FIRST FOUNDATION ADVISORS Diversified Active

Location: Irvine, CA

CIK: 0001086763 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Feb 17, 2015

Total Value: $1.135B (100.0% shares, 0.0% debt)

Holdings (250)

MSFT Microsoft Corp 6.9%
Value $78.61M Shares 1,692,443 Est. Cost Unrealized
Rexford Industrial Realty Inc 5.9%
Value $66.84M Shares 4,254,903 Est. Cost Unrealized
American Realty Capital Properties Inc 3.6%
Value $40.71M Shares 4,498,189 Est. Cost Unrealized
JNJ Johnson & Johnson Com 2.9%
Value $33.01M Shares 315,672 Est. Cost Unrealized
BRK/B Berkshire Hathaway Inc Cl B 2.8%
Value $31.44M Shares 209,378 Est. Cost Unrealized
UPS United Parcel Service Inc 2.5%
Value $28.25M Shares 254,134 Est. Cost Unrealized
WFC Wells Fargo & Co 2.4%
Value $26.8M Shares 488,823 Est. Cost Unrealized
ORCL Oracle Corp 2.3%
Value $25.79M Shares 573,488 Est. Cost Unrealized
DEO Diageo PLC 2.2%
Value $25.24M Shares 221,207 Est. Cost Unrealized
EFA iShares MSCI Eafe Index Fund 2.1%
Value $23.4M Shares 384,680 Est. Cost Unrealized
BUD Anheuser-Busch InBev NV 2.0%
Value $23.23M Shares 206,789 Est. Cost Unrealized
PM Philip Morris International In 2.0%
Value $22.69M Shares 278,626 Est. Cost Unrealized
Chambers Street Properties 2.0%
Value $22.48M Shares 2,788,800 Est. Cost Unrealized
BK Bank of New York Mellon Co 2.0%
Value $22.27M Shares 549,052 Est. Cost Unrealized
BlackRock Inc Co 1.9%
Value $21.94M Shares 61,352 Est. Cost Unrealized
NVS Novartis AG 1.9%
Value $21.45M Shares 231,503 Est. Cost Unrealized
QCOM QUALCOMM Inc 1.8%
Value $20.23M Shares 272,156 Est. Cost Unrealized
BA Boeing Co 1.8%
Value $20.04M Shares 154,211 Est. Cost Unrealized
PFE Pfizer Inc 1.7%
Value $19.68M Shares 631,607 Est. Cost Unrealized
AXP American Express Co 1.7%
Value $19.66M Shares 211,361 Est. Cost Unrealized
MO Altria Group Inc 1.7%
Value $19.28M Shares 391,297 Est. Cost Unrealized
UNP Union Pacific Corp 1.6%
Value $18.63M Shares 156,353 Est. Cost Unrealized
DIS Walt Disney Co 1.6%
Value $18.53M Shares 196,776 Est. Cost Unrealized
IBM International Business Machine 1.5%
Value $17.56M Shares 109,473 Est. Cost Unrealized
TJX TJX Cos Inc 1.5%
Value $17.16M Shares 250,222 Est. Cost Unrealized
Comcast Corp 1.5%
Value $16.7M Shares 290,012 Est. Cost Unrealized
Covidien PLC 1.4%
Value $16.23M Shares 158,721 Est. Cost Unrealized
MDLZ Mondelez International Inc 1.4%
Value $15.7M Shares 432,326 Est. Cost Unrealized
SYY Sysco Corp 1.4%
Value $15.4M Shares 388,113 Est. Cost Unrealized
GlaxoSmithKline PLC 1.3%
Value $15.25M Shares 356,890 Est. Cost Unrealized
DVN Devon Energy Corp 1.3%
Value $14.71M Shares 240,251 Est. Cost Unrealized
GS Goldman Sachs Group Inc 1.2%
Value $13.37M Shares 68,997 Est. Cost Unrealized
RSG Republic Services Inc 1.1%
Value $12.85M Shares 319,210 Est. Cost Unrealized
SPG Simon Property Group Inc 1.1%
Value $12.84M Shares 70,495 Est. Cost Unrealized
SLB Schlumberger Ltd 1.1%
Value $12.71M Shares 148,814 Est. Cost Unrealized
BTI British American Tobacco PLC 1.1%
Value $12.28M Shares 113,893 Est. Cost Unrealized
Dow Chemical Co/The 1.1%
Value $12.05M Shares 264,143 Est. Cost Unrealized
OXY Occidental Petroleum Corp 1.0%
Value $11.61M Shares 144,032 Est. Cost Unrealized
SPY Spdr S&P 500 Etf Tr Tr Unit 1.0%
Value $11.44M Shares 55,666 Est. Cost Unrealized
HYG iShares Iboxx High Yield Corpo 1.0%
Value $11.37M Shares 126,928 Est. Cost Unrealized
Google Inc Class C 0.9%
Value $10.77M Shares 20,466 Est. Cost Unrealized
VNQ Vanguard REIT ETF 0.9%
Value $10.38M Shares 128,170 Est. Cost Unrealized
AAPL Apple Inc 0.9%
Value $10.04M Shares 90,982 Est. Cost Unrealized
AGG Ishares Lehman Aggregate 0.8%
Value $9.411M Shares 85,459 Est. Cost Unrealized
TELFY Telefonica SA 0.8%
Value $9.017M Shares 634,565 Est. Cost Unrealized
PIMCO Dynamic Credit Income Fu 0.7%
Value $7.798M Shares 377,613 Est. Cost Unrealized
PCM Fund Inc 0.7%
Value $7.623M Shares 715,750 Est. Cost Unrealized
EEM iShares MSCI Emerging Markets 0.6%
Value $7.368M Shares 187,532 Est. Cost Unrealized
GILD Gilead Sciences Inc 0.6%
Value $6.716M Shares 71,250 Est. Cost Unrealized
Facebook Inc 0.5%
Value $6.055M Shares 77,612 Est. Cost Unrealized
Pimco Income Strategy Fund II 0.4%
Value $4.788M Shares 488,037 Est. Cost Unrealized
Doubleline Income Solutions Cl 0.4%
Value $4.745M Shares 238,442 Est. Cost Unrealized
PIMCO Income Fund 0.4%
Value $4.414M Shares 143,600 Est. Cost Unrealized
Nuveen Credit Strategies Incom 0.4%
Value $4.121M Shares 469,866 Est. Cost Unrealized
Retail Opportunity Investments 0.3%
Value $3.832M Shares 228,218 Est. Cost Unrealized
Nuveen CA Muni Value Fund 0.3%
Value $3.522M Shares 334,517 Est. Cost Unrealized
SPDR BarCap ST High Yield Bond 0.3%
Value $3.32M Shares 114,826 Est. Cost Unrealized
Starwood Property Trust Inc 0.3%
Value $3.083M Shares 132,655 Est. Cost Unrealized
BRK/A Berkshire Hathaway CL A 0.3%
Value $2.938M Shares 13 Est. Cost Unrealized
VEA Vanguard Europe Pacific ETF 0.3%
Value $2.928M Shares 77,296 Est. Cost Unrealized
CVX Chevron Corp 0.3%
Value $2.893M Shares 25,793 Est. Cost Unrealized
Nuveen Preferred Income Opport 0.2%
Value $2.532M Shares 264,805 Est. Cost Unrealized
XOM Exxon Mobil Corp 0.2%
Value $2.414M Shares 26,115 Est. Cost Unrealized
Cohen & Steers Limited Duratio 0.2%
Value $2.395M Shares 105,698 Est. Cost Unrealized
VOO Vanguard S&P 500 ETF 0.2%
Value $2.325M Shares 12,339 Est. Cost Unrealized
Level 3 Communications Inc 0.2%
Value $2.289M Shares 46,359 Est. Cost Unrealized
Unilever NV 0.2%
Value $2.272M Shares 58,200 Est. Cost Unrealized
SCHF Schwab Int'l Large Cap Equity 0.2%
Value $2.265M Shares 78,355 Est. Cost Unrealized
O Realty Income Corp 0.2%
Value $2.126M Shares 44,561 Est. Cost Unrealized
Aon plc 0.2%
Value $2.033M Shares 21,442 Est. Cost Unrealized
TEVA Teva Pharmaceutical Industries 0.2%
Value $2.017M Shares 35,079 Est. Cost Unrealized
Blackrock Build America Bond T 0.2%
Value $1.982M Shares 89,424 Est. Cost Unrealized
EMB iShares JP Morgan Emerging Bon 0.2%
Value $1.936M Shares 17,643 Est. Cost Unrealized
Western Asset Emerging Markets 0.2%
Value $1.715M Shares 108,824 Est. Cost Unrealized
Nuveen Build America Bond Fund 0.2%
Value $1.709M Shares 80,679 Est. Cost Unrealized
MCD McDonald's Corp 0.1%
Value $1.697M Shares 18,109 Est. Cost Unrealized
Flaherty and Crumrine Dynamic 0.1%
Value $1.697M Shares 76,253 Est. Cost Unrealized
Eaton Vance Limited Duration I 0.1%
Value $1.691M Shares 119,794 Est. Cost Unrealized
General Electric Co 0.1%
Value $1.69M Shares 66,881 Est. Cost Unrealized
ITOT iShares Core S&P Total US Stoc 0.1%
Value $1.639M Shares 17,458 Est. Cost Unrealized
DoubleLine Opportunistic Credi 0.1%
Value $1.565M Shares 63,735 Est. Cost Unrealized
Colony Financial Inc 0.1%
Value $1.551M Shares 65,100 Est. Cost Unrealized
BF/B Brown Forman Corp Class B With 0.1%
Value $1.425M Shares 16,228 Est. Cost Unrealized
Broadcom Corp 0.1%
Value $1.332M Shares 30,748 Est. Cost Unrealized
Prologis Inc 0.1%
Value $1.272M Shares 29,565 Est. Cost Unrealized
EPD Enterprise Prods Partners L P 0.1%
Value $1.265M Shares 35,022 Est. Cost Unrealized
BlackRock Credit Allocation In 0.1%
Value $1.25M Shares 96,752 Est. Cost Unrealized
Bofi Holding Inc 0.1%
Value $1.167M Shares 15,000 Est. Cost Unrealized
Blackrock Ltd Duration 0.1%
Value $1.152M Shares 73,270 Est. Cost Unrealized
PG Procter & Gamble Co 0.1%
Value $1.151M Shares 12,631 Est. Cost Unrealized
SCHH Schwab US REIT - ETF 0.1%
Value $1.097M Shares 28,171 Est. Cost Unrealized
BMY Bristol Myers Squibb Co 0.1%
Value $1.05M Shares 17,793 Est. Cost Unrealized
Pimco CA Municipal Income Fund 0.1%
Value $1.041M Shares 97,175 Est. Cost Unrealized
AMGN Amgen Inc 0.1%
Value $1.005M Shares 6,311 Est. Cost Unrealized
UCP Inc CL A 0.1%
Value $996K Shares 94,823 Est. Cost Unrealized
Legg Mason BW Global Income Op 0.1%
Value $990K Shares 59,272 Est. Cost Unrealized
KO Coca Cola Inc 0.1%
Value $970K Shares 22,977 Est. Cost Unrealized
Ventas Inc 0.1%
Value $955K Shares 13,326 Est. Cost Unrealized
TCW Strategic Income Fund Inc 0.1%
Value $924K Shares 171,428 Est. Cost Unrealized
Nuveen Build America Bond Oppo 0.1%
Value $921K Shares 41,938 Est. Cost Unrealized
General American Investors 0.1%
Value $914K Shares 26,111 Est. Cost Unrealized
FTD Companies, Inc 0.1%
Value $896K Shares 25,725 Est. Cost Unrealized
WCI Communitites 0.1%
Value $885K Shares 45,201 Est. Cost Unrealized
Oaktree Capital Group LLC 0.1%
Value $868K Shares 16,750 Est. Cost Unrealized
Source Capital Inc 0.1%
Value $867K Shares 12,147 Est. Cost Unrealized
Shire PLC 0.1%
Value $866K Shares 4,076 Est. Cost Unrealized
LYV Live Nation Entertainment Inc 0.1%
Value $863K Shares 33,054 Est. Cost Unrealized
Templeton Emerging Markets Inc 0.1%
Value $836K Shares 73,728 Est. Cost Unrealized
VWO Vanguard Emerging Markets ETF 0.1%
Value $828K Shares 20,683 Est. Cost Unrealized
Nuveen Quality Preferred Incom 0.1%
Value $823K Shares 92,421 Est. Cost Unrealized
Ambev SA American Depositary 0.1%
Value $803K Shares 129,099 Est. Cost Unrealized
MMM 3M Co Com 0.1%
Value $782K Shares 4,759 Est. Cost Unrealized
HD Home Depot Inc/The 0.1%
Value $775K Shares 7,387 Est. Cost Unrealized
Kraft Foods Group Inc 0.1%
Value $762K Shares 12,166 Est. Cost Unrealized
CCS Century Communities Inc 0.1%
Value $761K Shares 44,040 Est. Cost Unrealized
SCHV Schwab U.S. Large-Cap Value Fu 0.1%
Value $751K Shares 17,029 Est. Cost Unrealized
CSCO Cisco Systems Inc 0.1%
Value $745K Shares 26,776 Est. Cost Unrealized
National Oilwell Varco Inc 0.1%
Value $723K Shares 11,039 Est. Cost Unrealized
INTC Intel Corp 0.1%
Value $718K Shares 19,782 Est. Cost Unrealized
MRK Merck & Co Inc New Com 0.1%
Value $709K Shares 12,490 Est. Cost Unrealized
NUE Nucor Corp 0.1%
Value $702K Shares 14,308 Est. Cost Unrealized
Reynolds American Inc 0.1%
Value $691K Shares 10,750 Est. Cost Unrealized
Total SA 0.1%
Value $666K Shares 13,000 Est. Cost Unrealized
LLY Eli Lilly & Co 0.1%
Value $664K Shares 9,618 Est. Cost Unrealized
AT&T Inc 0.1%
Value $652K Shares 19,413 Est. Cost Unrealized
AbbeVie Inc. 0.1%
Value $649K Shares 9,919 Est. Cost Unrealized
SBUX Starbucks Corp 0.1%
Value $633K Shares 7,709 Est. Cost Unrealized
Powershares Fundamental HY Cor 0.1%
Value $632K Shares 33,610 Est. Cost Unrealized
United Technologies Corp 0.1%
Value $618K Shares 5,370 Est. Cost Unrealized
PEP PepsiCo Inc 0.1%
Value $617K Shares 6,529 Est. Cost Unrealized
IDV iShares International Select D 0.1%
Value $610K Shares 18,118 Est. Cost Unrealized
SPDR Gold Trust 0.1%
Value $599K Shares 5,274 Est. Cost Unrealized
JPM JPMorgan Chase & Co 0.1%
Value $581K Shares 9,292 Est. Cost Unrealized
NRG NRG Energy Inc 0.0%
Value $565K Shares 20,963 Est. Cost Unrealized
Public Storage 0.0%
Value $564K Shares 3,051 Est. Cost Unrealized
Ares Dynamic Credit Allocation 0.0%
Value $562K Shares 35,507 Est. Cost Unrealized
Walgreen Co 0.0%
Value $559K Shares 7,341 Est. Cost Unrealized
HON Honeywell International Inc 0.0%
Value $559K Shares 5,599 Est. Cost Unrealized
World Wrestling Entertainment 0.0%
Value $555K Shares 44,975 Est. Cost Unrealized
CL Colgate-Palmolive Co 0.0%
Value $553K Shares 7,994 Est. Cost Unrealized
USB US Bancorp 0.0%
Value $550K Shares 12,241 Est. Cost Unrealized
Staples Inc 0.0%
Value $538K Shares 29,686 Est. Cost Unrealized
Eaton Vance Short Duration 0.0%
Value $536K Shares 37,886 Est. Cost Unrealized
IJR iShares S&P Small Cap 400 Inde 0.0%
Value $515K Shares 4,512 Est. Cost Unrealized
Costco Wholesale Corp 0.0%
Value $514K Shares 3,626 Est. Cost Unrealized
Magellan Midstream Partners LP 0.0%
Value $513K Shares 6,209 Est. Cost Unrealized
D Dominion Resources Inc/VA 0.0%
Value $507K Shares 6,590 Est. Cost Unrealized
Blackrock Muniholdings CA Insu 0.0%
Value $501K Shares 34,633 Est. Cost Unrealized
ROK Rockwell Automation Inc 0.0%
Value $493K Shares 4,437 Est. Cost Unrealized
HCP Inc 0.0%
Value $473K Shares 10,740 Est. Cost Unrealized
IWM iShares Russell 2000 Index Fun 0.0%
Value $470K Shares 3,926 Est. Cost Unrealized
Templeton Global Income Fund 0.0%
Value $467K Shares 65,019 Est. Cost Unrealized
Pimco Income Strategy Fund 0.0%
Value $464K Shares 39,454 Est. Cost Unrealized
Spdr Index Shs Fds Euro Stoxx 0.0%
Value $458K Shares 12,438 Est. Cost Unrealized
SPDR S&P MidCap 400 ETF Trust 0.0%
Value $445K Shares 1,686 Est. Cost Unrealized
GBCI Glacier Bancorp Inc 0.0%
Value $444K Shares 15,985 Est. Cost Unrealized
ADP Automatic Data Processing Inc 0.0%
Value $436K Shares 5,227 Est. Cost Unrealized
Verizon Communications Inc 0.0%
Value $431K Shares 9,212 Est. Cost Unrealized
CMF iShares S&P California Municip 0.0%
Value $430K Shares 3,651 Est. Cost Unrealized
ITW Illinois Tool Works Inc 0.0%
Value $428K Shares 4,517 Est. Cost Unrealized
Nordstrom Inc 0.0%
Value $415K Shares 5,229 Est. Cost Unrealized
ABT Abbott Laboratories 0.0%
Value $409K Shares 9,094 Est. Cost Unrealized
Guggenheim S&P 500 Equal Weigh 0.0%
Value $407K Shares 5,085 Est. Cost Unrealized
Blackrock Floating Rate Income 0.0%
Value $405K Shares 30,232 Est. Cost Unrealized
Sanofi 0.0%
Value $399K Shares 8,749 Est. Cost Unrealized
SCHZ Schwab US Aggregate Bond - ETF 0.0%
Value $386K Shares 7,369 Est. Cost Unrealized
DVY iShares DJ Select Dividend Ind 0.0%
Value $385K Shares 4,850 Est. Cost Unrealized
General Motors Co 0.0%
Value $385K Shares 11,040 Est. Cost Unrealized
Pimco Municipal Income Fund II 0.0%
Value $382K Shares 32,185 Est. Cost Unrealized
Dynex Capital Inc 0.0%
Value $379K Shares 46,000 Est. Cost Unrealized
HAL Halliburton Co 0.0%
Value $367K Shares 9,336 Est. Cost Unrealized
Royal Dutch Shell PLC - ADR A 0.0%
Value $366K Shares 5,466 Est. Cost Unrealized
C Citigroup Inc 0.0%
Value $364K Shares 6,718 Est. Cost Unrealized
COP ConocoPhillips 0.0%
Value $364K Shares 5,270 Est. Cost Unrealized
Rockwell Collins Inc 0.0%
Value $363K Shares 4,300 Est. Cost Unrealized
Wells Fargo Multi-Sector Incom 0.0%
Value $362K Shares 26,531 Est. Cost Unrealized
Safeway Inc 0.0%
Value $360K Shares 10,263 Est. Cost Unrealized
Comcast Corp 0.0%
Value $359K Shares 6,191 Est. Cost Unrealized
EMR Emerson Electric Co 0.0%
Value $346K Shares 5,602 Est. Cost Unrealized
Nuveen CA Muni Advantage Fd 0.0%
Value $344K Shares 22,858 Est. Cost Unrealized
Google Inc Class A 0.0%
Value $344K Shares 648 Est. Cost Unrealized
SCHE Schwab Emerging Markets - ETF 0.0%
Value $311K Shares 13,007 Est. Cost Unrealized
ECL Ecolab Inc 0.0%
Value $309K Shares 2,961 Est. Cost Unrealized
WMT Wal-Mart Stores Inc 0.0%
Value $303K Shares 3,528 Est. Cost Unrealized
NEE NextEra Energy Inc 0.0%
Value $277K Shares 2,608 Est. Cost Unrealized
PAA Plains All American Pipeline U 0.0%
Value $274K Shares 5,334 Est. Cost Unrealized
PCAR PACCAR Inc 0.0%
Value $272K Shares 4,000 Est. Cost Unrealized
BAC Bank of America Corp 0.0%
Value $268K Shares 15,003 Est. Cost Unrealized
EI du Pont de Nemours & Co 0.0%
Value $263K Shares 3,556 Est. Cost Unrealized
Cys Invts Inc Com 0.0%
Value $262K Shares 30,000 Est. Cost Unrealized
AmerisourceBergen Corp 0.0%
Value $262K Shares 2,909 Est. Cost Unrealized
Allergan Inc/United States 0.0%
Value $259K Shares 1,218 Est. Cost Unrealized
IJK iShares S&P Midcap 400 Growth 0.0%
Value $256K Shares 1,602 Est. Cost Unrealized
Time Warner Inc 0.0%
Value $254K Shares 2,970 Est. Cost Unrealized
F Ford Motor Co 0.0%
Value $252K Shares 16,236 Est. Cost Unrealized
Travelers Cos Inc/The 0.0%
Value $251K Shares 2,371 Est. Cost Unrealized
Stratasys Ltd 0.0%
Value $249K Shares 3,000 Est. Cost Unrealized
PSEC Prospect Capital Corp 0.0%
Value $248K Shares 30,000 Est. Cost Unrealized
Vanguard Energy ETF 0.0%
Value $243K Shares 2,175 Est. Cost Unrealized
IVV iShares S&P 500 Index Fund 0.0%
Value $241K Shares 1,166 Est. Cost Unrealized
ALPS Alerian MLP ETF 0.0%
Value $241K Shares 13,756 Est. Cost Unrealized
BAX Baxter International Inc 0.0%
Value $238K Shares 3,253 Est. Cost Unrealized
Express Scripts Holding Co 0.0%
Value $233K Shares 2,755 Est. Cost Unrealized
RLI RLI Corp 0.0%
Value $232K Shares 4,700 Est. Cost Unrealized
EIX Edison International 0.0%
Value $231K Shares 3,523 Est. Cost Unrealized
Sunoco Logistics Partners LP 0.0%
Value $231K Shares 5,533 Est. Cost Unrealized
BALL Ball Corp 0.0%
Value $227K Shares 3,333 Est. Cost Unrealized
PG&E Corp 0.0%
Value $224K Shares 4,210 Est. Cost Unrealized
Eaton Vance National Muni 0.0%
Value $224K Shares 10,687 Est. Cost Unrealized
ARMOUR Residential REIT Inc 0.0%
Value $221K Shares 60,000 Est. Cost Unrealized
BP Bp Plc 0.0%
Value $219K Shares 5,756 Est. Cost Unrealized
Diversified Real Asset Income 0.0%
Value $219K Shares 12,616 Est. Cost Unrealized
Energy Transfer Equity LP 0.0%
Value $217K Shares 3,780 Est. Cost Unrealized
IWF iShares Russell 1000 Growth In 0.0%
Value $216K Shares 2,255 Est. Cost Unrealized
IJJ iShares S&P Midcap 400 Value F 0.0%
Value $210K Shares 1,645 Est. Cost Unrealized
Spectra Energy Corp 0.0%
Value $209K Shares 5,745 Est. Cost Unrealized
SDY SPDR S&P Dividend ETF 0.0%
Value $208K Shares 2,642 Est. Cost Unrealized
Oi SA 0.0%
Value $208K Shares 65,271 Est. Cost Unrealized
SLV iShares Silver Trusts 0.0%
Value $208K Shares 13,818 Est. Cost Unrealized
Energy Transfer Prtnrs L P Uni 0.0%
Value $203K Shares 3,122 Est. Cost Unrealized
AFL Aflac Inc 0.0%
Value $203K Shares 3,316 Est. Cost Unrealized
Time Warner Cable Inc 0.0%
Value $201K Shares 1,324 Est. Cost Unrealized
Frontier Communications Corp 0.0%
Value $183K Shares 27,500 Est. Cost Unrealized
Ticc Capital Corp Com 0.0%
Value $170K Shares 22,626 Est. Cost Unrealized
Linn Energy LLC 0.0%
Value $169K Shares 16,727 Est. Cost Unrealized
Blackrock Floating Rate Income 0.0%
Value $166K Shares 12,908 Est. Cost Unrealized
Nuveen Municipal High Income O 0.0%
Value $165K Shares 12,292 Est. Cost Unrealized
Nuveen Mun Value Fd Inc Com 0.0%
Value $163K Shares 16,874 Est. Cost Unrealized
Just Energy Group Inc Com 0.0%
Value $157K Shares 30,000 Est. Cost Unrealized
Oi SA Adr F Sponsored Reps 1 0.0%
Value $149K Shares 44,336 Est. Cost Unrealized
Western Asset Mtg Cap Com 0.0%
Value $147K Shares 10,000 Est. Cost Unrealized
Cohen & Steers Total Return Re 0.0%
Value $142K Shares 10,756 Est. Cost Unrealized
Nuveen Floating Rate Income Op 0.0%
Value $132K Shares 11,709 Est. Cost Unrealized
Gladstone Capital Corp 0.0%
Value $105K Shares 12,701 Est. Cost Unrealized
Monogram Residential Trust 0.0%
Value $98,000 Shares 10,621 Est. Cost Unrealized
Roundys Inc Company 0.0%
Value $97,000 Shares 20,000 Est. Cost Unrealized
Penn West Petroleum Ltd 0.0%
Value $96,000 Shares 46,000 Est. Cost Unrealized
Fifth Street Finance Corp 0.0%
Value $80,000 Shares 10,000 Est. Cost Unrealized
Tanzanian Royalty Exploration 0.0%
Value $76,000 Shares 117,371 Est. Cost Unrealized
Eldorado Gold Corp 0.0%
Value $69,000 Shares 11,330 Est. Cost Unrealized
Alaska Communications Systems 0.0%
Value $63,000 Shares 35,000 Est. Cost Unrealized
NeoPhotonics Corp Com 0.0%
Value $34,000 Shares 10,000 Est. Cost Unrealized
Novatel Wireless Inc 0.0%
Value $32,000 Shares 10,000 Est. Cost Unrealized
Portugal Telecom SGPS SA 0.0%
Value $32,000 Shares 30,000 Est. Cost Unrealized
Diana Containerships I Com 0.0%
Value $19,000 Shares 10,000 Est. Cost Unrealized
Citi A Warrants Exp 01/04/19 0.0%
Value $17,000 Shares 18,985 Est. Cost Unrealized
Wet Seal Inc 0.0%
Value $14,000 Shares 210,000 Est. Cost Unrealized
Rubicon Minerals Corp 0.0%
Value $14,000 Shares 14,000 Est. Cost Unrealized
Comstock Mining Inc 0.0%
Value $11,000 Shares 14,163 Est. Cost Unrealized
Bank Amer Corp Wt Exp 10/28/2018 Strike 30.79 0.0%
Value $7,000 Shares 10,000 Est. Cost Unrealized