DUMONT & BLAKE INVESTMENT ADVISORS LLC Diversified Active

CIK: 0001287618 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 3, 2014

Total Value ($000): $193,982 (100.0% shares, 0.0% debt)

Holdings (153)

SPY SPDR S&P 500 ETF Trust 5.6%
Value ($000) $10,850 Shares 58,748 Est. Cost $160.56 Unrealized
DVY iShares DJ Select Dividend Ind 3.4%
Value ($000) $6,622 Shares 92,817 Est. Cost $66.34 Unrealized
Exxon Mobil Corp 2.9%
Value ($000) $5,559 Shares 54,930 Est. Cost $90.35 Unrealized
Guggenheim S&P 500 Equal Weigh 2.4%
Value ($000) $4,682 Shares 65,716 Est. Cost $61.37 Unrealized
Powershares QQQ Trust Series 1 1.7%
Value ($000) $3,392 Shares 38,568 Est. Cost $71.57 Unrealized
General Electric Co 1.7%
Value ($000) $3,388 Shares 120,853 Est. Cost $23.22 Unrealized
IBM International Business Machine 1.7%
Value ($000) $3,358 Shares 17,902 Est. Cost $118.94 Unrealized -10.5%
SPDR S&P MidCap 400 ETF Trust 1.7%
Value ($000) $3,293 Shares 13,485 Est. Cost $210.28 Unrealized
LOW Lowe's Cos Inc 1.5%
Value ($000) $2,850 Shares 57,520 Est. Cost $32.16 Unrealized +21.7%
Calamos Convertible and High I 1.4%
Value ($000) $2,719 Shares 210,314 Est. Cost $12.53 Unrealized
AAPL Apple Inc 1.4%
Value ($000) $2,687 Shares 4,789 Est. Cost $13.16 Unrealized +24.4%
Alerian MLP ETF 1.4%
Value ($000) $2,644 Shares 148,613 Est. Cost $17.59 Unrealized
Vanguard Telecommunication Ser 1.3%
Value ($000) $2,614 Shares 31,250 Est. Cost $78.92 Unrealized
MSFT Microsoft Corp 1.3%
Value ($000) $2,568 Shares 68,632 Est. Cost $26.71 Unrealized +12.4%
BlackRock Inc 1.3%
Value ($000) $2,432 Shares 7,685 Est. Cost $256.82 Unrealized
VYM Vanguard High Dividend Yield E 1.2%
Value ($000) $2,397 Shares 38,467 Est. Cost $57.48 Unrealized
IWM iShares Russell 2000 Index Fun 1.2%
Value ($000) $2,327 Shares 20,169 Est. Cost $97.14 Unrealized
Metlife Inc 1.1%
Value ($000) $2,226 Shares 41,283 Est. Cost $45.75 Unrealized
JP Morgan Chase & Co 1.1%
Value ($000) $2,179 Shares 37,265 Est. Cost $52.78 Unrealized
IWC iShares Russell Microcap Index 1.1%
Value ($000) $2,157 Shares 28,718 Est. Cost $61.91 Unrealized
3M Co 1.1%
Value ($000) $2,133 Shares 15,210 Est. Cost $109.35 Unrealized
JNJ Johnson & Johnson 1.1%
Value ($000) $2,097 Shares 22,898 Est. Cost $59.82 Unrealized +9.9%
PowerShares CEF Income Composi 1.1%
Value ($000) $2,088 Shares 85,783 Est. Cost $23.97 Unrealized
SWPPX Schwab S&P 500 Index Fund 1.0%
Value ($000) $2,009 Shares 69,640 Est. Cost $26.66 Unrealized
PG Procter & Gamble Co 1.0%
Value ($000) $2,005 Shares 24,624 Est. Cost $55.00 Unrealized +5.5%
SLB Schlumberger Ltd 1.0%
Value ($000) $1,962 Shares 21,770 Est. Cost $52.90 Unrealized +23.0%
PFF iShares S&P Preferred Stock In 1.0%
Value ($000) $1,945 Shares 52,821 Est. Cost $38.00 Unrealized
Materials Select Sector SPDR F 1.0%
Value ($000) $1,929 Shares 41,726 Est. Cost $38.35 Unrealized
CVX Chevron Corp 1.0%
Value ($000) $1,866 Shares 14,941 Est. Cost $71.30 Unrealized +1.7%
EFA iShares MSCI Eafe Index 1.0%
Value ($000) $1,853 Shares 27,616 Est. Cost $57.50 Unrealized
AXP American Express Co 0.9%
Value ($000) $1,838 Shares 20,260 Est. Cost $59.62 Unrealized +16.2%
CVS CVS Caremark Corp 0.9%
Value ($000) $1,837 Shares 25,661 Est. Cost $41.44 Unrealized +11.8%
WMT Wal-Mart Stores Inc 0.9%
Value ($000) $1,823 Shares 23,169 Est. Cost $19.98 Unrealized +1.8%
Staples Inc 0.9%
Value ($000) $1,755 Shares 110,420 Est. Cost $15.87 Unrealized
Medtronic Inc 0.9%
Value ($000) $1,718 Shares 29,941 Est. Cost $51.46 Unrealized
AFL Aflac Inc 0.9%
Value ($000) $1,710 Shares 25,595 Est. Cost $20.11 Unrealized +22.4%
KSS Kohl's Corp 0.9%
Value ($000) $1,709 Shares 30,110 Est. Cost $49.51 Unrealized +10.7%
Express Scripts Holding Co 0.9%
Value ($000) $1,708 Shares 24,317 Est. Cost $61.73 Unrealized
Google Inc 0.9%
Value ($000) $1,674 Shares 1,494 Est. Cost $880.49 Unrealized
SPDR S&P International Dividen 0.9%
Value ($000) $1,665 Shares 35,095 Est. Cost $46.66 Unrealized
ADP Automatic Data Processing Inc 0.8%
Value ($000) $1,584 Shares 19,600 Est. Cost $45.09 Unrealized +14.1%
BA Boeing Co 0.8%
Value ($000) $1,518 Shares 11,125 Est. Cost $80.37 Unrealized +38.0%
ORCL Oracle Corp 0.8%
Value ($000) $1,510 Shares 39,470 Est. Cost $27.58 Unrealized +4.4%
PEP PepsiCo Inc 0.8%
Value ($000) $1,468 Shares 17,703 Est. Cost $56.00 Unrealized +3.1%
ITW Illinois Tool Works Inc 0.8%
Value ($000) $1,466 Shares 17,432 Est. Cost $49.85 Unrealized +19.3%
Vanguard Utilities ETF 0.8%
Value ($000) $1,458 Shares 17,510 Est. Cost $82.19 Unrealized
Seagate Technology PLC 0.7%
Value ($000) $1,427 Shares 25,415 Est. Cost $44.85 Unrealized
FNMIX Fidelity New Markets Income 0.7%
Value ($000) $1,423 Shares 91,276 Est. Cost $15.91 Unrealized
HUN Huntsman Corp 0.7%
Value ($000) $1,388 Shares 56,435 Est. Cost $18.29 Unrealized +24.6%
AMGN Amgen Inc 0.7%
Value ($000) $1,386 Shares 12,147 Est. Cost $73.34 Unrealized +10.6%
IJS iShares S&P Smallcap 600 Value 0.7%
Value ($000) $1,359 Shares 12,211 Est. Cost $93.47 Unrealized
CAKE The Cheesecake Factory Inc 0.7%
Value ($000) $1,355 Shares 28,075 Est. Cost $31.16 Unrealized +18.2%
IJK iShares S&P Midcap 400 Growth 0.7%
Value ($000) $1,350 Shares 8,991 Est. Cost $128.82 Unrealized
IJJ iShares S&P Midcap 400/BARRA V 0.7%
Value ($000) $1,348 Shares 11,596 Est. Cost $101.29 Unrealized
Portfolio Recovery Associates 0.7%
Value ($000) $1,325 Shares 25,075 Est. Cost $91.27 Unrealized
Capital One Financial Corp 0.7%
Value ($000) $1,312 Shares 17,127 Est. Cost $62.81 Unrealized
GLW Corning Inc 0.7%
Value ($000) $1,272 Shares 71,357 Est. Cost $10.49 Unrealized +14.9%
IVW iShares S&P 500 Growth 0.6%
Value ($000) $1,258 Shares 12,736 Est. Cost $84.06 Unrealized
L-3 Communications Holdings In 0.6%
Value ($000) $1,253 Shares 11,730 Est. Cost $85.76 Unrealized
Walgreen Co 0.6%
Value ($000) $1,217 Shares 21,189 Est. Cost $44.20 Unrealized
SYY Sysco Corp 0.6%
Value ($000) $1,199 Shares 33,200 Est. Cost $24.40 Unrealized -0.1%
WFC Wells Fargo & Co 0.6%
Value ($000) $1,197 Shares 26,376 Est. Cost $27.36 Unrealized +12.4%
SPDR S&P Dividend ETF 0.6%
Value ($000) $1,181 Shares 16,259 Est. Cost $68.93 Unrealized
Bed Bath & Beyond Inc 0.6%
Value ($000) $1,169 Shares 14,560 Est. Cost $70.96 Unrealized
UPS United Parcel Service Inc 0.6%
Value ($000) $1,165 Shares 11,090 Est. Cost $55.38 Unrealized +16.4%
BAX Baxter International Inc 0.6%
Value ($000) $1,151 Shares 16,550 Est. Cost $29.22 Unrealized 0.0%
AbbVie Inc 0.6%
Value ($000) $1,142 Shares 21,620 Est. Cost $41.35 Unrealized
TEVA Teva Pharmaceutical Industries 0.6%
Value ($000) $1,118 Shares 27,900 Est. Cost $39.19 Unrealized
OXY Occidental Petroleum Corp 0.6%
Value ($000) $1,106 Shares 11,635 Est. Cost $57.83 Unrealized +9.6%
Raytheon Co 0.6%
Value ($000) $1,091 Shares 12,029 Est. Cost $66.13 Unrealized
Babson Capital Corporate Inves 0.6%
Value ($000) $1,090 Shares 72,986 Est. Cost $15.32 Unrealized
CSCO Cisco Systems Inc 0.6%
Value ($000) $1,081 Shares 48,208 Est. Cost $15.29 Unrealized -0.6%
SYK Stryker Corp 0.6%
Value ($000) $1,074 Shares 14,295 Est. Cost $56.92 Unrealized +10.8%
INTC Intel Corp 0.6%
Value ($000) $1,074 Shares 41,382 Est. Cost $17.17 Unrealized +4.4%
TMO Thermo Fisher Scientific Inc 0.6%
Value ($000) $1,071 Shares 9,615 Est. Cost $79.76 Unrealized +19.9%
Dreyfus Midcap Index Fund 0.5%
Value ($000) $1,047 Shares 28,483 Est. Cost $35.59 Unrealized
ConocoPhillips 0.5%
Value ($000) $1,047 Shares 14,815 Est. Cost $60.51 Unrealized
SWSSX Schwab Small-Cap Index Fund 0.5%
Value ($000) $1,042 Shares 37,783 Est. Cost $27.00 Unrealized
BK Bank of New York Mellon Corp 0.5%
Value ($000) $1,037 Shares 29,675 Est. Cost $21.22 Unrealized +14.5%
USB US Bancorp 0.5%
Value ($000) $1,037 Shares 25,675 Est. Cost $22.41 Unrealized +13.2%
Coach Inc 0.5%
Value ($000) $1,027 Shares 18,295 Est. Cost $57.07 Unrealized
Consumer Discretionary Select 0.5%
Value ($000) $1,011 Shares 15,121 Est. Cost $56.49 Unrealized
Comcast Corp 0.5%
Value ($000) $1,010 Shares 19,443 Est. Cost $41.73 Unrealized
Fidelity National Information 0.5%
Value ($000) $1,006 Shares 18,735 Est. Cost $42.85 Unrealized
SWK Stanley Black & Decker Inc 0.5%
Value ($000) $1,001 Shares 12,405 Est. Cost $56.98 Unrealized +5.7%
QCOM Qualcomm Inc 0.5%
Value ($000) $997 Shares 13,427 Est. Cost $45.06 Unrealized +11.8%
3D Systems Corp 0.5%
Value ($000) $949 Shares 10,210 Est. Cost $43.87 Unrealized
Harris Corp 0.5%
Value ($000) $941 Shares 13,485 Est. Cost $49.27 Unrealized
Utilities Select Sector SPDR F 0.5%
Value ($000) $931 Shares 24,530 Est. Cost $37.64 Unrealized
BAC Bank of America Corp 0.5%
Value ($000) $929 Shares 59,653 Est. Cost $10.03 Unrealized +16.5%
BP BP PLC - ADR 0.5%
Value ($000) $899 Shares 18,500 Est. Cost $41.73 Unrealized
CAT Caterpillar Inc 0.5%
Value ($000) $891 Shares 9,811 Est. Cost $61.55 Unrealized +1.8%
Industrial Select Sector SPDR 0.5%
Value ($000) $881 Shares 16,857 Est. Cost $42.68 Unrealized
Dr Pepper Snapple Group Inc 0.4%
Value ($000) $854 Shares 17,525 Est. Cost $45.93 Unrealized
United Technologies Corp 0.4%
Value ($000) $850 Shares 7,466 Est. Cost $92.96 Unrealized
AT&T Inc 0.4%
Value ($000) $819 Shares 23,303 Est. Cost $35.40 Unrealized
IAI Ishares DJ US Broker-Dealers I 0.4%
Value ($000) $806 Shares 20,866 Est. Cost $30.82 Unrealized
PM Philip Morris International In 0.4%
Value ($000) $796 Shares 9,131 Est. Cost $49.85 Unrealized -4.0%
ABT Abbott Laboratories 0.4%
Value ($000) $785 Shares 20,470 Est. Cost $28.85 Unrealized +1.3%
DG Dollar General Corp 0.4%
Value ($000) $774 Shares 12,830 Est. Cost $45.09 Unrealized +13.3%
VYX NCR Corp 0.4%
Value ($000) $766 Shares 22,490 Est. Cost $18.62 Unrealized +19.4%
BMY Bristol-Myers Squibb Co 0.4%
Value ($000) $762 Shares 14,330 Est. Cost $29.39 Unrealized +16.2%
TJX TJX Companies Inc 0.4%
Value ($000) $748 Shares 11,740 Est. Cost $20.82 Unrealized +23.5%
Chico's FAS Inc 0.4%
Value ($000) $747 Shares 39,650 Est. Cost $16.65 Unrealized
SPDR Barclays Short-Term High 0.4%
Value ($000) $744 Shares 24,133 Est. Cost $30.53 Unrealized
Technology Select Sector SPDR 0.4%
Value ($000) $737 Shares 20,611 Est. Cost $32.03 Unrealized
SPDR S&P Homebuilders ETF 0.4%
Value ($000) $709 Shares 21,300 Est. Cost $29.47 Unrealized
First Trust ISE-Revere Natural 0.4%
Value ($000) $688 Shares 35,260 Est. Cost $18.70 Unrealized
APD Air Products & Chemicals Inc 0.4%
Value ($000) $687 Shares 6,150 Est. Cost $61.55 Unrealized +21.6%
Verizon Communications Inc 0.3%
Value ($000) $674 Shares 13,711 Est. Cost $50.36 Unrealized
E.I. duPont de Nemours & Co 0.3%
Value ($000) $661 Shares 10,177 Est. Cost $52.52 Unrealized
Market Vectors Oil Service ETF 0.3%
Value ($000) $642 Shares 13,366 Est. Cost $42.90 Unrealized
New York Community Bancorp Inc 0.3%
Value ($000) $618 Shares 36,688 Est. Cost $14.01 Unrealized
Harman International Industrie 0.3%
Value ($000) $611 Shares 7,465 Est. Cost $54.21 Unrealized
Riverbed Technology Inc 0.3%
Value ($000) $575 Shares 31,830 Est. Cost $15.56 Unrealized
IYR Ishares DJ US Real Estate Indx 0.3%
Value ($000) $560 Shares 8,881 Est. Cost $66.35 Unrealized
BND Vanguard Total Bond Market 0.3%
Value ($000) $512 Shares 6,400 Est. Cost $80.83 Unrealized
AMN AMN Healthcare Services Inc 0.2%
Value ($000) $456 Shares 31,005 Est. Cost $14.05 Unrealized -3.6%
PFE Pfizer Inc 0.2%
Value ($000) $431 Shares 14,083 Est. Cost $16.46 Unrealized +7.1%
BankUnited Inc 0.2%
Value ($000) $430 Shares 13,050 Est. Cost $26.35 Unrealized
LQD iShares IBOXX $ Investment Gra 0.2%
Value ($000) $420 Shares 3,680 Est. Cost $113.59 Unrealized
LLY Eli Lilly & Co 0.2%
Value ($000) $385 Shares 7,550 Est. Cost $42.21 Unrealized -6.2%
TKR Timken Co 0.2%
Value ($000) $377 Shares 6,845 Est. Cost $39.57 Unrealized -1.4%
iShares MSCI Malaysia Index 0.2%
Value ($000) $344 Shares 21,761 Est. Cost $15.54 Unrealized
ILF iShares Latin American 40 ETF 0.2%
Value ($000) $340 Shares 9,186 Est. Cost $38.29 Unrealized
Annaly Capital Management Inc 0.2%
Value ($000) $338 Shares 33,882 Est. Cost $11.58 Unrealized
Celgene Corp 0.2%
Value ($000) $321 Shares 1,901 Est. Cost $168.86 Unrealized
SHY iShares Barclays 1-3yr Treasur 0.2%
Value ($000) $302 Shares 3,575 Est. Cost $84.48 Unrealized
VTI Vanguard Total Stock Market ET 0.1%
Value ($000) $262 Shares 2,729 Est. Cost $82.73 Unrealized
ED Consolidated Edison Inc 0.1%
Value ($000) $256 Shares 4,630 Est. Cost $37.36 Unrealized -4.0%
Tiffany & Co 0.1%
Value ($000) $237 Shares 2,550 Est. Cost $76.67 Unrealized
GIS General Mills Inc 0.1%
Value ($000) $235 Shares 4,700 Est. Cost $31.98 Unrealized +2.8%
McKesson Corp 0.1%
Value ($000) $218 Shares 1,350 Est. Cost $161.48 Unrealized
F Ford Motor Co 0.1%
Value ($000) $217 Shares 14,040 Est. Cost $7.61 Unrealized +18.4%
CL Colgate-Palmolive Co 0.1%
Value ($000) $216 Shares 3,314 Est. Cost $48.40 Unrealized 0.0%
MCD McDonald's Corp 0.1%
Value ($000) $203 Shares 2,090 Est. Cost $71.80 Unrealized -2.5%
Galena Biopharma Inc 0.1%
Value ($000) $137 Shares 27,675 Est. Cost $2.48 Unrealized
Applied DNA Sciences Inc 0.1%
Value ($000) $98 Shares 603,000 Est. Cost $0.17 Unrealized
Brigus Gold Corp 0.0%
Value ($000) $27 Shares 35,000 Est. Cost $0.54 Unrealized
Golden Star Res Ltd 0.0%
Value ($000) $18 Shares 41,000 Est. Cost $0.41 Unrealized
Delcath Systems Inc 0.0%
Value ($000) $15 Shares 57,100 Est. Cost $0.37 Unrealized
VGZ Vista Gold Corp 0.0%
Value ($000) $11 Shares 30,000 Est. Cost $0.94 Unrealized -56.0%
Competitive Companies Inc 0.0%
Value ($000) $9 Shares 165,000 Est. Cost $0.05 Unrealized
Exeter Resource Corp 0.0%
Value ($000) $5 Shares 10,000 Est. Cost $0.70 Unrealized
Water Technologies Intl 0.0%
Value ($000) $3 Shares 304,000 Est. Cost $0.01 Unrealized
Information Systems Associates 0.0%
Value ($000) $3 Shares 175,000 Est. Cost $0.01 Unrealized
RegeneRx Biopharmaceuticals 0.0%
Value ($000) $3 Shares 62,537 Est. Cost $0.08 Unrealized
Jaguar Mining Inc 0.0%
Value ($000) $1 Shares 30,000 Est. Cost $0.33 Unrealized
Geopharma Inc 0.0%
Value ($000) $1 Shares 40,000 Est. Cost Unrealized
Access Worldwide Communication 0.0%
Value ($000) $1 Shares 54,950 Est. Cost Unrealized
Watair Inc 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
Aspire International Inc 0.0%
Value ($000) $0 Shares 44,000 Est. Cost Unrealized
Voyant International Corp 0.0%
Value ($000) $0 Shares 300,000 Est. Cost Unrealized