Location: Irvine, CA
CIK: 0001086763 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value: $1.005B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | American Realty Capital Properties Inc | 6,558,806 | $79.1M | 7.9% | — | — | COM | 02917t104 |
| MSFT | Microsoft Corp | 1,691,819 | $78.43M | 7.8% | — | — | COM | 594918104 |
| — | Rexford Industrial Realty Inc | 3,122,208 | $43.21M | 4.3% | — | — | COM | 76169c100 |
| JNJ | Johnson & Johnson Com | 317,481 | $33.84M | 3.4% | — | — | COM | 478160104 |
| BRK/B | Berkshire Hathaway Inc Cl B | 205,111 | $28.33M | 2.8% | — | — | CL B NEW | 084670702 |
| DEO | Diageo PLC | 216,633 | $25M | 2.5% | — | — | SPON ADR NEW | 25243Q205 |
| WFC | Wells Fargo & Co | 475,858 | $24.68M | 2.5% | — | — | COM | 949746101 |
| UPS | United Parcel Service Inc | 250,301 | $24.6M | 2.4% | — | — | CL B | 911312106 |
| PM | Philip Morris International In | 272,983 | $22.77M | 2.3% | — | — | COM | 718172109 |
| BUD | Anheuser-Busch InBev NV | 201,334 | $22.32M | 2.2% | — | — | SPONSORED ADR | 03524A108 |
| NVS | Novartis AG | 232,771 | $21.91M | 2.2% | — | — | SPONSORED ADR | 66987V109 |
| IBM | International Business Machine | 114,842 | $21.8M | 2.2% | — | — | COM | 459200101 |
| ORCL | Oracle Corp | 563,090 | $21.55M | 2.1% | — | — | COM | 68389X105 |
| BK | Bank of New York Mellon Co | 541,953 | $20.99M | 2.1% | — | — | COM | 064058100 |
| — | BlackRock Inc Co | 59,762 | $19.62M | 2.0% | — | — | COM | 09247X101 |
| QCOM | QUALCOMM Inc | 257,996 | $19.29M | 1.9% | — | — | COM | 747525103 |
| BA | Boeing Co | 151,134 | $19.25M | 1.9% | — | — | COM | 097023105 |
| — | GlaxoSmithKline PLC | 388,555 | $17.86M | 1.8% | — | — | SPONSORED ADR | 37733W105 |
| MO | Altria Group Inc | 383,973 | $17.64M | 1.8% | — | — | COM | 02209S103 |
| DIS | Walt Disney Co | 190,806 | $16.99M | 1.7% | — | — | COM DISNEY | 254687106 |
| DVN | Devon Energy Corp | 247,394 | $16.87M | 1.7% | — | — | COM | 25179M103 |
| UNP | Union Pacific Corp | 153,056 | $16.59M | 1.7% | — | — | COM | 907818108 |
| SLB | Schlumberger Ltd | 151,769 | $15.43M | 1.5% | — | — | COM | 806857108 |
| — | Comcast Corp | 284,688 | $15.23M | 1.5% | — | — | CL A SPL | 20030N200 |
| — | Aon plc | 167,602 | $14.69M | 1.5% | — | — | SHS CL A | G0408V102 |
| SYY | Sysco Corp | 384,846 | $14.61M | 1.5% | — | — | COM | 871829107 |
| MDLZ | Mondelez International Inc | 425,027 | $14.56M | 1.4% | — | — | CL A | 609207105 |
| TJX | TJX Cos Inc | 245,936 | $14.55M | 1.4% | — | — | COM | 872540109 |
| OXY | Occidental Petroleum Corp | 149,319 | $14.36M | 1.4% | — | — | COM | 674599105 |
| — | Dow Chemical Co/The | 264,143 | $13.85M | 1.4% | — | — | COM | 260543103 |
| BTI | British American Tobacco PLC | 114,281 | $12.92M | 1.3% | — | — | SPONSORED ADR | 110448107 |
| GS | Goldman Sachs Group Inc | 69,462 | $12.75M | 1.3% | — | — | COM | 38141G104 |
| RSG | Republic Services Inc | 322,214 | $12.57M | 1.3% | — | — | COM | 760759100 |
| AXP | American Express Co | 140,484 | $12.3M | 1.2% | — | — | COM | 025816109 |
| — | Covidien PLC | 134,801 | $11.66M | 1.2% | — | — | SHS | G2554F113 |
| — | General Motors Co | 359,845 | $11.49M | 1.1% | — | — | COM | 37045v100 |
| SPG | Simon Property Group Inc | 68,666 | $11.29M | 1.1% | — | — | COM | 828806109 |
| TELFY | Telefonica SA | 637,323 | $9.796M | 1.0% | — | — | SPONSORED ADR | 879382208 |
| AAPL | Apple Inc | 76,500 | $7.707M | 0.8% | — | — | COM | 037833100 |
| — | Chambers Street Properties | 996,812 | $7.506M | 0.7% | — | — | COM | 157842105 |
| — | PCM Fund Inc | 670,324 | $7.441M | 0.7% | — | — | COM | 69323T101 |
| GILD | Gilead Sciences Inc | 69,670 | $7.416M | 0.7% | — | — | COM | 375558103 |
| — | Pimco Income Strategy Fund II | 507,587 | $5.345M | 0.5% | — | — | COM | 72201j104 |
| — | PIMCO Income Fund | 115,458 | $3.644M | 0.4% | — | — | SHS | 72201y101 |
| — | Nuveen CA Muni Value Fund | 334,517 | $3.459M | 0.3% | — | — | COM | 67062C107 |
| PFE | Pfizer Inc | 116,034 | $3.431M | 0.3% | — | — | COM | 717081103 |
| — | SPDR BarCap ST High Yield Bond | 110,757 | $3.315M | 0.3% | — | — | SHT TRM HGH YLD | 78468r408 |
| — | Retail Opportunity Investments | 218,771 | $3.216M | 0.3% | — | — | COM | 76131n101 |
| CVX | Chevron Corp | 25,064 | $2.991M | 0.3% | — | — | COM | 166764100 |
| BRK/A | Berkshire Hathaway CL A | 13 | $2.69M | 0.3% | — | — | CL A | 084670108 |
| VEA | Vanguard Europe Pacific ETF | 67,166 | $2.67M | 0.3% | — | — | FTSE DEV MKT ETF | 921943858 |
| XOM | Exxon Mobil Corp | 28,163 | $2.649M | 0.3% | — | — | COM | 30231G102 |
| — | Cohen & Steers Limited Duratio | 105,895 | $2.613M | 0.3% | — | — | COM | 19248c105 |
| — | Starwood Property Trust Inc | 118,650 | $2.606M | 0.3% | — | — | COM | 85571b105 |
| SPY | Spdr S&P 500 Etf Tr Tr Unit | 11,698 | $2.305M | 0.2% | — | — | TR UNIT | 78462F103 |
| — | Unilever NV | 55,100 | $2.186M | 0.2% | — | — | N Y SHS NEW | 904784709 |
| O | Realty Income Corp | 50,430 | $2.057M | 0.2% | — | — | COM | 756109104 |
| — | Level 3 Communications Inc | 44,894 | $2.053M | 0.2% | — | — | COM NEW | 52729n308 |
| EPD | Enterprise Prods Partners L P | 49,708 | $2.003M | 0.2% | — | — | COM | 293792107 |
| VOO | Vanguard S&P 500 ETF | 10,900 | $1.968M | 0.2% | — | — | S&P 500 ETF SHS | 922908363 |
| — | Nuveen Credit Strategies Incom | 208,856 | $1.865M | 0.2% | — | — | COM SHS | 67073d102 |
| — | Powershares Cef Income | 70,527 | $1.717M | 0.2% | — | — | CEF INC COMPST | 73936Q843 |
| — | Doubleline Income Solutions Cl | 78,462 | $1.699M | 0.2% | — | — | COM | 258622109 |
| TEVA | Teva Pharmaceutical Industries | 31,369 | $1.686M | 0.2% | — | — | ADR | 881624209 |
| — | Flaherty and Crumrine Dynamic | 73,093 | $1.651M | 0.2% | — | — | SHS | 33848w106 |
| MCD | McDonald's Corp | 17,396 | $1.649M | 0.2% | — | — | COM | 580135101 |
| — | General Electric Co | 64,099 | $1.642M | 0.2% | — | — | COM | 369604103 |
| — | Ambev SA American Depositary | 249,763 | $1.636M | 0.2% | — | — | SPONSORED ADR | 02319v103 |
| BF/B | Brown Foreman Corp Class B Wit | 16,507 | $1.489M | 0.1% | — | — | CL B | 115637209 |
| — | Pimco CA Municipal Income Fund | 136,556 | $1.42M | 0.1% | — | — | COM | 72201c109 |
| — | Colony Financial Inc | 62,100 | $1.39M | 0.1% | — | — | COM | 19624r106 |
| — | Prologis Inc | 36,115 | $1.362M | 0.1% | — | — | COM | 74340w103 |
| — | PIMCO Dynamic Credit Income Fu | 60,374 | $1.357M | 0.1% | — | — | COM SHS | 72202d106 |
| — | SPDR Gold Trust | 11,622 | $1.351M | 0.1% | — | — | GLD SHS | 78463v107 |
| — | DoubleLine Opportunistic Credi | 56,219 | $1.327M | 0.1% | — | — | COM | 258623107 |
| — | Broadcom Corp | 31,914 | $1.29M | 0.1% | — | — | CL A | 111320107 |
| ITOT | iShares Core S&P Total US Stoc | 13,947 | $1.251M | 0.1% | — | — | CORE S&P TTL STL | 464287150 |
| — | World Wrestling Entertainment | 87,888 | $1.21M | 0.1% | — | — | CL A | 98156q108 |
| — | Blackrock Build America Bond T | 52,719 | $1.108M | 0.1% | — | — | SHS | 09248x100 |
| — | UCP Inc CL A | 92,711 | $1.108M | 0.1% | — | — | CL A | 90265y106 |
| — | Nuveen Multi-Strategy Inc & Gr | 120,167 | $1.106M | 0.1% | — | — | COM | 67073b106 |
| — | Bofi Holding Inc | 15,000 | $1.091M | 0.1% | — | — | COM | 05566u108 |
| — | Nuveen Build America Bond Fund | 52,560 | $1.072M | 0.1% | — | — | COM | 67074c103 |
| PG | Procter & Gamble Co | 12,603 | $1.055M | 0.1% | — | — | COM | 742718109 |
| — | TSW Strategic Income Fund Inc | 178,157 | $1.003M | 0.1% | — | — | COM | 872340104 |
| — | Magellan Midstream Partners LP | 11,248 | $947K | 0.1% | — | — | COM UNIT RP LP | 559080106 |
| — | Tortoise Energy Infrastructure | 19,118 | $920K | 0.1% | — | — | COM | 89147l100 |
| — | Kayne Anderson Mdstm Com | 22,555 | $904K | 0.1% | — | — | COM | 48661e108 |
| — | General American Investors | 24,368 | $903K | 0.1% | — | — | COM | 368802104 |
| KO | Coca Cola Inc | 20,730 | $884K | 0.1% | — | — | COM | 191216100 |
| — | FTD Companies, Inc | 25,006 | $853K | 0.1% | — | — | COM | 30281v108 |
| CCS | Century Communities Inc | 49,024 | $851K | 0.1% | — | — | COM | 156504300 |
| — | BlackRock Credit Allocation In | 62,410 | $831K | 0.1% | — | — | COM | 092508100 |
| BMY | Bristol Myers Squibb Co | 16,151 | $827K | 0.1% | — | — | COM | 110122108 |
| CSCO | Cisco Systems Inc | 32,808 | $826K | 0.1% | — | — | COM | 17275R102 |
| — | Ventas Inc | 13,326 | $826K | 0.1% | — | — | COM | 92276f100 |
| — | National Oilwell Varco Inc | 10,789 | $821K | 0.1% | — | — | COM | 637071101 |
| VWO | Vanguard Emerging Markets ETF | 19,491 | $813K | 0.1% | — | — | FTSE EMR MKT ETF | 922042858 |
| AMGN | Amgen Inc | 5,711 | $802K | 0.1% | — | — | COM | 031162100 |
| EFA | iShares MSCI Eafe Index Fund | 12,094 | $775K | 0.1% | — | — | MSCI EAFE ETF | 464287465 |
| — | Oaktree Capital Group LLC | 15,100 | $772K | 0.1% | — | — | UNIT CL A | 674001201 |
| — | WCI Communitites | 41,861 | $772K | 0.1% | — | — | COM PAR $0.01 | 92923c807 |
| — | Nuveen Build America Bond Oppo | 36,306 | $770K | 0.1% | — | — | COM | 67074q102 |
| — | Templeton Emerging Markets Inc | 60,148 | $765K | 0.1% | — | — | COM | 880192109 |
| — | Oi SA Adr F Sponsored Reps 1 | 1,029,669 | $762K | 0.1% | — | — | SPONSORED ADR | 670851104 |
| NUE | Nucor Corp | 14,029 | $761K | 0.1% | — | — | COM | 670346105 |
| — | Nexpoint Credit Strategies Fun | 70,666 | $750K | 0.1% | — | — | COM | 65340g106 |
| MRK | Merck & Co Inc New Com | 12,640 | $749K | 0.1% | — | — | COM | 58933Y105 |
| — | Total SA | 11,565 | $745K | 0.1% | — | — | SPONSORED ADR | 89151E109 |
| MMM | 3M Co Com | 5,199 | $737K | 0.1% | — | — | COM | 88579Y101 |
| — | Eaton Vance Limited Duration I | 50,142 | $731K | 0.1% | — | — | COM | 27828h105 |
| — | Wells Fargo Multi-Sector Incom | 51,660 | $721K | 0.1% | — | — | COM SHS | 94987D101 |
| — | Western Asset Emerging Markets | 41,903 | $717K | 0.1% | — | — | COM | 95766a101 |
| — | Facebook Inc | 9,013 | $712K | 0.1% | — | — | CL A | 30303m102 |
| — | Source Capital Inc | 10,900 | $708K | 0.1% | — | — | COM | 836144105 |
| PAA | Plains All American Pipeline U | 12,011 | $707K | 0.1% | — | — | UNIT LTD PARTN | 726503105 |
| — | Kraft Foods Group Inc | 12,166 | $686K | 0.1% | — | — | COM | 50076Q106 |
| LLY | Eli Lilly & Co | 10,461 | $678K | 0.1% | — | — | COM | 532457108 |
| HD | Home Depot Inc/The | 7,359 | $675K | 0.1% | — | — | COM | 437076102 |
| INTC | Intel Corp | 19,351 | $674K | 0.1% | — | — | COM | 458140100 |
| — | AT&T Inc | 19,042 | $671K | 0.1% | — | — | COM | 00206r102 |
| — | Artisan Partners Asset Managem | 12,815 | $667K | 0.1% | — | — | CL A | 04316a108 |
| PEP | PepsiCo Inc | 7,118 | $663K | 0.1% | — | — | COM | 713448108 |
| — | Reynolds American Inc | 11,100 | $655K | 0.1% | — | — | COM | 761713106 |
| NRG | NRG Energy Inc | 20,583 | $627K | 0.1% | — | — | COM NEW | 629377508 |
| HAL | Halliburton Co | 9,666 | $624K | 0.1% | — | — | COM | 406216101 |
| — | Energy Transfer Equity LP | 10,112 | $624K | 0.1% | — | — | COM UT LTD PTN | 29273v100 |
| — | Verizon Communications Inc | 12,459 | $623K | 0.1% | — | — | COM | 92343v104 |
| SBUX | Starbucks Corp | 7,827 | $591K | 0.1% | — | — | COM | 855244109 |
| JPM | JPMorgan Chase & Co | 9,655 | $582K | 0.1% | — | — | COM | 46625H100 |
| CL | Colgate-Palmolive Co | 8,831 | $576K | 0.1% | — | — | COM | 194162103 |
| — | Nuveen Quality Preferred Incom | 65,633 | $572K | 0.1% | — | — | COM | 67072C105 |
| — | United Technologies Corp | 5,311 | $561K | 0.1% | — | — | COM | 913017109 |
| — | Public Storage | 3,307 | $548K | 0.1% | — | — | COM | 74460d109 |
| — | Blackrock Ltd Duration | 33,661 | $544K | 0.1% | — | — | COM SHS | 09249w101 |
| — | Sunoco Logistics Partners LP | 11,030 | $532K | 0.1% | — | — | COM UNITS | 86764l108 |
| LYV | Live Nation Entertainment Inc | 21,994 | $528K | 0.1% | — | — | COM | 538034109 |
| USB | US Bancorp | 12,201 | $510K | 0.1% | — | — | COM NEW | 902973304 |
| — | Spdr Index Shs Fds Euro Stoxx | 12,438 | $494K | 0.0% | — | — | EURO STOXX 50 | 78463x202 |
| — | Legg Mason BW Global Income Op | 28,823 | $488K | 0.0% | — | — | COM | 52469b100 |
| ROK | Rockwell Automation Inc | 4,437 | $488K | 0.0% | — | — | COM | 773903109 |
| — | Pimco Income Strategy Fund | 39,454 | $471K | 0.0% | — | — | COM | 72201H108 |
| D | Dominion Resources Inc/VA | 6,590 | $455K | 0.0% | — | — | COM | 25746U109 |
| C | Citigroup Inc | 8,634 | $447K | 0.0% | — | — | COM NEW | 172967424 |
| — | Costco Wholesale Corp | 3,556 | $446K | 0.0% | — | — | COM | 22160k105 |
| ADP | Automatic Data Processing Inc | 5,210 | $433K | 0.0% | — | — | COM | 053015103 |
| — | Walgreen Co | 7,288 | $432K | 0.0% | — | — | COM | 931422109 |
| — | Royal Dutch Shell PLC - ADR A | 5,666 | $431K | 0.0% | — | — | SPONS ADR A | 780259206 |
| COP | ConocoPhillips | 5,608 | $429K | 0.0% | — | — | COM | 20825C104 |
| — | Cohen & Steers Total Return Re | 35,890 | $429K | 0.0% | — | — | COM | 19247r103 |
| — | Blackrock Muniholdings CA Insu | 29,574 | $421K | 0.0% | — | — | COM | 09254l107 |
| GBCI | Glacier Bancorp Inc | 15,985 | $413K | 0.0% | — | — | COM | 37637Q105 |
| — | HCP Inc | 10,140 | $403K | 0.0% | — | — | COM | 40414L109 |
| IJR | iShares S&P Small Cap 400 Inde | 3,843 | $401K | 0.0% | — | — | CORE S&P SCP ETF | 464287804 |
| — | Dynex Capital Inc | 49,000 | $396K | 0.0% | — | — | COM NEW | 26817q506 |
| ITW | Illinois Tool Works Inc | 4,547 | $384K | 0.0% | — | — | COM | 452308109 |
| — | Linn Energy LLC | 12,671 | $382K | 0.0% | — | — | UNIT LTD LIAB | 536020100 |
| — | Google Inc | 634 | $373K | 0.0% | — | — | CL C | 38259p706 |
| — | AbbeVie Inc. | 6,409 | $370K | 0.0% | — | — | COM | 00287y109 |
| SYK | Stryker Corp | 4,560 | $368K | 0.0% | — | — | COM | 863667101 |
| WMT | Wal-Mart Stores Inc | 4,775 | $365K | 0.0% | — | — | COM | 931142103 |
| — | Medtronic Inc Com | 5,871 | $364K | 0.0% | — | — | COM | 585055106 |
| — | Stratasys Ltd | 3,000 | $362K | 0.0% | — | — | SHS | m85548101 |
| PSO | Pearson PLC | 17,940 | $359K | 0.0% | — | — | SPONSORED ADR | 705015105 |
| DVY | iShares DJ Select Dividend Ind | 4,850 | $358K | 0.0% | — | — | SELECT DIVID ETF | 464287168 |
| — | Google Inc | 618 | $357K | 0.0% | — | — | CL A | 38259p508 |
| — | Nordstrom Inc | 5,210 | $356K | 0.0% | — | — | COM | 655664100 |
| EMR | Emerson Electric Co | 5,634 | $353K | 0.0% | — | — | COM | 291011104 |
| — | Safeway Inc | 10,263 | $352K | 0.0% | — | — | COM NEW | 786514208 |
| — | Eaton Vance Short Duration | 23,573 | $346K | 0.0% | — | — | COM | 27828V104 |
| — | Western Gas Partners LP | 4,542 | $341K | 0.0% | — | — | COM UNIT LP IN | 958254104 |
| — | Rockwell Collins Inc | 4,300 | $338K | 0.0% | — | — | COM | 774341101 |
| — | Avon Products Inc | 26,260 | $331K | 0.0% | — | — | COM | 054303102 |
| BAC | Bank of America Corp | 19,391 | $331K | 0.0% | — | — | COM | 060505104 |
| — | Buckeye Partners LP | 4,150 | $331K | 0.0% | — | — | UNIT LTD PARTN | 118230101 |
| OKE | ONEOK Inc | 4,977 | $326K | 0.0% | — | — | COM | 682680103 |
| — | Staples Inc | 26,912 | $326K | 0.0% | — | — | COM | 855030102 |
| ECL | Ecolab Inc | 2,811 | $323K | 0.0% | — | — | COM | 278865100 |
| — | Markwest Energy Partners LP | 3,812 | $293K | 0.0% | — | — | UNIT LTD PARTN | 570759100 |
| — | Coach Inc | 8,184 | $291K | 0.0% | — | — | COM | 189754104 |
| CVGW | Calavo Growers Inc | 6,159 | $278K | 0.0% | — | — | COM | 128246105 |
| — | Pimco Municipal Income Fund II | 23,775 | $277K | 0.0% | — | — | COM | 72200w106 |
| — | Spectra Energy Corp | 6,908 | $271K | 0.0% | — | — | COM | 847560109 |
| SCHB | Schwab Strategic Tr Us Brd Mkt | 5,439 | $259K | 0.0% | — | — | US BRD MKT ETF | 808524102 |
| — | EI du Pont de Nemours & Co | 3,556 | $255K | 0.0% | — | — | COM | 263534109 |
| — | Oiltanking Partners LP | 5,069 | $251K | 0.0% | — | — | UNIT LTD | 678049107 |
| — | TIBCO Software Inc | 10,600 | $250K | 0.0% | — | — | COM | 88632q103 |
| — | Kinder Morgan Energy LP Unit L | 2,665 | $249K | 0.0% | — | — | UT LTD PARTNER | 494550106 |
| — | Allergan Inc/United States | 1,398 | $249K | 0.0% | — | — | COM | 018490102 |
| — | Tanzanian Royalty Exploration | 117,371 | $248K | 0.0% | — | — | COM | 87600u104 |
| — | Cys Invts Inc Com | 30,000 | $247K | 0.0% | — | — | COM | 12673a108 |
| LMT | Lockheed Martin Corp | 1,339 | $245K | 0.0% | — | — | COM | 539830109 |
| NEE | NextEra Energy Inc | 2,593 | $243K | 0.0% | — | — | COM | 65339F101 |
| IJK | iShares S&P Midcap 400 Growth | 1,602 | $243K | 0.0% | — | — | S&P MC 400GR ETF | 464287606 |
| — | Nuveen CA Muni Advantage Fd | 16,338 | $233K | 0.0% | — | — | COM | 67066Y105 |
| — | ARMOUR Residential REIT Inc | 60,000 | $231K | 0.0% | — | — | COM | 042315101 |
| ACN | Accenture PLC | 2,815 | $229K | 0.0% | — | — | SHS CLASS A | G1151C101 |
| PCAR | PACCAR Inc | 4,000 | $227K | 0.0% | — | — | COM | 693718108 |
| — | AmerisourceBergen Corp | 2,909 | $225K | 0.0% | — | — | COM | 03073e105 |
| SLV | iShares Silver Trusts | 13,693 | $224K | 0.0% | — | — | ISHARES | 46428Q109 |
| — | Travelers Cos Inc/The | 2,371 | $223K | 0.0% | — | — | COM | 89417e109 |
| — | Tesla Motors Inc | 916 | $222K | 0.0% | — | — | COM | 88160r101 |
| — | SPDR S&P MidCap 400 ETF Trust | 881 | $220K | 0.0% | — | — | UTSER1 S&PDCRP | 78467y107 |
| ABT | Abbott Laboratories | 5,279 | $220K | 0.0% | — | — | COM | 002824100 |
| PSEC | Prospect Capital Corp | 22,000 | $218K | 0.0% | — | — | COM | 74348T102 |
| — | Time Warner Inc | 2,887 | $217K | 0.0% | — | — | COM NEW | 887317303 |
| EEM | iShares MSCI Emerging Markets | 5,185 | $215K | 0.0% | — | — | MSCI EMG MKT ETF | 464287234 |
| — | Regency Energy Partners LP | 6,582 | $215K | 0.0% | — | — | COM UNITS L P | 75885y107 |
| BALL | Ball Corp | 3,333 | $211K | 0.0% | — | — | COM | 058498106 |
| RLI | RLI Corp | 4,700 | $203K | 0.0% | — | — | COM | 749607107 |
| HON | Honeywell International Inc | 2,177 | $203K | 0.0% | — | — | COM | 438516106 |
| — | Ticc Capital Corp Com | 22,626 | $200K | 0.0% | — | — | COM | 87244T109 |
| — | Frontier Communications Corp | 27,500 | $179K | 0.0% | — | — | COM | 35906a108 |
| — | Blackrock Floating Rate Income | 12,908 | $178K | 0.0% | — | — | COM | 091941104 |
| — | Nuveen Mun Value Fd Inc Com | 16,874 | $159K | 0.0% | — | — | COM | 670928100 |
| — | Two Harbors Investment Corp | 15,638 | $151K | 0.0% | — | — | COM | 90187b101 |
| — | Western Asset Mtg Cap Com | 10,000 | $148K | 0.0% | — | — | COM | 95790D105 |
| — | Cornerstone Strategic Value Fu | 25,000 | $146K | 0.0% | — | — | COM NEW | 21924b203 |
| — | Just Energy Group Inc Com | 30,000 | $140K | 0.0% | — | — | COM | 48213w101 |
| — | Nuveen Municipal High Income O | 10,292 | $134K | 0.0% | — | — | COM | 670682103 |
| PNNT | Pennantpark Invt Corp Com | 11,704 | $128K | 0.0% | — | — | COM | 708062104 |
| — | Alaska Communications Systems | 75,000 | $118K | 0.0% | — | — | COM | 01167P101 |
| — | Gladstone Capital Corp | 12,701 | $111K | 0.0% | — | — | COM | 376535100 |
| — | Wet Seal Inc | 210,000 | $110K | 0.0% | — | — | CL A | 961840105 |
| — | Penn West Petroleum Ltd | 16,000 | $108K | 0.0% | — | — | COM | 707887105 |
| — | Nuveen Ny Municipal Value Fund | 10,200 | $99,000 | 0.0% | — | — | COM | 67062M105 |
| — | Intersections Inc. | 25,000 | $96,000 | 0.0% | — | — | COM | 460981301 |
| — | Fifth Street Finance Corp | 10,000 | $92,000 | 0.0% | — | — | COM | 31678A103 |
| — | NeoPhotonics Corp Com | 25,000 | $84,000 | 0.0% | — | — | COM | 64051t100 |
| — | Eldorado Gold Corp | 11,330 | $76,000 | 0.0% | — | — | COM | 284902103 |
| — | Sprint Nextel Corp | 10,744 | $68,000 | 0.0% | — | — | COM SER 1 | 85207u105 |
| — | Portugal Telecom SGPS SA | 30,000 | $63,000 | 0.0% | — | — | SPONSORED ADR | 737273102 |
| — | Roundys Inc Company | 20,000 | $60,000 | 0.0% | — | — | COM | 779268101 |
| — | Diana Containerships I Com | 17,500 | $39,000 | 0.0% | — | — | COM | y2069p101 |
| — | Novatel Wireless Inc. | 10,000 | $37,000 | 0.0% | — | — | COM NEW | 66987m604 |
| — | Cosi Inc | 15,037 | $34,000 | 0.0% | — | — | COM NEW | 22122p200 |
| — | Oi SA | 34,186 | $24,000 | 0.0% | — | — | SPN ADR REP PFD | 670851203 |
| — | Rubicon Minerals Corp | 14,000 | $19,000 | 0.0% | — | — | COM | 780911103 |
| — | Citi A Warrants Exp 01/04/19 | 18,985 | $18,000 | 0.0% | — | — | *W EXP 01/04/201 | 172967226 |
| — | Comstock Mining Inc | 14,163 | $17,000 | 0.0% | — | — | COM | 205750102 |
| — | Bank Amer Corp Wt Exp 10/28/2018 Strike 30.79 | 10,000 | $10,000 | 0.0% | — | — | *W EXP 10/28/201 | 060505153 |
| — | NII Holdings Inc | 39,611 | $2,000 | 0.0% | — | — | CL B NEW | 62913F201 |