Location: Princeton, NJ
CIK: 0001287618 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Oct 28, 2014
Total Value: $194M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF Trust | 58,483 | $11.52M | 5.9% | $197.01 | $161.71 | +21.8% | IND | 78462F103 |
| DVY | iShares DJ Select Dividend Ind | 90,378 | $6.675M | 3.4% | $73.86 | $66.47 | +11.1% | ETF | 464287168 |
| — | Exxon Mobil Corp | 53,245 | $5.008M | 2.6% | $94.06 | $90.35 | — | COM | 30231g102 |
| — | Guggenheim S&P 500 Equal Weigh | 62,849 | $4.763M | 2.5% | $75.78 | $61.37 | — | IND | 78355w106 |
| — | Powershares QQQ Trust Series 1 | 38,256 | $3.779M | 1.9% | $98.78 | $71.57 | — | IND | 73935a104 |
| IBM | International Business Machine | 17,994 | $3.416M | 1.8% | $189.84 * | $118.94 | -4.0% | COM | 459200101 |
| AAPL | Apple Inc | 33,553 | $3.38M | 1.7% | $100.74 * | $17.93 | +24.0% | COM | 037833100 |
| — | SPDR S&P MidCap 400 ETF Trust | 13,016 | $3.245M | 1.7% | $249.31 | $210.28 | — | IND | 78467y107 |
| — | Calamos Convertible and High I | 216,630 | $3.072M | 1.6% | $14.18 | $12.55 | — | CEF | 12811p108 |
| LOW | Lowe's Cos Inc | 56,680 | $3M | 1.5% | $52.93 * | $32.16 | +34.3% | COM | 548661107 |
| — | General Electric Co | 114,794 | $2.941M | 1.5% | $25.62 | $23.22 | — | COM | 369604103 |
| — | Alerian MLP ETF | 151,859 | $2.911M | 1.5% | $19.17 | $17.61 | — | ETF | 00162q866 |
| — | Vanguard Telecommunication Ser | 30,370 | $2.651M | 1.4% | $87.29 | $78.92 | — | COM | 92204a884 |
| VYM | Vanguard High Dividend Yield E | 39,454 | $2.62M | 1.4% | $66.41 | $58.18 | +14.1% | ETF | 921946406 |
| MSFT | Microsoft Corp | 54,334 | $2.519M | 1.3% | $46.36 * | $26.71 | +47.0% | COM | 594918104 |
| SWPPX | Schwab S&P 500 Index Fund | 72,856 | $2.275M | 1.2% | $31.23 | $26.77 | — | IND | 808509855 |
| JNJ | Johnson & Johnson | 20,876 | $2.225M | 1.1% | $106.58 * | $59.82 | +30.3% | COM | 478160104 |
| IWM | iShares Russell 2000 Index Fun | 20,080 | $2.196M | 1.1% | $109.36 | $95.63 | +14.4% | IND | 464287655 |
| — | PowerShares CEF Income Composi | 90,098 | $2.194M | 1.1% | $24.35 | $23.99 | — | CEF | 73936q843 |
| — | BlackRock Inc | 6,630 | $2.177M | 1.1% | $328.36 | $256.82 | — | COM | 09247x101 |
| — | JP Morgan Chase & Co | 35,940 | $2.165M | 1.1% | $60.24 | $52.78 | — | COM | 46625h100 |
| PFF | iShares S&P Preferred Stock In | 54,619 | $2.159M | 1.1% | $39.53 | $38.25 | +3.3% | CEF | 464288687 |
| SLB | Schlumberger Ltd | 21,121 | $2.148M | 1.1% | $101.70 * | $52.90 | +40.5% | COM | 806857108 |
| — | MetLife Inc | 38,904 | $2.09M | 1.1% | $53.72 | $45.75 | — | COM | 59156r108 |
| — | Materials Select Sector SPDR F | 42,063 | $2.086M | 1.1% | $49.59 | $38.35 | — | COM | 81369y100 |
| IWC | iShares Russell Microcap Index | 29,055 | $2.02M | 1.0% | $69.52 | $60.12 | +15.6% | IND | 464288869 |
| PG | Procter & Gamble Co | 23,949 | $2.005M | 1.0% | $83.72 * | $55.00 | +11.1% | COM | 742718109 |
| EFA | iShares MSCI Eafe Index | 30,594 | $1.962M | 1.0% | $64.13 | $61.11 | +4.9% | ETF | 464287465 |
| CVS | CVS Health Corp | 24,597 | $1.958M | 1.0% | $79.60 * | $41.44 | +40.1% | COM | 126650100 |
| — | SPDR S&P Intl Dividend ETF | 37,765 | $1.748M | 0.9% | $46.29 | $46.79 | — | ETF | 78463x772 |
| WMT | Wal-Mart Stores Inc | 22,489 | $1.72M | 0.9% | $76.48 * | $19.98 | +2.9% | COM | 931142103 |
| CVX | Chevron Corp | 14,151 | $1.688M | 0.9% | $119.28 * | $71.30 | +3.4% | COM | 166764100 |
| AXP | American Express Co | 19,154 | $1.677M | 0.9% | $87.55 * | $59.62 | +24.8% | COM | 025816109 |
| AMGN | Amgen Inc | 11,530 | $1.62M | 0.8% | $140.50 * | $73.34 | +38.9% | COM | 031162100 |
| PEP | PepsiCo Inc | 17,381 | $1.618M | 0.8% | $93.09 * | $56.00 | +18.7% | COM | 713448108 |
| — | Vanguard Utilities ETF | 17,447 | $1.593M | 0.8% | $91.31 | $82.19 | — | COM | 92204a876 |
| ADP | Automatic Data Processing Inc | 19,150 | $1.591M | 0.8% | $83.08 * | $45.09 | +26.6% | COM | 053015103 |
| IJJ | iShares S&P Midcap 400/BARRA V | 13,192 | $1.587M | 0.8% | $120.30 * | $51.66 | +16.4% | ETF | 464287705 |
| IVW | iShares S&P 500 Growth | 14,692 | $1.569M | 0.8% | $106.79 * | $21.74 | +22.9% | ETF | 464287309 |
| IJK | iShares S&P Midcap 400 Growth | 10,206 | $1.546M | 0.8% | $151.48 * | $33.07 | +14.5% | ETF | 464287606 |
| IJS | iShares S&P Smallcap 600 Value | 13,977 | $1.5M | 0.8% | $107.32 * | $47.07 | +14.0% | ETF | 464287879 |
| ORCL | Oracle Corp | 38,375 | $1.469M | 0.8% | $38.28 * | $27.58 | +17.3% | COM | 68389X105 |
| — | 3M Co | 10,243 | $1.451M | 0.7% | $141.66 | $109.35 | — | COM | 88579y101 |
| FNMIX | Fidelity New Markets Income | 89,419 | $1.451M | 0.7% | $16.23 | $15.91 | — | CEF | 315910836 |
| TEVA | Teva Pharmaceutical Industries | 26,652 | $1.433M | 0.7% | $53.77 | $38.94 | +38.0% | COM | 881624209 |
| — | Express Scripts Holding Co | 19,947 | $1.409M | 0.7% | $70.64 | $62.29 | — | COM | 30219g108 |
| — | Staples Inc | 112,442 | $1.361M | 0.7% | $12.10 | $15.78 | — | COM | 855030102 |
| — | L-3 Communications Holdings In | 11,270 | $1.34M | 0.7% | $118.90 | $85.76 | — | COM | 502424104 |
| WFC | Wells Fargo & Co | 25,437 | $1.319M | 0.7% | $51.85 * | $27.36 | +38.3% | COM | 949746101 |
| — | SPDR S&P Dividend ETF | 17,520 | $1.313M | 0.7% | $74.94 | $69.31 | — | ETF | 78464a763 |
| INTC | Intel Corp | 37,510 | $1.306M | 0.7% | $34.82 * | $17.17 | +54.5% | COM | 458140100 |
| — | Medtronic Inc | 20,663 | $1.28M | 0.7% | $61.95 | $51.46 | — | COM | 585055106 |
| VYX | NCR Corp | 38,127 | $1.274M | 0.7% | $33.41 * | $19.60 | +4.6% | COM | 62886E108 |
| HUN | Huntsman Corp | 48,277 | $1.255M | 0.6% | $26.00 | $18.29 | +42.1% | COM | 447011107 |
| CAKE | The Cheesecake Factory Inc | 27,067 | $1.232M | 0.6% | $45.52 * | $31.16 | +16.2% | COM | 163072101 |
| — | Capital One Financial Corp | 14,958 | $1.221M | 0.6% | $81.63 | $62.81 | — | COM | 14040h105 |
| — | Walgreen Co | 20,442 | $1.212M | 0.6% | $59.29 | $44.68 | — | COM | 931422109 |
| SYY | Sysco Corp | 31,886 | $1.21M | 0.6% | $37.95 * | $24.40 | +14.8% | COM | 871829107 |
| CSCO | Cisco Systems Inc | 47,335 | $1.191M | 0.6% | $25.16 * | $15.29 | +16.7% | COM | 17275R102 |
| BAX | Baxter Intl Inc | 16,542 | $1.187M | 0.6% | $71.76 * | $29.27 | +10.2% | COM | 071813109 |
| — | AbbVie Inc | 20,405 | $1.179M | 0.6% | $57.78 | $41.35 | — | COM | 00287y109 |
| — | Dreyfus Midcap Index Fund | 30,663 | $1.159M | 0.6% | $37.80 | $35.77 | — | IND | 712223106 |
| BK | Bank of New York Mellon Corp | 29,322 | $1.136M | 0.6% | $38.74 * | $21.22 | +38.3% | COM | 064058100 |
| SYK | Stryker Corp | 13,810 | $1.115M | 0.6% | $80.74 * | $57.08 | +24.1% | COM | 863667101 |
| — | Babson Capital Corporate Inves | 71,926 | $1.104M | 0.6% | $15.35 | $15.32 | — | CEF | 05617k109 |
| — | Dr Pepper Snapple Group Inc | 17,125 | $1.101M | 0.6% | $64.29 | $45.93 | — | COM | 26138e109 |
| — | ConocoPhillips | 14,373 | $1.1M | 0.6% | $76.53 | $60.51 | — | COM | 20825c104 |
| — | Cerner Corp | 18,225 | $1.086M | 0.6% | $59.59 | $51.58 | — | COM | 156782104 |
| OXY | Occidental Petroleum Corp | 11,240 | $1.081M | 0.6% | $96.17 * | $57.83 | +13.6% | COM | 674599105 |
| SWK | Stanley Black & Decker Inc | 12,038 | $1.069M | 0.6% | $88.80 * | $56.98 | +17.2% | COM | 854502101 |
| UPS | United Parcel Service Inc | 10,780 | $1.06M | 0.5% | $98.33 * | $55.38 | +18.9% | COM | 911312106 |
| SWSSX | Schwab Small-Cap Index Fund | 39,844 | $1.051M | 0.5% | $26.38 | $27.05 | — | IND | 808509848 |
| GLW | Corning Inc | 53,985 | $1.044M | 0.5% | $19.34 * | $10.49 | +37.3% | COM | 219350105 |
| — | Comcast Corp | 19,301 | $1.038M | 0.5% | $53.78 | $41.73 | — | COM | 20030n101 |
| ITW | Illinois Tool Works Inc | 12,201 | $1.03M | 0.5% | $84.42 * | $49.85 | +30.3% | COM | 452308109 |
| USB | US Bancorp | 24,613 | $1.03M | 0.5% | $41.85 * | $22.41 | +26.3% | COM | 902973304 |
| — | Skyworks Solutions Inc | 17,585 | $1.021M | 0.5% | $58.06 | $47.27 | — | COM | 83088m102 |
| — | SPDR Barclays Short-Term High | 33,741 | $1.01M | 0.5% | $29.93 | $30.61 | — | CEF | 78468r408 |
| — | Target Corp | 15,925 | $998K | 0.5% | $62.67 | $60.50 | — | COM | 87612e106 |
| — | Portfolio Recovery Associates | 19,003 | $993K | 0.5% | $52.25 | $91.27 | — | COM | 73640q105 |
| — | Seagate Technology PLC | 17,323 | $992K | 0.5% | $57.26 | $44.85 | — | COM | g7945M107 |
| QCOM | Qualcomm Inc | 12,971 | $970K | 0.5% | $74.78 * | $45.06 | +20.7% | COM | 747525103 |
| BA | Boeing Co | 7,550 | $962K | 0.5% | $127.42 * | $80.37 | +37.8% | COM | 097023105 |
| BAC | Bank of America Corp | 55,693 | $950K | 0.5% | $17.06 * | $10.03 | +34.6% | COM | 060505104 |
| — | Utilities Select Sector SPDR F | 22,230 | $936K | 0.5% | $42.11 | $37.64 | — | COM | 81369y886 |
| — | Health Care Select Sector - ET | 14,630 | $935K | 0.5% | $63.91 | $63.91 | — | COM | 81369y209 |
| CAT | Caterpillar Inc | 9,441 | $935K | 0.5% | $99.04 * | $61.55 | +20.5% | COM | 149123101 |
| — | Bed Bath & Beyond Inc | 14,173 | $933K | 0.5% | $65.83 | $70.96 | — | COM | 075896100 |
| — | Consumer Staples SPDR - ETF | 20,057 | $905K | 0.5% | $45.12 | $44.66 | — | COM | 81369y308 |
| — | Technology Select Sector SPDR | 22,303 | $890K | 0.5% | $39.90 | $32.46 | — | COM | 81369y803 |
| IAI | Ishares DJ US Broker-Dealers I | 22,152 | $870K | 0.4% | $39.27 | $29.55 | +32.9% | COM | 464288794 |
| — | Google Inc Cl A | 1,453 | $855K | 0.4% | $588.44 | $584.54 | — | COM | 38259p508 |
| — | Industrial Select Sector SPDR | 15,858 | $843K | 0.4% | $53.16 | $42.68 | — | COM | 81369y704 |
| — | Google Inc Cl C Non Voting Sha | 1,450 | $837K | 0.4% | $577.24 | $1114.78 | — | COM | 38259p706 |
| ABT | Abbott Laboratories | 19,710 | $820K | 0.4% | $41.60 * | $28.85 | +16.3% | COM | 002824100 |
| BP | BP PLC - ADR | 18,500 | $813K | 0.4% | $43.95 | $42.56 | +3.3% | COM | 055622104 |
| APD | Air Products & Chemicals Inc | 6,150 | $801K | 0.4% | $130.24 * | $61.55 | +48.8% | COM | 009158106 |
| — | AT&T Inc | 22,231 | $783K | 0.4% | $35.22 | $35.40 | — | COM | 00206r102 |
| — | United Technologies Corp | 7,121 | $752K | 0.4% | $105.60 | $92.96 | — | COM | 913017109 |
| — | Coach Inc | 20,868 | $743K | 0.4% | $35.60 | $54.38 | — | COM | 189754104 |
| — | E.I. duPont de Nemours & Co | 10,177 | $730K | 0.4% | $71.73 | $52.52 | — | COM | 263534109 |
| PM | Philip Morris Intl Inc | 8,751 | $730K | 0.4% | $83.42 * | $49.85 | -4.2% | COM | 718172109 |
| — | Market Vectors Oil Service ETF | 14,631 | $726K | 0.4% | $49.62 | $43.70 | — | COM | 57060u191 |
| TMO | Thermo Fisher Scientific Inc | 5,940 | $723K | 0.4% | $121.72 * | $79.76 | +47.4% | COM | 883556102 |
| — | Harman Intl Industries Inc | 7,130 | $699K | 0.4% | $98.04 | $54.21 | — | COM | 413086109 |
| — | AutoNation Inc | 13,610 | $685K | 0.4% | $50.33 | $52.37 | — | COM | 05329w102 |
| IYR | Ishares DJ US Real Estate Inde | 9,427 | $652K | 0.3% | $69.16 | $70.22 | -1.4% | COM | 464287739 |
| MAR | Marriott Intl | 8,985 | $628K | 0.3% | $69.89 * | $45.89 | +36.4% | COM | 571903202 |
| — | Whitewave Foods Co Cl A | 17,100 | $621K | 0.3% | $36.32 | $32.35 | — | COM | 966244105 |
| — | Verizon Communications Inc | 12,429 | $621K | 0.3% | $49.96 | $50.27 | — | COM | 92343v104 |
| — | First Trust ISE-Revere Natural | 34,285 | $613K | 0.3% | $17.88 | $18.70 | — | COM | 33734j102 |
| DG | Dollar General Corp | 9,810 | $599K | 0.3% | $61.06 * | $45.09 | +17.9% | COM | 256677105 |
| SPY | SPDR S&P 500 ETF Trust | 2,900 | $572K | 0.3% | $197.24 | $161.71 | +21.8% | Put | 78462F103 |
| — | Global X Superdividend ETF | 23,684 | $568K | 0.3% | $23.98 | $24.96 | — | ETF | 37950e549 |
| — | Riverbed Technology Inc | 30,487 | $565K | 0.3% | $18.53 | $15.56 | — | COM | 768573107 |
| — | Chico's FAS Inc | 38,200 | $564K | 0.3% | $14.76 | $16.65 | — | COM | 168615102 |
| MRSH | Marsh & McLennan Cos Inc | 10,050 | $526K | 0.3% | $52.34 * | $40.50 | +6.3% | COM | 571748102 |
| — | Raytheon Co | 5,094 | $518K | 0.3% | $101.69 | $66.13 | — | COM | 755111507 |
| RMD | ResMed Inc | 10,330 | $509K | 0.3% | $49.27 * | $38.42 | +11.1% | COM | 761152107 |
| BND | Vanguard Total Bond Market | 6,085 | $499K | 0.3% | $82.00 | $80.44 | +1.8% | ETF | 921937835 |
| LLY | Eli Lilly & Co | 7,550 | $490K | 0.3% | $64.90 * | $42.21 | +25.1% | COM | 532457108 |
| AMN | AMN Healthcare Services Inc | 29,827 | $468K | 0.2% | $15.69 | $14.05 | +11.8% | COM | 001744101 |
| — | 3D Systems Corp | 9,685 | $449K | 0.2% | $46.36 | $43.87 | — | COM | 88554d205 |
| LQD | iShares IBOXX $ Investment Gra | 3,610 | $427K | 0.2% | $118.28 | $113.13 | +4.5% | ETF | 464287242 |
| PFE | Pfizer Inc | 14,293 | $423K | 0.2% | $29.59 * | $16.47 | +6.2% | COM | 717081103 |
| — | BankUnited Inc | 12,608 | $384K | 0.2% | $30.46 | $26.35 | — | COM | 06652k103 |
| BMY | Bristol-Myers Squibb Co | 7,000 | $358K | 0.2% | $51.14 * | $29.39 | +19.3% | COM | 110122108 |
| — | Annaly Capital Management Inc | 32,762 | $350K | 0.2% | $10.68 | $11.58 | — | CEF | 035710409 |
| ILF | iShares Latin American 40 ETF | 9,362 | $345K | 0.2% | $36.85 | $36.60 | +0.8% | ETF | 464287390 |
| TKR | Timken Co | 6,802 | $288K | 0.1% | $42.34 | $39.57 | +7.1% | COM | 887389104 |
| SHY | iShares Barclays 1-3yr Treasur | 3,300 | $279K | 0.1% | $84.55 | $84.32 | +0.2% | ETF | 464287457 |
| — | McKesson Corp | 1,350 | $263K | 0.1% | $194.81 | $161.48 | — | COM | 58155q103 |
| — | Market Vectors Biotech ETF | 2,355 | $249K | 0.1% | $105.73 | $95.93 | — | ETF | 57060u183 |
| — | Tiffany & Co | 2,550 | $246K | 0.1% | $96.47 | $78.06 | — | COM | 886547108 |
| SPY | SPDR S&P 500 ETF Trust | 1,200 | $237K | 0.1% | $197.50 | $161.71 | +21.8% | Call | 78462F103 |
| GIS | General Mills Inc | 4,500 | $227K | 0.1% | $50.44 * | $31.98 | +6.7% | COM | 370334104 |
| CL | Colgate-Palmolive Co | 3,389 | $221K | 0.1% | $65.21 * | $48.45 | +3.5% | COM | 194162103 |
| KSS | Kohl's Corp | 3,420 | $209K | 0.1% | $61.11 | $56.59 | +7.9% | COM | 500255104 |
| — | Consumer Discretionary Select | 3,120 | $208K | 0.1% | $66.67 | $56.70 | — | COM | 81369y407 |
| F | Ford Motor Co | 14,040 | $208K | 0.1% | $14.81 * | $7.61 | +7.0% | COM | 345370860 |
| CLX | Clorox Co | 2,121 | $204K | 0.1% | $96.18 * | $65.65 | +6.4% | COM | 189054109 |
| KSS | Kohl's Corp | 2,600 | $159K | 0.1% | $61.15 | $56.59 | +7.9% | Put | 500255104 |
| SHYAX | SEI High Yield Bond | 10,035 | $77,000 | 0.0% | $7.67 | $7.67 | — | CEF | 783925647 |
| — | Galena Biopharma Inc | 29,675 | $61,000 | 0.0% | $2.06 | $2.48 | — | COM | 363256108 |
| — | Applied DNA Sciences Inc | 643,000 | $59,000 | 0.0% | $0.09 | $0.16 | — | COM | 03815U102 |
| MSFT | Microsoft Corp | 1,200 | $56,000 | 0.0% | $46.67 * | $26.71 | +47.0% | Put | 594918104 |
| GLW | Corning Inc | 2,100 | $41,000 | 0.0% | $19.52 * | $10.49 | +37.3% | Put | 219350105 |
| — | Golden Star Res Ltd | 41,000 | $17,000 | 0.0% | $0.41 | $0.41 | — | COM | 38119t104 |
| INTC | Intel Corp | 400 | $14,000 | 0.0% | $35.00 * | $17.17 | +54.5% | Put | 458140100 |
| VGZ | Vista Gold Corp | 35,000 | $14,000 | 0.0% | $0.40 | $0.89 | -54.1% | COM | 927926303 |
| — | Tiffany & Co | 100 | $10,000 | 0.0% | $100.00 | $78.06 | — | Put | 886547108 |
| — | Exeter Resource Corp | 15,000 | $9,000 | 0.0% | $0.60 | $0.67 | — | COM | 301835104 |
| — | Competitive Companies Inc | 440,000 | $8,000 | 0.0% | $0.02 | $0.03 | — | COM | 204510101 |
| — | RegeneRx Biopharmaceuticals | 62,537 | $8,000 | 0.0% | $0.13 | $0.08 | — | COM | 75886x108 |
| — | Water Technologies Intl | 304,000 | $2,000 | 0.0% | $0.01 | $0.01 | — | COM | 94114g100 |
| — | Information Systems Associates | 175,000 | $1,000 | 0.0% | $0.01 | $0.01 | — | COM | 45676r108 |
| — | Access Worldwide Communication | 54,450 | $0 | 0.0% | $0.00 | — | — | COM | 004319109 |
| — | Aspire Intl Inc | 44,000 | $0 | 0.0% | $0.00 | — | — | COM | 04537n103 |
| — | Voyant Intl Corp | 300,000 | $0 | 0.0% | $0.00 | — | — | COM | 92909w108 |
| — | Information Systems Restricted | 350,000 | $0 | 0.0% | $0.00 | — | — | COM | 45676r991 |
| — | Geopharma Inc | 40,000 | $0 | 0.0% | $0.00 | — | — | COM | 37250a106 |