CIK: 0001008937 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Oct 12, 2021
Total Value ($000): $611,826 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VSGDX | Vanguard Short-Term Federal-Adm | 8,177,714 | $89,382 | 14.6% | $10.83 | — | Com | 922031844 |
| MSFT | Microsoft Corp | 127,811 | $36,033 | 5.9% | $41.73 | +572.7% | Com | 594918104 |
| AAPL | Apple Inc | 220,794 | $31,242 | 5.1% | $87.22 | +65.0% | Com | 037833100 |
| NUSFX | Northern Ultra-Short Fixed Income Fund | 2,749,100 | $28,370 | 4.6% | $10.23 | — | Com | 665162467 |
| JPM | JP Morgan Chase & Co | 72,505 | $11,869 | 1.9% | $52.48 | +167.3% | Com | 46625H100 |
| DHR | Danaher Corp | 36,987 | $11,260 | 1.8% | $41.83 | +537.8% | Com | 235851102 |
| PG | Procter & Gamble Co | 76,582 | $10,706 | 1.7% | $64.37 | +97.7% | Com | 742718109 |
| FULIX | Federated Ultra Short Term Bond-I | 1,155,200 | $10,651 | 1.7% | $9.16 | — | Com | 31428Q747 |
| ABT | Abbott Laboratories | 85,771 | $10,132 | 1.7% | $38.25 | +196.6% | Com | 002824100 |
| DIS | Disney Walt Co | 53,742 | $9,092 | 1.5% | $70.81 | +145.9% | Com | 254687106 |
| WELL | Welltower Inc | 106,163 | $8,748 | 1.4% | $44.46 | +72.8% | Com | 95040Q104 |
| AMZN | Amazon.com Inc | 2,642 | $8,679 | 1.4% | $50.93 | +238.7% | Com | 023135106 |
| ORCL | Oracle Corporation | 97,212 | $8,471 | 1.4% | $33.54 | +148.4% | Com | 68389X105 |
| NSC | Norfolk Southern Corp | 34,241 | $8,193 | 1.3% | $78.50 | +197.4% | Com | 655844108 |
| NKE | Nike Inc-B | 55,434 | $8,051 | 1.3% | $48.82 | +212.5% | Com | 654106103 |
| GOOGL | Alphabet Inc-A | 2,934 | $7,845 | 1.3% | $40.21 | +235.9% | Com | 02079K305 |
| NEZYX | Loomis Sayles Strategic Income Y | 539,293 | $7,674 | 1.3% | $15.43 | — | Com | 543487250 |
| PEP | PepsiCo Inc | 48,284 | $7,262 | 1.2% | $63.58 | +112.3% | Com | 713448108 |
| MCD | McDonalds Corp | 29,339 | $7,074 | 1.2% | $84.12 | +156.6% | Com | 580135101 |
| DE | Deere & Co | 20,368 | $6,825 | 1.1% | $167.15 | +103.0% | Com | 244199105 |
| LOW | Lowe's Companies Inc | 33,270 | $6,749 | 1.1% | $46.63 | +293.7% | Com | 548661107 |
| NEE | NextEra Energy Inc | 85,028 | $6,677 | 1.1% | $53.32 | +34.8% | Com | 65339F101 |
| INTC | Intel Corp | 118,780 | $6,329 | 1.0% | $24.17 | +106.1% | Com | 458140100 |
| MCHP | Microchip Technology Inc | 39,806 | $6,110 | 1.0% | $19.98 | +241.7% | Com | 595017104 |
| LLY | Lilly Eli & Co | 26,083 | $6,026 | 1.0% | $53.23 | +344.6% | Com | 532457108 |
| QCOM | Qualcomm Inc | 45,802 | $5,908 | 1.0% | $45.30 | +184.4% | Com | 747525103 |
| CVX | Chevron Corp | 52,909 | $5,368 | 0.9% | $71.81 | +16.0% | Com | 166764100 |
| JNJ | Johnson & Johnson | 33,045 | $5,337 | 0.9% | $80.25 | +87.2% | Com | 478160104 |
| ABBV | AbbVie Inc | 49,305 | $5,319 | 0.9% | $32.57 | +198.5% | Com | 00287Y109 |
| KO | Coca-Cola Co/The | 99,122 | $5,201 | 0.9% | $28.99 | +68.3% | Com | 191216100 |
| AMGN | Amgen Inc | 23,835 | $5,069 | 0.8% | $161.19 | +24.2% | Com | 031162100 |
| CSCO | Cisco Systems Inc | 90,236 | $4,911 | 0.8% | $20.63 | +138.6% | Com | 17275R102 |
| PFE | Pfizer Inc | 111,556 | $4,798 | 0.8% | $21.49 | +66.0% | Com | 717081103 |
| MRK | Merck & Co Inc | 63,155 | $4,744 | 0.8% | $33.89 | +95.1% | Com | 58933Y105 |
| HD | Home Depot Inc | 14,284 | $4,689 | 0.8% | $156.86 | +87.8% | Com | 437076102 |
| CRM | Salesforce.com Inc | 16,868 | $4,575 | 0.7% | $147.20 | +70.4% | Com | 79466L302 |
| IJR | iShares Core S&P Small-Cap ETF | 37,600 | $4,106 | 0.7% | $90.30 | — | Com | 464287804 |
| VZ | Verizon Communications Inc | 72,666 | $3,925 | 0.6% | $29.49 | +43.5% | Com | 92343V104 |
| UNP | Union Pacific Corp | 19,944 | $3,909 | 0.6% | $139.17 | +40.3% | Com | 907818108 |
| PANW | Palo Alto Networks Inc | 8,128 | $3,893 | 0.6% | $30.14 | +133.1% | Com | 697435105 |
| GOOG | Alphabet Inc-C | 1,440 | $3,838 | 0.6% | $41.44 | +230.2% | Com | 02079K107 |
| HON | Honeywell International Inc | 17,188 | $3,648 | 0.6% | $99.49 | +95.6% | Com | 438516106 |
| XOM | Exxon Mobil Corp | 59,907 | $3,524 | 0.6% | $53.01 | -8.6% | Com | 30231G102 |
| TGT | Target Corp | 15,184 | $3,474 | 0.6% | $67.75 | +224.6% | Com | 87612E106 |
| — | Xilinx Inc | 22,475 | $3,394 | 0.6% | $81.22 | — | Com | 983919101 |
| PRHYX | T Rowe Price High Yield-Inv | 486,756 | $3,252 | 0.5% | $6.75 | — | Com | 741481105 |
| AJG | Arthur J Gallagher & Co | 20,561 | $3,056 | 0.5% | $36.93 | +270.5% | Com | 363576109 |
| ADI | Analog Devices Inc | 17,842 | $2,988 | 0.5% | $43.42 | +257.6% | Com | 032654105 |
| AWK | American Water Works Co Inc | 17,578 | $2,971 | 0.5% | $52.14 | +206.8% | Com | 030420103 |
| ICE | IntercontinentalExchange Group Inc | 24,911 | $2,860 | 0.5% | $71.58 | +56.5% | Com | 45866F104 |
| TFC | Truist Financial Corp | 45,908 | $2,693 | 0.4% | $39.88 | +13.1% | Com | 89832Q109 |
| BAX | Baxter International Inc | 33,418 | $2,688 | 0.4% | $33.74 | +112.1% | Com | 071813109 |
| CVS | CVS Health Corp | 31,330 | $2,659 | 0.4% | $58.79 | +23.4% | Com | 126650100 |
| T | AT&T Inc | 97,265 | $2,627 | 0.4% | $13.42 | +19.8% | Com | 00206R102 |
| APD | Air Products & Chemicals Inc | 10,057 | $2,576 | 0.4% | $81.35 | +203.6% | Com | 009158106 |
| UPS | United Parcel Service-B | 14,064 | $2,561 | 0.4% | $65.50 | +148.5% | Com | 911312106 |
| LMT | Lockheed Martin Corp | 7,376 | $2,545 | 0.4% | $107.50 | +198.4% | Com | 539830109 |
| CAT | Caterpillar Inc | 12,978 | $2,491 | 0.4% | $122.88 | +56.3% | Com | 149123101 |
| SBUX | Starbucks Corp | 22,323 | $2,463 | 0.4% | $41.51 | +154.6% | Com | 855244109 |
| ETN | Eaton Corp PLC | 16,134 | $2,409 | 0.4% | $47.99 | +211.0% | Com | G29183103 |
| D | Dominion Resources Inc/VA | 32,946 | $2,405 | 0.4% | $38.02 | +64.2% | Com | 25746U109 |
| MCO | Moody's Corp | 6,750 | $2,397 | 0.4% | $55.82 | +550.7% | Com | 615369105 |
| PRFIX | Parnassus Fixed-Income Fund | 136,443 | $2,378 | 0.4% | $17.35 | — | Com | 701769200 |
| MMM | 3M Company | 13,537 | $2,375 | 0.4% | $100.42 | +36.8% | Com | 88579Y101 |
| WM | Waste Management Inc | 15,877 | $2,371 | 0.4% | $37.17 | +275.9% | Com | 94106L109 |
| BMY | Bristol Myers Squibb | 40,000 | $2,367 | 0.4% | $32.75 | +67.4% | Com | 110122108 |
| MCK | McKesson Corp | 11,548 | $2,303 | 0.4% | $121.03 | +61.2% | Com | 58155Q103 |
| CMCSA | Comcast Corp-A | 40,553 | $2,268 | 0.4% | $36.82 | +39.6% | Com | 20030N101 |
| COST | Costco Wholesale Corp | 5,044 | $2,267 | 0.4% | $223.69 | +87.0% | Com | 22160K105 |
| DUK | Duke Energy Corp | 23,113 | $2,255 | 0.4% | $50.55 | +72.6% | Com | 26441C204 |
| BA | Boeing Co/The | 10,152 | $2,233 | 0.4% | $180.27 | +23.7% | Com | 097023105 |
| CTSH | Cognizant Tech Solutions Corp-A | 28,697 | $2,130 | 0.3% | $40.54 | +69.8% | Com | 192446102 |
| FITB | Fifth Third Bancorp | 50,161 | $2,129 | 0.3% | $16.05 | +101.1% | Com | 316773100 |
| DLR | Digital Realty Trust Inc | 14,657 | $2,118 | 0.3% | $53.76 | +149.7% | Com | 253868103 |
| JCI | Johnson Controls Intl PLC | 30,629 | $2,085 | 0.3% | $33.39 | +98.4% | Com | G51502105 |
| NVDA | Nvidia Corp | 9,992 | $2,070 | 0.3% | $17.83 | +16.2% | Com | 67066G104 |
| WY | Weyerhaeuser Co | 57,612 | $2,049 | 0.3% | $19.64 | +47.4% | Com | 962166104 |
| NVS | ADR Novartis AG- II Sp | 24,628 | $2,014 | 0.3% | $77.54 | — | Com | 66987V109 |
| CME | CME Group Inc | 9,749 | $1,885 | 0.3% | $65.74 | +157.4% | Com | 12572Q105 |
| KMB | Kimberly-Clark Corp | 13,796 | $1,827 | 0.3% | $72.87 | +58.5% | Com | 494368103 |
| WMT | Walmart Inc | 13,009 | $1,813 | 0.3% | $23.26 | +95.5% | Com | 931142103 |
| WFC | Wells Fargo & Co | 38,564 | $1,789 | 0.3% | $34.92 | +19.1% | Com | 949746101 |
| EXC | Exelon Corp | 35,393 | $1,711 | 0.3% | $21.61 | +35.6% | Com | 30161N101 |
| MDT | Medtronic PLC | 13,260 | $1,662 | 0.3% | $70.75 | +60.4% | Com | G5960L103 |
| MET | Metlife Inc | 25,744 | $1,589 | 0.3% | $35.50 | +48.5% | Com | 59156R108 |
| IVV | iShares S&P 500 Index ETF | 3,624 | $1,561 | 0.3% | $253.56 | — | Com | 464287200 |
| SLB | Schlumberger Ltd | 52,167 | $1,547 | 0.3% | $41.95 | -38.0% | Com | 806857108 |
| ADP | Automatic Data Processing Inc | 7,642 | $1,528 | 0.2% | $62.88 | +198.5% | Com | 053015103 |
| EG | Everest Re Group Ltd | 5,826 | $1,461 | 0.2% | $99.45 | +137.7% | Com | G3223R108 |
| GD | General Dynamics Corp | 7,234 | $1,418 | 0.2% | $141.72 | +26.0% | Com | 369550108 |
| BRK/B | Berkshire Hathaway Inc-B | 5,112 | $1,395 | 0.2% | $139.92 | +100.7% | Com | 084670702 |
| GIS | General Mills Inc | 22,564 | $1,349 | 0.2% | $34.78 | +46.6% | Com | 370334104 |
| AOS | Smith (AO) Corp | 21,813 | $1,332 | 0.2% | $28.35 | +127.7% | Com | 831865209 |
| — | Lam Research Corp | 2,297 | $1,307 | 0.2% | $340.65 | — | Com | 512807108 |
| CL | Colgate-Palmolive Company | 17,011 | $1,286 | 0.2% | $63.69 | +12.6% | Com | 194162103 |
| QQQ | Invesco QQQ Trust Ser 1 ETF | 3,564 | $1,276 | 0.2% | $208.55 | — | Com | 46090E103 |
| — | Blackrock Inc | 1,470 | $1,233 | 0.2% | $743.49 | — | Com | 09247X101 |
| GILD | Gilead Sciences Inc | 17,597 | $1,229 | 0.2% | $42.67 | +39.1% | Com | 375558103 |
| PTTRX | PIMCO Total Return Institutional Fund | 118,151 | $1,224 | 0.2% | $10.74 | — | Com | 693390700 |
| IBM | Intl Business Machines Corp | 8,587 | $1,193 | 0.2% | $104.44 | +7.4% | Com | 459200101 |
| AXP | American Express Co | 7,095 | $1,189 | 0.2% | $64.25 | +146.3% | Com | 025816109 |
| UNH | UnitedHealth Group Inc | 3,013 | $1,177 | 0.2% | $176.85 | +117.6% | Com | 91324P102 |
| KEY | KeyCorp | 53,287 | $1,152 | 0.2% | $7.75 | +109.3% | Com | 493267108 |
| MS | Morgan Stanley | 11,829 | $1,151 | 0.2% | $31.73 | +170.2% | Com | 617446448 |
| ADBE | Adobe Systems Inc | 1,948 | $1,122 | 0.2% | $150.32 | +318.7% | Com | 00724F101 |
| MRSH | Marsh & McLennan Co Inc | 7,360 | $1,115 | 0.2% | $73.14 | +93.6% | Com | 571748102 |
| OTIS | Otis Worldwide Corp | 13,063 | $1,075 | 0.2% | $47.48 | +73.1% | Com | 68902V107 |
| EMR | Emerson Electric Company | 11,127 | $1,048 | 0.2% | $64.68 | +41.0% | Com | 291011104 |
| OMC | Omnicom Group Inc | 13,908 | $1,008 | 0.2% | $56.81 | +11.9% | Com | 681919106 |
| ENB | Enbridge Inc | 25,075 | $998 | 0.2% | $24.25 | +22.5% | Com | 29250N105 |
| IJH | iShares S&P Midcap 400 Index ETF | 3,790 | $997 | 0.2% | $158.62 | — | Com | 464287507 |
| MA | MasterCard Inc-A | 2,847 | $990 | 0.2% | $107.54 | +229.9% | Com | 57636Q104 |
| — | ADR Royal Dutch Shell-A - II Sp | 21,848 | $974 | 0.2% | $56.76 | — | Com | 780259206 |
| DD | DuPont de Nemours Inc | 14,089 | $958 | 0.2% | $27.15 | +4.5% | Com | 26614N102 |
| CARR | Carrier Global Corp | 17,707 | $917 | 0.1% | $17.13 | +196.0% | Com | 14448C104 |
| CCI | Crown Castle Intl Corp | 5,091 | $882 | 0.1% | $127.80 | +22.0% | Com | 22822V101 |
| CINF | Cincinnati Financial Corp | 7,686 | $878 | 0.1% | $37.64 | +182.0% | Com | 172062101 |
| FTV | Fortive Corp | 11,810 | $833 | 0.1% | $30.92 | +73.7% | Com | 34959J108 |
| ZBH | Zimmer Biomet Holdings Inc | 5,665 | $829 | 0.1% | $107.79 | +31.4% | Com | 98956P102 |
| BRK/A | Berkshire Hathaway Inc-A | 2 | $823 | 0.1% | $169022.62 | +150.0% | Com | 084670108 |
| RJF | Raymond James Financial Inc | 8,753 | $808 | 0.1% | $58.46 | +43.7% | Com | 754730109 |
| V | Visa Inc-A | 3,574 | $796 | 0.1% | $199.27 | +13.9% | Com | 92826C839 |
| TXN | Texas Instruments Inc | 4,065 | $781 | 0.1% | $54.27 | +209.5% | Com | 882508104 |
| XRAY | Dentsply Sirona Inc | 12,685 | $736 | 0.1% | $58.93 | +4.6% | Com | 24906P109 |
| TSLA | Tesla Inc | 942 | $731 | 0.1% | $87.82 | +168.0% | Com | 88160R101 |
| ALL | Allstate Corp | 5,664 | $721 | 0.1% | $85.29 | +39.1% | Com | 020002101 |
| HCA | HCA Healthcare Inc | 2,955 | $717 | 0.1% | $128.41 | +83.3% | Com | 40412C101 |
| GS | Goldman Sachs Group Inc | 1,862 | $704 | 0.1% | $137.17 | +155.1% | Com | 38141G104 |
| TRREX | T Rowe Price Real Estate Fund | 34,844 | $693 | 0.1% | $21.58 | — | Com | 779919109 |
| ACN | Accenture PLC-A | 2,020 | $646 | 0.1% | $114.64 | +166.5% | Com | G1151C101 |
| TJX | TJX Companies Inc | 9,459 | $624 | 0.1% | $37.37 | +75.1% | Com | 872540109 |
| MDLZ | Mondelez International Inc | 10,652 | $620 | 0.1% | $38.86 | +42.6% | Com | 609207105 |
| — | CyrusOne Inc | 7,691 | $595 | 0.1% | $73.19 | — | Com | 23283R100 |
| GLD | SPDR Gold Shares ETF | 3,613 | $593 | 0.1% | $165.70 | — | Com | 78463V107 |
| TRV | Travelers Cos Inc/The | 3,722 | $566 | 0.1% | $73.41 | +93.1% | Com | 89417E109 |
| ABR | Arbor Realty Trust Inc | 29,143 | $540 | 0.1% | $18.53 | — | Com | 038923108 |
| META | Facebook Inc-A | 1,586 | $538 | 0.1% | $182.08 | +96.4% | Com | 30303M102 |
| DOV | Dover Corp | 3,459 | $538 | 0.1% | $51.98 | +201.3% | Com | 260003108 |
| TROW | T Rowe Price Group Inc | 2,722 | $535 | 0.1% | $62.40 | +178.8% | Com | 74144T108 |
| AMD | Advanced Micro Devices Inc | 5,138 | $529 | 0.1% | $102.22 | 0.0% | Com | 007903107 |
| COP | ConocoPhillips Inc | 7,791 | $528 | 0.1% | $40.87 | +20.7% | Com | 20825C104 |
| HSY | Hershey Co/The | 3,086 | $522 | 0.1% | $65.69 | +141.8% | Com | 427866108 |
| USB | US Bancorp | 8,589 | $511 | 0.1% | $25.51 | +82.9% | Com | 902973304 |
| EMN | Eastman Chemical Company | 5,002 | $504 | 0.1% | $60.92 | +54.0% | Com | 277432100 |
| WPM | Wheaton Precious Metals Corp | 13,300 | $500 | 0.1% | $41.84 | -0.8% | Com | 962879102 |
| DRI | Darden Restaurants Inc | 3,280 | $496 | 0.1% | $35.22 | +262.2% | Com | 237194105 |
| FELE | Franklin Electric Co Inc | 6,100 | $487 | 0.1% | $75.15 | +4.3% | Com | 353514102 |
| AEP | American Electric Power Co Inc | 5,855 | $475 | 0.1% | $41.92 | +77.3% | Com | 025537101 |
| WEC | WEC Energy Group Inc | 5,319 | $469 | 0.1% | $36.02 | +124.4% | Com | 92939U106 |
| FNV | Franco-Nevada Corp | 3,550 | $461 | 0.1% | $129.45 | +8.7% | Com | 351858105 |
| ITW | Illinois Tool Works Inc | 2,202 | $455 | 0.1% | $106.15 | +91.1% | Com | 452308109 |
| YUM | Yum! Brands Inc | 3,692 | $452 | 0.1% | $38.97 | +199.7% | Com | 988498101 |
| SGOL | Aberdeen Std Gold ETF | 25,380 | $428 | 0.1% | $14.92 | — | Com | 00326A104 |
| SO | Southern Co/The | 6,888 | $427 | 0.1% | $35.63 | +53.5% | Com | 842587107 |
| NFLX | Netflix Inc | 647 | $395 | 0.1% | $35.38 | +55.6% | Com | 64110L106 |
| AZN | ADR AstraZeneca PLC- II Sp | 6,513 | $391 | 0.1% | $51.13 | — | Com | 046353108 |
| AMT | American Tower Corp | 1,440 | $382 | 0.1% | $162.43 | +53.1% | Com | 03027X100 |
| TMO | Thermo Fisher Scientific Inc | 659 | $377 | 0.1% | $336.43 | +61.2% | Com | 883556102 |
| CSX | CSX Corp | 12,537 | $373 | 0.1% | $23.65 | +27.4% | Com | 126408103 |
| ZTS | Zoetis Inc | 1,918 | $372 | 0.1% | $155.43 | +24.6% | Com | 98978V103 |
| PM | Philip Morris International | 3,921 | $372 | 0.1% | $61.12 | +32.6% | Com | 718172109 |
| PSX | Phillips 66 | 5,303 | $371 | 0.1% | $44.44 | +37.8% | Com | 718546104 |
| RYN | Rayonier Inc | 10,380 | $371 | 0.1% | $53.27 | — | Com | 754907103 |
| SYY | Sysco Corp | 4,652 | $365 | 0.1% | $60.02 | +12.9% | Com | 871829107 |
| RSP | Invesco S&P 500 Equal Weight ETF | 2,359 | $353 | 0.1% | $112.08 | — | Com | 46137V357 |
| SYK | Stryker Corp | 1,324 | $349 | 0.1% | $150.31 | +69.8% | Com | 863667101 |
| CM | Canadian Imperial Bank of Commerce | 2,790 | $311 | 0.1% | $28.73 | +65.2% | Com | 136069101 |
| NOC | Northrop Grumman Corp | 802 | $289 | 0.0% | $243.65 | +38.1% | Com | 666807102 |
| A | Agilent Technologies Inc | 1,802 | $284 | 0.0% | $106.93 | +46.9% | Com | 00846U101 |
| — | Walgreens Boots Alliance Inc | 5,924 | $279 | 0.0% | $82.32 | — | Com | 931427108 |
| CMI | Cummins Inc | 1,242 | $279 | 0.0% | $139.25 | +51.1% | Com | 231021106 |
| AVGO | Broadcom Inc | 550 | $267 | 0.0% | $29.64 | +50.0% | Com | 11135F101 |
| SPGI | S&P Global Inc | 610 | $259 | 0.0% | $336.05 | +24.3% | Com | 78409V104 |
| VWEAX | Vanguard High-Yield Corp-Adm | 42,988 | $257 | 0.0% | $5.91 | — | Com | 922031760 |
| BAC | Bank of America Corp | 5,933 | $252 | 0.0% | $30.89 | +16.8% | Com | 060505104 |
| NTRS | Northern Trust Corp | 2,311 | $249 | 0.0% | $75.32 | +31.3% | Com | 665859104 |
| CI | Cigna Corp | 1,194 | $239 | 0.0% | $190.77 | +5.3% | Com | 125523100 |
| EL | Estee Lauder Companies Inc/The-A | 784 | $235 | 0.0% | $223.63 | +36.5% | Com | 518439104 |
| CNI | Canadian National Railway Co | 1,932 | $223 | 0.0% | $97.95 | +3.7% | Com | 136375102 |
| VWIAX | Vanguard Wellesley Income-Adm | 3,112 | $221 | 0.0% | $65.39 | — | Com | 921938205 |
| MO | Altria Group Inc | 4,677 | $213 | 0.0% | $33.99 | 0.0% | Com | 02209S103 |
| MPC | Marathon Petroleum Corp | 3,426 | $212 | 0.0% | $52.29 | -0.9% | Com | 56585A102 |
| — | Cimarex Energy Co | 2,420 | $211 | 0.0% | $87.19 | — | Com | 171798101 |
| NSRGY | ADR Nestle SA- I Sp | 1,700 | $205 | 0.0% | $124.71 | — | Com | 641069406 |
| KLAC | KLA Corp | 614 | $205 | 0.0% | $220.47 | +44.6% | Com | 482480100 |
| — | Great Elm Capital Corp | 11,622 | $41 | 0.0% | $8.85 | — | Com | 390320109 |
| GEG | Great Elm Group Inc | 15,000 | $34 | 0.0% | $2.39 | -3.9% | Com | 39037G109 |
| — | Rayonier Fractional share | 50,000 | $0 | 0.0% | — | — | Com | HFE907109 |
| — | RMR Real Estate Inc Fd Pacific fractional shs | 52,500 | $0 | 0.0% | — | — | Com | HGK70B105 |
| — | Cohen & Steers Quality Income Realty Fund Inc | 30,000 | $0 | 0.0% | — | — | Com | BKC47L109 |