Location: Greenbrae, CA
CIK: 0001109228 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 10, 2014
Total Value: $1.093B (98.7% shares, 1.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| WFC | Wells Fargo & Company | 543,934 | $28.21M | 2.6% | $51.87 * | $28.19 | +34.2% | COM | 949746101 |
| — | Verizon Communications Inc | 474,232 | $23.71M | 2.2% | $49.99 | $50.10 | — | COM | 92343v104 |
| CVX | Chevron Corp | 196,713 | $23.47M | 2.1% | $119.32 * | $71.71 | +2.8% | COM | 166764100 |
| JNJ | Johnson & Johnson | 197,766 | $21.08M | 1.9% | $106.59 * | $60.30 | +29.3% | COM | 478160104 |
| AAPL | Apple Inc | 206,322 | $20.79M | 1.9% | $100.75 * | $18.18 | +22.3% | COM | 037833100 |
| PG | Procter & Gamble Co | 223,654 | $18.73M | 1.7% | $83.74 * | $55.55 | +10.0% | COM | 742718109 |
| — | General Electric Co | 673,943 | $17.27M | 1.6% | $25.62 | $23.74 | — | COM | 369604103 |
| COP | ConocoPhillips | 206,674 | $15.81M | 1.4% | $76.52 * | $41.10 | +29.2% | COM | 20825C104 |
| XOM | Exxon Mobil Corp | 149,021 | $14.02M | 1.3% | $94.05 * | $53.97 | +7.9% | COM | 30231G102 |
| — | Wells Fargo 8.00% Prp Cl12/17 | 461,733 | $13.4M | 1.2% | $29.02 | $28.85 | — | PFD | 949746879 |
| INTC | Intel Corp | 382,272 | $13.31M | 1.2% | $34.82 * | $17.43 | +52.3% | COM | 458140100 |
| BMY | Bristol-Myers Squibb Co | 254,762 | $13.04M | 1.2% | $51.18 * | $29.31 | +19.6% | COM | 110122108 |
| COST | Costco Wholesale Corp | 87,360 | $10.95M | 1.0% | $125.32 * | $87.31 | +15.4% | COM | 22160K105 |
| — | AT&T Inc | 309,317 | $10.9M | 1.0% | $35.24 | $35.38 | — | COM | 00206r102 |
| MCD | McDonald's Corp | 109,843 | $10.41M | 1.0% | $94.81 * | $71.86 | -0.9% | COM | 580135101 |
| VTI | Vanguard Total Stock Mk Vipers | 99,237 | $10.05M | 0.9% | $101.24 | $83.93 | +20.6% | COM | 922908769 |
| — | Aviva 8.25% 12/2041 Call 12/20 | 356,338 | $9.995M | 0.9% | $28.05 | $27.37 | — | PFD | 05382a203 |
| — | 3M Co | 69,685 | $9.873M | 0.9% | $141.68 | $112.35 | — | COM | 88579y101 |
| IBM | Intl Business Machines Corp | 49,493 | $9.395M | 0.9% | $189.82 * | $118.47 | -3.6% | COM | 459200101 |
| — | SPDR S&P Dividend ETF | 123,946 | $9.288M | 0.9% | $74.94 | $68.61 | — | COM | 78464a763 |
| PFF | iShares S&P US Preferred Stock | 233,974 | $9.247M | 0.8% | $39.52 | $40.08 | -1.4% | COM | 464288687 |
| WMB | Williams Cos Inc | 166,595 | $9.221M | 0.8% | $55.35 * | $18.64 | +57.4% | COM | 969457100 |
| KMB | Kimberly-Clark Corp | 85,633 | $9.212M | 0.8% | $107.58 * | $64.43 | +9.5% | COM | 494368103 |
| — | NextEra Energy Inc | 96,554 | $9.064M | 0.8% | $93.87 | $83.23 | — | COM | 65339f101 |
| ABT | Abbott Laboratories | 216,710 | $9.013M | 0.8% | $41.59 * | $29.05 | +15.5% | COM | 002824100 |
| MSFT | Microsoft Corp | 178,114 | $8.257M | 0.8% | $46.36 * | $26.84 | +46.3% | COM | 594918104 |
| — | AbbVie Inc | 140,131 | $8.094M | 0.7% | $57.76 | $43.26 | — | COM | 00287y109 |
| ADP | Automatic Data Processing | 95,838 | $7.962M | 0.7% | $83.08 * | $48.81 | +17.0% | COM | 053015103 |
| — | Du Pont (E.I.) De Nemours | 109,002 | $7.822M | 0.7% | $71.76 | $54.11 | — | COM | 263534109 |
| PEP | PepsiCo Inc | 82,054 | $7.638M | 0.7% | $93.09 * | $56.55 | +17.6% | COM | 713448108 |
| CLX | Clorox Company | 79,516 | $7.637M | 0.7% | $96.04 * | $60.87 | +14.7% | COM | 189054109 |
| PFE | Pfizer Inc | 257,026 | $7.6M | 0.7% | $29.57 * | $16.60 | +5.4% | COM | 717081103 |
| — | SPDR S&P500 Index Trust Series | 37,764 | $7.44M | 0.7% | $197.01 | $168.24 | — | COM | 78462f103 |
| — | Altria Group Inc | 157,153 | $7.22M | 0.7% | $45.94 | $35.24 | — | COM | 02209s103 |
| CL | Colgate-Palmolive Co | 109,498 | $7.141M | 0.7% | $65.22 * | $46.30 | +8.3% | COM | 194162103 |
| UPS | United Parcel Service-Cl B | 70,814 | $6.96M | 0.6% | $98.29 * | $59.72 | +10.3% | COM | 911312106 |
| — | Merck & Co. Inc. | 117,247 | $6.95M | 0.6% | $59.28 | $47.88 | — | COM | 58933y105 |
| — | Walgreen Co | 116,147 | $6.884M | 0.6% | $59.27 | $52.31 | — | COM | 931422109 |
| JPM | JPMorgan Chase & Co | 108,484 | $6.535M | 0.6% | $60.24 * | $36.59 | +21.5% | COM | 46625H100 |
| OXY | Occidental Petroleum Corp | 67,545 | $6.494M | 0.6% | $96.14 * | $58.74 | +11.8% | COM | 674599105 |
| — | Waste Management Inc | 134,531 | $6.394M | 0.6% | $47.53 | $41.18 | — | COM | 94106l109 |
| NKE | Nike Inc -Cl B | 70,969 | $6.33M | 0.6% | $89.19 * | $27.50 | +40.8% | COM | 654106103 |
| DVY | iShares DJ Select Dividend Ind | 85,321 | $6.302M | 0.6% | $73.86 | $65.31 | +13.1% | COM | 464287168 |
| — | Partner Re 7.25% Call 06/16 BB | 230,519 | $6.194M | 0.6% | $26.87 | $26.92 | — | PFD | g68603508 |
| DIS | Disney Co./Walt The | 68,703 | $6.117M | 0.6% | $89.04 * | $57.16 | +40.1% | COM | 254687106 |
| — | CenturyLink SnNote7.5% 2051 Cl | 224,587 | $5.848M | 0.5% | $26.04 | $26.04 | — | PFD | 74913g303 |
| O | Realty Income Corp | 142,411 | $5.809M | 0.5% | $40.79 * | $24.15 | -3.2% | COM | 756109104 |
| ECL | Ecolab Inc | 50,211 | $5.766M | 0.5% | $114.84 * | $75.95 | +33.6% | COM | 278865100 |
| — | Aspen Insurance 7.25% Call07/2 | 219,420 | $5.716M | 0.5% | $26.05 | $25.51 | — | PFD | g05384147 |
| VB | Vanguard Small-Cap Vipers | 51,606 | $5.709M | 0.5% | $110.63 | $93.55 | +18.3% | COM | 922908751 |
| — | Target Corp | 88,785 | $5.565M | 0.5% | $62.68 | $68.01 | — | COM | 87612e106 |
| HD | Home Depot Inc | 59,109 | $5.423M | 0.5% | $91.75 * | $56.91 | +23.9% | COM | 437076102 |
| — | HSBC Hldgs 8.0% Prp Cl 12/15 B | 202,697 | $5.4M | 0.5% | $26.64 | $27.07 | — | PFD | 404280802 |
| — | Wachovia (WFC) Perp/Call 2/11 | 5,470,000 | $5.279M | 0.5% | $0.97 | $0.98 | — | PFD | 92978AAA0 |
| — | Comcast Corp-Cl A | 95,652 | $5.144M | 0.5% | $53.78 | $48.75 | — | COM | 20030n101 |
| — | Spectra Energy Corp | 130,209 | $5.112M | 0.5% | $39.26 | $34.70 | — | COM | 847560109 |
| — | Sanofi-ADR | 89,535 | $5.052M | 0.5% | $56.42 | $51.61 | — | COM | 80105n105 |
| — | KKR Financial 7.50% SrNts Call | 187,387 | $4.999M | 0.5% | $26.68 | $26.59 | — | PFD | 48248a504 |
| — | SPDR S&P MidCap 400 ETF Trust | 19,857 | $4.951M | 0.5% | $249.33 | $218.06 | — | COM | 78467y107 |
| — | HCP Inc | 124,637 | $4.949M | 0.5% | $39.71 | $44.28 | — | COM | 40414l109 |
| HON | Honeywell International Inc | 52,520 | $4.891M | 0.4% | $93.13 * | $53.82 | +23.1% | COM | 438516106 |
| KO | Coca-Cola Co/The | 113,553 | $4.844M | 0.4% | $42.66 * | $27.92 | +7.2% | COM | 191216100 |
| — | PowerShares Preferred Portfoli | 333,675 | $4.825M | 0.4% | $14.46 | $14.02 | — | COM | 73936t565 |
| — | EGShares Dow Jones Emerging Ma | 182,977 | $4.799M | 0.4% | $26.23 | $26.20 | — | COM | 268461779 |
| VNO | Vornado Realty Trust | 47,686 | $4.767M | 0.4% | $99.97 | $84.89 | — | COM | 929042109 |
| GIS | General Mills Inc | 93,372 | $4.711M | 0.4% | $50.45 * | $32.19 | +6.0% | COM | 370334104 |
| — | Whole Foods Market Inc | 121,253 | $4.621M | 0.4% | $38.11 | $50.45 | — | COM | 966837106 |
| — | Medtronic Inc | 72,757 | $4.507M | 0.4% | $61.95 | $52.93 | — | COM | 585055106 |
| GPC | Genuine Parts Co | 50,313 | $4.413M | 0.4% | $87.71 * | $56.10 | +13.3% | COM | 372460105 |
| VO | Vanguard Mid-Cap Vipers | 37,609 | $4.412M | 0.4% | $117.31 * | $23.91 | +22.7% | COM | 922908629 |
| — | Ares Capital 7.75% 2040 Call 1 | 163,506 | $4.295M | 0.4% | $26.27 | $26.00 | — | PFD | 04010l202 |
| TD | Toronto-Dominion Bank | 85,162 | $4.206M | 0.4% | $49.39 | $43.60 | +13.3% | COM | 891160509 |
| NSRGY | Nestle Sa-Spons ADR For Reg | 56,718 | $4.176M | 0.4% | $73.63 | $69.77 | +5.5% | COM | 641069406 |
| APD | Air Products & Chemicals Inc | 31,589 | $4.112M | 0.4% | $130.17 * | $68.36 | +34.0% | COM | 009158106 |
| — | SPDR Technology Select Sector | 102,165 | $4.076M | 0.4% | $39.90 | $31.27 | — | COM | 81369y803 |
| — | AEGON 8.00% 2042 Notes Call 08 | 141,479 | $4.036M | 0.4% | $28.53 | $28.45 | — | PFD | 007924608 |
| EIX | Edison International | 71,138 | $3.978M | 0.4% | $55.92 * | $30.71 | +18.0% | COM | 281020107 |
| — | BGC Partners 8.125% 2042 Call | 147,991 | $3.969M | 0.4% | $26.82 | $26.86 | — | PFD | 05541t408 |
| — | Novartis Ag-ADR | 41,997 | $3.953M | 0.4% | $94.13 | $72.57 | — | COM | 66987v109 |
| — | Citigroup 7.125% FxdtoFlt Cl 9 | 147,145 | $3.933M | 0.4% | $26.73 | $25.87 | — | PFD | 172967358 |
| SWK | Stanley Black & Decker Inc | 42,426 | $3.767M | 0.3% | $88.79 * | $58.40 | +14.3% | COM | 854502101 |
| — | Endurance Specialty 7.75% Cl12 | 144,000 | $3.76M | 0.3% | $26.11 | $25.77 | — | PFD | 29267h208 |
| — | Digital Realty 7.0% Perp Call | 144,720 | $3.725M | 0.3% | $25.74 | $25.60 | — | PFD | 253868707 |
| DHR | Danaher Corp | 48,190 | $3.661M | 0.3% | $75.97 * | $25.51 | +21.5% | COM | 235851102 |
| ABBNY | ABB Ltd -Spon ADR | 160,859 | $3.605M | 0.3% | $22.41 * | $21.47 | +0.2% | COM | 000375204 |
| LOW | Lowe's Cos Inc | 67,777 | $3.587M | 0.3% | $52.92 * | $32.45 | +33.1% | COM | 548661107 |
| CVS | CVS Caremark Corp | 44,243 | $3.521M | 0.3% | $79.58 * | $42.23 | +37.5% | COM | 126650100 |
| — | Telephone & Data 6.875% Cl 11/ | 141,499 | $3.489M | 0.3% | $24.66 | $25.58 | — | PFD | 879433845 |
| — | AGL Resources Inc | 67,025 | $3.441M | 0.3% | $51.34 | $44.49 | — | COM | 001204106 |
| — | SPDR Health Care Select Sector | 53,520 | $3.42M | 0.3% | $63.90 | $49.28 | — | COM | 81369y209 |
| — | Duke Energy Corp | 45,414 | $3.396M | 0.3% | $74.78 | $69.29 | — | COM | 26441c204 |
| — | Accenture PLC-Cl A | 41,105 | $3.343M | 0.3% | $81.33 | $72.02 | — | COM | g1151c101 |
| — | Vornado Realty 6.875% Prp/Cl 4 | 124,200 | $3.283M | 0.3% | $26.43 | $25.77 | — | PFD | 929042869 |
| — | Oracle Corp | 85,432 | $3.27M | 0.3% | $38.28 | $31.61 | — | COM | 68389x105 |
| — | Deutsche Bank 8.05% PrpCl6/18 | 113,314 | $3.226M | 0.3% | $28.47 | $27.54 | — | PFD | 25150l108 |
| SLB | Schlumberger Ltd | 31,262 | $3.179M | 0.3% | $101.69 * | $63.72 | +16.6% | COM | 806857108 |
| IEV | iShares S&P Europe 350 | 70,530 | $3.179M | 0.3% | $45.07 | $46.37 | -2.8% | COM | 464287861 |
| — | Travelers Cos Inc/The | 33,794 | $3.175M | 0.3% | $93.95 | $80.40 | — | COM | 89417e109 |
| BA | Boeing Co | 24,601 | $3.134M | 0.3% | $127.39 * | $83.65 | +32.4% | COM | 097023105 |
| CSCO | Cisco Systems Inc | 123,810 | $3.116M | 0.3% | $25.17 * | $15.28 | +16.8% | COM | 17275R102 |
| AXP | American Express Co | 35,587 | $3.115M | 0.3% | $87.53 * | $61.85 | +20.3% | COM | 025816109 |
| LLY | Eli Lilly & Co | 47,310 | $3.068M | 0.3% | $64.85 * | $44.50 | +18.7% | COM | 532457108 |
| — | Consumer Staples SPDR | 67,078 | $3.026M | 0.3% | $45.11 | $40.35 | — | COM | 81369y308 |
| IDV | iShares DJ EPAC Sel Div Inc In | 84,404 | $3.021M | 0.3% | $35.79 | $39.84 | -10.2% | COM | 464288448 |
| — | Freeport-McMoRan Copper & Gold | 92,113 | $3.007M | 0.3% | $32.64 | $27.83 | — | COM | 35671d857 |
| — | SPDR Energy Select Sector | 32,929 | $2.984M | 0.3% | $90.62 | $80.22 | — | COM | 81369y506 |
| — | United Technologies Corp | 27,521 | $2.906M | 0.3% | $105.59 | $95.07 | — | COM | 913017109 |
| — | Kinder Morgan Energy Partners | 31,121 | $2.903M | 0.3% | $93.28 | $85.40 | — | COM | 494550106 |
| — | Unilever N V -NY Shares | 72,087 | $2.86M | 0.3% | $39.67 | $39.58 | — | COM | 904784709 |
| BAC | Bank of America Corp | 166,203 | $2.834M | 0.3% | $17.05 * | $10.96 | +23.1% | COM | 060505104 |
| — | Praxair Inc | 21,920 | $2.828M | 0.3% | $129.01 | $118.69 | — | COM | 74005p104 |
| — | SPDR Industrial Select Sector | 52,387 | $2.784M | 0.3% | $53.14 | $44.02 | — | COM | 81369y704 |
| BRK/B | Berkshire Hathaway Inc-Cl B | 20,087 | $2.775M | 0.3% | $138.15 | $111.90 | +23.5% | COM | 084670702 |
| — | Chubb Corp | 30,016 | $2.734M | 0.3% | $91.08 | $85.70 | — | COM | 171232101 |
| — | SPDR Consumer Discretionary Se | 40,556 | $2.705M | 0.2% | $66.70 | $57.45 | — | COM | 81369y407 |
| — | BCE Inc | 63,063 | $2.697M | 0.2% | $42.77 | $42.59 | — | COM | 05534b760 |
| — | Pebblebrook Hotel 8.00%Perp Cu | 100,162 | $2.654M | 0.2% | $26.50 | $25.94 | — | PFD | 70509v308 |
| VWO | Vanguard MSCI Emerging Market | 62,925 | $2.625M | 0.2% | $41.72 | $41.96 | -0.6% | COM | 922042858 |
| — | CenterPoint Energy Inc | 106,844 | $2.614M | 0.2% | $24.47 | $23.79 | — | COM | 15189t107 |
| — | Google Inc-Cl A | 4,396 | $2.587M | 0.2% | $588.49 | $834.73 | — | COM | 38259P508 |
| — | JPMorgan 7.9% Perp/Call 4/18 - | 2,380,000 | $2.582M | 0.2% | $1.08 | $1.13 | — | PFD | 46625HHA1 |
| — | Wisconsin Energy Corp | 59,813 | $2.572M | 0.2% | $43.00 | $42.92 | — | COM | 976657106 |
| SO | Southern Co | 58,699 | $2.562M | 0.2% | $43.65 * | $26.60 | +1.7% | COM | 842587107 |
| — | Endurance Specialty 7.5% Cl 6/ | 98,959 | $2.557M | 0.2% | $25.84 | $26.38 | — | PFD | g30397304 |
| — | Chesapeake Lodging 7.75% PerpC | 96,819 | $2.53M | 0.2% | $26.13 | $25.63 | — | PFD | 165240201 |
| — | Costamare 8.50% CUM QDI Perp C | 96,502 | $2.524M | 0.2% | $26.15 | $25.55 | — | PFD | y1771g128 |
| — | Hewlett-Packard Co | 70,419 | $2.498M | 0.2% | $35.47 | $31.03 | — | COM | 428236103 |
| SRE | Sempra Energy | 23,599 | $2.487M | 0.2% | $105.39 * | $27.60 | +34.7% | COM | 816851109 |
| — | CenturyLink Quest 7.0%SnNts Cl | 98,815 | $2.486M | 0.2% | $25.16 | $25.93 | — | PFD | 74913g501 |
| — | GlaxoSmithKline Plc-ADR | 52,165 | $2.398M | 0.2% | $45.97 | $49.97 | — | COM | 37733w105 |
| VEA | Vanguard MSCI EAFE Index ETF | 59,783 | $2.376M | 0.2% | $39.74 | $37.59 | +5.7% | COM | 921943858 |
| — | Charles Schwab 7% Perp/Call 2/ | 2,037,000 | $2.373M | 0.2% | $1.16 | $1.12 | — | PFD | 808513AE5 |
| — | Twenty-First Century Fox-B (fo | 70,962 | $2.364M | 0.2% | $33.31 | $32.95 | — | COM | 90130a200 |
| — | Maiden Hldgs 8.00% Nts 2042 ca | 88,784 | $2.339M | 0.2% | $26.34 | $25.72 | — | PFD | 56029q309 |
| — | WellPoint Inc | 19,200 | $2.297M | 0.2% | $119.64 | $92.86 | — | COM | 94973V107 |
| — | InterContinental Hotels-ADR | 58,929 | $2.278M | 0.2% | $38.66 | $41.51 | — | COM | 45857p509 |
| — | Wells Fargo 7.5% Cnv/Prp$1000 | 1,882 | $2.264M | 0.2% | $1202.98 | $1170.05 | — | PFD | 949746804 |
| — | Google Inc-Cl C | 3,894 | $2.248M | 0.2% | $577.30 | $575.40 | — | COM | 38259p706 |
| — | SL Green Realty 6.5% Perp CUM | 88,638 | $2.243M | 0.2% | $25.31 | $24.66 | — | PFD | 78440x507 |
| — | Carlyle Group/The | 73,550 | $2.24M | 0.2% | $30.46 | $34.02 | — | COM | 14309l102 |
| WHR | Whirlpool Corp | 15,287 | $2.227M | 0.2% | $145.68 | $122.44 | +19.0% | COM | 963320106 |
| SCHX | Schwab U.S. Large-Cap ETF | 46,916 | $2.205M | 0.2% | $47.00 * | $7.87 | -0.5% | COM | 808524201 |
| PM | Philip Morris International | 26,219 | $2.187M | 0.2% | $83.41 * | $49.68 | -3.9% | COM | 718172109 |
| — | National General Ins 7.50% Cal | 87,429 | $2.158M | 0.2% | $24.68 | $24.82 | — | PFD | 636220709 |
| — | Cerner Corp | 35,755 | $2.13M | 0.2% | $59.57 | $72.14 | — | COM | 156782104 |
| EMR | Emerson Electric Co | 33,695 | $2.109M | 0.2% | $62.59 * | $40.76 | +13.3% | COM | 291011104 |
| CAT | Caterpillar Inc | 21,251 | $2.105M | 0.2% | $99.05 * | $63.53 | +16.7% | COM | 149123101 |
| — | GE Cap Corp 7.125% Perp/Call 6 | 1,765,000 | $2.043M | 0.2% | $1.16 | $1.13 | — | PFD | 369622SN6 |
| — | LaSalle Hotel 7.50% Perp CUM C | 77,495 | $2.033M | 0.2% | $26.23 | $25.86 | — | PFD | 517942702 |
| — | Corporate Office Prop 7.375% C | 77,293 | $2.013M | 0.2% | $26.04 | $25.65 | — | PFD | 22002t884 |
| — | Powershares QQQ NASDAQ 100 Tru | 20,317 | $2.007M | 0.2% | $98.78 | $79.11 | — | COM | 73935a104 |
| GD | General Dynamics Corp | 15,699 | $1.995M | 0.2% | $127.08 * | $56.74 | +75.3% | COM | 369550108 |
| EFA | iShares MSCI EAFE Index | 30,816 | $1.976M | 0.2% | $64.12 | $62.94 | +1.9% | COM | 464287465 |
| — | Scana Corp 7.70% 2065 Cl1/2015 | 75,470 | $1.947M | 0.2% | $25.80 | $26.73 | — | PFD | 80589m201 |
| TM | Toyota Motor Corp -Spon ADR | 16,465 | $1.935M | 0.2% | $117.52 | $116.25 | +1.1% | COM | 892331307 |
| IBB | iShares Nasdaq Biotech Index F | 6,980 | $1.91M | 0.2% | $273.64 * | $78.59 | +16.1% | COM | 464287556 |
| MDLZ | Mondelez International | 55,405 | $1.898M | 0.2% | $34.26 * | $23.29 | +14.8% | COM | 609207105 |
| SBUX | Starbucks Corp | 25,032 | $1.889M | 0.2% | $75.46 * | $25.72 | +17.2% | COM | 855244109 |
| USB | US Bancorp | 45,056 | $1.885M | 0.2% | $41.84 * | $26.92 | +5.1% | COM | 902973304 |
| F | Ford Motor Co | 127,404 | $1.884M | 0.2% | $14.79 * | $8.44 | -3.6% | COM | 345370860 |
| — | Kraft Foods Group | 33,132 | $1.869M | 0.2% | $56.41 | $56.55 | — | COM | 50076q106 |
| AMGN | Amgen Inc | 13,173 | $1.85M | 0.2% | $140.44 * | $75.18 | +35.5% | COM | 031162100 |
| — | Unilever Plc-Sponsored ADR | 43,932 | $1.841M | 0.2% | $41.91 | $40.45 | — | COM | 904767704 |
| — | AON Cap 8.205% 1/27 Non-Call B | 57,979 | $1.812M | 0.2% | $31.25 | $29.58 | — | PFD | 22532r101 |
| RHHBY | Roche Holdings LTD-Spons ADR | 48,690 | $1.801M | 0.2% | $36.99 | $36.73 | +0.7% | COM | 771195104 |
| — | So Cal Ed Flt $100 Callable NC | 17,482 | $1.795M | 0.2% | $102.68 | $101.75 | — | PFD | 842400756 |
| — | Public Storage 6.50% Call 4/20 | 67,604 | $1.773M | 0.2% | $26.23 | $25.71 | — | PFD | 74460d141 |
| — | ING Groep NV 7 3/8% Cl 10/12 B | 69,249 | $1.769M | 0.2% | $25.55 | $25.08 | — | PFD | 456837707 |
| — | KKR Financial 8.375%SrNts Call | 62,220 | $1.742M | 0.2% | $28.00 | $27.34 | — | PFD | 48248a405 |
| DE | Deere & Co | 21,213 | $1.739M | 0.2% | $81.98 * | $67.85 | -1.3% | COM | 244199105 |
| — | Discover Financial 6.50%Perp Q | 68,768 | $1.735M | 0.2% | $25.23 | $25.10 | — | PFD | 254709207 |
| EPD | Enterprise Products Partners | 42,765 | $1.723M | 0.2% | $40.29 | $53.24 | — | COM | 293792107 |
| VYM | Vanguard High Div Yield ETF | 25,661 | $1.704M | 0.2% | $66.40 | $60.59 | +9.6% | COM | 921946406 |
| — | Mylan Laboratories | 37,115 | $1.688M | 0.2% | $45.48 | $31.77 | — | COM | 628530107 |
| — | First Republic Bank 6.70% Cl20 | 65,577 | $1.67M | 0.2% | $25.47 | $25.92 | — | PFD | 33616c209 |
| — | SPDR Financial Select Sector | 71,936 | $1.667M | 0.2% | $23.17 | $20.11 | — | COM | 81369y605 |
| GILD | Gilead Sciences Inc | 15,639 | $1.665M | 0.2% | $106.46 * | $39.08 | +89.2% | COM | 375558103 |
| PEG | Public Service Enterprise Grou | 44,583 | $1.66M | 0.2% | $37.23 * | $21.91 | +14.7% | COM | 744573106 |
| — | Macy's Inc | 28,484 | $1.657M | 0.2% | $58.17 | $50.93 | — | COM | 55616p104 |
| — | Principal Fin 145Bp+30y QDI ($ | 16,050 | $1.626M | 0.1% | $101.31 | $101.09 | — | PFD | 74251v201 |
| — | Campus Crest Comm 8.00% Perp C | 64,181 | $1.611M | 0.1% | $25.10 | $26.08 | — | PFD | 13466y204 |
| SCHM | Schwab U.S. Mid-Cap ETF | 41,361 | $1.601M | 0.1% | $38.71 * | $12.87 | +0.2% | COM | 808524508 |
| — | US Bancorp 6.5% FxdToFlt Cl 2/ | 55,630 | $1.595M | 0.1% | $28.67 | $27.99 | — | PFD | 902973833 |
| — | Deutsche Bnk 7.6% Prp Cl 2/18 | 57,427 | $1.592M | 0.1% | $27.72 | $26.67 | — | PFD | 25154a108 |
| — | Summit Hotel 7.875% Perp CUM C | 58,048 | $1.561M | 0.1% | $26.89 | $25.65 | — | PFD | 866082308 |
| — | TD Ameritrade Holding Corp | 46,640 | $1.556M | 0.1% | $33.36 | $26.17 | — | COM | 87236y108 |
| PCAR | Paccar Inc | 27,270 | $1.551M | 0.1% | $56.88 * | $22.82 | +8.1% | COM | 693718108 |
| — | First Republic 7.0% Cl 12/18 B | 58,800 | $1.551M | 0.1% | $26.38 | $26.05 | — | PFD | 33616c860 |
| — | Rockwood Holdings Inc | 20,233 | $1.547M | 0.1% | $76.46 | $68.39 | — | COM | 774415103 |
| — | DTE Energy 6.5% Jr Sub Call 12 | 59,410 | $1.531M | 0.1% | $25.77 | $25.42 | — | PFD | 233331602 |
| — | Excel Trust 8.125% CUM Call 1/ | 57,610 | $1.518M | 0.1% | $26.35 | $25.76 | — | PFD | 30068c307 |
| — | Hartford Finl 7.875% 2042 call | 51,050 | $1.511M | 0.1% | $29.60 | $29.57 | — | PFD | 416518504 |
| — | Biogen Idec Inc | 4,527 | $1.498M | 0.1% | $330.90 | $222.57 | — | COM | 09062x103 |
| — | SPDR Gold Trust | 12,868 | $1.495M | 0.1% | $116.18 | $122.95 | — | COM | 78463v107 |
| — | Maiden Holdings 8.25%Prp Cl8/2 | 56,936 | $1.471M | 0.1% | $25.84 | $26.24 | — | PFD | g5753u120 |
| — | Barclays 8.125% Perp/Cl 3/14 B | 55,720 | $1.447M | 0.1% | $25.97 | $25.33 | — | PFD | 06739h362 |
| — | Laboratory Corp Of Amer Hldgs | 14,194 | $1.444M | 0.1% | $101.73 | $100.12 | — | COM | 50540r409 |
| — | Linn Energy LLC-Units | 47,850 | $1.442M | 0.1% | $30.14 | $32.75 | — | COM | 536020100 |
| MKC | McCormick & Co-Non Vtg Shrs | 20,967 | $1.403M | 0.1% | $66.91 * | $28.21 | -4.6% | COM | 579780206 |
| — | Preferred Apartment Communitie | 167,650 | $1.395M | 0.1% | $8.32 | $8.32 | — | COM | 74039l103 |
| — | CenturyLink SnNotes 7.0% 2050 | 54,300 | $1.366M | 0.1% | $25.16 | $25.85 | — | PFD | 74913G402 |
| SCHB | Schwab U.S. Broad Market ETF | 28,729 | $1.366M | 0.1% | $47.55 * | $6.58 | +20.4% | COM | 808524102 |
| CAG | Conagra Foods Inc | 40,555 | $1.34M | 0.1% | $33.04 * | $17.34 | +1.0% | COM | 205887102 |
| — | Zimmer Holdings Inc | 13,288 | $1.336M | 0.1% | $100.54 | $86.47 | — | COM | 98956p102 |
| IJH | iShares S&P Midcap 400 | 9,694 | $1.326M | 0.1% | $136.79 * | $23.65 | +15.6% | COM | 464287507 |
| FDL | First Trust Dividend Leaders I | 54,554 | $1.277M | 0.1% | $23.41 | $21.09 | +11.0% | COM | 336917109 |
| — | Johnson Controls Inc | 28,785 | $1.267M | 0.1% | $44.02 | $43.06 | — | COM | 478366107 |
| — | Eaton Corp PLC | 19,931 | $1.263M | 0.1% | $63.37 | $65.81 | — | COM | g29183103 |
| — | SPDR Dow Jones Industrial Aver | 7,355 | $1.251M | 0.1% | $170.09 | $149.46 | — | COM | 78467x109 |
| — | Ingersoll-Rand Co Ltd-Cl A | 22,021 | $1.241M | 0.1% | $56.36 | $63.70 | — | COM | g47791101 |
| — | Yahoo! Inc | 30,396 | $1.239M | 0.1% | $40.76 | $26.34 | — | COM | 984332106 |
| — | Public Storage 6.875% Prp Cl7/ | 47,753 | $1.238M | 0.1% | $25.93 | $25.93 | — | PFD | 74460d182 |
| OEF | iShares S&P 100 Index Fund | 13,921 | $1.227M | 0.1% | $88.14 | $77.05 | +14.4% | COM | 464287101 |
| — | CenturyLink Quest7.375% 6/51 C | 46,422 | $1.208M | 0.1% | $26.02 | $26.28 | — | PFD | 74913g204 |
| — | Ashford Hospitality 9.0% NR Ca | 44,366 | $1.207M | 0.1% | $27.21 | $26.82 | — | PFD | 044103505 |
| MS | Morgan Stanley | 34,235 | $1.184M | 0.1% | $34.58 * | $22.98 | +11.3% | COM | 617446448 |
| WY | Weyerhaeuser Co | 36,940 | $1.177M | 0.1% | $31.86 * | $18.73 | +9.8% | COM | 962166104 |
| — | Morgan Stanley 7.125% Fxd-Flt | 43,635 | $1.174M | 0.1% | $26.91 | $26.84 | — | PFD | 61762v200 |
| QCOM | Qualcomm Inc | 15,573 | $1.164M | 0.1% | $74.74 * | $45.47 | +19.6% | COM | 747525103 |
| — | So. Cal Edison 6.25% Perp/Call | 1,050,000 | $1.146M | 0.1% | $1.09 | $1.06 | — | PFD | 842400FU2 |
| — | Hudson Pacific 8.375% Perp N/R | 43,487 | $1.135M | 0.1% | $26.10 | $26.34 | — | PFD | 444097208 |
| — | Seaspan 8.25% Perp CUM QDI Cal | 42,787 | $1.132M | 0.1% | $26.46 | $25.70 | — | PFD | y75638133 |
| UNP | Union Pacific Corp | 10,329 | $1.12M | 0.1% | $108.43 * | $67.11 | +25.7% | COM | 907818108 |
| — | Potash Corp Of Saskatchewan | 32,060 | $1.108M | 0.1% | $34.56 | $37.97 | — | COM | 73755l107 |
| WMT | Wal-Mart Stores Inc | 14,364 | $1.098M | 0.1% | $76.44 * | $20.07 | +2.4% | COM | 931142103 |
| — | Prospect Captl 6.95% Sr Nts 20 | 42,751 | $1.096M | 0.1% | $25.64 | $25.48 | — | PFD | 74348t201 |
| UNH | UnitedHealth Group Inc | 12,539 | $1.081M | 0.1% | $86.21 * | $59.11 | +21.9% | COM | 91324P102 |
| — | Atlas Pipeline 8.25% Cl 3/19 C | 41,695 | $1.072M | 0.1% | $25.71 | $25.60 | — | PFD | 049392301 |
| — | Barclays Bank 7.1% Prp Call 12 | 41,641 | $1.072M | 0.1% | $25.74 | $25.01 | — | PFD | 06739h776 |
| IYF | iShares DJ US Financial Sect | 12,527 | $1.049M | 0.1% | $83.74 * | $35.30 | +18.6% | COM | 464287788 |
| — | Nabors Industries Inc | 45,712 | $1.04M | 0.1% | $22.75 | $16.76 | — | COM | g6359f103 |
| — | Express Scripts Holding Co. | 14,574 | $1.029M | 0.1% | $70.61 | $61.77 | — | COM | 30219g108 |
| — | JPMorgan Chse 6.70%Perp/Call 3 | 40,231 | $1.028M | 0.1% | $25.55 | $25.55 | — | PFD | 48127a161 |
| — | Agilent Technologies Inc | 18,041 | $1.028M | 0.1% | $56.98 | $44.74 | — | COM | 00846u101 |
| VV | Vanguard Large-Cap Vipers ETF | 11,201 | $1.013M | 0.1% | $90.44 | $83.98 | +7.7% | COM | 922908637 |
| — | American Capital Agency 8.0% P | 39,048 | $995K | 0.1% | $25.48 | $25.34 | — | PFD | 02503x204 |
| SCHA | Schwab U.S. Small-Cap ETF | 18,960 | $975K | 0.1% | $51.42 * | $13.35 | -3.8% | COM | 808524607 |
| — | Investors REIT 7.95% Perp CUM | 37,042 | $968K | 0.1% | $26.13 | $26.02 | — | PFD | 461730301 |
| — | Montpelier RE 8.875% Perp QDI | 33,921 | $933K | 0.1% | $27.51 | $26.14 | — | PFD | g62185114 |
| ED | Consolidated Edison Inc | 16,308 | $924K | 0.1% | $56.66 * | $37.46 | +0.3% | COM | 209115104 |
| — | Varian Medical Systems Inc | 11,172 | $895K | 0.1% | $80.11 | $68.90 | — | COM | 92220P105 |
| BMO | Bank of Montreal | 12,120 | $892K | 0.1% | $73.60 * | $36.33 | +28.2% | COM | 063671101 |
| — | Southwestern Energy Co | 25,231 | $882K | 0.1% | $34.96 | $36.53 | — | COM | 845467109 |
| — | Telephone & Data 7.0% Cl 3/16 | 34,621 | $866K | 0.1% | $25.01 | $25.80 | — | PFD | 879433837 |
| CMA | Comerica Inc | 17,219 | $859K | 0.1% | $49.89 * | $31.79 | +3.9% | COM | 200340107 |
| — | Maiden Hldgs 8.25% Nts 2041 ca | 32,459 | $854K | 0.1% | $26.31 | $26.14 | — | PFD | 56029q200 |
| — | Owens Realty Mortgage Inc | 59,802 | $852K | 0.1% | $14.25 | $14.25 | — | COM | 690828108 |
| — | Public Storage 6.35% Call 7/16 | 32,705 | $840K | 0.1% | $25.68 | $25.56 | — | PFD | 74460d125 |
| — | Utilities Select Sector SPDR | 19,780 | $833K | 0.1% | $42.11 | $39.29 | — | COM | 81369y886 |
| IWM | iShares Russell 2000 Index Fun | 7,549 | $825K | 0.1% | $109.29 | $107.02 | +2.2% | COM | 464287655 |
| — | Pebblebrook Hotel7.875%Perp Cu | 32,107 | $824K | 0.1% | $25.66 | $25.83 | — | PFD | 70509v209 |
| — | Hess Corp | 8,644 | $815K | 0.1% | $94.29 | $69.26 | — | COM | 42809h107 |
| — | SPDR Materials Select Sector | 16,215 | $804K | 0.1% | $49.58 | $40.34 | — | COM | 81369y100 |
| — | NuStar Logistics 7.625%Nts Cl | 29,955 | $780K | 0.1% | $26.04 | $25.99 | — | PFD | 67059t204 |
| — | HSBC 6.36% Perp Callable NCU Q | 30,985 | $777K | 0.1% | $25.08 | $24.83 | — | PFD | 40429c607 |
| — | Raymond James Financial 6.90% | 29,535 | $772K | 0.1% | $26.14 | $26.36 | — | PFD | 754730208 |
| — | St Jude Medical Inc | 12,651 | $761K | 0.1% | $60.15 | $45.65 | — | COM | 790849103 |
| — | Safe Bulkers 8.00% Cumulative | 31,190 | $758K | 0.1% | $24.30 | $25.20 | — | PFD | y7388l129 |
| — | Prudential PLC 6.75% PrpCl 9/0 | 29,578 | $757K | 0.1% | $25.59 | $25.05 | — | PFD | g7293h114 |
| SCHD | Schwab US Dividend Equity ETF | 19,567 | $755K | 0.1% | $38.59 * | $12.26 | +4.9% | COM | 808524797 |
| — | Amtrust Financial 7.625%CUM QD | 30,400 | $754K | 0.1% | $24.80 | $24.80 | — | PFD | 032359705 |
| IWF | iShares Russell 1000 Growth | 8,150 | $747K | 0.1% | $91.66 * | $19.85 | +15.4% | COM | 464287614 |
| — | First Republic Bank 6.2% Cl 6/ | 29,635 | $734K | 0.1% | $24.77 | $24.85 | — | PFD | 33616c407 |
| — | Dr Pepper Snapple Group Inc | 11,388 | $732K | 0.1% | $64.28 | $54.93 | — | COM | 26138e109 |
| DKS | Dick's Sporting Goods Inc | 16,538 | $726K | 0.1% | $43.90 * | $37.00 | -11.1% | COM | 253393102 |
| VNQ | Vanguard REIT Vipers | 10,093 | $725K | 0.1% | $71.83 | $73.53 | -2.3% | COM | 922908553 |
| — | Scana Corp | 14,457 | $717K | 0.1% | $49.60 | $48.47 | — | COM | 80589m102 |
| — | Dominion Res 8.375% BBB Called | 28,155 | $709K | 0.1% | $25.18 | $25.92 | — | PFD | 25746u604 |
| IOO | iShares S&P Global 100 | 9,101 | $705K | 0.1% | $77.46 * | $34.95 | +10.8% | COM | 464287572 |
| — | Barclays 7.75% Prp Cl 9/13 BB | 27,171 | $703K | 0.1% | $25.87 | $25.26 | — | PFD | 06739h511 |
| — | Harman International | 7,160 | $702K | 0.1% | $98.04 | $54.23 | — | COM | 413086109 |
| — | Arch Capital 6.75% BBB QDI Cl | 26,024 | $698K | 0.1% | $26.82 | $25.92 | — | PFD | g0450a204 |
| — | Southern Cal Ed 6.5% $100 Cl3/ | 6,640 | $696K | 0.1% | $104.82 | $105.22 | — | PFD | 842400723 |
| — | Market Vectors Agribusiness ET | 13,015 | $688K | 0.1% | $52.86 | $53.58 | — | COM | 57060u605 |
| — | iShares MSCI USA Quality Facto | 11,495 | $685K | 0.1% | $59.59 | $56.54 | — | COM | 46432f339 |
| ILF | iShares S&P Latin American 40 | 18,425 | $680K | 0.1% | $36.91 | $38.34 | -3.8% | COM | 464287390 |
| — | Guggenheim Russell Top 50 ETF | 4,906 | $678K | 0.1% | $138.20 | $113.82 | — | COM | 78355w205 |
| WTM | White Mountains Insurance Grou | 1,063 | $670K | 0.1% | $630.29 | $583.58 | +8.0% | COM | G9618E107 |
| — | Navios Maritime 8.625% Perp CU | 27,277 | $667K | 0.1% | $24.45 | $24.45 | — | PFD | 63938y308 |
| — | Linn Co LLC | 22,750 | $659K | 0.1% | $28.97 | $35.44 | — | COM | 535782106 |
| — | GoldmanSachs Lib+75 Min3.75% C | 33,545 | $655K | 0.1% | $19.53 | $21.70 | — | PFD | 38143y665 |
| WABC | Westamerica Bancorportaion | 14,052 | $654K | 0.1% | $46.54 * | $33.30 | -2.6% | COM | 957090103 |
| — | KKR Financial 7.375% Prp Call | 25,150 | $649K | 0.1% | $25.81 | $25.88 | — | PFD | 48248a603 |
| — | Oxford Lane Cap8.125% Cl6/2017 | 25,550 | $646K | 0.1% | $25.28 | $25.31 | — | PFD | 691543409 |
| ADM | Archer-Daniels-Midland Co | 12,489 | $638K | 0.1% | $51.08 * | $24.67 | +49.3% | COM | 039483102 |
| BAX | Baxter International Inc. | 8,750 | $628K | 0.1% | $71.77 * | $31.68 | +1.8% | COM | 071813109 |
| — | Blackstone Group/The | 19,687 | $620K | 0.1% | $31.49 | $26.95 | — | COM | 09253u108 |
| KSS | Kohl's Corp | 10,000 | $610K | 0.1% | $61.00 | $49.51 | +23.3% | COM | 500255104 |
| — | Aspen Insurance 7.401% Call 07 | 23,038 | $609K | 0.1% | $26.43 | $26.43 | — | PFD | g05384139 |
| — | ETFS Physical Precious Metals | 9,595 | $606K | 0.1% | $63.16 | $68.05 | — | COM | 26922w109 |
| — | Deutsche Bk Tst6.55%Perp Cl 5/ | 23,353 | $605K | 0.1% | $25.91 | $25.22 | — | PFD | 25153x208 |
| — | Wells Fargo & Company Perp/Cal | 540,000 | $590K | 0.1% | $1.09 | $1.13 | — | PFD | 949746PM7 |
| EEM | iShares MSCI Emerging Markets | 14,195 | $590K | 0.1% | $41.56 | $41.23 | +0.8% | COM | 464287234 |
| — | Equity Comwlth 7.25% CUM Perp/ | 22,573 | $581K | 0.1% | $25.74 | $25.74 | — | PFD | 294628409 |
| — | FedEx Corp | 3,570 | $576K | 0.1% | $161.34 | $131.89 | — | COM | 31428x106 |
| BMRC | Bank Of Marin Bancorp/CA | 12,501 | $574K | 0.1% | $45.92 * | $13.79 | +19.3% | COM | 063425102 |
| — | SPDR Metals & Mining ETF | 15,550 | $572K | 0.1% | $36.78 | $42.25 | — | COM | 78464a755 |
| LMT | Lockheed Martin Corp | 3,114 | $569K | 0.1% | $182.72 * | $124.88 | +7.9% | COM | 539830109 |
| — | Retail Properties of America | 38,793 | $568K | 0.1% | $14.64 | $14.26 | — | COM | 76131v202 |
| — | Pharmaceutical HOLDRs Trust | 8,900 | $566K | 0.1% | $63.60 | $45.73 | — | COM | 71712a206 |
| — | M&T Bank 6.375% Cl 11/18 BBB- | 569 | $563K | 0.1% | $989.46 | $969.18 | — | PFD | 55261f708 |
| — | Digital Realty 6.625% Perp CUM | 22,203 | $560K | 0.1% | $25.22 | $24.96 | — | PFD | 253868806 |
| — | SPDR S&P Biotech ETF | 3,536 | $552K | 0.1% | $156.11 | $129.24 | — | COM | 78464a870 |
| — | Dominion Resources Inc/Va | 7,943 | $549K | 0.1% | $69.12 | $56.84 | — | COM | 25746u109 |
| — | iPath DJ-UBS Copper Total Retu | 15,105 | $549K | 0.1% | $36.35 | $39.13 | — | COM | 06739f101 |
| — | McGraw Hill Financial Inc | 6,470 | $546K | 0.0% | $84.39 | $57.76 | — | COM | 580645109 |
| — | Teekay Offshore 7.25%Perp CUM | 21,831 | $541K | 0.0% | $24.78 | $24.78 | — | PFD | y8565j127 |
| TEVA | Teva Pharmaceutical-Sp ADR | 10,037 | $539K | 0.0% | $53.70 | $41.81 | +28.5% | COM | 881624209 |
| IJR | iShares S&P SmallCap 600 | 5,143 | $536K | 0.0% | $104.22 * | $44.88 | +16.2% | COM | 464287804 |
| — | CenturyLink SnNotes 6.875% CL | 21,900 | $533K | 0.0% | $24.34 | $24.34 | — | PFD | 74913g105 |
| BDX | Becton Dickinson & Co | 4,657 | $530K | 0.0% | $113.81 * | $81.09 | +15.3% | COM | 075887109 |
| — | CubeSmart 7.75%CUM Call 11/2/2 | 19,535 | $516K | 0.0% | $26.41 | $25.29 | — | PFD | 229663208 |
| AMZN | Amazon.com Inc | 1,593 | $514K | 0.0% | $322.66 * | $17.71 | -9.0% | COM | 023135106 |
| IVV | iShares S&P 500 Index Fund | 2,589 | $513K | 0.0% | $198.15 | $162.82 | +21.8% | COM | 464287200 |
| IFF | Intl Flavors & Fragrances | 5,325 | $511K | 0.0% | $95.96 * | $58.18 | +26.3% | COM | 459506101 |
| — | Bank of America 6.625%Prp Cl 1 | 19,602 | $504K | 0.0% | $25.71 | $26.02 | — | PFD | 060505740 |
| — | Visa Inc-Class A Shares | 2,363 | $504K | 0.0% | $213.29 | $184.15 | — | COM | 92826c839 |
| — | Aetna Inc | 6,200 | $502K | 0.0% | $80.97 | $64.44 | — | COM | 00817Y108 |
| — | DIRECTV Group Inc/The | 5,764 | $499K | 0.0% | $86.57 | $73.07 | — | COM | 25490a309 |
| EWZ | iShares MSCI Brazil Index | 11,450 | $498K | 0.0% | $43.49 | $47.88 | -9.2% | COM | 464286400 |
| — | Energy Transfer Equity LP | 8,000 | $494K | 0.0% | $61.75 | $53.31 | — | COM | 29273v100 |
| — | Guggenheim S&P Equal Weight | 6,491 | $492K | 0.0% | $75.80 | $67.73 | — | COM | 78355w106 |
| NSC | Norfolk Southern Corp | 4,411 | $492K | 0.0% | $111.54 * | $59.50 | +46.4% | COM | 655844108 |
| SCHW | Schwab (Charles) Corp | 16,675 | $490K | 0.0% | $29.39 * | $18.26 | +40.5% | COM | 808513105 |
| EPP | iShares MSCI Pacific Ex Japan | 10,610 | $489K | 0.0% | $46.09 | $49.56 | -7.1% | COM | 464286665 |
| — | Axis Capital 6.875% Cl 4/17 QD | 18,850 | $488K | 0.0% | $25.89 | $26.15 | — | PFD | g0692u307 |
| — | Strategic Hotels&Resorts 8.25% | 19,376 | $487K | 0.0% | $25.13 | $24.49 | — | PFD | 024296164 |
| — | Retail Properties of Amer 7.0% | 18,900 | $486K | 0.0% | $25.71 | $24.90 | — | PFD | 76131v608 |
| — | Penn RealEstate 7.375%CUM Perp | 18,692 | $484K | 0.0% | $25.89 | $25.67 | — | PFD | 709102503 |
| — | Morgan Stanley 3MoLib+70bp 4%F | 24,313 | $484K | 0.0% | $19.91 | $21.44 | — | PFD | 61747s504 |
| — | Celgene Corp | 5,093 | $483K | 0.0% | $94.84 | $99.78 | — | COM | 151020104 |
| — | P G & E Corp | 10,508 | $473K | 0.0% | $45.01 | $45.19 | — | COM | 69331c108 |
| FLR | Fluor Corp | 7,070 | $472K | 0.0% | $66.76 * | $53.56 | +11.5% | COM | 343412102 |
| — | Adobe Systems Inc | 6,700 | $464K | 0.0% | $69.25 | $56.43 | — | COM | 00724f101 |
| — | Nordstrom Inc | 6,761 | $462K | 0.0% | $68.33 | $62.43 | — | COM | 655664100 |
| — | American Capital Agncy 7.75% P | 18,590 | $454K | 0.0% | $24.42 | $24.84 | — | PFD | 02503x303 |
| IYZ | iShares DJ US Telecommunicatio | 15,062 | $451K | 0.0% | $29.94 | $27.14 | +10.3% | COM | 464287713 |
| AEP | American Electric Power | 8,623 | $450K | 0.0% | $52.19 * | $30.67 | +14.2% | COM | 025537101 |
| GS | Goldman Sachs Group Inc | 2,445 | $449K | 0.0% | $183.64 * | $120.78 | +21.9% | COM | 38141G104 |
| VIG | Vanguard Dividend Appreciation | 5,820 | $448K | 0.0% | $76.98 | $69.82 | +10.2% | COM | 921908844 |
| — | CurrencyShares Australian Doll | 5,070 | $445K | 0.0% | $87.77 | $94.48 | — | COM | 23129u101 |
| — | Regency Centers 6.00% Perp CUM | 18,100 | $442K | 0.0% | $24.42 | $24.32 | — | PFD | 758849806 |
| — | SPDR S&P International Small C | 13,435 | $439K | 0.0% | $32.68 | $35.24 | — | COM | 78463x871 |
| — | Allied Capital ARCC6.875% 4/20 | 17,309 | $438K | 0.0% | $25.30 | $25.03 | — | PFD | 01903q207 |
| IWC | iShares Microcap ETF | 6,249 | $434K | 0.0% | $69.45 | $73.26 | -5.1% | COM | 464288869 |
| — | Royal Dutch Shell Plc-ADR A | 5,674 | $432K | 0.0% | $76.14 | $63.91 | — | COM | 780259206 |
| — | Actavis LTD | 1,792 | $432K | 0.0% | $241.07 | $225.69 | — | COM | g0083b108 |
| — | Magnum Hunter 8.00% Perp Call | 8,842 | $431K | 0.0% | $48.74 | $49.55 | — | PFD | 55973b300 |
| — | CurrencyShares Canadian Dollar | 4,840 | $430K | 0.0% | $88.84 | $93.18 | — | COM | 23129x105 |
| — | Manulife Financial Corp | 22,305 | $429K | 0.0% | $19.23 | $16.11 | — | COM | 56501r106 |
| — | Jacobs Engineering Group Inc | 8,769 | $428K | 0.0% | $48.81 | $55.41 | — | COM | 469814107 |
| — | Sirius XM Holdings Inc | 119,284 | $416K | 0.0% | $3.49 | $3.49 | — | COM | 82968b103 |
| ESS | Essex Property Trust Inc | 2,310 | $413K | 0.0% | $178.79 * | $104.61 | +19.3% | COM | 297178105 |
| — | Diageo Plc-Sponsored ADR | 3,551 | $410K | 0.0% | $115.46 | $115.67 | — | COM | 25243q205 |
| — | L-3 Communications Holdings | 3,436 | $409K | 0.0% | $119.03 | $90.16 | — | COM | 502424104 |
| — | Regions Financial 6.375% Cl 12 | 16,700 | $409K | 0.0% | $24.49 | $24.49 | — | PFD | 7591ep308 |
| — | Facebook Inc | 5,167 | $408K | 0.0% | $78.96 | $63.48 | — | COM | 30303m102 |
| — | Reinsurance Group of Amer 6.2% | 14,800 | $407K | 0.0% | $27.50 | $26.00 | — | PFD | 759351703 |
| — | iShares S&P GSCI Commodity-Ind | 13,765 | $407K | 0.0% | $29.57 | $33.93 | — | COM | 46428r107 |
| — | Salesforce.Com Inc | 7,034 | $405K | 0.0% | $57.58 | $57.58 | — | COM | 79466l302 |
| — | Marathon Oil Corp | 10,748 | $404K | 0.0% | $37.59 | $34.66 | — | COM | 565849106 |
| — | Regeneron Pharmaceuticals Inc | 1,115 | $402K | 0.0% | $360.54 | $275.35 | — | COM | 75886f107 |
| — | HSBC Float 4.5%FL Clbl CUM QDI | 15,963 | $401K | 0.0% | $25.12 | $25.10 | — | PFD | 40428h706 |
| BFH | Alliance Data Systems Corp | 1,604 | $398K | 0.0% | $248.13 * | $177.79 | -3.7% | COM | 018581108 |
| IJJ | iShares S&P Midcap 400/Value | 3,285 | $395K | 0.0% | $120.24 * | $50.58 | +18.9% | COM | 464287705 |
| — | Public Storage 6.5% Perp Call | 15,150 | $394K | 0.0% | $26.01 | $25.57 | — | PFD | 74460d158 |
| — | US Cellular 6.95% 2060 Cl 05/2 | 15,535 | $393K | 0.0% | $25.30 | $25.33 | — | PFD | 911684405 |
| — | Quest Diagnostics | 6,435 | $390K | 0.0% | $60.61 | $60.07 | — | COM | 74834l100 |
| — | Vanguard Info Tech Vipers | 3,850 | $385K | 0.0% | $100.00 | $91.64 | — | COM | 92204a702 |
| TJX | TJX Companies Inc | 6,465 | $383K | 0.0% | $59.24 * | $21.45 | +18.2% | COM | 872540109 |
| — | Public Storage 5.90% Perp CUM | 15,250 | $379K | 0.0% | $24.85 | $25.00 | — | PFD | 74460w206 |
| — | GE Cap Corp 6.25% Perp/Call 12 | 350,000 | $378K | 0.0% | $1.08 | $1.03 | — | PFD | 369622SP1 |
| — | Goodrich Petroleum 9.75%CUM Q | 14,904 | $378K | 0.0% | $25.36 | $25.36 | — | PFD | 382410884 |
| C | Citigroup Inc | 7,299 | $378K | 0.0% | $51.79 * | $36.33 | +6.2% | COM | 172967424 |
| — | Breitburn Energy Partners 8.25 | 14,892 | $377K | 0.0% | $25.32 | $25.47 | — | PFD | 106776115 |
| — | Vanguard Natrl Resources 7.625 | 15,062 | $373K | 0.0% | $24.76 | $24.50 | — | PFD | 92205f304 |
| — | General Growth Prop 6.375% Cl | 15,100 | $371K | 0.0% | $24.57 | $23.17 | — | PFD | 370023202 |
| — | Pitney Bowes 6.7% Cl 3/7/18 | 14,100 | $365K | 0.0% | $25.89 | $25.26 | — | PFD | 724479506 |
| — | Costamare 7.625% CUM QDI Perp | 13,991 | $363K | 0.0% | $25.95 | $25.21 | — | PFD | y1771g110 |
| SU | Suncor Energy Inc | 9,900 | $358K | 0.0% | $36.16 * | $19.64 | +24.1% | COM | 867224107 |
| — | Vanguard Consumer Discretionar | 3,279 | $356K | 0.0% | $108.57 | $105.82 | — | COM | 92204a108 |
| EWH | iShares MSCI Hong Kong Index - | 17,465 | $355K | 0.0% | $20.33 | $20.81 | -2.3% | COM | 464286871 |
| — | Guggenheim BRIC ETF | 10,385 | $354K | 0.0% | $34.09 | $30.73 | — | COM | 18383m100 |
| PAA | Plains All American Pipeline L | 6,022 | $354K | 0.0% | $58.78 | $54.73 | — | COM | 726503105 |
| YUM | Yum! Brands Inc | 4,911 | $353K | 0.0% | $71.88 * | $39.15 | +6.6% | COM | 988498101 |
| — | Mallinckrodt PLC | 3,821 | $344K | 0.0% | $90.03 | $90.03 | — | COM | g5785g107 |
| — | Sunstone Hotel 8.00% Perp CUM | 12,839 | $343K | 0.0% | $26.72 | $25.34 | — | PFD | 867592507 |
| BEN | Franklin Resources Inc | 6,280 | $343K | 0.0% | $54.62 * | $30.28 | +8.4% | COM | 354613101 |
| ITW | Illinois Tool Works | 4,022 | $340K | 0.0% | $84.54 * | $58.14 | +11.7% | COM | 452308109 |
| ALL | Allstate Corp | 5,512 | $338K | 0.0% | $61.32 * | $37.12 | +29.7% | COM | 020002101 |
| — | Kimco Realty 6.90% Perp Call8/ | 12,626 | $333K | 0.0% | $26.37 | $25.68 | — | PFD | 49446r828 |
| IWR | iShares Russell Midcap Index | 2,097 | $332K | 0.0% | $158.32 * | $34.21 | +15.7% | COM | 464287499 |
| ROK | Rockwell Automation Inc | 2,931 | $322K | 0.0% | $109.86 * | $90.62 | -3.0% | COM | 773903109 |
| — | Medical Properties Trust Inc | 26,134 | $320K | 0.0% | $12.24 | $12.24 | — | COM | 58463j304 |
| — | Gastar Exploration 10.75%Perp | 11,378 | $319K | 0.0% | $28.04 | $28.04 | — | PFD | 36729p306 |
| — | Five Oaks Investment 8.75%Perp | 12,610 | $318K | 0.0% | $25.22 | $25.10 | — | PFD | 33830w205 |
| — | Dow Chemical | 6,046 | $317K | 0.0% | $52.43 | $45.80 | — | COM | 260543103 |
| — | Citigroup Tst 7.875% Cl2015 Li | 11,710 | $315K | 0.0% | $26.90 | $27.53 | — | PFD | 173080201 |
| IWS | iShares Russell Midcap Value I | 4,500 | $315K | 0.0% | $70.00 | $69.76 | +0.3% | COM | 464287473 |
| — | PS Business Parks 6.0% Cl 5/20 | 13,041 | $314K | 0.0% | $24.08 | $24.51 | — | PFD | 69360j685 |
| — | Vertex Pharmaceutical Inc | 2,789 | $313K | 0.0% | $112.23 | $112.23 | — | COM | 92532f100 |
| GWW | Grainger (W.W.) Inc | 1,238 | $312K | 0.0% | $252.02 * | $211.75 | -1.1% | COM | 384802104 |
| — | Realty Income 6.625% Call 2/17 | 11,900 | $311K | 0.0% | $26.13 | $25.73 | — | PFD | 756109807 |
| SYK | Stryker Corp | 3,835 | $310K | 0.0% | $80.83 * | $58.91 | +20.3% | COM | 863667101 |
| — | Banc of California 8.00% Perp | 11,580 | $303K | 0.0% | $26.17 | $26.17 | — | PFD | 05990k403 |
| — | Apache Corp | 3,226 | $303K | 0.0% | $93.92 | $83.75 | — | COM | 037411105 |
| — | National Oilwell Varco Inc | 3,973 | $302K | 0.0% | $76.01 | $80.10 | — | COM | 637071101 |
| — | ING Grp NV 7.20%Pfd Perp/Cl l2 | 11,763 | $302K | 0.0% | $25.67 | $25.21 | — | PFD | 456837301 |
| IWD | iShares Russell 1000 Value | 3,005 | $301K | 0.0% | $100.17 | $86.94 | +15.1% | COM | 464287598 |
| STT | State Street Corp | 4,088 | $301K | 0.0% | $73.63 * | $46.16 | +17.1% | COM | 857477103 |
| — | Solar Capital 6.75% Cl 11/17 | 12,500 | $300K | 0.0% | $24.00 | $24.27 | — | PFD | 83413u308 |
| — | Xylem Inc | 8,406 | $298K | 0.0% | $35.45 | $26.94 | — | COM | 98419m100 |
| — | Check Point Software Tech | 4,284 | $297K | 0.0% | $69.33 | $69.33 | — | COM | m22465104 |
| — | Marathon Petroleum Corp | 3,492 | $296K | 0.0% | $84.77 | $71.47 | — | COM | 56585a102 |
| — | EMC Corp/Mass | 10,068 | $295K | 0.0% | $29.30 | $26.57 | — | COM | 268648102 |
| — | Hanover Insurance 6.35% Cl 3/1 | 12,200 | $294K | 0.0% | $24.10 | $24.29 | — | PFD | 410867204 |
| — | Vanguard Health Care Vipers | 2,500 | $292K | 0.0% | $116.80 | $111.60 | — | COM | 92204a504 |
| — | Citigroup Inc 5.95% Perp Call | 295,000 | $291K | 0.0% | $0.99 | $0.99 | — | PFD | 172967GD7 |
| FXI | iShares FTSE/Xinhua China 25 | 7,525 | $288K | 0.0% | $38.27 | $36.02 | +6.3% | COM | 464287184 |
| — | Deutsche Bnk 6.625% Prp Cl 8/1 | 11,363 | $288K | 0.0% | $25.35 | $25.01 | — | PFD | 25153y206 |
| — | Tesla Motors Inc | 1,180 | $286K | 0.0% | $242.37 | $150.65 | — | COM | 88160r101 |
| — | Sprott Resource Corp | 115,320 | $285K | 0.0% | $2.47 | $2.90 | — | COM | 85207d103 |
| — | ProLogis Inc | 7,552 | $285K | 0.0% | $37.74 | $38.04 | — | COM | 74340w103 |
| — | First Trust Mid Cap Growth Alp | 10,261 | $284K | 0.0% | $27.68 | $28.03 | — | COM | 33737m102 |
| SIEGY | Siemens Ag-Spons ADR | 2,385 | $284K | 0.0% | $119.08 | $106.19 | +12.1% | COM | 826197501 |
| — | AmerisourceBergen Corp | 3,680 | $284K | 0.0% | $77.17 | $72.55 | — | COM | 03073e105 |
| — | News Corp 7.00% 12/1/2095 call | 11,003 | $282K | 0.0% | $25.63 | $25.00 | — | PFD | 863117206 |
| — | EnerSys | 4,805 | $282K | 0.0% | $58.69 | $70.07 | — | COM | 29275y102 |
| — | Vornado Realty 5.7% Prp Cl 7/1 | 11,760 | $281K | 0.0% | $23.89 | $23.55 | — | PFD | 929042851 |
| — | Banco Santander 6.80% QDI Clbl | 11,074 | $280K | 0.0% | $25.28 | $25.22 | — | PFD | 80281r706 |
| — | First Trust Mid Cap Value ETF | 9,168 | $273K | 0.0% | $29.78 | $25.87 | — | COM | 33737m201 |
| — | Kinder Morgan Inc | 7,116 | $273K | 0.0% | $38.36 | $38.36 | — | COM | 49456b101 |
| — | Argo Group 6.5% Sr Notes Call | 11,350 | $272K | 0.0% | $23.96 | $24.56 | — | PFD | 040130205 |
| — | Vodafone Group PLC-Sp ADR | 8,270 | $272K | 0.0% | $32.89 | $35.37 | — | COM | 92857w308 |
| — | Northeast Utilities | 6,103 | $270K | 0.0% | $44.24 | $42.08 | — | COM | 664397106 |
| — | Vanguard Consumer Staples Vipe | 2,280 | $268K | 0.0% | $117.54 | $110.96 | — | COM | 92204a207 |
| — | NXP Semiconductors Nv | 3,900 | $267K | 0.0% | $68.46 | $66.30 | — | COM | n6596x109 |
| — | Amtrust Financial 7.25% CUM QD | 10,950 | $266K | 0.0% | $24.29 | $24.29 | — | PFD | 032359507 |
| RHI | Robert Half Intl Inc | 5,300 | $260K | 0.0% | $49.06 | $34.44 | +42.3% | COM | 770323103 |
| — | Merrill Lynch 7.28% Perp Cl 9/ | 10,003 | $258K | 0.0% | $25.79 | $25.18 | — | PFD | 59021k205 |
| — | Allegion PLC | 5,424 | $258K | 0.0% | $47.57 | $44.18 | — | COM | g0176j109 |
| — | Citigroup 5.8% B1 Call 4/18 QD | 10,800 | $257K | 0.0% | $23.80 | $23.86 | — | PFD | 172967366 |
| ROP | Roper Industries Inc | 1,750 | $256K | 0.0% | $146.29 * | $130.09 | +5.0% | COM | 776696106 |
| LULU | Lululemon Athletica Inc | 6,034 | $253K | 0.0% | $41.93 | $67.89 | -38.1% | COM | 550021109 |
| — | Taubman Centers 6.5% CUM NA Cl | 9,951 | $252K | 0.0% | $25.32 | $24.81 | — | PFD | 876664608 |
| — | MetLife 3MoLibor+100 Min 4.0% | 10,431 | $250K | 0.0% | $23.97 | $24.27 | — | PFD | 59156r504 |
| TMO | Thermo Fisher Scientific Inc | 2,050 | $250K | 0.0% | $121.95 * | $113.64 | +3.5% | COM | 883556102 |
| IYE | iShares DJ US Energy Sector | 4,817 | $248K | 0.0% | $51.48 | $45.15 | +14.2% | COM | 464287796 |
| IYH | iShares DJ US Healthcare Sec | 1,829 | $246K | 0.0% | $134.50 * | $21.21 | +26.7% | COM | 464287762 |
| — | CenturyLink Quest 6.125%Nts Cl | 10,500 | $244K | 0.0% | $23.24 | $24.11 | — | PFD | 74913g600 |
| SCHF | Schwab Intl Equity ETF | 7,834 | $243K | 0.0% | $31.02 * | $16.16 | -4.0% | COM | 808524805 |
| — | Total SA-Spon ADR | 3,753 | $242K | 0.0% | $64.48 | $52.81 | — | COM | 89151e109 |
| — | Hubbell Inc -Cl B | 2,000 | $241K | 0.0% | $120.50 | $104.50 | — | COM | 443510201 |
| — | Annaly Capital 7.625% Perp Cl | 9,767 | $240K | 0.0% | $24.57 | $24.77 | — | PFD | 035710706 |
| — | BAC Flt LIB+35 BB NCU QDI Cl 1 | 10,668 | $239K | 0.0% | $22.40 | $23.02 | — | PFD | 060505815 |
| DTE | DTE Energy Company | 3,047 | $232K | 0.0% | $76.14 * | $44.16 | +0.7% | COM | 233331107 |
| — | Monsanto Co | 2,060 | $232K | 0.0% | $112.62 | $118.51 | — | COM | 61166w101 |
| AFL | Aflac Inc | 3,977 | $232K | 0.0% | $58.34 * | $23.60 | -5.5% | COM | 001055102 |
| TXN | Texas Instruments Inc | 4,800 | $229K | 0.0% | $47.71 * | $30.07 | +16.5% | COM | 882508104 |
| — | Lam Research Corp | 3,049 | $228K | 0.0% | $74.78 | $67.45 | — | COM | 512807108 |
| — | Colony Financial8.50% Perp CUM | 8,315 | $224K | 0.0% | $26.94 | $26.96 | — | PFD | 19624r205 |
| HRL | Hormel Foods Corp | 4,365 | $224K | 0.0% | $51.32 * | $18.45 | +6.8% | COM | 440452100 |
| EWC | iShares MSCI Canada Index | 7,250 | $223K | 0.0% | $30.76 | $27.70 | +10.8% | COM | 464286509 |
| — | Xcel Energy Inc | 7,299 | $222K | 0.0% | $30.42 | $30.42 | — | COM | 98389b100 |
| — | Magellan Midstream Partners | 2,632 | $222K | 0.0% | $84.35 | $54.53 | — | COM | 559080106 |
| — | NorthStar Realty Fin 8.50% CUM | 8,785 | $220K | 0.0% | $25.04 | $25.46 | — | PFD | 66705V209 |
| — | JMP Group 8.00% SrDeb Due1/202 | 8,549 | $217K | 0.0% | $25.38 | $25.42 | — | PFD | 46629u206 |
| — | Sunoco Logistics Partners LP | 4,500 | $217K | 0.0% | $48.22 | $68.89 | — | COM | 86764l108 |
| — | EOG Resources Inc | 2,162 | $214K | 0.0% | $98.98 | $125.40 | — | COM | 26875p101 |
| — | Vornado Realty7.875% BBB Calle | 8,450 | $213K | 0.0% | $25.21 | $25.96 | — | PFD | 929043602 |
| — | Blackrock Inc | 640 | $210K | 0.0% | $328.13 | $317.19 | — | COM | 09247x101 |
| — | Baker Hughes Inc | 3,231 | $210K | 0.0% | $65.00 | $74.45 | — | COM | 057224107 |
| AIG | American International Group | 3,894 | $210K | 0.0% | $53.93 * | $40.48 | +2.2% | COM | 026874784 |
| IYK | iShares DJ US Consumer Noncycl | 2,125 | $210K | 0.0% | $98.82 * | $33.15 | -0.7% | COM | 464287812 |
| PBA | Pembina Pipeline Corp | 4,964 | $209K | 0.0% | $42.10 * | $21.91 | +6.6% | COM | 706327103 |
| VEU | Vanguard FTSE All-World Ex-US | 4,248 | $209K | 0.0% | $49.20 | $51.52 | -4.4% | COM | 922042775 |
| — | Plum Creek Timber Co | 5,339 | $208K | 0.0% | $38.96 | $46.09 | — | COM | 729251108 |
| — | Barclay's 6.625% Perpetual 9/1 | 8,169 | $207K | 0.0% | $25.34 | $24.70 | — | PFD | 06739f390 |
| — | 1/100 Berkshire Hathaway A (10 | 100 | $207K | 0.0% | $2070.00 | $2070.00 | — | COM | 084990175 |
| — | Devon Energy Corporation | 3,004 | $205K | 0.0% | $68.24 | $68.24 | — | COM | 25179m103 |
| — | Rock Tenn Company - Class A | 4,298 | $204K | 0.0% | $47.46 | $47.46 | — | COM | 772739207 |
| HSY | Hershey Co/The | 2,134 | $204K | 0.0% | $95.60 * | $72.20 | +1.1% | COM | 427866108 |
| — | BB&T Capital 5.625% Call 8/201 | 8,758 | $203K | 0.0% | $23.18 | $23.77 | — | PFD | 054937404 |
| — | Flowserve Corp | 2,878 | $203K | 0.0% | $70.54 | $70.54 | — | COM | 34354p105 |
| — | Ivanhoe Mines Ltd | 200,000 | $203K | 0.0% | $1.01 | $1.14 | — | COM | 46579r104 |
| — | Flagstar Bancorp Inc | 10,000 | $168K | 0.0% | $16.80 | $14.00 | — | COM | 337930705 |
| — | iShares MSCI Singapore Index | 10,117 | $135K | 0.0% | $13.34 | $13.10 | — | COM | 464286673 |
| — | Amarillo Gold Corp | 1,400,000 | $131K | 0.0% | $0.09 | $0.19 | — | COM | 041133317 |
| — | Turquoise Hill Resources Ltd | 30,000 | $112K | 0.0% | $3.73 | $3.73 | — | COM | 900435108 |
| — | BGC Partners, Inc | 14,231 | $106K | 0.0% | $7.45 | $7.45 | — | COM | 05541t101 |
| — | Frontier Communications Corp | 15,371 | $100K | 0.0% | $6.51 | $4.23 | — | COM | 35906a108 |
| — | Sierra Vista Bank | 20,000 | $89,000 | 0.0% | $4.45 | $2.55 | — | COM | 82651b105 |
| CERS | Cerus Corp | 10,000 | $40,000 | 0.0% | $4.00 | $4.84 | -17.1% | COM | 157085101 |
| — | Eurasian Minerals Inc | 54,086 | $38,000 | 0.0% | $0.70 | $1.17 | — | COM | 29843r100 |
| — | Silvercorp Metals Inc | 10,000 | $16,000 | 0.0% | $1.60 | $2.80 | — | COM | 82835p103 |
| — | Zogenix Inc | 10,000 | $12,000 | 0.0% | $1.20 | $1.70 | — | COM | 98978l105 |
| — | HPEV Inc | 17,800 | $11,000 | 0.0% | $0.62 | $1.20 | — | COM | 404273104 |
| — | Li & Fung Ltd Ord New | 10,000 | $11,000 | 0.0% | $1.10 | $1.40 | — | COM | g5485f151 |
| — | Integral Technologies Inc | 17,000 | $10,000 | 0.0% | $0.59 | $0.59 | — | COM | 45810j103 |
| — | Spectral Diagnostics Inc | 25,000 | $8,000 | 0.0% | $0.32 | $0.28 | — | COM | 847574100 |
| — | EMC Metals Corp | 23,400 | $2,000 | 0.0% | $0.09 | $0.04 | — | COM | 268665106 |
| — | Global Brands Group Holding | 10,000 | $2,000 | 0.0% | $0.20 | $0.20 | — | COM | g39338101 |
| — | Infinito Gold Ltd | 33,130 | $0 | 0.0% | $0.00 | — | — | COM | 45671c106 |
| — | Encounter Technologies Inc | 62,000 | $0 | 0.0% | $0.00 | — | — | COM | 29259j105 |
| — | Piedmont Mining Co Inc | 10,000 | $0 | 0.0% | $0.00 | — | — | COM | 720172105 |
| — | Voyant International Corp | 53,652 | $0 | 0.0% | $0.00 | — | — | COM | 92909w108 |
| — | Tri-Valley Corporation | 30,600 | $0 | 0.0% | $0.00 | — | — | COM | 895735108 |