DOW INC

Ticker: DOW CUSIP: 260557103 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
VANGUARD GROUP INC85,245,705$1,993,045
BlackRock, Inc.52,497,319$1,227,387
STATE STREET CORP34,870,171$815,265
PZENA INVESTMENT MANAGEMENT LLC27,626,887$645,917
GEODE CAPITAL MANAGEMENT, LLC18,418,917$430,862
MORGAN STANLEY17,511,885$409,428
Capital Research Global Investors11,191,231$261,651
Invesco Ltd.11,104,462$259,622
NORGES BANK9,266,933$216,661
BANK OF AMERICA CORP /DE/7,633,262$178,466
CHARLES SCHWAB INVESTMENT MANAGEMENT INC7,381,252$172,574
NORTHERN TRUST CORP6,525,710$152,571
FMR LLC6,476,522$151,421
NEUBERGER BERMAN GROUP LLC5,096,202$119,176
JANE STREET GROUP, LLC4,944,460$115,601
STATE FARM MUTUAL AUTOMOBILE INSURANCE CO4,816,352$112,606
GOLDMAN SACHS GROUP INC4,704,004$109,980
PRIMECAP MANAGEMENT CO/CA/4,432,562$103,633
UBS ASSET MANAGEMENT AMERICAS INC4,197,983$98,149
Bank of New York Mellon Corp4,129,319$96,543
UBS Group AG4,064,390$95,025
DIMENSIONAL FUND ADVISORS LP4,006,302$93,670
Holocene Advisors, LP3,971,170$92,846
TWO SIGMA INVESTMENTS, LP3,761,223$87,937
D. E. Shaw & Co., Inc.3,734,101$87,303
VOLORIDGE INVESTMENT MANAGEMENT, LLC3,729,954$87,206
STIFEL FINANCIAL CORP3,706,907$86,668
TWO SIGMA ADVISERS, LP3,611,200$84,430
Connor, Clark & Lunn Investment Management Ltd.3,594,399$84,037
Legal & General Group Plc3,130,452$73,190
WELLS FARGO & COMPANY/MN2,983,805$69,761
CANADA PENSION PLAN INVESTMENT BOARD2,762,675$64,591
MARSHALL WACE, LLP2,654,087$62,053
SUSQUEHANNA INTERNATIONAL GROUP, LLP2,433,072$56,885
Empower Advisory Group, LLC2,321,975$54,288
Cullen Capital Management, LLC2,257,481$52,780
DEUTSCHE BANK AG\2,216,016$51,810
Amundi2,199,482$51,424
BARCLAYS PLC2,086,492$48,782
CITADEL ADVISORS LLC2,078,381$48,593
JPMORGAN CHASE & CO2,008,132$46,950
Nuveen, LLC1,944,884$45,471
Swiss National Bank1,942,450$45,414
HSBC HOLDINGS PLC1,842,965$43,089
PRICE T ROWE ASSOCIATES INC /MD/1,731,953$40
Squarepoint Ops LLC1,681,009$39,302
Auto-Owners Insurance Co1,611,000$37,665
CONFLUENCE INVESTMENT MANAGEMENT LLC1,589,613$37,165
BNP PARIBAS ARBITRAGE, SA1,575,280$36,830
Russell Investments Group, Ltd.1,560,146$36,488
Sumitomo Mitsui Trust Holdings, Inc.1,544,105$36,101
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.1,498,327$36,364
RENAISSANCE TECHNOLOGIES LLC1,478,500$34,567
CITIGROUP INC1,447,683$33,847
LPL Financial LLC1,404,073$32,827
RHUMBLINE ADVISERS1,330,124$31,098
RAYMOND JAMES FINANCIAL INC1,276,990$29,856
M&T Bank Corp1,155,075$27,005
AQR CAPITAL MANAGEMENT LLC1,134,987$26,536
Woodline Partners LP1,077,653$25,196
ROYAL BANK OF CANADA1,060,045$24,785
ALPS ADVISORS INC1,046,514$24,467
Advisors Capital Management, LLC1,041,193$24,343
Strategic Planning, Inc.1,003,418$23,235
SG Americas Securities, LLC996,401$23
FIRST TRUST ADVISORS LP977,589$22,856
PNC Financial Services Group, Inc.974,898$22,793
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC962,585$22,505
ALLIANCEBERNSTEIN L.P.950,159$22,215
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM944,990$22,094
Trexquant Investment LP910,857$21,296
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM842,352$19,694
Swiss Life Asset Management Ltd830,928$19,427
ENVESTNET ASSET MANAGEMENT INC821,660$19,210
CapWealth Advisors, LLC817,658$19,117
PRINCIPAL FINANCIAL GROUP INC784,267$18,336
NAN FUNG TRINITY (HK) LTD768,600$17,970
HRT FINANCIAL LP716,875$17
Man Group plc702,620$16,427
MASTERS CAPITAL MANAGEMENT LLC700,000$16,366
HighTower Advisors, LLC690,601$16,146
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM675,812$15,800
ARGA Investment Management, LP655,050$15,315
ADAGE CAPITAL PARTNERS GP, L.L.C.641,700$15,003
Allen Mooney & Barnes Investment Advisors LLC635,637$14,861
CIBC WORLD MARKET INC.613,651$14,347
DnB Asset Management AS601,630$14,066
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.593,587$13,878
AVIVA PLC593,347$13,872
AMERIPRISE FINANCIAL INC580,497$13,583
BANK OF MONTREAL /CAN/565,417$13,219
COMMONWEALTH EQUITY SERVICES, LLC551,610$12,897
SYM FINANCIAL Corp548,549$12,825
Janney Montgomery Scott LLC530,128$12
DekaBank Deutsche Girozentrale521,867$33
NEW YORK STATE TEACHERS RETIREMENT SYSTEM509,917$12
DANSKE BANK A/S508,920$11,899
Midwest Trust Co504,078$11,785
GFS Advisors, LLC500,000$11,690
Pictet Asset Management Holding SA480,130$11,225
1000 other institutions47,417,598$1,028,835
Total (1,100 institutions)496,982,986$11,424,135