Location: Irvine, CA
CIK: 0001086763 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 16, 2015
Total Value: $1.218B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MSFT | Microsoft Corp | 1,722,431 | $76.23M | 6.3% | — | — | COM | 594918104 |
| — | Rexford Industrial Realty Inc | 4,458,329 | $61.48M | 5.0% | — | — | COM | 76169c100 |
| — | Vereit, Inc. | 7,612,787 | $58.77M | 4.8% | — | — | COM | 92339v100 |
| JNJ | Johnson & Johnson Com | 345,466 | $32.25M | 2.6% | — | — | COM | 478160104 |
| BRK/B | Berkshire Hathaway Inc Cl B | 238,558 | $31.11M | 2.6% | — | — | CL B NEW | 084670702 |
| PFE | Pfizer Inc | 967,086 | $30.38M | 2.5% | — | — | COM | 717081103 |
| PM | Philip Morris International In | 382,216 | $30.32M | 2.5% | — | — | COM | 718172109 |
| DEO | Diageo PLC | 264,354 | $28.5M | 2.3% | — | — | SPON ADR NEW | 25243Q205 |
| WFC | Wells Fargo & Co | 537,750 | $27.61M | 2.3% | — | — | COM | 949746101 |
| UPS | United Parcel Service Inc | 278,906 | $27.52M | 2.3% | — | — | CL B | 911312106 |
| MDLZ | Mondelez International Inc | 623,857 | $26.12M | 2.1% | — | — | CL A | 609207105 |
| — | Medtronic PLC | 380,811 | $25.49M | 2.1% | — | — | SHS | g5960l103 |
| BK | Bank of New York Mellon Co | 636,503 | $24.92M | 2.0% | — | — | COM | 064058100 |
| AXP | American Express Co | 332,833 | $24.67M | 2.0% | — | — | COM | 025816109 |
| ORCL | Oracle Corp | 649,071 | $23.44M | 1.9% | — | — | COM | 68389X105 |
| NVS | Novartis AG | 249,186 | $22.91M | 1.9% | — | — | SPONSORED ADR | 66987V109 |
| MO | Altria Group Inc | 419,149 | $22.8M | 1.9% | — | — | COM | 02209S103 |
| TJX | TJX Cos Inc | 276,543 | $19.75M | 1.6% | — | — | COM | 872540109 |
| — | BlackRock Inc Co | 66,038 | $19.64M | 1.6% | — | — | COM | 09247X101 |
| — | Chambers Street Properties | 3,003,307 | $19.49M | 1.6% | — | — | COM | 157842105 |
| — | Level 3 Communications Inc | 428,381 | $18.72M | 1.5% | — | — | COM NEW | 52729n308 |
| MRK | Merck & Co Inc New Com | 365,955 | $18.07M | 1.5% | — | — | COM | 58933Y105 |
| — | Comcast Corp | 314,066 | $17.98M | 1.5% | — | — | CL A SPL | 20030N200 |
| — | Google Inc Class C | 26,804 | $16.31M | 1.3% | — | — | CL C | 38259p706 |
| QCOM | QUALCOMM Inc | 299,240 | $16.08M | 1.3% | — | — | COM | 747525103 |
| IBM | International Business Machine | 110,272 | $15.99M | 1.3% | — | — | COM | 459200101 |
| BTI | British American Tobacco PLC | 141,544 | $15.58M | 1.3% | — | — | SPONSORED ADR | 110448107 |
| UNP | Union Pacific Corp | 175,751 | $15.54M | 1.3% | — | — | COM | 907818108 |
| DIS | Walt Disney Co | 144,964 | $14.81M | 1.2% | — | — | COM DISNEY | 254687106 |
| BUD | Anheuser-Busch InBev NV | 133,256 | $14.17M | 1.2% | — | — | SPONSORED ADR | 03524A108 |
| RSG | Republic Services Inc | 342,910 | $14.13M | 1.2% | — | — | COM | 760759100 |
| GS | Goldman Sachs Group Inc | 76,891 | $13.36M | 1.1% | — | — | COM | 38141G104 |
| SPY | Spdr S&P 500 Etf Tr Tr Unit | 68,382 | $13.1M | 1.1% | — | — | TR UNIT | 78462F103 |
| LYV | Live Nation Entertainment Inc | 534,812 | $12.86M | 1.1% | — | — | COM | 538034109 |
| — | Oaktree Capital Group LLC | 255,976 | $12.67M | 1.0% | — | — | UNIT CL A | 674001201 |
| BA | Boeing Co | 94,945 | $12.43M | 1.0% | — | — | COM | 097023105 |
| — | Nielsen Holdings PLC | 274,931 | $12.23M | 1.0% | — | — | SHS EUR | g6518l108 |
| — | PIMCO Dynamic Credit Income Fu | 630,583 | $11.52M | 0.9% | — | — | COM SHS | 72202d106 |
| — | Dow Chemical Co/The | 265,265 | $11.25M | 0.9% | — | — | COM | 260543103 |
| — | Monsanto Co | 121,836 | $10.4M | 0.9% | — | — | COM | 61166w101 |
| — | Twenty First Centy Fox Cl A | 385,184 | $10.39M | 0.9% | — | — | CL A | 90130a101 |
| OXY | Occidental Petroleum Corp | 148,543 | $9.826M | 0.8% | — | — | COM | 674599105 |
| — | PCM Fund Inc | 983,539 | $9.344M | 0.8% | — | — | COM | 69323T101 |
| DVN | Devon Energy Corp | 242,052 | $8.978M | 0.7% | — | — | COM | 25179M103 |
| — | Doubleline Income Solutions Cl | 488,894 | $8.453M | 0.7% | — | — | COM | 258622109 |
| SBUX | Starbucks Corp | 144,354 | $8.205M | 0.7% | — | — | COM | 855244109 |
| — | PIMCO Dynamic Income Fund | 262,372 | $7.556M | 0.6% | — | — | SHS | 72201y101 |
| AAPL | Apple Inc | 66,359 | $7.319M | 0.6% | — | — | COM | 037833100 |
| — | Nuveen Credit Strategies Incom | 908,517 | $7.25M | 0.6% | — | — | COM SHS | 67073d102 |
| — | Cohen & Steers Limited Duratio | 314,849 | $6.974M | 0.6% | — | — | COM | 19248c105 |
| — | PICO Holdings Inc | 619,145 | $5.993M | 0.5% | — | — | COM NEW | 693366205 |
| — | Pimco Income Strategy Fund II | 664,610 | $5.875M | 0.5% | — | — | COM | 72201j104 |
| GILD | Gilead Sciences Inc | 58,819 | $5.775M | 0.5% | — | — | COM | 375558103 |
| — | Pimco Corporate Opportunity Fu | 413,787 | $5.503M | 0.5% | — | — | COM | 72201b101 |
| TEVA | Teva Pharmaceutical Industries | 93,830 | $5.298M | 0.4% | — | — | ADR | 881624209 |
| — | Nuveen Build America Bond Fund | 232,655 | $4.572M | 0.4% | — | — | COM | 67074c103 |
| — | Blackrock Build America Bond T | 223,719 | $4.515M | 0.4% | — | — | SHS | 09248x100 |
| — | Retail Opportunity Investments | 271,178 | $4.485M | 0.4% | — | — | COM | 76131n101 |
| — | Doubleline Opportunistic Credi | 179,833 | $4.474M | 0.4% | — | — | COM | 258623107 |
| — | Templeton Emerging Markets Inc | 459,470 | $4.452M | 0.4% | — | — | COM | 880192109 |
| — | Biogen Idec Inc | 14,708 | $4.292M | 0.4% | — | — | COM | 09062x103 |
| — | Nuveen Global High Income Fund | 281,981 | $4.066M | 0.3% | — | — | SHS | 67075g103 |
| KO | Coca Cola Inc | 98,873 | $3.967M | 0.3% | — | — | COM | 191216100 |
| — | Nuveen Preferred Income Opport | 426,574 | $3.835M | 0.3% | — | — | COM | 67073b106 |
| — | Starwood Property Trust Inc | 167,448 | $3.436M | 0.3% | — | — | COM | 85571b105 |
| — | SPDR BarCap ST High Yield Bond | 118,610 | $3.195M | 0.3% | — | — | SHT TRM HGH YLD | 78468r408 |
| BRK/A | Berkshire Hathaway CL A | 1,600 | $3.124M | 0.3% | — | — | CL A | 084670108 |
| — | BlackRock Credit Allocation In | 254,230 | $3.094M | 0.3% | — | — | COM | 092508100 |
| — | GlaxoSmithKline PLC | 79,639 | $3.062M | 0.3% | — | — | SPONSORED ADR | 37733W105 |
| VOO | Vanguard S&P 500 ETF | 17,166 | $3.016M | 0.2% | — | — | S&P 500 ETF SHS | 922908363 |
| — | FTD Companies, Inc | 97,104 | $2.894M | 0.2% | — | — | COM | 30281v108 |
| — | Flaherty and Crumrine Dynamic | 127,659 | $2.857M | 0.2% | — | — | SHS | 33848w106 |
| — | Nuveen Quality Preferred Incom | 305,201 | $2.671M | 0.2% | — | — | COM | 67072C105 |
| — | Eaton Vance Limited Duration I | 206,811 | $2.622M | 0.2% | — | — | COM | 27828h105 |
| — | DreamWorks Animation SKG Inc | 146,021 | $2.548M | 0.2% | — | — | CL A | 26153c103 |
| — | Nuveen CA Muni Value Fund | 237,607 | $2.507M | 0.2% | — | — | COM | 67062C107 |
| ITOT | iShares Core S&P Total US Stoc | 28,001 | $2.453M | 0.2% | — | — | CORE S&P TTL STL | 464287150 |
| — | Diversified Real Asset Income | 151,673 | $2.439M | 0.2% | — | — | COM SHS | 25533B108 |
| — | Blackrock Ltd Duration | 167,982 | $2.426M | 0.2% | — | — | COM SHS | 09249w101 |
| — | Blackrock Floating Rate Income | 183,221 | $2.371M | 0.2% | — | — | COM | 09255x100 |
| — | Eaton Vance Short Duration | 165,982 | $2.196M | 0.2% | — | — | COM | 27828V104 |
| — | Western Asset Emerging Markets | 159,042 | $2.118M | 0.2% | — | — | COM | 95766a101 |
| — | Prologis Inc | 53,267 | $2.072M | 0.2% | — | — | COM | 74340w103 |
| — | Bofi Holding Inc | 15,245 | $1.964M | 0.2% | — | — | COM | 05566u108 |
| MCD | McDonald's Corp | 19,071 | $1.879M | 0.2% | — | — | COM | 580135101 |
| BF/B | Brown Forman Corp Class B With | 19,059 | $1.847M | 0.2% | — | — | CL B | 115637209 |
| XOM | Exxon Mobil Corp | 24,236 | $1.802M | 0.1% | — | — | COM | 30231G102 |
| CVX | Chevron Corp | 22,735 | $1.793M | 0.1% | — | — | COM | 166764100 |
| BMY | Bristol Myers Squibb Co | 29,731 | $1.76M | 0.1% | — | — | COM | 110122108 |
| — | Aon plc | 19,466 | $1.725M | 0.1% | — | — | SHS CL A | G0408V102 |
| — | Unilever NV | 42,800 | $1.721M | 0.1% | — | — | N Y SHS NEW | 904784709 |
| — | Alliance Bernstein Inc Fund | 215,177 | $1.691M | 0.1% | — | — | COM | 01881e101 |
| PEP | PepsiCo Inc | 17,832 | $1.682M | 0.1% | — | — | COM | 713448108 |
| — | UCP Inc CL A | 248,844 | $1.67M | 0.1% | — | — | CL A | 90265y106 |
| — | Ares Dynamic Credit Allocation | 116,487 | $1.627M | 0.1% | — | — | COM | 04014F102 |
| — | Broadcom Corp | 29,830 | $1.534M | 0.1% | — | — | CL A | 111320107 |
| — | Ventas Inc | 27,303 | $1.531M | 0.1% | — | — | COM | 92276f100 |
| — | Coca-Cola Enterprises Inc | 30,113 | $1.456M | 0.1% | — | — | COM | 19122t109 |
| TELFY | Telefonica SA | 120,313 | $1.449M | 0.1% | — | — | SPONSORED ADR | 879382208 |
| — | Great AJAX Corp | 115,201 | $1.425M | 0.1% | — | — | COM | 38983d300 |
| EFA | iShares MSCI Eafe Index Fund | 24,018 | $1.377M | 0.1% | — | — | MSCI EAFE ETF | 464287465 |
| PG | Procter & Gamble Co | 18,532 | $1.333M | 0.1% | — | — | COM | 742718109 |
| — | Blackrock Debt Strategies Fund | 399,102 | $1.333M | 0.1% | — | — | COM | 09255R103 |
| — | PayPal Holdings Inc | 42,296 | $1.313M | 0.1% | — | — | COM | 70450y103 |
| — | Lions Gate Entertainment Corp | 34,622 | $1.274M | 0.1% | — | — | COM NEW | 535919203 |
| WYNN | Wynn Resorts Ltd | 23,340 | $1.24M | 0.1% | — | — | COM | 983134107 |
| HD | Home Depot Inc/The | 10,647 | $1.23M | 0.1% | — | — | COM | 437076102 |
| — | Global Net Lease, Inc. | 130,945 | $1.205M | 0.1% | — | — | COM | 379378102 |
| — | General Electric Co | 45,465 | $1.147M | 0.1% | — | — | COM | 369604103 |
| — | Twitter Inc Com | 42,139 | $1.135M | 0.1% | — | — | COM | 90184l102 |
| — | Cogent Communication | 40,861 | $1.11M | 0.1% | — | — | CONM NEW | 19239v302 |
| — | Source Capital Inc | 16,095 | $1.09M | 0.1% | — | — | COM | 836144105 |
| UNH | UnitedHealth Group Inc | 9,340 | $1.084M | 0.1% | — | — | COM | 91324P102 |
| — | Ambev SA American Depositary | 214,302 | $1.05M | 0.1% | — | — | SPONSORED ADR | 02319v103 |
| — | Flaherty And Crumine/Claymore | 55,940 | $1.049M | 0.1% | — | — | COM | 338478100 |
| SLB | Schlumberger Ltd | 14,913 | $1.029M | 0.1% | — | — | COM | 806857108 |
| VO | Vanguard Mid Cap ETF | 8,658 | $1.01M | 0.1% | — | — | MID CAP ETF | 922908629 |
| EPD | Enterprise Prods Partners L P | 40,263 | $1.003M | 0.1% | — | — | COM | 293792107 |
| CSCO | Cisco Systems Inc | 36,380 | $955K | 0.1% | — | — | COM | 17275R102 |
| PRU | Prudential Financial Inc | 12,419 | $946K | 0.1% | — | — | COM | 744320102 |
| AMGN | Amgen Inc | 6,699 | $927K | 0.1% | — | — | COM | 031162100 |
| — | Google Inc Class A | 1,382 | $882K | 0.1% | — | — | CL A | 38259p508 |
| XMHIX | Pioneer Municipal High Income | 69,474 | $882K | 0.1% | — | — | COM SHS | 723763108 |
| — | AbbVie Inc. | 15,122 | $823K | 0.1% | — | — | COM | 00287y109 |
| — | General American Investors | 26,446 | $819K | 0.1% | — | — | COM | 368802104 |
| LLY | Eli Lilly & Co | 9,593 | $803K | 0.1% | — | — | COM | 532457108 |
| — | AT&T Inc | 23,835 | $777K | 0.1% | — | — | COM | 00206r102 |
| ALEX | Alexander & Baldwin Inc | 22,424 | $770K | 0.1% | — | — | COM | 014491104 |
| — | Pimco CA Municipal Income Fund | 67,409 | $737K | 0.1% | — | — | COM | 72201c109 |
| — | Facebook Inc | 8,106 | $729K | 0.1% | — | — | CL A | 30303m102 |
| — | Eaton Vance National Muni | 34,515 | $715K | 0.1% | — | — | COM SHS | 27829l105 |
| — | Nuveen Build America Bond Oppo | 36,672 | $712K | 0.1% | — | — | COM | 67074q102 |
| INTC | Intel Corp | 22,335 | $673K | 0.1% | — | — | COM | 458140100 |
| MMM | 3M Co Com | 4,418 | $626K | 0.1% | — | — | COM | 88579Y101 |
| DVY | iShares DJ Select Dividend Ind | 8,600 | $626K | 0.1% | — | — | SELECT DIVID ETF | 464287168 |
| JPM | JPMorgan Chase & Co | 9,728 | $593K | 0.0% | — | — | COM | 46625H100 |
| — | Costco Wholesale Corp | 4,071 | $589K | 0.0% | — | — | COM | 22160k105 |
| — | Public Storage | 2,720 | $576K | 0.0% | — | — | COM | 74460d109 |
| — | Walgreen Co | 6,800 | $565K | 0.0% | — | — | COM | 931427108 |
| AGG | Ishares Lehman Aggregate | 5,144 | $564K | 0.0% | — | — | CORE US AGGBD ET | 464287226 |
| — | Verizon Communications Inc | 12,628 | $549K | 0.0% | — | — | COM | 92343v104 |
| D | Dominion Resources Inc/VA | 7,688 | $541K | 0.0% | — | — | COM | 25746U109 |
| HYG | iShares Iboxx High Yield Corpo | 6,361 | $530K | 0.0% | — | — | IBOX HI YD ETF | 464288513 |
| NUE | Nucor Corp | 14,000 | $526K | 0.0% | — | — | COM | 670346105 |
| ABT | Abbott Laboratories | 13,052 | $525K | 0.0% | — | — | COM | 002824100 |
| EMR | Emerson Electric Co | 11,648 | $514K | 0.0% | — | — | COM | 291011104 |
| EW | Edwards Lifesciences Corp | 3,607 | $513K | 0.0% | — | — | COM | 28176E108 |
| — | Blackrock Muniholdings CA Insu | 34,782 | $500K | 0.0% | — | — | COM | 09254l107 |
| — | SPDR Gold Trust | 4,603 | $492K | 0.0% | — | — | GLD SHS | 78463v107 |
| LMT | Lockheed Martin Corp | 2,344 | $486K | 0.0% | — | — | COM | 539830109 |
| — | Flaherty & Crumrine Preferred | 47,218 | $485K | 0.0% | — | — | COM | 33848E106 |
| — | Kansas City Southern | 5,300 | $482K | 0.0% | — | — | COM NEW | 485170302 |
| SYY | Sysco Corp | 12,294 | $479K | 0.0% | — | — | COM | 871829107 |
| CL | Colgate-Palmolive Co | 7,434 | $472K | 0.0% | — | — | COM | 194162103 |
| — | Fox Entertainment Group Inc | 17,275 | $468K | 0.0% | — | — | CL B | 90130a200 |
| USB | US Bancorp | 11,344 | $465K | 0.0% | — | — | COM NEW | 902973304 |
| — | Pimco Municipal Income Fund II | 38,445 | $462K | 0.0% | — | — | COM | 72200w106 |
| — | Blackrock Target Trm Tr | 22,518 | $459K | 0.0% | — | — | COM SHS BEN IN | 09257p105 |
| — | General Motors Co | 15,277 | $459K | 0.0% | — | — | COM | 37045v100 |
| IWM | iShares Russell 2000 Index Fun | 4,184 | $457K | 0.0% | — | — | RUSSELL 2000 ETF | 464287655 |
| — | Cigna Corp | 3,345 | $452K | 0.0% | — | — | COM | 125509109 |
| — | Nuveen CA Muni Advantage Fd | 29,601 | $443K | 0.0% | — | — | COM | 67066Y105 |
| — | Pimco Municipal Income Fund III | 40,355 | $443K | 0.0% | — | — | COM | 72201a103 |
| VIOO | Vanguard S&P Small-Cap 600 ETF | 4,550 | $441K | 0.0% | — | — | SMLLCP 600 IDX | 921932828 |
| — | SPDR S&P MidCap 400 ETF Trust | 1,739 | $433K | 0.0% | — | — | UTSER1 S&PDCRP | 78467y107 |
| — | United Technologies Corp | 4,687 | $417K | 0.0% | — | — | COM | 913017109 |
| — | National Oilwell Varco Inc | 10,970 | $413K | 0.0% | — | — | COM | 637071101 |
| GBCI | Glacier Bancorp Inc | 15,614 | $412K | 0.0% | — | — | COM | 37637Q105 |
| IWF | iShares Russell 1000 Growth In | 4,419 | $411K | 0.0% | — | — | RUS 1000 GRW ETF | 464287614 |
| ARE | Alexandria Real Estate Equitie | 4,762 | $403K | 0.0% | — | — | COM | 015271109 |
| — | Boulder Brands | 47,300 | $387K | 0.0% | — | — | COM | 101405108 |
| ITW | Illinois Tool Works Inc | 4,672 | $385K | 0.0% | — | — | COM | 452308109 |
| — | Rockwell Collins Inc | 4,625 | $379K | 0.0% | — | — | COM | 774341101 |
| — | Nordstrom Inc | 5,050 | $362K | 0.0% | — | — | COM | 655664100 |
| — | Magellan Midstream Partners LP | 5,980 | $359K | 0.0% | — | — | COM UNIT RP LP | 559080106 |
| C | Citigroup Inc | 7,174 | $356K | 0.0% | — | — | COM NEW | 172967424 |
| — | TCW Strategic Income Fund Inc | 66,674 | $347K | 0.0% | — | — | COM | 872340104 |
| — | HCP Inc | 9,322 | $347K | 0.0% | — | — | COM | 40414L109 |
| HON | Honeywell International Inc | 3,560 | $337K | 0.0% | — | — | COM | 438516106 |
| KHC | Kraft Heinz Co. | 4,766 | $336K | 0.0% | — | — | COM | 500754106 |
| HAL | Halliburton Co | 9,416 | $333K | 0.0% | — | — | COM | 406216101 |
| ROK | Rockwell Automation Inc | 3,248 | $330K | 0.0% | — | — | COM | 773903109 |
| — | Yahoo! Inc | 10,577 | $306K | 0.0% | — | — | COM | 984332106 |
| ECL | Ecolab Inc | 2,771 | $304K | 0.0% | — | — | COM | 278865100 |
| — | EI du Pont de Nemours & Co | 6,226 | $300K | 0.0% | — | — | COM | 263534109 |
| PSEC | Prospect Capital Corp | 41,791 | $298K | 0.0% | — | — | COM | 74348T102 |
| — | Vanguard Short Term Corporate | 3,741 | $298K | 0.0% | — | — | SHTRM GVT BD ETF | 92206c409 |
| — | Time Warner Inc | 4,330 | $298K | 0.0% | — | — | COM NEW | 887317303 |
| WMT | Wal-Mart Stores Inc | 4,482 | $291K | 0.0% | — | — | COM | 931142103 |
| — | Time Warner Cable Inc | 1,618 | $290K | 0.0% | — | — | COM | 88732J207 |
| ADP | Automatic Data Processing Inc | 3,564 | $286K | 0.0% | — | — | COM | 053015103 |
| ILMN | Illumina Inc | 1,564 | $275K | 0.0% | — | — | COM | 452327109 |
| COP | ConocoPhillips | 5,724 | $275K | 0.0% | — | — | COM | 20825C104 |
| — | Total SA | 6,091 | $272K | 0.0% | — | — | SPONSORED ADR | 89151E109 |
| — | PG&E Corp | 5,130 | $271K | 0.0% | — | — | COM | 69331c108 |
| F | Ford Motor Co | 19,631 | $266K | 0.0% | — | — | COM PAR $0.01 | 345370860 |
| — | Pimco Income Strategy Fund | 27,259 | $264K | 0.0% | — | — | COM | 72201H108 |
| EIX | Edison International | 4,144 | $261K | 0.0% | — | — | COM | 281020107 |
| — | GoPro Inc | 8,170 | $255K | 0.0% | — | — | CL A | 38268t103 |
| RLI | RLI Corp | 4,700 | $252K | 0.0% | — | — | COM | 749607107 |
| NEE | NextEra Energy Inc | 2,513 | $245K | 0.0% | — | — | COM | 65339F101 |
| — | Advance Auto Parts Inc | 1,268 | $240K | 0.0% | — | — | COM | 00751y106 |
| BAC | Bank of America Corp | 14,997 | $234K | 0.0% | — | — | COM | 060505104 |
| — | Express Scripts Holding Co | 2,851 | $231K | 0.0% | — | — | COM | 30219g108 |
| SRE | Sempra Energy | 2,333 | $226K | 0.0% | — | — | COM | 816851109 |
| — | Zoetis Inc. | 5,492 | $226K | 0.0% | — | — | CL A | 98978v103 |
| MAT | Mattel Inc | 10,000 | $211K | 0.0% | — | — | COM | 577081102 |
| KR | Kroger Co/The | 5,810 | $210K | 0.0% | — | — | COM | 501044101 |
| LUV | Southwest Airlines Co | 5,508 | $210K | 0.0% | — | — | COM | 844741108 |
| PCAR | PACCAR Inc | 4,000 | $209K | 0.0% | — | — | COM | 693718108 |
| — | City National Corp/CA | 2,350 | $207K | 0.0% | — | — | COM | 178566105 |
| KMB | Kimberly-Clark Corp | 1,881 | $205K | 0.0% | — | — | COM | 494368103 |
| — | Raytheon Co | 1,855 | $203K | 0.0% | — | — | COM NEW | 755111507 |
| O | Realty Income Corp | 4,262 | $202K | 0.0% | — | — | COM | 756109104 |
| — | Just Energy Group Inc Com | 30,000 | $185K | 0.0% | — | — | COM | 48213w101 |
| — | Wells Fargo Multi-Sector Incom | 16,210 | $184K | 0.0% | — | — | COM SHS | 94987D101 |
| — | Nuveen Mun Value Fd Inc Com | 17,899 | $176K | 0.0% | — | — | COM | 670928100 |
| — | Ticc Capital Corp Com | 25,126 | $169K | 0.0% | — | — | COM | 87244T109 |
| — | BreitBurn Energy Partners LP | 81,010 | $164K | 0.0% | — | — | COM UT LTD PTN | 106776107 |
| — | Blackrock Floating Rate Income | 12,908 | $161K | 0.0% | — | — | COM | 091941104 |
| — | Western Asset Mtg Cap Com | 11,000 | $139K | 0.0% | — | — | COM | 95790D105 |
| — | Frontier Communications Corp | 27,583 | $131K | 0.0% | — | — | COM | 35906a108 |
| — | Invesco Van Kampen CA Value Mu | 10,095 | $127K | 0.0% | — | — | COM | 46132h106 |
| — | Monogram Residential Trust, Inc. | 12,789 | $119K | 0.0% | — | — | COM | 60979p105 |
| — | Nuveen Floating Rate Income Op | 11,709 | $117K | 0.0% | — | — | COM SHS | 6706EN100 |
| — | Annaly Capital Management Inc | 11,424 | $113K | 0.0% | — | — | COM | 035710409 |
| — | Gladstone Capital Corp | 12,701 | $103K | 0.0% | — | — | COM | 376535100 |
| — | Fifth Street Finance Corp | 15,000 | $93,000 | 0.0% | — | — | COM | 31678A103 |
| — | Linn Energy LLC | 34,000 | $91,000 | 0.0% | — | — | UNIT LTD LIAB | 536020100 |
| — | Intellipharmaceutics Internati | 50,000 | $90,000 | 0.0% | — | — | COM | 458173101 |
| — | Javelin Mtg Invt Corp Com | 10,000 | $60,000 | 0.0% | — | — | COM | 47200b104 |
| — | Eldorado Gold Corp | 11,330 | $36,000 | 0.0% | — | — | COM | 284902103 |
| — | Tanzanian Royalty Exploration | 117,371 | $35,000 | 0.0% | — | — | COM | 87600u104 |
| — | Natural Resource Partners LP | 12,000 | $30,000 | 0.0% | — | — | COM UNIT L P | 63900p103 |
| — | Novatel Wireless Inc | 10,000 | $22,000 | 0.0% | — | — | COM NEW | 66987m604 |
| — | Penn West Petroleum Ltd | 46,000 | $21,000 | 0.0% | — | — | COM | 707887105 |
| — | Diana Containerships I Com | 10,000 | $12,000 | 0.0% | — | — | COM | y2069p101 |
| — | Rubicon Minerals Corp | 14,000 | $10,000 | 0.0% | — | — | COM | 780911103 |
| — | Comstock Mining Inc | 14,163 | $9,000 | 0.0% | — | — | COM | 205750102 |
| — | Citi A Warrants Exp 01/04/19 | 18,985 | $9,000 | 0.0% | — | — | *W EXP 01/04/201 | 172967226 |
| — | Bank Amer Corp Wt 10/28/2018 | 10,000 | $3,000 | 0.0% | — | — | *W EXP 01/19/201 | 060505153 |