Location: Princeton, NJ
CIK: 0001287618 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 4, 2017
Total Value: $222M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF Trust | 62,847 | $14.81M | 6.7% | $235.73 | $164.52 | +43.3% | IND | 78462F103 |
| DVY | iShares DJ Select Dividend Ind | 87,278 | $7.951M | 3.6% | $91.10 | $66.47 | +37.1% | ETF | 464287168 |
| — | Guggenheim S&P 500 Equal Weigh | 67,716 | $6.15M | 2.8% | $90.82 | $63.04 | — | IND | 78355w106 |
| — | PowerShares QQQ Trust Series 1 | 41,343 | $5.473M | 2.5% | $132.38 | $111.86 | — | IND | 73935A104 |
| — | SPDR S&P MidCap 400 ETF Trust | 14,410 | $4.502M | 2.0% | $312.42 | $216.98 | — | IND | 78467y107 |
| AAPL | Apple Inc | 30,826 | $4.428M | 2.0% | $143.64 * | $18.44 | +80.3% | COM | 037833100 |
| — | Exxon Mobil Corp | 50,358 | $4.13M | 1.9% | $82.01 | $89.01 | — | COM | 30231g102 |
| LOW | Lowe's Cos Inc | 43,503 | $3.576M | 1.6% | $82.20 * | $32.16 | +117.3% | COM | 548661107 |
| IJK | iShares S&P Midcap 400 Growth | 17,791 | $3.396M | 1.5% | $190.88 * | $37.21 | +28.3% | ETF | 464287606 |
| IBM | International Business Machine | 19,437 | $3.385M | 1.5% | $174.15 * | $117.25 | -2.8% | COM | 459200101 |
| SWPPX | Schwab S&P 500 Index Fund | 88,588 | $3.233M | 1.5% | $36.49 | $27.85 | — | IND | 808509855 |
| — | General Electric Co | 108,240 | $3.226M | 1.5% | $29.80 | $23.34 | — | COM | 369604103 |
| VYM | Vanguard High Dividend Yield E | 41,172 | $3.197M | 1.4% | $77.65 | $58.75 | +32.2% | ETF | 921946406 |
| MSFT | Microsoft Corp | 47,157 | $3.106M | 1.4% | $65.87 * | $27.87 | +113.9% | COM | 594918104 |
| IWM | iShares Russell 2000 Index Fun | 22,135 | $3.043M | 1.4% | $137.47 | $98.72 | +39.3% | IND | 464287655 |
| — | JP Morgan Chase & Co | 34,305 | $3.013M | 1.4% | $87.83 | $52.88 | — | COM | 46625h100 |
| IWC | iShares Russell Microcap Index | 34,055 | $2.917M | 1.3% | $85.66 | $62.35 | +37.4% | IND | 464288869 |
| JNJ | Johnson & Johnson | 21,195 | $2.64M | 1.2% | $124.56 * | $61.73 | +58.3% | COM | 478160104 |
| — | Vanguard Telecommunication Ser | 27,656 | $2.624M | 1.2% | $94.88 | $78.92 | — | COM | 92204a884 |
| — | BlackRock Inc | 6,598 | $2.53M | 1.1% | $383.45 | $260.31 | — | COM | 09247x101 |
| IJT | iShares S&P Smallcap 600/BARRA | 15,295 | $2.341M | 1.1% | $153.06 * | $65.14 | +17.5% | ETF | 464287887 |
| — | MetLife Inc | 43,215 | $2.283M | 1.0% | $52.83 | $45.76 | — | COM | 59156r108 |
| IVW | iShares S&P 500 Growth | 17,326 | $2.279M | 1.0% | $131.54 * | $23.10 | +42.3% | ETF | 464287309 |
| — | Calamos Convertible & High Inc | 198,208 | $2.258M | 1.0% | $11.39 | $12.36 | — | CEF | 12811p108 |
| PFF | iShares S&P Preferred Stock In | 57,450 | $2.223M | 1.0% | $38.69 | $38.34 | +0.9% | CEF | 464288687 |
| SPY | SPDR S&P 500 ETF Trust | 9,400 | $2.216M | 1.0% | $235.74 | $164.52 | +43.3% | Put | 78462F103 |
| AMGN | Amgen Inc | 12,822 | $2.104M | 0.9% | $164.09 * | $79.30 | +58.8% | COM | 031162100 |
| — | PowerShares CEF Income Composi | 85,322 | $1.971M | 0.9% | $23.10 | $23.92 | — | CEF | 73936q843 |
| CSCO | Cisco Systems Inc | 57,998 | $1.96M | 0.9% | $33.79 * | $16.49 | +56.4% | COM | 17275R102 |
| ADP | Automatic Data Processing Inc | 18,900 | $1.935M | 0.9% | $102.38 * | $45.09 | +88.6% | COM | 053015103 |
| PEP | Pepsico Inc | 16,881 | $1.888M | 0.9% | $111.84 * | $56.00 | +53.2% | COM | 713448108 |
| — | Vanguard Utilities ETF | 16,111 | $1.815M | 0.8% | $112.66 | $82.19 | — | COM | 92204a876 |
| — | Materials Select Sector SPDR E | 34,553 | $1.811M | 0.8% | $52.41 | $38.82 | — | COM | 81369y100 |
| — | Dreyfus Midcap Index Fund | 48,390 | $1.759M | 0.8% | $36.35 | $35.56 | — | IND | 712223106 |
| EFA | iShares MSCI EAFE Index | 27,881 | $1.737M | 0.8% | $62.30 | $61.11 | +1.9% | ETF | 464287465 |
| WMT | Wal-Mart Stores Inc | 23,306 | $1.68M | 0.8% | $72.08 * | $18.72 | +10.9% | COM | 931142103 |
| — | Skyworks Solutions Inc | 16,626 | $1.629M | 0.7% | $97.98 | $51.37 | — | COM | 83088m102 |
| PG | Procter & Gamble Co | 18,088 | $1.625M | 0.7% | $89.84 * | $55.20 | +28.7% | COM | 742718109 |
| SWSSX | Schwab Small-Cap Index Fund | 55,957 | $1.612M | 0.7% | $28.81 | $26.73 | — | IND | 808509848 |
| — | SPDR S&P Dividend ETF | 18,277 | $1.611M | 0.7% | $88.14 | $69.89 | — | ETF | 78464a763 |
| — | 3M Co | 8,421 | $1.611M | 0.7% | $191.31 | $109.91 | — | COM | 88579y101 |
| SLB | Schlumberger Ltd | 20,381 | $1.592M | 0.7% | $78.11 * | $53.16 | +14.1% | COM | 806857108 |
| INTC | Intel Corp | 40,737 | $1.469M | 0.7% | $36.06 * | $17.95 | +65.2% | COM | 458140100 |
| — | AbbVie Inc | 21,695 | $1.414M | 0.6% | $65.18 | $43.60 | — | COM | 00287y109 |
| WFC | Wells Fargo & Co | 25,030 | $1.393M | 0.6% | $55.65 * | $27.55 | +58.3% | COM | 949746101 |
| — | Scripps Networks Interactive I | 17,623 | $1.381M | 0.6% | $78.36 | $54.29 | — | COM | 811065101 |
| — | Technology Select Sector SPDR | 25,871 | $1.379M | 0.6% | $53.30 | $33.77 | — | COM | 81369y803 |
| CVX | Chevron Corp | 12,712 | $1.365M | 0.6% | $107.38 * | $71.19 | +3.7% | COM | 166764100 |
| ITW | Illinois Tool Works Inc | 9,974 | $1.321M | 0.6% | $132.44 * | $50.12 | +114.7% | COM | 452308109 |
| BK | Bank of New York Mellon Corp | 27,720 | $1.309M | 0.6% | $47.22 * | $21.44 | +74.4% | COM | 064058100 |
| — | Alerian MLP ETF | 102,570 | $1.304M | 0.6% | $12.71 | $17.54 | — | ETF | 00162q866 |
| FDN | First Trust Dow Jones Internet | 14,711 | $1.295M | 0.6% | $88.03 | $64.65 | +36.2% | COM | 33733E302 |
| SYY | Sysco Corp | 24,849 | $1.29M | 0.6% | $51.91 * | $24.50 | +68.1% | COM | 871829107 |
| — | Walgreens Boot Alliance Inc | 15,328 | $1.273M | 0.6% | $83.05 | $76.21 | — | COM | 931427108 |
| BMY | Bristol-Myers Squibb Co | 23,370 | $1.271M | 0.6% | $54.39 * | $40.49 | -2.2% | COM | 110122108 |
| CVS | CVS Health Corp | 16,122 | $1.266M | 0.6% | $78.53 * | $42.23 | +41.2% | COM | 126650100 |
| — | Capital One Financial Corp | 14,485 | $1.255M | 0.6% | $86.64 | $63.05 | — | COM | 14040h105 |
| IJJ | iShares S&P Midcap 400/BARRA V | 8,366 | $1.242M | 0.6% | $148.46 * | $53.55 | +38.6% | ETF | 464287705 |
| PNC | PNC Financial Services Group I | 10,200 | $1.226M | 0.6% | $120.20 * | $62.99 | +42.4% | COM | 693475105 |
| GOOGL | Alphabet Inc Cl A | 1,436 | $1.217M | 0.5% | $847.49 * | $36.73 | +14.5% | COM | 02079K305 |
| USB | US Bancorp | 23,528 | $1.212M | 0.5% | $51.51 * | $22.51 | +64.2% | COM | 902973304 |
| FNMIX | Fidelity New Markets Income | 74,877 | $1.205M | 0.5% | $16.09 | $15.91 | — | CEF | 315910836 |
| — | Comcast Corp | 31,091 | $1.169M | 0.5% | $37.60 | $39.81 | — | COM | 20030n101 |
| GOOG | Alphabet Inc Cl | 1,405 | $1.166M | 0.5% | $829.89 * | $35.61 | +15.6% | COM | 02079K107 |
| SWK | Stanley Black & Decker Inc | 8,760 | $1.164M | 0.5% | $132.88 * | $57.28 | +83.6% | COM | 854502101 |
| SYK | Stryker Corp | 8,601 | $1.132M | 0.5% | $131.61 * | $57.08 | +109.7% | COM | 863667101 |
| — | FedEx Corp | 5,775 | $1.127M | 0.5% | $195.15 | $144.12 | — | COM | 31428x106 |
| ITA | iShares US Aerospace & Defense | 7,575 | $1.127M | 0.5% | $148.78 * | $56.23 | +32.2% | COM | 464288760 |
| AMN | AMN Healthcare Services Inc | 27,695 | $1.124M | 0.5% | $40.58 | $18.25 | +122.4% | COM | 001744101 |
| — | SPDR Barclays Short-Term High | 39,888 | $1.115M | 0.5% | $27.95 | $30.17 | — | CEF | 78468r408 |
| ITB | iShares US Home Construction | 34,750 | $1.111M | 0.5% | $31.97 | $28.62 | +11.7% | COM | 464288752 |
| GLW | Corning Inc | 40,043 | $1.081M | 0.5% | $27.00 * | $10.49 | +103.6% | COM | 219350105 |
| ORCL | Oracle Corp | 24,067 | $1.074M | 0.5% | $44.63 * | $27.66 | +41.3% | COM | 68389X105 |
| — | Utilities Select Sector SPDR E | 20,795 | $1.067M | 0.5% | $51.31 | $37.64 | — | COM | 81369y886 |
| — | Cerner Corp | 17,903 | $1.054M | 0.5% | $58.87 | $51.84 | — | COM | 156782104 |
| T | AT & T Inc | 25,014 | $1.039M | 0.5% | $41.54 * | $12.62 | +32.3% | COM | 00206R102 |
| MDT | Medtronic PLC | 12,773 | $1.029M | 0.5% | $80.56 * | $53.02 | +21.9% | COM | G5960L103 |
| — | SPDR S&P Intl Dividend ETF | 26,248 | $1M | 0.5% | $38.10 | $46.30 | — | ETF | 78463x772 |
| — | Barings Corporate Investors | 64,417 | $984K | 0.4% | $15.28 | $17.19 | — | CEF | 06759x107 |
| BA | Boeing Co | 5,550 | $982K | 0.4% | $176.94 * | $80.37 | +105.8% | COM | 097023105 |
| BWA | BorgWarner Inc | 23,500 | $982K | 0.4% | $41.79 * | $25.51 | +26.0% | COM | 099724106 |
| MRSH | Marsh & McLennan Cos Inc | 13,215 | $976K | 0.4% | $73.86 * | $43.06 | +48.7% | COM | 571748102 |
| — | Coach Inc | 23,328 | $964K | 0.4% | $41.32 | $47.28 | — | COM | 189754104 |
| APD | Air Products & Chemicals Inc | 7,115 | $963K | 0.4% | $135.35 * | $67.11 | +62.9% | COM | 009158106 |
| PHM | PulteGroup Inc | 39,425 | $928K | 0.4% | $23.54 * | $19.47 | +9.6% | COM | 745867101 |
| — | Whitewave Foods Co Cl A | 16,419 | $922K | 0.4% | $56.15 | $32.74 | — | COM | 966244105 |
| CCL | Carnival Cruise Lines Inc Cl A | 15,395 | $907K | 0.4% | $58.92 * | $44.53 | +19.5% | COM | 143658300 |
| IYR | iShares US Real Estate | 11,246 | $883K | 0.4% | $78.52 | $71.21 | +10.2% | COM | 464287739 |
| GNTX | Gentex Corp | 40,485 | $864K | 0.4% | $21.34 | $15.72 | +35.7% | COM | 371901109 |
| — | NXP Semiconductors NV submitte | 8,270 | $860K | 0.4% | $103.99 | $103.99 | — | COM | n65990017 |
| TMO | Thermo Fisher Scientific Inc | 5,526 | $849K | 0.4% | $153.64 * | $79.76 | +88.1% | COM | 883556102 |
| HUN | Huntsman Corp | 34,425 | $845K | 0.4% | $24.55 | $18.34 | +33.8% | COM | 447011107 |
| — | PowerShares Dynamic Pharmaceut | 14,370 | $844K | 0.4% | $58.73 | $63.28 | — | COM | 73935x799 |
| ABT | Abbott Laboratories | 18,780 | $834K | 0.4% | $44.41 * | $28.98 | +31.0% | COM | 002824100 |
| — | United Technologies Corp | 7,401 | $831K | 0.4% | $112.28 | $94.15 | — | COM | 913017109 |
| — | Express Scripts Holding Co | 12,484 | $823K | 0.4% | $65.92 | $62.85 | — | COM | 30219g108 |
| MAR | Marriott Intl Inc | 8,741 | $823K | 0.4% | $94.15 * | $46.53 | +87.7% | COM | 571903202 |
| DIS | Walt Disney Co | 7,202 | $817K | 0.4% | $113.44 * | $99.80 | +6.3% | COM | 254687106 |
| — | Hanesbrands Inc | 38,345 | $796K | 0.4% | $20.76 | $20.76 | — | COM | 410345102 |
| — | Dr Pepper Snapple Group Inc | 8,115 | $795K | 0.4% | $97.97 | $45.93 | — | COM | 26138e109 |
| — | E.I. duPont de Nemours & Co | 9,877 | $793K | 0.4% | $80.29 | $52.44 | — | COM | 263534109 |
| — | Global X SuperDividend ETF | 35,821 | $768K | 0.3% | $21.44 | $24.02 | — | ETF | 37950e549 |
| — | Bunge Limited | 9,570 | $759K | 0.3% | $79.31 | $59.10 | — | COM | G16962105 |
| VZ | Verizon Communications Inc | 15,535 | $757K | 0.3% | $48.73 * | $27.38 | +11.6% | COM | 92343V104 |
| — | CH Robinson Worldwide Inc | 9,795 | $757K | 0.3% | $77.28 | $67.63 | — | COM | 12541w209 |
| — | Seagate Technology PLC | 16,163 | $742K | 0.3% | $45.91 | $44.85 | — | COM | g7945M107 |
| — | Raytheon Co | 4,845 | $739K | 0.3% | $152.53 | $66.13 | — | COM | 755111507 |
| TGT | Target Corp | 12,803 | $707K | 0.3% | $55.22 * | $55.21 | -22.6% | COM | 87612E106 |
| OPLN | Kar Auction Services Inc | 16,080 | $702K | 0.3% | $43.66 * | $14.04 | +17.7% | COM | 48238T109 |
| CAKE | The Cheesecake Factory Inc | 11,030 | $699K | 0.3% | $63.37 * | $31.16 | +68.2% | COM | 163072101 |
| — | Visa Inc | 7,620 | $677K | 0.3% | $88.85 | $77.68 | — | COM | 92826c839 |
| URI | United Rentals Inc | 5,345 | $668K | 0.3% | $124.98 * | $69.99 | +73.0% | COM | 911363109 |
| PFE | Pfizer Inc | 19,512 | $668K | 0.3% | $34.24 * | $17.90 | +23.5% | COM | 717081103 |
| BAX | Baxter Intl Inc | 12,786 | $663K | 0.3% | $51.85 * | $29.29 | +52.9% | COM | 071813109 |
| — | Knoll Inc | 27,810 | $662K | 0.3% | $23.80 | $27.78 | — | COM | 498904200 |
| BP | BP PLC - ADR | 18,900 | $652K | 0.3% | $34.50 | $42.40 | -18.6% | COM | 055622104 |
| LLY | Eli Lilly & Co | 7,550 | $635K | 0.3% | $84.11 * | $42.21 | +73.5% | COM | 532457108 |
| — | PureFunds ISE Cyber Security E | 20,255 | $598K | 0.3% | $29.52 | $23.87 | — | COM | 26924G201 |
| — | ConocoPhillips | 11,800 | $588K | 0.3% | $49.83 | $59.56 | — | COM | 20825c104 |
| — | Staples Inc | 63,877 | $560K | 0.3% | $8.77 | $15.78 | — | COM | 855030102 |
| TEVA | Teva Pharmaceutical Industries | 16,422 | $527K | 0.2% | $32.09 | $39.08 | -17.9% | COM | 881624209 |
| OXY | Occidental Petroleum Corp | 7,936 | $503K | 0.2% | $63.38 * | $57.70 | -13.3% | COM | 674599105 |
| QCOM | Qualcomm Inc | 8,706 | $499K | 0.2% | $57.32 * | $47.91 | -5.6% | COM | 747525103 |
| MCD | McDonald's Corp | 3,755 | $487K | 0.2% | $129.69 * | $80.41 | +31.2% | COM | 580135101 |
| — | L3 Technologies Inc | 2,916 | $482K | 0.2% | $165.29 | $165.29 | — | COM | 502413107 |
| HUN | Huntsman Corp | 19,600 | $481K | 0.2% | $24.54 | $18.34 | +33.8% | Call | 447011107 |
| — | Shire PLC - ADR | 2,594 | $452K | 0.2% | $174.25 | $184.24 | — | COM | 82481r106 |
| — | BankUnited Inc | 12,031 | $449K | 0.2% | $37.32 | $26.35 | — | COM | 06652k103 |
| — | SPDR S&P Regional Banking | 8,125 | $444K | 0.2% | $54.65 | $54.65 | — | COM | 78464a698 |
| BAC | Bank of America Corp | 18,842 | $444K | 0.2% | $23.56 * | $10.03 | +92.5% | COM | 060505104 |
| — | Sprott Physical Gold Trust | 43,181 | $441K | 0.2% | $10.21 | $10.12 | — | ETF | 85207h104 |
| — | Annaly Capital Management Inc | 38,456 | $427K | 0.2% | $11.10 | $11.28 | — | CEF | 035710409 |
| IBM | International Business Machine | 2,400 | $418K | 0.2% | $174.17 * | $117.25 | -2.8% | Call | 459200101 |
| LQD | iShares IBOXX $ Investment Gra | 3,535 | $417K | 0.2% | $117.96 | $113.13 | +4.2% | ETF | 464287242 |
| — | Cardinal Health | 5,000 | $408K | 0.2% | $81.60 | $81.97 | — | COM | 14149y108 |
| — | CDK Global Inc | 6,133 | $399K | 0.2% | $65.06 | $40.70 | — | COM | 12508e101 |
| — | PowerShares DB Commodity Track | 25,055 | $381K | 0.2% | $15.21 | $15.34 | — | COM | 73935s105 |
| GIS | General Mills Inc | 6,235 | $368K | 0.2% | $59.02 * | $39.62 | +8.8% | COM | 370334104 |
| — | Mylan N.V. | 9,405 | $367K | 0.2% | $39.02 | $38.17 | — | COM | N59465109 |
| TTWO | Take-Two Interactive Software | 6,000 | $356K | 0.2% | $59.33 | $29.71 | +99.5% | COM | 874054109 |
| — | Harris Corp | 3,005 | $334K | 0.2% | $111.15 | $91.60 | — | COM | 413875105 |
| — | Bunge Limited | 4,200 | $333K | 0.2% | $79.29 | $59.10 | — | Call | G16962105 |
| F | Ford Motor Co | 26,215 | $305K | 0.1% | $11.63 * | $7.88 | -7.3% | COM | 345370860 |
| EPD | Enterprise Products Part LP | 11,005 | $304K | 0.1% | $27.62 | $28.61 | — | COM | 293792107 |
| ED | Consolidated Edison Inc | 3,835 | $298K | 0.1% | $77.71 * | $53.53 | +5.9% | COM | 209115104 |
| BND | Vanguard Total Bond Market | 3,656 | $296K | 0.1% | $80.96 | $80.50 | +0.7% | ETF | 921937835 |
| — | Acacia Communications Inc | 5,000 | $293K | 0.1% | $58.60 | $60.81 | — | COM | 00401C108 |
| ILF | iShares Latin American 40 ETF | 8,946 | $284K | 0.1% | $31.75 | $21.88 | +45.0% | ETF | 464287390 |
| CLX | Clorox Co | 2,073 | $279K | 0.1% | $134.59 * | $65.65 | +59.5% | COM | 189054109 |
| PII | Polaris Industries Inc | 3,000 | $251K | 0.1% | $83.67 | — | — | Call | 731068102 |
| — | Calamos Convertible Opp & Inc | 21,950 | $241K | 0.1% | $10.98 | $9.93 | — | CEF | 128117108 |
| — | Consumer Discr Select Sector S | 2,705 | $238K | 0.1% | $87.99 | $78.11 | — | COM | 81369y407 |
| AMZN | Amazon.com Inc | 265 | $235K | 0.1% | $886.79 * | $41.67 | +6.4% | COM | 023135106 |
| SHY | iShares Barclays 1-3yr Treasur | 2,750 | $232K | 0.1% | $84.36 | $84.32 | +0.2% | ETF | 464287457 |
| UPS | United Parcel Service Inc | 2,055 | $221K | 0.1% | $107.54 * | $77.31 | -0.1% | COM | 911312106 |
| GS | Goldman Sachs Group Inc | 940 | $216K | 0.1% | $229.79 * | $167.76 | +13.6% | COM | 38141G104 |
| — | Tiffany & Co | 2,250 | $214K | 0.1% | $95.11 | $95.11 | — | COM | 886547108 |
| CL | Colgate-Palmolive Co | 2,833 | $207K | 0.1% | $73.07 * | $48.87 | +21.8% | COM | 194162103 |
| — | Facebook Inc | 1,440 | $205K | 0.1% | $142.36 | $142.36 | — | COM | 30303m102 |
| SLB | Schlumberger Ltd | 2,600 | $203K | 0.1% | $78.08 * | $53.16 | +14.1% | Put | 806857108 |
| IP | Intl Paper Co | 3,966 | $201K | 0.1% | $50.68 * | $31.25 | +5.4% | COM | 460146103 |
| HUN | Huntsman Corp | 6,400 | $157K | 0.1% | $24.53 | $18.34 | +33.8% | Put | 447011107 |
| GLW | Corning Inc | 5,400 | $145K | 0.1% | $26.85 * | $10.49 | +103.6% | Put | 219350105 |
| — | Level 3 Communications | 2,232 | $128K | 0.1% | $57.35 | $56.45 | — | COM | 52729n100 |
| — | Coach Inc | 2,800 | $115K | 0.1% | $41.07 | $47.28 | — | Call | 189754104 |
| — | Level 3 Communications | 2,000 | $114K | 0.1% | $57.00 | $56.45 | — | Put | 52729n100 |
| BAC | Bank of America Corp | 4,200 | $99,000 | 0.0% | $23.57 * | $10.03 | +92.5% | Put | 060505104 |
| MSFT | Microsoft Corp | 1,200 | $79,000 | 0.0% | $65.83 * | $27.87 | +113.9% | Put | 594918104 |
| — | Knoll Inc | 3,200 | $76,000 | 0.0% | $23.75 | $27.78 | — | Call | 498904200 |
| — | Amarin Corporation PLC - ADR | 23,000 | $74,000 | 0.0% | $3.22 | $1.81 | — | COM | 023111206 |
| — | Hanesbrands Inc | 2,500 | $52,000 | 0.0% | $20.80 | $20.76 | — | Call | 410345102 |
| — | Staples Inc | 5,500 | $47,000 | 0.0% | $8.55 | $15.78 | — | Call | 855030102 |
| VGZ | Vista Gold Corp | 35,000 | $36,000 | 0.0% | $1.03 | $0.89 | +14.3% | COM | 927926303 |
| PNC | PNC Financial Services Group I | 300 | $36,000 | 0.0% | $120.00 * | $62.99 | +42.4% | Put | 693475105 |
| — | Exeter Resource Corp | 20,000 | $35,000 | 0.0% | $1.75 | $0.69 | — | COM | 301835104 |
| — | Golden Star Res Ltd | 40,000 | $34,000 | 0.0% | $0.85 | $0.41 | — | COM | 38119t104 |
| — | Applied DNA Sciences Inc | 13,412 | $22,000 | 0.0% | $1.64 | $3.98 | — | COM | 03815u201 |
| — | RegeneRx Biopharmaceuticals | 62,537 | $18,000 | 0.0% | $0.29 | $0.08 | — | COM | 75886x108 |
| — | Competitive Companies Inc | 700,000 | $17,000 | 0.0% | $0.02 | $0.03 | — | COM | 204510101 |
| — | Exxon Mobil Corp | 200 | $16,000 | 0.0% | $80.00 | $89.01 | — | Put | 30231g102 |
| AAPL | Apple Inc | 100 | $14,000 | 0.0% | $140.00 * | $18.44 | +80.3% | Call | 037833100 |
| — | Mylan N.V. | 300 | $12,000 | 0.0% | $40.00 | $38.17 | — | Call | N59465109 |
| — | E Digital Corp | 60,000 | $2,000 | 0.0% | $0.03 | $0.07 | — | COM | 25841y103 |
| FBEC | FBEC Worldwide Inc | 650,000 | $1,000 | 0.0% | $0.00 | $0.02 | -57.2% | COM | 30255M100 |
| — | Life Clips Inc | 33,000 | $0 | 0.0% | $0.00 | $0.61 | — | COM | 53185D107 |
| — | Geopharma Inc | 40,000 | $0 | 0.0% | $0.00 | — | — | COM | 37250a106 |
| — | Axiom Corp | 130,000 | $0 | 0.0% | $0.00 | $0.09 | — | COM | 05463T105 |
| — | Water Technologies Intl | 404,000 | $0 | 0.0% | $0.00 | $0.01 | — | COM | 94114g100 |
| — | IDenta Corp | 1,094,700 | $0 | 0.0% | $0.00 | $0.00 | — | COM | 451671101 |
| — | Secd Digital Appl Reg Revok 5/ | 25,000 | $0 | 0.0% | $0.00 | — | — | COM | 813714102 |
| — | Access Worldwide Communication | 36,750 | $0 | 0.0% | $0.00 | — | — | COM | 004319109 |