Location: Princeton, NJ
CIK: 0001287618 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Jul 25, 2018
Total Value: $238M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF Trust | 58,796 | $15.95M | 6.7% | $271.28 | $165.29 | +64.1% | IND | 78462F103 |
| DVY | iShares DJ Select Dividend Ind | 83,366 | $8.148M | 3.4% | $97.74 | $66.47 | +47.1% | ETF | 464287168 |
| — | Invesco S&P 500 Equal Weight E | 71,008 | $7.235M | 3.0% | $101.89 | $101.89 | — | IND | 46137v357 |
| QQQ | Invesco QQQ Trust Series 1 | 36,161 | $6.207M | 2.6% | $171.65 | $167.67 | +2.4% | IND | 46090E103 |
| — | SPDR S&P MidCap 400 ETF Trust | 15,195 | $5.394M | 2.3% | $354.99 | $223.75 | — | IND | 78467y107 |
| AAPL | Apple Inc | 25,674 | $4.752M | 2.0% | $185.09 * | $18.44 | +136.9% | COM | 037833100 |
| SPY | SPDR S&P 500 ETF Trust | 17,500 | $4.747M | 2.0% | $271.26 | $165.29 | +64.1% | Put | 78462F103 |
| MSFT | Microsoft Corp | 45,473 | $4.484M | 1.9% | $98.61 * | $27.87 | +228.4% | COM | 594918104 |
| LOW | Lowe's Cos Inc | 43,023 | $4.112M | 1.7% | $95.58 * | $32.16 | +158.7% | COM | 548661107 |
| IJJ | iShares S&P Midcap 400/BARRA V | 24,517 | $3.973M | 1.7% | $162.05 * | $70.89 | +14.3% | ETF | 464287705 |
| SWPPX | Schwab S&P 500 Index Fund | 93,637 | $3.958M | 1.7% | $42.27 | $28.38 | — | IND | 808509855 |
| — | Exxon Mobil Corp | 47,239 | $3.908M | 1.6% | $82.73 | $89.01 | — | COM | 30231g102 |
| IWC | iShares Russell Microcap Index | 36,406 | $3.845M | 1.6% | $105.61 | $64.53 | +63.7% | IND | 464288869 |
| IWM | iShares Russell 2000 Index Fun | 23,472 | $3.844M | 1.6% | $163.77 | $101.54 | +61.3% | IND | 464287655 |
| VYM | Vanguard High Dividend Yield E | 39,722 | $3.299M | 1.4% | $83.05 | $58.75 | +41.4% | ETF | 921946406 |
| IJT | iShares S&P Smallcap 600/BARRA | 16,747 | $3.165M | 1.3% | $188.99 * | $66.93 | +41.2% | ETF | 464287887 |
| IVW | iShares S&P 500 Growth | 18,957 | $3.083M | 1.3% | $162.63 * | $24.46 | +66.2% | ETF | 464287309 |
| — | Calamos Convertible & High Inc | 209,598 | $2.67M | 1.1% | $12.74 | $12.35 | — | CEF | 12811p108 |
| IBM | International Business Machine | 19,050 | $2.661M | 1.1% | $139.69 * | $116.90 | -17.7% | COM | 459200101 |
| JNJ | Johnson & Johnson | 21,558 | $2.616M | 1.1% | $121.35 * | $62.83 | +56.6% | COM | 478160104 |
| ADP | Automatic Data Processing Inc | 18,900 | $2.535M | 1.1% | $134.13 * | $45.09 | +153.9% | COM | 053015103 |
| — | JP Morgan Chase & Co | 23,886 | $2.489M | 1.0% | $104.20 | $52.88 | — | COM | 46625h100 |
| AMGN | Amgen Inc | 12,867 | $2.375M | 1.0% | $184.58 * | $80.01 | +83.6% | COM | 031162100 |
| PFF | iShares S&P Preferred Stock In | 61,062 | $2.303M | 1.0% | $37.72 | $38.32 | -1.6% | CEF | 464288687 |
| — | Vanguard Telecommunication Ser | 26,364 | $2.239M | 0.9% | $84.93 | $78.92 | — | COM | 92204a884 |
| EFA | iShares MSCI EAFE Index | 33,418 | $2.238M | 0.9% | $66.97 | $62.37 | +7.4% | ETF | 464287465 |
| — | BlackRock Inc | 4,483 | $2.237M | 0.9% | $499.00 | $260.31 | — | COM | 09247x101 |
| CSCO | Cisco Systems Inc | 50,443 | $2.171M | 0.9% | $43.04 * | $16.73 | +104.6% | COM | 17275R102 |
| — | Dreyfus Midcap Index Fund | 56,018 | $2.151M | 0.9% | $38.40 | $35.79 | — | IND | 712223106 |
| INTC | Intel Corp | 42,656 | $2.12M | 0.9% | $49.70 * | $18.72 | +125.8% | COM | 458140100 |
| PCEF | Invesco CEF Income Composite | 90,922 | $2.071M | 0.9% | $22.78 | $23.00 | -1.0% | CEF | 46138E404 |
| — | Materials Select Sector SPDR E | 35,168 | $2.042M | 0.9% | $58.06 | $39.37 | — | COM | 81369y100 |
| — | AbbVie Inc | 21,545 | $1.996M | 0.8% | $92.64 | $45.90 | — | COM | 00287y109 |
| SWSSX | Schwab Small-Cap Index Fund | 58,338 | $1.925M | 0.8% | $33.00 | $26.91 | — | IND | 808509848 |
| — | MetLife Inc | 44,042 | $1.92M | 0.8% | $43.59 | $45.77 | — | COM | 59156r108 |
| PEP | Pepsico Inc | 17,078 | $1.859M | 0.8% | $108.85 * | $56.55 | +53.2% | COM | 713448108 |
| WMT | Wal-Mart Stores Inc | 21,398 | $1.833M | 0.8% | $85.66 * | $18.86 | +34.8% | COM | 931142103 |
| — | 3M Co | 9,216 | $1.813M | 0.8% | $196.72 | $118.47 | — | COM | 88579y101 |
| — | SPDR S&P Dividend ETF | 18,332 | $1.699M | 0.7% | $92.68 | $70.14 | — | ETF | 78464a763 |
| FDN | First Trust Dow Jones Internet | 12,091 | $1.664M | 0.7% | $137.62 | $67.61 | +103.6% | COM | 33733E302 |
| SYY | Sysco Corp | 23,347 | $1.594M | 0.7% | $68.27 * | $24.50 | +128.1% | COM | 871829107 |
| GOOG | Alphabet Inc Cl | 1,429 | $1.594M | 0.7% | $1115.47 * | $36.23 | +52.8% | COM | 02079K107 |
| GOOGL | Alphabet Inc Cl A | 1,381 | $1.559M | 0.7% | $1128.89 * | $36.73 | +52.6% | COM | 02079K305 |
| CVX | Chevron Corp | 12,200 | $1.542M | 0.6% | $126.39 * | $71.19 | +28.1% | COM | 166764100 |
| BA | Boeing Co | 4,536 | $1.522M | 0.6% | $335.54 * | $86.16 | +274.8% | COM | 097023105 |
| IJK | iShares S&P Midcap 400 Growth | 6,528 | $1.467M | 0.6% | $224.72 * | $37.40 | +50.3% | ETF | 464287606 |
| — | Technology Select Sector SPDR | 20,872 | $1.45M | 0.6% | $69.47 | $34.44 | — | COM | 81369y803 |
| — | Vanguard Utilities ETF | 12,441 | $1.443M | 0.6% | $115.99 | $83.00 | — | COM | 92204a876 |
| SYK | Stryker Corp | 8,346 | $1.409M | 0.6% | $168.82 * | $57.08 | +173.0% | COM | 863667101 |
| PG | Procter & Gamble Co | 17,927 | $1.399M | 0.6% | $78.04 * | $55.20 | +16.3% | COM | 742718109 |
| AMN | AMN Healthcare Services Inc | 23,613 | $1.384M | 0.6% | $58.61 | $18.25 | +221.0% | COM | 001744101 |
| ITB | iShares US Home Construction | 35,735 | $1.363M | 0.6% | $38.14 | $28.82 | +32.4% | COM | 464288752 |
| WFC | Wells Fargo & Co | 24,496 | $1.358M | 0.6% | $55.44 * | $27.75 | +62.1% | COM | 949746101 |
| ITA | iShares US Aerospace & Defense | 6,950 | $1.338M | 0.6% | $192.52 * | $57.77 | +66.6% | COM | 464288760 |
| GIS | General Mills Inc | 30,080 | $1.331M | 0.6% | $44.25 * | $39.37 | -14.1% | COM | 370334104 |
| — | Hanesbrands Inc | 60,030 | $1.322M | 0.6% | $22.02 | $21.05 | — | COM | 410345102 |
| SLB | Schlumberger Ltd | 19,320 | $1.295M | 0.5% | $67.03 * | $53.16 | +1.7% | COM | 806857108 |
| BMY | Bristol-Myers Squibb Co | 23,160 | $1.282M | 0.5% | $55.35 * | $41.01 | +1.6% | COM | 110122108 |
| — | Skyworks Solutions Inc | 12,981 | $1.255M | 0.5% | $96.68 | $51.37 | — | COM | 83088m102 |
| — | FedEx Corp | 5,510 | $1.251M | 0.5% | $227.04 | $144.12 | — | COM | 31428x106 |
| — | SPDR Barclays Short-Term High | 43,273 | $1.181M | 0.5% | $27.29 | $29.97 | — | CEF | 78468r408 |
| BK | Bank of New York Mellon Corp | 21,665 | $1.168M | 0.5% | $53.91 * | $21.44 | +103.5% | COM | 064058100 |
| APD | Air Products & Chemicals Inc | 7,305 | $1.138M | 0.5% | $155.78 * | $68.60 | +89.5% | COM | 009158106 |
| TXN | Texas Instruments Inc | 10,290 | $1.134M | 0.5% | $110.20 * | $69.35 | +28.5% | COM | 882508104 |
| ITW | Illinois Tool Works Inc | 8,172 | $1.132M | 0.5% | $138.52 * | $50.12 | +130.3% | COM | 452308109 |
| PHM | PulteGroup Inc | 39,150 | $1.126M | 0.5% | $28.76 * | $19.47 | +36.0% | COM | 745867101 |
| FNMIX | Fidelity New Markets Income | 75,194 | $1.12M | 0.5% | $14.89 | $15.91 | — | CEF | 315910836 |
| MRSH | Marsh & McLennan Cos Inc | 13,380 | $1.097M | 0.5% | $81.99 * | $43.76 | +66.2% | COM | 571748102 |
| ABT | Abbott Laboratories | 17,935 | $1.094M | 0.5% | $61.00 * | $28.98 | +84.6% | COM | 002824100 |
| — | Capital One Financial Corp | 11,907 | $1.094M | 0.5% | $91.88 | $63.05 | — | COM | 14040h105 |
| USB | US Bancorp | 21,818 | $1.091M | 0.5% | $50.00 * | $22.51 | +64.1% | COM | 902973304 |
| PJP | Invesco Dynamic Pharmaceutical | 16,025 | $1.077M | 0.5% | $67.21 | $64.33 | +4.5% | COM | 46137V662 |
| — | Cerner Corp | 17,943 | $1.073M | 0.4% | $59.80 | $52.07 | — | COM | 156782104 |
| MDT | Medtronic PLC | 12,519 | $1.072M | 0.4% | $85.63 * | $53.26 | +31.9% | COM | G5960L103 |
| GLW | Corning Inc | 38,869 | $1.069M | 0.4% | $27.50 * | $10.49 | +113.4% | COM | 219350105 |
| TMO | Thermo Fisher Scientific Inc | 5,104 | $1.057M | 0.4% | $207.09 | $79.76 | +154.7% | COM | 883556102 |
| ORCL | Oracle Corp | 23,732 | $1.046M | 0.4% | $44.08 * | $27.66 | +42.4% | COM | 68389X105 |
| TPR | Tapestry Inc | 22,340 | $1.044M | 0.4% | $46.73 * | $33.55 | +13.5% | COM | 876030107 |
| CVS | CVS Health Corp | 15,988 | $1.029M | 0.4% | $64.36 * | $42.79 | +18.1% | COM | 126650100 |
| — | SPDR S&P Intl Dividend ETF | 26,663 | $1.021M | 0.4% | $38.29 | $46.14 | — | ETF | 78463x772 |
| — | Alerian MLP ETF | 100,537 | $1.015M | 0.4% | $10.10 | $17.54 | — | ETF | 00162q866 |
| — | Comcast Corp | 30,542 | $1.002M | 0.4% | $32.81 | $39.81 | — | COM | 20030n101 |
| PNC | PNC Financial Services Group I | 7,395 | $999K | 0.4% | $135.09 * | $62.99 | +64.2% | COM | 693475105 |
| SWK | Stanley Black & Decker Inc | 7,515 | $998K | 0.4% | $132.80 * | $57.28 | +87.4% | COM | 854502101 |
| GNTX | Gentex Corp | 42,260 | $973K | 0.4% | $23.02 | $16.12 | +42.8% | COM | 371901109 |
| — | Barings Corporate Investors | 63,577 | $961K | 0.4% | $15.12 | $17.17 | — | CEF | 06759x107 |
| — | Visa Inc | 7,245 | $960K | 0.4% | $132.51 | $77.68 | — | COM | 92826c839 |
| TGT | Target Corp | 12,587 | $958K | 0.4% | $76.11 * | $55.38 | +11.8% | COM | 87612E106 |
| MAR | Marriott Intl Inc | 7,454 | $944K | 0.4% | $126.64 * | $46.53 | +155.9% | COM | 571903202 |
| — | DowDuPont Inc | 14,197 | $936K | 0.4% | $65.93 | $69.22 | — | COM | 26078J100 |
| — | Seagate Technology PLC | 16,255 | $918K | 0.4% | $56.47 | $45.22 | — | COM | g7945M107 |
| — | Raytheon Co | 4,675 | $903K | 0.4% | $193.16 | $70.14 | — | COM | 755111507 |
| OPLN | Kar Auction Services Inc | 16,375 | $897K | 0.4% | $54.78 * | $14.15 | +46.6% | COM | 48238T109 |
| CCL | Carnival Cruise Lines Inc Cl A | 15,540 | $891K | 0.4% | $57.34 * | $45.22 | +18.3% | COM | 143658300 |
| — | Walgreens Boot Alliance Inc | 14,725 | $884K | 0.4% | $60.03 | $76.03 | — | COM | 931427108 |
| — | United Technologies Corp | 7,056 | $882K | 0.4% | $125.00 | $94.15 | — | COM | 913017109 |
| CAKE | The Cheesecake Factory Inc | 15,685 | $864K | 0.4% | $55.08 * | $33.08 | +41.7% | COM | 163072101 |
| BAX | Baxter Intl Inc | 11,641 | $860K | 0.4% | $73.88 * | $29.29 | +120.5% | COM | 071813109 |
| BP | BP PLC - ADR | 18,706 | $854K | 0.4% | $45.65 | $42.40 | +7.7% | COM | 055622104 |
| — | Utilities Select Sector SPDR E | 16,085 | $836K | 0.4% | $51.97 | $37.64 | — | COM | 81369y886 |
| — | CH Robinson Worldwide Inc | 9,770 | $817K | 0.3% | $83.62 | $68.13 | — | COM | 12541w209 |
| — | Mylan N.V. | 22,175 | $801K | 0.3% | $36.12 | $36.70 | — | COM | N59465109 |
| BWA | BorgWarner Inc | 18,135 | $783K | 0.3% | $43.18 * | $25.95 | +30.1% | COM | 099724106 |
| — | Global X SuperDividend ETF | 36,291 | $761K | 0.3% | $20.97 | $23.99 | — | ETF | 37950e549 |
| — | ConocoPhillips | 10,786 | $751K | 0.3% | $69.63 | $59.56 | — | COM | 20825c104 |
| DIS | Walt Disney Co | 7,112 | $745K | 0.3% | $104.75 * | $99.78 | -0.2% | COM | 254687106 |
| VZ | Verizon Communications Inc | 14,642 | $737K | 0.3% | $50.33 * | $27.62 | +21.3% | COM | 92343V104 |
| T | AT&T Inc | 22,566 | $725K | 0.3% | $32.13 * | $12.62 | +11.4% | COM | 00206R102 |
| GS | Goldman Sachs Group Inc | 3,285 | $725K | 0.3% | $220.70 * | $191.19 | -2.7% | COM | 38141G104 |
| — | PureFunds ISE Cyber Security E | 19,305 | $714K | 0.3% | $36.99 | $24.01 | — | COM | 26924G201 |
| FBIN | Fortune Brands Home & Security | 13,140 | $705K | 0.3% | $53.65 * | $48.48 | -15.7% | COM | 34964C106 |
| ACCO | Acco Brands Corp | 50,900 | $705K | 0.3% | $13.85 * | $9.01 | +8.3% | COM | 00081T108 |
| — | Bluebird Bio Inc | 4,400 | $691K | 0.3% | $157.05 | $169.50 | — | COM | 09609G100 |
| C | Citigroup Inc | 9,986 | $668K | 0.3% | $66.89 * | $53.03 | -2.6% | COM | 172967424 |
| OXY | Occidental Petroleum Corp | 7,923 | $663K | 0.3% | $83.68 * | $57.98 | +20.7% | COM | 674599105 |
| LLY | Eli Lilly & Co | 7,550 | $644K | 0.3% | $85.30 * | $42.21 | +82.0% | COM | 532457108 |
| URI | United Rentals Inc | 4,300 | $635K | 0.3% | $147.67 * | $69.99 | +104.3% | COM | 911363109 |
| PFE | Pfizer Inc | 16,714 | $606K | 0.3% | $36.26 * | $18.06 | +36.1% | COM | 717081103 |
| MCD | McDonald's Corp | 3,715 | $582K | 0.2% | $156.66 * | $82.80 | +58.9% | COM | 580135101 |
| PCG | PG&E Corp | 13,627 | $580K | 0.2% | $42.56 | $55.20 | -23.8% | COM | 69331C108 |
| — | General Electric Co | 41,805 | $569K | 0.2% | $13.61 | $23.34 | — | COM | 369604103 |
| — | Express Scripts Holding Co | 7,222 | $558K | 0.2% | $77.26 | $63.63 | — | COM | 30219g108 |
| — | Facebook Inc | 2,690 | $523K | 0.2% | $194.42 | $155.52 | — | COM | 30303m102 |
| — | SPDR S&P Regional Banking | 8,485 | $518K | 0.2% | $61.05 | $54.87 | — | COM | 78464a698 |
| DBC | Invesco DB Commodity Tracking | 28,700 | $507K | 0.2% | $17.67 | $17.59 | +0.5% | COM | 46138B103 |
| — | Physicians Realty Trust | 31,625 | $504K | 0.2% | $15.94 | $17.67 | — | COM | 71943U104 |
| AMZN | Amazon.com Inc | 293 | $498K | 0.2% | $1699.66 * | $42.79 | +98.6% | COM | 023135106 |
| — | Invesco S&P 500 Eq Weight Finc | 11,660 | $494K | 0.2% | $42.37 | $42.37 | — | COM | 46137v340 |
| BAC | Bank of America Corp | 16,650 | $469K | 0.2% | $28.17 * | $10.03 | +134.8% | COM | 060505104 |
| ROBO | Robo Global Robotics & Automat | 11,650 | $466K | 0.2% | $40.00 | $36.50 | +9.6% | COM | 301505707 |
| — | BankUnited Inc | 11,407 | $466K | 0.2% | $40.85 | $26.35 | — | COM | 06652k103 |
| — | Annaly Capital Management Inc | 43,431 | $447K | 0.2% | $10.29 | $11.27 | — | CEF | 035710409 |
| QCOM | Qualcomm Inc | 7,854 | $441K | 0.2% | $56.15 * | $47.87 | -3.0% | COM | 747525103 |
| CPB | Campbell Soup Co | 10,420 | $422K | 0.2% | $40.50 * | $34.09 | -7.7% | COM | 134429109 |
| PCG | PG&E Corp | 9,700 | $413K | 0.2% | $42.58 | $55.20 | -23.8% | Call | 69331C108 |
| HUN | Huntsman Corp | 13,896 | $406K | 0.2% | $29.22 | $18.34 | +59.3% | COM | 447011107 |
| — | Hanesbrands Inc | 18,200 | $401K | 0.2% | $22.03 | $21.05 | — | Call | 410345102 |
| — | CDK Global Inc | 6,133 | $399K | 0.2% | $65.06 | $40.70 | — | COM | 12508e101 |
| LQD | iShares IBOXX $ Investment Gra | 3,485 | $399K | 0.2% | $114.49 | $113.13 | +1.3% | ETF | 464287242 |
| — | Shire PLC - ADR | 2,328 | $393K | 0.2% | $168.81 | $184.24 | — | COM | 82481r106 |
| — | Harris Corp | 2,210 | $319K | 0.1% | $144.34 | $91.60 | — | COM | 413875105 |
| — | Dreyfus Small Cap Stock Index | 8,834 | $304K | 0.1% | $34.41 | $32.49 | — | IND | 26200q204 |
| ED | Consolidated Edison Inc | 3,835 | $299K | 0.1% | $77.97 * | $53.69 | +10.8% | COM | 209115104 |
| — | Tiffany & Co | 2,250 | $296K | 0.1% | $131.56 | $95.11 | — | COM | 886547108 |
| ILF | iShares Latin American 40 ETF | 9,991 | $296K | 0.1% | $29.63 | $23.04 | +28.4% | ETF | 464287390 |
| — | Calamos Convertible Opp & Inc | 23,975 | $283K | 0.1% | $11.80 | $10.06 | — | CEF | 128117108 |
| CLX | Clorox Co | 2,082 | $282K | 0.1% | $135.45 * | $65.65 | +65.4% | COM | 189054109 |
| EPD | Enterprise Products Part LP | 9,992 | $276K | 0.1% | $27.62 | $28.61 | — | COM | 293792107 |
| BND | Vanguard Total Bond Market | 3,406 | $270K | 0.1% | $79.27 | $80.50 | -1.6% | ETF | 921937835 |
| HD | Home Depot Inc | 1,380 | $269K | 0.1% | $194.93 * | $128.28 | +26.6% | COM | 437076102 |
| NTRS | Northern Trust Corp | 2,515 | $259K | 0.1% | $102.98 * | $71.47 | +15.0% | COM | 665859104 |
| — | Fidelity 500 Index Fund | 2,630 | $251K | 0.1% | $95.44 | $85.50 | — | IND | 315911701 |
| SHY | iShares Barclays 1-3yr Treasur | 2,680 | $223K | 0.1% | $83.21 | $84.29 | -1.1% | ETF | 464287457 |
| — | Waste Management Inc | 2,630 | $214K | 0.1% | $81.37 | $85.80 | — | COM | 94106l109 |
| FDS | FactSet Research Systems Inc | 1,080 | $214K | 0.1% | $198.15 * | $176.95 | +4.0% | COM | 303075105 |
| — | Legg Mason Inc | 6,140 | $213K | 0.1% | $34.69 | $41.75 | — | COM | 524901105 |
| — | L3 Technologies Inc | 1,100 | $212K | 0.1% | $192.73 | $165.29 | — | COM | 502413107 |
| IP | Intl Paper Co | 3,966 | $207K | 0.1% | $52.19 * | $31.25 | +12.9% | COM | 460146103 |
| — | Mylan N.V. | 5,600 | $202K | 0.1% | $36.07 | $36.70 | — | Call | N59465109 |
| CAKE | The Cheesecake Factory Inc | 3,500 | $193K | 0.1% | $55.14 * | $33.08 | +41.7% | Put | 163072101 |
| AAPL | Apple Inc | 1,000 | $185K | 0.1% | $185.00 * | $18.44 | +136.9% | Put | 037833100 |
| F | Ford Motor Co | 15,774 | $175K | 0.1% | $11.09 * | $7.87 | -4.7% | COM | 345370860 |
| GNTX | Gentex Corp | 7,500 | $173K | 0.1% | $23.07 | $16.12 | +42.8% | Call | 371901109 |
| AMZN | Amazon.com Inc | 100 | $170K | 0.1% | $1700.00 * | $42.79 | +98.6% | Call | 023135106 |
| — | Bluebird Bio Inc | 1,000 | $157K | 0.1% | $157.00 | $169.50 | — | Put | 09609G100 |
| BLOZF | Cannabix Technologies Inc | 80,000 | $136K | 0.1% | $1.70 * | $1.06 | +35.2% | COM | 13765L101 |
| — | Cerecor Inc | 30,000 | $130K | 0.1% | $4.33 | $4.30 | — | COM | 15671L109 |
| — | Glu Mobile Inc | 20,000 | $128K | 0.1% | $6.40 | $3.70 | — | COM | 379890106 |
| — | Sogou Inc A ADR | 10,000 | $114K | 0.0% | $11.40 | $11.40 | — | COM | 83401V109 |
| CSCO | Cisco Systems Inc | 2,100 | $90,000 | 0.0% | $42.86 * | $16.73 | +104.6% | Put | 17275R102 |
| — | Amarin Corporation PLC - ADR | 23,000 | $71,000 | 0.0% | $3.09 | $1.81 | — | COM | 023111206 |
| — | BlackRock Inc | 100 | $50,000 | 0.0% | $500.00 | $260.31 | — | Put | 09247x101 |
| — | Dreyfus High Yield Strategies | 14,570 | $46,000 | 0.0% | $3.16 | $3.44 | — | CEF | 26200S101 |
| SPY | SPDR S&P 500 ETF Trust | 100 | $27,000 | 0.0% | $270.00 | $165.29 | +64.1% | Call | 78462F103 |
| — | Golden Star Res Ltd | 40,000 | $27,000 | 0.0% | $0.68 | $0.41 | — | COM | 38119t104 |
| VGZ | Vista Gold Corp | 35,000 | $24,000 | 0.0% | $0.69 | $0.89 | -22.7% | COM | 927926303 |
| — | Exxon Mobil Corp | 200 | $17,000 | 0.0% | $85.00 | $89.01 | — | Put | 30231g102 |
| — | Applied DNA Sciences Inc | 12,577 | $16,000 | 0.0% | $1.27 | $3.37 | — | COM | 03815u201 |
| — | Tiffany & Co | 100 | $13,000 | 0.0% | $130.00 | $95.11 | — | Put | 886547108 |
| INTC | Intel Corp | 200 | $10,000 | 0.0% | $50.00 * | $18.72 | +125.8% | Put | 458140100 |
| — | RegeneRx Biopharmaceuticals | 22,300 | $4,000 | 0.0% | $0.18 | $0.11 | — | COM | 75886x108 |
| — | Competitive Companies Inc | 700,000 | $3,000 | 0.0% | $0.00 | $0.03 | — | COM | 204510101 |
| — | Imagin Medical Inc | 20,000 | $3,000 | 0.0% | $0.15 | $0.25 | — | COM | 45250L105 |
| — | Access Worldwide Communication | 44,450 | $0 | 0.0% | $0.00 | — | — | COM | 004319109 |
| — | Sirrus Corp | 20,000 | $0 | 0.0% | $0.00 | — | — | COM | 82968L200 |
| — | Life Clips Inc | 33,000 | $0 | 0.0% | $0.00 | $0.61 | — | COM | 53185D107 |
| FBEC | FBEC Worldwide Inc | 650,000 | $0 | 0.0% | $0.00 | $0.02 | -99.2% | COM | 30255M100 |
| — | Geopharma Inc | 40,000 | $0 | 0.0% | $0.00 | — | — | COM | 37250a106 |
| — | e.Digital Corp | 60,000 | $0 | 0.0% | $0.00 | $0.07 | — | COM | 25841y103 |