Location: Princeton, NJ
CIK: 0001287618 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 7, 2019
Total Value: $213M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF Trust | 68,447 | $17.11M | 8.0% | $249.92 | $180.36 | +38.6% | IND | 78462F103 |
| — | Invesco S&P 500 Equal Weight E | 84,773 | $7.748M | 3.6% | $91.40 | $100.75 | — | IND | 46137v357 |
| QQQ | Invesco QQQ Trust Series 1 | 42,208 | $6.511M | 3.1% | $154.26 | $168.00 | -8.2% | IND | 46090E103 |
| DVY | iShares DJ Select Dividend Ind | 70,226 | $6.272M | 2.9% | $89.31 | $66.47 | +34.4% | ETF | 464287168 |
| — | SPDR S&P MidCap 400 ETF Trust | 18,280 | $5.533M | 2.6% | $302.68 | $238.94 | — | IND | 78467y107 |
| SPY | SPDR S&P 500 ETF Trust | 17,500 | $4.374M | 2.0% | $249.94 | $180.36 | +38.6% | Put | 78462F103 |
| MSFT | Microsoft Corp | 41,878 | $4.254M | 2.0% | $101.58 * | $27.87 | +241.0% | COM | 594918104 |
| LOW | Lowe's Cos Inc | 43,178 | $3.988M | 1.9% | $92.36 * | $32.16 | +152.4% | COM | 548661107 |
| AAPL | Apple Inc | 24,883 | $3.925M | 1.8% | $157.74 * | $20.17 | +85.9% | COM | 037833100 |
| IWM | iShares Russell 2000 Index Fun | 28,130 | $3.767M | 1.8% | $133.91 | $110.12 | +21.6% | IND | 464287655 |
| SWPPX | Schwab S&P 500 Index Fund | 96,945 | $3.714M | 1.7% | $38.31 | $28.68 | — | IND | 808509855 |
| IWC | iShares Russell Microcap Index | 43,515 | $3.588M | 1.7% | $82.45 | $69.55 | +18.5% | IND | 464288869 |
| IJJ | iShares S&P Midcap 400/BARRA V | 22,851 | $3.161M | 1.5% | $138.33 * | $71.76 | -3.6% | ETF | 464287705 |
| — | Exxon Mobil Corp | 45,375 | $3.094M | 1.4% | $68.19 | $89.01 | — | COM | 30231g102 |
| VYM | Vanguard High Dividend Yield E | 38,637 | $3.013M | 1.4% | $77.98 | $58.75 | +32.8% | ETF | 921946406 |
| JNJ | Johnson & Johnson | 21,699 | $2.8M | 1.3% | $129.04 * | $63.54 | +66.8% | COM | 478160104 |
| IVW | iShares S&P 500 Growth | 18,431 | $2.777M | 1.3% | $150.67 * | $25.19 | +49.5% | ETF | 464287309 |
| IJT | iShares S&P Smallcap 600/BARRA | 16,335 | $2.635M | 1.2% | $161.31 * | $68.35 | +18.0% | ETF | 464287887 |
| AMGN | Amgen Inc | 12,978 | $2.526M | 1.2% | $194.64 * | $81.42 | +92.9% | COM | 031162100 |
| ADP | Automatic Data Processing Inc | 18,900 | $2.478M | 1.2% | $131.11 * | $45.09 | +150.8% | COM | 053015103 |
| — | JP Morgan Chase & Co | 23,121 | $2.257M | 1.1% | $97.62 | $54.18 | — | COM | 46625h100 |
| CSCO | Cisco Systems Inc | 49,964 | $2.165M | 1.0% | $43.33 * | $17.15 | +103.9% | COM | 17275R102 |
| IBM | International Business Machine | 18,328 | $2.083M | 1.0% | $113.65 * | $116.90 | -31.5% | COM | 459200101 |
| PFF | iShares S&P Preferred Stock In | 59,476 | $2.036M | 1.0% | $34.23 | $38.32 | -10.7% | CEF | 464288687 |
| EFA | iShares MSCI EAFE Index | 34,205 | $2.011M | 0.9% | $58.79 | $62.91 | -6.6% | ETF | 464287465 |
| WMT | Wal-Mart Stores Inc | 21,573 | $2.01M | 0.9% | $93.17 * | $19.04 | +46.9% | COM | 931142103 |
| — | AbbVie Inc | 21,122 | $1.947M | 0.9% | $92.18 | $47.69 | — | COM | 00287y109 |
| INTC | Intel Corp | 40,879 | $1.918M | 0.9% | $46.92 * | $19.25 | +109.8% | COM | 458140100 |
| — | Calamos Convertible & High Inc | 202,646 | $1.905M | 0.9% | $9.40 | $12.35 | — | CEF | 12811p108 |
| PEP | Pepsico Inc | 16,983 | $1.876M | 0.9% | $110.46 * | $56.55 | +58.0% | COM | 713448108 |
| — | Vanguard Telecommunication Ser | 25,214 | $1.868M | 0.9% | $74.09 | $79.27 | — | COM | 92204a884 |
| — | Dreyfus Midcap Index Fund | 64,629 | $1.861M | 0.9% | $28.80 | $34.90 | — | IND | 712223106 |
| PCEF | Invesco CEF Income Composite | 88,433 | $1.789M | 0.8% | $20.23 | $23.00 | -12.0% | CEF | 46138E404 |
| — | BlackRock Inc | 4,320 | $1.697M | 0.8% | $392.82 | $267.36 | — | COM | 09247x101 |
| — | MetLife Inc | 41,149 | $1.69M | 0.8% | $41.07 | $45.79 | — | COM | 59156r108 |
| — | Materials Select Sector SPDR E | 33,371 | $1.686M | 0.8% | $50.52 | $40.17 | — | COM | 81369y100 |
| PG | Procter & Gamble Co | 17,933 | $1.648M | 0.8% | $91.90 * | $55.64 | +38.4% | COM | 742718109 |
| SWSSX | Schwab Small-Cap Index Fund | 64,445 | $1.585M | 0.7% | $24.59 | $26.69 | — | IND | 808509848 |
| — | SPDR S&P Dividend ETF | 17,622 | $1.578M | 0.7% | $89.55 | $70.14 | — | ETF | 78464a763 |
| — | 3M Co | 7,785 | $1.483M | 0.7% | $190.49 | $123.93 | — | COM | 88579y101 |
| — | Vanguard Utilities ETF | 12,456 | $1.468M | 0.7% | $117.85 | $83.00 | — | COM | 92204a876 |
| GOOGL | Alphabet Inc Cl A | 1,393 | $1.456M | 0.7% | $1045.23 * | $37.93 | +36.7% | COM | 02079K305 |
| GOOG | Alphabet Inc Cl | 1,385 | $1.434M | 0.7% | $1035.38 * | $36.86 | +39.4% | COM | 02079K107 |
| AMZN | Amazon.com Inc | 911 | $1.368M | 0.6% | $1501.65 * | $70.16 | +7.0% | COM | 023135106 |
| ABT | Abbott Laboratories | 18,850 | $1.363M | 0.6% | $72.31 * | $30.54 | +109.5% | COM | 002824100 |
| FDN | First Trust Dow Jones Internet | 11,578 | $1.351M | 0.6% | $116.69 | $70.55 | +65.4% | COM | 33733E302 |
| CVX | Chevron Corp | 12,130 | $1.32M | 0.6% | $108.82 * | $71.94 | +11.2% | COM | 166764100 |
| AMN | AMN Healthcare Services Inc | 22,513 | $1.276M | 0.6% | $56.68 | $19.12 | +196.4% | COM | 001744101 |
| — | Technology Select Sector SPDR | 20,287 | $1.257M | 0.6% | $61.96 | $36.55 | — | COM | 81369y803 |
| BA | Boeing Co | 3,824 | $1.233M | 0.6% | $322.44 * | $86.16 | +263.7% | COM | 097023105 |
| IJK | iShares S&P Midcap 400 Growth | 6,410 | $1.226M | 0.6% | $191.26 * | $38.41 | +24.5% | ETF | 464287606 |
| GLW | Corning Inc | 39,633 | $1.197M | 0.6% | $30.20 * | $11.22 | +121.5% | COM | 219350105 |
| MDT | Medtronic PLC | 12,834 | $1.167M | 0.5% | $90.93 * | $53.89 | +40.1% | COM | G5960L103 |
| ITA | iShares US Aerospace & Defense | 6,717 | $1.161M | 0.5% | $172.85 * | $59.78 | +44.6% | COM | 464288760 |
| APD | Air Products & Chemicals Inc | 7,236 | $1.158M | 0.5% | $160.03 * | $68.60 | +97.4% | COM | 009158106 |
| CCL | Carnival Cruise Lines Inc Cl A | 22,968 | $1.132M | 0.5% | $49.29 * | $48.23 | -3.0% | COM | 143658300 |
| BMY | Bristol-Myers Squibb Co | 21,729 | $1.129M | 0.5% | $51.96 * | $41.13 | -3.6% | COM | 110122108 |
| — | SPDR Barclays Short-Term High | 42,718 | $1.112M | 0.5% | $26.03 | $29.93 | — | CEF | 78468r408 |
| SYY | Sysco Corp | 17,697 | $1.109M | 0.5% | $62.67 * | $24.50 | +111.4% | COM | 871829107 |
| MRSH | Marsh & McLennan Cos Inc | 13,863 | $1.106M | 0.5% | $79.78 * | $45.56 | +56.0% | COM | 571748102 |
| — | Comcast Corp | 31,877 | $1.085M | 0.5% | $34.04 | $39.57 | — | COM | 20030n101 |
| CVS | CVS Health Corp | 16,537 | $1.084M | 0.5% | $65.55 * | $43.28 | +20.7% | COM | 126650100 |
| WFC | Wells Fargo & Co | 23,486 | $1.082M | 0.5% | $46.07 * | $28.11 | +35.1% | COM | 949746101 |
| ORCL | Oracle Corp | 23,736 | $1.072M | 0.5% | $45.16 * | $28.56 | +42.5% | COM | 68389X105 |
| — | Walgreens Boot Alliance Inc | 15,165 | $1.036M | 0.5% | $68.32 | $75.89 | — | COM | 931427108 |
| ITW | Illinois Tool Works Inc | 8,152 | $1.033M | 0.5% | $126.72 * | $54.03 | +98.3% | COM | 452308109 |
| BK | Bank of New York Mellon Corp | 21,335 | $1.004M | 0.5% | $47.06 * | $22.53 | +70.9% | COM | 064058100 |
| PJP | Invesco Dynamic Pharmaceutical | 16,064 | $1.002M | 0.5% | $62.38 | $64.98 | -4.1% | COM | 46137V662 |
| FNMIX | Fidelity New Markets Income | 70,037 | $999K | 0.5% | $14.26 | $15.91 | — | CEF | 315910836 |
| USB | US Bancorp | 21,603 | $987K | 0.5% | $45.69 * | $23.43 | +46.2% | COM | 902973304 |
| TXN | Texas Instruments Inc | 10,011 | $946K | 0.4% | $94.50 * | $70.29 | +10.2% | COM | 882508104 |
| — | Visa Inc | 7,160 | $945K | 0.4% | $131.98 | $77.68 | — | COM | 92826c839 |
| GIS | General Mills Inc | 24,008 | $935K | 0.4% | $38.95 * | $39.25 | -22.5% | COM | 370334104 |
| — | Barings Corporate Investors | 63,504 | $934K | 0.4% | $14.71 | $17.17 | — | CEF | 06759x107 |
| — | SPDR S&P Intl Dividend ETF | 25,798 | $902K | 0.4% | $34.96 | $46.14 | — | ETF | 78463x772 |
| SWK | Stanley Black & Decker Inc | 7,410 | $887K | 0.4% | $119.70 * | $60.55 | +61.4% | COM | 854502101 |
| — | Cerner Corp | 16,793 | $881K | 0.4% | $52.46 | $52.34 | — | COM | 156782104 |
| — | FedEx Corp | 5,429 | $876K | 0.4% | $161.36 | $150.10 | — | COM | 31428x106 |
| LLY | Eli Lilly & Co | 7,550 | $874K | 0.4% | $115.76 * | $42.21 | +149.4% | COM | 532457108 |
| — | Capital One Financial Corp | 11,442 | $865K | 0.4% | $75.60 | $64.75 | — | COM | 14040h105 |
| — | Skyworks Solutions Inc | 12,868 | $862K | 0.4% | $66.99 | $53.56 | — | COM | 83088m102 |
| VZ | Verizon Communications Inc | 14,911 | $838K | 0.4% | $56.20 * | $27.78 | +37.8% | COM | 92343V104 |
| PNC | PNC Financial Services Group I | 7,076 | $827K | 0.4% | $116.87 * | $64.80 | +40.1% | COM | 693475105 |
| — | Utilities Select Sector SPDR E | 15,560 | $823K | 0.4% | $52.89 | $37.64 | — | COM | 81369y886 |
| SYK | Stryker Corp | 5,221 | $818K | 0.4% | $156.67 * | $57.08 | +155.0% | COM | 863667101 |
| — | CH Robinson Worldwide Inc | 9,653 | $812K | 0.4% | $84.12 | $69.04 | — | COM | 12541w209 |
| GNTX | Gentex Corp | 40,025 | $809K | 0.4% | $20.21 | $16.28 | +24.1% | COM | 371901109 |
| DIS | Walt Disney Co | 7,359 | $807K | 0.4% | $109.66 * | $100.24 | +5.6% | COM | 254687106 |
| — | Alerian MLP ETF | 91,254 | $797K | 0.4% | $8.73 | $17.54 | — | ETF | 00162q866 |
| TGT | Target Corp | 12,053 | $797K | 0.4% | $66.12 * | $55.72 | -1.9% | COM | 87612E106 |
| MAR | Marriott Intl Inc | 7,187 | $780K | 0.4% | $108.53 * | $46.53 | +121.0% | COM | 571903202 |
| TMO | Thermo Fisher Scientific Inc | 3,469 | $776K | 0.4% | $223.70 | $82.58 | +166.1% | COM | 883556102 |
| — | DowDuPont Inc | 14,222 | $761K | 0.4% | $53.51 | $69.22 | — | COM | 26078J100 |
| — | United Technologies Corp | 6,961 | $741K | 0.3% | $106.45 | $95.83 | — | COM | 913017109 |
| BAX | Baxter Intl Inc | 11,216 | $738K | 0.3% | $65.80 * | $29.29 | +97.6% | COM | 071813109 |
| PFE | Pfizer Inc | 16,384 | $715K | 0.3% | $43.64 * | $18.06 | +66.5% | COM | 717081103 |
| BP | BP PLC - ADR | 18,706 | $709K | 0.3% | $37.90 | $42.40 | -10.6% | COM | 055622104 |
| — | Raytheon Co | 4,615 | $708K | 0.3% | $153.41 | $74.93 | — | COM | 755111507 |
| — | PureFunds ISE Cyber Security E | 20,050 | $676K | 0.3% | $33.72 | $25.13 | — | COM | 26924G201 |
| OPLN | Kar Auction Services Inc | 14,068 | $671K | 0.3% | $47.70 * | $14.15 | +27.7% | COM | 48238T109 |
| PHM | PulteGroup Inc | 25,420 | $661K | 0.3% | $26.00 * | $19.81 | +21.7% | COM | 745867101 |
| — | ConocoPhillips | 10,564 | $659K | 0.3% | $62.38 | $60.42 | — | COM | 20825c104 |
| MCD | McDonald's Corp | 3,586 | $637K | 0.3% | $177.64 * | $82.80 | +82.3% | COM | 580135101 |
| T | AT&T Inc | 21,247 | $606K | 0.3% | $28.52 * | $12.67 | +2.7% | COM | 00206R102 |
| — | Seagate Technology PLC | 15,660 | $604K | 0.3% | $38.57 | $45.27 | — | COM | g7945M107 |
| BWA | BorgWarner Inc | 17,260 | $600K | 0.3% | $34.76 * | $26.22 | +4.5% | COM | 099724106 |
| TPR | Tapestry Inc | 17,181 | $580K | 0.3% | $33.76 * | $33.79 | -17.3% | COM | 876030107 |
| — | Consumer Staples Select Sector | 11,000 | $559K | 0.3% | $50.82 | $50.82 | — | COM | 81369y308 |
| ITB | iShares US Home Construction | 17,947 | $539K | 0.3% | $30.03 | $28.82 | +4.2% | COM | 464288752 |
| — | Physicians Realty Trust | 32,450 | $520K | 0.2% | $16.02 | $17.65 | — | COM | 71943U104 |
| — | SPDR Dow Jones Industrial Avg | 2,215 | $517K | 0.2% | $233.41 | $233.41 | — | IND | 78467x109 |
| — | Tesla Motors Inc | 1,535 | $511K | 0.2% | $332.90 | $264.99 | — | COM | 88160r101 |
| IHF | iShares U.S. Healthcare Provid | 3,017 | $498K | 0.2% | $165.06 * | $37.91 | -12.8% | COM | 464288828 |
| EWW | iShares MSCI Mexico Capped Inv | 12,039 | $496K | 0.2% | $41.20 | $50.64 | -18.7% | ETF | 464286822 |
| — | Global X SuperDividend ETF | 27,529 | $471K | 0.2% | $17.11 | $23.99 | — | ETF | 37950e549 |
| OXY | Occidental Petroleum Corp | 7,554 | $464K | 0.2% | $61.42 * | $58.23 | -9.9% | COM | 674599105 |
| QCOM | Qualcomm Inc | 7,984 | $454K | 0.2% | $56.86 * | $48.04 | +0.0% | COM | 747525103 |
| SLB | Schlumberger Ltd | 12,579 | $454K | 0.2% | $36.09 * | $53.10 | -44.2% | COM | 806857108 |
| URI | United Rentals Inc | 4,250 | $436K | 0.2% | $102.59 * | $69.99 | +41.9% | COM | 911363109 |
| — | Annaly Capital Management Inc | 42,375 | $416K | 0.2% | $9.82 | $11.27 | — | CEF | 035710409 |
| TTWO | Take-Two Interactive Software | 4,000 | $412K | 0.2% | $103.00 | — | — | Call | 874054109 |
| BAC | Bank of America Corp | 16,653 | $410K | 0.2% | $24.62 * | $10.03 | +107.4% | COM | 060505104 |
| — | Invesco S&P 500 Eq Weight Finc | 11,128 | $404K | 0.2% | $36.30 | $42.42 | — | COM | 46137v340 |
| — | Facebook Inc | 3,047 | $399K | 0.2% | $130.95 | $153.21 | — | COM | 30303m102 |
| DBC | Invesco DB Commodity Tracking | 27,290 | $395K | 0.2% | $14.47 | $17.56 | -17.5% | COM | 46138B103 |
| — | Shire PLC - ADR | 2,262 | $394K | 0.2% | $174.18 | $184.24 | — | COM | 82481r106 |
| LQD | iShares IBOXX $ Investment Gra | 3,485 | $393K | 0.2% | $112.77 | $113.13 | -0.3% | ETF | 464287242 |
| ROBO | Robo Global Robotics & Automat | 11,629 | $379K | 0.2% | $32.59 | $36.92 | -11.8% | COM | 301505707 |
| — | Mylan N.V. | 13,599 | $373K | 0.2% | $27.43 | $36.69 | — | COM | N59465109 |
| — | SPDR S&P Regional Banking | 7,945 | $372K | 0.2% | $46.82 | $54.87 | — | COM | 78464a698 |
| C | Citigroup Inc | 7,086 | $369K | 0.2% | $52.07 * | $53.09 | -23.3% | COM | 172967424 |
| GS | Goldman Sachs Group Inc | 2,205 | $368K | 0.2% | $166.89 * | $191.36 | -25.8% | COM | 38141G104 |
| CPB | Campbell Soup Co | 10,427 | $344K | 0.2% | $32.99 * | $33.95 | -23.2% | COM | 134429109 |
| — | BankUnited Inc | 11,082 | $332K | 0.2% | $29.96 | $26.74 | — | COM | 06652k103 |
| — | General Electric Co | 43,300 | $328K | 0.2% | $7.58 | $22.43 | — | COM | 369604103 |
| CLX | Clorox Co | 2,086 | $322K | 0.2% | $154.36 * | $65.65 | +91.1% | COM | 189054109 |
| — | Amarin Corporation PLC - ADR | 23,600 | $321K | 0.2% | $13.60 | $2.06 | — | COM | 023111206 |
| NXPI | NXP Semiconductors NV | 4,145 | $304K | 0.1% | $73.34 * | $85.25 | -23.2% | COM | N6596X109 |
| CAKE | The Cheesecake Factory Inc | 6,945 | $302K | 0.1% | $43.48 * | $33.08 | +13.5% | COM | 163072101 |
| CI | Cigna Corp | 1,590 | $302K | 0.1% | $189.94 * | $190.77 | -9.0% | COM | 125523100 |
| — | CDK Global Inc | 6,133 | $294K | 0.1% | $47.94 | $40.70 | — | COM | 12508e101 |
| — | Harris Corp | 2,149 | $289K | 0.1% | $134.48 | $91.60 | — | COM | 413875105 |
| ED | Consolidated Edison Inc | 3,642 | $278K | 0.1% | $76.33 * | $53.69 | +10.6% | COM | 209115104 |
| — | Dreyfus Small Cap Stock Index | 10,780 | $273K | 0.1% | $25.32 | $31.52 | — | IND | 26200q204 |
| BND | Vanguard Total Bond Market | 3,406 | $270K | 0.1% | $79.27 | $80.50 | -1.6% | ETF | 921937835 |
| — | Calamos Convertible Opp & Inc | 29,065 | $258K | 0.1% | $8.88 | $9.85 | — | CEF | 128117108 |
| EPD | Enterprise Products Part LP | 9,992 | $246K | 0.1% | $24.62 | $28.61 | — | COM | 293792107 |
| HUN | Huntsman Corp | 12,609 | $243K | 0.1% | $19.27 | $18.34 | +5.2% | COM | 447011107 |
| FXAIX | Fidelity 500 Index | 2,697 | $235K | 0.1% | $87.13 | $87.13 | — | IND | 315911750 |
| — | Waste Management Inc | 2,609 | $232K | 0.1% | $88.92 | $85.80 | — | COM | 94106l109 |
| HD | Home Depot Inc | 1,352 | $232K | 0.1% | $171.60 * | $128.99 | +12.2% | COM | 437076102 |
| PCG | PG&E Corp | 9,700 | $230K | 0.1% | $23.71 | $54.46 | -56.9% | Call | 69331C108 |
| SWMCX | Schwab US Mid-Cap Index | 6,029 | $217K | 0.1% | $35.99 | $35.99 | — | ETF | 80850L726 |
| FDS | FactSet Research Systems Inc | 1,080 | $216K | 0.1% | $200.00 * | $176.95 | +5.7% | COM | 303075105 |
| SHY | iShares Barclays 1-3yr Treasur | 2,576 | $215K | 0.1% | $83.46 | $84.29 | -0.8% | ETF | 464287457 |
| ACCO | Acco Brands Corp | 29,820 | $202K | 0.1% | $6.77 * | $9.01 | -46.4% | COM | 00081T108 |
| — | Hanesbrands Inc | 15,848 | $199K | 0.1% | $12.56 | $20.96 | — | COM | 410345102 |
| AMZN | Amazon.com Inc | 100 | $150K | 0.1% | $1500.00 * | $70.16 | +7.0% | Call | 023135106 |
| CCL | Carnival Cruise Lines Inc Cl A | 2,900 | $143K | 0.1% | $49.31 * | $48.23 | -3.0% | Call | 143658300 |
| IBM | International Business Machine | 1,100 | $125K | 0.1% | $113.64 * | $116.90 | -31.5% | Call | 459200101 |
| MSFT | Microsoft Corp | 1,200 | $122K | 0.1% | $101.67 * | $27.87 | +241.0% | Put | 594918104 |
| PCG | PG&E Corp | 5,105 | $121K | 0.1% | $23.70 | $54.46 | -56.9% | COM | 69331C108 |
| F | Ford Motor Co | 11,949 | $91,000 | 0.0% | $7.62 * | $7.87 | -32.0% | COM | 345370860 |
| GLW | Corning Inc | 2,500 | $76,000 | 0.0% | $30.40 * | $11.22 | +121.5% | Put | 219350105 |
| — | Walgreens Boot Alliance Inc | 900 | $61,000 | 0.0% | $67.78 | $75.89 | — | Put | 931427108 |
| CPB | Campbell Soup Co | 1,400 | $46,000 | 0.0% | $32.86 * | $33.95 | -23.2% | Call | 134429109 |
| — | Dreyfus High Yield Strategies | 14,570 | $39,000 | 0.0% | $2.68 | $3.44 | — | CEF | 26200S101 |
| GIS | General Mills Inc | 900 | $35,000 | 0.0% | $38.89 * | $39.25 | -22.5% | Call | 370334104 |
| T | AT&T Inc | 1,200 | $34,000 | 0.0% | $28.33 * | $12.67 | +2.7% | Call | 00206R102 |
| — | Hanesbrands Inc | 2,200 | $28,000 | 0.0% | $12.73 | $20.96 | — | Call | 410345102 |
| — | MetLife Inc | 600 | $25,000 | 0.0% | $41.67 | $45.79 | — | Call | 59156r108 |
| VGZ | Vista Gold Corp | 35,000 | $18,000 | 0.0% | $0.51 | $0.89 | -40.6% | COM | 927926303 |
| — | Facebook Inc | 100 | $13,000 | 0.0% | $130.00 | $153.21 | — | Call | 30303m102 |
| INTC | Intel Corp | 200 | $9,000 | 0.0% | $45.00 * | $19.25 | +109.8% | Put | 458140100 |
| — | RegeneRx Biopharmaceuticals | 22,300 | $3,000 | 0.0% | $0.13 | $0.11 | — | COM | 75886x108 |
| HEMP | Hemp Inc | 25,100 | $1,000 | 0.0% | $0.04 | $0.03 | +14.1% | COM | 423703206 |
| — | Competitive Companies Inc | 700,000 | $1,000 | 0.0% | $0.00 | $0.03 | — | COM | 204510101 |
| — | Geopharma Inc | 40,000 | $0 | 0.0% | $0.00 | — | — | COM | 37250a106 |
| — | Life Clips Inc | 33,000 | $0 | 0.0% | $0.00 | $0.61 | — | COM | 53185D107 |
| FBEC | FBEC Worldwide Inc | 650,000 | $0 | 0.0% | $0.00 | $0.02 | -99.2% | COM | 30255M100 |
| — | e.Digital Corp | 60,000 | $0 | 0.0% | $0.00 | $0.07 | — | COM | 25841y103 |