DUMONT & BLAKE INVESTMENT ADVISORS LLC Diversified Active

CIK: 0001287618 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Oct 28, 2014

Total Value ($000): $193,880 (100.0% shares, 0.0% debt)

Holdings (161)

SPY SPDR S&P 500 ETF Trust 5.9%
Value ($000) $11,522 Shares 58,483 Est. Cost $161.18 Unrealized —
DVY iShares DJ Select Dividend Ind 3.4%
Value ($000) $6,675 Shares 90,378 Est. Cost $66.34 Unrealized —
— Exxon Mobil Corp 2.6%
Value ($000) $5,008 Shares 53,245 Est. Cost $90.35 Unrealized —
— Guggenheim S&P 500 Equal Weigh 2.5%
Value ($000) $4,763 Shares 62,849 Est. Cost $61.37 Unrealized —
— Powershares QQQ Trust Series 1 1.9%
Value ($000) $3,779 Shares 38,256 Est. Cost $71.57 Unrealized —
IBM International Business Machine 1.8%
Value ($000) $3,416 Shares 17,994 Est. Cost $118.94 Unrealized -3.9%
AAPL Apple Inc 1.7%
Value ($000) $3,380 Shares 33,553 Est. Cost $17.93 Unrealized +20.6%
— SPDR S&P MidCap 400 ETF Trust 1.7%
Value ($000) $3,245 Shares 13,016 Est. Cost $210.28 Unrealized —
— Calamos Convertible and High I 1.6%
Value ($000) $3,072 Shares 216,630 Est. Cost $12.55 Unrealized —
LOW Lowe's Cos Inc 1.5%
Value ($000) $3,000 Shares 56,680 Est. Cost $32.16 Unrealized +28.1%
— General Electric Co 1.5%
Value ($000) $2,941 Shares 114,794 Est. Cost $23.22 Unrealized —
— Alerian MLP ETF 1.5%
Value ($000) $2,911 Shares 151,859 Est. Cost $17.61 Unrealized —
— Vanguard Telecommunication Ser 1.4%
Value ($000) $2,651 Shares 30,370 Est. Cost $78.92 Unrealized —
VYM Vanguard High Dividend Yield E 1.4%
Value ($000) $2,620 Shares 39,454 Est. Cost $57.60 Unrealized —
MSFT Microsoft Corp 1.3%
Value ($000) $2,519 Shares 54,334 Est. Cost $26.71 Unrealized +41.0%
SWPPX Schwab S&P 500 Index Fund 1.2%
Value ($000) $2,275 Shares 72,856 Est. Cost $26.77 Unrealized —
JNJ Johnson & Johnson 1.1%
Value ($000) $2,225 Shares 20,876 Est. Cost $59.82 Unrealized +26.3%
IWM iShares Russell 2000 Index Fun 1.1%
Value ($000) $2,196 Shares 20,080 Est. Cost $97.14 Unrealized —
— PowerShares CEF Income Composi 1.1%
Value ($000) $2,194 Shares 90,098 Est. Cost $23.99 Unrealized —
— BlackRock Inc 1.1%
Value ($000) $2,177 Shares 6,630 Est. Cost $256.82 Unrealized —
— JP Morgan Chase & Co 1.1%
Value ($000) $2,165 Shares 35,940 Est. Cost $52.78 Unrealized —
PFF iShares S&P Preferred Stock In 1.1%
Value ($000) $2,159 Shares 54,619 Est. Cost $38.04 Unrealized —
SLB Schlumberger Ltd 1.1%
Value ($000) $2,148 Shares 21,121 Est. Cost $52.90 Unrealized +50.3%
— MetLife Inc 1.1%
Value ($000) $2,090 Shares 38,904 Est. Cost $45.75 Unrealized —
— Materials Select Sector SPDR F 1.1%
Value ($000) $2,086 Shares 42,063 Est. Cost $38.35 Unrealized —
IWC iShares Russell Microcap Index 1.0%
Value ($000) $2,020 Shares 29,055 Est. Cost $62.10 Unrealized —
PG Procter & Gamble Co 1.0%
Value ($000) $2,005 Shares 23,949 Est. Cost $55.00 Unrealized +8.6%
EFA iShares MSCI Eafe Index 1.0%
Value ($000) $1,962 Shares 30,594 Est. Cost $58.44 Unrealized —
CVS CVS Health Corp 1.0%
Value ($000) $1,958 Shares 24,597 Est. Cost $41.44 Unrealized +38.7%
— SPDR S&P Intl Dividend ETF 0.9%
Value ($000) $1,748 Shares 37,765 Est. Cost $46.79 Unrealized —
WMT Wal-Mart Stores Inc 0.9%
Value ($000) $1,720 Shares 22,489 Est. Cost $19.98 Unrealized +1.6%
CVX Chevron Corp 0.9%
Value ($000) $1,688 Shares 14,151 Est. Cost $71.30 Unrealized +10.1%
AXP American Express Co 0.9%
Value ($000) $1,677 Shares 19,154 Est. Cost $59.62 Unrealized +28.3%
AMGN Amgen Inc 0.8%
Value ($000) $1,620 Shares 11,530 Est. Cost $73.34 Unrealized +28.9%
PEP PepsiCo Inc 0.8%
Value ($000) $1,618 Shares 17,381 Est. Cost $56.00 Unrealized +15.9%
— Vanguard Utilities ETF 0.8%
Value ($000) $1,593 Shares 17,447 Est. Cost $82.19 Unrealized —
ADP Automatic Data Processing Inc 0.8%
Value ($000) $1,591 Shares 19,150 Est. Cost $45.09 Unrealized +24.8%
IJJ iShares S&P Midcap 400/BARRA V 0.8%
Value ($000) $1,587 Shares 13,192 Est. Cost $103.78 Unrealized —
IVW iShares S&P 500 Growth 0.8%
Value ($000) $1,569 Shares 14,692 Est. Cost $86.38 Unrealized —
IJK iShares S&P Midcap 400 Growth 0.8%
Value ($000) $1,546 Shares 10,206 Est. Cost $131.49 Unrealized —
IJS iShares S&P Smallcap 600 Value 0.8%
Value ($000) $1,500 Shares 13,977 Est. Cost $95.95 Unrealized —
ORCL Oracle Corp 0.8%
Value ($000) $1,469 Shares 38,375 Est. Cost $27.58 Unrealized +24.0%
FNMIX Fidelity New Markets Income 0.7%
Value ($000) $1,451 Shares 89,419 Est. Cost $15.91 Unrealized —
— 3M Co 0.7%
Value ($000) $1,451 Shares 10,243 Est. Cost $109.35 Unrealized —
TEVA Teva Pharmaceutical Industries 0.7%
Value ($000) $1,433 Shares 26,652 Est. Cost $39.19 Unrealized —
— Express Scripts Holding Co 0.7%
Value ($000) $1,409 Shares 19,947 Est. Cost $62.29 Unrealized —
— Staples Inc 0.7%
Value ($000) $1,361 Shares 112,442 Est. Cost $15.78 Unrealized —
— L-3 Communications Holdings In 0.7%
Value ($000) $1,340 Shares 11,270 Est. Cost $85.76 Unrealized —
WFC Wells Fargo & Co 0.7%
Value ($000) $1,319 Shares 25,437 Est. Cost $27.36 Unrealized +36.7%
— SPDR S&P Dividend ETF 0.7%
Value ($000) $1,313 Shares 17,520 Est. Cost $69.31 Unrealized —
INTC Intel Corp 0.7%
Value ($000) $1,306 Shares 37,510 Est. Cost $17.17 Unrealized +49.9%
— Medtronic Inc 0.7%
Value ($000) $1,280 Shares 20,663 Est. Cost $51.46 Unrealized —
VYX NCR Corp 0.7%
Value ($000) $1,274 Shares 38,127 Est. Cost $19.60 Unrealized +3.5%
HUN Huntsman Corp 0.6%
Value ($000) $1,255 Shares 48,277 Est. Cost $18.29 Unrealized +49.1%
CAKE The Cheesecake Factory Inc 0.6%
Value ($000) $1,232 Shares 27,067 Est. Cost $31.16 Unrealized +14.4%
— Capital One Financial Corp 0.6%
Value ($000) $1,221 Shares 14,958 Est. Cost $62.81 Unrealized —
— Walgreen Co 0.6%
Value ($000) $1,212 Shares 20,442 Est. Cost $44.68 Unrealized —
SYY Sysco Corp 0.6%
Value ($000) $1,210 Shares 31,886 Est. Cost $24.40 Unrealized +13.0%
CSCO Cisco Systems Inc 0.6%
Value ($000) $1,191 Shares 47,335 Est. Cost $15.29 Unrealized +15.7%
BAX Baxter Intl Inc 0.6%
Value ($000) $1,187 Shares 16,542 Est. Cost $29.27 Unrealized +14.2%
— AbbVie Inc 0.6%
Value ($000) $1,179 Shares 20,405 Est. Cost $41.35 Unrealized —
— Dreyfus Midcap Index Fund 0.6%
Value ($000) $1,159 Shares 30,663 Est. Cost $35.77 Unrealized —
BK Bank of New York Mellon Corp 0.6%
Value ($000) $1,136 Shares 29,322 Est. Cost $21.22 Unrealized +38.7%
SYK Stryker Corp 0.6%
Value ($000) $1,115 Shares 13,810 Est. Cost $57.08 Unrealized +26.0%
— Babson Capital Corporate Inves 0.6%
Value ($000) $1,104 Shares 71,926 Est. Cost $15.32 Unrealized —
— Dr Pepper Snapple Group Inc 0.6%
Value ($000) $1,101 Shares 17,125 Est. Cost $45.93 Unrealized —
— ConocoPhillips 0.6%
Value ($000) $1,100 Shares 14,373 Est. Cost $60.51 Unrealized —
— Cerner Corp 0.6%
Value ($000) $1,086 Shares 18,225 Est. Cost $51.58 Unrealized —
OXY Occidental Petroleum Corp 0.6%
Value ($000) $1,081 Shares 11,240 Est. Cost $57.83 Unrealized +17.6%
SWK Stanley Black & Decker Inc 0.6%
Value ($000) $1,069 Shares 12,038 Est. Cost $56.98 Unrealized +17.5%
UPS United Parcel Service Inc 0.5%
Value ($000) $1,060 Shares 10,780 Est. Cost $55.38 Unrealized +19.8%
SWSSX Schwab Small-Cap Index Fund 0.5%
Value ($000) $1,051 Shares 39,844 Est. Cost $27.05 Unrealized —
GLW Corning Inc 0.5%
Value ($000) $1,044 Shares 53,985 Est. Cost $10.49 Unrealized +47.5%
— Comcast Corp 0.5%
Value ($000) $1,038 Shares 19,301 Est. Cost $41.73 Unrealized —
USB US Bancorp 0.5%
Value ($000) $1,030 Shares 24,613 Est. Cost $22.41 Unrealized +26.8%
ITW Illinois Tool Works Inc 0.5%
Value ($000) $1,030 Shares 12,201 Est. Cost $49.85 Unrealized +32.8%
— Skyworks Solutions Inc 0.5%
Value ($000) $1,021 Shares 17,585 Est. Cost $47.27 Unrealized —
— SPDR Barclays Short-Term High 0.5%
Value ($000) $1,010 Shares 33,741 Est. Cost $30.61 Unrealized —
— Target Corp 0.5%
Value ($000) $998 Shares 15,925 Est. Cost $60.50 Unrealized —
— Portfolio Recovery Associates 0.5%
Value ($000) $993 Shares 19,003 Est. Cost $91.27 Unrealized —
— Seagate Technology PLC 0.5%
Value ($000) $992 Shares 17,323 Est. Cost $44.85 Unrealized —
QCOM Qualcomm Inc 0.5%
Value ($000) $970 Shares 12,971 Est. Cost $45.06 Unrealized +23.0%
BA Boeing Co 0.5%
Value ($000) $962 Shares 7,550 Est. Cost $80.37 Unrealized +35.9%
BAC Bank of America Corp 0.5%
Value ($000) $950 Shares 55,693 Est. Cost $10.03 Unrealized +25.4%
— Utilities Select Sector SPDR F 0.5%
Value ($000) $936 Shares 22,230 Est. Cost $37.64 Unrealized —
CAT Caterpillar Inc 0.5%
Value ($000) $935 Shares 9,441 Est. Cost $61.55 Unrealized +28.8%
— Health Care Select Sector - ET 0.5%
Value ($000) $935 Shares 14,630 Est. Cost $63.91 Unrealized —
— Bed Bath & Beyond Inc 0.5%
Value ($000) $933 Shares 14,173 Est. Cost $70.96 Unrealized —
— Consumer Staples SPDR - ETF 0.5%
Value ($000) $905 Shares 20,057 Est. Cost $44.66 Unrealized —
— Technology Select Sector SPDR 0.5%
Value ($000) $890 Shares 22,303 Est. Cost $32.46 Unrealized —
IAI Ishares DJ US Broker-Dealers I 0.4%
Value ($000) $870 Shares 22,152 Est. Cost $31.26 Unrealized —
— Google Inc Cl A 0.4%
Value ($000) $855 Shares 1,453 Est. Cost $584.54 Unrealized —
— Industrial Select Sector SPDR 0.4%
Value ($000) $843 Shares 15,858 Est. Cost $42.68 Unrealized —
— Google Inc Cl C Non Voting Sha 0.4%
Value ($000) $837 Shares 1,450 Est. Cost $1114.78 Unrealized —
ABT Abbott Laboratories 0.4%
Value ($000) $820 Shares 19,710 Est. Cost $28.85 Unrealized +18.3%
BP BP PLC - ADR 0.4%
Value ($000) $813 Shares 18,500 Est. Cost $41.73 Unrealized —
APD Air Products & Chemicals Inc 0.4%
Value ($000) $801 Shares 6,150 Est. Cost $61.55 Unrealized +50.2%
— AT&T Inc 0.4%
Value ($000) $783 Shares 22,231 Est. Cost $35.40 Unrealized —
— United Technologies Corp 0.4%
Value ($000) $752 Shares 7,121 Est. Cost $92.96 Unrealized —
— Coach Inc 0.4%
Value ($000) $743 Shares 20,868 Est. Cost $54.38 Unrealized —
— E.I. duPont de Nemours & Co 0.4%
Value ($000) $730 Shares 10,177 Est. Cost $52.52 Unrealized —
PM Philip Morris Intl Inc 0.4%
Value ($000) $730 Shares 8,751 Est. Cost $49.85 Unrealized -3.9%
— Market Vectors Oil Service ETF 0.4%
Value ($000) $726 Shares 14,631 Est. Cost $43.70 Unrealized —
TMO Thermo Fisher Scientific Inc 0.4%
Value ($000) $723 Shares 5,940 Est. Cost $79.76 Unrealized +47.1%
— Harman Intl Industries Inc 0.4%
Value ($000) $699 Shares 7,130 Est. Cost $54.21 Unrealized —
— AutoNation Inc 0.4%
Value ($000) $685 Shares 13,610 Est. Cost $52.37 Unrealized —
IYR Ishares DJ US Real Estate Inde 0.3%
Value ($000) $652 Shares 9,427 Est. Cost $66.45 Unrealized —
MAR Marriott Intl 0.3%
Value ($000) $628 Shares 8,985 Est. Cost $45.89 Unrealized +32.0%
— Whitewave Foods Co Cl A 0.3%
Value ($000) $621 Shares 17,100 Est. Cost $32.35 Unrealized —
— Verizon Communications Inc 0.3%
Value ($000) $621 Shares 12,429 Est. Cost $50.27 Unrealized —
— First Trust ISE-Revere Natural 0.3%
Value ($000) $613 Shares 34,285 Est. Cost $18.70 Unrealized —
DG Dollar General Corp 0.3%
Value ($000) $599 Shares 9,810 Est. Cost $45.09 Unrealized +15.5%
SPY SPDR S&P 500 ETF Trust 0.3%
Value ($000) $572 Shares 2,900 Est. Cost $161.18 Unrealized —
— Global X Superdividend ETF 0.3%
Value ($000) $568 Shares 23,684 Est. Cost $24.96 Unrealized —
— Riverbed Technology Inc 0.3%
Value ($000) $565 Shares 30,487 Est. Cost $15.56 Unrealized —
— Chico's FAS Inc 0.3%
Value ($000) $564 Shares 38,200 Est. Cost $16.65 Unrealized —
MRSH Marsh & McLennan Cos Inc 0.3%
Value ($000) $526 Shares 10,050 Est. Cost $40.50 Unrealized +5.5%
— Raytheon Co 0.3%
Value ($000) $518 Shares 5,094 Est. Cost $66.13 Unrealized —
RMD ResMed Inc 0.3%
Value ($000) $509 Shares 10,330 Est. Cost $38.42 Unrealized +14.6%
BND Vanguard Total Bond Market 0.3%
Value ($000) $499 Shares 6,085 Est. Cost $80.83 Unrealized —
LLY Eli Lilly & Co 0.3%
Value ($000) $490 Shares 7,550 Est. Cost $42.21 Unrealized +21.7%
AMN AMN Healthcare Services Inc 0.2%
Value ($000) $468 Shares 29,827 Est. Cost $14.05 Unrealized +1.5%
— 3D Systems Corp 0.2%
Value ($000) $449 Shares 9,685 Est. Cost $43.87 Unrealized —
LQD iShares IBOXX $ Investment Gra 0.2%
Value ($000) $427 Shares 3,610 Est. Cost $113.59 Unrealized —
PFE Pfizer Inc 0.2%
Value ($000) $423 Shares 14,293 Est. Cost $16.47 Unrealized +5.9%
— BankUnited Inc 0.2%
Value ($000) $384 Shares 12,608 Est. Cost $26.35 Unrealized —
BMY Bristol-Myers Squibb Co 0.2%
Value ($000) $358 Shares 7,000 Est. Cost $29.39 Unrealized +16.4%
— Annaly Capital Management Inc 0.2%
Value ($000) $350 Shares 32,762 Est. Cost $11.58 Unrealized —
ILF iShares Latin American 40 ETF 0.2%
Value ($000) $345 Shares 9,362 Est. Cost $38.18 Unrealized —
TKR Timken Co 0.1%
Value ($000) $288 Shares 6,802 Est. Cost $39.57 Unrealized +16.3%
SHY iShares Barclays 1-3yr Treasur 0.1%
Value ($000) $279 Shares 3,300 Est. Cost $84.48 Unrealized —
— McKesson Corp 0.1%
Value ($000) $263 Shares 1,350 Est. Cost $161.48 Unrealized —
— Market Vectors Biotech ETF 0.1%
Value ($000) $249 Shares 2,355 Est. Cost $95.93 Unrealized —
— Tiffany & Co 0.1%
Value ($000) $246 Shares 2,550 Est. Cost $78.06 Unrealized —
SPY SPDR S&P 500 ETF Trust 0.1%
Value ($000) $237 Shares 1,200 Est. Cost $161.18 Unrealized —
GIS General Mills Inc 0.1%
Value ($000) $227 Shares 4,500 Est. Cost $31.98 Unrealized +10.9%
CL Colgate-Palmolive Co 0.1%
Value ($000) $221 Shares 3,389 Est. Cost $48.45 Unrealized +4.6%
KSS Kohl's Corp 0.1%
Value ($000) $209 Shares 3,420 Est. Cost $56.59 Unrealized 0.0%
— Consumer Discretionary Select 0.1%
Value ($000) $208 Shares 3,120 Est. Cost $56.70 Unrealized —
F Ford Motor Co 0.1%
Value ($000) $208 Shares 14,040 Est. Cost $7.61 Unrealized +23.4%
CLX Clorox Co 0.1%
Value ($000) $204 Shares 2,121 Est. Cost $65.65 Unrealized 0.0%
KSS Kohl's Corp 0.1%
Value ($000) $159 Shares 2,600 Est. Cost $56.59 Unrealized 0.0%
SHYAX SEI High Yield Bond 0.0%
Value ($000) $77 Shares 10,035 Est. Cost $7.67 Unrealized —
— Galena Biopharma Inc 0.0%
Value ($000) $61 Shares 29,675 Est. Cost $2.48 Unrealized —
— Applied DNA Sciences Inc 0.0%
Value ($000) $59 Shares 643,000 Est. Cost $0.16 Unrealized —
MSFT Microsoft Corp 0.0%
Value ($000) $56 Shares 1,200 Est. Cost $26.71 Unrealized +41.0%
GLW Corning Inc 0.0%
Value ($000) $41 Shares 2,100 Est. Cost $10.49 Unrealized +47.5%
— Golden Star Res Ltd 0.0%
Value ($000) $17 Shares 41,000 Est. Cost $0.41 Unrealized —
VGZ Vista Gold Corp 0.0%
Value ($000) $14 Shares 35,000 Est. Cost $0.89 Unrealized -47.6%
INTC Intel Corp 0.0%
Value ($000) $14 Shares 400 Est. Cost $17.17 Unrealized +49.9%
— Tiffany & Co 0.0%
Value ($000) $10 Shares 100 Est. Cost $78.06 Unrealized —
— Exeter Resource Corp 0.0%
Value ($000) $9 Shares 15,000 Est. Cost $0.67 Unrealized —
— RegeneRx Biopharmaceuticals 0.0%
Value ($000) $8 Shares 62,537 Est. Cost $0.08 Unrealized —
— Competitive Companies Inc 0.0%
Value ($000) $8 Shares 440,000 Est. Cost $0.03 Unrealized —
— Water Technologies Intl 0.0%
Value ($000) $2 Shares 304,000 Est. Cost $0.01 Unrealized —
— Information Systems Associates 0.0%
Value ($000) $1 Shares 175,000 Est. Cost $0.01 Unrealized —
— Access Worldwide Communication 0.0%
Value ($000) $0 Shares 54,450 Est. Cost — Unrealized —
— Geopharma Inc 0.0%
Value ($000) $0 Shares 40,000 Est. Cost — Unrealized —
— Voyant Intl Corp 0.0%
Value ($000) $0 Shares 300,000 Est. Cost — Unrealized —
— Aspire Intl Inc 0.0%
Value ($000) $0 Shares 44,000 Est. Cost — Unrealized —
— Information Systems Restricted 0.0%
Value ($000) $0 Shares 350,000 Est. Cost — Unrealized —