COM | 737446104 |
| — | Twenty-First Century Fox, Inc. | 32,390 | $1.029M | 0.2% | $31.77 | $31.77 | — | CL B | 90130A200 |
| CMCSA | Comcast Corporation Class A | 27,280 | $1.025M | 0.2% | $37.57 * | $25.13 | +20.6% | CL A | 20030N101 |
| — | BlackRock Limited Duration Inc | 65,765 | $1.024M | 0.2% | $15.57 | $15.30 | — | COM SHS | 09249W101 |
| CCK | Crown Holdings, Inc. | 19,171 | $1.015M | 0.2% | $52.94 * | $46.68 | +7.8% | COM | 228368106 |
| — | Liberty Interactive Corp. Vent | 21,622 | $962K | 0.2% | $44.49 | $44.49 | — | LBT VEN COM A NE | 53071M856 |
| GILD | Gilead Sciences, Inc. | 13,402 | $910K | 0.2% | $67.90 * | $58.18 | -15.4% | COM | 375558103 |
| NXPI | NXP Semiconductors NV-submitte | 8,585 | $893K | 0.2% | $104.02 * | $64.05 | +43.6% | COM | N6596X109 |
| — | Costco Wholesale Corp | 5,221 | $876K | 0.2% | $167.78 | $110.66 | — | COM | 22160k105 |
| — | Liberty Media Corp - Liberty F | 22,839 | $780K | 0.2% | $34.15 | $19.84 | — | COM SER C FRMLA | 531229854 |
| VGSH | Vanguard Short Term Government | 12,490 | $759K | 0.2% | $60.77 | $60.91 | -0.2% | SHTRM GVT BD ETF | 92206C102 |
| — | Allergan Plc | 3,155 | $754K | 0.2% | $238.99 | $283.53 | — | SHS | G0177J108 |
| BIP | Brookfield Infrastructure Part | 19,446 | $752K | 0.2% | $38.67 | $37.56 | — | LP INT UNIT | G16252101 |
| — | Liberty Sirius Group - C | 16,944 | $657K | 0.2% | $38.77 | $31.61 | — | COM C SIRIUSXM | 531229607 |
| — | Celgene Corporation | 5,123 | $637K | 0.2% | $124.34 | $104.80 | — | COM | 151020104 |
| CTSH | Cognizant Technology Solutions | 10,610 | $632K | 0.2% | $59.57 * | $47.45 | +11.2% | CL A | 192446102 |
| — | Red Hat, Inc. | 7,160 | $619K | 0.1% | $86.45 | $69.74 | — | COM | 756577102 |
| — | InterXion Holding NV | 13,933 | $551K | 0.1% | $39.55 | $35.10 | — | SHS | N47279109 |
| — | Leucadia National Corp. | 18,203 | $473K | 0.1% | $25.98 | $22.45 | — | COM | 527288104 |
| — | Liberty Expedia Holdings, Inc. | 9,916 | $451K | 0.1% | $45.48 | $39.94 | — | SER A COM | 53046P109 |
| — | PowerShares Senior Loan Portfo | 19,300 | $449K | 0.1% | $23.26 | $23.35 | — | SENIOR LN PORT | 73936Q769 |
| — | Colfax Corporation | 11,357 | $446K | 0.1% | $39.27 | $34.90 | — | COM | 194014106 |
| ETN | Eaton Corporation | 5,975 | $443K | 0.1% | $74.14 * | $55.14 | +12.3% | SHS | G29183103 |
| ALL | Allstate Corp | 5,405 | $440K | 0.1% | $81.41 * | $49.76 | +34.6% | COM | 020002101 |
| — | Western Asset Income Fund | 30,271 | $439K | 0.1% | $14.50 | $13.62 | — | COM | 95766T100 |
| XOM | Exxon Mobil Corp. | 5,359 | $439K | 0.1% | $81.92 * | $50.53 | +9.4% | COM | 30231G102 |
| MAS | Masco Corp | 12,800 | $435K | 0.1% | $33.98 * | $24.50 | +21.3% | COM | 574599106 |
| EZU | iShares MSCI Eurozone ETF | 11,035 | $415K | 0.1% | $37.61 | $35.91 | +4.7% | MSCI EURZONE ETF | 464286608 |
| SDY | SPDR S&P Dividend ETF | 4,674 | $412K | 0.1% | $88.15 | $67.34 | +30.9% | S&P DIVID ETF | 78464A763 |
| EWY | iShares MSCI South Korea Index | 6,500 | $402K | 0.1% | $61.85 | $56.33 | +9.8% | MSCI STH KOR ETF | 464286772 |
| — | Grupo Financiero Santander Mex | 44,230 | $399K | 0.1% | $9.02 | $9.02 | — | SPON ADR SHS B | 40053C105 |
| — | DuPont Fabros Technology, Inc. | 7,985 | $396K | 0.1% | $49.59 | $44.16 | — | COM | 26613Q106 |
| DXJ | WisdomTree Japan Hedged Equity | 7,270 | $368K | 0.1% | $50.62 * | $153.58 | -1.1% | JAPN HEDGE EQT | 97717W851 |
| — | QTS Realty Trust Inc. | 7,340 | $358K | 0.1% | $48.77 | $49.69 | — | COM CL A | 74736A103 |
| ITB | iShares U.S. Home Construction | 10,970 | $351K | 0.1% | $32.00 | $29.95 | +6.8% | US HOME CONS ETF | 464288752 |
| DG | Dollar General | 4,535 | $316K | 0.1% | $69.68 * | $65.27 | -4.8% | COM | 256677105 |
| — | Dominion Midstream Partners LP | 9,280 | $296K | 0.1% | $31.90 | $39.21 | — | COM UT REP Ltd | 257454108 |
| — | Energy Transfer Partners, LP | 7,675 | $280K | 0.1% | $36.48 | $50.54 | — | UNIT LTD PARTN | 29273R109 |
| — | Morgan Stanley India Investmen | 8,553 | $270K | 0.1% | $31.57 | $28.41 | — | COM | 61745C105 |
| — | Eaton Vance Senior Income Trus | 38,500 | $261K | 0.1% | $6.78 | $6.93 | — | SH BEN INT | 27826S103 |
| DNOW | NOW Inc. | 14,952 | $254K | 0.1% | $16.99 | $22.08 | -23.2% | COM | 67011P100 |
| BRK/A | (1/100th) Berkshire Hathaway I | 100 | $250K | 0.1% | $2500.00 * | $165023.42 | +51.4% | CL A | 084670108 |
| AMZN | Amazon.Com, Inc. | 271 | $240K | 0.1% | $885.61 * | $39.18 | +13.1% | COM | 023135106 |
| — | Eaton Vance Enhanced Equity In | 17,300 | $234K | 0.1% | $13.53 | $11.51 | — | COM | 278277108 |
| — | Royal Dutch Shell PLC - ADR A | 4,230 | $223K | 0.1% | $52.72 | $63.73 | — | SPONS ADR A | 780259206 |
| SLB | Schlumberger N.V. | 2,860 | $223K | 0.1% | $77.97 * | $57.33 | +5.8% | COM | 806857108 |
| — | Unilever NV | 4,200 | $209K | 0.1% | $49.76 | $39.27 | — | NY SHS NEW | 904784709 |
| META | Facebook Inc. Class A | 1,467 | $208K | 0.0% | $141.79 | $114.68 | +23.0% | CL A | 30303M102 |
| BAP | Credicorp Limited | 1,210 | $198K | 0.0% | $163.64 * | $112.07 | +14.3% | COM | G2519Y108 |
| ACN | Accenture Ltd. | 1,625 | $195K | 0.0% | $120.00 * | $104.00 | +0.4% | SHS CLASS A | G1151C101 |
| PFF | iShares S&P U.S. Preferred Sto | 4,965 | $192K | 0.0% | $38.67 | $39.83 | -2.8% | US PFD STK ETF | 464288687 |
| ABBV | AbbVie Inc. | 2,600 | $169K | 0.0% | $65.00 * | $26.55 | +69.9% | COM | 00287Y109 |
| — | United Technologies Corp. | 1,338 | $150K | 0.0% | $112.11 | $107.44 | — | COM | 913017109 |
| IBKR | Interactive Brokers Group, Inc | 4,270 | $148K | 0.0% | $34.66 * | $8.79 | -6.7% | COM | 45841N107 |
| — | Realogy Holdings Corp. | 4,495 | $134K | 0.0% | $29.81 | $26.64 | — | COM | 75605Y106 |
| ABT | Abbott Laboratories | 2,875 | $128K | 0.0% | $44.52 * | $29.28 | +29.6% | COM | 002824100 |
| MCD | McDonald's Corp. | 890 | $115K | 0.0% | $129.21 * | $72.17 | +46.2% | COM | 580135101 |
| — | TCW Strategic Income Fund Inc. | 20,350 | $110K | 0.0% | $5.41 | $5.39 | — | COM | 872340104 |
| WMB | Williams Companies, Inc. | 3,680 | $109K | 0.0% | $29.62 * | $17.93 | +3.1% | COM | 969457100 |
| LEN | Lennar Corp. | 2,114 | $108K | 0.0% | $51.09 * | $41.86 | +6.4% | CL A | 526057104 |
| ELV | Anthem, Inc. | 650 | $107K | 0.0% | $164.62 * | $119.90 | +23.0% | COM | 036752103 |
| AWR | American States Water Co. | 2,400 | $106K | 0.0% | $44.17 * | $21.59 | +73.8% | COM | 029899101 |
| RWM | Short Russell 2000 ProShares E | 2,180 | $104K | 0.0% | $47.71 | $48.18 | -1.2% | SHRT RUSSELL2000 | 74348A210 |
| GS | Goldman Sachs Group, Inc. | 441 | $101K | 0.0% | $229.02 * | $128.78 | +48.0% | COM | 38141G104 |
| AXP | American Express Company | 1,270 | $100K | 0.0% | $78.74 * | $69.17 | +1.2% | COM | 025816109 |
| HAL | Halliburton Co | 1,985 | $98,000 | 0.0% | $49.37 * | $32.74 | +26.4% | COM | 406216101 |
| PRU | Prudential Financial | 890 | $95,000 | 0.0% | $106.74 * | $49.83 | +42.8% | COM | 744320102 |
| — | ProShares Short S&P500 ETF | 2,224 | $77,000 | 0.0% | $34.62 | $34.62 | — | SHORT S&P 500 NE | 74347b425 |
| CL | Colgate-Palmolive Company | 1,042 | $76,000 | 0.0% | $72.94 * | $47.44 | +25.5% | COM | 194162103 |
| SJNK | SPDR Barclays Short Term High | 2,674 | $75,000 | 0.0% | $28.05 | $25.21 | +10.9% | BLOOMBERG SRT TR | 78468R408 |
| — | Chubb LTD | 507 | $69,000 | 0.0% | $136.09 | $118.34 | — | PUT | H1467J954 |
| VZ | Verizon Communications Inc | 1,374 | $67,000 | 0.0% | $48.76 * | $29.59 | +3.3% | COM | 92343V104 |
| MCK | McKesson HBOC Inc | 442 | $66,000 | 0.0% | $149.32 * | $136.84 | +1.1% | COM | 58155Q103 |
| BALL | Ball Corp. | 880 | $65,000 | 0.0% | $73.86 * | $19.84 | +70.1% | COM | 058498106 |
| — | iPath S&P 500 VIX Mid-Term Fut | 2,340 | $62,000 | 0.0% | $26.50 | $26.50 | — | IPATH S&P MT ETN | 06740Q260 |
| LBRDK | Liberty Broadband Corp. Class | 675 | $58,000 | 0.0% | $85.93 * | $49.98 | +61.9% | COM SER C | 530307305 |
| V | Visa Inc. - Class A Shares | 640 | $57,000 | 0.0% | $89.06 * | $80.89 | +3.4% | COM CL A | 92826C839 |
| — | Aetna Inc. | 424 | $54,000 | 0.0% | $127.36 | $122.70 | — | COM | 00817Y108 |
| — | GuggenheimTotalReturnBondETF | 1,010 | $52,000 | 0.0% | $51.49 | $51.69 | — | GUGGENHEIM ETF | 18385P705 |
| EQR | Equity Residential | 800 | $50,000 | 0.0% | $62.50 * | $31.42 | +44.2% | SH BEN INT | 29476L107 |
| A | Agilent Technologies Inc | 900 | $48,000 | 0.0% | $53.33 * | $27.97 | +77.2% | COM | 00846U101 |
| D | Dominion Resources Inc/ VA | 600 | $47,000 | 0.0% | $78.33 * | $41.50 | +27.3% | COM | 25746U109 |
| — | Supervalu Inc. | 11,353 | $44,000 | 0.0% | $3.88 | $5.76 | — | COM | 868536103 |
| CAT | Caterpillar Inc | 451 | $42,000 | 0.0% | $93.13 * | $59.64 | +27.8% | COM | 149123101 |
| ET | Energy Transfer Equity, LP | 2,010 | $40,000 | 0.0% | $19.90 | $37.21 | — | COM UT LTD PTN | 29273V100 |
| — | Jernigan Capital, Inc. | 1,675 | $39,000 | 0.0% | $23.28 | $23.28 | — | COM | 476405105 |
| EXPE | Expedia, Inc. | 300 | $38,000 | 0.0% | $126.67 * | $79.84 | +51.8% | COM NEW | 30212P303 |
| MRCC | Monroe Capital Corp. | 2,341 | $37,000 | 0.0% | $15.81 * | $5.47 | 0.0% | COM | 610335101 |
| IWM | iShares Russell 2000 Index Fun | 259 | $36,000 | 0.0% | $139.00 | $114.36 | +20.2% | RUSSELL 2000 ETF | 464287655 |
| — | HD Supply Holdings, Inc. | 880 | $36,000 | 0.0% | $40.91 | $30.47 | — | COM | 40416M105 |
| — | CBS Corp. | 496 | $34,000 | 0.0% | $68.55 | $55.54 | — | CL B | 124857202 |
| KO | Coca-Cola Co. | 800 | $34,000 | 0.0% | $42.50 * | $27.72 | +16.5% | COM | 191216100 |
| ASIX | AdvanSix Inc. | 1,015 | $28,000 | 0.0% | $27.59 * | $16.41 | +52.1% | COM | 00773T101 |
| IJS | Ishares S&P SmallCap 600/BARRA | 198 | $27,000 | 0.0% | $136.36 * | $69.61 | -0.4% | SP SMCP600VL ETF | 464287879 |
| — | Anadarko Petroleum Corp | 400 | $25,000 | 0.0% | $62.50 | $79.52 | — | COM | 032511107 |
| CSWC | Capital Southwest Corp. | 1,300 | $22,000 | 0.0% | $16.92 * | $5.95 | +5.6% | COM | 140501107 |
| — | Golar LNG Partners LP | 1,000 | $22,000 | 0.0% | $22.00 | $22.00 | — | COM UNIT LP1 | Y2745C102 |
| DUK | Duke Energy Corp | 266 | $22,000 | 0.0% | $82.71 * | $55.30 | +3.7% | COM NEW | 26441C204 |
| HTGC | Hercules Capital, Inc. | 1,370 | $21,000 | 0.0% | $15.33 | $14.66 | +3.2% | COM | 427096508 |
| MAIN | Main Street Capital Corp. | 560 | $21,000 | 0.0% | $37.50 * | $36.94 | +3.6% | COM | 56035L104 |
| MET | MetLife Inc | 400 | $21,000 | 0.0% | $52.50 * | $24.43 | +43.1% | COM | 59156R108 |
| ARI | Apollo Commercial Real Estate | 1,115 | $21,000 | 0.0% | $18.83 | $18.83 | — | COM | 03762U105 |
| CLDT | Chatham Lodging Trust | 1,065 | $21,000 | 0.0% | $19.72 | $19.72 | — | COM | 16208T102 |
| — | City Office REIT, Inc. | 1,650 | $20,000 | 0.0% | $12.12 | $12.12 | — | COM | 178587101 |
| — | Viacom Inc. - CL B | 424 | $20,000 | 0.0% | $47.17 | $86.43 | — | CL B | 92553P201 |
| — | Physicians Realty Trust | 1,030 | $20,000 | 0.0% | $19.42 | $19.42 | — | COM | 71943U104 |
| — | Tekla Life Sciences | 956 | $19,000 | 0.0% | $19.87 | $21.97 | — | SH BEN INT | 87911K100 |
| NEE | NextEra Energy, Inc. | 150 | $19,000 | 0.0% | $126.67 * | $25.15 | +2.5% | COM | 65339F101 |
| — | Yahoo! Inc. | 400 | $19,000 | 0.0% | $47.50 | $42.50 | — | COM | 984332106 |
| — | The Priceline Group Inc. | 10 | $18,000 | 0.0% | $1800.00 | $1205.15 | — | COM NEW | 741503403 |
| TECK | Teck Resources Ltd | 800 | $18,000 | 0.0% | $22.50 * | $25.96 | -15.6% | CL B | 878742204 |
| IUSV | iShares Core U.S. Value ETF | 360 | $18,000 | 0.0% | $50.00 | $45.20 | +11.7% | COM | 464287663 |
| ITW | Illinois Tool Works Inc. | 137 | $18,000 | 0.0% | $131.39 * | $49.85 | +115.9% | COM | 452308109 |
| SBUX | Starbucks Corp | 300 | $18,000 | 0.0% | $60.00 * | $34.90 | +38.6% | COM | 855244109 |
| — | Nuveen Floating Rate Income Op | 1,410 | $17,000 | 0.0% | $12.06 | $12.67 | — | COM SHS | 6706EN100 |
| NSC | Norfolk Southern Corp | 150 | $17,000 | 0.0% | $113.33 * | $76.02 | +23.4% | COM | 655844108 |
| VDC | Vanguard Consumer Staples ETF | 120 | $17,000 | 0.0% | $141.67 | $103.32 | +36.1% | CONSUM STP ETF | 92204A207 |
| EEM | Ishares MSCI Emerging Markets | 423 | $17,000 | 0.0% | $40.19 | $33.58 | +17.3% | MSCI EMG MKT ETF | 464287234 |
| — | DCP Midstream, LP | 400 | $16,000 | 0.0% | $40.00 | $37.50 | — | COM UT LTD PTN | 23311P100 |
| GXC | SPDR S&P China ETF | 190 | $16,000 | 0.0% | $84.21 * | $94.78 | -13.4% | S&P CHINA ETF | 78463X400 |
| CVX | Chevron Corporation | 150 | $16,000 | 0.0% | $106.67 * | $75.91 | -2.8% | COM | 166764100 |
| BMY | Bristol-Myers Squibb Company | 300 | $16,000 | 0.0% | $53.33 * | $35.93 | +10.2% | COM | 110122108 |
| KEYS | Keysight Technologies, Inc. | 450 | $16,000 | 0.0% | $35.56 | $32.07 | +12.7% | COM | 49338L103 |
| JNJ | Johnson & Johnson | 125 | $16,000 | 0.0% | $128.00 * | $73.15 | +33.6% | COM | 478160104 |
| MRK | Merck & Co | 250 | $16,000 | 0.0% | $64.00 * | $39.48 | +17.2% | COM | 58933Y105 |
| — | Mellanox Technologies Ltd. | 275 | $14,000 | 0.0% | $50.91 | $54.55 | — | SHS | M51363113 |
| — | Ishares Mortgage Real Estate | 310 | $14,000 | 0.0% | $45.16 | $45.16 | — | MTG REL ETF NEW | 46435g342 |
| DVA | DaVita HealthCare Partners, In | 200 | $14,000 | 0.0% | $70.00 * | $75.58 | -10.1% | COM | 23918K108 |
| — | Walgreens Boots Alliance, Inc. | 150 | $12,000 | 0.0% | $80.00 | $80.00 | — | COM | 931427108 |
| ILF | iShares S&P Latin American 40 | 392 | $12,000 | 0.0% | $30.61 * | $25.20 | +25.8% | COM | 464287390 |
| NEWT | Newtek Business Services Corp. | 620 | $11,000 | 0.0% | $17.74 * | $16.21 | +4.7% | COM NEW | 652526203 |
| — | Voya Prime Rate Trust | 2,000 | $11,000 | 0.0% | $5.50 | $6.00 | — | SH BEN INT | 92913A100 |
| SLRC | Solar Capital Ltd | 470 | $11,000 | 0.0% | $23.40 * | $9.41 | +5.3% | COM | 83413U100 |
| DAL | Delta Air Lines Inc. | 230 | $11,000 | 0.0% | $47.83 * | $37.78 | +9.8% | COM NEW | 247361702 |
| — | Care Capital Properties, Inc. | 420 | $11,000 | 0.0% | $26.19 | $26.19 | — | COM | 141624106 |
| TPVG | Triplepoint Venture Growth BDC | 750 | $10,000 | 0.0% | $13.33 * | $13.22 | +5.5% | COM | 89677Y100 |
| PAGP | Plains GP | 315 | $10,000 | 0.0% | $31.75 | $31.75 | — | LTD PARTNR INT A | 72651A207 |
| — | Enbridge Energy Management, LL | 560 | $10,000 | 0.0% | $17.86 | $17.86 | — | SHS UNITS LL1 | 29250x103 |
| EOG | EOG Resources, Inc. | 105 | $10,000 | 0.0% | $95.24 * | $59.32 | +22.4% | COM | 26875P101 |
| SAR | Saratoga Investment Corp. | 430 | $9,000 | 0.0% | $20.93 * | $21.95 | -1.2% | COM NEW | 80349A208 |
| — | National Oilwell Varco Inc | 175 | $7,000 | 0.0% | $40.00 | $80.00 | — | COM | 637071101 |
| CVS | CVS Corp | 95 | $7,000 | 0.0% | $73.68 * | $48.58 | +22.8% | COM | 126650100 |
| WFC | Wells Fargo Company | 120 | $7,000 | 0.0% | $58.33 * | $44.36 | -1.7% | COM | 949746101 |
| INDA | iShares MSCI India ETF | 180 | $6,000 | 0.0% | $33.33 * | $29.32 | +7.4% | MSCI INDIA ETF | 46429B598 |
| CHIQ | The Global X China Consumer ET | 440 | $6,000 | 0.0% | $13.64 * | $11.66 | +13.8% | CHINA CONS ETF | 37950E408 |
| VIG | Vanguard Dividend Appreciation | 70 | $6,000 | 0.0% | $85.71 * | $69.19 | +30.0% | DIV APP ETF | 921908844 |
| XLB | Materials Select Sector SPDR | 100 | $5,000 | 0.0% | $50.00 * | $25.13 | +4.3% | SBI MATERIALS | 81369Y100 |
| ZBH | Zimmer Biomet Holdings, Inc. | 30 | $4,000 | 0.0% | $133.33 * | $83.56 | +32.2% | COM | 98956P102 |
| LBTYAUSD | Liberty Global Inc. - Series A | 120 | $4,000 | 0.0% | $33.33 | $71.43 | — | SHS CL A | G5480U104 |
| INTC | Intel Corp Com | 100 | $4,000 | 0.0% | $40.00 * | $20.69 | +43.4% | COM | 458140100 |
| PBR | Petroleo Brasileiro S.A. ADR | 265 | $3,000 | 0.0% | $11.32 * | $17.04 | -43.1% | SPONSORED ADR | 71654V408 |
| — | Kite Pharma, Inc. | 40 | $3,000 | 0.0% | $75.00 | $50.00 | — | COM | 49803L109 |
| TEVA | Teva Pharmaceutical - Spons AD | 100 | $3,000 | 0.0% | $30.00 * | $61.69 | -48.0% | SPONSORED ADR | 881624209 |
| VT | Vanguard Total World Stock ETF | 30 | $2,000 | 0.0% | $66.67 * | $54.37 | +19.9% | TT WRLD ST ETF | 922042742 |
| — | Duff & Phelps Utility & Corpor | 120 | $1,000 | 0.0% | $8.33 | $8.33 | — | COM | 26432K108 |
| — | Selecta Biosciences, Inc. | 95 | $1,000 | 0.0% | $10.53 | $21.05 | — | COM | 816212104 |
| — | PowerShares Preferred Portfoli | 93 | $1,000 | 0.0% | $10.75 | $10.75 | — | PFD PORTFOLIO | 73936T565 |
| — | Level 3 Communications, Inc. | 25 | $1,000 | 0.0% | $40.00 | $40.00 | — | COM NEW | 52729N308 |
| — | TerraForm Power, Inc. Cl A | 60 | $1,000 | 0.0% | $16.67 | $13.20 | — | CL A COM | 88104R100 |
| — | Time, Inc. | 1 | $0 | 0.0% | $0.00 | — | — | COM | 887228104 |
| RIG | Transocean Ltd | 3 | $0 | 0.0% | $0.00 | $43.48 | -71.4% | REG SHS | H8817H100 |
| — | Liberty Global Plc LiLAC Grp C | 14 | $0 | 0.0% | $0.00 | — | — | LILAC SHS CL A | G5480U138 |