Location: Princeton, NJ
CIK: 0001287618 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 5, 2013
Total Value: $210M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF Trust | 77,948 | $13.1M | 6.2% | $168.01 | $161.20 | +4.2% | IND | 78462F103 |
| DVY | iShares DJ Select Dividend Ind | 108,584 | $7.203M | 3.4% | $66.34 | $66.47 | -0.2% | ETF | 464287168 |
| — | Guggenheim S&P 500 Equal Weigh | 102,430 | $6.678M | 3.2% | $65.20 | $61.37 | — | IND | 78355w106 |
| — | Exxon Mobil Corp | 60,407 | $5.197M | 2.5% | $86.03 | $90.35 | — | COM | 30231g102 |
| — | Powershares QQQ Trust Series 1 | 62,249 | $4.91M | 2.3% | $78.88 | $71.57 | — | IND | 73935a104 |
| — | SPDR S&P MidCap 400 ETF Trust | 20,722 | $4.69M | 2.2% | $226.33 | $210.28 | — | IND | 78467y107 |
| IBM | International Business Machine | 18,662 | $3.456M | 1.6% | $185.19 * | $118.94 | -8.5% | COM | 459200101 |
| IWM | iShares Russell 2000 Index Fun | 30,709 | $3.274M | 1.6% | $106.61 | $95.63 | +11.5% | IND | 464287655 |
| — | General Electric Co | 124,910 | $2.984M | 1.4% | $23.89 | $23.22 | — | COM | 369604103 |
| — | Calamos Convertible and High I | 236,649 | $2.965M | 1.4% | $12.53 | $12.53 | — | CEF | 12811p108 |
| — | Alerian MLP ETF | 165,714 | $2.915M | 1.4% | $17.59 | $17.59 | — | ETF | 00162q866 |
| LOW | Lowe's Cos Inc | 59,505 | $2.833M | 1.3% | $47.61 * | $32.16 | +18.9% | COM | 548661107 |
| EFA | iShares MSCI Eafe Index | 42,675 | $2.723M | 1.3% | $63.81 | $60.49 | +5.5% | ETF | 464287465 |
| — | Vanguard Telecommunication Ser | 33,490 | $2.705M | 1.3% | $80.77 | $78.92 | — | COM | 92204a884 |
| IWC | iShares Russell Microcap Index | 38,546 | $2.64M | 1.3% | $68.49 | $59.91 | +14.3% | IND | 464288869 |
| JNJ | Johnson & Johnson | 29,138 | $2.526M | 1.2% | $86.69 * | $59.82 | +3.1% | COM | 478160104 |
| MSFT | Microsoft Corp | 74,483 | $2.479M | 1.2% | $33.28 * | $26.71 | +2.6% | COM | 594918104 |
| AAPL | Apple Inc | 5,184 | $2.471M | 1.2% | $476.66 * | $13.16 | +11.7% | COM | 037833100 |
| VYM | Vanguard High Dividend Yield E | 42,136 | $2.422M | 1.2% | $57.48 | $58.11 | -1.1% | ETF | 921946406 |
| — | PowerShares CEF Income Composi | 96,048 | $2.302M | 1.1% | $23.97 | $23.97 | — | CEF | 73936q843 |
| PFF | iShares S&P Preferred Stock In | 60,271 | $2.29M | 1.1% | $38.00 | $38.22 | -0.6% | CEF | 464288687 |
| — | BlackRock Inc | 8,360 | $2.262M | 1.1% | $270.57 | $256.82 | — | COM | 09247x101 |
| — | Materials Select Sector SPDR F | 52,186 | $2.192M | 1.0% | $42.00 | $38.35 | — | COM | 81369y100 |
| — | Google Inc | 2,460 | $2.155M | 1.0% | $876.02 | $880.49 | — | COM | 38259p508 |
| — | Metlife Inc | 45,575 | $2.14M | 1.0% | $46.96 | $45.75 | — | COM | 59156r108 |
| — | JP Morgan Chase & Co | 41,022 | $2.12M | 1.0% | $51.68 | $52.78 | — | COM | 46625h100 |
| SLB | Schlumberger Ltd | 23,925 | $2.114M | 1.0% | $88.36 * | $52.90 | +20.2% | COM | 806857108 |
| AXP | American Express Co | 27,011 | $2.04M | 1.0% | $75.52 * | $59.62 | +6.5% | COM | 025816109 |
| PG | Procter & Gamble Co | 26,500 | $2.003M | 1.0% | $75.58 * | $55.00 | -2.8% | COM | 742718109 |
| CVX | Chevron Corp | 16,312 | $1.982M | 0.9% | $121.51 * | $71.30 | +1.8% | COM | 166764100 |
| CVS | CVS Caremark Corp | 34,690 | $1.969M | 0.9% | $56.76 * | $41.44 | -1.6% | COM | 126650100 |
| — | 3M Co | 16,460 | $1.966M | 0.9% | $119.44 | $109.35 | — | COM | 88579y101 |
| WMT | Wal-Mart Stores Inc | 25,435 | $1.881M | 0.9% | $73.95 * | $19.98 | -3.0% | COM | 931142103 |
| — | Medtronic Inc | 33,849 | $1.802M | 0.9% | $53.24 | $51.46 | — | COM | 585055106 |
| — | SPDR S&P International Dividen | 38,195 | $1.782M | 0.8% | $46.66 | $46.66 | — | ETF | 78463x772 |
| — | Staples Inc | 121,665 | $1.782M | 0.8% | $14.65 | $15.87 | — | COM | 855030102 |
| SWPPX | Schwab S&P 500 Index Fund | 66,813 | $1.775M | 0.8% | $26.57 | $26.57 | — | IND | 808509855 |
| AFL | Aflac Inc | 28,270 | $1.752M | 0.8% | $61.97 * | $20.11 | +15.3% | COM | 001055102 |
| FNMIX | Fidelity New Markets Income | 109,690 | $1.745M | 0.8% | $15.91 | $15.91 | — | CEF | 315910836 |
| KSS | Kohl's Corp | 33,391 | $1.728M | 0.8% | $51.75 | $49.51 | +4.5% | COM | 500255104 |
| — | Portfolio Recovery Associates | 27,935 | $1.674M | 0.8% | $59.92 | $91.27 | — | COM | 73640q105 |
| — | Express Scripts Holding Co | 26,742 | $1.653M | 0.8% | $61.81 | $61.73 | — | COM | 30219g108 |
| IJS | iShares S&P Smallcap 600 Value | 15,006 | $1.534M | 0.7% | $102.23 * | $45.85 | +11.5% | ETF | 464287879 |
| IJK | iShares S&P Midcap 400 Growth | 10,999 | $1.53M | 0.7% | $139.10 * | $32.45 | +7.2% | ETF | 464287606 |
| AMGN | Amgen Inc | 13,650 | $1.528M | 0.7% | $111.94 * | $73.34 | +8.6% | COM | 031162100 |
| IJJ | iShares S&P Midcap 400/BARRA V | 14,004 | $1.513M | 0.7% | $108.04 * | $50.58 | +6.8% | ETF | 464287705 |
| PEP | PepsiCo Inc | 18,850 | $1.499M | 0.7% | $79.52 * | $56.00 | -1.5% | COM | 713448108 |
| — | Vanguard Utilities ETF | 18,275 | $1.492M | 0.7% | $81.64 | $82.19 | — | COM | 92204a876 |
| ITW | Illinois Tool Works Inc | 19,422 | $1.481M | 0.7% | $76.25 * | $49.85 | +15.3% | COM | 452308109 |
| PM | Philip Morris International In | 16,942 | $1.467M | 0.7% | $86.59 * | $49.85 | -5.0% | COM | 718172109 |
| BA | Boeing Co | 12,343 | $1.45M | 0.7% | $117.48 * | $80.37 | +24.5% | COM | 097023105 |
| ORCL | Oracle Corp | 43,694 | $1.449M | 0.7% | $33.16 * | $27.58 | +0.4% | COM | 68389X105 |
| ADP | Automatic Data Processing Inc | 19,600 | $1.419M | 0.7% | $72.40 * | $45.09 | +7.7% | COM | 053015103 |
| TMO | Thermo Fisher Scientific Inc | 15,325 | $1.412M | 0.7% | $92.14 * | $79.76 | +11.0% | COM | 883556102 |
| — | Raytheon Co | 18,264 | $1.408M | 0.7% | $77.09 | $66.13 | — | COM | 755111507 |
| — | Industrial Select Sector SPDR | 29,852 | $1.385M | 0.7% | $46.40 | $42.68 | — | COM | 81369y704 |
| — | Consumer Discretionary Select | 22,254 | $1.349M | 0.6% | $60.62 | $56.49 | — | COM | 81369y407 |
| — | SPDR S&P Dividend ETF | 19,571 | $1.349M | 0.6% | $68.93 | $68.93 | — | ETF | 78464a763 |
| CAKE | The Cheesecake Factory Inc | 30,680 | $1.348M | 0.6% | $43.94 * | $31.16 | +10.8% | COM | 163072101 |
| — | Fidelity National Information | 27,895 | $1.295M | 0.6% | $46.42 | $42.85 | — | COM | 31620m106 |
| — | Capital One Financial Corp | 18,827 | $1.294M | 0.6% | $68.73 | $62.81 | — | COM | 14040h105 |
| HUN | Huntsman Corp | 61,770 | $1.273M | 0.6% | $20.61 | $18.29 | +12.7% | COM | 447011107 |
| IVW | iShares S&P 500 Growth | 14,189 | $1.268M | 0.6% | $89.37 * | $21.21 | +5.3% | ETF | 464287309 |
| — | L-3 Communications Holdings In | 13,195 | $1.247M | 0.6% | $94.51 | $85.76 | — | COM | 502424104 |
| — | Bed Bath & Beyond Inc | 16,030 | $1.24M | 0.6% | $77.35 | $70.96 | — | COM | 075896100 |
| — | Walgreen Co | 22,747 | $1.224M | 0.6% | $53.81 | $44.20 | — | COM | 931422109 |
| OXY | Occidental Petroleum Corp | 13,060 | $1.222M | 0.6% | $93.57 * | $57.83 | +7.4% | COM | 674599105 |
| — | Seagate Technology PLC | 27,925 | $1.222M | 0.6% | $43.76 | $44.85 | — | COM | g7945M107 |
| SWK | Stanley Black & Decker Inc | 13,490 | $1.222M | 0.6% | $90.59 * | $56.98 | +16.7% | COM | 854502101 |
| WFC | Wells Fargo & Co | 28,533 | $1.179M | 0.6% | $41.32 * | $27.36 | +7.1% | COM | 949746101 |
| CSCO | Cisco Systems Inc | 49,418 | $1.158M | 0.6% | $23.43 * | $15.29 | +4.5% | COM | 17275R102 |
| TEVA | Teva Pharmaceutical Industries | 30,185 | $1.14M | 0.5% | $37.77 | $38.94 | -3.0% | COM | 881624209 |
| — | Babson Capital Corporate Inves | 74,436 | $1.14M | 0.5% | $15.32 | $15.32 | — | CEF | 05617k109 |
| SYY | Sysco Corp | 35,717 | $1.137M | 0.5% | $31.83 * | $24.40 | -6.8% | COM | 871829107 |
| GLW | Corning Inc | 77,226 | $1.127M | 0.5% | $14.59 * | $10.49 | +1.5% | COM | 219350105 |
| — | ConocoPhillips | 16,130 | $1.121M | 0.5% | $69.50 | $60.51 | — | COM | 20825c104 |
| UPS | United Parcel Service Inc | 12,270 | $1.121M | 0.5% | $91.36 * | $55.38 | +7.6% | COM | 911312106 |
| — | Harris Corp | 18,845 | $1.118M | 0.5% | $59.33 | $49.27 | — | COM | 413875105 |
| — | Utilities Select Sector SPDR F | 29,225 | $1.092M | 0.5% | $37.37 | $37.64 | — | COM | 81369y886 |
| — | Coach Inc | 19,695 | $1.074M | 0.5% | $54.53 | $57.07 | — | COM | 189754104 |
| SYK | Stryker Corp | 15,715 | $1.062M | 0.5% | $67.58 * | $56.92 | +2.6% | COM | 863667101 |
| IAI | Ishares DJ US Broker-Dealers I | 32,300 | $1.055M | 0.5% | $32.66 | $29.03 | +12.5% | COM | 464288794 |
| — | SPDR S&P Homebuilders ETF | 34,250 | $1.048M | 0.5% | $30.60 | $29.47 | — | COM | 78464a888 |
| INTC | Intel Corp | 45,066 | $1.033M | 0.5% | $22.92 * | $17.17 | -1.7% | COM | 458140100 |
| — | AbbVie Inc | 22,935 | $1.026M | 0.5% | $44.74 | $41.35 | — | COM | 00287y109 |
| USB | US Bancorp | 27,525 | $1.007M | 0.5% | $36.58 * | $22.41 | +7.9% | COM | 902973304 |
| BK | Bank of New York Mellon Corp | 33,265 | $1.004M | 0.5% | $30.18 * | $21.22 | +5.8% | COM | 064058100 |
| QCOM | Qualcomm Inc | 14,597 | $983K | 0.5% | $67.34 * | $45.06 | +6.5% | COM | 747525103 |
| — | Market Vectors Oil Service ETF | 20,660 | $973K | 0.5% | $47.10 | $42.90 | — | COM | 57060u191 |
| VYX | NCR Corp | 24,515 | $971K | 0.5% | $39.61 * | $18.62 | +30.5% | COM | 62886E108 |
| — | Comcast Corp | 21,446 | $968K | 0.5% | $45.14 | $41.73 | — | COM | 20030n101 |
| — | Technology Select Sector SPDR | 29,500 | $945K | 0.4% | $32.03 | $32.03 | — | COM | 81369y803 |
| — | Dreyfus Midcap Index Fund | 26,425 | $938K | 0.4% | $35.50 | $35.50 | — | IND | 712223106 |
| SWSSX | Schwab Small-Cap Index Fund | 34,476 | $929K | 0.4% | $26.95 | $26.95 | — | IND | 808509848 |
| CAT | Caterpillar Inc | 11,051 | $922K | 0.4% | $83.43 * | $61.55 | -1.1% | COM | 149123101 |
| — | United Technologies Corp | 8,542 | $921K | 0.4% | $107.82 | $92.96 | — | COM | 913017109 |
| TJX | TJX Companies Inc | 16,140 | $910K | 0.4% | $56.38 * | $20.82 | +14.8% | COM | 872540109 |
| BAC | Bank of America Corp | 64,785 | $894K | 0.4% | $13.80 * | $10.03 | +8.4% | COM | 060505104 |
| IYR | Ishares DJ US Real Estate Indx | 13,416 | $856K | 0.4% | $63.80 | $70.54 | -9.6% | COM | 464287739 |
| — | Dr Pepper Snapple Group Inc | 18,705 | $838K | 0.4% | $44.80 | $45.93 | — | COM | 26138e109 |
| DG | Dollar General Corp | 14,025 | $792K | 0.4% | $56.47 * | $45.09 | +8.9% | COM | 256677105 |
| — | AT&T Inc | 23,123 | $782K | 0.4% | $33.82 | $35.40 | — | COM | 00206r102 |
| BP | BP PLC - ADR | 18,500 | $778K | 0.4% | $42.05 | $42.56 | -1.2% | COM | 055622104 |
| — | SPDR Barclays Short-Term High | 24,370 | $744K | 0.4% | $30.53 | $30.53 | — | CEF | 78468r408 |
| ABT | Abbott Laboratories | 21,950 | $729K | 0.3% | $33.21 * | $28.85 | -9.1% | COM | 002824100 |
| — | Chico's FAS Inc | 43,125 | $718K | 0.3% | $16.65 | $16.65 | — | COM | 168615102 |
| — | First Trust ISE-Revere Natural | 38,075 | $712K | 0.3% | $18.70 | $18.70 | — | COM | 33734j102 |
| VTI | Vanguard Total Stock Market ET | 7,541 | $661K | 0.3% | $87.65 | $82.97 | +5.6% | IND | 922908769 |
| — | Verizon Communications Inc | 14,131 | $660K | 0.3% | $46.71 | $50.36 | — | COM | 92343v104 |
| APD | Air Products & Chemicals Inc | 6,150 | $655K | 0.3% | $106.50 * | $61.55 | +18.9% | COM | 009158106 |
| — | New York Community Bancorp Inc | 40,980 | $619K | 0.3% | $15.10 | $14.01 | — | COM | 649445103 |
| — | Annaly Capital Management Inc | 52,837 | $612K | 0.3% | $11.58 | $11.58 | — | CEF | 035710409 |
| BND | Vanguard Total Bond Market | 7,510 | $607K | 0.3% | $80.83 | $80.44 | +0.5% | ETF | 921937835 |
| — | 3D Systems Corp | 11,220 | $606K | 0.3% | $54.01 | $43.87 | — | COM | 88554d205 |
| — | E.I. duPont de Nemours & Co | 10,177 | $596K | 0.3% | $58.56 | $52.52 | — | COM | 263534109 |
| ILF | iShares Latin American 40 ETF | 15,225 | $583K | 0.3% | $38.29 | $36.77 | +4.1% | ETF | 464287390 |
| — | iShares MSCI Malaysia Index | 38,433 | $578K | 0.3% | $15.04 | $15.54 | — | ETF | 464286830 |
| BMY | Bristol-Myers Squibb Co | 12,440 | $576K | 0.3% | $46.30 * | $28.67 | +7.5% | COM | 110122108 |
| — | Harman International Industrie | 8,395 | $556K | 0.3% | $66.23 | $54.21 | — | COM | 413086109 |
| — | Riverbed Technology Inc | 35,515 | $518K | 0.2% | $14.59 | $15.56 | — | COM | 768573107 |
| PSX | Phillips 66 | 8,138 | $471K | 0.2% | $57.88 * | $40.44 | -7.3% | COM | 718546104 |
| AMN | AMN Healthcare Services Inc | 34,060 | $469K | 0.2% | $13.77 | $14.05 | -2.0% | COM | 001744101 |
| — | BankUnited Inc | 14,735 | $460K | 0.2% | $31.22 | $26.35 | — | COM | 06652k103 |
| TKR | Timken Co | 7,155 | $432K | 0.2% | $60.38 * | $39.57 | +9.3% | COM | 887389104 |
| PFE | Pfizer Inc | 14,597 | $419K | 0.2% | $28.70 * | $16.46 | -0.2% | COM | 717081103 |
| LQD | iShares IBOXX $ Investment Gra | 3,680 | $418K | 0.2% | $113.59 | $113.13 | +0.3% | ETF | 464287242 |
| LLY | Eli Lilly & Co | 7,550 | $380K | 0.2% | $50.33 * | $42.21 | -6.2% | COM | 532457108 |
| SHY | iShares Barclays 1-3yr Treasur | 3,575 | $302K | 0.1% | $84.48 | $84.32 | +0.2% | ETF | 464287457 |
| VV | Vanguard Large-Cap | 3,585 | $277K | 0.1% | $77.27 | $73.74 | +4.9% | ETF | 922908637 |
| ED | Consolidated Edison Inc | 4,471 | $247K | 0.1% | $55.24 * | $37.41 | -6.5% | COM | 209115104 |
| F | Ford Motor Co | 14,540 | $245K | 0.1% | $16.85 * | $7.61 | +18.6% | COM | 345370860 |
| GIS | General Mills Inc | 4,900 | $235K | 0.1% | $47.96 * | $31.98 | -1.7% | COM | 370334104 |
| — | Seattle Genetics | 5,000 | $219K | 0.1% | $43.80 | $43.80 | — | COM | 812578102 |
| — | Tiffany & Co | 2,700 | $207K | 0.1% | $76.67 | $76.67 | — | COM | 886547108 |
| MCD | McDonald's Corp | 2,090 | $201K | 0.1% | $96.17 * | $71.80 | -2.6% | COM | 580135101 |
| — | Galena Biopharma Inc | 25,100 | $57,000 | 0.0% | $2.27 | $2.22 | — | COM | 363256108 |
| — | Applied DNA Sciences Inc | 586,500 | $53,000 | 0.0% | $0.09 | $0.17 | — | COM | 03815U102 |
| — | Delcath Systems Inc | 69,600 | $23,000 | 0.0% | $0.33 | $0.37 | — | COM | 24661p104 |
| — | Brigus Gold Corp | 35,000 | $21,000 | 0.0% | $0.60 | $0.54 | — | COM | 109490102 |
| — | Golden Star Res Ltd | 41,000 | $16,000 | 0.0% | $0.39 | $0.41 | — | COM | 38119t104 |
| — | Exeter Resource Corp | 10,000 | $8,000 | 0.0% | $0.80 | $0.70 | — | COM | 301835104 |
| VGZ | Vista Gold Corp | 15,000 | $7,000 | 0.0% | $0.47 | $1.47 | -68.7% | COM | 927926303 |
| — | Jaguar Mining Inc | 30,000 | $6,000 | 0.0% | $0.20 | $0.33 | — | COM | 47009m103 |
| — | Water Technologies Intl | 304,000 | $5,000 | 0.0% | $0.02 | $0.01 | — | COM | 94114g100 |
| — | RegeneRx Biopharmaceuticals | 62,537 | $4,000 | 0.0% | $0.06 | $0.08 | — | COM | 75886x108 |
| — | Information Systems Associates | 175,000 | $3,000 | 0.0% | $0.02 | $0.01 | — | COM | 45676r108 |
| — | Geopharma Inc | 40,000 | $1,000 | 0.0% | $0.03 | — | — | COM | 37250a106 |
| — | Watair Inc | 10,000 | $0 | 0.0% | $0.00 | — | — | COM | 941087108 |
| — | Voyant International Corp | 300,000 | $0 | 0.0% | $0.00 | — | — | COM | 92909w108 |
| — | Access Worldwide Communication | 59,950 | $0 | 0.0% | $0.00 | — | — | COM | 004319109 |
| — | Aspire International Inc | 44,000 | $0 | 0.0% | $0.00 | — | — | COM | 04537n103 |