Location: Princeton, NJ
CIK: 0001287618 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 3, 2014
Total Value: $194M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF Trust | 58,748 | $10.85M | 5.6% | $184.69 | $161.20 | +14.6% | IND | 78462F103 |
| DVY | iShares DJ Select Dividend Ind | 92,817 | $6.622M | 3.4% | $71.34 | $66.47 | +7.3% | ETF | 464287168 |
| — | Exxon Mobil Corp | 54,930 | $5.559M | 2.9% | $101.20 | $90.35 | — | COM | 30231g102 |
| — | Guggenheim S&P 500 Equal Weigh | 65,716 | $4.682M | 2.4% | $71.25 | $61.37 | — | IND | 78355w106 |
| — | Powershares QQQ Trust Series 1 | 38,568 | $3.392M | 1.7% | $87.95 | $71.57 | — | IND | 73935a104 |
| — | General Electric Co | 120,853 | $3.388M | 1.7% | $28.03 | $23.22 | — | COM | 369604103 |
| IBM | International Business Machine | 17,902 | $3.358M | 1.7% | $187.58 * | $118.94 | -6.8% | COM | 459200101 |
| — | SPDR S&P MidCap 400 ETF Trust | 13,485 | $3.293M | 1.7% | $244.20 | $210.28 | — | IND | 78467y107 |
| LOW | Lowe's Cos Inc | 57,520 | $2.85M | 1.5% | $49.55 * | $32.16 | +24.2% | COM | 548661107 |
| — | Calamos Convertible and High I | 210,314 | $2.719M | 1.4% | $12.93 | $12.53 | — | CEF | 12811p108 |
| AAPL | Apple Inc | 4,789 | $2.687M | 1.4% | $561.08 * | $13.16 | +32.2% | COM | 037833100 |
| — | Alerian MLP ETF | 148,613 | $2.644M | 1.4% | $17.79 | $17.59 | — | ETF | 00162q866 |
| — | Vanguard Telecommunication Ser | 31,250 | $2.614M | 1.3% | $83.65 | $78.92 | — | COM | 92204a884 |
| MSFT | Microsoft Corp | 68,632 | $2.568M | 1.3% | $37.42 * | $26.71 | +16.2% | COM | 594918104 |
| — | BlackRock Inc | 7,685 | $2.432M | 1.3% | $316.46 | $256.82 | — | COM | 09247x101 |
| VYM | Vanguard High Dividend Yield E | 38,467 | $2.397M | 1.2% | $62.31 | $58.11 | +7.2% | ETF | 921946406 |
| IWM | iShares Russell 2000 Index Fun | 20,169 | $2.327M | 1.2% | $115.38 | $95.63 | +20.6% | IND | 464287655 |
| — | Metlife Inc | 41,283 | $2.226M | 1.1% | $53.92 | $45.75 | — | COM | 59156r108 |
| — | JP Morgan Chase & Co | 37,265 | $2.179M | 1.1% | $58.47 | $52.78 | — | COM | 46625h100 |
| IWC | iShares Russell Microcap Index | 28,718 | $2.157M | 1.1% | $75.11 | $59.91 | +25.4% | IND | 464288869 |
| — | 3M Co | 15,210 | $2.133M | 1.1% | $140.24 | $109.35 | — | COM | 88579y101 |
| JNJ | Johnson & Johnson | 22,898 | $2.097M | 1.1% | $91.58 * | $59.82 | +9.7% | COM | 478160104 |
| — | PowerShares CEF Income Composi | 85,783 | $2.088M | 1.1% | $24.34 | $23.97 | — | CEF | 73936q843 |
| SWPPX | Schwab S&P 500 Index Fund | 69,640 | $2.009M | 1.0% | $28.85 | $26.66 | — | IND | 808509855 |
| PG | Procter & Gamble Co | 24,624 | $2.005M | 1.0% | $81.42 * | $55.00 | +5.5% | COM | 742718109 |
| SLB | Schlumberger Ltd | 21,770 | $1.962M | 1.0% | $90.12 * | $52.90 | +23.0% | COM | 806857108 |
| PFF | iShares S&P Preferred Stock In | 52,821 | $1.945M | 1.0% | $36.82 | $38.22 | -3.6% | CEF | 464288687 |
| — | Materials Select Sector SPDR F | 41,726 | $1.929M | 1.0% | $46.23 | $38.35 | — | COM | 81369y100 |
| CVX | Chevron Corp | 14,941 | $1.866M | 1.0% | $124.89 * | $71.30 | +5.5% | COM | 166764100 |
| EFA | iShares MSCI Eafe Index | 27,616 | $1.853M | 1.0% | $67.10 | $60.49 | +10.9% | ETF | 464287465 |
| AXP | American Express Co | 20,260 | $1.838M | 0.9% | $90.72 * | $59.62 | +28.3% | COM | 025816109 |
| CVS | CVS Caremark Corp | 25,661 | $1.837M | 0.9% | $71.59 * | $41.44 | +24.6% | COM | 126650100 |
| WMT | Wal-Mart Stores Inc | 23,169 | $1.823M | 0.9% | $78.68 * | $19.98 | +3.8% | COM | 931142103 |
| — | Staples Inc | 110,420 | $1.755M | 0.9% | $15.89 | $15.87 | — | COM | 855030102 |
| — | Medtronic Inc | 29,941 | $1.718M | 0.9% | $57.38 | $51.46 | — | COM | 585055106 |
| AFL | Aflac Inc | 25,595 | $1.71M | 0.9% | $66.81 * | $20.11 | +25.0% | COM | 001055102 |
| KSS | Kohl's Corp | 30,110 | $1.709M | 0.9% | $56.76 | $49.51 | +14.6% | COM | 500255104 |
| — | Express Scripts Holding Co | 24,317 | $1.708M | 0.9% | $70.24 | $61.73 | — | COM | 30219g108 |
| — | Google Inc | 1,494 | $1.674M | 0.9% | $1120.48 | $880.49 | — | COM | 38259p508 |
| — | SPDR S&P International Dividen | 35,095 | $1.665M | 0.9% | $47.44 | $46.66 | — | ETF | 78463x772 |
| ADP | Automatic Data Processing Inc | 19,600 | $1.584M | 0.8% | $80.82 * | $45.09 | +20.9% | COM | 053015103 |
| BA | Boeing Co | 11,125 | $1.518M | 0.8% | $136.45 * | $80.37 | +45.1% | COM | 097023105 |
| ORCL | Oracle Corp | 39,470 | $1.51M | 0.8% | $38.26 * | $27.58 | +16.2% | COM | 68389X105 |
| PEP | PepsiCo Inc | 17,703 | $1.468M | 0.8% | $82.92 * | $56.00 | +3.5% | COM | 713448108 |
| ITW | Illinois Tool Works Inc | 17,432 | $1.466M | 0.8% | $84.10 * | $49.85 | +27.7% | COM | 452308109 |
| — | Vanguard Utilities ETF | 17,510 | $1.458M | 0.8% | $83.27 | $82.19 | — | COM | 92204a876 |
| — | Seagate Technology PLC | 25,415 | $1.427M | 0.7% | $56.15 | $44.85 | — | COM | g7945M107 |
| FNMIX | Fidelity New Markets Income | 91,276 | $1.423M | 0.7% | $15.59 | $15.91 | — | CEF | 315910836 |
| HUN | Huntsman Corp | 56,435 | $1.388M | 0.7% | $24.59 | $18.29 | +34.5% | COM | 447011107 |
| AMGN | Amgen Inc | 12,147 | $1.386M | 0.7% | $114.10 * | $73.34 | +11.1% | COM | 031162100 |
| IJS | iShares S&P Smallcap 600 Value | 12,211 | $1.359M | 0.7% | $111.29 * | $45.85 | +21.3% | ETF | 464287879 |
| CAKE | The Cheesecake Factory Inc | 28,075 | $1.355M | 0.7% | $48.26 * | $31.16 | +22.0% | COM | 163072101 |
| IJK | iShares S&P Midcap 400 Growth | 8,991 | $1.35M | 0.7% | $150.15 * | $32.45 | +15.7% | ETF | 464287606 |
| IJJ | iShares S&P Midcap 400/BARRA V | 11,596 | $1.348M | 0.7% | $116.25 * | $50.58 | +14.9% | ETF | 464287705 |
| — | Portfolio Recovery Associates | 25,075 | $1.325M | 0.7% | $52.84 | $91.27 | — | COM | 73640q105 |
| — | Capital One Financial Corp | 17,127 | $1.312M | 0.7% | $76.60 | $62.81 | — | COM | 14040h105 |
| GLW | Corning Inc | 71,357 | $1.272M | 0.7% | $17.83 * | $10.49 | +24.7% | COM | 219350105 |
| IVW | iShares S&P 500 Growth | 12,736 | $1.258M | 0.6% | $98.78 * | $21.21 | +16.4% | ETF | 464287309 |
| — | L-3 Communications Holdings In | 11,730 | $1.253M | 0.6% | $106.82 | $85.76 | — | COM | 502424104 |
| — | Walgreen Co | 21,189 | $1.217M | 0.6% | $57.44 | $44.20 | — | COM | 931422109 |
| SYY | Sysco Corp | 33,200 | $1.199M | 0.6% | $36.11 * | $24.40 | +7.5% | COM | 871829107 |
| WFC | Wells Fargo & Co | 26,376 | $1.197M | 0.6% | $45.38 * | $27.36 | +18.5% | COM | 949746101 |
| — | SPDR S&P Dividend ETF | 16,259 | $1.181M | 0.6% | $72.64 | $68.93 | — | ETF | 78464a763 |
| — | Bed Bath & Beyond Inc | 14,560 | $1.169M | 0.6% | $80.29 | $70.96 | — | COM | 075896100 |
| UPS | United Parcel Service Inc | 11,090 | $1.165M | 0.6% | $105.05 * | $55.38 | +24.5% | COM | 911312106 |
| BAX | Baxter International Inc | 16,550 | $1.151M | 0.6% | $69.55 * | $29.22 | +4.7% | COM | 071813109 |
| — | AbbVie Inc | 21,620 | $1.142M | 0.6% | $52.82 | $41.35 | — | COM | 00287y109 |
| TEVA | Teva Pharmaceutical Industries | 27,900 | $1.118M | 0.6% | $40.07 | $38.94 | +2.9% | COM | 881624209 |
| OXY | Occidental Petroleum Corp | 11,635 | $1.106M | 0.6% | $95.06 * | $57.83 | +9.9% | COM | 674599105 |
| — | Raytheon Co | 12,029 | $1.091M | 0.6% | $90.70 | $66.13 | — | COM | 755111507 |
| — | Babson Capital Corporate Inves | 72,986 | $1.09M | 0.6% | $14.93 | $15.32 | — | CEF | 05617k109 |
| CSCO | Cisco Systems Inc | 48,208 | $1.081M | 0.6% | $22.42 * | $15.29 | +0.8% | COM | 17275R102 |
| SYK | Stryker Corp | 14,295 | $1.074M | 0.6% | $75.13 * | $56.92 | +14.6% | COM | 863667101 |
| INTC | Intel Corp | 41,382 | $1.074M | 0.6% | $25.95 * | $17.17 | +12.4% | COM | 458140100 |
| TMO | Thermo Fisher Scientific Inc | 9,615 | $1.071M | 0.6% | $111.39 * | $79.76 | +34.4% | COM | 883556102 |
| — | Dreyfus Midcap Index Fund | 28,483 | $1.047M | 0.5% | $36.76 | $35.59 | — | IND | 712223106 |
| — | ConocoPhillips | 14,815 | $1.047M | 0.5% | $70.67 | $60.51 | — | COM | 20825c104 |
| SWSSX | Schwab Small-Cap Index Fund | 37,783 | $1.042M | 0.5% | $27.58 | $27.00 | — | IND | 808509848 |
| USB | US Bancorp | 25,675 | $1.037M | 0.5% | $40.39 * | $22.41 | +19.9% | COM | 902973304 |
| BK | Bank of New York Mellon Corp | 29,675 | $1.037M | 0.5% | $34.95 * | $21.22 | +23.0% | COM | 064058100 |
| — | Coach Inc | 18,295 | $1.027M | 0.5% | $56.14 | $57.07 | — | COM | 189754104 |
| — | Consumer Discretionary Select | 15,121 | $1.011M | 0.5% | $66.86 | $56.49 | — | COM | 81369y407 |
| — | Comcast Corp | 19,443 | $1.01M | 0.5% | $51.95 | $41.73 | — | COM | 20030n101 |
| — | Fidelity National Information | 18,735 | $1.006M | 0.5% | $53.70 | $42.85 | — | COM | 31620m106 |
| SWK | Stanley Black & Decker Inc | 12,405 | $1.001M | 0.5% | $80.69 * | $56.98 | +4.7% | COM | 854502101 |
| QCOM | Qualcomm Inc | 13,427 | $997K | 0.5% | $74.25 * | $45.06 | +18.0% | COM | 747525103 |
| — | 3D Systems Corp | 10,210 | $949K | 0.5% | $92.95 | $43.87 | — | COM | 88554d205 |
| — | Harris Corp | 13,485 | $941K | 0.5% | $69.78 | $49.27 | — | COM | 413875105 |
| — | Utilities Select Sector SPDR F | 24,530 | $931K | 0.5% | $37.95 | $37.64 | — | COM | 81369y886 |
| BAC | Bank of America Corp | 59,653 | $929K | 0.5% | $15.57 * | $10.03 | +22.3% | COM | 060505104 |
| BP | BP PLC - ADR | 18,500 | $899K | 0.5% | $48.59 | $42.56 | +14.2% | COM | 055622104 |
| CAT | Caterpillar Inc | 9,811 | $891K | 0.5% | $90.82 * | $61.55 | +8.4% | COM | 149123101 |
| — | Industrial Select Sector SPDR | 16,857 | $881K | 0.5% | $52.26 | $42.68 | — | COM | 81369y704 |
| — | Dr Pepper Snapple Group Inc | 17,525 | $854K | 0.4% | $48.73 | $45.93 | — | COM | 26138e109 |
| — | United Technologies Corp | 7,466 | $850K | 0.4% | $113.85 | $92.96 | — | COM | 913017109 |
| — | AT&T Inc | 23,303 | $819K | 0.4% | $35.15 | $35.40 | — | COM | 00206r102 |
| IAI | Ishares DJ US Broker-Dealers I | 20,866 | $806K | 0.4% | $38.63 | $29.03 | +33.1% | COM | 464288794 |
| PM | Philip Morris International In | 9,131 | $796K | 0.4% | $87.18 * | $49.85 | -3.3% | COM | 718172109 |
| ABT | Abbott Laboratories | 20,470 | $785K | 0.4% | $38.35 * | $28.85 | +5.4% | COM | 002824100 |
| DG | Dollar General Corp | 12,830 | $774K | 0.4% | $60.33 * | $45.09 | +16.3% | COM | 256677105 |
| VYX | NCR Corp | 22,490 | $766K | 0.4% | $34.06 * | $18.62 | +12.2% | COM | 62886E108 |
| BMY | Bristol-Myers Squibb Co | 14,330 | $762K | 0.4% | $53.18 * | $29.39 | +22.1% | COM | 110122108 |
| TJX | TJX Companies Inc | 11,740 | $748K | 0.4% | $63.71 * | $20.82 | +30.0% | COM | 872540109 |
| — | Chico's FAS Inc | 39,650 | $747K | 0.4% | $18.84 | $16.65 | — | COM | 168615102 |
| — | SPDR Barclays Short-Term High | 24,133 | $744K | 0.4% | $30.83 | $30.53 | — | CEF | 78468r408 |
| — | Technology Select Sector SPDR | 20,611 | $737K | 0.4% | $35.76 | $32.03 | — | COM | 81369y803 |
| — | SPDR S&P Homebuilders ETF | 21,300 | $709K | 0.4% | $33.29 | $29.47 | — | COM | 78464a888 |
| — | First Trust ISE-Revere Natural | 35,260 | $688K | 0.4% | $19.51 | $18.70 | — | COM | 33734j102 |
| APD | Air Products & Chemicals Inc | 6,150 | $687K | 0.4% | $111.71 * | $61.55 | +25.5% | COM | 009158106 |
| — | Verizon Communications Inc | 13,711 | $674K | 0.3% | $49.16 | $50.36 | — | COM | 92343v104 |
| — | E.I. duPont de Nemours & Co | 10,177 | $661K | 0.3% | $64.95 | $52.52 | — | COM | 263534109 |
| — | Market Vectors Oil Service ETF | 13,366 | $642K | 0.3% | $48.03 | $42.90 | — | COM | 57060u191 |
| — | New York Community Bancorp Inc | 36,688 | $618K | 0.3% | $16.84 | $14.01 | — | COM | 649445103 |
| — | Harman International Industrie | 7,465 | $611K | 0.3% | $81.85 | $54.21 | — | COM | 413086109 |
| — | Riverbed Technology Inc | 31,830 | $575K | 0.3% | $18.06 | $15.56 | — | COM | 768573107 |
| IYR | Ishares DJ US Real Estate Indx | 8,881 | $560K | 0.3% | $63.06 | $70.54 | -10.6% | COM | 464287739 |
| BND | Vanguard Total Bond Market | 6,400 | $512K | 0.3% | $80.00 | $80.44 | -0.5% | ETF | 921937835 |
| AMN | AMN Healthcare Services Inc | 31,005 | $456K | 0.2% | $14.71 | $14.05 | +4.7% | COM | 001744101 |
| PFE | Pfizer Inc | 14,083 | $431K | 0.2% | $30.60 * | $16.46 | +7.2% | COM | 717081103 |
| — | BankUnited Inc | 13,050 | $430K | 0.2% | $32.95 | $26.35 | — | COM | 06652k103 |
| LQD | iShares IBOXX $ Investment Gra | 3,680 | $420K | 0.2% | $114.13 | $113.13 | +0.9% | ETF | 464287242 |
| LLY | Eli Lilly & Co | 7,550 | $385K | 0.2% | $50.99 * | $42.21 | -4.1% | COM | 532457108 |
| TKR | Timken Co | 6,845 | $377K | 0.2% | $55.08 * | $39.57 | -0.4% | COM | 887389104 |
| — | iShares MSCI Malaysia Index | 21,761 | $344K | 0.2% | $15.81 | $15.54 | — | ETF | 464286830 |
| ILF | iShares Latin American 40 ETF | 9,186 | $340K | 0.2% | $37.01 | $36.77 | +0.7% | ETF | 464287390 |
| — | Annaly Capital Management Inc | 33,882 | $338K | 0.2% | $9.98 | $11.58 | — | CEF | 035710409 |
| — | Celgene Corp | 1,901 | $321K | 0.2% | $168.86 | $168.86 | — | COM | 151020104 |
| SHY | iShares Barclays 1-3yr Treasur | 3,575 | $302K | 0.2% | $84.48 | $84.32 | +0.1% | ETF | 464287457 |
| VTI | Vanguard Total Stock Market ET | 2,729 | $262K | 0.1% | $96.01 | $82.97 | +15.6% | IND | 922908769 |
| ED | Consolidated Edison Inc | 4,630 | $256K | 0.1% | $55.29 * | $37.36 | -5.2% | COM | 209115104 |
| — | Tiffany & Co | 2,550 | $237K | 0.1% | $92.94 | $76.67 | — | COM | 886547108 |
| GIS | General Mills Inc | 4,700 | $235K | 0.1% | $50.00 * | $31.98 | +3.1% | COM | 370334104 |
| — | McKesson Corp | 1,350 | $218K | 0.1% | $161.48 | $161.48 | — | COM | 58155q103 |
| F | Ford Motor Co | 14,040 | $217K | 0.1% | $15.46 * | $7.61 | +9.1% | COM | 345370860 |
| CL | Colgate-Palmolive Co | 3,314 | $216K | 0.1% | $65.18 * | $48.40 | +2.0% | COM | 194162103 |
| MCD | McDonald's Corp | 2,090 | $203K | 0.1% | $97.13 * | $71.80 | -1.0% | COM | 580135101 |
| — | Galena Biopharma Inc | 27,675 | $137K | 0.1% | $4.95 | $2.48 | — | COM | 363256108 |
| — | Applied DNA Sciences Inc | 603,000 | $98,000 | 0.1% | $0.16 | $0.17 | — | COM | 03815U102 |
| — | Brigus Gold Corp | 35,000 | $27,000 | 0.0% | $0.77 | $0.54 | — | COM | 109490102 |
| — | Golden Star Res Ltd | 41,000 | $18,000 | 0.0% | $0.44 | $0.41 | — | COM | 38119t104 |
| — | Delcath Systems Inc | 57,100 | $15,000 | 0.0% | $0.26 | $0.37 | — | COM | 24661p104 |
| VGZ | Vista Gold Corp | 30,000 | $11,000 | 0.0% | $0.37 | $0.94 | -59.6% | COM | 927926303 |
| — | Competitive Companies Inc | 165,000 | $9,000 | 0.0% | $0.05 | $0.05 | — | COM | 204510101 |
| — | Exeter Resource Corp | 10,000 | $5,000 | 0.0% | $0.50 | $0.70 | — | COM | 301835104 |
| — | Water Technologies Intl | 304,000 | $3,000 | 0.0% | $0.01 | $0.01 | — | COM | 94114g100 |
| — | Information Systems Associates | 175,000 | $3,000 | 0.0% | $0.02 | $0.01 | — | COM | 45676r108 |
| — | RegeneRx Biopharmaceuticals | 62,537 | $3,000 | 0.0% | $0.05 | $0.08 | — | COM | 75886x108 |
| — | Jaguar Mining Inc | 30,000 | $1,000 | 0.0% | $0.03 | $0.33 | — | COM | 47009m103 |
| — | Geopharma Inc | 40,000 | $1,000 | 0.0% | $0.03 | — | — | COM | 37250a106 |
| — | Access Worldwide Communication | 54,950 | $1,000 | 0.0% | $0.02 | — | — | COM | 004319109 |
| — | Watair Inc | 10,000 | $0 | 0.0% | $0.00 | — | — | COM | 941087108 |
| — | Aspire International Inc | 44,000 | $0 | 0.0% | $0.00 | — | — | COM | 04537n103 |
| — | Voyant International Corp | 300,000 | $0 | 0.0% | $0.00 | — | — | COM | 92909w108 |