Location: Princeton, NJ
CIK: 0001287618 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: Apr 26, 2018
Total Value: $235M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF Trust | 63,056 | $16.59M | 7.1% | $263.15 | $165.29 | +59.2% | IND | 78462F103 |
| DVY | iShares DJ Select Dividend Ind | 84,296 | $8.018M | 3.4% | $95.12 | $66.47 | +43.1% | ETF | 464287168 |
| — | Guggenheim S&P 500 Equal Weigh | 69,168 | $6.881M | 2.9% | $99.48 | $63.43 | — | IND | 78355w106 |
| — | PowerShares QQQ Trust Series 1 | 35,541 | $5.691M | 2.4% | $160.12 | $111.86 | — | IND | 73935A104 |
| — | SPDR S&P MidCap 400 ETF Trust | 14,789 | $5.054M | 2.2% | $341.74 | $220.15 | — | IND | 78467y107 |
| SPY | SPDR S&P 500 ETF Trust | 19,100 | $5.026M | 2.1% | $263.14 | $165.29 | +59.2% | Put | 78462F103 |
| AAPL | Apple Inc | 26,421 | $4.433M | 1.9% | $167.78 * | $18.44 | +113.9% | COM | 037833100 |
| MSFT | Microsoft Corp | 45,563 | $4.159M | 1.8% | $91.28 * | $27.87 | +202.7% | COM | 594918104 |
| IJK | iShares S&P Midcap 400 Growth | 18,093 | $3.95M | 1.7% | $218.32 * | $37.40 | +46.0% | ETF | 464287606 |
| SWPPX | Schwab S&P 500 Index Fund | 93,500 | $3.821M | 1.6% | $40.87 | $28.38 | — | IND | 808509855 |
| LOW | Lowe's Cos Inc | 43,323 | $3.802M | 1.6% | $87.76 * | $32.16 | +136.3% | COM | 548661107 |
| — | Exxon Mobil Corp | 46,793 | $3.491M | 1.5% | $74.61 | $89.01 | — | COM | 30231g102 |
| IWM | iShares Russell 2000 Index Fun | 22,882 | $3.474M | 1.5% | $151.82 | $100.03 | +51.8% | IND | 464287655 |
| IWC | iShares Russell Microcap Index | 35,241 | $3.385M | 1.4% | $96.05 | $63.29 | +51.8% | IND | 464288869 |
| VYM | Vanguard High Dividend Yield E | 40,442 | $3.336M | 1.4% | $82.49 | $58.75 | +40.4% | ETF | 921946406 |
| — | JP Morgan Chase & Co | 26,931 | $2.962M | 1.3% | $109.98 | $52.88 | — | COM | 46625h100 |
| — | BlackRock Inc | 5,453 | $2.954M | 1.3% | $541.72 | $260.31 | — | COM | 09247x101 |
| IBM | International Business Machine | 18,658 | $2.863M | 1.2% | $153.45 * | $117.25 | -10.9% | COM | 459200101 |
| IVW | iShares S&P 500 Growth | 18,038 | $2.797M | 1.2% | $155.06 * | $23.66 | +63.8% | ETF | 464287309 |
| IJT | iShares S&P Smallcap 600/BARRA | 15,972 | $2.777M | 1.2% | $173.87 * | $65.72 | +32.3% | ETF | 464287887 |
| JNJ | Johnson & Johnson | 20,953 | $2.685M | 1.1% | $128.14 * | $61.73 | +67.1% | COM | 478160104 |
| — | Calamos Convertible & High Inc | 205,358 | $2.403M | 1.0% | $11.70 | $12.35 | — | CEF | 12811p108 |
| PFF | iShares S&P Preferred Stock In | 60,037 | $2.255M | 1.0% | $37.56 | $38.34 | -2.0% | CEF | 464288687 |
| — | Vanguard Telecommunication Ser | 26,804 | $2.243M | 1.0% | $83.68 | $78.92 | — | COM | 92204a884 |
| — | AbbVie Inc | 23,295 | $2.205M | 0.9% | $94.66 | $45.90 | — | COM | 00287y109 |
| EFA | iShares MSCI EAFE Index | 31,442 | $2.191M | 0.9% | $69.68 | $61.88 | +12.6% | ETF | 464287465 |
| INTC | Intel Corp | 42,041 | $2.189M | 0.9% | $52.07 * | $18.33 | +140.1% | COM | 458140100 |
| AMGN | Amgen Inc | 12,717 | $2.168M | 0.9% | $170.48 * | $79.30 | +69.8% | COM | 031162100 |
| ADP | Automatic Data Processing Inc | 18,900 | $2.145M | 0.9% | $113.49 * | $45.09 | +113.7% | COM | 053015103 |
| CSCO | Cisco Systems Inc | 49,768 | $2.135M | 0.9% | $42.90 * | $16.49 | +105.3% | COM | 17275R102 |
| — | Dreyfus Midcap Index Fund | 55,689 | $2.053M | 0.9% | $36.87 | $35.79 | — | IND | 712223106 |
| — | PowerShares CEF Income Composi | 89,297 | $2.05M | 0.9% | $22.96 | $23.90 | — | CEF | 73936q843 |
| — | MetLife Inc | 43,054 | $1.976M | 0.8% | $45.90 | $45.82 | — | COM | 59156r108 |
| — | 3M Co | 8,921 | $1.958M | 0.8% | $219.48 | $115.88 | — | COM | 88579y101 |
| — | Materials Select Sector SPDR E | 34,173 | $1.946M | 0.8% | $56.95 | $38.82 | — | COM | 81369y100 |
| WMT | Wal-Mart Stores Inc | 20,928 | $1.862M | 0.8% | $88.97 * | $18.72 | +40.2% | COM | 931142103 |
| PEP | Pepsico Inc | 16,711 | $1.824M | 0.8% | $109.15 * | $56.00 | +53.7% | COM | 713448108 |
| SWSSX | Schwab Small-Cap Index Fund | 58,427 | $1.79M | 0.8% | $30.64 | $26.91 | — | IND | 808509848 |
| — | SPDR S&P Dividend ETF | 18,332 | $1.672M | 0.7% | $91.21 | $70.14 | — | ETF | 78464a763 |
| AMN | AMN Healthcare Services Inc | 27,113 | $1.539M | 0.7% | $56.76 | $18.25 | +210.9% | COM | 001744101 |
| PNC | PNC Financial Services Group I | 10,100 | $1.528M | 0.7% | $151.29 * | $62.99 | +82.9% | COM | 693475105 |
| GOOGL | Alphabet Inc Cl A | 1,431 | $1.484M | 0.6% | $1037.04 * | $36.73 | +40.1% | COM | 02079K305 |
| BA | Boeing Co | 4,431 | $1.453M | 0.6% | $327.92 * | $80.37 | +290.7% | COM | 097023105 |
| BMY | Bristol-Myers Squibb Co | 22,910 | $1.449M | 0.6% | $63.25 * | $41.02 | +15.3% | COM | 110122108 |
| PG | Procter & Gamble Co | 18,148 | $1.439M | 0.6% | $79.29 * | $55.20 | +17.1% | COM | 742718109 |
| SYY | Sysco Corp | 23,888 | $1.432M | 0.6% | $59.95 * | $24.50 | +99.1% | COM | 871829107 |
| GOOG | Alphabet Inc Cl | 1,380 | $1.424M | 0.6% | $1031.88 * | $35.61 | +43.8% | COM | 02079K107 |
| CVX | Chevron Corp | 12,325 | $1.406M | 0.6% | $114.08 * | $71.19 | +14.5% | COM | 166764100 |
| FDN | First Trust Dow Jones Internet | 11,616 | $1.4M | 0.6% | $120.52 | $65.02 | +85.3% | COM | 33733E302 |
| ITB | iShares US Home Construction | 35,050 | $1.384M | 0.6% | $39.49 | $28.62 | +38.0% | COM | 464288752 |
| — | Skyworks Solutions Inc | 13,631 | $1.367M | 0.6% | $100.29 | $51.37 | — | COM | 83088m102 |
| — | Vanguard Utilities ETF | 12,141 | $1.357M | 0.6% | $111.77 | $82.19 | — | COM | 92204a876 |
| BK | Bank of New York Mellon Corp | 26,290 | $1.355M | 0.6% | $51.54 * | $21.44 | +93.6% | COM | 064058100 |
| SYK | Stryker Corp | 8,421 | $1.355M | 0.6% | $160.91 * | $57.08 | +159.4% | COM | 863667101 |
| — | Capital One Financial Corp | 14,106 | $1.352M | 0.6% | $95.85 | $63.05 | — | COM | 14040h105 |
| — | FedEx Corp | 5,600 | $1.345M | 0.6% | $240.18 | $144.12 | — | COM | 31428x106 |
| — | Technology Select Sector SPDR | 20,476 | $1.34M | 0.6% | $65.44 | $33.77 | — | COM | 81369y803 |
| ITA | iShares US Aerospace & Defense | 6,700 | $1.326M | 0.6% | $197.91 * | $56.23 | +76.0% | COM | 464288760 |
| IJJ | iShares S&P Midcap 400/BARRA V | 8,572 | $1.324M | 0.6% | $154.46 * | $53.96 | +43.2% | ETF | 464287705 |
| ITW | Illinois Tool Works Inc | 8,227 | $1.289M | 0.5% | $156.68 * | $50.12 | +158.9% | COM | 452308109 |
| WFC | Wells Fargo & Co | 24,189 | $1.268M | 0.5% | $52.42 * | $27.55 | +53.2% | COM | 949746101 |
| SLB | Schlumberger Ltd | 19,490 | $1.263M | 0.5% | $64.80 * | $53.16 | -2.5% | COM | 806857108 |
| FNMIX | Fidelity New Markets Income | 75,111 | $1.191M | 0.5% | $15.86 | $15.91 | — | CEF | 315910836 |
| PHM | PulteGroup Inc | 39,250 | $1.157M | 0.5% | $29.48 * | $19.47 | +39.1% | COM | 745867101 |
| SWK | Stanley Black & Decker Inc | 7,515 | $1.151M | 0.5% | $153.16 * | $57.28 | +115.2% | COM | 854502101 |
| APD | Air Products & Chemicals Inc | 7,215 | $1.147M | 0.5% | $158.97 * | $67.77 | +94.5% | COM | 009158106 |
| — | SPDR Barclays Short-Term High | 41,813 | $1.144M | 0.5% | $27.36 | $30.06 | — | CEF | 78468r408 |
| USB | US Bancorp | 22,421 | $1.132M | 0.5% | $50.49 * | $22.51 | +64.7% | COM | 902973304 |
| GIS | General Mills Inc | 24,685 | $1.112M | 0.5% | $45.05 * | $40.67 | -16.2% | COM | 370334104 |
| GNTX | Gentex Corp | 47,960 | $1.104M | 0.5% | $23.02 | $16.12 | +42.8% | COM | 371901109 |
| TMO | Thermo Fisher Scientific Inc | 5,321 | $1.099M | 0.5% | $206.54 * | $79.76 | +153.6% | COM | 883556102 |
| GLW | Corning Inc | 39,213 | $1.093M | 0.5% | $27.87 * | $10.49 | +114.8% | COM | 219350105 |
| — | Hanesbrands Inc | 59,105 | $1.089M | 0.5% | $18.42 | $21.03 | — | COM | 410345102 |
| ABT | Abbott Laboratories | 18,160 | $1.088M | 0.5% | $59.91 * | $28.98 | +80.5% | COM | 002824100 |
| ORCL | Oracle Corp | 23,732 | $1.086M | 0.5% | $45.76 * | $27.66 | +47.3% | COM | 68389X105 |
| MRSH | Marsh & McLennan Cos Inc | 13,060 | $1.079M | 0.5% | $82.62 * | $43.06 | +69.4% | COM | 571748102 |
| — | SPDR S&P Intl Dividend ETF | 26,828 | $1.075M | 0.5% | $40.07 | $46.14 | — | ETF | 78463x772 |
| TPR | Tapestry Inc | 20,140 | $1.06M | 0.5% | $52.63 * | $32.95 | +29.2% | COM | 876030107 |
| — | Raytheon Co | 4,850 | $1.047M | 0.4% | $215.88 | $70.14 | — | COM | 755111507 |
| — | Comcast Corp | 30,267 | $1.034M | 0.4% | $34.16 | $39.81 | — | COM | 20030n101 |
| MAR | Marriott Intl Inc | 7,549 | $1.027M | 0.4% | $136.04 * | $46.53 | +174.1% | COM | 571903202 |
| — | Cerner Corp | 17,423 | $1.011M | 0.4% | $58.03 | $51.84 | — | COM | 156782104 |
| MDT | Medtronic PLC | 12,326 | $989K | 0.4% | $80.24 * | $53.02 | +24.1% | COM | G5960L103 |
| CCL | Carnival Cruise Lines Inc Cl A | 14,950 | $980K | 0.4% | $65.55 * | $44.68 | +36.0% | COM | 143658300 |
| — | Barings Corporate Investors | 63,577 | $960K | 0.4% | $15.10 | $17.17 | — | CEF | 06759x107 |
| CVS | CVS Health Corp | 15,431 | $960K | 0.4% | $62.21 * | $42.47 | +14.2% | COM | 126650100 |
| — | PowerShares Dynamic Pharmaceut | 15,390 | $960K | 0.4% | $62.38 | $63.32 | — | COM | 73935x799 |
| — | Walgreens Boot Alliance Inc | 14,565 | $954K | 0.4% | $65.50 | $76.21 | — | COM | 931427108 |
| — | Alerian MLP ETF | 100,837 | $945K | 0.4% | $9.37 | $17.54 | — | ETF | 00162q866 |
| — | Seagate Technology PLC | 15,735 | $921K | 0.4% | $58.53 | $44.85 | — | COM | g7945M107 |
| — | Mylan N.V. | 22,005 | $906K | 0.4% | $41.17 | $36.70 | — | COM | N59465109 |
| — | United Technologies Corp | 7,181 | $904K | 0.4% | $125.89 | $94.15 | — | COM | 913017109 |
| — | DowDuPont Inc | 14,197 | $904K | 0.4% | $63.68 | $69.22 | — | COM | 26078J100 |
| — | CH Robinson Worldwide Inc | 9,460 | $886K | 0.4% | $93.66 | $67.63 | — | COM | 12541w209 |
| TXN | Texas Instruments Inc | 8,500 | $883K | 0.4% | $103.88 * | $65.57 | +27.3% | COM | 882508104 |
| BWA | BorgWarner Inc | 17,550 | $882K | 0.4% | $50.26 * | $25.51 | +53.5% | COM | 099724106 |
| OPLN | Kar Auction Services Inc | 16,095 | $872K | 0.4% | $54.18 * | $14.04 | +46.1% | COM | 48238T109 |
| — | Visa Inc | 7,270 | $870K | 0.4% | $119.67 | $77.68 | — | COM | 92826c839 |
| TGT | Target Corp | 12,092 | $840K | 0.4% | $69.47 * | $55.21 | +1.4% | COM | 87612E106 |
| T | AT&T Inc | 22,825 | $814K | 0.3% | $35.66 * | $12.62 | +21.4% | COM | 00206R102 |
| — | Utilities Select Sector SPDR E | 16,085 | $813K | 0.3% | $50.54 | $37.64 | — | COM | 81369y886 |
| BAX | Baxter Intl Inc | 12,056 | $784K | 0.3% | $65.03 * | $29.29 | +93.7% | COM | 071813109 |
| CAKE | The Cheesecake Factory Inc | 15,745 | $759K | 0.3% | $48.21 * | $33.08 | +23.5% | COM | 163072101 |
| BP | BP PLC - ADR | 18,706 | $758K | 0.3% | $40.52 | $42.40 | -4.4% | COM | 055622104 |
| — | Global X SuperDividend ETF | 36,291 | $752K | 0.3% | $20.72 | $23.99 | — | ETF | 37950e549 |
| FBIN | Fortune Brands Home & Security | 12,700 | $748K | 0.3% | $58.90 * | $48.67 | -8.2% | COM | 34964C106 |
| URI | United Rentals Inc | 4,310 | $744K | 0.3% | $172.62 * | $69.99 | +139.0% | COM | 911363109 |
| DIS | Walt Disney Co | 7,037 | $707K | 0.3% | $100.47 * | $99.80 | -4.4% | COM | 254687106 |
| VZ | Verizon Communications Inc | 14,612 | $699K | 0.3% | $47.84 * | $27.62 | +13.9% | COM | 92343V104 |
| — | Bluebird Bio Inc | 4,000 | $683K | 0.3% | $170.75 | $170.75 | — | COM | 09609G100 |
| — | Knoll Inc | 32,800 | $662K | 0.3% | $20.18 | $26.44 | — | COM | 498904200 |
| — | ConocoPhillips | 11,129 | $660K | 0.3% | $59.30 | $59.56 | — | COM | 20825c104 |
| — | PureFunds ISE Cyber Security E | 19,100 | $655K | 0.3% | $34.29 | $23.87 | — | COM | 26924G201 |
| PCG | PG&E Corp | 13,627 | $599K | 0.3% | $43.96 | $55.20 | -21.3% | COM | 69331C108 |
| LLY | Eli Lilly & Co | 7,550 | $584K | 0.2% | $77.35 * | $42.21 | +63.9% | COM | 532457108 |
| PFE | Pfizer Inc | 16,304 | $579K | 0.2% | $35.51 * | $17.90 | +33.0% | COM | 717081103 |
| MCD | McDonald's Corp | 3,605 | $564K | 0.2% | $156.45 * | $81.19 | +60.7% | COM | 580135101 |
| — | General Electric Co | 41,805 | $564K | 0.2% | $13.49 | $23.34 | — | COM | 369604103 |
| — | Express Scripts Holding Co | 7,322 | $506K | 0.2% | $69.11 | $63.63 | — | COM | 30219g108 |
| — | Guggenheim S&P 500 Eq Weight F | 11,460 | $503K | 0.2% | $43.89 | $43.89 | — | COM | 78355W858 |
| BAC | Bank of America Corp | 16,647 | $499K | 0.2% | $29.98 * | $10.03 | +148.8% | COM | 060505104 |
| OXY | Occidental Petroleum Corp | 7,673 | $498K | 0.2% | $64.90 * | $57.70 | -6.7% | COM | 674599105 |
| — | SPDR S&P Regional Banking | 8,235 | $497K | 0.2% | $60.35 | $54.68 | — | COM | 78464a698 |
| TTWO | Take-Two Interactive Software | 5,000 | $489K | 0.2% | $97.80 | $112.01 | -12.7% | Call | 874054109 |
| ROBO | Robo Global Robotics & Automat | 11,435 | $478K | 0.2% | $41.80 | $36.41 | +14.9% | COM | 301505707 |
| — | Physicians Realty Trust | 30,650 | $477K | 0.2% | $15.56 | $17.73 | — | COM | 71943U104 |
| — | BankUnited Inc | 11,788 | $471K | 0.2% | $39.96 | $26.35 | — | COM | 06652k103 |
| — | PowerShares DB Commodity Track | 26,335 | $447K | 0.2% | $16.97 | $15.37 | — | COM | 73935s105 |
| — | Annaly Capital Management Inc | 42,681 | $445K | 0.2% | $10.43 | $11.29 | — | CEF | 035710409 |
| QCOM | Qualcomm Inc | 7,704 | $427K | 0.2% | $55.43 * | $47.91 | -5.3% | COM | 747525103 |
| AMZN | Amazon.com Inc | 293 | $424K | 0.2% | $1447.10 * | $42.79 | +69.1% | COM | 023135106 |
| — | Facebook Inc | 2,640 | $422K | 0.2% | $159.85 | $154.78 | — | COM | 30303m102 |
| HUN | Huntsman Corp | 13,971 | $409K | 0.2% | $29.27 | $18.34 | +59.5% | COM | 447011107 |
| LQD | iShares IBOXX $ Investment Gra | 3,485 | $409K | 0.2% | $117.36 | $113.13 | +3.8% | ETF | 464287242 |
| — | CDK Global Inc | 6,133 | $388K | 0.2% | $63.26 | $40.70 | — | COM | 12508e101 |
| — | Tesla Motors Inc | 1,452 | $386K | 0.2% | $265.84 | $265.84 | — | COM | 88160r101 |
| — | Harris Corp | 2,335 | $377K | 0.2% | $161.46 | $91.60 | — | COM | 413875105 |
| ILF | iShares Latin American 40 ETF | 9,991 | $375K | 0.2% | $37.53 | $23.04 | +63.1% | ETF | 464287390 |
| — | Shire PLC - ADR | 2,328 | $348K | 0.1% | $149.48 | $184.24 | — | COM | 82481r106 |
| — | Bluebird Bio Inc | 2,000 | $342K | 0.1% | $171.00 | $170.75 | — | Put | 09609G100 |
| — | Hanesbrands Inc | 18,400 | $339K | 0.1% | $18.42 | $21.03 | — | Call | 410345102 |
| CPB | Campbell Soup Co | 7,120 | $308K | 0.1% | $43.26 * | $35.89 | -7.1% | COM | 134429109 |
| ED | Consolidated Edison Inc | 3,785 | $295K | 0.1% | $77.94 * | $53.63 | +9.8% | COM | 209115104 |
| — | Limited Brands Inc | 7,420 | $284K | 0.1% | $38.27 | $38.27 | — | COM | 501797104 |
| CLX | Clorox Co | 2,080 | $277K | 0.1% | $133.17 * | $65.65 | +61.4% | COM | 189054109 |
| BND | Vanguard Total Bond Market | 3,406 | $272K | 0.1% | $79.86 | $80.50 | -0.7% | ETF | 921937835 |
| — | Calamos Convertible Opp & Inc | 23,975 | $266K | 0.1% | $11.09 | $10.06 | — | CEF | 128117108 |
| — | Dreyfus Small Cap Stock Index | 8,151 | $258K | 0.1% | $31.65 | $32.33 | — | IND | 26200q204 |
| HD | Home Depot Inc | 1,420 | $253K | 0.1% | $178.17 * | $128.28 | +15.1% | COM | 437076102 |
| EPD | Enterprise Products Part LP | 9,992 | $245K | 0.1% | $24.52 | $28.61 | — | COM | 293792107 |
| — | Mylan N.V. | 5,900 | $243K | 0.1% | $41.19 | $36.70 | — | Call | N59465109 |
| — | Fidelity 500 Index Fund | 2,608 | $242K | 0.1% | $92.79 | $85.50 | — | IND | 315911701 |
| NTRS | Northern Trust Corp | 2,325 | $240K | 0.1% | $103.23 * | $70.42 | +16.5% | COM | 665859104 |
| — | Legg Mason Inc | 5,900 | $240K | 0.1% | $40.68 | $42.03 | — | COM | 524901105 |
| GS | Goldman Sachs Group Inc | 950 | $239K | 0.1% | $251.58 * | $167.93 | +26.0% | COM | 38141G104 |
| SHY | iShares Barclays 1-3yr Treasur | 2,810 | $235K | 0.1% | $83.63 | $84.29 | -0.9% | ETF | 464287457 |
| — | L3 Technologies Inc | 1,100 | $229K | 0.1% | $208.18 | $165.29 | — | COM | 502413107 |
| — | Tiffany & Co | 2,250 | $220K | 0.1% | $97.78 | $95.11 | — | COM | 886547108 |
| FDS | FactSet Research Systems Inc | 1,080 | $215K | 0.1% | $199.07 * | $176.95 | +4.4% | COM | 303075105 |
| IP | Intl Paper Co | 3,966 | $212K | 0.1% | $53.45 * | $31.25 | +14.8% | COM | 460146103 |
| — | Waste Management Inc | 2,420 | $204K | 0.1% | $84.30 | $86.19 | — | COM | 94106l109 |
| TTWO | Take-Two Interactive Software | 2,000 | $196K | 0.1% | $98.00 | $112.01 | -12.7% | COM | 874054109 |
| PCG | PG&E Corp | 4,000 | $176K | 0.1% | $44.00 | $55.20 | -21.3% | Call | 69331C108 |
| AAPL | Apple Inc | 1,000 | $168K | 0.1% | $168.00 * | $18.44 | +113.9% | Put | 037833100 |
| F | Ford Motor Co | 14,919 | $165K | 0.1% | $11.06 * | $7.88 | -5.9% | COM | 345370860 |
| — | AbbVie Inc | 1,400 | $133K | 0.1% | $95.00 | $45.90 | — | Put | 00287y109 |
| — | Cerecor Inc | 30,000 | $129K | 0.1% | $4.30 | $4.30 | — | COM | 15671L109 |
| BLOZF | Cannabix Technologies Inc | 60,000 | $101K | 0.0% | $1.68 * | $0.94 | +116.2% | COM | 13765L101 |
| CSCO | Cisco Systems Inc | 2,300 | $99,000 | 0.0% | $43.04 * | $16.49 | +105.3% | Put | 17275R102 |
| — | Express Scripts Holding Co | 1,400 | $97,000 | 0.0% | $69.29 | $63.63 | — | Call | 30219g108 |
| — | Glu Mobile Inc | 25,000 | $94,000 | 0.0% | $3.76 | $3.70 | — | COM | 379890106 |
| PNC | PNC Financial Services Group I | 600 | $91,000 | 0.0% | $151.67 * | $62.99 | +82.9% | Put | 693475105 |
| GLW | Corning Inc | 2,900 | $81,000 | 0.0% | $27.93 * | $10.49 | +114.8% | Put | 219350105 |
| — | Amarin Corporation PLC - ADR | 23,000 | $69,000 | 0.0% | $3.00 | $1.81 | — | COM | 023111206 |
| — | BlackRock Inc | 100 | $54,000 | 0.0% | $540.00 | $260.31 | — | Put | 09247x101 |
| — | Dreyfus High Yield Strategies | 14,570 | $46,000 | 0.0% | $3.16 | $3.44 | — | CEF | 26200S101 |
| VGZ | Vista Gold Corp | 35,000 | $25,000 | 0.0% | $0.71 | $0.89 | -18.2% | COM | 927926303 |
| — | Golden Star Res Ltd | 40,000 | $23,000 | 0.0% | $0.57 | $0.41 | — | COM | 38119t104 |
| — | 3M Co | 100 | $22,000 | 0.0% | $220.00 | $115.88 | — | Put | 88579y101 |
| DVY | iShares DJ Select Dividend Ind | 200 | $19,000 | 0.0% | $95.00 | $66.47 | +43.1% | Put | 464287168 |
| — | Applied DNA Sciences Inc | 12,577 | $18,000 | 0.0% | $1.43 | $3.37 | — | COM | 03815u201 |
| — | Exxon Mobil Corp | 200 | $15,000 | 0.0% | $75.00 | $89.01 | — | Put | 30231g102 |
| IBM | International Business Machine | 100 | $15,000 | 0.0% | $150.00 * | $117.25 | -10.9% | Call | 459200101 |
| INTC | Intel Corp | 200 | $10,000 | 0.0% | $50.00 * | $18.33 | +140.1% | Put | 458140100 |
| — | Imagin Medical Inc | 20,000 | $5,000 | 0.0% | $0.25 | $0.25 | — | COM | 45250L105 |
| — | RegeneRx Biopharmaceuticals | 22,300 | $5,000 | 0.0% | $0.22 | $0.11 | — | COM | 75886x108 |
| — | Competitive Companies Inc | 700,000 | $3,000 | 0.0% | $0.00 | $0.03 | — | COM | 204510101 |
| — | UMF Group Inc | 60,000 | $2,000 | 0.0% | $0.03 | $0.03 | — | COM | 902897107 |
| — | Life Clips Inc | 33,000 | $0 | 0.0% | $0.00 | $0.61 | — | COM | 53185D107 |
| — | Geopharma Inc | 40,000 | $0 | 0.0% | $0.00 | — | — | COM | 37250a106 |
| — | Access Worldwide Communication | 44,450 | $0 | 0.0% | $0.00 | — | — | COM | 004319109 |
| FBEC | FBEC Worldwide Inc | 650,000 | $0 | 0.0% | $0.00 | $0.02 | -99.1% | COM | 30255M100 |
| — | e.Digital Corp | 60,000 | $0 | 0.0% | $0.00 | $0.07 | — | COM | 25841y103 |