Location: Princeton, NJ
CIK: 0001287618 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Jul 28, 2017
Total Value: $226M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF Trust | 63,502 | $15.36M | 6.8% | $241.80 | $165.29 | +46.3% | IND | 78462F103 |
| DVY | iShares DJ Select Dividend Ind | 86,863 | $8.01M | 3.6% | $92.21 | $66.47 | +38.7% | ETF | 464287168 |
| — | Guggenheim S&P 500 Equal Weigh | 68,616 | $6.359M | 2.8% | $92.68 | $63.43 | — | IND | 78355w106 |
| — | PowerShares QQQ Trust Series 1 | 41,728 | $5.743M | 2.5% | $137.63 | $111.86 | — | IND | 73935A104 |
| — | SPDR S&P MidCap 400 ETF Trust | 14,532 | $4.616M | 2.0% | $317.64 | $216.98 | — | IND | 78467y107 |
| AAPL | Apple Inc | 30,507 | $4.394M | 1.9% | $144.03 * | $18.44 | +81.5% | COM | 037833100 |
| — | Exxon Mobil Corp | 50,098 | $4.044M | 1.8% | $80.72 | $89.01 | — | COM | 30231g102 |
| IJK | iShares S&P Midcap 400 Growth | 17,891 | $3.518M | 1.6% | $196.64 * | $37.21 | +32.1% | ETF | 464287606 |
| SWPPX | Schwab S&P 500 Index Fund | 90,211 | $3.395M | 1.5% | $37.63 | $28.03 | — | IND | 808509855 |
| LOW | Lowe's Cos Inc | 43,498 | $3.372M | 1.5% | $77.52 * | $32.16 | +105.8% | COM | 548661107 |
| MSFT | Microsoft Corp | 46,970 | $3.238M | 1.4% | $68.94 * | $27.87 | +125.2% | COM | 594918104 |
| VYM | Vanguard High Dividend Yield E | 41,262 | $3.225M | 1.4% | $78.16 | $58.75 | +33.0% | ETF | 921946406 |
| IWM | iShares Russell 2000 Index Fun | 22,180 | $3.126M | 1.4% | $140.94 | $98.72 | +42.7% | IND | 464287655 |
| — | JP Morgan Chase & Co | 34,175 | $3.124M | 1.4% | $91.41 | $52.88 | — | COM | 46625h100 |
| IWC | iShares Russell Microcap Index | 34,858 | $3.1M | 1.4% | $88.93 | $62.90 | +41.4% | IND | 464288869 |
| IBM | International Business Machine | 19,220 | $2.957M | 1.3% | $153.85 * | $117.25 | -13.3% | COM | 459200101 |
| — | General Electric Co | 108,852 | $2.94M | 1.3% | $27.01 | $23.34 | — | COM | 369604103 |
| JNJ | Johnson & Johnson | 21,282 | $2.815M | 1.2% | $132.27 * | $61.73 | +69.3% | COM | 478160104 |
| — | BlackRock Inc | 6,618 | $2.796M | 1.2% | $422.48 | $260.31 | — | COM | 09247x101 |
| — | Vanguard Telecommunication Ser | 27,439 | $2.52M | 1.1% | $91.84 | $78.92 | — | COM | 92204a884 |
| IJT | iShares S&P Smallcap 600/BARRA | 15,615 | $2.435M | 1.1% | $155.94 * | $65.38 | +19.3% | ETF | 464287887 |
| IVW | iShares S&P 500 Growth | 17,526 | $2.398M | 1.1% | $136.83 * | $23.23 | +47.3% | ETF | 464287309 |
| — | MetLife Inc | 43,539 | $2.392M | 1.1% | $54.94 | $45.76 | — | COM | 59156r108 |
| — | Calamos Convertible & High Inc | 200,963 | $2.379M | 1.1% | $11.84 | $12.35 | — | CEF | 12811p108 |
| PFF | iShares S&P Preferred Stock In | 58,715 | $2.3M | 1.0% | $39.17 | $38.35 | +2.1% | CEF | 464288687 |
| AMGN | Amgen Inc | 12,862 | $2.215M | 1.0% | $172.21 * | $79.30 | +67.9% | COM | 031162100 |
| — | PowerShares CEF Income Composi | 87,662 | $2.076M | 0.9% | $23.68 | $23.91 | — | CEF | 73936q843 |
| PEP | Pepsico Inc | 16,895 | $1.951M | 0.9% | $115.48 * | $56.00 | +59.2% | COM | 713448108 |
| ADP | Automatic Data Processing Inc | 18,900 | $1.936M | 0.9% | $102.43 * | $45.09 | +89.8% | COM | 053015103 |
| EFA | iShares MSCI EAFE Index | 29,076 | $1.896M | 0.8% | $65.21 | $61.26 | +6.4% | ETF | 464287465 |
| — | Materials Select Sector SPDR E | 34,443 | $1.853M | 0.8% | $53.80 | $38.82 | — | COM | 81369y100 |
| CSCO | Cisco Systems Inc | 58,198 | $1.822M | 0.8% | $31.31 * | $16.49 | +46.0% | COM | 17275R102 |
| — | Dreyfus Midcap Index Fund | 49,127 | $1.819M | 0.8% | $37.03 | $35.59 | — | IND | 712223106 |
| — | Vanguard Utilities ETF | 15,751 | $1.8M | 0.8% | $114.28 | $82.19 | — | COM | 92204a876 |
| SPY | SPDR S&P 500 ETF Trust | 7,400 | $1.79M | 0.8% | $241.89 | $165.29 | +46.3% | Put | 78462F103 |
| WMT | Wal-Mart Stores Inc | 23,191 | $1.755M | 0.8% | $75.68 * | $18.72 | +17.2% | COM | 931142103 |
| — | 3M Co | 8,426 | $1.754M | 0.8% | $208.17 | $109.91 | — | COM | 88579y101 |
| — | AbbVie Inc | 23,570 | $1.709M | 0.8% | $72.51 | $45.90 | — | COM | 00287y109 |
| — | SPDR S&P Dividend ETF | 18,527 | $1.647M | 0.7% | $88.90 | $70.14 | — | ETF | 78464a763 |
| SWSSX | Schwab Small-Cap Index Fund | 55,770 | $1.646M | 0.7% | $29.51 | $26.73 | — | IND | 808509848 |
| — | Skyworks Solutions Inc | 16,626 | $1.595M | 0.7% | $95.93 | $51.37 | — | COM | 83088m102 |
| PG | Procter & Gamble Co | 18,188 | $1.585M | 0.7% | $87.15 * | $55.20 | +25.8% | COM | 742718109 |
| — | Technology Select Sector SPDR | 25,871 | $1.416M | 0.6% | $54.73 | $33.77 | — | COM | 81369y803 |
| FDN | First Trust Dow Jones Internet | 14,906 | $1.412M | 0.6% | $94.73 | $65.02 | +45.7% | COM | 33733E302 |
| ITW | Illinois Tool Works Inc | 9,849 | $1.411M | 0.6% | $143.26 * | $50.12 | +133.3% | COM | 452308109 |
| INTC | Intel Corp | 41,113 | $1.387M | 0.6% | $33.74 * | $17.95 | +55.7% | COM | 458140100 |
| BK | Bank of New York Mellon Corp | 26,945 | $1.375M | 0.6% | $51.03 * | $21.44 | +89.1% | COM | 064058100 |
| WFC | Wells Fargo & Co | 24,607 | $1.363M | 0.6% | $55.39 * | $27.55 | +58.7% | COM | 949746101 |
| SLB | Schlumberger Ltd | 20,556 | $1.353M | 0.6% | $65.82 * | $53.16 | -3.1% | COM | 806857108 |
| GOOGL | Alphabet Inc Cl A | 1,436 | $1.335M | 0.6% | $929.67 * | $36.73 | +25.6% | COM | 02079K305 |
| CVX | Chevron Corp | 12,597 | $1.314M | 0.6% | $104.31 * | $71.19 | +1.8% | COM | 166764100 |
| BMY | Bristol-Myers Squibb Co | 23,250 | $1.296M | 0.6% | $55.74 * | $40.49 | +0.9% | COM | 110122108 |
| CVS | CVS Health Corp | 15,972 | $1.285M | 0.6% | $80.45 * | $42.23 | +45.7% | COM | 126650100 |
| PNC | PNC Financial Services Group I | 10,200 | $1.274M | 0.6% | $124.90 * | $62.99 | +48.5% | COM | 693475105 |
| GOOG | Alphabet Inc Cl | 1,395 | $1.268M | 0.6% | $908.96 * | $35.61 | +26.6% | COM | 02079K107 |
| — | FedEx Corp | 5,755 | $1.251M | 0.6% | $217.38 | $144.12 | — | COM | 31428x106 |
| IJJ | iShares S&P Midcap 400/BARRA V | 8,361 | $1.242M | 0.6% | $148.55 * | $53.55 | +38.7% | ETF | 464287705 |
| SYY | Sysco Corp | 24,599 | $1.238M | 0.5% | $50.33 * | $24.50 | +64.0% | COM | 871829107 |
| — | Alerian MLP ETF | 102,005 | $1.22M | 0.5% | $11.96 | $17.54 | — | ETF | 00162q866 |
| FNMIX | Fidelity New Markets Income | 74,961 | $1.215M | 0.5% | $16.21 | $15.91 | — | CEF | 315910836 |
| SWK | Stanley Black & Decker Inc | 8,635 | $1.215M | 0.5% | $140.71 * | $57.28 | +95.3% | COM | 854502101 |
| — | Scripps Networks Interactive I | 17,623 | $1.204M | 0.5% | $68.32 | $54.29 | — | COM | 811065101 |
| ITA | iShares US Aerospace & Defense | 7,650 | $1.204M | 0.5% | $157.39 * | $56.23 | +39.9% | COM | 464288760 |
| — | Walgreens Boot Alliance Inc | 15,353 | $1.202M | 0.5% | $78.29 | $76.21 | — | COM | 931427108 |
| GLW | Corning Inc | 39,923 | $1.2M | 0.5% | $30.06 * | $10.49 | +127.8% | COM | 219350105 |
| USB | US Bancorp | 23,034 | $1.196M | 0.5% | $51.92 * | $22.51 | +66.4% | COM | 902973304 |
| ITB | iShares US Home Construction | 35,090 | $1.191M | 0.5% | $33.94 | $28.62 | +18.6% | COM | 464288752 |
| SYK | Stryker Corp | 8,581 | $1.191M | 0.5% | $138.80 * | $57.08 | +121.7% | COM | 863667101 |
| ORCL | Oracle Corp | 23,717 | $1.189M | 0.5% | $50.13 * | $27.66 | +59.5% | COM | 68389X105 |
| — | Cerner Corp | 17,853 | $1.187M | 0.5% | $66.49 | $51.84 | — | COM | 156782104 |
| — | Comcast Corp | 30,306 | $1.18M | 0.5% | $38.94 | $39.81 | — | COM | 20030n101 |
| — | Capital One Financial Corp | 14,246 | $1.177M | 0.5% | $82.62 | $63.05 | — | COM | 14040h105 |
| — | SPDR Barclays Short-Term High | 40,258 | $1.126M | 0.5% | $27.97 | $30.17 | — | CEF | 78468r408 |
| MDT | Medtronic PLC | 12,643 | $1.122M | 0.5% | $88.74 * | $53.02 | +34.3% | COM | G5960L103 |
| — | Coach Inc | 23,218 | $1.099M | 0.5% | $47.33 | $47.28 | — | COM | 189754104 |
| BA | Boeing Co | 5,550 | $1.098M | 0.5% | $197.84 * | $80.37 | +131.8% | COM | 097023105 |
| AMN | AMN Healthcare Services Inc | 27,613 | $1.078M | 0.5% | $39.04 | $18.25 | +113.9% | COM | 001744101 |
| — | Utilities Select Sector SPDR E | 20,520 | $1.066M | 0.5% | $51.95 | $37.64 | — | COM | 81369y886 |
| — | SPDR S&P Intl Dividend ETF | 26,853 | $1.05M | 0.5% | $39.10 | $46.14 | — | ETF | 78463x772 |
| APD | Air Products & Chemicals Inc | 7,215 | $1.032M | 0.5% | $143.04 * | $67.77 | +71.7% | COM | 009158106 |
| MRSH | Marsh & McLennan Cos Inc | 13,225 | $1.031M | 0.5% | $77.96 * | $43.06 | +57.7% | COM | 571748102 |
| — | Hanesbrands Inc | 44,170 | $1.023M | 0.5% | $23.16 | $21.08 | — | COM | 410345102 |
| CCL | Carnival Cruise Lines Inc Cl A | 15,590 | $1.022M | 0.5% | $65.55 * | $44.68 | +33.4% | COM | 143658300 |
| BWA | BorgWarner Inc | 23,300 | $987K | 0.4% | $42.36 * | $25.51 | +28.2% | COM | 099724106 |
| PHM | PulteGroup Inc | 39,600 | $971K | 0.4% | $24.52 * | $19.47 | +14.6% | COM | 745867101 |
| TMO | Thermo Fisher Scientific Inc | 5,451 | $951K | 0.4% | $174.46 * | $79.76 | +113.8% | COM | 883556102 |
| — | Barings Corporate Investors | 62,727 | $947K | 0.4% | $15.10 | $17.19 | — | CEF | 06759x107 |
| T | AT & T Inc | 25,050 | $945K | 0.4% | $37.72 * | $12.62 | +22.0% | COM | 00206R102 |
| — | PowerShares Dynamic Pharmaceut | 14,810 | $930K | 0.4% | $62.80 | $63.27 | — | COM | 73935x799 |
| IYR | iShares US Real Estate | 11,546 | $921K | 0.4% | $79.77 | $71.43 | +11.7% | COM | 464287739 |
| — | NXP Semiconductors NV submitte | 8,270 | $905K | 0.4% | $109.43 | $103.99 | — | COM | n65990017 |
| ABT | Abbott Laboratories | 18,345 | $892K | 0.4% | $48.62 * | $28.98 | +44.3% | COM | 002824100 |
| HUN | Huntsman Corp | 34,425 | $890K | 0.4% | $25.85 | $18.34 | +40.9% | COM | 447011107 |
| — | United Technologies Corp | 7,196 | $879K | 0.4% | $122.15 | $94.15 | — | COM | 913017109 |
| MAR | Marriott Intl Inc | 8,751 | $878K | 0.4% | $100.33 * | $46.53 | +100.5% | COM | 571903202 |
| — | E.I. duPont de Nemours & Co | 9,877 | $797K | 0.4% | $80.69 | $52.44 | — | COM | 263534109 |
| — | Express Scripts Holding Co | 12,484 | $797K | 0.4% | $63.84 | $62.85 | — | COM | 30219g108 |
| — | Global X SuperDividend ETF | 35,821 | $777K | 0.3% | $21.69 | $24.02 | — | ETF | 37950e549 |
| — | Raytheon Co | 4,795 | $774K | 0.3% | $161.42 | $66.13 | — | COM | 755111507 |
| GNTX | Gentex Corp | 40,510 | $768K | 0.3% | $18.96 | $15.72 | +20.7% | COM | 371901109 |
| BAX | Baxter Intl Inc | 12,622 | $764K | 0.3% | $60.53 * | $29.29 | +79.0% | COM | 071813109 |
| DIS | Walt Disney Co | 7,162 | $761K | 0.3% | $106.26 * | $99.80 | -0.4% | COM | 254687106 |
| — | Dr Pepper Snapple Group Inc | 8,060 | $734K | 0.3% | $91.07 | $45.93 | — | COM | 26138e109 |
| — | Bunge Limited | 9,600 | $716K | 0.3% | $74.58 | $59.10 | — | COM | G16962105 |
| VZ | Verizon Communications Inc | 15,800 | $706K | 0.3% | $44.68 * | $27.42 | +3.3% | COM | 92343V104 |
| — | Visa Inc | 7,345 | $689K | 0.3% | $93.81 | $77.68 | — | COM | 92826c839 |
| OPLN | Kar Auction Services Inc | 16,180 | $679K | 0.3% | $41.97 * | $14.04 | +13.2% | COM | 48238T109 |
| — | Mylan N.V. | 17,185 | $667K | 0.3% | $38.81 | $38.46 | — | COM | N59465109 |
| TGT | Target Corp | 12,672 | $663K | 0.3% | $52.32 * | $55.21 | -25.8% | COM | 87612E106 |
| PFE | Pfizer Inc | 19,698 | $662K | 0.3% | $33.61 * | $17.90 | +22.4% | COM | 717081103 |
| — | CH Robinson Worldwide Inc | 9,635 | $662K | 0.3% | $68.71 | $67.63 | — | COM | 12541w209 |
| — | Staples Inc | 64,852 | $653K | 0.3% | $10.07 | $15.70 | — | COM | 855030102 |
| BP | BP PLC - ADR | 18,706 | $648K | 0.3% | $34.64 | $42.40 | -18.3% | COM | 055622104 |
| — | Seagate Technology PLC | 16,135 | $625K | 0.3% | $38.74 | $44.85 | — | COM | g7945M107 |
| LLY | Eli Lilly & Co | 7,550 | $621K | 0.3% | $82.25 * | $42.21 | +70.9% | COM | 532457108 |
| URI | United Rentals Inc | 5,360 | $604K | 0.3% | $112.69 * | $69.99 | +56.0% | COM | 911363109 |
| — | PureFunds ISE Cyber Security E | 20,080 | $603K | 0.3% | $30.03 | $23.87 | — | COM | 26924G201 |
| MCD | McDonald's Corp | 3,835 | $587K | 0.3% | $153.06 * | $81.19 | +54.5% | COM | 580135101 |
| — | Knoll Inc | 27,810 | $558K | 0.2% | $20.06 | $27.78 | — | COM | 498904200 |
| CAKE | The Cheesecake Factory Inc | 11,055 | $556K | 0.2% | $50.29 * | $31.16 | +34.1% | COM | 163072101 |
| — | ConocoPhillips | 11,630 | $511K | 0.2% | $43.94 | $59.56 | — | COM | 20825c104 |
| FBIN | Fortune Brands Home & Security | 7,450 | $486K | 0.2% | $65.23 * | $47.60 | +3.1% | COM | 34964C106 |
| QCOM | Qualcomm Inc | 8,594 | $475K | 0.2% | $55.27 * | $47.91 | -8.2% | COM | 747525103 |
| OXY | Occidental Petroleum Corp | 7,936 | $475K | 0.2% | $59.85 * | $57.70 | -17.0% | COM | 674599105 |
| — | Bluebird Bio Inc | 4,500 | $473K | 0.2% | $105.11 | $105.11 | — | COM | 09609G100 |
| — | Annaly Capital Management Inc | 39,121 | $471K | 0.2% | $12.04 | $11.30 | — | CEF | 035710409 |
| — | SPDR S&P Regional Banking | 8,125 | $446K | 0.2% | $54.89 | $54.65 | — | COM | 78464a698 |
| — | Sprott Physical Gold Trust | 43,201 | $438K | 0.2% | $10.14 | $10.12 | — | ETF | 85207h104 |
| BAC | Bank of America Corp | 17,843 | $433K | 0.2% | $24.27 * | $10.03 | +98.7% | COM | 060505104 |
| — | Shire PLC - ADR | 2,584 | $427K | 0.2% | $165.25 | $184.24 | — | COM | 82481r106 |
| LQD | iShares IBOXX $ Investment Gra | 3,535 | $426K | 0.2% | $120.51 | $113.13 | +6.5% | ETF | 464287242 |
| — | BankUnited Inc | 11,956 | $403K | 0.2% | $33.71 | $26.35 | — | COM | 06652k103 |
| — | Cardinal Health | 4,905 | $382K | 0.2% | $77.88 | $81.97 | — | COM | 14149y108 |
| — | CDK Global Inc | 6,133 | $381K | 0.2% | $62.12 | $40.70 | — | COM | 12508e101 |
| — | L3 Technologies Inc | 2,216 | $370K | 0.2% | $166.97 | $165.29 | — | COM | 502413107 |
| TTWO | Take-Two Interactive Software | 5,000 | $367K | 0.2% | $73.40 | $29.71 | +147.0% | COM | 874054109 |
| — | PowerShares DB Commodity Track | 25,220 | $364K | 0.2% | $14.43 | $15.34 | — | COM | 73935s105 |
| HUN | Huntsman Corp | 13,200 | $341K | 0.2% | $25.83 | $18.34 | +40.9% | Call | 447011107 |
| GIS | General Mills Inc | 6,135 | $340K | 0.2% | $55.42 * | $39.62 | +2.9% | COM | 370334104 |
| — | Harris Corp | 3,005 | $328K | 0.1% | $109.15 | $91.60 | — | COM | 413875105 |
| — | Bunge Limited | 4,200 | $313K | 0.1% | $74.52 | $59.10 | — | Call | G16962105 |
| ED | Consolidated Edison Inc | 3,785 | $306K | 0.1% | $80.85 * | $53.53 | +11.2% | COM | 209115104 |
| ILF | iShares Latin American 40 ETF | 9,261 | $280K | 0.1% | $30.23 | $22.19 | +36.5% | ETF | 464287390 |
| BND | Vanguard Total Bond Market | 3,406 | $279K | 0.1% | $81.91 | $80.50 | +1.7% | ETF | 921937835 |
| PII | Polaris Industries Inc | 3,000 | $277K | 0.1% | $92.33 | — | — | Call | 731068102 |
| CLX | Clorox Co | 2,074 | $276K | 0.1% | $133.08 * | $65.65 | +58.6% | COM | 189054109 |
| EPD | Enterprise Products Part LP | 10,080 | $273K | 0.1% | $27.08 | $28.61 | — | COM | 293792107 |
| AMZN | Amazon.com Inc | 270 | $261K | 0.1% | $966.67 * | $41.79 | +15.8% | COM | 023135106 |
| — | Calamos Convertible Opp & Inc | 22,125 | $249K | 0.1% | $11.25 | $9.93 | — | CEF | 128117108 |
| IBM | International Business Machine | 1,600 | $246K | 0.1% | $153.75 * | $117.25 | -13.3% | Call | 459200101 |
| — | Mylan N.V. | 6,200 | $241K | 0.1% | $38.87 | $38.46 | — | Call | N59465109 |
| PKG | Packaging Corp of America | 2,075 | $231K | 0.1% | $111.33 * | $78.06 | +11.1% | COM | 695156109 |
| SHY | iShares Barclays 1-3yr Treasur | 2,730 | $231K | 0.1% | $84.62 | $84.32 | +0.2% | ETF | 464287457 |
| — | Consumer Discr Select Sector S | 2,555 | $229K | 0.1% | $89.63 | $78.11 | — | COM | 81369y407 |
| UPS | United Parcel Service Inc | 2,055 | $227K | 0.1% | $110.46 * | $77.31 | +3.8% | COM | 911312106 |
| NTRS | Northern Trust Corp | 2,325 | $226K | 0.1% | $97.20 * | $70.42 | +8.4% | COM | 665859104 |
| IP | Intl Paper Co | 3,966 | $225K | 0.1% | $56.73 * | $31.25 | +18.5% | COM | 460146103 |
| — | Facebook Inc | 1,470 | $222K | 0.1% | $151.02 | $142.54 | — | COM | 30303m102 |
| — | MetLife Inc | 3,900 | $214K | 0.1% | $54.87 | $45.76 | — | Call | 59156r108 |
| — | Fidelity 500 Index Fund | 2,498 | $213K | 0.1% | $85.27 | $85.27 | — | IND | 315911701 |
| — | Tiffany & Co | 2,250 | $211K | 0.1% | $93.78 | $95.11 | — | COM | 886547108 |
| AXP | American Express Co | 2,510 | $211K | 0.1% | $84.06 * | $70.29 | +6.5% | COM | 025816109 |
| GS | Goldman Sachs Group Inc | 950 | $211K | 0.1% | $222.11 * | $167.93 | +10.0% | COM | 38141G104 |
| CL | Colgate-Palmolive Co | 2,833 | $210K | 0.1% | $74.13 * | $48.87 | +24.0% | COM | 194162103 |
| — | Express Scripts Holding Co | 2,900 | $185K | 0.1% | $63.79 | $62.85 | — | Call | 30219g108 |
| F | Ford Motor Co | 16,220 | $181K | 0.1% | $11.16 * | $7.88 | -9.7% | COM | 345370860 |
| HUN | Huntsman Corp | 6,400 | $165K | 0.1% | $25.78 | $18.34 | +40.9% | Put | 447011107 |
| GLW | Corning Inc | 5,400 | $162K | 0.1% | $30.00 * | $10.49 | +127.8% | Put | 219350105 |
| — | Coach Inc | 3,000 | $142K | 0.1% | $47.33 | $47.28 | — | Put | 189754104 |
| — | Level 3 Communications | 2,232 | $132K | 0.1% | $59.14 | $56.45 | — | COM | 52729n100 |
| — | Level 3 Communications | 2,000 | $119K | 0.1% | $59.50 | $56.45 | — | Put | 52729n100 |
| BAC | Bank of America Corp | 4,200 | $102K | 0.0% | $24.29 * | $10.03 | +98.7% | Put | 060505104 |
| SLB | Schlumberger Ltd | 1,500 | $99,000 | 0.0% | $66.00 * | $53.16 | -3.1% | Put | 806857108 |
| — | Amarin Corporation PLC - ADR | 23,000 | $93,000 | 0.0% | $4.04 | $1.81 | — | COM | 023111206 |
| MSFT | Microsoft Corp | 1,200 | $83,000 | 0.0% | $69.17 * | $27.87 | +125.2% | Put | 594918104 |
| — | Coach Inc | 1,700 | $80,000 | 0.0% | $47.06 | $47.28 | — | Call | 189754104 |
| PNC | PNC Financial Services Group I | 600 | $75,000 | 0.0% | $125.00 * | $62.99 | +48.5% | Put | 693475105 |
| CSCO | Cisco Systems Inc | 2,300 | $72,000 | 0.0% | $31.30 * | $16.49 | +46.0% | Put | 17275R102 |
| — | Knoll Inc | 3,200 | $64,000 | 0.0% | $20.00 | $27.78 | — | Call | 498904200 |
| — | Hanesbrands Inc | 2,500 | $58,000 | 0.0% | $23.20 | $21.08 | — | Call | 410345102 |
| — | Staples Inc | 5,000 | $50,000 | 0.0% | $10.00 | $15.70 | — | Call | 855030102 |
| — | Dreyfus High Yield Strategies | 11,570 | $40,000 | 0.0% | $3.46 | $3.46 | — | CEF | 26200S101 |
| — | Applied DNA Sciences Inc | 18,412 | $32,000 | 0.0% | $1.74 | $3.37 | — | COM | 03815u201 |
| VGZ | Vista Gold Corp | 35,000 | $30,000 | 0.0% | $0.86 | $0.89 | -2.5% | COM | 927926303 |
| AAPL | Apple Inc | 200 | $29,000 | 0.0% | $145.00 * | $18.44 | +81.5% | Put | 037833100 |
| — | Golden Star Res Ltd | 40,000 | $26,000 | 0.0% | $0.65 | $0.41 | — | COM | 38119t104 |
| — | AbbVie Inc | 300 | $22,000 | 0.0% | $73.33 | $45.90 | — | Call | 00287y109 |
| — | Competitive Companies Inc | 700,000 | $19,000 | 0.0% | $0.03 | $0.03 | — | COM | 204510101 |
| — | Exxon Mobil Corp | 200 | $16,000 | 0.0% | $80.00 | $89.01 | — | Put | 30231g102 |
| AAPL | Apple Inc | 100 | $14,000 | 0.0% | $140.00 * | $18.44 | +81.5% | Call | 037833100 |
| FBIN | Fortune Brands Home & Security | 200 | $13,000 | 0.0% | $65.00 * | $47.60 | +3.1% | Call | 34964C106 |
| — | RegeneRx Biopharmaceuticals | 40,612 | $11,000 | 0.0% | $0.27 | $0.08 | — | COM | 75886x108 |
| — | E Digital Corp | 60,000 | $2,000 | 0.0% | $0.03 | $0.07 | — | COM | 25841y103 |
| FBEC | FBEC Worldwide Inc | 650,000 | $0 | 0.0% | $0.00 | $0.02 | -95.3% | COM | 30255M100 |
| — | Geopharma Inc | 40,000 | $0 | 0.0% | $0.00 | — | — | COM | 37250a106 |
| — | Secd Digital Appl Reg Revok 5/ | 25,000 | $0 | 0.0% | $0.00 | — | — | COM | 813714102 |
| — | Life Clips Inc | 33,000 | $0 | 0.0% | $0.00 | $0.61 | — | COM | 53185D107 |
| — | Access Worldwide Communication | 36,750 | $0 | 0.0% | $0.00 | — | — | COM | 004319109 |