CIK: 0000943442 · Show all filings
Period: Q4 2023 (← Previous) (Next →)
Filing Date: Jan 12, 2024
Total Value ($000): $730,245 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MSFT | MICROSOFT CORP | 95,244 | $35,687 | 4.9% | $51.11 | +585.5% | COM | 594918104 |
| LLY | ELI LILLY & COMPANY | 50,290 | $31,483 | 4.3% | $71.38 | +705.7% | COM | 532457108 |
| OBT | ORANGE CNTY BANCORP INC | 598,510 | $31,236 | 4.3% | $12.76 | +87.7% | COM | 68417L107 |
| SPIB | SPDR SER TR BLOOMBERG BARCLAYS INTER TERM CORP BD ETF | 838,784 | $27,386 | 3.8% | $32.20 | — | COM | 78464A375 |
| AAPL | APPLE, INC. | 132,399 | $24,568 | 3.4% | $93.48 | +95.6% | COM | 037833100 |
| ISRG | INTUITIVE SURGICAL INC NEW | 71,620 | $23,553 | 3.2% | $263.44 | +13.2% | COM | 46120E602 |
| NVDA | NVIDIA CORP | 39,163 | $20,464 | 2.8% | $17.44 | +165.5% | COM | 67066G104 |
| XLK | SPDR SECTOR TECHNOLOGY ETF | 94,543 | $17,844 | 2.4% | $154.58 | — | COM | 81369Y803 |
| SHY | ISHARES 1-3 YEAR TREASURY BOND | 177,502 | $14,548 | 2.0% | $83.35 | — | COM | 464287457 |
| SPY | SPDR S&P 500 ETF TR | 30,625 | $14,535 | 2.0% | $409.14 | — | COM | 78462F103 |
| SPSB | SPDR PORTFOLIO SHORT TERM CORPORATE BD ETF | 487,831 | $14,508 | 2.0% | $30.08 | — | COM | 78464A474 |
| GOOG | ALPHABET INC CLASS C | 102,484 | $14,402 | 2.0% | $107.98 | +24.7% | COM | 02079K107 |
| JPM | JP MORGAN CHASE & CO | 83,089 | $14,293 | 2.0% | $56.48 | +156.5% | COM | 46625H100 |
| IGSB | ISHARES 1-5 YEAR INVESTMENT GRAND CORP BOND | 278,542 | $14,239 | 1.9% | $51.72 | — | COM | 464288646 |
| HD | THE HOME DEPOT INC | 32,982 | $11,476 | 1.6% | $68.41 | +329.3% | COM | 437076102 |
| AMZN | AMAZON COM INC | 76,225 | $11,365 | 1.6% | $123.22 | +13.8% | COM | 023135106 |
| XOM | EXXON MOBIL CORPORATION | 105,138 | $10,611 | 1.5% | $61.37 | +59.0% | COM | 30231G102 |
| ADBE | ADOBE SYSTEMS INC | 18,204 | $10,568 | 1.4% | $128.27 | +349.6% | COM | 00724F101 |
| TMO | THERMO FISHER SCIENTIFIC INC. | 18,682 | $10,114 | 1.4% | $103.95 | +362.5% | COM | 883556102 |
| UNH | UNITED HEALTHCARE CORP | 18,004 | $9,660 | 1.3% | $179.37 | +185.1% | COM | 91324P102 |
| AMD | ADVANCED MICRO DIVICES INC | 65,443 | $9,566 | 1.3% | $107.79 | +9.3% | COM | 007903107 |
| MDT | MEDTRONIC PLC | 106,116 | $9,186 | 1.3% | $59.70 | +19.7% | COM | G5960L103 |
| XLV | SPDR SECTOR HEALTH CARE ETF | 65,422 | $9,182 | 1.3% | $134.53 | — | COM | 81369Y209 |
| WY | WEYERHAEUSER CO | 248,317 | $8,015 | 1.1% | $29.75 | -2.1% | COM | 962166104 |
| DHR | DANAHER CORP | 34,000 | $7,985 | 1.1% | $104.95 | +100.4% | COM | 235851102 |
| MRSH | MARSH & MCLENNAN CO INC | 41,417 | $7,935 | 1.1% | $74.56 | +150.7% | COM | 571748102 |
| ABBV | ABBVIE INC COM | 48,139 | $7,771 | 1.1% | $128.40 | +5.7% | COM | 00287Y109 |
| AVGO | BROADCOM LTD | 7,226 | $7,767 | 1.1% | $48.08 | +91.8% | COM | 11135F101 |
| V | VISA INC | 28,994 | $7,612 | 1.0% | $181.01 | +34.1% | COM | 92826C839 |
| PEP | PEPSICO INCORPORATED | 44,838 | $7,583 | 1.0% | $71.45 | +115.2% | COM | 713448108 |
| XLF | SPDR SECTOR FINANCIAL ETF | 195,356 | $7,422 | 1.0% | $37.28 | — | COM | 81369Y605 |
| CSX | C S X CORP | 213,222 | $7,397 | 1.0% | $27.31 | +13.0% | COM | 126408103 |
| AXP | AMERICAN EXPRESS CORP | 38,527 | $7,290 | 1.0% | $149.89 | +4.7% | COM | 025816109 |
| URI | UNITED RENTALS INC | 13,035 | $7,180 | 1.0% | $336.67 | +37.4% | COM | 911363109 |
| FLOT | ISHARES FLOATING RATE BOND | 139,723 | $7,084 | 1.0% | $50.45 | — | COM | 46429B655 |
| KLAC | K L A TENCOR CORP | 12,342 | $6,941 | 1.0% | $366.36 | +39.5% | COM | 482480100 |
| WBS | WEBSTER FINL CORP | 149,258 | $6,836 | 0.9% | $47.41 | -8.9% | COM | 947890109 |
| XLY | SPDR SECTOR CONSUMER DISCRETIONARY ETF | 35,338 | $6,204 | 0.8% | $177.21 | — | COM | 81369Y407 |
| CRM | SALESFORCE COM | 23,429 | $6,112 | 0.8% | $154.38 | +44.8% | COM | 79466L302 |
| CSCO | CISCO SYSTEMS INC | 120,751 | $6,093 | 0.8% | $31.71 | +51.3% | COM | 17275R102 |
| MS | MORGAN STANLEY | 64,679 | $6,048 | 0.8% | $49.35 | +51.6% | COM | 617446448 |
| SBUX | STARBUCKS CORP | 63,747 | $6,004 | 0.8% | $79.03 | +16.7% | COM | 855244109 |
| CMG | CHIPOTLE MEXICAN GRILL INC. COM | 2,557 | $5,718 | 0.8% | $27.52 | +51.2% | COM | 169656105 |
| XLI | SPDR SECTOR INDUSTRIAL ETF | 50,809 | $5,699 | 0.8% | $102.16 | — | COM | 81369Y704 |
| XLC | SPDR SECTOR COMMUNICATION SERVICES ETF | 76,332 | $5,584 | 0.8% | $66.06 | — | COM | 81369Y852 |
| PLD | PROLOGICS INC. | 40,575 | $5,403 | 0.7% | $86.75 | +21.7% | COM | 74340W103 |
| SHW | SHERWIN WILLIAMS CO | 18,003 | $5,391 | 0.7% | $215.69 | +22.4% | COM | 824348106 |
| GTLS | CHART INDUSTRIES INC | 39,233 | $5,228 | 0.7% | $140.98 | -4.1% | COM | 16115Q308 |
| NUE | NUCOR CORP | 28,893 | $4,991 | 0.7% | $137.51 | +11.5% | COM | 670346105 |
| MCD | MCDONALDS CORP | 16,605 | $4,847 | 0.7% | $206.37 | +25.3% | COM | 580135101 |
| BAC | BANKAMERICA CORP | 140,887 | $4,813 | 0.7% | $18.88 | +46.3% | COM | 060505104 |
| LECO | LINCOLN ELEC HLDGS INC | 22,462 | $4,767 | 0.7% | $103.22 | +86.9% | COM | 533900106 |
| FLR | FLUOR CORPORATION | 122,473 | $4,685 | 0.6% | $27.91 | +32.4% | COM | 343412102 |
| META | META PLATFORMS INC | 12,825 | $4,600 | 0.6% | $128.76 | +151.2% | COM | 30303M102 |
| AZO | AUTOZONE INC | 1,623 | $4,145 | 0.6% | $1460.26 | +77.6% | COM | 053332102 |
| CVX | CHEVRON CORP | 26,771 | $4,002 | 0.5% | $101.58 | +35.7% | COM | 166764100 |
| BKR | BAKER HUGHES CO | 119,604 | $3,880 | 0.5% | $30.49 | +6.5% | COM | 05722G100 |
| MDLZ | MODELEZ INTERANTIONAL INC | 52,611 | $3,878 | 0.5% | $60.41 | +6.5% | COM | 609207105 |
| GWW | W.W. GRAINGER INC | 4,713 | $3,875 | 0.5% | $666.06 | +13.6% | COM | 384802104 |
| SLB | SCHLUMBERGER LTD | 74,578 | $3,753 | 0.5% | $43.76 | +17.0% | COM | 806857108 |
| SPSM | SPDR PORTFOLIO S&P 600 SMALL CAP ETF | 90,244 | $3,729 | 0.5% | $39.39 | — | COM | 78468R853 |
| AES | AES CORP | 194,757 | $3,714 | 0.5% | $14.59 | +0.6% | COM | 00130H105 |
| PFE | PFIZER INCORPORATED | 125,106 | $3,701 | 0.5% | $23.55 | +12.1% | COM | 717081103 |
| LEN | LENNAR CORP | 24,509 | $3,659 | 0.5% | $79.83 | +46.4% | COM | 526057104 |
| XLP | SPDR SECTOR CONSUMER STAPLES ETF | 50,073 | $3,632 | 0.5% | $75.04 | — | COM | 81369Y308 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 6,787 | $3,404 | 0.5% | $437.81 | — | COM | 78467Y107 |
| XLE | SPDR SECTOR ENERGY ETF | 39,371 | $3,295 | 0.5% | $76.60 | — | COM | 81369Y506 |
| PG | PROCTER & GAMBLE CO | 21,648 | $3,219 | 0.4% | $80.61 | +74.4% | COM | 742718109 |
| CIEN | CIENA CORP | 63,978 | $3,032 | 0.4% | $51.76 | -14.8% | COM | 171779309 |
| ORCL | ORACLE CORPORATION | 26,449 | $2,768 | 0.4% | $30.52 | +249.6% | COM | 68389X105 |
| ADP | AUTO DATA PROCESSING | 11,307 | $2,677 | 0.4% | $57.45 | +286.5% | COM | 053015103 |
| JNJ | JOHNSON & JOHNSON | 15,904 | $2,569 | 0.4% | $69.40 | +106.9% | COM | 478160104 |
| IBM | INTL BUSINESS MACHINES | 15,094 | $2,432 | 0.3% | $109.71 | +29.0% | COM | 459200101 |
| WMT | WAL-MART STORES INC | 15,225 | $2,409 | 0.3% | $34.94 | +47.8% | COM | 931142103 |
| COP | CONOCOPHILLIPS | 20,523 | $2,350 | 0.3% | $42.92 | +155.7% | COM | 20825C104 |
| DUK | DUKE ENERGY CORPORATION | 22,510 | $2,237 | 0.3% | $66.95 | +25.2% | COM | 26441C204 |
| VZ | VERIZON COMMUNICATIONS | 55,064 | $2,208 | 0.3% | $31.01 | -0.0% | COM | 92343V104 |
| DG | DOLLAR GENERAL CORPORATION | 16,190 | $2,173 | 0.3% | $117.12 | -1.0% | COM | 256677105 |
| MRK | MERCK & CO INC | 18,423 | $2,162 | 0.3% | $41.13 | +135.4% | COM | 58933Y105 |
| DIS | WALT DISNEY CO | 23,263 | $1,986 | 0.3% | $93.22 | -7.5% | COM | 254687106 |
| AMT | AMERN TOWER CORP CLASS A | 8,830 | $1,908 | 0.3% | $149.80 | +16.9% | COM | 03027X100 |
| RMD | RESMED INC | 11,000 | $1,900 | 0.3% | $57.28 | +163.1% | COM | 761152107 |
| XLU | SPDR SELECT SECTOR UTILITIES | 26,056 | $1,694 | 0.2% | $73.48 | — | COM | 81369Y886 |
| MINT | PIMCO ETF ENHANCED SHORT FD | 16,814 | $1,681 | 0.2% | $100.17 | — | COM | 72201R833 |
| QQQ | INVESCO QQQ TR UNIT SER 1 | 4,046 | $1,638 | 0.2% | $269.73 | — | COM | 46090E103 |
| BX | BLACKSTONE GROUP LP | 13,149 | $1,609 | 0.2% | $93.25 | +9.5% | COM | 09260D107 |
| INTC | INTEL CORP | 32,627 | $1,581 | 0.2% | $32.31 | +23.9% | COM | 458140100 |
| BA | BOEING CO | 6,885 | $1,577 | 0.2% | $129.83 | +64.7% | COM | 097023105 |
| SO | SOUTHERN COMPANY | 21,654 | $1,563 | 0.2% | $66.31 | -3.9% | COM | 842587107 |
| COST | COSTCO WHSL CORP NEW | 2,353 | $1,557 | 0.2% | $256.70 | +123.4% | COM | 22160K105 |
| ILMN | ILLUMINA INC | 11,114 | $1,485 | 0.2% | $310.95 | -62.9% | COM | 452327109 |
| EMR | EMERSON ELECTRIC CO | 13,251 | $1,269 | 0.2% | $42.56 | +107.0% | COM | 291011104 |
| ABT | ABBOTT LABORATORIES | 10,819 | $1,216 | 0.2% | $33.51 | +186.7% | COM | 002824100 |
| CVS | CVS HEALTH CORP | 14,536 | $1,173 | 0.2% | $49.26 | +32.8% | COM | 126650100 |
| — | NUVEEN MUNICIPAL VALUE FUND INC | 122,686 | $1,066 | 0.1% | $10.51 | — | COM | 670928100 |
| NOC | NORTHROP GRUMMAN CORP | 2,242 | $1,066 | 0.1% | $142.28 | +217.7% | COM | 666807102 |
| GOOGL | ALPHABET INC CLASS A | 7,105 | $986 | 0.1% | $108.33 | +23.1% | COM | 02079K305 |
| RTX | RAYTHEON COMPANY NEW | 11,409 | $979 | 0.1% | $83.84 | -9.8% | COM | 75513E101 |
| SJM | JM SMUCKER CO | 7,565 | $976 | 0.1% | $121.23 | -11.9% | COM | 832696405 |
| CAT | CATERPILLAR INC | 3,161 | $924 | 0.1% | $88.41 | +184.2% | COM | 149123101 |
| TSLA | TESLA MOTORS INC | 3,841 | $924 | 0.1% | $269.47 | -11.8% | COM | 88160R101 |
| LMT | LOCKHEED MARTIN CORP | 1,988 | $912 | 0.1% | $247.05 | +69.0% | COM | 539830109 |
| SYY | SYSCO CORPORATION | 11,894 | $899 | 0.1% | $55.07 | +17.8% | COM | 871829107 |
| T | AT & T INC | 51,674 | $895 | 0.1% | $13.39 | +6.1% | COM | 00206R102 |
| CMCSA | COMCAST CORP NEW CL A | 19,708 | $862 | 0.1% | $30.41 | +31.8% | COM | 20030N101 |
| NKE | NIKE INC CLASS B | 8,049 | $834 | 0.1% | $54.11 | +90.3% | COM | 654106103 |
| FLO | FLOWERS FOODS INC | 34,764 | $796 | 0.1% | $23.02 | -16.6% | COM | 343498101 |
| BMY | BRISTOL-MYERS SQUIBB CO | 15,126 | $783 | 0.1% | $33.83 | +39.0% | COM | 110122108 |
| CMC | COMMERCIAL METALS CO | 14,810 | $768 | 0.1% | $13.96 | +216.7% | COM | 201723103 |
| PSX | PHILLIPS 66 | 5,679 | $760 | 0.1% | $48.39 | +129.5% | COM | 718546104 |
| SUB | ISHARES SHORT-TERM NATIONAL | 7,215 | $760 | 0.1% | $104.16 | — | COM | 464288158 |
| XLB | MATERIALS SELECT SECTOR SPDR ETF | 8,541 | $723 | 0.1% | $76.74 | — | COM | 81369Y100 |
| SUN | SUNOCO LP COM | 12,000 | $692 | 0.1% | $28.75 | — | COM | 86765K109 |
| NEE | NEXTERA ENERGY INC. | 10,990 | $691 | 0.1% | $77.12 | -30.7% | COM | 65339F101 |
| XLRE | REAL ESTATE SELECT SECTOR SPDR | 16,948 | $675 | 0.1% | $38.27 | — | COM | 81369Y860 |
| CSW | CSW INDUSTRIALS INC | 3,212 | $659 | 0.1% | $60.37 | +198.0% | COM | 126402106 |
| SPYG | SPDR PORTFILIO S&P 500 GROWTH | 9,887 | $638 | 0.1% | $58.18 | — | COM | 78464A409 |
| DD | DUPONT DE NEMOURS INC | 8,289 | $636 | 0.1% | $22.25 | +30.4% | COM | 26614N102 |
| IYW | ISHARES US TECHNOLOGY ETF | 5,040 | $609 | 0.1% | $113.39 | — | COM | 464287721 |
| CB | CHUBB LIMITED | 2,671 | $604 | 0.1% | $139.33 | +53.4% | COM | H1467J104 |
| SPYV | SPDR PORTFILIO S&P 500 VALUE | 11,819 | $555 | 0.1% | $36.87 | — | COM | 78464A508 |
| NYF | ISHARES NEW YORK MUNI BOND | 10,200 | $552 | 0.1% | $50.62 | — | COM | 464288323 |
| ITW | ILLINOIS TOOL WORKS INC | 2,135 | $549 | 0.1% | $62.74 | +262.4% | COM | 452308109 |
| AMGN | AMGEN INC COM | 1,760 | $547 | 0.1% | $119.35 | +113.7% | COM | 031162100 |
| SPMD | SPDR PORTFOLIO S&P 400 MID CAP ETF | 11,248 | $541 | 0.1% | $44.89 | — | COM | 78464A847 |
| GE | GENERAL ELECTRIC COMPANY | 4,140 | $531 | 0.1% | $45.01 | +103.2% | COM | 369604301 |
| OSK | OSHKOSH CORP | 4,963 | $528 | 0.1% | $49.88 | +86.3% | COM | 688239201 |
| IJR | ISHARES TR CORE S&P SMALL-CAP ETF | 4,968 | $527 | 0.1% | $82.02 | — | COM | 464287804 |
| IRM | IRON MOUNTAIN INC | 7,145 | $486 | 0.1% | $29.06 | +101.0% | COM | 46284V101 |
| CTRA | COTERRA ENERGY INC | 18,132 | $463 | 0.1% | $17.83 | +39.9% | COM | 127097103 |
| EXR | EXTRA SPACE STORAGE INC | 2,864 | $458 | 0.1% | $121.22 | -4.6% | COM | 30225T102 |
| HON | HONEYWELL INTERNATIONAL | 2,238 | $454 | 0.1% | $111.21 | +54.9% | COM | 438516106 |
| BCPC | BALCHEM CORP | 3,183 | $453 | 0.1% | $53.03 | +137.1% | COM | 057665200 |
| MA | MASTERCARD INC | 1,046 | $441 | 0.1% | $325.17 | +22.1% | COM | 57636Q104 |
| O | REALTY INCOME CORP | 7,308 | $435 | 0.1% | $57.22 | -18.8% | COM | 756109104 |
| EL | ESTEE LAUDER COMPANIES INC CL A | 2,948 | $410 | 0.1% | $107.10 | +18.7% | COM | 518439104 |
| NSC | NORFOLK SOUTHERN CORP | 1,750 | $402 | 0.1% | $86.07 | +132.5% | COM | 655844108 |
| IVV | ISHARES TRUST S&P | 810 | $386 | 0.1% | $386.16 | — | COM | 464287200 |
| QCOM | QUALCOMM INC | 2,753 | $383 | 0.1% | $86.46 | +36.9% | COM | 747525103 |
| PFF | ISHARES TR S&P US PFD STK INDE | 12,140 | $381 | 0.1% | $31.67 | — | COM | 464288687 |
| PNC | PNC FINANCIAL SERVICES | 2,399 | $378 | 0.1% | $129.76 | -7.6% | COM | 693475105 |
| IGM | ISHARES NORTH AMERICAN TECH | 800 | $354 | 0.0% | $378.92 | — | COM | 464287549 |
| BK | THE BANK OF NY MELLON CORP | 6,552 | $345 | 0.0% | $24.38 | +79.1% | COM | 064058100 |
| ED | CONSOLIDATED EDISON INC | 3,654 | $343 | 0.0% | $74.06 | +12.1% | COM | 209115104 |
| GLW | CORNING INC | 10,715 | $336 | 0.0% | $12.58 | +115.6% | COM | 219350105 |
| AFL | AFLAC INC | 3,897 | $323 | 0.0% | $70.52 | +9.2% | COM | 001055102 |
| DLR | DIGITAL REALTY TRUST, INC. | 2,334 | $312 | 0.0% | $108.51 | +11.1% | COM | 253868103 |
| ALB | ALBEMARLE CORP | 2,250 | $307 | 0.0% | $83.00 | +59.2% | COM | 012653101 |
| MMM | 3M COMPANY | 2,822 | $307 | 0.0% | $96.36 | -21.6% | COM | 88579Y101 |
| BP | BP PLC ADR | 8,609 | $305 | 0.0% | $35.21 | — | COM | 055622104 |
| KO | COCA COLA COMPANY | 5,020 | $302 | 0.0% | $38.41 | +38.7% | COM | 191216100 |
| VLO | VALERO ENERGY CORP | 2,276 | $294 | 0.0% | $55.38 | +115.5% | COM | 91913Y100 |
| ABR | Arbor Realty Trust Inc | 20,000 | $294 | 0.0% | $11.50 | — | COM | 038923108 |
| HUBB | HUBBELL INC | 900 | $291 | 0.0% | $199.94 | +46.2% | COM | 443510607 |
| LOW | LOWES COMPANIES INC | 1,335 | $290 | 0.0% | $66.86 | +191.2% | COM | 548661107 |
| PCEF | INVESCO EX TR FD TR II CEF INCOME COM | 15,704 | $286 | 0.0% | $22.09 | — | COM | 46138E404 |
| NVO | NOVO NORDISK A/S | 2,514 | $267 | 0.0% | $106.40 | — | COM | 670100205 |
| — | NUVEEN AMT FREE MUN INCOME FD | 23,870 | $264 | 0.0% | $13.13 | — | COM | 670657105 |
| GS | GOLDMAN SACHS GROUP INC | 679 | $264 | 0.0% | $138.74 | +129.0% | COM | 38141G104 |
| SHEL | SHELL PLC ADR | 3,980 | $257 | 0.0% | $54.87 | — | COM | 780259305 |
| CI | CIGNA CORP | 816 | $256 | 0.0% | $190.77 | +47.2% | COM | 125523100 |
| IVW | ISHARES TR S&P 500 GROWTH ETF | 3,400 | $253 | 0.0% | $63.89 | — | COM | 464287309 |
| ENB | ENBRIDGE INC | 6,563 | $244 | 0.0% | $26.36 | +11.6% | COM | 29250N105 |
| DVN | DEVON ENERGY CORP | 5,228 | $238 | 0.0% | $49.34 | -14.0% | COM | 25179M103 |
| HSY | THE HERSHEY CO | 1,164 | $223 | 0.0% | $163.59 | +8.6% | COM | 427866108 |
| SPG | SIMON PROPERTY GROUP INC | 1,550 | $221 | 0.0% | $111.91 | -3.2% | COM | 828806109 |
| VOO | VANGUARD INDEX FD S&P 500 ETF | 492 | $215 | 0.0% | $392.70 | — | COM | 922908363 |
| CAH | CARDINAL HEALTH INC | 1,950 | $205 | 0.0% | $95.72 | 0.0% | COM | 14149Y108 |
| BALL | BALL CORP | 3,500 | $200 | 0.0% | $50.04 | 0.0% | COM | 058498106 |
| RITM | RITHM CAPITAL | 17,600 | $187 | 0.0% | $9.68 | — | COM | 64828T201 |
| AGNC | AGNC INVESTMENT CORP | 16,000 | $159 | 0.0% | $12.74 | — | COM | 00123Q104 |
| RC | READY CAPITAL CORPORATION | 15,700 | $159 | 0.0% | $10.43 | — | COM | 75574U101 |
| — | NUVEEN AMT FREE MUNICIPAL CREDIT INCOME FD | 10,500 | $127 | 0.0% | $46.56 | — | COM | 67071L106 |
| — | NUVEEN MUNICIPAL CR INCOME FD | 10,500 | $127 | 0.0% | $13.43 | — | COM | 67070X101 |
| — | NEW YORK COMMUNITY BANCORP INC | 11,000 | $116 | 0.0% | $8.60 | — | COM | 649445103 |
| — | NUVEEN MUN HIGH INCOME OPP FD | 11,500 | $114 | 0.0% | $12.55 | — | COM | 670682103 |
| ECC | EAGLE POINT CREDIT CO LLC | 10,500 | $105 | 0.0% | $10.10 | — | COM | 269808101 |
| BRSP | BRIGHTSPIRE CAPITAL INC. | 12,000 | $90 | 0.0% | $6.26 | — | COM | 10949T109 |
| CHMI | CHERRY HILL MTG INVT CORP | 12,000 | $49 | 0.0% | $5.64 | — | COM | 164651101 |
| PLG | PLATINUM GROUP METALS LTD | 13,150 | $16 | 0.0% | $1.29 | -16.0% | COM | 72765Q882 |
| — | PIERIS PHARMACEUTICALS INC | 14,000 | $2 | 0.0% | $1.04 | — | COM | 720795103 |