Location: Princeton, NJ
CIK: 0001287618 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 3, 2015
Total Value: $202M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF Trust | 58,659 | $12.06M | 6.0% | $205.54 | $161.71 | +27.1% | IND | 78462F103 |
| DVY | iShares DJ Select Dividend Ind | 90,618 | $7.195M | 3.6% | $79.40 | $66.47 | +19.5% | ETF | 464287168 |
| — | Guggenheim S&P 500 Equal Weigh | 63,184 | $5.058M | 2.5% | $80.05 | $61.37 | — | IND | 78355w106 |
| — | Exxon Mobil Corp | 52,620 | $4.865M | 2.4% | $92.46 | $90.35 | — | COM | 30231g102 |
| — | Powershares QQQ Trust Series 1 | 38,702 | $3.996M | 2.0% | $103.25 | $71.93 | — | IND | 73935a104 |
| LOW | Lowe's Cos Inc | 54,453 | $3.746M | 1.9% | $68.79 * | $32.16 | +75.4% | COM | 548661107 |
| AAPL | Apple Inc | 33,809 | $3.732M | 1.8% | $110.38 * | $17.93 | +36.5% | COM | 037833100 |
| — | SPDR S&P MidCap 400 ETF Trust | 13,156 | $3.473M | 1.7% | $263.99 | $210.85 | — | IND | 78467y107 |
| — | Calamos Convertible & High Inc | 216,845 | $2.999M | 1.5% | $13.83 | $12.55 | — | CEF | 12811p108 |
| IBM | International Business Machine | 17,984 | $2.885M | 1.4% | $160.42 * | $118.94 | -18.3% | COM | 459200101 |
| — | General Electric Co | 113,896 | $2.878M | 1.4% | $25.27 | $23.22 | — | COM | 369604103 |
| VYM | Vanguard High Dividend Yield E | 40,014 | $2.751M | 1.4% | $68.75 | $58.32 | +17.9% | ETF | 921946406 |
| — | Alerian MLP ETF | 153,509 | $2.689M | 1.3% | $17.52 | $17.61 | — | ETF | 00162q866 |
| — | Vanguard Telecommunication Ser | 30,255 | $2.563M | 1.3% | $84.71 | $78.92 | — | COM | 92204a884 |
| MSFT | Microsoft Corp | 54,086 | $2.512M | 1.2% | $46.44 * | $26.71 | +48.2% | COM | 594918104 |
| IWM | iShares Russell 2000 Index Fun | 20,310 | $2.429M | 1.2% | $119.60 | $95.84 | +24.8% | IND | 464287655 |
| SWPPX | Schwab S&P 500 Index Fund | 74,309 | $2.39M | 1.2% | $32.16 | $26.88 | — | IND | 808509855 |
| CVS | CVS Health Corp | 24,447 | $2.355M | 1.2% | $96.33 * | $41.44 | +70.1% | COM | 126650100 |
| — | BlackRock Inc | 6,510 | $2.328M | 1.2% | $357.60 | $256.82 | — | COM | 09247x101 |
| IWC | iShares Russell Microcap Index | 29,490 | $2.27M | 1.1% | $76.98 | $60.30 | +27.7% | IND | 464288869 |
| — | JP Morgan Chase & Co | 35,715 | $2.235M | 1.1% | $62.58 | $52.78 | — | COM | 46625h100 |
| PG | Procter & Gamble Co | 23,874 | $2.175M | 1.1% | $91.10 * | $55.00 | +21.8% | COM | 742718109 |
| JNJ | Johnson & Johnson | 20,793 | $2.174M | 1.1% | $104.55 * | $59.82 | +28.7% | COM | 478160104 |
| PFF | iShares S&P Preferred Stock In | 54,619 | $2.154M | 1.1% | $39.44 | $38.25 | +3.1% | CEF | 464288687 |
| — | PowerShares CEF Income Composi | 89,748 | $2.118M | 1.0% | $23.60 | $23.99 | — | CEF | 73936q843 |
| — | MetLife Inc | 39,004 | $2.11M | 1.0% | $54.10 | $45.75 | — | COM | 59156r108 |
| — | Materials Select Sector SPDR E | 42,568 | $2.068M | 1.0% | $48.58 | $38.47 | — | COM | 81369y100 |
| — | Staples Inc | 111,192 | $2.015M | 1.0% | $18.12 | $15.78 | — | COM | 855030102 |
| WMT | Wal-Mart Stores Inc | 22,439 | $1.927M | 1.0% | $85.88 * | $19.98 | +16.2% | COM | 931142103 |
| EFA | iShares MSCI Eafe Index | 30,594 | $1.861M | 0.9% | $60.83 | $61.11 | -0.4% | ETF | 464287465 |
| AMGN | Amgen Inc | 11,380 | $1.813M | 0.9% | $159.31 * | $73.34 | +58.2% | COM | 031162100 |
| SLB | Schlumberger Ltd | 21,046 | $1.798M | 0.9% | $85.43 * | $52.90 | +18.5% | COM | 806857108 |
| — | Vanguard Utilities ETF | 17,447 | $1.786M | 0.9% | $102.37 | $82.19 | — | COM | 92204a876 |
| AXP | American Express Co | 19,104 | $1.777M | 0.9% | $93.02 * | $59.62 | +33.0% | COM | 025816109 |
| ORCL | Oracle Corp | 38,275 | $1.721M | 0.9% | $44.96 * | $27.58 | +38.2% | COM | 68389X105 |
| IJJ | iShares S&P Midcap 400/BARRA V | 13,452 | $1.72M | 0.9% | $127.86 * | $51.86 | +23.2% | ETF | 464287705 |
| CVX | Chevron Corp | 15,166 | $1.701M | 0.8% | $112.16 * | $71.25 | -1.8% | COM | 166764100 |
| IVW | iShares S&P 500 Growth | 15,077 | $1.683M | 0.8% | $111.63 * | $21.88 | +27.5% | ETF | 464287309 |
| — | Express Scripts Holding Co | 19,797 | $1.676M | 0.8% | $84.66 | $62.29 | — | COM | 30219g108 |
| IJK | iShares S&P Midcap 400 Growth | 10,431 | $1.666M | 0.8% | $159.72 * | $33.20 | +20.2% | ETF | 464287606 |
| PEP | Pepsico, Inc | 17,382 | $1.644M | 0.8% | $94.58 * | $56.00 | +21.4% | COM | 713448108 |
| — | 3M Co | 9,973 | $1.639M | 0.8% | $164.34 | $109.35 | — | COM | 88579y101 |
| — | SPDR S&P Intl Dividend ETF | 38,855 | $1.633M | 0.8% | $42.03 | $46.66 | — | ETF | 78463x772 |
| ADP | Automatic Data Processing Inc | 19,150 | $1.597M | 0.8% | $83.39 * | $45.09 | +45.6% | COM | 053015103 |
| — | Walgreens Boot Alliance Inc | 20,392 | $1.554M | 0.8% | $76.21 | $76.21 | — | COM | 931427108 |
| TEVA | Teva Pharmaceutical Industries | 26,652 | $1.533M | 0.8% | $57.52 | $38.94 | +47.7% | COM | 881624209 |
| QCOM | Qualcomm Inc | 20,021 | $1.488M | 0.7% | $74.32 * | $47.97 | +13.3% | COM | 747525103 |
| MDT | Medtronic PLC | 20,473 | $1.478M | 0.7% | $72.19 * | $53.02 | +4.4% | COM | G5960L103 |
| — | L-3 Communications Holdings In | 11,195 | $1.413M | 0.7% | $126.22 | $85.76 | — | COM | 502424104 |
| WFC | Wells Fargo & Co | 25,504 | $1.398M | 0.7% | $54.81 * | $27.36 | +47.1% | COM | 949746101 |
| — | SPDR S&P Dividend ETF | 17,650 | $1.391M | 0.7% | $78.81 | $69.31 | — | ETF | 78464a763 |
| FNMIX | Fidelity New Markets Income | 89,244 | $1.362M | 0.7% | $15.26 | $15.91 | — | CEF | 315910836 |
| INTC | Intel Corp | 37,511 | $1.361M | 0.7% | $36.28 * | $17.17 | +62.1% | COM | 458140100 |
| CAKE | The Cheesecake Factory Inc | 27,042 | $1.36M | 0.7% | $50.29 * | $31.16 | +28.9% | COM | 163072101 |
| — | Coach Inc | 36,123 | $1.357M | 0.7% | $37.57 | $47.28 | — | COM | 189754104 |
| — | AbbVie Inc | 20,205 | $1.322M | 0.7% | $65.43 | $41.35 | — | COM | 00287y109 |
| CSCO | Cisco Systems Inc | 47,235 | $1.314M | 0.6% | $27.82 * | $15.29 | +29.0% | COM | 17275R102 |
| SYK | Stryker Corp | 13,760 | $1.298M | 0.6% | $94.33 * | $57.08 | +45.5% | COM | 863667101 |
| — | Skyworks Solutions Inc | 17,620 | $1.281M | 0.6% | $72.70 | $47.27 | — | COM | 83088m102 |
| SYY | Sysco Corp | 31,786 | $1.262M | 0.6% | $39.70 * | $24.40 | +21.9% | COM | 871829107 |
| — | Dreyfus Midcap Index Fund | 33,042 | $1.242M | 0.6% | $37.59 | $35.90 | — | IND | 712223106 |
| — | Target Corp | 16,290 | $1.237M | 0.6% | $75.94 | $60.85 | — | COM | 87612e106 |
| GLW | Corning Inc | 53,639 | $1.23M | 0.6% | $22.93 * | $10.49 | +63.6% | COM | 219350105 |
| — | Dr Pepper Snapple Group Inc | 17,125 | $1.228M | 0.6% | $71.71 | $45.93 | — | COM | 26138e109 |
| — | Capital One Financial Corp | 14,808 | $1.222M | 0.6% | $82.52 | $62.81 | — | COM | 14040h105 |
| BAX | Baxter Intl Inc | 16,542 | $1.212M | 0.6% | $73.27 * | $29.27 | +13.3% | COM | 071813109 |
| UPS | United Parcel Service Inc | 10,755 | $1.196M | 0.6% | $111.20 * | $55.38 | +35.3% | COM | 911312106 |
| BK | Bank of New York Mellon Corp | 29,182 | $1.184M | 0.6% | $40.57 * | $21.22 | +45.5% | COM | 064058100 |
| — | Cerner Corp | 18,225 | $1.178M | 0.6% | $64.64 | $51.58 | — | COM | 156782104 |
| SWSSX | Schwab Small-Cap Index Fund | 43,027 | $1.16M | 0.6% | $26.96 | $27.04 | — | IND | 808509848 |
| SWK | Stanley Black & Decker Inc | 12,038 | $1.157M | 0.6% | $96.11 * | $56.98 | +27.5% | COM | 854502101 |
| ITW | Illinois Tool Works Inc | 12,166 | $1.152M | 0.6% | $94.69 * | $49.85 | +46.9% | COM | 452308109 |
| — | Seagate Technology PLC | 17,273 | $1.149M | 0.6% | $66.52 | $44.85 | — | COM | g7945M107 |
| — | Babson Capital Corporate Inves | 71,926 | $1.143M | 0.6% | $15.89 | $15.32 | — | CEF | 05617k109 |
| VYX | NCR Corp | 37,827 | $1.102M | 0.5% | $29.13 * | $19.60 | -8.8% | COM | 62886E108 |
| USB | US Bancorp | 24,513 | $1.102M | 0.5% | $44.96 * | $22.41 | +36.4% | COM | 902973304 |
| HUN | Huntsman Corp | 48,152 | $1.097M | 0.5% | $22.78 | $18.29 | +24.6% | COM | 447011107 |
| — | Bed Bath & Beyond Inc | 14,123 | $1.076M | 0.5% | $76.19 | $70.96 | — | COM | 075896100 |
| — | Utilities Select Sector SPDR E | 22,170 | $1.047M | 0.5% | $47.23 | $37.64 | — | COM | 81369y886 |
| — | Health Care Select Sector SPDR | 14,841 | $1.015M | 0.5% | $68.39 | $63.97 | — | COM | 81369y209 |
| — | SPDR Barclays Short-Term High | 34,942 | $1.01M | 0.5% | $28.91 | $30.55 | — | CEF | 78468r408 |
| — | ConocoPhillips | 14,373 | $993K | 0.5% | $69.09 | $60.51 | — | COM | 20825c104 |
| BAC | Bank of America Corp | 55,293 | $989K | 0.5% | $17.89 * | $10.03 | +41.6% | COM | 060505104 |
| — | Consumer Staples Select Sector | 20,232 | $981K | 0.5% | $48.49 | $44.66 | — | COM | 81369y308 |
| BA | Boeing Co | 7,525 | $978K | 0.5% | $129.97 * | $80.37 | +41.4% | COM | 097023105 |
| IAI | Ishares DJ US Broker-Dealers I | 22,252 | $949K | 0.5% | $42.65 | $29.55 | +44.3% | COM | 464288794 |
| — | Technology Select Sector SPDR | 22,728 | $940K | 0.5% | $41.36 | $32.63 | — | COM | 81369y803 |
| — | Industrial Select Sector SPDR | 16,298 | $922K | 0.5% | $56.57 | $43.05 | — | COM | 81369y704 |
| IJS | iShares S&P Smallcap 600 Value | 7,710 | $909K | 0.4% | $117.90 * | $47.07 | +25.3% | ETF | 464287879 |
| — | Comcast Corp | 15,656 | $908K | 0.4% | $58.00 | $41.73 | — | COM | 20030n101 |
| OXY | Occidental Petroleum Corp | 11,175 | $901K | 0.4% | $80.63 * | $57.83 | +0.1% | COM | 674599105 |
| APD | Air Products & Chemicals Inc | 6,150 | $887K | 0.4% | $144.23 * | $61.55 | +65.8% | COM | 009158106 |
| ABT | Abbott Laboratories | 19,610 | $883K | 0.4% | $45.03 * | $28.85 | +26.6% | COM | 002824100 |
| CAT | Caterpillar Inc | 9,391 | $860K | 0.4% | $91.58 * | $61.55 | +12.2% | COM | 149123101 |
| — | United Technologies Corp | 7,221 | $830K | 0.4% | $114.94 | $93.26 | — | COM | 913017109 |
| SPY | SPDR S&P 500 ETF Trust | 3,900 | $802K | 0.4% | $205.64 | $161.71 | +27.1% | Put | 78462F103 |
| — | Google Inc Cl A | 1,446 | $767K | 0.4% | $530.43 | $584.54 | — | COM | 38259p508 |
| — | Google Inc Cl C Non Voting Sha | 1,450 | $763K | 0.4% | $526.21 | $1114.78 | — | COM | 38259p706 |
| IYR | Ishares DJ US Real Estate Inde | 9,892 | $760K | 0.4% | $76.83 | $70.43 | +9.1% | COM | 464287739 |
| — | Harman Intl Industries Inc | 7,080 | $756K | 0.4% | $106.78 | $54.21 | — | COM | 413086109 |
| — | E.I. duPont de Nemours & Co | 10,177 | $752K | 0.4% | $73.89 | $52.52 | — | COM | 263534109 |
| TMO | Thermo Fisher Scientific Inc | 5,920 | $742K | 0.4% | $125.34 * | $79.76 | +51.9% | COM | 883556102 |
| — | AT&T Inc | 21,758 | $731K | 0.4% | $33.60 | $35.40 | — | COM | 00206r102 |
| DAL | Delta Air Lines Inc | 14,680 | $722K | 0.4% | $49.18 * | $36.83 | +17.0% | COM | 247361702 |
| PRAA | PRA Group Inc | 12,208 | $707K | 0.3% | $57.91 | $59.03 | -1.9% | COM | 69354N106 |
| BP | BP PLC - ADR | 18,500 | $705K | 0.3% | $38.11 | $42.56 | -10.4% | COM | 055622104 |
| MAR | Marriott Intl Inc | 8,985 | $701K | 0.3% | $78.02 * | $45.89 | +52.6% | COM | 571903202 |
| — | Chico's FAS Inc | 37,500 | $608K | 0.3% | $16.21 | $16.65 | — | COM | 168615102 |
| — | Global X Superdividend ETF | 26,340 | $608K | 0.3% | $23.08 | $24.77 | — | ETF | 37950e549 |
| — | Whitewave Foods Co Cl A | 17,050 | $597K | 0.3% | $35.01 | $32.35 | — | COM | 966244105 |
| AMN | AMN Healthcare Services Inc | 29,727 | $583K | 0.3% | $19.61 | $14.05 | +39.5% | COM | 001744101 |
| RMD | ResMed Inc | 10,330 | $579K | 0.3% | $56.05 * | $38.42 | +27.1% | COM | 761152107 |
| MRSH | Marsh & McLennan Cos Inc | 10,075 | $577K | 0.3% | $57.27 * | $40.50 | +16.2% | COM | 571748102 |
| — | Verizon Communications Inc | 12,315 | $576K | 0.3% | $46.77 | $50.27 | — | COM | 92343v104 |
| — | Hewlett-Packard Co | 14,100 | $566K | 0.3% | $40.14 | $40.14 | — | COM | 428236103 |
| — | Raytheon Co | 5,064 | $548K | 0.3% | $108.21 | $66.13 | — | COM | 755111507 |
| — | Market Vectors Oil Services ET | 14,631 | $526K | 0.3% | $35.95 | $43.70 | — | COM | 57060u191 |
| LLY | Eli Lilly & Co | 7,550 | $521K | 0.3% | $69.01 * | $42.21 | +34.1% | COM | 532457108 |
| PFE | Pfizer Inc | 14,268 | $444K | 0.2% | $31.12 * | $16.47 | +12.8% | COM | 717081103 |
| BND | Vanguard Total Bond Market | 5,345 | $440K | 0.2% | $82.32 | $80.44 | +2.4% | ETF | 921937835 |
| LQD | iShares IBOXX $ Investment Gra | 3,610 | $431K | 0.2% | $119.39 | $113.13 | +5.5% | ETF | 464287242 |
| BMY | Bristol-Myers Squibb Co | 7,000 | $413K | 0.2% | $59.00 * | $29.39 | +39.4% | COM | 110122108 |
| — | Staples Inc | 22,000 | $399K | 0.2% | $18.14 | $15.78 | — | Put | 855030102 |
| — | Annaly Capital Management Inc | 34,007 | $368K | 0.2% | $10.82 | $11.55 | — | CEF | 035710409 |
| — | BankUnited Inc | 12,608 | $365K | 0.2% | $28.95 | $26.35 | — | COM | 06652k103 |
| ILF | iShares Latin American 40 ETF | 9,362 | $298K | 0.1% | $31.83 | $36.60 | -13.1% | ETF | 464287390 |
| TKR | Timken Co | 6,777 | $289K | 0.1% | $42.64 | $39.57 | +7.9% | COM | 887389104 |
| — | Alibaba Group Holding Ltd | 2,750 | $286K | 0.1% | $104.00 | $104.00 | — | COM | 01609w102 |
| — | McKesson Corp | 1,350 | $280K | 0.1% | $207.41 | $161.48 | — | COM | 58155q103 |
| SHY | iShares Barclays 1-3yr Treasur | 3,300 | $279K | 0.1% | $84.55 | $84.32 | +0.2% | ETF | 464287457 |
| — | Market Vectors Biotech ETF | 2,355 | $272K | 0.1% | $115.50 | $95.93 | — | ETF | 57060u183 |
| — | Tiffany & Co | 2,550 | $272K | 0.1% | $106.67 | $78.06 | — | COM | 886547108 |
| — | CDK Global Inc | 6,216 | $253K | 0.1% | $40.70 | $40.70 | — | COM | 12508e101 |
| CL | Colgate-Palmolive Co | 3,222 | $223K | 0.1% | $69.21 * | $48.45 | +10.4% | COM | 194162103 |
| CLX | Clorox Co | 2,057 | $214K | 0.1% | $104.04 * | $65.65 | +16.3% | COM | 189054109 |
| IP | Intl Paper Co | 3,966 | $212K | 0.1% | $53.45 * | $30.67 | +4.0% | COM | 460146103 |
| F | Ford Motor Co | 13,540 | $210K | 0.1% | $15.51 * | $7.61 | +13.2% | COM | 345370860 |
| GS | Goldman Sachs Group Inc | 1,072 | $208K | 0.1% | $194.03 * | $150.86 | +3.3% | COM | 38141G104 |
| — | Consumer Discr Select Sector S | 2,870 | $207K | 0.1% | $72.13 | $56.70 | — | COM | 81369y407 |
| KSS | Kohl's Corp | 3,350 | $204K | 0.1% | $60.90 | $56.59 | +7.9% | COM | 500255104 |
| — | First Trust ISE-Revere Natural | 17,035 | $191K | 0.1% | $11.21 | $18.70 | — | COM | 33734j102 |
| SPY | SPDR S&P 500 ETF Trust | 900 | $185K | 0.1% | $205.56 | $161.71 | +27.1% | Call | 78462F103 |
| — | Edwards Lifesciences Corp | 1,400 | $178K | 0.1% | $127.14 | $127.14 | — | COM | 28176e108 |
| — | Edwards Lifesciences Corp | 1,400 | $178K | 0.1% | $127.14 | $127.14 | — | Put | 28176e108 |
| KSS | Kohl's Corp | 2,600 | $159K | 0.1% | $61.15 | $56.59 | +7.9% | Put | 500255104 |
| SHYAX | SEI High Yield Bond | 10,231 | $76,000 | 0.0% | $7.43 | $7.67 | — | CEF | 783925647 |
| — | Coach Inc | 2,000 | $76,000 | 0.0% | $38.00 | $47.28 | — | Call | 189754104 |
| MSFT | Microsoft Corp | 1,500 | $70,000 | 0.0% | $46.67 * | $26.71 | +48.2% | Put | 594918104 |
| GLW | Corning Inc | 2,100 | $48,000 | 0.0% | $22.86 * | $10.49 | +63.6% | Put | 219350105 |
| — | Galena Biopharma Inc | 29,675 | $45,000 | 0.0% | $1.52 | $2.48 | — | COM | 363256108 |
| — | Applied DNA Sciences Inc | 10,721 | $31,000 | 0.0% | $2.89 | $2.89 | — | COM | 03815u201 |
| INTC | Intel Corp | 400 | $14,000 | 0.0% | $35.00 * | $17.17 | +62.1% | Put | 458140100 |
| — | Tiffany & Co | 100 | $11,000 | 0.0% | $110.00 | $78.06 | — | Put | 886547108 |
| VGZ | Vista Gold Corp | 35,000 | $10,000 | 0.0% | $0.29 | $0.89 | -68.6% | COM | 927926303 |
| — | RegeneRx Biopharmaceuticals | 62,537 | $9,000 | 0.0% | $0.14 | $0.08 | — | COM | 75886x108 |
| — | Exeter Resource Corp | 15,000 | $9,000 | 0.0% | $0.60 | $0.67 | — | COM | 301835104 |
| — | Golden Star Res Ltd | 41,000 | $9,000 | 0.0% | $0.22 | $0.41 | — | COM | 38119t104 |
| — | Competitive Companies Inc | 465,000 | $8,000 | 0.0% | $0.02 | $0.03 | — | COM | 204510101 |
| — | Water Technologies Intl | 304,000 | $2,000 | 0.0% | $0.01 | $0.01 | — | COM | 94114g100 |
| — | Geopharma Inc | 40,000 | $0 | 0.0% | $0.00 | — | — | COM | 37250a106 |
| — | Access Worldwide Communication | 54,450 | $0 | 0.0% | $0.00 | — | — | COM | 004319109 |