Location: Princeton, NJ
CIK: 0001287618 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Jan 11, 2017
Total Value: $213M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF Trust | 62,742 | $14.03M | 6.6% | $223.53 | $164.52 | +35.9% | IND | 78462F103 |
| DVY | iShares DJ Select Dividend Ind | 87,283 | $7.731M | 3.6% | $88.57 | $66.47 | +33.3% | ETF | 464287168 |
| — | Guggenheim S&P 500 Equal Weigh | 67,996 | $5.891M | 2.8% | $86.64 | $63.04 | — | IND | 78355w106 |
| — | PowerShares QQQ Trust Series 1 | 41,437 | $4.909M | 2.3% | $118.47 | $111.86 | — | IND | 73935A104 |
| — | Exxon Mobil Corp | 50,398 | $4.549M | 2.1% | $90.26 | $89.01 | — | COM | 30231g102 |
| — | SPDR S&P MidCap 400 ETF Trust | 14,465 | $4.364M | 2.0% | $301.69 | $216.98 | — | IND | 78467y107 |
| AAPL | Apple Inc | 31,588 | $3.659M | 1.7% | $115.84 * | $18.44 | +44.8% | COM | 037833100 |
| — | General Electric Co | 110,736 | $3.499M | 1.6% | $31.60 | $23.34 | — | COM | 369604103 |
| LOW | Lowe's Cos Inc | 46,066 | $3.276M | 1.5% | $71.12 * | $32.16 | +87.1% | COM | 548661107 |
| IBM | International Business Machine | 19,535 | $3.243M | 1.5% | $166.01 * | $117.25 | -8.1% | COM | 459200101 |
| IJK | iShares S&P Midcap 400 Growth | 17,621 | $3.21M | 1.5% | $182.17 * | $37.21 | +22.4% | ETF | 464287606 |
| VYM | Vanguard High Dividend Yield E | 40,942 | $3.102M | 1.5% | $75.77 | $58.75 | +29.0% | ETF | 921946406 |
| SWPPX | Schwab S&P 500 Index Fund | 87,750 | $3.02M | 1.4% | $34.42 | $27.85 | — | IND | 808509855 |
| IWM | iShares Russell 2000 Index Fun | 21,865 | $2.949M | 1.4% | $134.87 | $98.26 | +37.2% | IND | 464287655 |
| — | JP Morgan Chase & Co | 34,165 | $2.948M | 1.4% | $86.29 | $52.88 | — | COM | 46625h100 |
| MSFT | Microsoft Corp | 46,981 | $2.919M | 1.4% | $62.13 * | $27.87 | +100.6% | COM | 594918104 |
| IWC | iShares Russell Microcap Index | 33,980 | $2.917M | 1.4% | $85.84 | $62.35 | +37.7% | IND | 464288869 |
| SPY | SPDR S&P 500 ETF Trust | 12,600 | $2.815M | 1.3% | $223.41 | $164.52 | +35.9% | Put | 78462F103 |
| — | Vanguard Telecommunication Ser | 27,941 | $2.798M | 1.3% | $100.14 | $78.92 | — | COM | 92204a884 |
| — | BlackRock Inc | 6,508 | $2.477M | 1.2% | $380.61 | $258.61 | — | COM | 09247x101 |
| JNJ | Johnson & Johnson | 20,973 | $2.416M | 1.1% | $115.20 * | $61.40 | +46.3% | COM | 478160104 |
| — | MetLife Inc | 43,065 | $2.321M | 1.1% | $53.90 | $45.76 | — | COM | 59156r108 |
| IJT | iShares S&P Smallcap 600/BARRA | 15,165 | $2.275M | 1.1% | $150.02 * | $65.14 | +15.1% | ETF | 464287887 |
| PFF | iShares S&P Preferred Stock In | 56,505 | $2.103M | 1.0% | $37.22 | $38.34 | -2.9% | CEF | 464288687 |
| IVW | iShares S&P 500 Growth | 17,136 | $2.087M | 1.0% | $121.79 * | $23.01 | +32.4% | ETF | 464287309 |
| — | Calamos Convertible & High Inc | 196,013 | $2.068M | 1.0% | $10.55 | $12.37 | — | CEF | 12811p108 |
| ADP | Automatic Data Processing Inc | 18,900 | $1.943M | 0.9% | $102.80 * | $45.09 | +88.3% | COM | 053015103 |
| — | PowerShares CEF Income Composi | 83,782 | $1.878M | 0.9% | $22.42 | $23.93 | — | CEF | 73936q843 |
| AMGN | Amgen Inc | 12,790 | $1.87M | 0.9% | $146.21 * | $79.30 | +40.6% | COM | 031162100 |
| PG | Procter & Gamble Co | 21,507 | $1.808M | 0.8% | $84.07 * | $55.20 | +19.5% | COM | 742718109 |
| SLB | Schlumberger Ltd | 21,416 | $1.798M | 0.8% | $83.96 * | $53.16 | +22.0% | COM | 806857108 |
| — | Vanguard Utilities ETF | 16,448 | $1.76M | 0.8% | $107.00 | $82.19 | — | COM | 92204a876 |
| CSCO | Cisco Systems Inc | 58,063 | $1.755M | 0.8% | $30.23 * | $16.49 | +38.6% | COM | 17275R102 |
| PEP | Pepsico Inc | 16,771 | $1.755M | 0.8% | $104.64 * | $56.00 | +42.3% | COM | 713448108 |
| — | Materials Select Sector SPDR E | 34,433 | $1.711M | 0.8% | $49.69 | $38.82 | — | COM | 81369y100 |
| — | Dreyfus Midcap Index Fund | 47,665 | $1.671M | 0.8% | $35.06 | $35.55 | — | IND | 712223106 |
| WMT | Wal-Mart Stores Inc | 23,686 | $1.637M | 0.8% | $69.11 * | $18.72 | +5.6% | COM | 931142103 |
| SWSSX | Schwab Small-Cap Index Fund | 56,072 | $1.576M | 0.7% | $28.11 | $26.73 | — | IND | 808509848 |
| EFA | iShares MSCI EAFE Index | 27,256 | $1.573M | 0.7% | $57.71 | $61.13 | -5.6% | ETF | 464287465 |
| — | SPDR S&P Dividend ETF | 18,222 | $1.559M | 0.7% | $85.56 | $69.89 | — | ETF | 78464a763 |
| CVX | Chevron Corp | 12,757 | $1.501M | 0.7% | $117.66 * | $71.19 | +12.6% | COM | 166764100 |
| — | 3M Co | 8,391 | $1.498M | 0.7% | $178.52 | $109.91 | — | COM | 88579y101 |
| INTC | Intel Corp | 40,761 | $1.478M | 0.7% | $36.26 * | $17.95 | +64.9% | COM | 458140100 |
| — | Skyworks Solutions Inc | 19,101 | $1.426M | 0.7% | $74.66 | $51.37 | — | COM | 83088m102 |
| SYY | Sysco Corp | 24,859 | $1.376M | 0.6% | $55.35 * | $24.50 | +78.2% | COM | 871829107 |
| WFC | Wells Fargo & Co | 24,853 | $1.37M | 0.6% | $55.12 * | $27.55 | +55.7% | COM | 949746101 |
| — | AbbVie Inc | 21,575 | $1.351M | 0.6% | $62.62 | $43.60 | — | COM | 00287y109 |
| BK | Bank of New York Mellon Corp | 27,340 | $1.295M | 0.6% | $47.37 * | $21.22 | +75.9% | COM | 064058100 |
| — | Alerian MLP ETF | 102,195 | $1.288M | 0.6% | $12.60 | $17.54 | — | ETF | 00162q866 |
| — | Walgreens Boot Alliance Inc | 15,333 | $1.269M | 0.6% | $82.76 | $76.21 | — | COM | 931427108 |
| — | Capital One Financial Corp | 14,475 | $1.263M | 0.6% | $87.25 | $63.05 | — | COM | 14040h105 |
| CVS | CVS Health Corp | 15,832 | $1.249M | 0.6% | $78.89 * | $41.90 | +42.3% | COM | 126650100 |
| — | Scripps Networks Interactive I | 17,468 | $1.247M | 0.6% | $71.39 | $54.29 | — | COM | 811065101 |
| — | Technology Select Sector SPDR | 25,647 | $1.24M | 0.6% | $48.35 | $33.77 | — | COM | 81369y803 |
| ITW | Illinois Tool Works Inc | 9,924 | $1.215M | 0.6% | $122.43 * | $50.12 | +97.5% | COM | 452308109 |
| IJJ | iShares S&P Midcap 400/BARRA V | 8,351 | $1.213M | 0.6% | $145.25 * | $53.55 | +35.6% | ETF | 464287705 |
| USB | US Bancorp | 23,458 | $1.205M | 0.6% | $51.37 * | $22.51 | +62.9% | COM | 902973304 |
| PNC | PNC Financial Services Group I | 10,275 | $1.202M | 0.6% | $116.98 * | $62.99 | +37.9% | COM | 693475105 |
| — | Express Scripts Holding Co | 17,124 | $1.178M | 0.6% | $68.79 | $62.85 | — | COM | 30219g108 |
| FDN | First Trust Dow Jones Internet | 14,679 | $1.172M | 0.5% | $79.84 | $64.65 | +23.5% | COM | 33733E302 |
| ORCL | Oracle Corp | 30,272 | $1.164M | 0.5% | $38.45 * | $27.66 | +21.3% | COM | 68389X105 |
| FNMIX | Fidelity New Markets Income | 74,476 | $1.162M | 0.5% | $15.60 | $15.91 | — | CEF | 315910836 |
| GOOGL | Alphabet Inc Cl A | 1,429 | $1.132M | 0.5% | $792.16 * | $36.73 | +7.1% | COM | 02079K305 |
| BA | Boeing Co | 7,230 | $1.126M | 0.5% | $155.74 * | $80.37 | +79.6% | COM | 097023105 |
| — | SPDR Barclays Short-Term High | 39,418 | $1.091M | 0.5% | $27.68 | $30.20 | — | CEF | 78468r408 |
| GOOG | Alphabet Inc Cl | 1,393 | $1.075M | 0.5% | $771.72 * | $35.61 | +7.6% | COM | 02079K107 |
| — | FedEx Corp | 5,730 | $1.067M | 0.5% | $186.21 | $144.12 | — | COM | 31428x106 |
| T | AT & T Inc | 24,914 | $1.06M | 0.5% | $42.55 * | $12.62 | +33.3% | COM | 00206R102 |
| — | Comcast Corp | 15,336 | $1.059M | 0.5% | $69.05 | $42.08 | — | COM | 20030n101 |
| AMN | AMN Healthcare Services Inc | 27,420 | $1.054M | 0.5% | $38.44 | $18.04 | +113.1% | COM | 001744101 |
| ITA | iShares US Aerospace & Defense | 7,495 | $1.053M | 0.5% | $140.49 * | $56.04 | +25.4% | COM | 464288760 |
| SYK | Stryker Corp | 8,591 | $1.029M | 0.5% | $119.78 * | $57.08 | +90.2% | COM | 863667101 |
| APD | Air Products & Chemicals Inc | 7,115 | $1.023M | 0.5% | $143.78 * | $67.11 | +72.0% | COM | 009158106 |
| — | Utilities Select Sector SPDR E | 20,795 | $1.01M | 0.5% | $48.57 | $37.64 | — | COM | 81369y886 |
| TGT | Target Corp | 13,868 | $1.002M | 0.5% | $72.25 * | $55.21 | +0.4% | COM | 87612E106 |
| SWK | Stanley Black & Decker Inc | 8,700 | $998K | 0.5% | $114.71 * | $57.28 | +57.8% | COM | 854502101 |
| — | Barings Corporate Investors | 64,417 | $997K | 0.5% | $15.48 | $17.19 | — | CEF | 06759x107 |
| GLW | Corning Inc | 40,502 | $983K | 0.5% | $24.27 * | $10.49 | +82.0% | COM | 219350105 |
| — | SPDR S&P Intl Dividend ETF | 26,173 | $944K | 0.4% | $36.07 | $46.30 | — | ETF | 78463x772 |
| ITB | iShares US Home Construction | 34,150 | $938K | 0.4% | $27.47 | $28.60 | -3.9% | COM | 464288752 |
| IHI | iShares U.S. Medical Devices | 6,960 | $927K | 0.4% | $133.19 * | $21.71 | +2.2% | COM | 464288810 |
| BWA | BorgWarner Inc | 23,350 | $921K | 0.4% | $39.44 * | $25.51 | +18.5% | COM | 099724106 |
| — | Whitewave Foods Co Cl A | 16,419 | $913K | 0.4% | $55.61 | $32.74 | — | COM | 966244105 |
| MDT | Medtronic PLC | 12,754 | $908K | 0.4% | $71.19 * | $53.02 | +7.2% | COM | G5960L103 |
| BMY | Bristol-Myers Squibb Co | 15,370 | $899K | 0.4% | $58.49 * | $40.78 | +3.6% | COM | 110122108 |
| MRSH | Marsh & McLennan Cos Inc | 13,185 | $891K | 0.4% | $67.58 * | $43.06 | +35.4% | COM | 571748102 |
| IYR | iShares US Real Estate | 11,143 | $857K | 0.4% | $76.91 | $71.21 | +8.0% | COM | 464287739 |
| — | Cerner Corp | 17,548 | $831K | 0.4% | $47.36 | $51.69 | — | COM | 156782104 |
| — | L-3 Communications Holdings In | 5,404 | $822K | 0.4% | $152.11 | $85.76 | — | COM | 502424104 |
| — | Coach Inc | 23,163 | $811K | 0.4% | $35.01 | $47.28 | — | COM | 189754104 |
| CCL | Carnival Cruise Lines Inc Cl A | 15,530 | $808K | 0.4% | $52.03 * | $44.53 | +4.9% | COM | 143658300 |
| VZ | Verizon Communications Inc | 15,060 | $804K | 0.4% | $53.39 * | $27.25 | +21.5% | COM | 92343V104 |
| — | United Technologies Corp | 7,331 | $804K | 0.4% | $109.67 | $94.15 | — | COM | 913017109 |
| — | PowerShares Dynamic Pharmaceut | 14,180 | $795K | 0.4% | $56.06 | $63.34 | — | COM | 73935x799 |
| GNTX | Gentex Corp | 39,910 | $786K | 0.4% | $19.69 | $15.64 | +25.9% | COM | 371901109 |
| TMO | Thermo Fisher Scientific Inc | 5,511 | $778K | 0.4% | $141.17 * | $79.76 | +72.6% | COM | 883556102 |
| — | Knoll Inc | 27,720 | $774K | 0.4% | $27.92 | $27.78 | — | COM | 498904200 |
| DIS | Walt Disney Co | 7,227 | $753K | 0.4% | $104.19 * | $99.80 | -2.3% | COM | 254687106 |
| — | Dr Pepper Snapple Group Inc | 8,160 | $740K | 0.3% | $90.69 | $45.93 | — | COM | 26138e109 |
| — | Global X SuperDividend ETF | 35,521 | $739K | 0.3% | $20.80 | $24.02 | — | ETF | 37950e549 |
| — | E.I. duPont de Nemours & Co | 9,877 | $725K | 0.3% | $73.40 | $52.44 | — | COM | 263534109 |
| MAR | Marriott Intl Inc | 8,696 | $719K | 0.3% | $82.68 * | $46.53 | +64.2% | COM | 571903202 |
| — | CH Robinson Worldwide Inc | 9,720 | $712K | 0.3% | $73.25 | $67.63 | — | COM | 12541w209 |
| ABT | Abbott Laboratories | 18,475 | $710K | 0.3% | $38.43 * | $28.85 | +13.1% | COM | 002824100 |
| PFE | Pfizer Inc | 21,558 | $700K | 0.3% | $32.47 * | $17.90 | +16.1% | COM | 717081103 |
| BP | BP PLC - ADR | 18,500 | $692K | 0.3% | $37.41 | $42.56 | -12.2% | COM | 055622104 |
| — | Raytheon Co | 4,870 | $691K | 0.3% | $141.89 | $66.13 | — | COM | 755111507 |
| — | Bunge Limited | 9,515 | $687K | 0.3% | $72.20 | $59.10 | — | COM | G16962105 |
| OPLN | Kar Auction Services Inc | 15,945 | $680K | 0.3% | $42.65 * | $14.04 | +14.9% | COM | 48238T109 |
| CAKE | The Cheesecake Factory Inc | 11,280 | $675K | 0.3% | $59.84 * | $31.16 | +58.4% | COM | 163072101 |
| HUN | Huntsman Corp | 34,315 | $655K | 0.3% | $19.09 | $18.34 | +4.1% | COM | 447011107 |
| — | Harman Intl Industries Inc | 5,580 | $620K | 0.3% | $111.11 | $54.46 | — | COM | 413086109 |
| — | Seagate Technology PLC | 16,048 | $613K | 0.3% | $38.20 | $44.85 | — | COM | g7945M107 |
| — | ConocoPhillips | 11,850 | $594K | 0.3% | $50.13 | $59.56 | — | COM | 20825c104 |
| — | Visa Inc | 7,525 | $587K | 0.3% | $78.01 | $77.54 | — | COM | 92826c839 |
| TEVA | Teva Pharmaceutical Industries | 16,097 | $584K | 0.3% | $36.28 | $39.18 | -7.5% | COM | 881624209 |
| — | Staples Inc | 63,377 | $574K | 0.3% | $9.06 | $15.78 | — | COM | 855030102 |
| BAX | Baxter Intl Inc | 12,746 | $565K | 0.3% | $44.33 * | $29.29 | +30.4% | COM | 071813109 |
| URI | United Rentals Inc | 5,345 | $564K | 0.3% | $105.52 * | $69.99 | +46.1% | COM | 911363109 |
| OXY | Occidental Petroleum Corp | 7,811 | $556K | 0.3% | $71.18 * | $57.79 | -3.8% | COM | 674599105 |
| LLY | Eli Lilly & Co | 7,550 | $555K | 0.3% | $73.51 * | $42.21 | +50.7% | COM | 532457108 |
| QCOM | Qualcomm Inc | 8,226 | $536K | 0.3% | $65.16 * | $48.05 | +6.0% | COM | 747525103 |
| — | PureFunds ISE Cyber Security E | 20,180 | $534K | 0.3% | $26.46 | $23.87 | — | COM | 26924G201 |
| MCD | McDonald's Corp | 3,855 | $469K | 0.2% | $121.66 * | $80.41 | +22.3% | COM | 580135101 |
| — | BankUnited Inc | 12,031 | $453K | 0.2% | $37.65 | $26.35 | — | COM | 06652k103 |
| IBM | International Business Machine | 2,700 | $448K | 0.2% | $165.93 * | $117.25 | -8.1% | Call | 459200101 |
| — | Shire PLC - ADR | 2,587 | $441K | 0.2% | $170.47 | $184.24 | — | COM | 82481r106 |
| HUN | Huntsman Corp | 23,100 | $441K | 0.2% | $19.09 | $18.34 | +4.1% | Call | 447011107 |
| — | Sprott Physical Gold Trust | 46,829 | $440K | 0.2% | $9.40 | $10.12 | — | ETF | 85207h104 |
| BAC | Bank of America Corp | 18,841 | $416K | 0.2% | $22.08 * | $10.03 | +79.8% | COM | 060505104 |
| LQD | iShares IBOXX $ Investment Gra | 3,535 | $414K | 0.2% | $117.11 | $113.13 | +3.6% | ETF | 464287242 |
| GIS | General Mills Inc | 6,670 | $412K | 0.2% | $61.77 * | $39.62 | +13.0% | COM | 370334104 |
| PRAA | PRA Group Inc | 10,506 | $411K | 0.2% | $39.12 | $59.03 | -33.8% | COM | 69354N106 |
| — | PowerShares DB Commodity Track | 24,940 | $395K | 0.2% | $15.84 | $15.34 | — | COM | 73935s105 |
| — | Annaly Capital Management Inc | 36,681 | $366K | 0.2% | $9.98 | $11.29 | — | CEF | 035710409 |
| — | CDK Global Inc | 6,133 | $366K | 0.2% | $59.68 | $40.70 | — | COM | 12508e101 |
| — | Mylan N.V. | 9,405 | $359K | 0.2% | $38.17 | $38.17 | — | COM | N59465109 |
| — | Cardinal Health | 4,925 | $354K | 0.2% | $71.88 | $81.98 | — | COM | 14149y108 |
| BMY | Bristol-Myers Squibb Co | 5,600 | $327K | 0.2% | $58.39 * | $40.78 | +3.6% | Call | 110122108 |
| F | Ford Motor Co | 26,711 | $324K | 0.2% | $12.13 * | $7.88 | -4.9% | COM | 345370860 |
| EPD | Enterprise Products Part LP | 11,475 | $310K | 0.1% | $27.02 | $28.61 | — | COM | 293792107 |
| BND | Vanguard Total Bond Market | 3,826 | $309K | 0.1% | $80.76 | $80.50 | +0.4% | ETF | 921937835 |
| — | Harris Corp | 3,005 | $308K | 0.1% | $102.50 | $91.60 | — | COM | 413875105 |
| TTWO | Take-Two Interactive Software | 6,000 | $296K | 0.1% | $49.33 | $29.71 | +65.9% | COM | 874054109 |
| — | Knoll Inc | 9,800 | $274K | 0.1% | $27.96 | $27.78 | — | Call | 498904200 |
| ED | Consolidated Edison Inc | 3,585 | $264K | 0.1% | $73.64 * | $53.45 | -0.3% | COM | 209115104 |
| — | Staples Inc | 28,000 | $255K | 0.1% | $9.11 | $15.78 | — | Call | 855030102 |
| CLX | Clorox Co | 2,071 | $249K | 0.1% | $120.23 * | $65.65 | +41.0% | COM | 189054109 |
| GS | Goldman Sachs Group Inc | 1,026 | $246K | 0.1% | $239.77 * | $167.76 | +18.1% | COM | 38141G104 |
| ILF | iShares Latin American 40 ETF | 8,836 | $244K | 0.1% | $27.61 | $21.76 | +26.7% | ETF | 464287390 |
| UPS | United Parcel Service Inc | 2,055 | $236K | 0.1% | $114.84 * | $77.31 | +6.0% | COM | 911312106 |
| SHY | iShares Barclays 1-3yr Treasur | 2,750 | $232K | 0.1% | $84.36 | $84.32 | +0.2% | ETF | 464287457 |
| — | MetLife Inc | 4,200 | $226K | 0.1% | $53.81 | $45.76 | — | Call | 59156r108 |
| — | Acacia Communications Inc | 3,600 | $222K | 0.1% | $61.67 | $61.67 | — | COM | 00401C108 |
| — | Consumer Discr Select Sector S | 2,705 | $220K | 0.1% | $81.33 | $78.11 | — | COM | 81369y407 |
| — | Calamos Convertible Opp & Inc | 21,500 | $217K | 0.1% | $10.09 | $9.91 | — | CEF | 128117108 |
| CL | Colgate-Palmolive Co | 3,251 | $213K | 0.1% | $65.52 * | $48.87 | +8.3% | COM | 194162103 |
| IP | Intl Paper Co | 3,966 | $210K | 0.1% | $52.95 * | $31.25 | +9.1% | COM | 460146103 |
| HUN | Huntsman Corp | 10,200 | $194K | 0.1% | $19.02 | $18.34 | +4.1% | Put | 447011107 |
| PKG | Packaging Corp of America | 2,200 | $187K | 0.1% | $85.00 * | $51.65 | +26.2% | Call | 695156109 |
| PKG | Packaging Corp of America | 2,100 | $178K | 0.1% | $84.76 * | $51.65 | +26.2% | COM | 695156109 |
| — | Transocean Sedco Forex Inc | 10,561 | $156K | 0.1% | $14.77 | $14.77 | — | COM | h8817h100 |
| GLW | Corning Inc | 5,600 | $136K | 0.1% | $24.29 * | $10.49 | +82.0% | Put | 219350105 |
| — | Level 3 Communications | 2,232 | $126K | 0.1% | $56.45 | $56.45 | — | COM | 52729n100 |
| SLB | Schlumberger Ltd | 1,500 | $126K | 0.1% | $84.00 * | $53.16 | +22.0% | Put | 806857108 |
| MSFT | Microsoft Corp | 1,900 | $118K | 0.1% | $62.11 * | $27.87 | +100.6% | Put | 594918104 |
| — | Level 3 Communications | 2,000 | $113K | 0.1% | $56.50 | $56.45 | — | Put | 52729n100 |
| — | Coach Inc | 2,900 | $102K | 0.0% | $35.17 | $47.28 | — | Call | 189754104 |
| BLOZF | Cannabix Technologies Inc | 145,000 | $89,000 | 0.0% | $0.61 * | $0.25 | +105.3% | COM | 13765L101 |
| — | Amarin Corporation PLC - ADR | 23,900 | $74,000 | 0.0% | $3.10 | $1.81 | — | COM | 023111206 |
| — | Applied DNA Sciences Inc | 20,921 | $39,000 | 0.0% | $1.86 | $3.98 | — | COM | 03815u201 |
| PNC | PNC Financial Services Group I | 300 | $35,000 | 0.0% | $116.67 * | $62.99 | +37.9% | Put | 693475105 |
| VGZ | Vista Gold Corp | 35,000 | $33,000 | 0.0% | $0.94 | $0.89 | +7.6% | COM | 927926303 |
| — | Golden Star Res Ltd | 40,000 | $30,000 | 0.0% | $0.75 | $0.41 | — | COM | 38119t104 |
| — | Competitive Companies Inc | 700,000 | $21,000 | 0.0% | $0.03 | $0.03 | — | COM | 204510101 |
| — | Iconic Brands Inc | 1,825,000 | $21,000 | 0.0% | $0.01 | $0.00 | — | COM | 45107v207 |
| — | RegeneRx Biopharmaceuticals | 62,537 | $20,000 | 0.0% | $0.32 | $0.08 | — | COM | 75886x108 |
| — | Exxon Mobil Corp | 200 | $18,000 | 0.0% | $90.00 | $89.01 | — | Put | 30231g102 |
| CVS | CVS Health Corp | 200 | $16,000 | 0.0% | $80.00 * | $41.90 | +42.3% | Call | 126650100 |
| — | General Electric Co | 500 | $16,000 | 0.0% | $32.00 | $23.34 | — | Call | 369604103 |
| — | Exeter Resource Corp | 20,000 | $15,000 | 0.0% | $0.75 | $0.69 | — | COM | 301835104 |
| AAPL | Apple Inc | 100 | $12,000 | 0.0% | $120.00 * | $18.44 | +44.8% | Call | 037833100 |
| FBEC | FBEC Worldwide Inc | 650,000 | $6,000 | 0.0% | $0.01 | $0.02 | +21.2% | COM | 30255M100 |
| OPLN | Kar Auction Services Inc | 100 | $4,000 | 0.0% | $40.00 * | $14.04 | +14.9% | Call | 48238T109 |
| — | Breathtec Biomedical Inc | 15,000 | $2,000 | 0.0% | $0.13 | $0.13 | — | COM | 10639L101 |
| — | E Digital Corp | 60,000 | $2,000 | 0.0% | $0.03 | $0.07 | — | COM | 25841y103 |
| — | Life Clips Inc | 33,000 | $1,000 | 0.0% | $0.03 | $0.61 | — | COM | 53185D107 |
| — | Secd Digital Appl Reg Revok 5/ | 25,000 | $0 | 0.0% | $0.00 | — | — | COM | 813714102 |
| — | IDenta Corp | 1,094,700 | $0 | 0.0% | $0.00 | $0.00 | — | COM | 451671101 |
| — | Geopharma Inc | 40,000 | $0 | 0.0% | $0.00 | — | — | COM | 37250a106 |
| — | Water Technologies Intl | 404,000 | $0 | 0.0% | $0.00 | $0.01 | — | COM | 94114g100 |
| — | Axiom Corp | 130,000 | $0 | 0.0% | $0.00 | $0.09 | — | COM | 05463T105 |
| — | Access Worldwide Communication | 36,750 | $0 | 0.0% | $0.00 | — | — | COM | 004319109 |