Location: Princeton, NJ
CIK: 0001287618 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Jan 27, 2016
Total Value: $196M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF Trust | 62,503 | $12.74M | 6.5% | $203.86 | $164.52 | +23.9% | IND | 78462F103 |
| DVY | iShares DJ Select Dividend Ind | 90,519 | $6.803M | 3.5% | $75.16 | $66.47 | +13.1% | ETF | 464287168 |
| — | Guggenheim S&P 500 Equal Weigh | 68,667 | $5.263M | 2.7% | $76.65 | $63.04 | — | IND | 78355w106 |
| — | PowerShares QQQ Trust Series 1 | 41,872 | $4.684M | 2.4% | $111.86 | $111.86 | — | IND | 73935A104 |
| — | Exxon Mobil Corp | 55,108 | $4.296M | 2.2% | $77.96 | $89.01 | — | COM | 30231g102 |
| LOW | Lowe's Cos Inc | 50,345 | $3.828M | 2.0% | $76.04 * | $32.16 | +96.7% | COM | 548661107 |
| — | SPDR S&P MidCap 400 ETF Trust | 14,475 | $3.677M | 1.9% | $254.02 | $216.98 | — | IND | 78467y107 |
| AAPL | Apple Inc | 34,115 | $3.591M | 1.8% | $105.26 * | $18.44 | +28.7% | COM | 037833100 |
| — | General Electric Co | 109,601 | $3.414M | 1.7% | $31.15 | $23.22 | — | COM | 369604103 |
| MSFT | Microsoft Corp | 55,452 | $3.076M | 1.6% | $55.47 * | $27.50 | +76.6% | COM | 594918104 |
| IJK | iShares S&P Midcap 400 Growth | 17,876 | $2.877M | 1.5% | $160.94 * | $37.14 | +8.3% | ETF | 464287606 |
| VYM | Vanguard High Dividend Yield E | 41,902 | $2.797M | 1.4% | $66.75 | $58.75 | +13.6% | ETF | 921946406 |
| IBM | International Business Machine | 18,878 | $2.598M | 1.3% | $137.62 * | $117.58 | -26.8% | COM | 459200101 |
| SWPPX | Schwab S&P 500 Index Fund | 79,711 | $2.516M | 1.3% | $31.56 | $27.21 | — | IND | 808509855 |
| — | Vanguard Telecommunication Ser | 29,828 | $2.503M | 1.3% | $83.91 | $78.92 | — | COM | 92204a884 |
| IWM | iShares Russell 2000 Index Fun | 22,116 | $2.491M | 1.3% | $112.63 | $98.26 | +14.6% | IND | 464287655 |
| IWC | iShares Russell Microcap Index | 33,046 | $2.383M | 1.2% | $72.11 | $62.27 | +15.8% | IND | 464288869 |
| — | JP Morgan Chase & Co | 35,930 | $2.372M | 1.2% | $66.02 | $52.88 | — | COM | 46625h100 |
| JNJ | Johnson & Johnson | 22,917 | $2.354M | 1.2% | $102.72 * | $61.40 | +26.8% | COM | 478160104 |
| — | BlackRock Inc | 6,625 | $2.256M | 1.2% | $340.53 | $257.77 | — | COM | 09247x101 |
| PFF | iShares S&P Preferred Stock In | 57,445 | $2.232M | 1.1% | $38.85 | $38.35 | +1.3% | CEF | 464288687 |
| PG | Procter & Gamble Co | 25,826 | $2.051M | 1.0% | $79.42 * | $55.20 | +9.3% | COM | 742718109 |
| IVW | iShares S&P 500 Growth | 17,422 | $2.017M | 1.0% | $115.77 * | $22.91 | +26.4% | ETF | 464287309 |
| — | MetLife Inc | 40,997 | $1.976M | 1.0% | $48.20 | $45.84 | — | COM | 59156r108 |
| — | Calamos Convertible & High Inc | 181,748 | $1.91M | 1.0% | $10.51 | $12.59 | — | CEF | 12811p108 |
| — | Materials Select Sector SPDR E | 43,653 | $1.895M | 1.0% | $43.41 | $38.82 | — | COM | 81369y100 |
| IJT | iShares S&P Smallcap 600/BARRA | 15,065 | $1.873M | 1.0% | $124.33 * | $65.17 | -4.6% | ETF | 464287887 |
| — | PowerShares CEF Income Composi | 87,257 | $1.862M | 0.9% | $21.34 | $23.96 | — | CEF | 73936q843 |
| AMGN | Amgen Inc | 11,020 | $1.789M | 0.9% | $162.34 * | $73.34 | +64.4% | COM | 031162100 |
| EFA | iShares MSCI EAFE Index | 29,539 | $1.735M | 0.9% | $58.74 | $61.13 | -3.9% | ETF | 464287465 |
| CSCO | Cisco Systems Inc | 63,725 | $1.73M | 0.9% | $27.15 * | $16.40 | +21.0% | COM | 17275R102 |
| PEP | Pepsico Inc | 17,309 | $1.729M | 0.9% | $99.89 * | $56.00 | +32.0% | COM | 713448108 |
| — | Express Scripts Holding Co | 19,761 | $1.727M | 0.9% | $87.39 | $62.85 | — | COM | 30219g108 |
| WMT | Wal-Mart Stores Inc | 26,856 | $1.646M | 0.8% | $61.29 * | $18.72 | -9.0% | COM | 931142103 |
| — | Vanguard Utilities ETF | 17,430 | $1.637M | 0.8% | $93.92 | $82.19 | — | COM | 92204a876 |
| ADP | Automatic Data Processing Inc | 18,900 | $1.601M | 0.8% | $84.71 * | $45.09 | +51.5% | COM | 053015103 |
| CVS | CVS Health Corp | 16,350 | $1.599M | 0.8% | $97.80 * | $41.44 | +75.1% | COM | 126650100 |
| — | 3M Co | 10,139 | $1.527M | 0.8% | $150.61 | $109.91 | — | COM | 88579y101 |
| SLB | Schlumberger Ltd | 21,296 | $1.485M | 0.8% | $69.73 * | $52.95 | -0.9% | COM | 806857108 |
| TEVA | Teva Pharmaceutical Industries | 22,044 | $1.447M | 0.7% | $65.64 | $39.18 | +67.5% | COM | 881624209 |
| — | SPDR S&P Dividend ETF | 19,012 | $1.399M | 0.7% | $73.59 | $69.89 | — | ETF | 78464a763 |
| ORCL | Oracle Corp | 38,086 | $1.391M | 0.7% | $36.52 * | $27.66 | +13.5% | COM | 68389X105 |
| WFC | Wells Fargo & Co | 25,547 | $1.389M | 0.7% | $54.37 * | $27.55 | +48.8% | COM | 949746101 |
| — | Walgreens Boot Alliance Inc | 16,015 | $1.364M | 0.7% | $85.17 | $76.21 | — | COM | 931427108 |
| — | AbbVie Inc | 22,530 | $1.335M | 0.7% | $59.25 | $43.60 | — | COM | 00287y109 |
| — | Skyworks Solutions Inc | 17,263 | $1.326M | 0.7% | $76.81 | $47.27 | — | COM | 83088m102 |
| INTC | Intel Corp | 38,088 | $1.312M | 0.7% | $34.45 * | $17.41 | +56.4% | COM | 458140100 |
| SYY | Sysco Corp | 31,985 | $1.311M | 0.7% | $40.99 * | $24.50 | +28.4% | COM | 871829107 |
| — | Dreyfus Midcap Index Fund | 40,390 | $1.305M | 0.7% | $32.31 | $35.72 | — | IND | 712223106 |
| — | Alerian MLP ETF | 107,585 | $1.296M | 0.7% | $12.05 | $17.54 | — | ETF | 00162q866 |
| SWK | Stanley Black & Decker Inc | 12,068 | $1.288M | 0.7% | $106.73 * | $57.28 | +43.9% | COM | 854502101 |
| SYK | Stryker Corp | 13,590 | $1.263M | 0.6% | $92.94 * | $57.08 | +45.6% | COM | 863667101 |
| SWSSX | Schwab Small-Cap Index Fund | 50,731 | $1.223M | 0.6% | $24.11 | $26.94 | — | IND | 808509848 |
| BK | Bank of New York Mellon Corp | 28,857 | $1.189M | 0.6% | $41.20 * | $21.22 | +50.3% | COM | 064058100 |
| CVX | Chevron Corp | 13,127 | $1.181M | 0.6% | $89.97 * | $71.19 | -17.6% | COM | 166764100 |
| TGT | Target Corp | 16,114 | $1.17M | 0.6% | $72.61 * | $55.25 | -2.3% | COM | 87612E106 |
| SPY | SPDR S&P 500 ETF Trust | 5,700 | $1.162M | 0.6% | $203.86 | $164.52 | +23.9% | Put | 78462F103 |
| — | Babson Capital Corporate Inves | 67,317 | $1.161M | 0.6% | $17.25 | $15.32 | — | CEF | 05617k109 |
| GOOGL | Alphabet Inc Cl A | 1,489 | $1.158M | 0.6% | $777.70 * | $36.73 | +5.1% | COM | 02079K305 |
| ITW | Illinois Tool Works Inc | 12,109 | $1.122M | 0.6% | $92.66 * | $50.12 | +46.3% | COM | 452308109 |
| FNMIX | Fidelity New Markets Income | 76,962 | $1.117M | 0.6% | $14.51 | $15.91 | — | CEF | 315910836 |
| FDN | First Trust Dow Jones Internet | 14,904 | $1.112M | 0.6% | $74.61 | $63.50 | +17.5% | COM | 33733E302 |
| GOOG | Alphabet Inc Cl | 1,463 | $1.11M | 0.6% | $758.71 * | $35.61 | +5.8% | COM | 02079K107 |
| — | Cerner Corp | 18,398 | $1.107M | 0.6% | $60.17 | $51.69 | — | COM | 156782104 |
| — | Technology Select Sector SPDR | 25,721 | $1.102M | 0.6% | $42.84 | $33.63 | — | COM | 81369y803 |
| BA | Boeing Co | 7,565 | $1.094M | 0.6% | $144.61 * | $80.37 | +61.3% | COM | 097023105 |
| — | Capital One Financial Corp | 15,079 | $1.088M | 0.6% | $72.15 | $63.05 | — | COM | 14040h105 |
| — | FedEx Corp | 7,165 | $1.068M | 0.5% | $149.06 | $144.12 | — | COM | 31428x106 |
| USB | US Bancorp | 24,313 | $1.037M | 0.5% | $42.65 * | $22.51 | +32.0% | COM | 902973304 |
| — | SPDR Barclays Short-Term High | 39,883 | $1.025M | 0.5% | $25.70 | $30.32 | — | CEF | 78468r408 |
| MDT | Medtronic PLC | 13,271 | $1.021M | 0.5% | $76.93 * | $53.02 | +13.4% | COM | G5960L103 |
| IAI | iShares US Broker-Dealers Inde | 23,512 | $976K | 0.5% | $41.51 | $30.79 | +34.8% | COM | 464288794 |
| — | Dr Pepper Snapple Group Inc | 10,390 | $968K | 0.5% | $93.17 | $45.93 | — | COM | 26138e109 |
| IJJ | iShares S&P Midcap 400/BARRA V | 8,092 | $948K | 0.5% | $117.15 * | $52.92 | +10.7% | ETF | 464287705 |
| — | SPDR S&P Intl Dividend ETF | 28,188 | $940K | 0.5% | $33.35 | $46.30 | — | ETF | 78463x772 |
| — | Utilities Select Sector SPDR E | 21,495 | $930K | 0.5% | $43.27 | $37.64 | — | COM | 81369y886 |
| BAC | Bank of America Corp | 54,862 | $923K | 0.5% | $16.82 * | $10.03 | +34.8% | COM | 060505104 |
| — | Comcast Corp | 16,181 | $913K | 0.5% | $56.42 | $42.08 | — | COM | 20030n101 |
| — | Market Vectors Retail ETF | 11,656 | $906K | 0.5% | $77.73 | $77.40 | — | COM | 57060u225 |
| — | L-3 Communications Holdings In | 7,347 | $878K | 0.4% | $119.50 | $85.76 | — | COM | 502424104 |
| ABT | Abbott Laboratories | 19,550 | $878K | 0.4% | $44.91 * | $28.85 | +29.0% | COM | 002824100 |
| — | Coach Inc | 25,998 | $851K | 0.4% | $32.73 | $47.28 | — | COM | 189754104 |
| T | AT & T Inc | 24,548 | $845K | 0.4% | $34.42 * | $12.43 | +2.6% | COM | 00206R102 |
| TMO | Thermo Fisher Scientific Inc | 5,903 | $837K | 0.4% | $141.79 * | $79.76 | +72.8% | COM | 883556102 |
| AXP | American Express Co | 11,899 | $828K | 0.4% | $69.59 * | $60.23 | -0.2% | COM | 025816109 |
| APD | Air Products & Chemicals Inc | 6,150 | $800K | 0.4% | $130.08 * | $61.55 | +53.1% | COM | 009158106 |
| GLW | Corning Inc | 42,908 | $784K | 0.4% | $18.27 * | $10.49 | +33.6% | COM | 219350105 |
| IYR | iShares US Real Estate | 10,378 | $779K | 0.4% | $75.06 | $71.05 | +5.7% | COM | 464287739 |
| DIS | Walt Disney Co | 7,372 | $775K | 0.4% | $105.13 * | $99.80 | -3.0% | COM | 254687106 |
| — | Global X SuperDividend ETF | 37,406 | $738K | 0.4% | $19.73 | $24.02 | — | ETF | 37950e549 |
| AMN | AMN Healthcare Services Inc | 23,587 | $732K | 0.4% | $31.03 | $14.05 | +121.1% | COM | 001744101 |
| URI | United Rentals Inc | 10,090 | $732K | 0.4% | $72.55 * | $69.99 | +0.4% | COM | 911363109 |
| — | Bed Bath & Beyond Inc | 15,033 | $725K | 0.4% | $48.23 | $70.76 | — | COM | 075896100 |
| — | Energy Select Sector SPDR ETF | 12,002 | $724K | 0.4% | $60.32 | $77.53 | — | COM | 81369y506 |
| — | United Technologies Corp | 7,471 | $718K | 0.4% | $96.10 | $94.09 | — | COM | 913017109 |
| CCL | Carnival Cruise Lines Inc Cl. | 13,045 | $711K | 0.4% | $54.50 * | $45.03 | +5.6% | COM | 143658300 |
| BMY | Bristol-Myers Squibb Co | 10,310 | $710K | 0.4% | $68.87 * | $38.01 | +28.5% | COM | 110122108 |
| VZ | Verizon Communications Inc | 14,784 | $683K | 0.3% | $46.20 * | $26.92 | +1.9% | COM | 92343V104 |
| — | Whitewave Foods Co Cl A | 17,370 | $676K | 0.3% | $38.92 | $32.74 | — | COM | 966244105 |
| PII | Polaris Industries Inc | 7,800 | $670K | 0.3% | $85.90 | $106.00 | -18.9% | COM | 731068102 |
| — | Staples Inc | 70,522 | $668K | 0.3% | $9.47 | $15.78 | — | COM | 855030102 |
| — | Scripps Networks Interactive I | 11,948 | $660K | 0.3% | $55.24 | $49.39 | — | COM | 811065101 |
| — | Baxalta Inc | 16,862 | $658K | 0.3% | $39.02 | $31.59 | — | COM | 07177M103 |
| — | E.I. duPont de Nemours & Co | 9,877 | $658K | 0.3% | $66.62 | $52.44 | — | COM | 263534109 |
| CAT | Caterpillar Inc | 9,546 | $649K | 0.3% | $67.99 * | $61.45 | -13.4% | COM | 149123101 |
| BAX | Baxter Intl Inc | 16,842 | $643K | 0.3% | $38.18 * | $29.29 | +10.9% | COM | 071813109 |
| LLY | Eli Lilly & Co | 7,550 | $636K | 0.3% | $84.24 * | $42.21 | +68.1% | COM | 532457108 |
| — | CH Robinson Worldwide Inc | 10,150 | $630K | 0.3% | $62.07 | $67.63 | — | COM | 12541w209 |
| — | Raytheon Co | 5,032 | $627K | 0.3% | $124.60 | $66.13 | — | COM | 755111507 |
| — | Seagate Technology PLC | 16,823 | $617K | 0.3% | $36.68 | $44.85 | — | COM | g7945M107 |
| — | Visa Inc | 7,945 | $616K | 0.3% | $77.53 | $77.53 | — | COM | 92826c839 |
| MAR | Marriott Intl Inc | 9,133 | $612K | 0.3% | $67.01 * | $46.53 | +31.0% | COM | 571903202 |
| MRSH | Marsh & McLennan Cos Inc | 10,775 | $597K | 0.3% | $55.41 * | $40.96 | +14.3% | COM | 571748102 |
| QCOM | Qualcomm Inc | 11,817 | $591K | 0.3% | $50.01 * | $48.05 | -21.5% | COM | 747525103 |
| — | PureFunds ISE Cyber Security E | 22,380 | $580K | 0.3% | $25.92 | $31.45 | — | COM | 30304R407 |
| BP | BP PLC - ADR | 18,500 | $578K | 0.3% | $31.24 | $42.56 | -26.5% | COM | 055622104 |
| PFE | Pfizer Inc | 17,751 | $573K | 0.3% | $32.28 * | $17.28 | +15.1% | COM | 717081103 |
| OXY | Occidental Petroleum Corp | 8,241 | $557K | 0.3% | $67.59 * | $57.79 | -12.5% | COM | 674599105 |
| — | ConocoPhillips | 11,832 | $552K | 0.3% | $46.65 | $59.80 | — | COM | 20825c104 |
| CAKE | The Cheesecake Factory Inc | 11,760 | $542K | 0.3% | $46.09 * | $31.16 | +19.9% | COM | 163072101 |
| — | PowerShares KBW Bank ETF | 14,060 | $529K | 0.3% | $37.62 | $37.62 | — | COM | 73937B746 |
| — | Harman Intl Industries Inc | 5,580 | $526K | 0.3% | $94.27 | $54.21 | — | COM | 413086109 |
| DAL | Delta Air Lines Inc | 9,125 | $463K | 0.2% | $50.74 * | $36.83 | +21.7% | COM | 247361702 |
| — | BankUnited Inc | 12,677 | $457K | 0.2% | $36.05 | $26.35 | — | COM | 06652k103 |
| GNTX | Gentex Corp | 27,865 | $446K | 0.2% | $16.01 | $16.16 | -0.9% | COM | 371901109 |
| LQD | iShares IBOXX $ Investment Gra | 3,610 | $412K | 0.2% | $114.13 | $113.13 | +0.8% | ETF | 464287242 |
| PRAA | PRA Group Inc | 11,861 | $411K | 0.2% | $34.65 | $59.03 | -41.2% | COM | 69354N106 |
| HUN | Huntsman Corp | 35,530 | $404K | 0.2% | $11.37 | $18.34 | -38.0% | COM | 447011107 |
| BND | Vanguard Total Bond Market | 4,566 | $369K | 0.2% | $80.81 | $80.50 | +0.3% | ETF | 921937835 |
| EEM | iShares MSCI Emerging Mkt Inde | 11,315 | $364K | 0.2% | $32.17 | $41.83 | -23.0% | ETF | 464287234 |
| MCD | McDonald's Corp | 3,045 | $360K | 0.2% | $118.23 * | $76.38 | +21.2% | COM | 580135101 |
| TTWO | Take-Two Interactive Software | 10,000 | $348K | 0.2% | $34.80 | $29.71 | +17.3% | COM | 874054109 |
| — | Annaly Capital Management Inc | 36,436 | $342K | 0.2% | $9.39 | $11.42 | — | CEF | 035710409 |
| F | Ford Motor Co | 23,520 | $331K | 0.2% | $14.07 * | $7.91 | +2.9% | COM | 345370860 |
| SPY | SPDR S&P 500 ETF Trust | 1,600 | $327K | 0.2% | $204.38 | $164.52 | +23.9% | Call | 78462F103 |
| DBEF | Deutsche X-trackers MSCI EAFE | 11,305 | $307K | 0.2% | $27.16 | $30.24 | -10.2% | ETF | 233051200 |
| GIS | General Mills Inc | 5,240 | $302K | 0.2% | $57.63 * | $37.83 | +7.2% | COM | 370334104 |
| — | CDK Global Inc | 6,133 | $291K | 0.1% | $47.45 | $40.70 | — | COM | 12508e101 |
| — | Market Vectors Biotech ETF | 2,275 | $289K | 0.1% | $127.03 | $95.93 | — | ETF | 57060u183 |
| AMZN | Amazon.com Inc | 415 | $280K | 0.1% | $674.70 * | $25.28 | +33.7% | COM | 023135106 |
| — | McKesson Corp | 1,350 | $266K | 0.1% | $197.04 | $161.48 | — | COM | 58155q103 |
| CLX | Clorox Co | 2,064 | $262K | 0.1% | $126.94 * | $65.65 | +45.4% | COM | 189054109 |
| SHY | iShares Barclays 1-3yr Treasur | 2,820 | $238K | 0.1% | $84.40 | $84.32 | +0.0% | ETF | 464287457 |
| HPE | Hewlett Packard Enterprise | 15,540 | $236K | 0.1% | $15.19 * | $6.50 | +3.2% | COM | 42824C109 |
| — | Consumer Discr Select Sector S | 2,855 | $223K | 0.1% | $78.11 | $78.11 | — | COM | 81369y407 |
| CL | Colgate-Palmolive Co | 3,222 | $215K | 0.1% | $66.73 * | $48.45 | +8.7% | COM | 194162103 |
| — | Calamos Convertible Opp & Inc | 20,900 | $207K | 0.1% | $9.90 | $9.90 | — | CEF | 128117108 |
| EPD | Enterprise Products Part LP | 7,986 | $204K | 0.1% | $25.54 | $25.54 | — | COM | 293792107 |
| HPQ | HP Inc | 15,845 | $188K | 0.1% | $11.86 * | $9.12 | -6.8% | COM | 40434L105 |
| — | Walgreens Boot Alliance Inc | 2,100 | $179K | 0.1% | $85.24 | $76.21 | — | Put | 931427108 |
| — | General Electric Co | 5,400 | $168K | 0.1% | $31.11 | $23.22 | — | Put | 369604103 |
| — | Coach Inc | 4,200 | $137K | 0.1% | $32.62 | $47.28 | — | Call | 189754104 |
| MSFT | Microsoft Corp | 2,200 | $122K | 0.1% | $55.45 * | $27.50 | +76.6% | Put | 594918104 |
| AXP | American Express Co | 1,700 | $119K | 0.1% | $70.00 * | $60.23 | -0.2% | Put | 025816109 |
| HUN | Huntsman Corp | 7,400 | $84,000 | 0.0% | $11.35 | $18.34 | -38.0% | Call | 447011107 |
| BAC | Bank of America Corp | 5,000 | $84,000 | 0.0% | $16.80 * | $10.03 | +34.8% | Call | 060505104 |
| — | First Trust ISE-Revere Natural | 17,035 | $76,000 | 0.0% | $4.46 | $18.70 | — | COM | 33734j102 |
| SHYAX | SEI High Yield Bond | 10,983 | $72,000 | 0.0% | $6.56 | $7.62 | — | CEF | 783925647 |
| — | Applied DNA Sciences Inc | 20,921 | $68,000 | 0.0% | $3.25 | $3.98 | — | COM | 03815u201 |
| SLB | Schlumberger Ltd | 900 | $63,000 | 0.0% | $70.00 * | $52.95 | -0.9% | Put | 806857108 |
| — | Staples Inc | 5,500 | $52,000 | 0.0% | $9.45 | $15.78 | — | Call | 855030102 |
| — | Galena Biopharma Inc | 31,000 | $46,000 | 0.0% | $1.48 | $2.44 | — | COM | 363256108 |
| — | RegeneRx Biopharmaceuticals | 62,537 | $28,000 | 0.0% | $0.45 | $0.08 | — | COM | 75886x108 |
| — | PowerShares QQQ Trust Series 1 | 200 | $22,000 | 0.0% | $110.00 | $111.86 | — | Put | 73935A104 |
| BLOZF | Cannabix Technologies Inc | 180,000 | $21,000 | 0.0% | $0.12 | $0.28 | -50.0% | COM | 13765L101 |
| — | Amarin Corporation PLC - ADR | 10,000 | $19,000 | 0.0% | $1.90 | $1.90 | — | COM | 023111206 |
| — | Competitive Companies Inc | 560,000 | $17,000 | 0.0% | $0.03 | $0.03 | — | COM | 204510101 |
| — | General Electric Co | 500 | $16,000 | 0.0% | $32.00 | $23.22 | — | Call | 369604103 |
| — | 3M Co | 100 | $15,000 | 0.0% | $150.00 | $109.91 | — | Put | 88579y101 |
| — | Delcath Systems Inc | 21,695 | $11,000 | 0.0% | $0.51 | $0.46 | — | COM | 24661p104 |
| VGZ | Vista Gold Corp | 35,000 | $10,000 | 0.0% | $0.29 | $0.89 | -68.6% | COM | 927926303 |
| — | Bed Bath & Beyond Inc | 200 | $10,000 | 0.0% | $50.00 | $70.76 | — | Call | 075896100 |
| — | Golden Star Res Ltd | 41,000 | $7,000 | 0.0% | $0.17 | $0.41 | — | COM | 38119t104 |
| — | Exeter Resource Corp | 15,000 | $5,000 | 0.0% | $0.33 | $0.67 | — | COM | 301835104 |
| — | Staples Inc | 500 | $5,000 | 0.0% | $10.00 | $15.78 | — | Put | 855030102 |
| — | Iconic Brands Inc | 1,825,000 | $5,000 | 0.0% | $0.00 | $0.00 | — | COM | 45107v207 |
| — | Axiom Corp | 130,000 | $2,000 | 0.0% | $0.02 | $0.09 | — | COM | 05463T105 |
| — | E Digital Corp | 60,000 | $2,000 | 0.0% | $0.03 | $0.07 | — | COM | 25841y103 |
| — | IDenta Corp | 1,094,700 | $0 | 0.0% | $0.00 | $0.00 | — | COM | 451671101 |
| — | Access Worldwide Communication | 40,750 | $0 | 0.0% | $0.00 | — | — | COM | 004319109 |
| — | Water Technologies Intl | 404,000 | $0 | 0.0% | $0.00 | $0.01 | — | COM | 94114g100 |
| — | Geopharma Inc | 40,000 | $0 | 0.0% | $0.00 | — | — | COM | 37250a106 |