Location: Princeton, NJ
CIK: 0001287618 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 2, 2016
Total Value: $204M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF Trust | 62,757 | $13.57M | 6.7% | $216.29 | $164.52 | +31.5% | IND | 78462F103 |
| DVY | iShares DJ Select Dividend Ind | 87,428 | $7.492M | 3.7% | $85.69 | $66.47 | +28.9% | ETF | 464287168 |
| — | Guggenheim S&P 500 Equal Weigh | 68,037 | $5.687M | 2.8% | $83.59 | $63.04 | — | IND | 78355w106 |
| — | PowerShares QQQ Trust Series 1 | 41,277 | $4.9M | 2.4% | $118.71 | $111.86 | — | IND | 73935A104 |
| — | Exxon Mobil Corp | 50,508 | $4.408M | 2.2% | $87.27 | $89.01 | — | COM | 30231g102 |
| — | SPDR S&P MidCap 400 ETF Trust | 14,430 | $4.073M | 2.0% | $282.26 | $216.98 | — | IND | 78467y107 |
| AAPL | Apple Inc | 31,461 | $3.557M | 1.7% | $113.06 * | $18.44 | +40.6% | COM | 037833100 |
| LOW | Lowe's Cos Inc | 46,116 | $3.33M | 1.6% | $72.21 * | $32.16 | +89.0% | COM | 548661107 |
| — | General Electric Co | 110,994 | $3.288M | 1.6% | $29.62 | $23.34 | — | COM | 369604103 |
| MSFT | Microsoft Corp | 54,945 | $3.165M | 1.6% | $57.60 * | $27.87 | +84.7% | COM | 594918104 |
| IBM | International Business Machine | 19,410 | $3.083M | 1.5% | $158.84 * | $117.25 | -12.9% | COM | 459200101 |
| IJK | iShares S&P Midcap 400 Growth | 17,541 | $3.065M | 1.5% | $174.73 * | $37.21 | +17.4% | ETF | 464287606 |
| VYM | Vanguard High Dividend Yield E | 40,967 | $2.955M | 1.5% | $72.13 | $58.75 | +22.8% | ETF | 921946406 |
| SWPPX | Schwab S&P 500 Index Fund | 85,672 | $2.913M | 1.4% | $34.00 | $27.69 | — | IND | 808509855 |
| IWM | iShares Russell 2000 Index Fun | 21,886 | $2.718M | 1.3% | $124.19 | $98.26 | +26.4% | IND | 464287655 |
| — | Vanguard Telecommunication Ser | 28,041 | $2.647M | 1.3% | $94.40 | $78.92 | — | COM | 92204a884 |
| IWC | iShares Russell Microcap Index | 33,705 | $2.629M | 1.3% | $78.00 | $62.35 | +25.1% | IND | 464288869 |
| JNJ | Johnson & Johnson | 20,923 | $2.472M | 1.2% | $118.15 * | $61.40 | +49.0% | COM | 478160104 |
| — | BlackRock Inc | 6,543 | $2.372M | 1.2% | $362.52 | $258.61 | — | COM | 09247x101 |
| — | JP Morgan Chase & Co | 34,375 | $2.289M | 1.1% | $66.59 | $52.88 | — | COM | 46625h100 |
| PFF | iShares S&P Preferred Stock In | 55,260 | $2.183M | 1.1% | $39.50 | $38.35 | +3.0% | CEF | 464288687 |
| — | Calamos Convertible & High Inc | 193,148 | $2.127M | 1.0% | $11.01 | $12.40 | — | CEF | 12811p108 |
| IVW | iShares S&P 500 Growth | 17,087 | $2.079M | 1.0% | $121.67 * | $23.01 | +32.2% | ETF | 464287309 |
| IJT | iShares S&P Smallcap 600/BARRA | 15,095 | $2.07M | 1.0% | $137.13 * | $65.14 | +5.2% | ETF | 464287887 |
| PG | Procter & Gamble Co | 21,447 | $1.925M | 0.9% | $89.76 * | $55.20 | +26.6% | COM | 742718109 |
| — | MetLife Inc | 43,190 | $1.919M | 0.9% | $44.43 | $45.76 | — | COM | 59156r108 |
| AMGN | Amgen Inc | 11,325 | $1.889M | 0.9% | $166.80 * | $74.76 | +69.0% | COM | 031162100 |
| — | PowerShares CEF Income Composi | 82,507 | $1.882M | 0.9% | $22.81 | $23.96 | — | CEF | 73936q843 |
| PEP | Pepsico Inc | 16,795 | $1.827M | 0.9% | $108.78 * | $56.00 | +46.8% | COM | 713448108 |
| CSCO | Cisco Systems Inc | 57,310 | $1.818M | 0.9% | $31.72 * | $16.40 | +45.0% | COM | 17275R102 |
| — | Vanguard Utilities ETF | 16,328 | $1.746M | 0.9% | $106.93 | $82.19 | — | COM | 92204a876 |
| SLB | Schlumberger Ltd | 21,991 | $1.729M | 0.8% | $78.62 * | $53.16 | +13.6% | COM | 806857108 |
| WMT | Wal-Mart Stores Inc | 23,591 | $1.701M | 0.8% | $72.10 * | $18.72 | +9.4% | COM | 931142103 |
| ADP | Automatic Data Processing Inc | 18,900 | $1.667M | 0.8% | $88.20 * | $45.09 | +60.7% | COM | 053015103 |
| EFA | iShares MSCI EAFE Index | 27,746 | $1.641M | 0.8% | $59.14 | $61.13 | -3.3% | ETF | 464287465 |
| — | Materials Select Sector SPDR E | 34,268 | $1.636M | 0.8% | $47.74 | $38.82 | — | COM | 81369y100 |
| — | Dreyfus Midcap Index Fund | 43,317 | $1.566M | 0.8% | $36.15 | $35.60 | — | IND | 712223106 |
| — | SPDR S&P Dividend ETF | 18,162 | $1.532M | 0.8% | $84.35 | $69.89 | — | ETF | 78464a763 |
| INTC | Intel Corp | 40,485 | $1.528M | 0.8% | $37.74 * | $17.95 | +70.4% | COM | 458140100 |
| — | 3M Co | 8,464 | $1.492M | 0.7% | $176.28 | $109.91 | — | COM | 88579y101 |
| — | Skyworks Solutions Inc | 19,351 | $1.473M | 0.7% | $76.12 | $51.37 | — | COM | 83088m102 |
| SWSSX | Schwab Small-Cap Index Fund | 54,590 | $1.467M | 0.7% | $26.87 | $26.70 | — | IND | 808509848 |
| CVS | CVS Health Corp | 16,007 | $1.424M | 0.7% | $88.96 * | $41.90 | +59.6% | COM | 126650100 |
| — | AbbVie Inc | 21,555 | $1.359M | 0.7% | $63.05 | $43.60 | — | COM | 00287y109 |
| CVX | Chevron Corp | 12,697 | $1.307M | 0.6% | $102.94 * | $71.19 | -2.5% | COM | 166764100 |
| — | Alerian MLP ETF | 102,310 | $1.298M | 0.6% | $12.69 | $17.54 | — | ETF | 00162q866 |
| — | Walgreens Boot Alliance Inc | 15,408 | $1.242M | 0.6% | $80.61 | $76.21 | — | COM | 931427108 |
| SYY | Sysco Corp | 25,234 | $1.237M | 0.6% | $49.02 * | $24.50 | +56.7% | COM | 871829107 |
| — | Technology Select Sector SPDR | 25,562 | $1.221M | 0.6% | $47.77 | $33.77 | — | COM | 81369y803 |
| FNMIX | Fidelity New Markets Income | 74,605 | $1.219M | 0.6% | $16.34 | $15.91 | — | CEF | 315910836 |
| — | Express Scripts Holding Co | 17,209 | $1.214M | 0.6% | $70.54 | $62.85 | — | COM | 30219g108 |
| — | FedEx Corp | 6,950 | $1.214M | 0.6% | $174.68 | $144.12 | — | COM | 31428x106 |
| ORCL | Oracle Corp | 30,524 | $1.199M | 0.6% | $39.28 * | $27.66 | +23.5% | COM | 68389X105 |
| ITW | Illinois Tool Works Inc | 9,934 | $1.19M | 0.6% | $119.79 * | $50.12 | +92.3% | COM | 452308109 |
| FDN | First Trust Dow Jones Internet | 14,549 | $1.187M | 0.6% | $81.59 | $64.65 | +26.2% | COM | 33733E302 |
| GOOGL | Alphabet Inc Cl A | 1,436 | $1.155M | 0.6% | $804.32 * | $36.73 | +8.6% | COM | 02079K305 |
| WFC | Wells Fargo & Co | 25,234 | $1.117M | 0.5% | $44.27 * | $27.55 | +24.1% | COM | 949746101 |
| — | Scripps Networks Interactive I | 17,568 | $1.115M | 0.5% | $63.47 | $54.29 | — | COM | 811065101 |
| — | Barings Corporate Investors | 64,342 | $1.106M | 0.5% | $17.19 | $17.19 | — | CEF | 06759x107 |
| MDT | Medtronic PLC | 12,724 | $1.099M | 0.5% | $86.37 * | $53.02 | +29.2% | COM | G5960L103 |
| BK | Bank of New York Mellon Corp | 27,502 | $1.097M | 0.5% | $39.89 * | $21.22 | +47.4% | COM | 064058100 |
| IJJ | iShares S&P Midcap 400/BARRA V | 8,201 | $1.091M | 0.5% | $133.03 * | $53.26 | +24.8% | ETF | 464287705 |
| GOOG | Alphabet Inc Cl | 1,400 | $1.088M | 0.5% | $777.14 * | $35.61 | +8.3% | COM | 02079K107 |
| — | Cerner Corp | 17,623 | $1.088M | 0.5% | $61.74 | $51.69 | — | COM | 156782104 |
| APD | Air Products & Chemicals Inc | 7,115 | $1.07M | 0.5% | $150.39 * | $67.11 | +64.3% | COM | 009158106 |
| SWK | Stanley Black & Decker Inc | 8,703 | $1.07M | 0.5% | $122.95 * | $57.28 | +68.4% | COM | 854502101 |
| — | SPDR Barclays Short-Term High | 38,078 | $1.054M | 0.5% | $27.68 | $30.28 | — | CEF | 78468r408 |
| — | Comcast Corp | 15,676 | $1.04M | 0.5% | $66.34 | $42.08 | — | COM | 20030n101 |
| — | Capital One Financial Corp | 14,460 | $1.039M | 0.5% | $71.85 | $63.05 | — | COM | 14040h105 |
| — | Utilities Select Sector SPDR E | 20,795 | $1.019M | 0.5% | $49.00 | $37.64 | — | COM | 81369y886 |
| T | AT & T Inc | 24,913 | $1.012M | 0.5% | $40.62 * | $12.62 | +25.3% | COM | 00206R102 |
| IHI | iShares U.S. Medical Devices | 6,905 | $1.004M | 0.5% | $145.40 * | $21.71 | +11.6% | COM | 464288810 |
| USB | US Bancorp | 23,313 | $1M | 0.5% | $42.89 * | $22.51 | +35.3% | COM | 902973304 |
| SYK | Stryker Corp | 8,591 | $1M | 0.5% | $116.40 * | $57.08 | +84.2% | COM | 863667101 |
| GLW | Corning Inc | 40,932 | $968K | 0.5% | $23.65 * | $10.49 | +76.3% | COM | 219350105 |
| ITA | iShares U.S. Aerospace & Defen | 7,450 | $962K | 0.5% | $129.13 * | $56.04 | +15.1% | COM | 464288760 |
| TEVA | Teva Pharmaceutical Industries | 20,809 | $957K | 0.5% | $45.99 | $39.18 | +17.4% | COM | 881624209 |
| — | SPDR S&P Intl Dividend ETF | 25,933 | $954K | 0.5% | $36.79 | $46.30 | — | ETF | 78463x772 |
| BA | Boeing Co | 7,225 | $952K | 0.5% | $131.76 * | $80.37 | +50.8% | COM | 097023105 |
| TGT | Target Corp | 13,843 | $951K | 0.5% | $68.70 * | $55.21 | -5.3% | COM | 87612E106 |
| ITB | iShares US Home Construction | 33,735 | $929K | 0.5% | $27.54 | $28.62 | -3.7% | COM | 464288752 |
| PNC | PNC Financial Services Group I | 10,175 | $917K | 0.5% | $90.12 * | $62.99 | +5.5% | COM | 693475105 |
| — | Coach Inc | 25,023 | $915K | 0.4% | $36.57 | $47.28 | — | COM | 189754104 |
| IYR | iShares US Real Estate | 11,083 | $894K | 0.4% | $80.66 | $71.21 | +13.2% | COM | 464287739 |
| — | Whitewave Foods Co Cl A | 16,389 | $892K | 0.4% | $54.43 | $32.74 | — | COM | 966244105 |
| TMO | Thermo Fisher Scientific Inc | 5,551 | $883K | 0.4% | $159.07 * | $79.76 | +94.4% | COM | 883556102 |
| AMN | AMN Healthcare Services Inc | 27,695 | $883K | 0.4% | $31.88 | $18.04 | +76.6% | COM | 001744101 |
| MRSH | Marsh & McLennan Cos Inc | 13,085 | $880K | 0.4% | $67.25 * | $43.06 | +33.3% | COM | 571748102 |
| — | PowerShares Dynamic Pharmaceut | 14,205 | $876K | 0.4% | $61.67 | $63.34 | — | COM | 73935x799 |
| SPY | SPDR S&P 500 ETF Trust | 3,900 | $845K | 0.4% | $216.67 | $164.52 | +31.5% | Put | 78462F103 |
| BMY | Bristol-Myers Squibb Co | 15,345 | $828K | 0.4% | $53.96 * | $40.78 | -5.0% | COM | 110122108 |
| — | L-3 Communications Holdings In | 5,454 | $822K | 0.4% | $150.72 | $85.76 | — | COM | 502424104 |
| BWA | BorgWarner Inc | 23,275 | $819K | 0.4% | $35.19 * | $25.51 | +5.3% | COM | 099724106 |
| VZ | Verizon Communications Inc | 15,175 | $789K | 0.4% | $51.99 * | $27.25 | +17.0% | COM | 92343V104 |
| ABT | Abbott Laboratories | 18,600 | $787K | 0.4% | $42.31 * | $28.85 | +23.7% | COM | 002824100 |
| — | Global X SuperDividend ETF | 35,276 | $757K | 0.4% | $21.46 | $24.02 | — | ETF | 37950e549 |
| CCL | Carnival Cruise Lines Inc Cl A | 15,480 | $756K | 0.4% | $48.84 * | $44.53 | -2.3% | COM | 143658300 |
| — | Dr Pepper Snapple Group Inc | 8,240 | $752K | 0.4% | $91.26 | $45.93 | — | COM | 26138e109 |
| — | United Technologies Corp | 7,356 | $747K | 0.4% | $101.55 | $94.15 | — | COM | 913017109 |
| QCOM | Qualcomm Inc | 10,691 | $732K | 0.4% | $68.47 * | $48.05 | +10.5% | COM | 747525103 |
| PFE | Pfizer Inc | 21,336 | $723K | 0.4% | $33.89 * | $17.88 | +20.0% | COM | 717081103 |
| GNTX | Gentex Corp | 40,085 | $704K | 0.3% | $17.56 | $15.64 | +12.3% | COM | 371901109 |
| — | CH Robinson Worldwide Inc | 9,845 | $694K | 0.3% | $70.49 | $67.63 | — | COM | 12541w209 |
| OPLN | Kar Auction Services Inc | 15,600 | $673K | 0.3% | $43.14 * | $14.00 | +16.7% | COM | 48238T109 |
| DIS | Walt Disney Co | 7,247 | $673K | 0.3% | $92.87 * | $99.80 | -13.6% | COM | 254687106 |
| — | Raytheon Co | 4,900 | $667K | 0.3% | $136.12 | $66.13 | — | COM | 755111507 |
| — | E.I. duPont de Nemours & Co | 9,877 | $661K | 0.3% | $66.92 | $52.44 | — | COM | 263534109 |
| BP | BP PLC - ADR | 18,500 | $650K | 0.3% | $35.14 | $42.56 | -17.4% | COM | 055622104 |
| — | Seagate Technology PLC | 16,173 | $623K | 0.3% | $38.52 | $44.85 | — | COM | g7945M107 |
| — | Visa Inc | 7,350 | $608K | 0.3% | $82.72 | $77.53 | — | COM | 92826c839 |
| LLY | Eli Lilly & Co | 7,550 | $606K | 0.3% | $80.26 * | $42.21 | +63.4% | COM | 532457108 |
| BAX | Baxter Intl Inc | 12,696 | $604K | 0.3% | $47.57 * | $29.29 | +39.6% | COM | 071813109 |
| — | Staples Inc | 68,952 | $590K | 0.3% | $8.56 | $15.78 | — | COM | 855030102 |
| MAR | Marriott Intl Inc | 8,736 | $588K | 0.3% | $67.31 * | $46.53 | +33.2% | COM | 571903202 |
| OXY | Occidental Petroleum Corp | 7,956 | $580K | 0.3% | $72.90 * | $57.79 | -2.6% | COM | 674599105 |
| HUN | Huntsman Corp | 35,125 | $571K | 0.3% | $16.26 | $18.34 | -11.3% | COM | 447011107 |
| — | PureFunds ISE Cyber Security E | 20,330 | $567K | 0.3% | $27.89 | $23.87 | — | COM | 26924G201 |
| CAKE | The Cheesecake Factory Inc | 11,280 | $565K | 0.3% | $50.09 * | $31.16 | +31.8% | COM | 163072101 |
| — | Bunge Limited | 9,475 | $561K | 0.3% | $59.21 | $59.10 | — | COM | G16962105 |
| — | Sprott Physical Gold Trust | 46,829 | $513K | 0.3% | $10.95 | $10.12 | — | ETF | 85207h104 |
| — | ConocoPhillips | 11,778 | $512K | 0.3% | $43.47 | $59.56 | — | COM | 20825c104 |
| — | Shire PLC - ADR | 2,638 | $511K | 0.3% | $193.71 | $184.24 | — | COM | 82481r106 |
| — | Harman Intl Industries Inc | 5,580 | $471K | 0.2% | $84.41 | $54.46 | — | COM | 413086109 |
| TTWO | Take-Two Interactive Software | 10,000 | $451K | 0.2% | $45.10 | $29.71 | +51.7% | COM | 874054109 |
| MCD | McDonald's Corp | 3,820 | $441K | 0.2% | $115.45 * | $80.41 | +15.0% | COM | 580135101 |
| LQD | iShares IBOXX $ Investment Gra | 3,535 | $435K | 0.2% | $123.06 | $113.13 | +8.9% | ETF | 464287242 |
| GIS | General Mills Inc | 6,600 | $422K | 0.2% | $63.94 * | $39.56 | +16.1% | COM | 370334104 |
| URI | United Rentals Inc | 5,345 | $420K | 0.2% | $78.58 * | $69.99 | +8.6% | COM | 911363109 |
| — | Cardinal Health | 4,950 | $385K | 0.2% | $77.78 | $81.98 | — | COM | 14149y108 |
| HUN | Huntsman Corp | 23,500 | $382K | 0.2% | $16.26 | $18.34 | -11.3% | Call | 447011107 |
| PRAA | PRA Group Inc | 10,654 | $368K | 0.2% | $34.54 | $59.03 | -41.5% | COM | 69354N106 |
| — | PowerShares DB Commodity Track | 24,460 | $367K | 0.2% | $15.00 | $15.33 | — | COM | 73935s105 |
| — | BankUnited Inc | 12,131 | $366K | 0.2% | $30.17 | $26.35 | — | COM | 06652k103 |
| — | CDK Global Inc | 6,133 | $352K | 0.2% | $57.39 | $40.70 | — | COM | 12508e101 |
| — | Annaly Capital Management Inc | 33,501 | $352K | 0.2% | $10.51 | $11.42 | — | CEF | 035710409 |
| BND | Vanguard Total Bond Market | 4,106 | $345K | 0.2% | $84.02 | $80.50 | +4.5% | ETF | 921937835 |
| F | Ford Motor Co | 27,657 | $334K | 0.2% | $12.08 * | $7.88 | -6.5% | COM | 345370860 |
| BMY | Bristol-Myers Squibb Co | 5,600 | $302K | 0.1% | $53.93 * | $40.78 | -5.0% | Call | 110122108 |
| BAC | Bank of America Corp | 18,841 | $295K | 0.1% | $15.66 * | $10.03 | +26.9% | COM | 060505104 |
| — | Harris Corp | 3,155 | $289K | 0.1% | $91.60 | $91.60 | — | COM | 413875105 |
| MRSH | Marsh & McLennan Cos Inc | 4,200 | $282K | 0.1% | $67.14 * | $43.06 | +33.3% | Call | 571748102 |
| — | Blueprint Medicines Corp | 9,000 | $267K | 0.1% | $29.67 | $29.67 | — | COM | 09627Y108 |
| ED | Consolidated Edison Inc | 3,525 | $265K | 0.1% | $75.18 * | $53.48 | +0.9% | COM | 209115104 |
| CLX | Clorox Co | 2,069 | $259K | 0.1% | $125.18 * | $65.65 | +46.1% | COM | 189054109 |
| ILF | iShares Latin American 40 ETF | 9,126 | $256K | 0.1% | $28.05 | $21.76 | +28.8% | ETF | 464287390 |
| CL | Colgate-Palmolive Co | 3,351 | $248K | 0.1% | $74.01 * | $48.87 | +22.0% | COM | 194162103 |
| SHY | iShares Barclays 1-3yr Treasur | 2,820 | $240K | 0.1% | $85.11 | $84.32 | +0.9% | ETF | 464287457 |
| AMZN | Amazon.com Inc | 265 | $222K | 0.1% | $837.74 * | $25.28 | +65.6% | COM | 023135106 |
| EPD | Enterprise Products Part LP | 7,986 | $221K | 0.1% | $27.67 | $29.30 | — | COM | 293792107 |
| UPS | United Parcel Service Inc | 2,015 | $220K | 0.1% | $109.18 * | $77.25 | +0.4% | COM | 911312106 |
| — | Consumer Discr Select Sector S | 2,705 | $217K | 0.1% | $80.22 | $78.11 | — | COM | 81369y407 |
| — | McKesson Corp | 1,300 | $217K | 0.1% | $166.92 | $161.48 | — | COM | 58155q103 |
| — | Calamos Convertible Opp & Inc | 20,900 | $216K | 0.1% | $10.33 | $9.90 | — | CEF | 128117108 |
| — | Knoll Inc | 9,300 | $213K | 0.1% | $22.90 | $22.67 | — | Call | 498904200 |
| — | MetLife Inc | 4,500 | $200K | 0.1% | $44.44 | $45.76 | — | Call | 59156r108 |
| — | Staples Inc | 22,500 | $192K | 0.1% | $8.53 | $15.78 | — | Call | 855030102 |
| PKG | Packaging Corp of America | 2,200 | $179K | 0.1% | $81.36 * | $51.51 | +20.4% | Call | 695156109 |
| PKG | Packaging Corp of America | 2,075 | $169K | 0.1% | $81.45 * | $51.51 | +20.4% | COM | 695156109 |
| GLW | Corning Inc | 5,600 | $133K | 0.1% | $23.75 * | $10.49 | +76.3% | Put | 219350105 |
| SLB | Schlumberger Ltd | 1,100 | $87,000 | 0.0% | $79.09 * | $53.16 | +13.6% | Put | 806857108 |
| HUN | Huntsman Corp | 5,200 | $85,000 | 0.0% | $16.35 | $18.34 | -11.3% | Put | 447011107 |
| — | Amarin Corporation PLC - ADR | 23,900 | $76,000 | 0.0% | $3.18 | $1.81 | — | COM | 023111206 |
| MSFT | Microsoft Corp | 1,200 | $69,000 | 0.0% | $57.50 * | $27.87 | +84.7% | Put | 594918104 |
| — | Applied DNA Sciences Inc | 20,921 | $64,000 | 0.0% | $3.06 | $3.98 | — | COM | 03815u201 |
| BLOZF | Cannabix Technologies Inc | 230,000 | $58,000 | 0.0% | $0.25 * | $0.25 | -33.8% | COM | 13765L101 |
| VGZ | Vista Gold Corp | 35,000 | $37,000 | 0.0% | $1.06 | $0.89 | +18.8% | COM | 927926303 |
| — | Coach Inc | 1,000 | $36,000 | 0.0% | $36.00 | $47.28 | — | Call | 189754104 |
| — | Golden Star Res Ltd | 40,000 | $34,000 | 0.0% | $0.85 | $0.41 | — | COM | 38119t104 |
| — | RegeneRx Biopharmaceuticals | 62,537 | $23,000 | 0.0% | $0.37 | $0.08 | — | COM | 75886x108 |
| — | Competitive Companies Inc | 700,000 | $22,000 | 0.0% | $0.03 | $0.03 | — | COM | 204510101 |
| — | Exeter Resource Corp | 15,000 | $19,000 | 0.0% | $1.27 | $0.67 | — | COM | 301835104 |
| FBEC | FBEC Worldwide Inc | 650,000 | $19,000 | 0.0% | $0.03 | $0.02 | 0.0% | COM | 30255M100 |
| PG | Procter & Gamble Co | 200 | $18,000 | 0.0% | $90.00 * | $55.20 | +26.6% | Put | 742718109 |
| — | Knoll Inc | 750 | $17,000 | 0.0% | $22.67 | $22.67 | — | COM | 498904200 |
| — | Exxon Mobil Corp | 200 | $17,000 | 0.0% | $85.00 | $89.01 | — | Put | 30231g102 |
| — | General Electric Co | 500 | $15,000 | 0.0% | $30.00 | $23.34 | — | Call | 369604103 |
| — | Galena Biopharma Inc | 39,000 | $14,000 | 0.0% | $0.36 | $2.22 | — | COM | 363256108 |
| AAPL | Apple Inc | 100 | $11,000 | 0.0% | $110.00 * | $18.44 | +40.6% | Call | 037833100 |
| — | Life Clips Inc | 33,000 | $7,000 | 0.0% | $0.21 | $0.61 | — | COM | 53185D107 |
| — | Pernix Therapeutics Holdings | 10,000 | $6,000 | 0.0% | $0.60 | $0.60 | — | COM | 71426v306 |
| — | E Digital Corp | 60,000 | $4,000 | 0.0% | $0.07 | $0.07 | — | COM | 25841y103 |
| — | Water Technologies Intl | 404,000 | $1,000 | 0.0% | $0.00 | $0.01 | — | COM | 94114g100 |
| — | Access Worldwide Communication | 40,750 | $0 | 0.0% | $0.00 | — | — | COM | 004319109 |
| — | Axiom Corp | 130,000 | $0 | 0.0% | $0.00 | $0.09 | — | COM | 05463T105 |
| — | Geopharma Inc | 40,000 | $0 | 0.0% | $0.00 | — | — | COM | 37250a106 |
| — | IDenta Corp | 1,094,700 | $0 | 0.0% | $0.00 | $0.00 | — | COM | 451671101 |
| — | Iconic Brands Inc | 1,825,000 | $0 | 0.0% | $0.00 | $0.00 | — | COM | 45107v207 |
| — | Secd Digital Appl Reg Revok 5/ | 25,000 | $0 | 0.0% | $0.00 | — | — | COM | 813714102 |