Location: Santa Barbara, CA
CIK: 0001645382 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 8, 2019
Total Value: $767M (99.6% shares, 0.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CMF | ISHARES TR | 1,138,942 | $66.56M | 8.7% | $58.44 | $58.09 | +0.6% | CALIF MUN BD ETF | 464288356 |
| BND | VANGUARD BD INDEX FD INC | 741,425 | $58.73M | 7.7% | $79.21 | $80.66 | -1.8% | TOTAL BND MRKT | 921937835 |
| VTI | VANGUARD INDEX FDS | 392,649 | $50.11M | 6.5% | $127.63 | $124.43 | +2.6% | TOTAL STK MKT | 922908769 |
| IEFA | ISHARES TR | 804,736 | $44.26M | 5.8% | $55.00 | $62.71 | -12.3% | CORE MSCI EAFE | 46432F842 |
| VMBS | VANGUARD SCOTTSDALE FDS | 680,156 | $35.02M | 4.6% | $51.49 | $51.60 | -0.2% | MORTG-BACK SEC | 92206C771 |
| VUG | VANGUARD INDEX FDS | 211,998 | $28.48M | 3.7% | $134.33 * | $18.17 | +23.2% | GROWTH ETF | 922908736 |
| VTV | VANGUARD INDEX FDS | 288,753 | $28.28M | 3.7% | $97.95 | $85.62 | +14.4% | VALUE ETF | 922908744 |
| SPIB | SPDR SERIES TRUST | 840,840 | $27.78M | 3.6% | $33.04 | $34.21 | -3.4% | PORTFOLIO INTRMD | 78464A375 |
| MSFT | MICROSOFT CORP | 257,964 | $26.2M | 3.4% | $101.57 * | $91.19 | +4.2% | COM | 594918104 |
| VB | VANGUARD INDEX FDS | 185,343 | $24.46M | 3.2% | $131.99 | $133.45 | -1.1% | SMALL CP ETF | 922908751 |
| SCZ | ISHARES TR | 381,739 | $19.78M | 2.6% | $51.82 | $54.56 | -5.0% | EAFE SML CP ETF | 464288273 |
| VEA | VANGUARD TAX MANAGED INTL FD | 503,880 | $18.69M | 2.4% | $37.10 | $39.66 | -6.5% | FTSE DEV MKT ETF | 921943858 |
| AAPL | APPLE INC | 108,415 | $17.1M | 2.2% | $157.74 * | $30.39 | +23.4% | COM | 037833100 |
| VNQ | VANGUARD INDEX FDS | 222,831 | $16.62M | 2.2% | $74.57 | $79.26 | -5.9% | REAL ESTATE ETF | 922908553 |
| MUB | ISHARES TR | 136,315 | $14.86M | 1.9% | $109.04 | $108.45 | +0.5% | NATIONAL MUN ETF | 464288414 |
| VWO | VANGUARD INTL EQUITY INDEX F | 346,556 | $13.2M | 1.7% | $38.10 | $39.43 | -3.4% | FTSE EMR MKT ETF | 922042858 |
| DWM | WISDOMTREE TR | 224,920 | $10.48M | 1.4% | $46.60 | $53.41 | -12.7% | INTL EQUITY FD | 97717W703 |
| IEMG | ISHARES INC | 211,213 | $9.959M | 1.3% | $47.15 | $50.49 | -6.6% | CORE MSCI EMKT | 46434G103 |
| EW | EDWARDS LIFESCIENCES CORP | 53,129 | $8.138M | 1.1% | $153.17 * | $48.91 | +4.4% | COM | 28176E108 |
| IJR | ISHARES TR | 102,220 | $7.086M | 0.9% | $69.32 | $78.71 | -11.9% | CORE S&P SCP ETF | 464287804 |
| ITOT | ISHARES TR | 111,345 | $6.32M | 0.8% | $56.76 | $61.23 | -7.3% | CORE S&P TTL STK | 464287150 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 29,539 | $6.031M | 0.8% | $204.17 | $159.53 | +28.0% | CL B NEW | 084670702 |
| VNQI | VANGUARD INTL EQUITY INDEX F | 110,861 | $5.81M | 0.8% | $52.41 | $53.12 | -1.3% | GLB EX US ETF | 922042676 |
| AMZN | AMAZON COM INC | 3,776 | $5.671M | 0.7% | $1501.85 * | $63.56 | +18.2% | COM | 023135106 |
| HD | HOME DEPOT INC | 28,531 | $4.902M | 0.6% | $171.81 * | $106.30 | +36.1% | COM | 437076102 |
| SPY | SPDR S&P 500 ETF TR | 19,120 | $4.779M | 0.6% | $249.95 | $228.62 | +9.3% | TR UNIT | 78462F103 |
| VSS | VANGUARD INTL EQUITY INDEX F | 50,116 | $4.745M | 0.6% | $94.68 | $102.12 | -7.3% | FTSE SMCAP ETF | 922042718 |
| ISRG | INTUITIVE SURGICAL INC | 9,640 | $4.617M | 0.6% | $478.94 * | $102.17 | +56.2% | COM NEW | 46120E602 |
| AGG | ISHARES TR | 41,990 | $4.472M | 0.6% | $106.50 | $106.50 | -0.0% | CORE US AGGBD ET | 464287226 |
| SCHF | SCHWAB STRATEGIC TR | 149,515 | $4.239M | 0.6% | $28.35 * | $15.43 | -8.1% | INTL EQTY ETF | 808524805 |
| EFA | ISHARES TR | 65,630 | $3.858M | 0.5% | $58.78 | $64.56 | -8.9% | MSCI EAFE ETF | 464287465 |
| SUSA | ISHARES TR | 37,315 | $3.849M | 0.5% | $103.15 * | $55.89 | -7.7% | MSCI USA ESG SLC | 464288802 |
| JNJ | JOHNSON & JOHNSON | 29,228 | $3.772M | 0.5% | $129.05 * | $80.74 | +31.3% | COM | 478160104 |
| VYM | VANGUARD WHITEHALL FDS INC | 46,651 | $3.638M | 0.5% | $77.98 | $76.37 | +2.1% | HIGH DIV YLD | 921946406 |
| CME | CME GROUP INC | 17,549 | $3.301M | 0.4% | $188.10 * | $62.99 | +132.8% | COM CL A | 12572Q105 |
| IVV | ISHARES TR | 12,534 | $3.154M | 0.4% | $251.64 | $264.41 | -4.8% | CORE S&P500 ETF | 464287200 |
| — | MB FINANCIAL INC NEW | 78,928 | $3.128M | 0.4% | $39.63 | $44.04 | — | COM | 55264U108 |
| NFLX | NETFLIX INC | 11,557 | $3.093M | 0.4% | $267.63 * | $10.49 | +155.3% | COM | 64110L106 |
| — | JPMORGAN CHASE & CO | 131,384 | $2.932M | 0.4% | $22.32 | $25.35 | — | ALERIAN ML ETN | 46625H365 |
| DLN | WISDOMTREE TR | 33,992 | $2.871M | 0.4% | $84.46 * | $37.12 | +13.7% | US LARGECAP DIVD | 97717W307 |
| AMAT | APPLIED MATLS INC | 82,989 | $2.717M | 0.4% | $32.74 * | $27.09 | +12.1% | COM | 038222105 |
| WPC | W P CAREY INC | 41,359 | $2.702M | 0.4% | $65.33 | $65.33 | — | COM | 92936U109 |
| WFC | WELLS FARGO CO NEW | 55,033 | $2.536M | 0.3% | $46.08 * | $41.19 | -7.8% | COM | 949746101 |
| PFE | PFIZER INC | 58,042 | $2.534M | 0.3% | $43.66 * | $22.36 | +34.4% | COM | 717081103 |
| IWD | ISHARES TR | 21,442 | $2.381M | 0.3% | $111.04 | $105.92 | +4.8% | RUS 1000 VAL ETF | 464287598 |
| IWF | ISHARES TR | 17,665 | $2.313M | 0.3% | $130.94 * | $26.22 | +24.8% | RUS 1000 GRW ETF | 464287614 |
| XOM | EXXON MOBIL CORP | 33,607 | $2.292M | 0.3% | $68.20 * | $57.72 | -14.7% | COM | 30231G102 |
| FREL | FIDELITY | 102,257 | $2.29M | 0.3% | $22.39 | $23.47 | -4.6% | MSCI RL EST ETF | 316092857 |
| PG | PROCTER AND GAMBLE CO | 24,628 | $2.264M | 0.3% | $91.93 * | $66.05 | +16.6% | COM | 742718109 |
| SCHE | SCHWAB STRATEGIC TR | 94,381 | $2.221M | 0.3% | $23.53 | $27.03 | -12.9% | EMRG MKTEQ ETF | 808524706 |
| INTC | INTEL CORP | 46,486 | $2.182M | 0.3% | $46.94 * | $28.61 | +41.2% | COM | 458140100 |
| VOO | VANGUARD INDEX FDS | 9,489 | $2.181M | 0.3% | $229.85 | $218.42 | +5.2% | S&P 500 ETF SHS | 922908363 |
| ILMN | ILLUMINA INC | 7,219 | $2.165M | 0.3% | $299.90 * | $320.46 | -9.0% | COM | 452327109 |
| SCHX | SCHWAB STRATEGIC TR | 33,125 | $1.978M | 0.3% | $59.71 * | $10.31 | -3.5% | US LRG CAP ETF | 808524201 |
| AVGO | BROADCOM INC | 7,401 | $1.882M | 0.2% | $254.29 * | $19.70 | +6.9% | COM | 11135F101 |
| CVX | CHEVRON CORP NEW | 17,140 | $1.865M | 0.2% | $108.81 * | $72.98 | +9.6% | COM | 166764100 |
| ESGE | ISHARES INC | 56,300 | $1.727M | 0.2% | $30.67 | $33.74 | -9.1% | ESG MSCI EM ETF | 46434G863 |
| SCHH | SCHWAB STRATEGIC TR | 44,281 | $1.705M | 0.2% | $38.50 * | $19.75 | -2.5% | US REIT ETF | 808524847 |
| GOOG | ALPHABET INC | 1,627 | $1.685M | 0.2% | $1035.65 * | $41.21 | +24.7% | CAP STK CL C | 02079K107 |
| NUSC | NUSHARES ETF TR | 67,586 | $1.672M | 0.2% | $24.74 | $28.94 | -14.5% | ESG SMALL CAP | 67092P607 |
| AMGN | AMGEN INC | 8,520 | $1.659M | 0.2% | $194.72 * | $119.61 | +31.3% | COM | 031162100 |
| TSLA | TESLA INC | 4,751 | $1.581M | 0.2% | $332.77 * | $14.13 | +57.0% | COM | 88160R101 |
| SCHZ | SCHWAB STRATEGIC TR | 29,150 | $1.475M | 0.2% | $50.60 * | $25.56 | -1.0% | US AGGREGATE B | 808524839 |
| AKTSQ | AKOUSTIS TECHNOLOGIES INC | 289,987 | $1.441M | 0.2% | $4.97 * | $8.08 | -36.4% | COM | 00973N102 |
| PEN | PENUMBRA INC | 11,723 | $1.433M | 0.2% | $122.24 | $53.88 | +126.8% | COM | 70975L107 |
| MCD | MCDONALDS CORP | 8,052 | $1.43M | 0.2% | $177.60 * | $99.86 | +51.1% | COM | 580135101 |
| MRK | MERCK & CO INC | 18,014 | $1.376M | 0.2% | $76.39 * | $37.96 | +54.6% | COM | 58933Y105 |
| IWV | ISHARES TR | 9,258 | $1.36M | 0.2% | $146.90 | $126.53 | +16.1% | RUSSELL 3000 ETF | 464287689 |
| CSCO | CISCO SYS INC | 31,117 | $1.348M | 0.2% | $43.32 * | $25.18 | +38.9% | COM | 17275R102 |
| DOV | DOVER CORP | 18,770 | $1.332M | 0.2% | $70.96 * | $68.01 | -5.9% | COM | 260003108 |
| META | FACEBOOK INC | 10,061 | $1.319M | 0.2% | $131.10 | $116.35 | +11.9% | CL A | 30303M102 |
| SCHA | SCHWAB STRATEGIC TR | 21,122 | $1.282M | 0.2% | $60.70 * | $17.37 | -12.7% | US SML CAP ETF | 808524607 |
| DBEF | DBX ETF TR | 44,776 | $1.249M | 0.2% | $27.89 | $28.00 | -0.3% | XTRACK MSCI EAFE | 233051200 |
| PEP | PEPSICO INC | 11,298 | $1.248M | 0.2% | $110.46 * | $75.55 | +18.3% | COM | 713448108 |
| MO | ALTRIA GROUP INC | 24,161 | $1.193M | 0.2% | $49.38 * | $28.61 | +0.2% | COM | 02209S103 |
| MMM | 3M CO | 6,222 | $1.186M | 0.2% | $190.61 * | $113.88 | +8.5% | COM | 88579Y101 |
| BA | BOEING CO | 3,643 | $1.175M | 0.2% | $322.54 * | $244.08 | +28.4% | COM | 097023105 |
| JPM | JPMORGAN CHASE & CO | 11,850 | $1.157M | 0.2% | $97.64 * | $55.94 | +43.4% | COM | 46625H100 |
| GILD | GILEAD SCIENCES INC | 18,131 | $1.134M | 0.1% | $62.54 * | $60.34 | -20.8% | COM | 375558103 |
| T | AT&T INC | 39,549 | $1.129M | 0.1% | $28.55 * | $14.34 | -9.3% | COM | 00206R102 |
| KO | COCA COLA CO | 23,691 | $1.122M | 0.1% | $47.36 * | $31.65 | +20.6% | COM | 191216100 |
| VXUS | VANGUARD STAR FD | 23,575 | $1.113M | 0.1% | $47.21 | $51.51 | -8.3% | VG TL INTL STK F | 921909768 |
| DEM | WISDOMTREE TR | 26,577 | $1.067M | 0.1% | $40.15 | $42.62 | -5.8% | EMER MKT HIGH FD | 97717W315 |
| DHR | DANAHER CORP DEL | 10,010 | $1.032M | 0.1% | $103.10 * | $67.31 | +31.7% | COM | 235851102 |
| CATY | CATHAY GEN BANCORP | 30,757 | $1.031M | 0.1% | $33.52 * | $28.57 | -7.7% | COM | 149150104 |
| HD | HOME DEPOT INC | 6,000 | $1.031M | 0.1% | $171.83 * | $106.30 | +36.1% | Put | 437076102 |
| HYLB | DBX ETF TR | 20,767 | $972K | 0.1% | $46.81 * | $39.63 | -5.5% | XTRACK USD HIGH | 233051432 |
| EEM | ISHARES TR | 24,853 | $971K | 0.1% | $39.07 | $42.93 | -9.0% | MSCI EMG MKT ETF | 464287234 |
| ABBV | ABBVIE INC | 10,531 | $971K | 0.1% | $92.20 * | $45.28 | +50.3% | COM | 00287Y109 |
| QQQ | INVESCO QQQ TR | 6,277 | $968K | 0.1% | $154.21 | $169.50 | -9.0% | UNIT SER 1 | 46090E103 |
| GOOGL | ALPHABET INC | 925 | $967K | 0.1% | $1045.41 * | $39.91 | +29.9% | CAP STK CL A | 02079K305 |
| HYG | ISHARES TR | 11,853 | $961K | 0.1% | $81.08 | $86.07 | -5.8% | IBOXX HI YD ETF | 464288513 |
| EMB | ISHARES TR | 9,046 | $940K | 0.1% | $103.91 | $110.68 | -6.1% | JPMORGAN USD EMG | 464288281 |
| IYR | ISHARES TR | 12,420 | $931K | 0.1% | $74.96 | $77.05 | -2.7% | U.S. REAL ES ETF | 464287739 |
| SHW | SHERWIN WILLIAMS CO | 2,356 | $927K | 0.1% | $393.46 * | $86.53 | +42.4% | COM | 824348106 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 12,834 | $916K | 0.1% | $71.37 | $95.81 | -25.5% | COM | 64125C109 |
| IP | INTL PAPER CO | 21,336 | $861K | 0.1% | $40.35 * | $28.12 | -0.8% | COM | 460146103 |
| IJH | ISHARES TR | 5,119 | $850K | 0.1% | $166.05 * | $38.06 | -12.7% | CORE S&P MCP ETF | 464287507 |
| — | SPDR SERIES TRUST | 25,251 | $848K | 0.1% | $33.58 | $37.42 | — | BLOOMBERG BRCLYS | 78464A417 |
| RWX | SPDR INDEX SHS FDS | 23,886 | $844K | 0.1% | $35.33 | $41.60 | -15.0% | DJ INTL RL ETF | 78463X863 |
| ESGD | ISHARES TR | 14,445 | $829K | 0.1% | $57.39 | $64.64 | -11.2% | ESG MSCI EAFE | 46435G516 |
| PM | PHILIP MORRIS INTL INC | 11,721 | $782K | 0.1% | $66.72 * | $56.88 | -18.4% | COM | 718172109 |
| NVS | NOVARTIS A G | 9,087 | $780K | 0.1% | $85.84 | $81.32 | +5.5% | SPONSORED ADR | 66987V109 |
| COST | COSTCO WHSL CORP NEW | 3,801 | $774K | 0.1% | $203.63 * | $145.47 | +26.8% | COM | 22160K105 |
| IBM | INTERNATIONAL BUSINESS MACHS | 6,647 | $756K | 0.1% | $113.74 * | $99.34 | -19.4% | COM | 459200101 |
| — | AUDENTES THERAPEUTICS INC | 35,234 | $751K | 0.1% | $21.31 | $30.04 | — | COM | 05070R104 |
| CMI | CUMMINS INC | 5,604 | $749K | 0.1% | $133.65 * | $113.61 | -1.7% | COM | 231021106 |
| — | DOWDUPONT INC | 14,009 | $749K | 0.1% | $53.47 | $66.08 | — | COM | 26078J100 |
| BWX | SPDR SERIES TRUST | 27,000 | $745K | 0.1% | $27.59 | $26.70 | +3.4% | BLOMBERG INTL TR | 78464A516 |
| ISTB | ISHARES TR | 14,965 | $734K | 0.1% | $49.05 | $49.07 | -0.0% | CORE 1 5 YR USD | 46432F859 |
| V | VISA INC | 5,470 | $722K | 0.1% | $131.99 * | $83.29 | +50.9% | COM CL A | 92826C839 |
| ABT | ABBOTT LABS | 9,938 | $719K | 0.1% | $72.35 * | $42.43 | +50.8% | COM | 002824100 |
| VLO | VALERO ENERGY CORP NEW | 9,481 | $711K | 0.1% | $74.99 * | $42.37 | +32.8% | COM | 91913Y100 |
| IWM | ISHARES TR | 5,288 | $708K | 0.1% | $133.89 | $144.95 | -7.6% | RUSSELL 2000 ETF | 464287655 |
| COP | CONOCOPHILLIPS | 11,167 | $696K | 0.1% | $62.33 * | $53.75 | -8.9% | COM | 20825C104 |
| SCHC | SCHWAB STRATEGIC TR | 23,119 | $673K | 0.1% | $29.11 | $34.95 | -16.7% | INTL SCEQT ETF | 808524888 |
| VZ | VERIZON COMMUNICATIONS INC | 11,263 | $633K | 0.1% | $56.20 * | $31.35 | +22.2% | COM | 92343V104 |
| PCY | INVESCO EXCHNG TRADED FD TR | 23,945 | $633K | 0.1% | $26.44 | $27.20 | -2.9% | EMRNG MKT SVRG | 46138E784 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 2,703 | $630K | 0.1% | $233.07 | $181.57 | +28.4% | UT SER 1 | 78467X109 |
| DIS | DISNEY WALT CO | 5,699 | $625K | 0.1% | $109.67 * | $99.39 | +6.5% | COM DISNEY | 254687106 |
| ACN | ACCENTURE PLC IRELAND | 4,384 | $618K | 0.1% | $140.97 * | $111.94 | +14.0% | SHS CLASS A | G1151C101 |
| TRV | TRAVELERS COMPANIES INC | 5,145 | $616K | 0.1% | $119.73 * | $86.68 | +18.9% | COM | 89417E109 |
| PNC | PNC FINL SVCS GROUP INC | 5,257 | $615K | 0.1% | $116.99 * | $71.02 | +27.9% | COM | 693475105 |
| ORCL | ORACLE CORP | 13,584 | $613K | 0.1% | $45.13 * | $37.88 | +7.4% | COM | 68389X105 |
| IJJ | ISHARES TR | 4,433 | $613K | 0.1% | $138.28 * | $79.55 | -13.0% | S&P MC 400VL ETF | 464287705 |
| SBUX | STARBUCKS CORP | 9,412 | $606K | 0.1% | $64.39 * | $46.54 | +18.9% | COM | 855244109 |
| IVW | ISHARES TR | 4,003 | $603K | 0.1% | $150.64 * | $30.00 | +25.6% | S&P 500 GRWT ETF | 464287309 |
| BKLN | INVESCO EXCHNG TRADED FD TR | 27,664 | $603K | 0.1% | $21.80 | $23.06 | -5.6% | SR LN ETF | 46138G508 |
| AMZN | AMAZON COM INC | 400 | $601K | 0.1% | $1502.50 * | $63.56 | +18.2% | Put | 023135106 |
| IFGL | ISHARES TR | 21,973 | $594K | 0.1% | $27.03 | $29.14 | -7.2% | INTL DEV RE ETF | 464288489 |
| CLX | CLOROX CO DEL | 3,848 | $593K | 0.1% | $154.11 * | $92.00 | +36.3% | COM | 189054109 |
| HPQ | HP INC | 28,806 | $589K | 0.1% | $20.45 * | $18.79 | -14.3% | COM | 40434L105 |
| A | AGILENT TECHNOLOGIES INC | 8,629 | $582K | 0.1% | $67.45 * | $60.75 | +5.7% | COM | 00846U101 |
| NYF | ISHARES TR | 10,530 | $577K | 0.1% | $54.80 | $55.23 | -0.8% | NEW YORK MUN ETF | 464288323 |
| VGK | VANGUARD INTL EQUITY INDEX F | 11,803 | $574K | 0.1% | $48.63 | $54.03 | -10.0% | FTSE EUROPE ETF | 922042874 |
| CHD | CHURCH & DWIGHT INC | 8,708 | $573K | 0.1% | $65.80 * | $39.96 | +51.3% | COM | 171340102 |
| LOW | LOWES COS INC | 6,188 | $572K | 0.1% | $92.44 * | $64.65 | +25.5% | COM | 548661107 |
| DHI | D R HORTON INC | 16,372 | $567K | 0.1% | $34.63 * | $25.25 | +27.3% | COM | 23331A109 |
| EXPD | EXPEDITORS INTL WASH INC | 8,012 | $546K | 0.1% | $68.15 * | $47.34 | +32.3% | COM | 302130109 |
| TXN | TEXAS INSTRS INC | 5,631 | $532K | 0.1% | $94.48 * | $64.80 | +19.6% | COM | 882508104 |
| BAC | BANK AMER CORP | 21,522 | $530K | 0.1% | $24.63 * | $19.88 | +4.6% | COM | 060505104 |
| WMT | WALMART INC | 5,659 | $527K | 0.1% | $93.13 * | $21.21 | +31.9% | COM | 931142103 |
| NEOG | NEOGEN CORP | 9,240 | $527K | 0.1% | $57.03 * | $42.62 | -33.1% | COM | 640491106 |
| UNH | UNITEDHEALTH GROUP INC | 2,096 | $522K | 0.1% | $249.05 * | $130.57 | +70.1% | COM | 91324P102 |
| BMY | BRISTOL MYERS SQUIBB CO | 9,705 | $504K | 0.1% | $51.93 * | $44.01 | -9.9% | COM | 110122108 |
| CRM | SALESFORCE COM INC | 3,678 | $504K | 0.1% | $137.03 | $130.64 | +3.6% | COM | 79466L302 |
| — | AON PLC | 3,433 | $499K | 0.1% | $145.35 | $108.04 | — | SHS CL A | G0408V102 |
| MINT | PIMCO ETF TR | 4,918 | $496K | 0.1% | $100.85 | $101.44 | -0.5% | ENHAN SHRT MA AC | 72201R833 |
| VRP | INVESCO EXCHNG TRADED FD TR | 21,635 | $494K | 0.1% | $22.83 | $24.97 | -8.6% | VAR RATE PFD | 46138G870 |
| IJS | ISHARES TR | 3,714 | $490K | 0.1% | $131.93 * | $77.45 | -14.9% | SP SMCP600VL ETF | 464287879 |
| UNP | UNION PAC CORP | 3,499 | $484K | 0.1% | $138.33 * | $92.61 | +27.8% | COM | 907818108 |
| WTRE | WISDOMTREE TR | 17,380 | $483K | 0.1% | $27.79 | $29.36 | -5.4% | GLB EX US RL EST | 97717W331 |
| TTC | TORO CO | 8,612 | $481K | 0.1% | $55.85 | $58.08 | -3.8% | COM | 891092108 |
| LMT | LOCKHEED MARTIN CORP | 1,814 | $475K | 0.1% | $261.85 * | $255.29 | -15.0% | COM | 539830109 |
| — | ISHARES TR | 13,764 | $475K | 0.1% | $34.51 | $37.76 | — | INTL DEVPPTY ETF | 464288422 |
| NKE | NIKE INC | 6,312 | $468K | 0.1% | $74.14 * | $51.53 | +31.3% | CL B | 654106103 |
| MKC | MCCORMICK & CO INC | 3,318 | $462K | 0.1% | $139.24 * | $43.60 | +39.9% | COM NON VTG | 579780206 |
| MA | MASTERCARD INCORPORATED | 2,451 | $462K | 0.1% | $188.49 * | $109.27 | +66.0% | CL A | 57636Q104 |
| IVE | ISHARES TR | 4,501 | $455K | 0.1% | $101.09 | $92.52 | +9.3% | S&P 500 VAL ETF | 464287408 |
| — | ROYAL DUTCH SHELL PLC | 7,759 | $452K | 0.1% | $58.25 | $58.25 | — | SPONS ADR A | 780259206 |
| NEE | NEXTERA ENERGY INC | 2,579 | $448K | 0.1% | $173.71 * | $32.99 | +10.9% | COM | 65339F101 |
| EEMS | ISHARES INC | 10,617 | $444K | 0.1% | $41.82 | $51.77 | -19.2% | EM MKT SM-CP ETF | 464286475 |
| LQD | ISHARES TR | 3,926 | $443K | 0.1% | $112.84 | $119.06 | -5.2% | IBOXX INV CP ETF | 464287242 |
| LLY | LILLY ELI & CO | 3,820 | $442K | 0.1% | $115.71 * | $73.36 | +43.5% | COM | 532457108 |
| GILD | GILEAD SCIENCES INC | 7,000 | $438K | 0.1% | $62.57 * | $60.34 | -20.8% | Put | 375558103 |
| IWP | ISHARES TR | 3,795 | $432K | 0.1% | $113.83 * | $54.23 | +4.8% | RUS MD CP GR ETF | 464287481 |
| EQIX | EQUINIX INC | 1,203 | $424K | 0.1% | $352.45 * | $349.39 | -11.5% | COM PAR $0.001 | 29444U700 |
| GLW | CORNING INC | 13,906 | $420K | 0.1% | $30.20 * | $22.46 | +10.6% | COM | 219350105 |
| CORP | PIMCO ETF TR | 4,241 | $420K | 0.1% | $99.03 | $102.83 | -3.7% | INV GRD CRP BD | 72201R817 |
| VRTX | VERTEX PHARMACEUTICALS INC | 2,507 | $415K | 0.1% | $165.54 | $158.40 | +4.6% | COM | 92532F100 |
| TMO | THERMO FISHER SCIENTIFIC INC | 1,793 | $401K | 0.1% | $223.65 | $225.78 | -2.7% | COM | 883556102 |
| ADSK | AUTODESK INC | 3,105 | $399K | 0.1% | $128.50 | $133.90 | -4.0% | COM | 052769106 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 30,020 | $397K | 0.1% | $13.22 * | $12.64 | -16.3% | COM | 42824C109 |
| BAX | BAXTER INTL INC | 5,950 | $392K | 0.1% | $65.88 * | $35.38 | +63.6% | COM | 071813109 |
| BDX | BECTON DICKINSON & CO | 1,714 | $386K | 0.1% | $225.20 * | $186.18 | +6.2% | COM | 075887109 |
| VT | VANGUARD INTL EQUITY INDEX F | 5,654 | $370K | 0.0% | $65.44 | $55.67 | +17.6% | TT WRLD ST ETF | 922042742 |
| — | RAYTHEON CO | 2,399 | $368K | 0.0% | $153.40 | $194.85 | — | COM NEW | 755111507 |
| KEYS | KEYSIGHT TECHNOLOGIES INC | 5,872 | $365K | 0.0% | $62.16 | $51.28 | +21.1% | COM | 49338L103 |
| VBK | VANGUARD INDEX FDS | 2,415 | $364K | 0.0% | $150.72 | $126.58 | +19.0% | SML CP GRW ETF | 922908595 |
| MRSH | MARSH & MCLENNAN COS INC | 4,554 | $363K | 0.0% | $79.71 * | $68.74 | +3.4% | COM | 571748102 |
| MDT | MEDTRONIC PLC | 3,978 | $362K | 0.0% | $91.00 * | $68.81 | +9.7% | SHS | G5960L103 |
| BCSF | BAIN CAP SPECIALTY FIN INC | 21,150 | $355K | 0.0% | $16.78 * | $7.90 | -3.1% | COM | 05684B107 |
| ADBE | ADOBE INC | 1,568 | $355K | 0.0% | $226.40 | $184.41 | +22.7% | COM | 00724F101 |
| PSX | PHILLIPS 66 | 4,008 | $345K | 0.0% | $86.08 * | $72.60 | -10.6% | COM | 718546104 |
| ECL | ECOLAB INC | 2,319 | $342K | 0.0% | $147.48 * | $115.54 | +18.5% | COM | 278865100 |
| HSIC | SCHEIN HENRY INC | 4,329 | $340K | 0.0% | $78.54 * | $59.04 | +4.3% | COM | 806407102 |
| SYY | SYSCO CORP | 5,373 | $337K | 0.0% | $62.72 * | $36.63 | +41.4% | COM | 871829107 |
| SDY | SPDR SERIES TRUST | 3,742 | $335K | 0.0% | $89.52 | $78.37 | +14.2% | S&P DIVID ETF | 78464A763 |
| FDS | FACTSET RESH SYS INC | 1,632 | $327K | 0.0% | $200.37 * | $188.77 | -0.9% | COM | 303075105 |
| NVDA | NVIDIA CORP | 2,433 | $325K | 0.0% | $133.58 * | $5.87 | -43.6% | COM | 67066G104 |
| — | TOTAL S A | 6,183 | $323K | 0.0% | $52.24 | $60.28 | — | SPONSORED ADR | 89151E109 |
| — | BLACKROCK INC | 810 | $318K | 0.0% | $392.59 | $439.64 | — | COM | 09247X101 |
| TDC | TERADATA CORP DEL | 8,241 | $316K | 0.0% | $38.34 | $32.65 | +17.5% | COM | 88076W103 |
| NTRS | NORTHERN TR CORP | 3,756 | $314K | 0.0% | $83.60 * | $77.70 | -13.1% | COM | 665859104 |
| NTAP | NETAPP INC | 5,250 | $313K | 0.0% | $59.62 * | $57.19 | -14.3% | COM | 64110D104 |
| — | UNITED TECHNOLOGIES CORP | 2,923 | $311K | 0.0% | $106.40 | $121.33 | — | COM | 913017109 |
| CNK | CINEMARK HOLDINGS INC | 8,484 | $304K | 0.0% | $35.83 * | $36.85 | -8.9% | COM | 17243V102 |
| — | GENERAL ELECTRIC CO | 40,118 | $304K | 0.0% | $7.58 | $17.88 | — | COM | 369604103 |
| — | ALPS ETF TR | 34,543 | $302K | 0.0% | $8.74 | $8.74 | — | ALERIAN MLP | 00162Q866 |
| BBY | BEST BUY INC | 5,662 | $300K | 0.0% | $52.98 * | $44.61 | -9.2% | COM | 086516101 |
| SDG | ISHARES TR | 5,611 | $297K | 0.0% | $52.93 | $54.82 | -3.3% | MSCI GLOBAL IMP | 46435G532 |
| VCSH | VANGUARD SCOTTSDALE FDS | 3,755 | $293K | 0.0% | $78.03 | $78.16 | -0.3% | SHRT TRM CORP BD | 92206C409 |
| IWB | ISHARES TR | 2,109 | $292K | 0.0% | $138.45 | $137.04 | +1.2% | RUS 1000 ETF | 464287622 |
| — | VARIAN MED SYS INC | 2,563 | $290K | 0.0% | $113.15 | $113.54 | — | COM | 92220P105 |
| — | ACTIVISION BLIZZARD INC | 6,204 | $289K | 0.0% | $46.58 | $55.76 | — | COM | 00507V109 |
| VBR | VANGUARD INDEX FDS | 2,527 | $288K | 0.0% | $113.97 | $134.96 | -15.5% | SM CP VAL ETF | 922908611 |
| CMCSA | COMCAST CORP NEW | 8,464 | $288K | 0.0% | $34.03 * | $26.93 | +6.0% | CL A | 20030N101 |
| IWS | ISHARES TR | 3,736 | $285K | 0.0% | $76.28 | $88.42 | -13.7% | RUS MDCP VAL ETF | 464287473 |
| SWKS | SKYWORKS SOLUTIONS INC | 4,198 | $281K | 0.0% | $66.94 * | $86.06 | -33.9% | COM | 83088M102 |
| UPS | UNITED PARCEL SERVICE INC | 2,740 | $267K | 0.0% | $97.45 * | $67.72 | +9.5% | CL B | 911312106 |
| AXP | AMERICAN EXPRESS CO | 2,750 | $262K | 0.0% | $95.27 * | $79.29 | +9.2% | COM | 025816109 |
| VPL | VANGUARD INTL EQUITY INDEX F | 4,300 | $261K | 0.0% | $60.70 | $63.58 | -4.6% | FTSE PACIFIC ETF | 922042866 |
| MCO | MOODYS CORP | 1,852 | $259K | 0.0% | $139.85 * | $136.31 | -3.3% | COM | 615369105 |
| ESGU | ISHARES TR | 4,700 | $258K | 0.0% | $54.89 | $59.13 | -7.1% | ESG MSCI USA ETF | 46435G425 |
| SAP | SAP SE | 2,579 | $257K | 0.0% | $99.65 | $95.03 | +4.8% | SPON ADR | 803054204 |
| NOC | NORTHROP GRUMMAN CORP | 1,049 | $257K | 0.0% | $245.00 * | $228.71 | -4.5% | COM | 666807102 |
| SUB | ISHARES TR | 2,437 | $257K | 0.0% | $105.46 | $104.70 | +0.7% | SHRT NAT MUN ETF | 464288158 |
| — | APERGY CORP | 9,481 | $257K | 0.0% | $27.11 | $41.80 | — | COM | 03755L104 |
| CHTR | CHARTER COMMUNICATIONS INC N | 891 | $254K | 0.0% | $285.07 | $216.07 | +31.9% | CL A | 16119P108 |
| — | KELLOGG CO | 4,445 | $253K | 0.0% | $56.92 * | $46.05 | -10.1% | COM | 487836108 |
| TFI | SPDR SER TR | 5,245 | $252K | 0.0% | $48.05 | $47.85 | +0.6% | NUVEEN BRC MUNIC | 78468R721 |
| WAT | WATERS CORP | 1,335 | $252K | 0.0% | $188.76 | $192.90 | -2.2% | COM | 941848103 |
| HON | HONEYWELL INTL INC | 1,884 | $249K | 0.0% | $132.17 * | $114.04 | -5.6% | COM | 438516106 |
| HBAN | HUNTINGTON BANCSHARES INC | 20,781 | $248K | 0.0% | $11.93 * | $9.77 | -11.6% | COM | 446150104 |
| DECK | DECKERS OUTDOOR CORP | 1,921 | $246K | 0.0% | $128.06 * | $17.46 | +22.2% | COM | 243537107 |
| BKNG | BOOKING HLDGS INC | 142 | $245K | 0.0% | $1725.35 | $2032.09 | -16.6% | COM | 09857L108 |
| EPD | ENTERPRISE PRODS PARTNERS L | 9,893 | $243K | 0.0% | $24.56 | $24.56 | — | COM | 293792107 |
| IXUS | ISHARES TR | 4,593 | $241K | 0.0% | $52.47 | $55.49 | -5.3% | CORE MSCI TOTAL | 46432F834 |
| IWO | ISHARES TR | 1,425 | $239K | 0.0% | $167.72 | $199.86 | -15.9% | RUS 2000 GRW ETF | 464287648 |
| CWT | CALIFORNIA WTR SVC GROUP | 4,968 | $237K | 0.0% | $47.71 * | $35.44 | +16.7% | COM | 130788102 |
| BR | BROADRIDGE FINL SOLUTIONS IN | 2,463 | $237K | 0.0% | $96.22 * | $73.87 | +15.7% | COM | 11133T103 |
| EMR | EMERSON ELEC CO | 3,940 | $235K | 0.0% | $59.64 * | $54.14 | -6.3% | COM | 291011104 |
| ROST | ROSS STORES INC | 2,824 | $235K | 0.0% | $83.22 * | $46.73 | +66.2% | COM | 778296103 |
| AEP | AMERICAN ELEC PWR INC | 3,131 | $234K | 0.0% | $74.74 * | $58.39 | -0.0% | COM | 025537101 |
| WST | WEST PHARMACEUTICAL SVSC INC | 2,380 | $233K | 0.0% | $97.90 | $106.26 | -9.6% | COM | 955306105 |
| — | CANADIAN PAC RY LTD | 1,300 | $231K | 0.0% | $177.69 | $161.03 | — | COM | 13645T100 |
| NOW | SERVICENOW INC | 1,288 | $229K | 0.0% | $177.80 * | $35.49 | +0.3% | COM | 81762P102 |
| OXY | OCCIDENTAL PETE CORP DEL | 3,736 | $229K | 0.0% | $61.30 * | $66.18 | -20.8% | COM | 674599105 |
| — | TIFFANY & CO NEW | 2,832 | $228K | 0.0% | $80.51 | $103.60 | — | COM | 886547108 |
| FDX | FEDEX CORP | 1,405 | $227K | 0.0% | $161.57 * | $168.48 | -15.6% | COM | 31428X106 |
| BABA | ALIBABA GROUP HLDG LTD | 1,648 | $226K | 0.0% | $137.14 | $188.74 | -27.4% | SPONSORED ADS | 01609W102 |
| SO | SOUTHERN CO | 5,135 | $226K | 0.0% | $44.01 * | $30.53 | +9.1% | COM | 842587107 |
| MTD | METTLER TOLEDO INTERNATIONAL | 397 | $225K | 0.0% | $566.75 | $580.81 | -2.6% | COM | 592688105 |
| IDXX | IDEXX LABS INC | 1,200 | $223K | 0.0% | $185.83 | $184.56 | +0.8% | COM | 45168D104 |
| VIG | VANGUARD GROUP | 2,200 | $215K | 0.0% | $97.73 | $101.93 | -3.9% | DIV APP ETF | 921908844 |
| TMUS | T MOBILE US INC | 3,375 | $215K | 0.0% | $63.70 * | $44.35 | +38.6% | COM | 872590104 |
| ED | CONSOLIDATED EDISON INC | 2,807 | $215K | 0.0% | $76.59 * | $60.48 | -1.8% | COM | 209115104 |
| FIS | FIDELITY NATL INFORMATION SV | 2,096 | $215K | 0.0% | $102.58 * | $88.43 | +1.6% | COM | 31620M106 |
| — | WALGREENS BOOTS ALLIANCE INC | 3,124 | $213K | 0.0% | $68.18 | $72.64 | — | COM | 931427108 |
| ALLE | ALLEGION PUB LTD CO | 2,678 | $213K | 0.0% | $79.54 * | $73.02 | -0.0% | ORD SHS | G0176J109 |
| OPLN | KAR AUCTION SVCS INC | 4,460 | $213K | 0.0% | $47.76 * | $20.48 | -11.8% | COM | 48238T109 |
| HUM | HUMANA INC | 736 | $211K | 0.0% | $286.68 * | $253.48 | +6.4% | COM | 444859102 |
| PYPL | PAYPAL HLDGS INC | 2,515 | $211K | 0.0% | $83.90 | $74.25 | +13.0% | COM | 70450Y103 |
| CMA | COMERICA INC | 3,060 | $210K | 0.0% | $68.63 * | $51.04 | +10.7% | COM | 200340107 |
| ENFR | ALPS ETF TR | 11,590 | $210K | 0.0% | $18.12 | $21.43 | -15.4% | ALERIAN ENERGY | 00162Q676 |
| ITW | ILLINOIS TOOL WKS INC | 1,642 | $208K | 0.0% | $126.67 * | $122.64 | -12.7% | COM | 452308109 |
| MPC | MARATHON PETE CORP | 3,500 | $207K | 0.0% | $59.14 * | $47.95 | -1.7% | COM | 56585A102 |
| RELX | RELX PLC | 10,058 | $206K | 0.0% | $20.48 | $21.78 | -5.8% | SPONSORED ADR | 759530108 |
| GPC | GENUINE PARTS CO | 2,143 | $206K | 0.0% | $96.13 * | $79.16 | -0.8% | COM | 372460105 |
| — | EATON VANCE TAX MNGD GBL DV | 27,464 | $205K | 0.0% | $7.46 | $9.69 | — | COM | 27829F108 |
| QCOM | QUALCOMM INC | 3,610 | $205K | 0.0% | $56.79 * | $47.33 | +1.5% | COM | 747525103 |
| NUBD | NUSHARES ETF TR | 8,421 | $204K | 0.0% | $24.23 | $23.94 | +1.3% | ESG US AGGRGTE | 67092P870 |
| DEO | DIAGEO P L C | 1,439 | $204K | 0.0% | $141.77 | $140.66 | +0.8% | SPON ADR NEW | 25243Q205 |
| — | NATIONAL INSTRS CORP | 4,470 | $203K | 0.0% | $45.41 | $48.32 | — | COM | 636518102 |
| EUFN | ISHARES TR | 11,000 | $186K | 0.0% | $16.91 | $17.94 | -5.5% | MSCI EURO FL ETF | 464289180 |
| — | GANNETT CO INC | 18,632 | $159K | 0.0% | $8.53 | $8.53 | — | COM | 36473H104 |
| QQQ | INVESCO QQQ TR | 1,000 | $154K | 0.0% | $154.00 | $169.50 | -9.0% | Call | 46090E103 |
| — | EATON VANCE TX MGD DIV EQ IN | 12,499 | $127K | 0.0% | $10.16 | $11.04 | — | COM | 27828N102 |
| BBVA | BANCO BILBAO VIZCAYA ARGENTA | 23,621 | $125K | 0.0% | $5.29 | $7.78 | -32.0% | SPONSORED ADR | 05946K101 |
| — | GLOBAL X FDS | 13,036 | $100K | 0.0% | $7.67 | $8.96 | — | GLBL X MLP ETF | 37950E473 |
| — | SPECTRUM PHARMACEUTICALS INC | 10,000 | $88,000 | 0.0% | $8.80 | $6.50 | — | COM | 84763A108 |
| — | INTREXON CORP | 13,078 | $86,000 | 0.0% | $6.58 | $13.92 | — | COM | 46122T102 |
| — | SIRIUS XM HLDGS INC | 11,250 | $64,000 | 0.0% | $5.69 | $5.11 | — | COM | 82968B103 |
| — | AVON PRODS INC | 21,408 | $33,000 | 0.0% | $1.54 | $4.39 | — | COM | 054303102 |
| — | ZIOPHARM ONCOLOGY INC | 15,910 | $30,000 | 0.0% | $1.89 | $6.31 | — | COM | 98973P101 |
| — | NEOS THERAPEUTICS INC | 16,406 | $27,000 | 0.0% | $1.65 | $7.20 | — | COM | 64052L106 |