Location: Irvine, CA
CIK: 0001086763 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Aug 15, 2014
Total Value: $917M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | American Realty Capital Properties Inc | 6,125,647 | $76.75M | 8.4% | — | — | COM | 02917t104 |
| MSFT | Microsoft Corp | 1,037,532 | $43.27M | 4.7% | — | — | COM | 594918104 |
| — | Rexford Industrial Realty Inc | 2,385,619 | $33.97M | 3.7% | — | — | COM | 76169c100 |
| JNJ | Johnson & Johnson Com | 311,365 | $32.58M | 3.6% | — | — | COM | 478160104 |
| NVS | Novartis AG | 284,726 | $25.78M | 2.8% | — | — | SPONSORED ADR | 66987V109 |
| UPS | United Parcel Service Inc | 240,962 | $24.74M | 2.7% | — | — | CL B | 911312106 |
| BRK/B | Berkshire Hathaway Inc Cl B | 194,636 | $24.63M | 2.7% | — | — | CL B NEW | 084670702 |
| WFC | Wells Fargo & Co | 457,562 | $24.05M | 2.6% | — | — | COM | 949746101 |
| ORCL | Oracle Corp | 555,122 | $22.5M | 2.5% | — | — | COM | 68389X105 |
| BUD | Anheuser-Busch InBev NV | 194,959 | $22.41M | 2.4% | — | — | SPONSORED ADR | 03524A108 |
| PM | Philip Morris International In | 262,203 | $22.11M | 2.4% | — | — | COM | 718172109 |
| RSG | Republic Services Inc | 568,273 | $21.58M | 2.4% | — | — | COM | 760759100 |
| IBM | International Business Machine | 112,231 | $20.34M | 2.2% | — | — | COM | 459200101 |
| DEO | Diageo PLC | 158,942 | $20.23M | 2.2% | — | — | SPON ADR NEW | 25243Q205 |
| QCOM | QUALCOMM Inc | 253,022 | $20.04M | 2.2% | — | — | COM | 747525103 |
| BK | Bank of New York Mellon Co | 519,537 | $19.47M | 2.1% | — | — | COM | 064058100 |
| — | GlaxoSmithKline PLC | 358,439 | $19.17M | 2.1% | — | — | SPONSORED ADR | 37733W105 |
| DVN | Devon Energy Corp | 239,916 | $19.05M | 2.1% | — | — | COM | 25179M103 |
| — | BlackRock Inc Co | 58,122 | $18.58M | 2.0% | — | — | COM | 09247X101 |
| BA | Boeing Co | 145,948 | $18.57M | 2.0% | — | — | COM | 097023105 |
| SLB | Schlumberger Ltd | 145,203 | $17.13M | 1.9% | — | — | COM | 806857108 |
| DIS | Walt Disney Co | 185,536 | $15.91M | 1.7% | — | — | COM DISNEY | 254687106 |
| GS | Goldman Sachs Group Inc | 92,887 | $15.55M | 1.7% | — | — | COM | 38141G104 |
| MDLZ | Mondelez International Inc | 412,027 | $15.5M | 1.7% | — | — | CL A | 609207105 |
| MO | Altria Group Inc | 366,093 | $15.35M | 1.7% | — | — | COM | 02209S103 |
| OXY | Occidental Petroleum Corp | 146,345 | $15.02M | 1.6% | — | — | COM | 674599105 |
| — | Comcast Corp | 278,353 | $14.85M | 1.6% | — | — | CL A SPL | 20030N200 |
| UNP | Union Pacific Corp | 148,705 | $14.83M | 1.6% | — | — | COM | 907818108 |
| — | Aon plc | 162,495 | $14.64M | 1.6% | — | — | SHS CL A | G0408V102 |
| SYY | Sysco Corp | 372,490 | $13.95M | 1.5% | — | — | COM | 871829107 |
| BTI | British American Tobacco PLC | 108,362 | $12.9M | 1.4% | — | — | SPONSORED ADR | 110448107 |
| — | General Motors Co | 350,409 | $12.72M | 1.4% | — | — | COM | 37045v100 |
| TJX | TJX Cos Inc | 238,875 | $12.7M | 1.4% | — | — | COM | 872540109 |
| AXP | American Express Co | 130,957 | $12.42M | 1.4% | — | — | COM | 025816109 |
| SPG | Simon Property Group Inc | 65,477 | $10.89M | 1.2% | — | — | COM | 828806109 |
| TELFY | Telefonica SA | 583,373 | $10.01M | 1.1% | — | — | SPONSORED ADR | 879382208 |
| — | PCM Fund Inc | 690,896 | $8.463M | 0.9% | — | — | COM | 69323T101 |
| AAPL | Apple Inc | 88,582 | $8.232M | 0.9% | — | — | COM | 037833100 |
| GILD | Gilead Sciences Inc | 67,882 | $5.628M | 0.6% | — | — | COM | 375558103 |
| — | Pimco Income Strategy Fund II | 504,460 | $5.579M | 0.6% | — | — | COM | 72201j104 |
| — | PIMCO Income Fund | 134,492 | $4.585M | 0.5% | — | — | SHS | 72201y101 |
| CVX | Chevron Corp | 29,377 | $3.835M | 0.4% | — | — | COM | 166764100 |
| XOM | Exxon Mobil Corp | 34,426 | $3.466M | 0.4% | — | — | COM | 30231G102 |
| PFE | Pfizer Inc | 115,525 | $3.429M | 0.4% | — | — | COM | 717081103 |
| — | Nuveen CA Muni Value Fund | 334,517 | $3.379M | 0.4% | — | — | COM | 67062C107 |
| — | SPDR BarCap ST High Yield Bond | 100,871 | $3.123M | 0.3% | — | — | SHT TRM HGH YLD | 78468r408 |
| — | Retail Opportunity Investments | 195,826 | $3.08M | 0.3% | — | — | COM | 76131n101 |
| EPD | Enterprise Prods Partners L P | 36,141 | $2.829M | 0.3% | — | — | COM | 293792107 |
| VEA | Vanguard Europe Pacific ETF | 63,836 | $2.719M | 0.3% | — | — | FTSE DEV MKT ETF | 921943858 |
| — | Starwood Property Trust Inc | 107,678 | $2.56M | 0.3% | — | — | COM | 85571b105 |
| BRK/A | Berkshire Hathaway CL A | 13 | $2.469M | 0.3% | — | — | CL A | 084670108 |
| — | Unilever NV | 51,750 | $2.265M | 0.2% | — | — | N Y SHS NEW | 904784709 |
| SPY | Spdr S&P 500 Etf Tr Tr Unit | 11,004 | $2.154M | 0.2% | — | — | TR UNIT | 78462F103 |
| — | Chambers Street Properties | 259,196 | $2.084M | 0.2% | — | — | COM | 157842105 |
| O | Realty Income Corp | 46,353 | $2.059M | 0.2% | — | — | COM | 756109104 |
| — | Level 3 Communications Inc | 44,020 | $1.933M | 0.2% | — | — | COM NEW | 52729n308 |
| MCD | McDonald's Corp | 17,105 | $1.723M | 0.2% | — | — | COM | 580135101 |
| — | General Electric Co | 60,366 | $1.586M | 0.2% | — | — | COM | 369604103 |
| — | Ambev SA American Depositary | 220,782 | $1.554M | 0.2% | — | — | SPONSORED ADR | 02319v103 |
| — | Pimco CA Municipal Income Fund | 140,503 | $1.487M | 0.2% | — | — | COM | 72201c109 |
| BF/B | Brown Foreman Corp Class B Wit | 14,900 | $1.403M | 0.2% | — | — | CL B | 115637209 |
| — | Colony Financial Inc | 58,800 | $1.365M | 0.1% | — | — | COM | 19624r106 |
| — | SPDR Gold Trust | 10,579 | $1.355M | 0.1% | — | — | GLD SHS | 78463v107 |
| ITOT | iShares Core S&P Total US Stoc | 15,042 | $1.348M | 0.1% | — | — | CORE S&P TTL STL | 464287150 |
| TEVA | Teva Pharmaceutical Industries | 25,367 | $1.33M | 0.1% | — | — | ADR | 881624209 |
| — | Doubleline Income Solutions Cl | 57,272 | $1.286M | 0.1% | — | — | COM | 258622109 |
| — | Enerplus Corp | 46,659 | $1.175M | 0.1% | — | — | COM | 292766102 |
| — | Broadcom Corp | 31,130 | $1.156M | 0.1% | — | — | CL A | 111320107 |
| — | DoubleLine Opportunistic Credi | 47,367 | $1.12M | 0.1% | — | — | COM | 258623107 |
| — | Blackrock Build America Bond T | 47,763 | $1.036M | 0.1% | — | — | SHS | 09248x100 |
| — | Nuveen Multi-Strategy Inc & Gr | 103,788 | $1.007M | 0.1% | — | — | COM | 67073b106 |
| — | Kayne Anderson Mdstm Com | 24,668 | $1M | 0.1% | — | — | COM | 48661e108 |
| — | Nuveen Build America Bond Fund | 47,492 | $974K | 0.1% | — | — | COM | 67074c103 |
| PG | Procter & Gamble Co | 12,377 | $973K | 0.1% | — | — | COM | 742718109 |
| — | Prologis Inc | 23,415 | $962K | 0.1% | — | — | COM | 74340w103 |
| — | Magellan Midstream Partners LP | 11,300 | $950K | 0.1% | — | — | COM UNIT RP LP | 559080106 |
| — | UCP Inc CL A | 67,175 | $918K | 0.1% | — | — | CL A | 90265y106 |
| KO | Coca Cola Inc | 21,379 | $906K | 0.1% | — | — | COM | 191216100 |
| — | World Wrestling Entertainment | 75,457 | $900K | 0.1% | — | — | CL A | 98156q108 |
| — | National Oilwell Varco Inc | 10,903 | $898K | 0.1% | — | — | COM | 637071101 |
| — | Cohen & Steers Limited Duratio | 34,423 | $876K | 0.1% | — | — | COM | 19248c105 |
| — | TSW Strategic Income Fund Inc | 158,214 | $873K | 0.1% | — | — | COM | 872340104 |
| — | PIMCO Dynamic Credit Income Fu | 34,786 | $829K | 0.1% | — | — | COM SHS | 72202d106 |
| — | General American Investors | 22,368 | $824K | 0.1% | — | — | COM | 368802104 |
| — | Nuveen Credit Strategies Incom | 87,227 | $816K | 0.1% | — | — | COM SHS | 67073d102 |
| — | Total SA | 11,000 | $794K | 0.1% | — | — | SPONSORED ADR | 89151E109 |
| VWO | Vanguard Emerging Markets ETF | 17,921 | $773K | 0.1% | — | — | FTSE EMR MKT ETF | 922042858 |
| MMM | 3M Co Com | 5,321 | $762K | 0.1% | — | — | COM | 88579Y101 |
| EFA | iShares MSCI Eafe Index Fund | 10,994 | $752K | 0.1% | — | — | MSCI EAFE ETF | 464287465 |
| NRG | NRG Energy Inc | 20,161 | $750K | 0.1% | — | — | COM NEW | 629377508 |
| — | BlackRock Credit Allocation In | 54,366 | $748K | 0.1% | — | — | COM | 092508100 |
| — | Oi SA | 869,547 | $746K | 0.1% | — | — | SPN ADR REP PFD | 670851203 |
| MRK | Merck & Co Inc New Com | 12,567 | $727K | 0.1% | — | — | COM | 58933Y105 |
| HD | Home Depot Inc/The | 8,722 | $706K | 0.1% | — | — | COM | 437076102 |
| — | Templeton Emerging Markets Inc | 51,186 | $706K | 0.1% | — | — | COM | 880192109 |
| NUE | Nucor Corp | 14,279 | $703K | 0.1% | — | — | COM | 670346105 |
| — | Wells Fargo Multi-Sector Incom | 46,569 | $694K | 0.1% | — | — | COM SHS | 94987D101 |
| — | AT&T Inc | 19,599 | $693K | 0.1% | — | — | COM | 00206r102 |
| — | Powershares Cef Income | 27,032 | $689K | 0.1% | — | — | CEF INC COMPST | 73936Q843 |
| — | Ventas Inc | 10,626 | $681K | 0.1% | — | — | COM | 92276f100 |
| HAL | Halliburton Co | 9,511 | $675K | 0.1% | — | — | COM | 406216101 |
| — | Eaton Vance Limited Duration I | 42,925 | $669K | 0.1% | — | — | COM | 27828h105 |
| — | Nuveen Build America Bond Oppo | 31,018 | $668K | 0.1% | — | — | COM | 67074q102 |
| — | Western Asset Emerging Markets | 35,973 | $661K | 0.1% | — | — | COM | 95766a101 |
| — | Kraft Foods Group Inc | 10,944 | $656K | 0.1% | — | — | COM | 50076Q106 |
| PAA | Plains All American Pipeline U | 10,905 | $655K | 0.1% | — | — | UNIT LTD PARTN | 726503105 |
| — | Wells Fargo Advantage Global D | 76,745 | $652K | 0.1% | — | — | COM | 94987c103 |
| LLY | Eli Lilly & Co | 10,461 | $650K | 0.1% | — | — | COM | 532457108 |
| CSCO | Cisco Systems Inc | 25,389 | $631K | 0.1% | — | — | COM | 17275R102 |
| BMY | Bristol Myers Squibb Co | 12,964 | $629K | 0.1% | — | — | COM | 110122108 |
| — | Source Capital Inc | 8,781 | $614K | 0.1% | — | — | COM | 836144105 |
| — | Energy Transfer Equity LP | 10,181 | $600K | 0.1% | — | — | COM UT LTD PTN | 29273v100 |
| — | Walgreen Co | 8,018 | $594K | 0.1% | — | — | COM | 931422109 |
| PEP | PepsiCo Inc | 6,523 | $583K | 0.1% | — | — | COM | 713448108 |
| — | Artisan Partners Asset Managem | 10,183 | $577K | 0.1% | — | — | CL A | 04316a108 |
| USB | US Bancorp | 13,166 | $570K | 0.1% | — | — | COM NEW | 902973304 |
| — | Public Storage | 3,307 | $567K | 0.1% | — | — | COM | 74460d109 |
| INTC | Intel Corp | 17,927 | $554K | 0.1% | — | — | COM | 458140100 |
| — | WCI Communitites | 28,350 | $547K | 0.1% | — | — | COM PAR $0.01 | 92923c807 |
| — | United Technologies Corp | 4,716 | $544K | 0.1% | — | — | COM | 913017109 |
| LYV | Live Nation Entertainment Inc | 21,494 | $531K | 0.1% | — | — | COM | 538034109 |
| COP | ConocoPhillips | 6,171 | $529K | 0.1% | — | — | COM | 20825C104 |
| — | Spdr Index Shs Fds Euro Stoxx | 12,208 | $528K | 0.1% | — | — | EURO STOXX 50 | 78463x202 |
| ROK | Rockwell Automation Inc | 4,222 | $528K | 0.1% | — | — | COM | 773903109 |
| — | Hertz Global Holdings Inc | 18,492 | $518K | 0.1% | — | — | COM | 42805T105 |
| SBUX | Starbucks Corp | 6,689 | $518K | 0.1% | — | — | COM | 855244109 |
| — | Royal Dutch Shell PLC - ADR A | 6,276 | $517K | 0.1% | — | — | SPONS ADR A | 780259206 |
| CL | Colgate-Palmolive Co | 7,554 | $515K | 0.1% | — | — | COM | 194162103 |
| — | Facebook Inc | 7,458 | $502K | 0.1% | — | — | CL A | 30303m102 |
| — | Oaktree Capital Group LLC | 10,000 | $500K | 0.1% | — | — | UNIT CL A | 674001201 |
| — | Sunoco Logistics Partners LP | 10,547 | $497K | 0.1% | — | — | COM UNITS | 86764l108 |
| D | Dominion Resources Inc/VA | 6,590 | $471K | 0.1% | — | — | COM | 25746U109 |
| — | Blackrock Ltd Duration | 27,157 | $470K | 0.1% | — | — | COM SHS | 09249w101 |
| — | Nuveen Quality Preferred Incom | 50,778 | $459K | 0.1% | — | — | COM | 67072C105 |
| GBCI | Glacier Bancorp Inc | 16,125 | $458K | 0.0% | — | — | COM | 37637Q105 |
| ADP | Automatic Data Processing Inc | 5,722 | $454K | 0.0% | — | — | COM | 053015103 |
| JPM | JPMorgan Chase & Co | 7,735 | $446K | 0.0% | — | — | COM | 46625H100 |
| — | Nexpoint Credit Strategies Fun | 36,030 | $435K | 0.0% | — | — | COM | 65340g106 |
| — | Flaherty and Crumrine Dynamic | 18,000 | $424K | 0.0% | — | — | SHS | 33848w106 |
| — | Blackrock Floating Rate Income | 28,761 | $421K | 0.0% | — | — | COM | 09255x100 |
| — | Linn Energy LLC | 12,671 | $410K | 0.0% | — | — | UNIT LTD LIAB | 536020100 |
| IJR | iShares S&P Small Cap 400 Inde | 3,550 | $398K | 0.0% | — | — | CORE S&P SCP ETF | 464287804 |
| ITW | Illinois Tool Works Inc | 4,521 | $396K | 0.0% | — | — | COM | 452308109 |
| NEM | Newmont Mining Corp | 15,291 | $389K | 0.0% | — | — | COM | 651639106 |
| AMGN | Amgen Inc | 3,276 | $388K | 0.0% | — | — | COM | 031162100 |
| — | Verizon Communications Inc | 7,930 | $388K | 0.0% | — | — | COM | 92343v104 |
| — | Pengrowth Energy Corp | 53,591 | $385K | 0.0% | — | — | COM | 70706p104 |
| — | Costco Wholesale Corp | 3,347 | $385K | 0.0% | — | — | COM | 22160k105 |
| SYK | Stryker Corp | 4,560 | $384K | 0.0% | — | — | COM | 863667101 |
| — | Dynex Capital Inc | 43,000 | $381K | 0.0% | — | — | COM NEW | 26817q506 |
| DVY | iShares DJ Select Dividend Ind | 4,850 | $373K | 0.0% | — | — | SELECT DIVID ETF | 464287168 |
| — | Blackrock Muniholdings CA Insu | 26,074 | $373K | 0.0% | — | — | COM | 09254l107 |
| — | Google Inc Cl C | 636 | $372K | 0.0% | — | — | CL C | 38259p706 |
| EMR | Emerson Electric Co | 5,537 | $367K | 0.0% | — | — | COM | 291011104 |
| — | American Strategic Income II | 41,527 | $365K | 0.0% | — | — | COM | 030099105 |
| — | Google Inc | 630 | $362K | 0.0% | — | — | CL A | 38259p508 |
| — | Deutsche Bank Inverse JGB Futu | 18,914 | $354K | 0.0% | — | — | INV JAP GOV BD | 25154p170 |
| — | Nordstrom Inc | 5,210 | $354K | 0.0% | — | — | COM | 655664100 |
| — | Safeway Inc | 10,263 | $352K | 0.0% | — | — | COM NEW | 786514208 |
| OKE | ONEOK Inc | 5,081 | $346K | 0.0% | — | — | COM | 682680103 |
| — | Legg Mason BW Global Income Op | 18,714 | $343K | 0.0% | — | — | COM | 52469b100 |
| — | Stratasys Ltd | 3,000 | $341K | 0.0% | — | — | SHS | m85548101 |
| — | Rockwell Collins Inc | 4,300 | $336K | 0.0% | — | — | COM | 774341101 |
| — | Western Gas Partners LP | 4,357 | $333K | 0.0% | — | — | COM UNIT LP IN | 958254104 |
| — | Pimco Income Strategy Fund | 26,127 | $322K | 0.0% | — | — | COM | 72201H108 |
| C | Citigroup Inc | 6,613 | $311K | 0.0% | — | — | COM NEW | 172967424 |
| ECL | Ecolab Inc | 2,761 | $307K | 0.0% | — | — | COM | 278865100 |
| — | Avon Products Inc | 20,673 | $302K | 0.0% | — | — | COM | 054303102 |
| — | Eaton Vance Short Duration | 19,554 | $300K | 0.0% | — | — | COM | 27828V104 |
| — | Buckeye Partners LP | 3,531 | $293K | 0.0% | — | — | UNIT LTD PARTN | 118230101 |
| — | AbbeVie Inc. | 5,136 | $290K | 0.0% | — | — | COM | 00287y109 |
| IJK | iShares S&P Midcap 400 Growth | 1,826 | $287K | 0.0% | — | — | S&P MC 400GR ETF | 464287606 |
| PSO | Pearson PLC | 14,213 | $282K | 0.0% | — | — | SPONSORED ADR | 705015105 |
| — | EI du Pont de Nemours & Co | 4,202 | $275K | 0.0% | — | — | COM | 263534109 |
| — | Medtronic Inc Com | 4,311 | $275K | 0.0% | — | — | COM | 585055106 |
| — | Cys Invts Inc Com | 30,000 | $271K | 0.0% | — | — | COM | 12673a108 |
| LMT | Lockheed Martin Corp | 1,683 | $271K | 0.0% | — | — | COM | 539830109 |
| NEE | NextEra Energy Inc | 2,593 | $266K | 0.0% | — | — | COM | 65339F101 |
| PSEC | Prospect Capital Corp | 25,071 | $266K | 0.0% | — | — | COM | 74348T102 |
| — | ARMOUR Residential REIT Inc | 60,000 | $260K | 0.0% | — | — | COM | 042315101 |
| — | Keating Capital Inc. | 43,842 | $259K | 0.0% | — | — | COM | 48722r106 |
| SLV | iShares Silver Trusts | 12,593 | $255K | 0.0% | — | — | ISHARES | 46428Q109 |
| IWM | iShares Russell 2000 Index Fun | 2,133 | $253K | 0.0% | — | — | RUSSELL 2000 ETF | 464287655 |
| WMT | Wal-Mart Stores Inc | 3,359 | $252K | 0.0% | — | — | COM | 931142103 |
| PCAR | PACCAR Inc | 4,000 | $251K | 0.0% | — | — | COM | 693718108 |
| — | Pimco Corporate Opportunity Fu | 13,210 | $249K | 0.0% | — | — | COM | 72201b101 |
| — | Kinder Morgan Energy LP Unit L | 3,025 | $249K | 0.0% | — | — | UT LTD PARTNER | 494550106 |
| BAC | Bank of America Corp | 15,883 | $244K | 0.0% | — | — | COM | 060505104 |
| — | Allergan Inc/United States | 1,438 | $243K | 0.0% | — | — | COM | 018490102 |
| HON | Honeywell International Inc | 2,557 | $238K | 0.0% | — | — | COM | 438516106 |
| — | Markwest Energy Partners LP | 3,298 | $236K | 0.0% | — | — | UNIT LTD PARTN | 570759100 |
| BP | Bp Plc | 4,401 | $232K | 0.0% | — | — | SPONSORED ADR | 055622104 |
| — | Oiltanking Partners LP | 2,458 | $232K | 0.0% | — | — | UNIT LTD | 678049107 |
| — | Nuveen CA Muni Advantage Fd | 16,338 | $228K | 0.0% | — | — | COM | 67066Y105 |
| CAT | Caterpillar Inc | 2,074 | $225K | 0.0% | — | — | COM | 149123101 |
| — | Ticc Capital Corp Com | 22,626 | $224K | 0.0% | — | — | COM | 87244T109 |
| — | Staples Inc | 20,708 | $224K | 0.0% | — | — | COM | 855030102 |
| — | Coach Inc | 6,452 | $221K | 0.0% | — | — | COM | 189754104 |
| — | Western Asset/Claymore US Trea | 17,817 | $219K | 0.0% | — | — | om | 95766r104 |
| — | SanDisk Corp | 2,080 | $217K | 0.0% | — | — | COM | 80004C101 |
| IJJ | iShares S&P Midcap 400 Value F | 1,701 | $216K | 0.0% | — | — | S&P MC 400VL ETF | 464287705 |
| RLI | RLI Corp | 4,700 | $215K | 0.0% | — | — | COM | 749607107 |
| — | TIBCO Software Inc | 10,600 | $214K | 0.0% | — | — | COM | 88632q103 |
| — | Spectra Energy Corp | 5,044 | $214K | 0.0% | — | — | COM | 847560109 |
| — | Travelers Cos Inc/The | 2,271 | $214K | 0.0% | — | — | COM | 89417e109 |
| — | Amex Technology Select SPDR Se | 5,554 | $213K | 0.0% | — | — | TECHNOLOGY | 81369y803 |
| — | AmerisourceBergen Corp | 2,909 | $211K | 0.0% | — | — | COM | 03073e105 |
| BALL | Ball Corp | 3,333 | $209K | 0.0% | — | — | COM | 058498106 |
| — | Duke Energy Corp | 2,820 | $209K | 0.0% | — | — | COM NEW | 26441c204 |
| ABT | Abbott Laboratories | 5,048 | $206K | 0.0% | — | — | COM | 002824100 |
| AFL | Aflac Inc | 3,295 | $205K | 0.0% | — | — | COM | 001055102 |
| — | Comcast Corp | 3,795 | $204K | 0.0% | — | — | CL A | 20030n101 |
| — | Time Warner Inc | 2,887 | $203K | 0.0% | — | — | COM NEW | 887317303 |
| — | Vanguard Short Term Corporate | 2,491 | $200K | 0.0% | — | — | SHRT TRM CORP BD | 92206c409 |
| PBT | Permian Basin Royalty Trust | 13,995 | $199K | 0.0% | — | — | UNIT BEN INT | 714236106 |
| — | Blackrock Floating Rate Income | 12,908 | $183K | 0.0% | — | — | COM | 091941104 |
| — | Just Energy Group Inc Com | 30,000 | $173K | 0.0% | — | — | COM | 48213w101 |
| — | Frontier Communications Corp | 27,500 | $161K | 0.0% | — | — | COM | 35906a108 |
| — | Penn West Petroleum Ltd | 16,000 | $156K | 0.0% | — | — | COM | 707887105 |
| — | Western Asset Mtg Cap Com | 10,000 | $142K | 0.0% | — | — | COM | 95790D105 |
| — | Nuveen Mun Value Fd Inc Com | 14,674 | $141K | 0.0% | — | — | COM | 670928100 |
| — | Alaska Communications Systems | 75,000 | $135K | 0.0% | — | — | COM | 01167P101 |
| — | Oi SA Adr F Sponsored Reps 1 | 137,720 | $133K | 0.0% | — | — | SPONSORED ADR | 670851104 |
| — | Two Harbors Investment Corp | 12,638 | $132K | 0.0% | — | — | COM | 90187b101 |
| — | Gladstone Capital Corp | 12,701 | $128K | 0.0% | — | — | COM | 376535100 |
| — | Tanzanian Royalty Exploration | 53,591 | $121K | 0.0% | — | — | COM | 87600u104 |
| — | Nuveen Ny Municipal Value Fund | 10,200 | $101K | 0.0% | — | — | COM | 67062M105 |
| — | Fifth Street Finance Corp | 10,000 | $98,000 | 0.0% | — | — | COM | 31678A103 |
| — | Sprint Nextel Corp | 10,744 | $92,000 | 0.0% | — | — | COM SER 1 | 85207u105 |
| — | Cornerstone Strategic Value Fu | 15,000 | $91,000 | 0.0% | — | — | COM NEW | 21924b203 |
| — | Eldorado Gold Corp | 11,330 | $87,000 | 0.0% | — | — | COM | 284902103 |
| — | Roundys Inc Company | 15,000 | $83,000 | 0.0% | — | — | COM | 779268101 |
| — | Wet Seal Inc | 80,000 | $73,000 | 0.0% | — | — | CL A | 961840105 |
| — | Intersections Inc. | 10,000 | $49,000 | 0.0% | — | — | COM | 460981301 |
| — | Diana Containerships I Com | 17,500 | $44,000 | 0.0% | — | — | COM | y2069p101 |
| — | Portugal Telecom SGPS SA | 10,000 | $37,000 | 0.0% | — | — | SPONSORED ADR | 737273102 |
| — | TeleCommunication Sys Cl A | 10,000 | $33,000 | 0.0% | — | — | CL A | 87929j103 |
| — | Comstock Mining Inc | 14,163 | $24,000 | 0.0% | — | — | COM | 205750102 |
| — | NII Holdings Inc | 39,611 | $22,000 | 0.0% | — | — | CL B NEW | 62913F201 |
| — | Rubicon Minerals Corp | 14,000 | $21,000 | 0.0% | — | — | COM | 780911103 |
| — | Novatel Wireless Inc. | 10,000 | $19,000 | 0.0% | — | — | COM NEW | 66987m604 |
| — | Citi A Warrants Exp 01/04/19 | 28,985 | $18,000 | 0.0% | — | — | *W EXP 01/04/201 | 172967226 |
| — | Bank of America Corp | 10,000 | $8,000 | 0.0% | — | — | *W EXP 10/28/201 | 060505153 |