Location: Goshen, NY
CIK: 0000943442 · Show all filings
Period: Q2 2021 (← Previous) (Next →)
Filing Date: Jul 7, 2021
Total Value: $575M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MSFT | MICROSOFT CORP | 116,388 | $31.53M | 5.5% | $37.11 | +559.4% | COM | 594918104 |
| ISRG | INTUITIVE SURGICAL INC NEW | 26,940 | $24.77M | 4.3% | $102.20 | +174.5% | COM | 46120E602 |
| OBT | ORANGE CNTY BANCORP INC | 629,665 | $21.41M | 3.7% | $12.76 | +27.5% | COM | 68417L107 |
| AAPL | APPLE, INC. | 152,624 | $20.9M | 3.6% | $86.92 | +45.5% | COM | 037833100 |
| PFF | ISHARES TR S&P US PFD STK INDE | 495,335 | $19.49M | 3.4% | $38.44 | — | COM | 464288687 |
| HD | THE HOME DEPOT INC | 52,790 | $16.83M | 2.9% | $68.41 | +314.9% | COM | 437076102 |
| MDT | MEDTRONIC PLC | 132,406 | $16.44M | 2.9% | $59.70 | +83.4% | COM | G5960L103 |
| ADBE | ADOBE SYSTEMS INC | 27,638 | $16.19M | 2.8% | $128.27 | +301.9% | COM | 00724F101 |
| GOOG | ALPHABET INC CLASS C | 6,164 | $15.45M | 2.7% | $60.97 | +94.0% | COM | 02079K107 |
| TMO | THERMO FISHER SCIENTIFIC INC. | 29,973 | $15.12M | 2.6% | $103.95 | +348.3% | COM | 883556102 |
| LLY | ELI LILLY & COMPANY | 57,453 | $13.19M | 2.3% | $67.70 | +183.4% | COM | 532457108 |
| META | FACEBOOK INC CL A | 37,785 | $13.14M | 2.3% | $128.76 | +147.4% | COM | 30303M102 |
| JPM | JP MORGAN CHASE & CO | 83,165 | $12.94M | 2.2% | $47.67 | +193.1% | COM | 46625H100 |
| NVDA | NVIDIA CORP | 16,156 | $12.93M | 2.2% | $7.79 | +105.4% | COM | 67066G104 |
| AMZN | AMAZON COM INC | 3,390 | $11.66M | 2.0% | $92.53 | +79.6% | COM | 023135106 |
| DHR | DANAHER CORP | 33,548 | $9.003M | 1.6% | $97.08 | +123.7% | COM | 235851102 |
| UNH | UNITED HEALTHCARE CORP | 22,126 | $8.86M | 1.5% | $153.62 | +140.2% | COM | 91324P102 |
| BAC | BANKAMERICA CORP | 209,056 | $8.619M | 1.5% | $17.20 | +112.5% | COM | 060505104 |
| CRM | SALESFORCE COM | 32,656 | $7.977M | 1.4% | $145.19 | +56.8% | COM | 79466L302 |
| ILMN | ILLUMINA INC | 16,599 | $7.855M | 1.4% | $314.32 | +28.1% | COM | 452327109 |
| DIS | DISNEY WALT CO | 44,249 | $7.778M | 1.4% | $97.92 | +79.4% | COM | 254687106 |
| PEP | PEPSICO INCORPORATED | 51,633 | $7.65M | 1.3% | $71.45 | +76.6% | COM | 713448108 |
| V | VISA INC | 29,660 | $6.935M | 1.2% | $138.18 | +59.9% | COM | 92826C839 |
| MRSH | MARSH & MCLENNAN CO INC | 48,348 | $6.802M | 1.2% | $67.26 | +86.1% | COM | 571748102 |
| VZ | VERIZON COMMUNICATIONS | 121,289 | $6.796M | 1.2% | $30.81 | +40.9% | COM | 92343V104 |
| — | BROADCOM LTD | 14,089 | $6.718M | 1.2% | $206.01 | — | COM | Y09827109 |
| CMCSA | COMCAST CORP NEW CL A | 114,457 | $6.526M | 1.1% | $30.41 | +61.3% | COM | 20030N101 |
| SHW | SHERWIN WILLIAMS CO | 22,985 | $6.262M | 1.1% | $212.41 | +23.8% | COM | 824348106 |
| EL | ESTEE LAUDER COMPANIES INC CL A | 19,635 | $6.246M | 1.1% | $107.10 | +164.1% | COM | 518439104 |
| NKE | NIKE INC CLASS B | 39,955 | $6.173M | 1.1% | $54.11 | +132.2% | COM | 654106103 |
| AMT | AMERN TOWER CORP CLASS A | 22,583 | $6.101M | 1.1% | $149.80 | +47.7% | COM | 03027X100 |
| SPY | SPDR S&P 500 ETF TR | 13,974 | $5.982M | 1.0% | $305.53 | — | COM | 78462F103 |
| HON | HONEYWELL INTERNATIONAL | 24,676 | $5.413M | 0.9% | $111.21 | +72.8% | COM | 438516106 |
| XOM | EXXON MOBIL CORPORATION | 83,201 | $5.248M | 0.9% | $48.65 | +2.9% | COM | 30231G102 |
| FDX | FEDEX CORPORATION | 17,065 | $5.091M | 0.9% | $187.14 | +44.4% | COM | 31428X106 |
| PFE | PFIZER INCORPORATED | 127,976 | $5.012M | 0.9% | $18.99 | +63.2% | COM | 717081103 |
| DG | DOLLAR GENERAL CORPORATION | 22,491 | $4.867M | 0.8% | $100.88 | +93.9% | COM | 256677105 |
| JNJ | JOHNSON & JOHNSON | 29,305 | $4.828M | 0.8% | $59.91 | +141.9% | COM | 478160104 |
| MS | MORGAN STANLEY | 49,903 | $4.576M | 0.8% | $35.35 | +108.5% | COM | 617446448 |
| — | STERLING BANCORP DEL COM | 172,831 | $4.284M | 0.7% | $14.40 | — | COM | 85917A100 |
| SBUX | STARBUCKS CORP | 37,132 | $4.152M | 0.7% | $52.62 | +93.2% | COM | 855244109 |
| ADP | AUTO DATA PROCESSING | 20,770 | $4.125M | 0.7% | $57.45 | +206.8% | COM | 053015103 |
| DUK | DUKE ENERGY CORPORATION | 39,839 | $3.933M | 0.7% | $57.62 | +45.6% | COM | 26441C204 |
| — | XILINX INC | 27,152 | $3.927M | 0.7% | $89.44 | — | COM | 983919101 |
| CSCO | CISCO SYSTEMS INC | 73,756 | $3.909M | 0.7% | $18.32 | +150.2% | COM | 17275R102 |
| SPSB | SPDR PORTFOLIO SHORT TERM CORPORATE BD ETF | 120,931 | $3.785M | 0.7% | $31.33 | — | COM | 78464A474 |
| WMT | WAL-MART STORES INC | 26,183 | $3.692M | 0.6% | $24.52 | +78.6% | COM | 931142103 |
| RVTY | PERKINELMER INC | 22,863 | $3.53M | 0.6% | $72.06 | +93.0% | COM | 714046109 |
| INTC | INTEL CORP | 61,741 | $3.466M | 0.6% | $21.60 | +148.0% | COM | 458140100 |
| MRK | MERCK & CO INC | 41,016 | $3.19M | 0.6% | $41.13 | +55.9% | COM | 58933Y105 |
| PLD | PROLOGICS INC. | 26,120 | $3.122M | 0.5% | $68.78 | +48.8% | COM | 74340W103 |
| CIEN | CIENA CORP | 54,453 | $3.098M | 0.5% | $51.51 | +7.0% | COM | 171779309 |
| CSX | C S X CORP | 95,292 | $3.057M | 0.5% | $22.67 | +36.5% | COM | 126408103 |
| OCFC | OCEANFIRST FINL CORP | 140,000 | $2.918M | 0.5% | $16.33 | +11.3% | COM | 675234108 |
| PG | PROCTER & GAMBLE CO | 21,114 | $2.849M | 0.5% | $57.60 | +109.6% | COM | 742718109 |
| ORCL | ORACLE CORPORATION | 35,396 | $2.755M | 0.5% | $30.52 | +141.1% | COM | 68389X105 |
| RMD | RESMED INC | 11,000 | $2.712M | 0.5% | $57.28 | +252.8% | COM | 761152107 |
| CVX | CHEVRON CORP | 24,880 | $2.606M | 0.5% | $72.29 | +20.5% | COM | 166764100 |
| COST | COSTCO WHSL CORP NEW | 5,992 | $2.371M | 0.4% | $256.70 | +39.9% | COM | 22160K105 |
| COP | CONOCOPHILLIPS | 37,279 | $2.27M | 0.4% | $42.92 | +9.9% | COM | 20825C104 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 4,602 | $2.26M | 0.4% | $354.56 | — | COM | 78467Y107 |
| AES | AES CORP | 85,614 | $2.232M | 0.4% | $11.73 | +89.2% | COM | 00130H105 |
| MDLZ | MONDELEZ INTL INC CL A | 33,179 | $2.072M | 0.4% | $32.19 | +69.7% | COM | 609207105 |
| BA | BOEING CO | 8,626 | $2.066M | 0.4% | $129.83 | +86.2% | COM | 097023105 |
| LECO | LINCOLN ELEC HLDGS INC | 15,208 | $2.003M | 0.3% | $73.82 | +73.5% | COM | 533900106 |
| CMG | CHIPOTLE MEXICAN GRILL INC. COM | 1,249 | $1.936M | 0.3% | $19.89 | +43.5% | COM | 169656105 |
| ENB | ENBRIDGE INC | 47,412 | $1.901M | 0.3% | $24.61 | +16.4% | COM | 29250N105 |
| LMT | LOCKHEED MARTIN CORP | 4,942 | $1.87M | 0.3% | $247.05 | +37.0% | COM | 539830109 |
| — | NUVEEN MUNICIPAL VALUE FUND INC | 157,786 | $1.819M | 0.3% | $10.47 | — | COM | 670928100 |
| T | AT & T INC | 60,294 | $1.735M | 0.3% | $12.55 | +35.4% | COM | 00206R102 |
| AXP | AMERICAN EXPRESS CORP | 10,482 | $1.732M | 0.3% | $128.58 | +15.0% | COM | 025816109 |
| EMR | EMERSON ELECTRIC CO | 17,990 | $1.731M | 0.3% | $42.56 | +100.9% | COM | 291011104 |
| QQQ | INVESCO QQQ TR UNIT SER 1 | 4,677 | $1.658M | 0.3% | $316.15 | — | COM | 46090E103 |
| IBM | INTL BUSINESS MACHINES | 11,197 | $1.641M | 0.3% | $107.58 | +5.4% | COM | 459200101 |
| OSK | OSHKOSH CORP | 13,067 | $1.629M | 0.3% | $48.94 | +138.7% | COM | 688239201 |
| ABT | ABBOTT LABORATORIES | 13,889 | $1.61M | 0.3% | $32.24 | +232.8% | COM | 002824100 |
| CVS | CVS HEALTH CORP | 19,181 | $1.6M | 0.3% | $45.84 | +53.7% | COM | 126650100 |
| BMY | BRISTOL-MYERS SQUIBB CO | 23,753 | $1.587M | 0.3% | $33.83 | +59.3% | COM | 110122108 |
| MCD | MCDONALDS CORP | 6,248 | $1.443M | 0.3% | $109.30 | +91.5% | COM | 580135101 |
| AZO | AUTOZONE INC | 964 | $1.439M | 0.3% | $868.20 | +67.0% | COM | 053332102 |
| — | ABBVIE INC COM | 12,444 | $1.402M | 0.2% | $49.56 | — | COM | 002874109 |
| — | NEXTERA ENERGY INC. | 18,206 | $1.334M | 0.2% | $92.94 | — | COM | 302571104 |
| GS | GOLDMAN SACHS GROUP INC | 3,172 | $1.204M | 0.2% | $138.74 | +130.2% | COM | 38141G104 |
| — | RAYTHEON COMPANY NEW | 13,535 | $1.155M | 0.2% | $80.92 | — | COM | 755111507 |
| LUV | SOUTHWEST AIRLINES CO | 21,716 | $1.153M | 0.2% | $50.35 | +10.7% | COM | 844741108 |
| BK | THE BANK OF NY MELLON CORP | 22,303 | $1.143M | 0.2% | $24.38 | +79.9% | COM | 064058100 |
| SYY | SYSCO CORPORATION | 14,197 | $1.104M | 0.2% | $31.79 | +124.4% | COM | 871829107 |
| KMX | CARMAX INC | 8,386 | $1.083M | 0.2% | $70.08 | +76.4% | COM | 143130102 |
| GLW | CORNING INC | 25,712 | $1.052M | 0.2% | $12.28 | +212.0% | COM | 219350105 |
| NYF | ISHARES NEW YORK MUNI BOND | 17,550 | $1.026M | 0.2% | $58.46 | — | COM | 464288323 |
| NOC | NORTHROP GRUMMAN CORP | 2,765 | $1.005M | 0.2% | $89.27 | +273.9% | COM | 666807102 |
| PNC | PNC FINANCIAL SERVICES | 5,098 | $972K | 0.2% | $90.31 | +75.7% | COM | 693475105 |
| RCL | ROYAL CARIBBEAN CRUISES LTD | 11,224 | $957K | 0.2% | $85.65 | 0.0% | COM | V7780T103 |
| PSX | PHILLIPS 66 | 11,084 | $951K | 0.2% | $48.39 | +45.8% | COM | 718546104 |
| — | CITRIX SYSTEMS INC | 8,000 | $938K | 0.2% | $67.04 | — | COM | 177376100 |
| — | 3M COMPANY | 4,632 | $920K | 0.2% | $126.15 | — | COM | 885794101 |
| CTRA | CABOT OIL & GAS CORP | 52,459 | $916K | 0.2% | $16.69 | -20.6% | COM | 127097103 |
| TFC | TRUIST FINANCIAL CORP | 16,269 | $903K | 0.2% | $40.89 | +15.1% | COM | 89832Q109 |
| CAT | CATERPILLAR INC | 3,946 | $859K | 0.1% | $68.88 | +207.6% | COM | 149123101 |
| VIOO | VANGUARD ADMIRAL FDS INC S&P SMALLCAP 600 INDEX FD | 4,075 | $845K | 0.1% | $201.30 | — | COM | 921932828 |
| SPIB | SPDR SER TR BLOOMBERG BARCLAYS INTER TERM CORP BD ETF | 22,354 | $820K | 0.1% | $36.58 | — | COM | 78464A375 |
| GOOGL | ALPHABET INC CLASS A | 304 | $742K | 0.1% | $64.26 | +80.4% | COM | 02079K305 |
| EFA | ISHARES TR MSCI EAFE ETF | 9,390 | $741K | 0.1% | $66.10 | — | COM | 464287465 |
| LEN | LENNAR CORP | 7,398 | $735K | 0.1% | $47.09 | +91.8% | COM | 526057104 |
| IJR | ISHARES TR CORE S&P SMALL-CAP ETF | 6,437 | $727K | 0.1% | $78.30 | — | COM | 464287804 |
| MTB | M & T BANK CORP | 4,940 | $718K | 0.1% | $119.53 | +12.6% | COM | 55261F104 |
| CB | CHUBB LTD | 4,357 | $692K | 0.1% | $139.33 | +11.4% | COM | H1467J104 |
| IFF | INTL FLAVOR & FRAGRANCES | 4,627 | $691K | 0.1% | $88.99 | +41.9% | COM | 459506101 |
| ITW | ILLINOIS TOOL WORKS INC | 3,020 | $675K | 0.1% | $52.93 | +287.3% | COM | 452308109 |
| NSC | NORFOLK SOUTHERN CORP | 2,428 | $644K | 0.1% | $83.75 | +198.8% | COM | 655844108 |
| AMGN | AMGEN INC COM | 2,585 | $630K | 0.1% | $114.56 | +85.5% | COM | 031162100 |
| MGA | MAGNA INTERNATIONAL INC | 6,764 | $627K | 0.1% | $81.78 | 0.0% | COM | 559222401 |
| SPSM | SPDR PORTFOLIO S&P 600 SMALL CAP ETF | 13,713 | $603K | 0.1% | $42.25 | — | COM | 78468R853 |
| TROW | T. ROWE PRICE GROUP INC | 3,025 | $599K | 0.1% | $114.35 | +32.4% | COM | 74144T108 |
| PPL | PPL CORPORATION | 19,847 | $555K | 0.1% | $20.07 | +21.0% | COM | 69351T106 |
| IYW | ISHARES US TECHNOLOGY ETF | 5,460 | $543K | 0.1% | $112.21 | — | COM | 464287721 |
| JFBC | JEFFERSONVILLE BANCORP | 28,841 | $534K | 0.1% | $11.43 | +59.9% | COM | 47559A103 |
| QCOM | QUALCOMM INC | 3,530 | $505K | 0.1% | $49.78 | +145.4% | COM | 747525103 |
| VLO | VALERO ENERGY CORP | 6,280 | $490K | 0.1% | $55.38 | +19.1% | COM | 91913Y100 |
| CMC | COMMERCIAL METALS CO | 15,745 | $484K | 0.1% | $13.96 | +108.0% | COM | 201723103 |
| LHX | L3HARRIS TECHNOLOGIES INC | 2,201 | $476K | 0.1% | $180.55 | +8.3% | COM | 502431109 |
| LOW | LOWES COMPANIES INC | 2,435 | $472K | 0.1% | $57.36 | +213.0% | COM | 548661107 |
| CI | CIGNA CORP | 1,933 | $458K | 0.1% | $190.77 | +20.4% | COM | 125523100 |
| BCPC | BALCHEM CORP | 3,468 | $455K | 0.1% | $47.98 | +161.2% | COM | 057665200 |
| SUN | SUNOCO LP COM | 12,000 | $452K | 0.1% | $28.75 | — | COM | 86765K109 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 8,710 | $449K | 0.1% | $48.74 | — | COM | 921943858 |
| — | GENERAL ELECTRIC COMPANY | 30,133 | $406K | 0.1% | $10.79 | — | COM | 369604103 |
| KO | COCA COLA COMPANY | 7,505 | $406K | 0.1% | $38.41 | +23.1% | COM | 191216100 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 8,885 | $404K | 0.1% | $43.81 | — | COM | 78463X509 |
| WMB | WILLIAMS COMPANIES | 15,184 | $403K | 0.1% | $20.72 | -1.4% | COM | 969457100 |
| CSW | CSW INDUSTRIALS INC | 3,312 | $392K | 0.1% | $60.37 | +106.9% | COM | 126402106 |
| KHC | THE KRAFT HEINZ CO | 9,365 | $382K | 0.1% | $48.67 | -30.5% | COM | 500754106 |
| CAH | CARDINAL HEALTH INC | 6,651 | $380K | 0.1% | $33.44 | +56.1% | COM | 14149Y108 |
| ALB | ALBEMARLE CORP | 2,250 | $379K | 0.1% | $83.00 | +83.8% | COM | 012653101 |
| SONO | SONOS INC | 10,250 | $361K | 0.1% | $10.62 | +252.2% | COM | 83570H108 |
| SPYG | SPDR PORTFILIO S&P 500 GROWTH | 5,637 | $355K | 0.1% | $56.20 | — | COM | 78464A409 |
| — | WALGREEN BOOTS ALLIANCE INC | 6,667 | $351K | 0.1% | $55.35 | — | COM | 931427108 |
| EEM | ISHARES TR MSCI EMERGING MKTS INDEX FD | 6,343 | $350K | 0.1% | $43.55 | — | COM | 464287234 |
| — | NUVEEN AMT FREE MUN INCOME FD | 22,000 | $345K | 0.1% | $13.32 | — | COM | 670657105 |
| — | LIFE STORAGE INC | 3,202 | $344K | 0.1% | $93.58 | — | COM | 53223X107 |
| MET | METLIFE INC | 5,552 | $332K | 0.1% | $30.01 | +83.5% | COM | 59156R108 |
| IGM | ISHARES NORTH AMERICAN TECH | 810 | $327K | 0.1% | $278.82 | — | COM | 464287549 |
| — | ATRION CORP | 500 | $310K | 0.1% | $642.00 | — | COM | 049904105 |
| VWO | VANGUARD EMERGING MARKETS ETF | 5,605 | $304K | 0.1% | $52.05 | — | COM | 922042858 |
| TD | TORONTO DOMINION BK | 4,250 | $298K | 0.1% | $46.93 | +49.1% | COM | 891160509 |
| SPYV | SPDR PORTFILIO S&P 500 VALUE | 7,218 | $285K | 0.0% | $35.12 | — | COM | 78464A508 |
| BALL | BALL CORP | 3,500 | $284K | 0.0% | $86.77 | -6.0% | COM | 058498106 |
| SPDW | SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | 7,599 | $280K | 0.0% | $35.50 | — | COM | 78463X889 |
| XLV | SPDR HEALTH CARE SELECT SECTOR TR | 2,160 | $272K | 0.0% | $100.00 | — | COM | 81369Y209 |
| IRM | IRON MOUNTAIN INC | 6,400 | $271K | 0.0% | $27.21 | +27.4% | COM | 46284V101 |
| DOW | DOW INC | 4,287 | $271K | 0.0% | $33.58 | +52.0% | COM | 260557103 |
| BP | BP PLC ADR | 10,010 | $264K | 0.0% | $35.65 | — | COM | 055622104 |
| — | ROYAL DUTCH SHELL SPON ADR | 6,424 | $260K | 0.0% | $57.72 | — | COM | 780259206 |
| TSLA | TESLA MTRS INC | 367 | $249K | 0.0% | $175.74 | +23.5% | COM | 88160R101 |
| SPMD | SPDR PORTFOLIO S&P 400 MID CAP ETF | 5,139 | $243K | 0.0% | $45.78 | — | COM | 78464A847 |
| MAS | MASCO CORP | 3,970 | $234K | 0.0% | $39.39 | +43.6% | COM | 574599106 |
| VOO | VANGUARD INDEX FD S&P 500 ETF | 588 | $231K | 0.0% | $363.95 | — | COM | 922908363 |
| — | BLACKROCK MUNIENHANCED FD INC | 6,950 | $222K | 0.0% | $11.14 | — | COM | 09253Y100 |
| KMB | KIMBERLY-CLARK CORP | 1,625 | $217K | 0.0% | $89.17 | +26.0% | COM | 494368103 |
| ED | CONSOLIDATED EDISON INC | 2,969 | $213K | 0.0% | $65.18 | 0.0% | COM | 209115104 |
| SCHW | CHARLES SCHWAB CORP | 2,851 | $208K | 0.0% | $56.91 | +17.0% | COM | 808513105 |
| USB | US BANCORP DEL NEW | 3,650 | $208K | 0.0% | $37.76 | +26.4% | COM | 902973304 |
| HAL | HALLIBURTON COMPANY | 8,930 | $206K | 0.0% | $32.70 | -37.7% | COM | 406216101 |
| JCI | JOHNSON CONTROLS INTERNATIONAL PLC | 2,972 | $204K | 0.0% | $58.93 | 0.0% | COM | G51502105 |
| — | LUMEN TECHNOLOGIES | 15,000 | $204K | 0.0% | $9.73 | — | COM | 156700106 |
| HSY | THE HERSHEY COMPANY | 1,164 | $203K | 0.0% | $150.65 | 0.0% | COM | 427866108 |
| UPS | UNITED PARCEL SERVICE INC | 975 | $203K | 0.0% | $164.16 | 0.0% | COM | 911312106 |
| WFC | WELLS FARGO & CO. | 4,465 | $202K | 0.0% | $39.98 | 0.0% | COM | 949746101 |
| CL | COLGATE-PALMOLIVE CO | 2,463 | $200K | 0.0% | $73.43 | 0.0% | COM | 194162103 |
| — | NUVEEN AMT FREE MUNICIPAL CREDIT INCOME FD | 10,500 | $188K | 0.0% | $15.14 | — | COM | 67071L106 |
| — | NUVEEN MUNICIPAL CR INCOME FD | 10,500 | $181K | 0.0% | $13.43 | — | COM | 67070X101 |
| — | ANNALY CAPITAL MANAGEMENT | 20,200 | $179K | 0.0% | $8.47 | — | COM | 035710409 |
| — | NUVEEN MUN HIGH INCOME OPP FD | 11,500 | $177K | 0.0% | $12.65 | — | COM | 670682103 |
| MFIC | APOLLO INVESTMENT GROUP | 12,500 | $171K | 0.0% | $5.28 | +55.9% | COM | 03761U502 |
| ECC | EAGLE POINT CREDIT CO LLC | 10,500 | $142K | 0.0% | $10.10 | — | COM | 269808101 |
| RITM | NEW RESIDENTIAL INVT CORP | 11,300 | $120K | 0.0% | $9.91 | — | COM | 64828T201 |
| — | BERKSHIRE BANCORP INC DEL COM | 10,816 | $118K | 0.0% | $12.84 | — | COM | 084597202 |
| — | TWO HARBORS INVESTMENT CORP | 12,350 | $93,000 | 0.0% | $6.40 | — | COM | 90187B408 |
| — | ATHERSYS INC | 22,500 | $32,000 | 0.0% | $2.13 | — | COM | 04744L106 |
| ENZC | ENZOLYTICS INC | 95,000 | $18,000 | 0.0% | $0.17 | 0.0% | COM | 294112107 |
| WDDD | WORLDS INC | 120,000 | $12,000 | 0.0% | $0.28 | -19.8% | COM | 98159J200 |
| — | G6 MATERIALS CORPORATION | 16,900 | $2,000 | 0.0% | $0.12 | — | COM | 361333107 |
| — | Cellcube Energy Storage Sys Inc Com | 15,000 | $1,000 | 0.0% | $0.07 | — | COM | 15116L102 |
| ASPR | ADSOUTH PARTNERS INC (NV) | 10,001 | $0 | 0.0% | $0.00 | +267.2% | COM | 00737M200 |