Location: Princeton, NJ
CIK: 0001287618 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Oct 19, 2018
Total Value: $256M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF Trust | 60,396 | $17.56M | 6.8% | $168.03 | — | IND | 78462F103 |
| — | Invesco S&P 500 Equal Weight E | 74,135 | $7.918M | 3.1% | $102.10 | — | IND | 46137v357 |
| DVY | iShares DJ Select Dividend Ind | 71,411 | $7.124M | 2.8% | $66.34 | — | ETF | 464287168 |
| QQQ | Invesco QQQ Trust Series 1 | 37,352 | $6.94M | 2.7% | $172.10 | — | IND | 46090E103 |
| AAPL | Apple Inc | 27,196 | $6.139M | 2.4% | $20.17 | +144.3% | COM | 037833100 |
| — | SPDR S&P MidCap 400 ETF Trust | 15,724 | $5.778M | 2.3% | $228.58 | — | IND | 78467y107 |
| SPY | SPDR S&P 500 ETF Trust | 18,000 | $5.232M | 2.0% | $168.03 | — | Put | 78462F103 |
| LOW | Lowe's Cos Inc | 43,203 | $4.961M | 1.9% | $32.16 | +183.0% | COM | 548661107 |
| MSFT | Microsoft Corp | 42,983 | $4.916M | 1.9% | $27.87 | +261.8% | COM | 594918104 |
| IJJ | iShares S&P Midcap 400/BARRA V | 26,329 | $4.406M | 1.7% | $144.95 | — | ETF | 464287705 |
| SWPPX | Schwab S&P 500 Index Fund | 94,048 | $4.282M | 1.7% | $28.38 | — | IND | 808509855 |
| IWM | iShares Russell 2000 Index Fun | 24,461 | $4.123M | 1.6% | $105.68 | — | IND | 464287655 |
| — | Exxon Mobil Corp | 47,669 | $4.053M | 1.6% | $89.01 | — | COM | 30231g102 |
| IWC | iShares Russell Microcap Index | 37,576 | $3.994M | 1.6% | $67.65 | — | IND | 464288869 |
| IJT | iShares S&P Smallcap 600/BARRA | 17,489 | $3.528M | 1.4% | $137.39 | — | ETF | 464287887 |
| IVW | iShares S&P 500 Growth | 19,734 | $3.496M | 1.4% | $100.59 | — | ETF | 464287309 |
| VYM | Vanguard High Dividend Yield E | 39,372 | $3.429M | 1.3% | $58.16 | — | ETF | 921946406 |
| JNJ | Johnson & Johnson | 21,903 | $3.026M | 1.2% | $63.54 | +70.0% | COM | 478160104 |
| IBM | International Business Machine | 19,197 | $2.903M | 1.1% | $116.90 | -13.4% | COM | 459200101 |
| ADP | Automatic Data Processing Inc | 18,900 | $2.847M | 1.1% | $45.09 | +168.0% | COM | 053015103 |
| — | JP Morgan Chase & Co | 24,416 | $2.755M | 1.1% | $54.18 | — | COM | 46625h100 |
| — | Calamos Convertible & High Inc | 206,978 | $2.747M | 1.1% | $12.35 | — | CEF | 12811p108 |
| AMGN | Amgen Inc | 13,107 | $2.717M | 1.1% | $81.42 | +93.3% | COM | 031162100 |
| EFA | iShares MSCI EAFE Index | 37,383 | $2.542M | 1.0% | $60.94 | — | ETF | 464287465 |
| CSCO | Cisco Systems Inc | 51,568 | $2.509M | 1.0% | $17.15 | +110.1% | COM | 17275R102 |
| — | Vanguard Telecommunication Ser | 27,564 | $2.398M | 0.9% | $79.27 | — | COM | 92204a884 |
| PFF | iShares S&P Preferred Stock In | 60,950 | $2.263M | 0.9% | $38.15 | — | CEF | 464288687 |
| — | Dreyfus Midcap Index Fund | 56,366 | $2.246M | 0.9% | $35.79 | — | IND | 712223106 |
| — | BlackRock Inc | 4,638 | $2.186M | 0.9% | $267.36 | — | COM | 09247x101 |
| — | Materials Select Sector SPDR E | 36,764 | $2.13M | 0.8% | $40.17 | — | COM | 81369y100 |
| — | AbbVie Inc | 22,367 | $2.115M | 0.8% | $47.69 | — | COM | 00287y109 |
| — | MetLife Inc | 44,787 | $2.092M | 0.8% | $45.79 | — | COM | 59156r108 |
| INTC | Intel Corp | 43,677 | $2.065M | 0.8% | $19.25 | +115.7% | COM | 458140100 |
| — | 3M Co | 9,796 | $2.064M | 0.8% | $123.93 | — | COM | 88579y101 |
| PCEF | Invesco CEF Income Composite | 90,392 | $2.062M | 0.8% | $22.78 | — | CEF | 46138E404 |
| WMT | Wal-Mart Stores Inc | 21,858 | $2.053M | 0.8% | $19.04 | +43.6% | COM | 931142103 |
| SWSSX | Schwab Small-Cap Index Fund | 58,451 | $1.998M | 0.8% | $26.91 | — | IND | 808509848 |
| PEP | Pepsico Inc | 17,238 | $1.927M | 0.8% | $56.55 | +59.7% | COM | 713448108 |
| FDN | First Trust Dow Jones Internet | 12,591 | $1.782M | 0.7% | $72.34 | — | COM | 33733E302 |
| — | SPDR S&P Dividend ETF | 18,072 | $1.77M | 0.7% | $70.14 | — | ETF | 78464a763 |
| GOOGL | Alphabet Inc Cl A | 1,456 | $1.758M | 0.7% | $37.93 | +58.4% | COM | 02079K305 |
| GOOG | Alphabet Inc Cl | 1,469 | $1.753M | 0.7% | $36.86 | +61.3% | COM | 02079K107 |
| — | Technology Select Sector SPDR | 22,008 | $1.658M | 0.6% | $36.55 | — | COM | 81369y803 |
| IJK | iShares S&P Midcap 400 Growth | 6,865 | $1.599M | 0.6% | $152.90 | — | ETF | 464287606 |
| ITA | iShares US Aerospace & Defense | 7,275 | $1.575M | 0.6% | $124.48 | — | COM | 464288760 |
| CVX | Chevron Corp | 12,775 | $1.562M | 0.6% | $71.94 | +22.2% | COM | 166764100 |
| PG | Procter & Gamble Co | 18,578 | $1.546M | 0.6% | $55.64 | +21.8% | COM | 742718109 |
| BA | Boeing Co | 4,106 | $1.527M | 0.6% | $86.16 | +293.5% | COM | 097023105 |
| BMY | Bristol-Myers Squibb Co | 23,865 | $1.481M | 0.6% | $41.13 | +9.4% | COM | 110122108 |
| — | Vanguard Utilities ETF | 12,536 | $1.478M | 0.6% | $83.00 | — | COM | 92204a876 |
| GLW | Corning Inc | 40,733 | $1.438M | 0.6% | $11.22 | +136.0% | COM | 219350105 |
| — | FedEx Corp | 5,874 | $1.414M | 0.6% | $150.10 | — | COM | 31428x106 |
| ABT | Abbott Laboratories | 18,965 | $1.391M | 0.5% | $30.54 | +89.3% | COM | 002824100 |
| GIS | General Mills Inc | 30,947 | $1.328M | 0.5% | $39.25 | -10.9% | COM | 370334104 |
| AMN | AMN Healthcare Services Inc | 24,148 | $1.321M | 0.5% | $19.12 | +199.5% | COM | 001744101 |
| WFC | Wells Fargo & Co | 24,973 | $1.313M | 0.5% | $28.11 | +65.5% | COM | 949746101 |
| ORCL | Oracle Corp | 25,156 | $1.297M | 0.5% | $28.56 | +52.6% | COM | 68389X105 |
| SYY | Sysco Corp | 17,647 | $1.293M | 0.5% | $24.50 | +141.9% | COM | 871829107 |
| PJP | Invesco Dynamic Pharmaceutical | 17,580 | $1.292M | 0.5% | $67.76 | — | COM | 46137V662 |
| CVS | CVS Health Corp | 16,338 | $1.286M | 0.5% | $43.09 | +31.1% | COM | 126650100 |
| MDT | Medtronic PLC | 12,869 | $1.266M | 0.5% | $53.89 | +41.6% | COM | G5960L103 |
| — | Skyworks Solutions Inc | 13,746 | $1.247M | 0.5% | $53.56 | — | COM | 83088m102 |
| SLB | Schlumberger Ltd | 20,300 | $1.237M | 0.5% | $53.10 | -2.0% | COM | 806857108 |
| ITW | Illinois Tool Works Inc | 8,677 | $1.224M | 0.5% | $54.03 | +117.3% | COM | 452308109 |
| USB | US Bancorp | 23,098 | $1.22M | 0.5% | $23.43 | +67.0% | COM | 902973304 |
| APD | Air Products & Chemicals Inc | 7,305 | $1.22M | 0.5% | $68.60 | +98.2% | COM | 009158106 |
| — | SPDR Barclays Short-Term High | 43,883 | $1.211M | 0.5% | $29.93 | — | CEF | 78468r408 |
| — | Capital One Financial Corp | 12,577 | $1.194M | 0.5% | $64.75 | — | COM | 14040h105 |
| — | Cerner Corp | 18,348 | $1.182M | 0.5% | $52.34 | — | COM | 156782104 |
| MRSH | Marsh & McLennan Cos Inc | 14,189 | $1.174M | 0.5% | $45.56 | +65.3% | COM | 571748102 |
| TPR | Tapestry Inc | 23,235 | $1.168M | 0.5% | $33.79 | +18.3% | COM | 876030107 |
| SWK | Stanley Black & Decker Inc | 7,965 | $1.166M | 0.5% | $60.55 | +90.2% | COM | 854502101 |
| BK | Bank of New York Mellon Corp | 22,835 | $1.164M | 0.5% | $22.53 | +89.6% | COM | 064058100 |
| TXN | Texas Instruments Inc | 10,775 | $1.156M | 0.5% | $70.29 | +28.4% | COM | 882508104 |
| — | Hanesbrands Inc | 62,052 | $1.144M | 0.4% | $20.96 | — | COM | 410345102 |
| — | Comcast Corp | 32,290 | $1.143M | 0.4% | $39.57 | — | COM | 20030n101 |
| TGT | Target Corp | 12,927 | $1.14M | 0.4% | $55.72 | +22.0% | COM | 87612E106 |
| FNMIX | Fidelity New Markets Income | 75,280 | $1.12M | 0.4% | $15.91 | — | CEF | 315910836 |
| — | Walgreens Boot Alliance Inc | 15,005 | $1.094M | 0.4% | $75.97 | — | COM | 931427108 |
| — | Visa Inc | 7,220 | $1.084M | 0.4% | $77.68 | — | COM | 92826c839 |
| CCL | Carnival Cruise Lines Inc Cl A | 16,722 | $1.066M | 0.4% | $46.04 | +23.5% | COM | 143658300 |
| — | Alerian MLP ETF | 99,022 | $1.058M | 0.4% | $17.54 | — | ETF | 00162q866 |
| PNC | PNC Financial Services Group I | 7,695 | $1.048M | 0.4% | $64.80 | +68.9% | COM | 693475105 |
| — | United Technologies Corp | 7,326 | $1.024M | 0.4% | $95.83 | — | COM | 913017109 |
| PHM | PulteGroup Inc | 41,310 | $1.023M | 0.4% | $19.81 | +31.8% | COM | 745867101 |
| SYK | Stryker Corp | 5,671 | $1.008M | 0.4% | $57.08 | +176.0% | COM | 863667101 |
| — | SPDR S&P Intl Dividend ETF | 26,600 | $1.008M | 0.4% | $46.14 | — | ETF | 78463x772 |
| — | Raytheon Co | 4,845 | $1.001M | 0.4% | $74.93 | — | COM | 755111507 |
| — | CH Robinson Worldwide Inc | 10,075 | $987K | 0.4% | $69.04 | — | COM | 12541w209 |
| — | Barings Corporate Investors | 63,577 | $974K | 0.4% | $17.17 | — | CEF | 06759x107 |
| MAR | Marriott Intl Inc | 7,274 | $960K | 0.4% | $46.53 | +158.3% | COM | 571903202 |
| GNTX | Gentex Corp | 43,260 | $928K | 0.4% | $16.28 | +42.1% | COM | 371901109 |
| — | DowDuPont Inc | 14,197 | $913K | 0.4% | $69.22 | — | COM | 26078J100 |
| OPLN | Kar Auction Services Inc | 15,035 | $897K | 0.3% | $14.15 | +63.2% | COM | 48238T109 |
| DIS | Walt Disney Co | 7,639 | $893K | 0.3% | $100.24 | +6.3% | COM | 254687106 |
| — | ConocoPhillips | 11,327 | $877K | 0.3% | $60.42 | — | COM | 20825c104 |
| BAX | Baxter Intl Inc | 11,381 | $877K | 0.3% | $29.29 | +121.7% | COM | 071813109 |
| BP | BP PLC - ADR | 18,706 | $862K | 0.3% | $41.58 | — | COM | 055622104 |
| — | Utilities Select Sector SPDR E | 16,085 | $847K | 0.3% | $37.64 | — | COM | 81369y886 |
| CAKE | The Cheesecake Factory Inc | 15,680 | $840K | 0.3% | $33.08 | +39.6% | COM | 163072101 |
| — | PureFunds ISE Cyber Security E | 20,755 | $833K | 0.3% | $25.13 | — | COM | 26924G201 |
| — | Mylan N.V. | 22,720 | $832K | 0.3% | $36.69 | — | COM | N59465109 |
| TMO | Thermo Fisher Scientific Inc | 3,404 | $831K | 0.3% | $79.76 | +182.9% | COM | 883556102 |
| LLY | Eli Lilly & Co | 7,550 | $810K | 0.3% | $42.21 | +113.9% | COM | 532457108 |
| BWA | BorgWarner Inc | 18,705 | $800K | 0.3% | $26.22 | +33.3% | COM | 099724106 |
| VZ | Verizon Communications Inc | 14,942 | $798K | 0.3% | $27.78 | +28.3% | COM | 92343V104 |
| — | Seagate Technology PLC | 16,690 | $790K | 0.3% | $45.27 | — | COM | g7945M107 |
| T | AT&T Inc | 23,155 | $778K | 0.3% | $12.67 | +14.2% | COM | 00206R102 |
| GS | Goldman Sachs Group Inc | 3,395 | $761K | 0.3% | $191.36 | +2.6% | COM | 38141G104 |
| C | Citigroup Inc | 10,366 | $744K | 0.3% | $53.09 | +3.2% | COM | 172967424 |
| ITB | iShares US Home Construction | 21,000 | $742K | 0.3% | $27.82 | — | COM | 464288752 |
| PFE | Pfizer Inc | 16,714 | $737K | 0.3% | $18.06 | +53.1% | COM | 717081103 |
| — | Global X SuperDividend ETF | 35,916 | $733K | 0.3% | $23.99 | — | ETF | 37950e549 |
| FBIN | Fortune Brands Home & Security | 13,515 | $708K | 0.3% | $48.30 | -13.2% | COM | 34964C106 |
| URI | United Rentals Inc | 4,300 | $703K | 0.3% | $69.99 | +115.4% | COM | 911363109 |
| — | Express Scripts Holding Co | 7,302 | $694K | 0.3% | $63.98 | — | COM | 30219g108 |
| TTWO | Take-Two Interactive Software | 5,000 | $690K | 0.3% | — | — | Call | 874054109 |
| EWW | iShares MSCI Mexico Capped Inv | 13,402 | $687K | 0.3% | $51.26 | — | ETF | 464286822 |
| PCG | PG&E Corp | 14,587 | $671K | 0.3% | $54.46 | -19.2% | COM | 69331C108 |
| OXY | Occidental Petroleum Corp | 8,133 | $668K | 0.3% | $58.23 | +16.3% | COM | 674599105 |
| — | Bluebird Bio Inc | 4,500 | $657K | 0.3% | $168.98 | — | COM | 09609G100 |
| MCD | McDonald's Corp | 3,640 | $609K | 0.2% | $82.80 | +62.8% | COM | 580135101 |
| ACCO | Acco Brands Corp | 53,030 | $599K | 0.2% | $9.01 | +0.4% | COM | 00081T108 |
| AMZN | Amazon.com Inc | 293 | $587K | 0.2% | $42.79 | +119.7% | COM | 023135106 |
| QCOM | Qualcomm Inc | 8,064 | $581K | 0.2% | $48.04 | +13.7% | COM | 747525103 |
| NXPI | NXP Semiconductors NV | 6,620 | $566K | 0.2% | $85.25 | 0.0% | COM | N6596X109 |
| DBC | Invesco DB Commodity Tracking | 31,130 | $559K | 0.2% | $17.69 | — | COM | 46138B103 |
| — | Physicians Realty Trust | 32,625 | $550K | 0.2% | $17.65 | — | COM | 71943U104 |
| — | Invesco S&P 500 Eq Weight Finc | 12,653 | $544K | 0.2% | $42.42 | — | COM | 46137v340 |
| ROBO | Robo Global Robotics & Automat | 12,775 | $535K | 0.2% | $39.02 | — | COM | 301505707 |
| — | SPDR S&P Regional Banking | 8,485 | $504K | 0.2% | $54.87 | — | COM | 78464a698 |
| BAC | Bank of America Corp | 16,650 | $490K | 0.2% | $10.03 | +154.0% | COM | 060505104 |
| — | General Electric Co | 40,800 | $461K | 0.2% | $23.34 | — | COM | 369604103 |
| — | Facebook Inc | 2,742 | $451K | 0.2% | $155.69 | — | COM | 30303m102 |
| PCG | PG&E Corp | 9,700 | $446K | 0.2% | $54.46 | -19.2% | Call | 69331C108 |
| — | Annaly Capital Management Inc | 42,441 | $434K | 0.2% | $11.27 | — | CEF | 035710409 |
| — | BankUnited Inc | 11,922 | $422K | 0.2% | $26.74 | — | COM | 06652k103 |
| — | Shire PLC - ADR | 2,328 | $422K | 0.2% | $184.24 | — | COM | 82481r106 |
| — | Tesla Motors Inc | 1,551 | $411K | 0.2% | $264.99 | — | COM | 88160r101 |
| CPB | Campbell Soup Co | 11,107 | $407K | 0.2% | $33.95 | -6.1% | COM | 134429109 |
| LQD | iShares IBOXX $ Investment Gra | 3,485 | $401K | 0.2% | $113.59 | — | ETF | 464287242 |
| — | CDK Global Inc | 6,133 | $384K | 0.1% | $40.70 | — | COM | 12508e101 |
| — | Amarin Corporation PLC - ADR | 23,100 | $376K | 0.1% | $1.81 | — | COM | 023111206 |
| HUN | Huntsman Corp | 13,796 | $376K | 0.1% | $18.34 | +66.2% | COM | 447011107 |
| — | Harris Corp | 2,210 | $374K | 0.1% | $91.60 | — | COM | 413875105 |
| — | Dreyfus Small Cap Stock Index | 9,160 | $329K | 0.1% | $32.61 | — | IND | 26200q204 |
| CLX | Clorox Co | 2,084 | $313K | 0.1% | $65.65 | +74.6% | COM | 189054109 |
| — | Hanesbrands Inc | 16,700 | $308K | 0.1% | $20.96 | — | Call | 410345102 |
| — | Bluebird Bio Inc | 2,000 | $292K | 0.1% | $168.98 | — | Put | 09609G100 |
| HD | Home Depot Inc | 1,405 | $291K | 0.1% | $128.99 | +30.2% | COM | 437076102 |
| — | Tiffany & Co | 2,250 | $290K | 0.1% | $95.11 | — | COM | 886547108 |
| — | Calamos Convertible Opp & Inc | 23,975 | $289K | 0.1% | $10.06 | — | CEF | 128117108 |
| ED | Consolidated Edison Inc | 3,785 | $288K | 0.1% | $53.69 | +12.5% | COM | 209115104 |
| EPD | Enterprise Products Part LP | 9,992 | $287K | 0.1% | $28.61 | — | COM | 293792107 |
| — | Fidelity 500 Index Fund | 2,661 | $272K | 0.1% | $85.69 | — | IND | 315911701 |
| BND | Vanguard Total Bond Market | 3,406 | $268K | 0.1% | $80.89 | — | ETF | 921937835 |
| NTRS | Northern Trust Corp | 2,515 | $257K | 0.1% | $71.47 | +19.7% | COM | 665859104 |
| FDS | FactSet Research Systems Inc | 1,080 | $242K | 0.1% | $176.95 | +14.1% | COM | 303075105 |
| — | Waste Management Inc | 2,630 | $238K | 0.1% | $85.80 | — | COM | 94106l109 |
| — | L3 Technologies Inc | 1,100 | $234K | 0.1% | $165.29 | — | COM | 502413107 |
| AAPL | Apple Inc | 1,000 | $226K | 0.1% | $20.17 | +144.3% | Put | 037833100 |
| SHY | iShares Barclays 1-3yr Treasur | 2,680 | $223K | 0.1% | $84.44 | — | ETF | 464287457 |
| UPS | United Parcel Service Inc | 1,750 | $204K | 0.1% | $88.44 | 0.0% | COM | 911312106 |
| DRI | Darden Restaurants Inc | 1,830 | $203K | 0.1% | $91.85 | 0.0% | COM | 237194105 |
| — | Mylan N.V. | 5,300 | $194K | 0.1% | $36.69 | — | Call | N59465109 |
| CAKE | The Cheesecake Factory Inc | 3,300 | $177K | 0.1% | $33.08 | +39.6% | Put | 163072101 |
| CCL | Carnival Cruise Lines Inc Cl A | 2,500 | $159K | 0.1% | $46.04 | +23.5% | Call | 143658300 |
| F | Ford Motor Co | 15,780 | $146K | 0.1% | $7.87 | -13.0% | COM | 345370860 |
| BLOZF | Cannabix Technologies Inc | 81,000 | $114K | 0.0% | $1.07 | +35.6% | COM | 13765L101 |
| — | Cerecor Inc | 20,000 | $93,000 | 0.0% | $4.30 | — | COM | 15671L109 |
| GLW | Corning Inc | 2,500 | $88,000 | 0.0% | $11.22 | +136.0% | Put | 219350105 |
| IBM | International Business Machine | 500 | $76,000 | 0.0% | $116.90 | -13.4% | Call | 459200101 |
| — | Dreyfus High Yield Strategies | 14,570 | $47,000 | 0.0% | $3.44 | — | CEF | 26200S101 |
| TPR | Tapestry Inc | 600 | $30,000 | 0.0% | $33.79 | +18.3% | Put | 876030107 |
| — | Golden Star Res Ltd | 40,000 | $29,000 | 0.0% | $0.41 | — | COM | 38119t104 |
| VGZ | Vista Gold Corp | 35,000 | $18,000 | 0.0% | $0.89 | -37.0% | COM | 927926303 |
| — | Tiffany & Co | 100 | $13,000 | 0.0% | $95.11 | — | Put | 886547108 |
| INTC | Intel Corp | 200 | $9,000 | 0.0% | $19.25 | +115.7% | Put | 458140100 |
| — | RegeneRx Biopharmaceuticals | 22,300 | $4,000 | 0.0% | $0.11 | — | COM | 75886x108 |
| — | Competitive Companies Inc | 700,000 | $2,000 | 0.0% | $0.03 | — | COM | 204510101 |
| HEMP | Hemp Inc | 25,100 | $1,000 | 0.0% | $0.03 | 0.0% | COM | 423703206 |
| FBEC | FBEC Worldwide Inc | 650,000 | $0 | 0.0% | $0.02 | -99.2% | COM | 30255M100 |
| — | Access Worldwide Communication | 44,450 | $0 | 0.0% | — | — | COM | 004319109 |
| — | Life Clips Inc | 33,000 | $0 | 0.0% | $0.61 | — | COM | 53185D107 |
| — | e.Digital Corp | 60,000 | $0 | 0.0% | $0.07 | — | COM | 25841y103 |
| — | Geopharma Inc | 40,000 | $0 | 0.0% | — | — | COM | 37250a106 |