KCM INVESTMENT ADVISORS LLC Diversified Active

CIK: 0001109228 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 7, 2018

Total Value ($000): $1,747,274 (98.4% shares, 1.6% debt)

Holdings (514)

SPDR Technology Select Sector 5.0%
Value ($000) $87,199 Shares 1,157,554 Est. Cost $59.60 Unrealized
AAPL Apple Inc 3.3%
Value ($000) $57,390 Shares 254,230 Est. Cost $20.01 Unrealized +146.3%
SPDR Consumer Discretionary Se 2.4%
Value ($000) $42,763 Shares 364,810 Est. Cost $93.37 Unrealized
MSFT Microsoft Corp 2.2%
Value ($000) $39,080 Shares 341,697 Est. Cost $39.03 Unrealized +158.3%
SPDR Health Care Select Sector 2.0%
Value ($000) $34,433 Shares 361,883 Est. Cost $76.46 Unrealized
SPDR Financial Select Sector 1.7%
Value ($000) $29,974 Shares 1,086,816 Est. Cost $25.59 Unrealized
JNJ Johnson & Johnson 1.7%
Value ($000) $29,405 Shares 212,820 Est. Cost $65.83 Unrealized +64.1%
CVX Chevron Corp 1.7%
Value ($000) $28,925 Shares 236,547 Est. Cost $70.96 Unrealized +23.9%
COST Costco Wholesale Corp 1.6%
Value ($000) $28,162 Shares 119,897 Est. Cost $99.04 Unrealized +105.1%
ADP Automatic Data Processing 1.6%
Value ($000) $27,340 Shares 181,469 Est. Cost $58.00 Unrealized +108.3%
WFC Wells Fargo & Company 1.6%
Value ($000) $27,125 Shares 516,068 Est. Cost $30.12 Unrealized +54.4%
SPDR Industrial Select Sector 1.5%
Value ($000) $25,607 Shares 326,622 Est. Cost $66.51 Unrealized
HD Home Depot Inc 1.5%
Value ($000) $25,370 Shares 122,473 Est. Cost $85.78 Unrealized +95.8%
Verizon Communications Inc 1.4%
Value ($000) $24,206 Shares 453,372 Est. Cost $49.94 Unrealized
3M Company 1.4%
Value ($000) $23,755 Shares 112,736 Est. Cost $133.52 Unrealized
SPDR Energy Select Sector 1.3%
Value ($000) $23,046 Shares 304,274 Est. Cost $66.83 Unrealized
SPDR Communication Services Se 1.3%
Value ($000) $22,578 Shares 460,774 Est. Cost $49.00 Unrealized
AMZN Amazon.com Inc 1.2%
Value ($000) $20,491 Shares 10,230 Est. Cost $47.87 Unrealized +96.4%
VTI Vanguard Total Stock Market 1.1%
Value ($000) $19,503 Shares 130,324 Est. Cost $91.41 Unrealized
NextEra Energy Inc 1.1%
Value ($000) $18,404 Shares 109,809 Est. Cost $87.04 Unrealized
Crown Castle Intl Corp 1.0%
Value ($000) $18,210 Shares 163,568 Est. Cost $83.91 Unrealized
Waste Management Inc 1.0%
Value ($000) $18,206 Shares 201,479 Est. Cost $47.31 Unrealized
SPDR Consumer Staples Select S 1.0%
Value ($000) $18,148 Shares 336,516 Est. Cost $50.00 Unrealized
DIS Disney Co./Walt The 1.0%
Value ($000) $17,646 Shares 150,898 Est. Cost $80.48 Unrealized +32.4%
INTC Intel Corp 1.0%
Value ($000) $17,395 Shares 367,839 Est. Cost $17.99 Unrealized +130.8%
Wells Fargo 7.5- Cnv@-156 -100 1.0%
Value ($000) $17,323 Shares 13,420 Est. Cost $1206.73 Unrealized
PG Procter & Gamble Co 0.9%
Value ($000) $16,352 Shares 196,470 Est. Cost $57.05 Unrealized +18.8%
ECL Ecolab Inc 0.9%
Value ($000) $16,144 Shares 102,974 Est. Cost $90.12 Unrealized +52.0%
CLX Clorox Company 0.9%
Value ($000) $15,896 Shares 105,682 Est. Cost $69.09 Unrealized +65.9%
MCD McDonald's Corp 0.9%
Value ($000) $14,953 Shares 89,385 Est. Cost $72.19 Unrealized +86.7%
JPM JPMorgan Chase & Co 0.8%
Value ($000) $14,843 Shares 131,542 Est. Cost $38.73 Unrealized +139.2%
NKE Nike Inc -Cl B 0.8%
Value ($000) $14,824 Shares 174,982 Est. Cost $43.89 Unrealized +66.3%
ABT Abbott Laboratories 0.8%
Value ($000) $14,207 Shares 193,668 Est. Cost $29.64 Unrealized +95.1%
BA Boeing Co 0.8%
Value ($000) $13,263 Shares 35,662 Est. Cost $254.98 Unrealized +33.0%
Alphabet Inc-Cl A 0.7%
Value ($000) $13,090 Shares 10,844 Est. Cost $749.85 Unrealized
AbbVie Inc 0.7%
Value ($000) $13,066 Shares 138,152 Est. Cost $45.66 Unrealized
Visa Inc-Class A Shares 0.7%
Value ($000) $12,552 Shares 83,628 Est. Cost $122.03 Unrealized
Invesco Preferred ETF 0.7%
Value ($000) $12,288 Shares 858,129 Est. Cost $14.56 Unrealized
SPDR S&P Dividend 0.7%
Value ($000) $12,199 Shares 124,567 Est. Cost $71.15 Unrealized
KMB Kimberly-Clark Corp 0.7%
Value ($000) $12,060 Shares 106,127 Est. Cost $73.97 Unrealized +17.0%
SPDR S&P MidCap 400 ETF Trust 0.7%
Value ($000) $12,012 Shares 32,689 Est. Cost $242.22 Unrealized
O Realty Income Corp 0.7%
Value ($000) $11,570 Shares 203,378 Est. Cost $26.63 Unrealized +45.2%
BMY Bristol-Myers Squibb Co 0.7%
Value ($000) $11,411 Shares 183,805 Est. Cost $31.46 Unrealized +43.0%
Walgreens Boots Alliance Inc 0.6%
Value ($000) $10,796 Shares 148,096 Est. Cost $77.36 Unrealized
UPS United Parcel Service-Cl B 0.6%
Value ($000) $10,621 Shares 90,974 Est. Cost $64.34 Unrealized +37.5%
FRCB First Republic Bank/San Franci 0.6%
Value ($000) $9,787 Shares 101,952 Est. Cost $85.92 Unrealized +13.6%
DowDuPont Inc 0.6%
Value ($000) $9,647 Shares 150,013 Est. Cost $69.32 Unrealized
SPDR S&P 500 Index Trust Serie 0.5%
Value ($000) $9,483 Shares 32,619 Est. Cost $173.71 Unrealized
BAC Bank of America Corp 0.5%
Value ($000) $8,891 Shares 301,803 Est. Cost $11.93 Unrealized +113.5%
Medtronic PLC 0.5%
Value ($000) $8,857 Shares 90,042 Est. Cost $78.34 Unrealized
EIX Edison International 0.5%
Value ($000) $8,828 Shares 130,441 Est. Cost $40.00 Unrealized +21.2%
APD Air Products & Chemicals Inc 0.5%
Value ($000) $8,649 Shares 51,777 Est. Cost $84.96 Unrealized +60.0%
CSCO Cisco Systems Inc 0.5%
Value ($000) $8,642 Shares 177,640 Est. Cost $20.03 Unrealized +79.9%
DVY iShares DJ Select Dividend Ind 0.5%
Value ($000) $8,383 Shares 84,033 Est. Cost $65.29 Unrealized
Preferred Apartment Communitie 0.5%
Value ($000) $8,150 Shares 463,620 Est. Cost $12.16 Unrealized
XOM Exxon Mobil Corp 0.5%
Value ($000) $7,961 Shares 93,632 Est. Cost $54.39 Unrealized +7.0%
AMGN Amgen Inc 0.4%
Value ($000) $7,833 Shares 37,787 Est. Cost $131.48 Unrealized +19.7%
SBUX Starbucks Corp 0.4%
Value ($000) $7,754 Shares 136,426 Est. Cost $39.71 Unrealized +13.5%
GPC Genuine Parts Co 0.4%
Value ($000) $7,666 Shares 77,126 Est. Cost $61.04 Unrealized +29.7%
Allergan plc (new) 0.4%
Value ($000) $7,650 Shares 40,163 Est. Cost $200.08 Unrealized
CL Colgate-Palmolive Co 0.4%
Value ($000) $7,453 Shares 111,315 Est. Cost $48.10 Unrealized +16.4%
SPDR Materials Select Sector 0.4%
Value ($000) $7,279 Shares 125,652 Est. Cost $53.68 Unrealized
IVV iShares S&P 500 Index Fund 0.4%
Value ($000) $7,197 Shares 24,585 Est. Cost $241.53 Unrealized
CHS Chemical 7.50- Cl 1/2025 C 0.4%
Value ($000) $7,160 Shares 261,986 Est. Cost $27.63 Unrealized
BancOfCalifornia 7.375- Ca2020 0.4%
Value ($000) $6,988 Shares 270,348 Est. Cost $25.91 Unrealized
IBB iShares Nasdaq Biotech Index F 0.4%
Value ($000) $6,946 Shares 56,959 Est. Cost $169.49 Unrealized
Citigroup 7.125- Flt Aftr 9/23 0.4%
Value ($000) $6,904 Shares 247,350 Est. Cost $26.75 Unrealized
PFE Pfizer Inc 0.4%
Value ($000) $6,891 Shares 156,366 Est. Cost $17.22 Unrealized +60.6%
USB U S Bancorp 0.4%
Value ($000) $6,765 Shares 128,096 Est. Cost $32.42 Unrealized +20.7%
SWK Stanley Black & Decker Inc 0.4%
Value ($000) $6,539 Shares 44,656 Est. Cost $63.60 Unrealized +81.1%
LMT Lockheed Martin Corp 0.4%
Value ($000) $6,538 Shares 18,899 Est. Cost $150.63 Unrealized +75.4%
Alphabet Inc-Cl C 0.4%
Value ($000) $6,459 Shares 5,412 Est. Cost $649.99 Unrealized
Partner Re 7.25- Call 06/21 BB 0.4%
Value ($000) $6,399 Shares 237,008 Est. Cost $29.73 Unrealized
DHR Danaher Corp 0.4%
Value ($000) $6,233 Shares 57,360 Est. Cost $33.12 Unrealized +165.8%
HON Honeywell International Inc 0.4%
Value ($000) $6,219 Shares 37,372 Est. Cost $56.81 Unrealized +114.1%
BankofAmerica -1000pv 7.25-Cnv 0.4%
Value ($000) $6,141 Shares 4,745 Est. Cost $1231.72 Unrealized
Salesforce.Com Inc 0.3%
Value ($000) $5,967 Shares 37,519 Est. Cost $95.60 Unrealized
Gladstone 7.00- CUM Perp Call 0.3%
Value ($000) $5,921 Shares 234,526 Est. Cost $25.50 Unrealized
Invesco QQQ NASDAQ 100 Trust 0.3%
Value ($000) $5,820 Shares 31,325 Est. Cost $171.66 Unrealized
SCHD Schwab US Dividend Equity ETF 0.3%
Value ($000) $5,385 Shares 101,612 Est. Cost $40.20 Unrealized
PEP PepsiCo Inc 0.3%
Value ($000) $5,338 Shares 47,744 Est. Cost $58.60 Unrealized +54.2%
Accenture PLC-Cl A 0.3%
Value ($000) $5,309 Shares 31,190 Est. Cost $79.26 Unrealized
Raytheon Company 0.3%
Value ($000) $5,293 Shares 25,612 Est. Cost $155.52 Unrealized
VNO Vornado Realty Trust 0.3%
Value ($000) $5,285 Shares 72,393 Est. Cost $89.90 Unrealized
LOW Lowe's Cos Inc 0.3%
Value ($000) $5,075 Shares 44,204 Est. Cost $34.06 Unrealized +167.2%
NVIDIA Corp 0.3%
Value ($000) $4,973 Shares 17,698 Est. Cost $235.13 Unrealized
Vanguard Communication Service 0.3%
Value ($000) $4,932 Shares 56,685 Est. Cost $87.01 Unrealized
PFF iShares S&P US Preferred Stock 0.3%
Value ($000) $4,920 Shares 132,501 Est. Cost $39.34 Unrealized
Vanguard Info Tech Vipers 0.3%
Value ($000) $4,733 Shares 23,368 Est. Cost $159.56 Unrealized
National General 7.5- NA Cl Q 0.3%
Value ($000) $4,717 Shares 191,114 Est. Cost $25.50 Unrealized
Colony Capital 7.125- CUM Call 0.3%
Value ($000) $4,681 Shares 205,861 Est. Cost $23.20 Unrealized
CAT Caterpillar Inc 0.3%
Value ($000) $4,660 Shares 30,562 Est. Cost $63.86 Unrealized +88.7%
COP ConocoPhillips 0.3%
Value ($000) $4,633 Shares 59,854 Est. Cost $41.45 Unrealized +36.0%
Zimmer Biomet Holdings Inc 0.3%
Value ($000) $4,575 Shares 34,802 Est. Cost $103.68 Unrealized
BRK/B Berkshire Hathaway Inc-Cl B 0.3%
Value ($000) $4,544 Shares 21,222 Est. Cost $123.28 Unrealized +66.4%
Morgan Stanley 7.125-Flt 10/23 0.2%
Value ($000) $4,317 Shares 153,689 Est. Cost $27.80 Unrealized
First Republic 7.0- Called12/2 0.2%
Value ($000) $4,198 Shares 164,629 Est. Cost $27.07 Unrealized
WMT Wal-Mart Stores Inc 0.2%
Value ($000) $3,972 Shares 42,301 Est. Cost $23.69 Unrealized +15.4%
BDX Becton Dickinson & Co 0.2%
Value ($000) $3,657 Shares 14,010 Est. Cost $113.22 Unrealized +94.6%
GD General Dynamics Corp 0.2%
Value ($000) $3,640 Shares 17,781 Est. Cost $67.65 Unrealized +144.4%
SRE Sempra Energy 0.2%
Value ($000) $3,535 Shares 31,073 Est. Cost $34.52 Unrealized +32.0%
Quest USWest 7.0- SrNts 2/56 C 0.2%
Value ($000) $3,429 Shares 136,343 Est. Cost $26.25 Unrealized
PEG Public Service Enterprise Grou 0.2%
Value ($000) $3,375 Shares 63,926 Est. Cost $26.01 Unrealized +56.4%
BlueRock Residential Growth 8. 0.2%
Value ($000) $3,311 Shares 128,439 Est. Cost $25.46 Unrealized
Altria Group Inc 0.2%
Value ($000) $3,278 Shares 54,351 Est. Cost $38.28 Unrealized
L3 Technologies Inc 0.2%
Value ($000) $3,258 Shares 15,322 Est. Cost $190.45 Unrealized
JPMorgan 6.0- Perp/Call 8/23 - 0.2%
Value ($000) $3,255 Shares 3,145,000 Est. Cost $1.02 Unrealized
Merck & Co. Inc. 0.2%
Value ($000) $3,246 Shares 45,763 Est. Cost $50.03 Unrealized
TD Toronto Dominion Bank 0.2%
Value ($000) $3,150 Shares 51,804 Est. Cost $44.04 Unrealized +35.2%
JPMorgan 7.9- Perp/Call 4/18 - 0.2%
Value ($000) $3,143 Shares 3,135,000 Est. Cost $1.09 Unrealized
LLY Eli Lilly & Co 0.2%
Value ($000) $3,107 Shares 28,953 Est. Cost $49.53 Unrealized +82.3%
Travelers Cos Inc/The 0.2%
Value ($000) $3,060 Shares 23,590 Est. Cost $81.46 Unrealized
First Trust Mid Cap Growth Alp 0.2%
Value ($000) $3,047 Shares 65,831 Est. Cost $31.11 Unrealized
WEC Energy Group Inc 0.2%
Value ($000) $3,031 Shares 45,398 Est. Cost $44.97 Unrealized
ELV Anthem Inc 0.2%
Value ($000) $3,019 Shares 11,017 Est. Cost $107.20 Unrealized +119.7%
Unilever N V -NY Shares 0.2%
Value ($000) $3,016 Shares 54,301 Est. Cost $40.22 Unrealized
VYM Vanguard High Div Yield 0.2%
Value ($000) $2,994 Shares 34,375 Est. Cost $67.30 Unrealized
Sotherly Hotels 8- Cum Perp C 0.2%
Value ($000) $2,976 Shares 117,023 Est. Cost $25.89 Unrealized
Praxair Inc (Acquired) 0.2%
Value ($000) $2,947 Shares 18,334 Est. Cost $119.19 Unrealized
SPDR S&P Regional Banking 0.2%
Value ($000) $2,892 Shares 48,668 Est. Cost $55.56 Unrealized
Oracle Corp 0.2%
Value ($000) $2,813 Shares 54,554 Est. Cost $35.19 Unrealized
MAR Marriott International-Cl A 0.2%
Value ($000) $2,782 Shares 21,073 Est. Cost $69.13 Unrealized +73.8%
Partner Re 6.50-Perp Cal 4/202 0.2%
Value ($000) $2,773 Shares 106,620 Est. Cost $27.14 Unrealized
United Technologies Corp 0.2%
Value ($000) $2,727 Shares 19,508 Est. Cost $96.66 Unrealized
B Riley Financial 7.50-SnNts D 0.2%
Value ($000) $2,725 Shares 106,875 Est. Cost $25.73 Unrealized
MKC McCormick & Co-Non Votung Shrs 0.2%
Value ($000) $2,723 Shares 20,669 Est. Cost $29.24 Unrealized +83.4%
VO Vanguard Mid-Cap 0.2%
Value ($000) $2,677 Shares 16,302 Est. Cost $98.98 Unrealized
Wachovia (WFC) Perp/Call 2/11 0.2%
Value ($000) $2,673 Shares 2,700,000 Est. Cost $0.98 Unrealized
OXY Occidental Petroleum Corp 0.2%
Value ($000) $2,649 Shares 32,243 Est. Cost $57.86 Unrealized +17.1%
UNH UnitedHealth Group Inc 0.2%
Value ($000) $2,646 Shares 9,946 Est. Cost $79.85 Unrealized +188.8%
Bank of America 6.625- Prp/Cl9 0.2%
Value ($000) $2,632 Shares 101,214 Est. Cost $26.03 Unrealized
National General 7.50-Call4/20 0.1%
Value ($000) $2,607 Shares 105,444 Est. Cost $24.95 Unrealized
SCHB Schwab US Broad Market ETF 0.1%
Value ($000) $2,582 Shares 36,677 Est. Cost $46.92 Unrealized
OEF iShares S&P 100 Index Fund 0.1%
Value ($000) $2,533 Shares 19,539 Est. Cost $85.58 Unrealized
Cerner Corp 0.1%
Value ($000) $2,523 Shares 39,171 Est. Cost $66.75 Unrealized
Quest USWestSnNotes 6.875- CL 0.1%
Value ($000) $2,512 Shares 102,945 Est. Cost $25.57 Unrealized
Colony Capital 7.50- CUM Call 0.1%
Value ($000) $2,503 Shares 104,743 Est. Cost $24.23 Unrealized
CAI Internatnl 8.50-Perp Cum Q 0.1%
Value ($000) $2,486 Shares 98,352 Est. Cost $24.80 Unrealized
Laboratory Corp Of Amer Hldgs 0.1%
Value ($000) $2,467 Shares 14,205 Est. Cost $102.44 Unrealized
Varian Medical Systems Inc 0.1%
Value ($000) $2,397 Shares 21,419 Est. Cost $76.17 Unrealized
Prospect Captl 6.25- 6/24 SrNt 0.1%
Value ($000) $2,346 Shares 93,731 Est. Cost $25.52 Unrealized
UNP Union Pacific Corp 0.1%
Value ($000) $2,310 Shares 14,190 Est. Cost $81.39 Unrealized +57.0%
MS Morgan Stanley 0.1%
Value ($000) $2,300 Shares 49,383 Est. Cost $25.01 Unrealized +55.7%
SCHX Schwab US Large-Cap ETF 0.1%
Value ($000) $2,293 Shares 32,959 Est. Cost $48.44 Unrealized
WSM Williams-Sonoma Inc 0.1%
Value ($000) $2,284 Shares 34,750 Est. Cost $23.03 Unrealized +17.2%
VB Vanguard Small-Cap Vipers 0.1%
Value ($000) $2,195 Shares 13,500 Est. Cost $94.92 Unrealized
IBM Intl Business Machines Corp 0.1%
Value ($000) $2,189 Shares 14,477 Est. Cost $117.43 Unrealized -13.8%
National General7.50-Call 7/20 0.1%
Value ($000) $2,156 Shares 86,692 Est. Cost $24.93 Unrealized
CVS CVS Health Corp 0.1%
Value ($000) $2,138 Shares 27,161 Est. Cost $52.07 Unrealized +8.5%
Aetna Inc 0.1%
Value ($000) $2,125 Shares 10,478 Est. Cost $124.46 Unrealized
Vanguard Consumer Discretionar 0.1%
Value ($000) $2,103 Shares 11,654 Est. Cost $147.49 Unrealized
CoreEnergy 7.375- Pfd - Par Ca 0.1%
Value ($000) $2,075 Shares 82,360 Est. Cost $25.20 Unrealized
IYT iShares DJ US Transport Index 0.1%
Value ($000) $2,073 Shares 10,136 Est. Cost $157.91 Unrealized
SCHH Schwab US REIT ETF 0.1%
Value ($000) $1,992 Shares 47,734 Est. Cost $41.73 Unrealized
Vanguard Financials Vipers 0.1%
Value ($000) $1,962 Shares 28,279 Est. Cost $69.42 Unrealized
Bank of America 5.20- Perp/Cal 0.1%
Value ($000) $1,945 Shares 1,965,000 Est. Cost $0.99 Unrealized
Telephone & Data 6.875- Cl 11/ 0.1%
Value ($000) $1,943 Shares 77,475 Est. Cost $25.58 Unrealized
Ladenburg Thalmann 7.25-SnNte 0.1%
Value ($000) $1,942 Shares 78,325 Est. Cost $24.79 Unrealized
SPDR Utilities Select Sector 0.1%
Value ($000) $1,935 Shares 36,757 Est. Cost $50.39 Unrealized
Global Indemnity SrNts7.75- Ca 0.1%
Value ($000) $1,927 Shares 74,974 Est. Cost $25.74 Unrealized
RHHBY Roche Holdings LTD-Spons ADR 0.1%
Value ($000) $1,913 Shares 63,417 Est. Cost $34.44 Unrealized
AT&T Inc 0.1%
Value ($000) $1,913 Shares 56,957 Est. Cost $35.91 Unrealized
Vanguard Health Care Vipers 0.1%
Value ($000) $1,907 Shares 10,568 Est. Cost $170.15 Unrealized
IJH iShares S&P Midcap 400 0.1%
Value ($000) $1,901 Shares 9,442 Est. Cost $121.23 Unrealized
EMR Emerson Electric Co 0.1%
Value ($000) $1,878 Shares 24,528 Est. Cost $42.53 Unrealized +45.6%
BancOfCalifornia 7.00- Cal2021 0.1%
Value ($000) $1,875 Shares 72,398 Est. Cost $25.99 Unrealized
Digital Realty 7.375- Perp CUM 0.1%
Value ($000) $1,871 Shares 73,550 Est. Cost $27.11 Unrealized
GE Cap Corp 5.00- Perp/Call 1/ 0.1%
Value ($000) $1,855 Shares 1,905,000 Est. Cost $1.03 Unrealized
Ingersoll-Rand PLC 0.1%
Value ($000) $1,810 Shares 17,692 Est. Cost $65.13 Unrealized
S&P Global Inc 0.1%
Value ($000) $1,804 Shares 9,235 Est. Cost $109.99 Unrealized
KO Coca-Cola Co/The 0.1%
Value ($000) $1,771 Shares 38,350 Est. Cost $28.34 Unrealized +28.1%
US Cellular 7.25- SrNts12/2064 0.1%
Value ($000) $1,770 Shares 69,027 Est. Cost $25.52 Unrealized
NuStar Logistics 7.625-Nts Cl 0.1%
Value ($000) $1,769 Shares 70,064 Est. Cost $25.61 Unrealized
AON Cap 8.205- 1/27 Non-Call B 0.1%
Value ($000) $1,765 Shares 58,244 Est. Cost $29.74 Unrealized
AXP American Express Co 0.1%
Value ($000) $1,763 Shares 16,555 Est. Cost $63.17 Unrealized +49.0%
Goldman 5.5- Flt Aftr 5/23 Cl 0.1%
Value ($000) $1,739 Shares 68,366 Est. Cost $24.49 Unrealized
SCHM Schwab US Mid-Cap ETF 0.1%
Value ($000) $1,734 Shares 29,972 Est. Cost $39.06 Unrealized
Adobe Inc 0.1%
Value ($000) $1,703 Shares 6,308 Est. Cost $73.24 Unrealized
Global Net Lease 7.25-Perp Cum 0.1%
Value ($000) $1,683 Shares 67,139 Est. Cost $25.29 Unrealized
JPMorgan Chase 6.70-Perp/Call 0.1%
Value ($000) $1,645 Shares 64,311 Est. Cost $26.02 Unrealized
Capital One Finl 6.7-Prp Call 0.1%
Value ($000) $1,599 Shares 61,207 Est. Cost $26.40 Unrealized
JPMorgan US Large Cap Diversif 0.1%
Value ($000) $1,593 Shares 21,376 Est. Cost $70.58 Unrealized
DE Deere & Co 0.1%
Value ($000) $1,550 Shares 10,313 Est. Cost $72.34 Unrealized +77.8%
Vanguard Consumer Staples Vipe 0.1%
Value ($000) $1,544 Shares 11,021 Est. Cost $133.91 Unrealized
BlueRock Residential Growth 7. 0.1%
Value ($000) $1,543 Shares 60,164 Est. Cost $25.83 Unrealized
Check Point Software Tech 0.1%
Value ($000) $1,502 Shares 12,762 Est. Cost $81.51 Unrealized
Cowen 7.35- Sn Notes 2027 Call 0.1%
Value ($000) $1,493 Shares 58,225 Est. Cost $25.66 Unrealized
Cowen 7.75- Snr Notes 2033 Cl 0.1%
Value ($000) $1,482 Shares 58,725 Est. Cost $25.08 Unrealized
Golar LNG 8.75- Perp QDI Call 0.1%
Value ($000) $1,480 Shares 57,890 Est. Cost $25.89 Unrealized
Argo Group 6.5- Sr Notes Call 0.1%
Value ($000) $1,477 Shares 58,739 Est. Cost $25.17 Unrealized
SL Green Realty 6.5- Perp CUM 0.1%
Value ($000) $1,474 Shares 58,880 Est. Cost $24.66 Unrealized
SPDR Dow Jones Industrial Aver 0.1%
Value ($000) $1,473 Shares 5,571 Est. Cost $156.10 Unrealized
National General 7.625- Call9/ 0.1%
Value ($000) $1,460 Shares 57,012 Est. Cost $24.26 Unrealized
Invesco KBW Regional Bank ETF 0.1%
Value ($000) $1,452 Shares 26,025 Est. Cost $57.94 Unrealized
Biogen Inc 0.1%
Value ($000) $1,448 Shares 4,099 Est. Cost $241.39 Unrealized
Qwest Corp 6.5- Sr Note 9/56 C 0.1%
Value ($000) $1,448 Shares 62,675 Est. Cost $25.73 Unrealized
Invesco S&P Top 50 0.1%
Value ($000) $1,447 Shares 6,918 Est. Cost $193.08 Unrealized
GasLog Ltd 8.75- Ser A CUM QDI 0.1%
Value ($000) $1,443 Shares 55,819 Est. Cost $24.75 Unrealized
GasLog Ltd 8.375- Ser A CUM QD 0.1%
Value ($000) $1,443 Shares 56,798 Est. Cost $25.64 Unrealized
IYF iShares DJ US Financial Sect 0.1%
Value ($000) $1,428 Shares 11,756 Est. Cost $73.45 Unrealized
AFL Aflac Inc 0.1%
Value ($000) $1,419 Shares 30,139 Est. Cost $31.91 Unrealized +20.6%
LULU Lululemon Athletica Inc 0.1%
Value ($000) $1,410 Shares 8,675 Est. Cost $64.45 Unrealized +112.7%
iShares Core Dividend Growth 0.1%
Value ($000) $1,398 Shares 37,726 Est. Cost $30.68 Unrealized
Vanguard Industrials 0.1%
Value ($000) $1,389 Shares 9,402 Est. Cost $144.30 Unrealized
EFA iShares MSCI EAFE Index 0.1%
Value ($000) $1,361 Shares 20,018 Est. Cost $64.28 Unrealized
Unilever Plc-Sponsored ADR 0.1%
Value ($000) $1,352 Shares 24,593 Est. Cost $41.01 Unrealized
SPDR Gold Trust 0.1%
Value ($000) $1,343 Shares 11,913 Est. Cost $114.40 Unrealized
VLO Valero Energy Corp 0.1%
Value ($000) $1,343 Shares 11,806 Est. Cost $70.04 Unrealized +20.2%
Charles Schwab 7- Perp/Call 2/ 0.1%
Value ($000) $1,323 Shares 1,212,000 Est. Cost $1.12 Unrealized
Chimera Investment Corp 7.75- 0.1%
Value ($000) $1,323 Shares 52,702 Est. Cost $25.10 Unrealized
SCHW Schwab (Charles) Corp 0.1%
Value ($000) $1,315 Shares 26,761 Est. Cost $29.93 Unrealized +53.9%
EaglePoint Credit 6.625- Nts D 0.1%
Value ($000) $1,306 Shares 52,375 Est. Cost $24.59 Unrealized
Facebook Inc 0.1%
Value ($000) $1,279 Shares 7,776 Est. Cost $113.04 Unrealized
SYY Sysco Corp 0.1%
Value ($000) $1,254 Shares 17,115 Est. Cost $34.54 Unrealized +71.6%
Colony Capital 7.125- CUM Call 0.1%
Value ($000) $1,235 Shares 54,310 Est. Cost $23.15 Unrealized
Goldman Sachs 5.7 Perp/Call 5/ 0.1%
Value ($000) $1,227 Shares 1,215,000 Est. Cost $1.03 Unrealized
JMP Group SrNts7.25- BBB- 11/2 0.1%
Value ($000) $1,204 Shares 47,450 Est. Cost $25.30 Unrealized
Altaba Inc 0.1%
Value ($000) $1,184 Shares 17,388 Est. Cost $54.63 Unrealized
Citigroup Inc 5.95- Perp Call 0.1%
Value ($000) $1,172 Shares 1,150,000 Est. Cost $1.01 Unrealized
Hoegh LNG Partners 8.75- QDI 0.1%
Value ($000) $1,165 Shares 45,313 Est. Cost $25.66 Unrealized
Dynagas LNG 9.0- QDI CUM cl 2 0.1%
Value ($000) $1,163 Shares 45,272 Est. Cost $17.93 Unrealized
Stanley Black & Decker Callabl 0.1%
Value ($000) $1,155 Shares 1,145,000 Est. Cost $1.02 Unrealized
Sotherly Hotels 7.875- Cum Per 0.1%
Value ($000) $1,149 Shares 46,068 Est. Cost $25.25 Unrealized
NewTek Business Svs 6.25- Nts 0.1%
Value ($000) $1,147 Shares 44,650 Est. Cost $25.44 Unrealized
Global Indmnty 7.875- Cl2022 b 0.1%
Value ($000) $1,140 Shares 44,338 Est. Cost $25.10 Unrealized
iShares MSCI USA Quality Facto 0.1%
Value ($000) $1,133 Shares 12,538 Est. Cost $60.07 Unrealized
AGNC Investment Corp 7.75- Per 0.1%
Value ($000) $1,132 Shares 44,372 Est. Cost $25.72 Unrealized
Hartford Finl 7.875- 2042 call 0.1%
Value ($000) $1,130 Shares 40,350 Est. Cost $29.52 Unrealized
Agilent Technologies Inc 0.1%
Value ($000) $1,122 Shares 15,899 Est. Cost $46.60 Unrealized
ESS Essex Property Trust Inc 0.1%
Value ($000) $1,121 Shares 4,545 Est. Cost $161.61 Unrealized +15.6%
TriState Capital Hlds 6.75- Pe 0.1%
Value ($000) $1,114 Shares 42,450 Est. Cost $25.84 Unrealized
Hanover Insurance6.35- Cl3/18 0.1%
Value ($000) $1,089 Shares 43,221 Est. Cost $25.03 Unrealized
MDLZ Mondelez International 0.1%
Value ($000) $1,072 Shares 24,955 Est. Cost $24.15 Unrealized +47.4%
General Electric Co 0.1%
Value ($000) $1,061 Shares 94,006 Est. Cost $24.35 Unrealized
PM Philip Morris International 0.1%
Value ($000) $1,050 Shares 12,882 Est. Cost $51.28 Unrealized +8.2%
GasLog LP 8.625-fxd/flt Cum Q 0.1%
Value ($000) $1,038 Shares 40,061 Est. Cost $26.06 Unrealized
IWF iShares Russell 1000 Growth 0.1%
Value ($000) $1,023 Shares 6,561 Est. Cost $100.04 Unrealized
TMO Thermo Fisher Scientific Inc 0.1%
Value ($000) $1,014 Shares 4,153 Est. Cost $157.40 Unrealized +43.3%
Rockwell Collins Inc. 0.1%
Value ($000) $1,010 Shares 7,190 Est. Cost $95.72 Unrealized
BMRC Bank Of Marin Bancorp/CA 0.1%
Value ($000) $998 Shares 11,894 Est. Cost $14.70 Unrealized +125.7%
SHW Sherwin Williams Co 0.1%
Value ($000) $988 Shares 2,171 Est. Cost $88.18 Unrealized +57.2%
SPDR NYSE Technology ETF 0.1%
Value ($000) $979 Shares 10,363 Est. Cost $76.91 Unrealized
Qwest Corp 6.75- SrNote 6/57 C 0.1%
Value ($000) $962 Shares 40,427 Est. Cost $24.44 Unrealized
Target Corp 0.1%
Value ($000) $962 Shares 10,902 Est. Cost $70.79 Unrealized
Vanguard Utilities Vipers 0.1%
Value ($000) $959 Shares 8,140 Est. Cost $117.81 Unrealized
SO Southern Co 0.1%
Value ($000) $948 Shares 21,741 Est. Cost $26.60 Unrealized +28.9%
Vanguard Energy ETF 0.1%
Value ($000) $945 Shares 8,987 Est. Cost $101.01 Unrealized
Enstar Group 7.0- Perp Call 9/ 0.1%
Value ($000) $935 Shares 35,415 Est. Cost $25.82 Unrealized
Citigroup Tst 7.875- Cl2015 Li 0.1%
Value ($000) $933 Shares 34,745 Est. Cost $26.53 Unrealized
VIG Vanguard Dividend Appreciation 0.1%
Value ($000) $919 Shares 8,303 Est. Cost $77.80 Unrealized
US Bancorp 6.5- Flt Aftr 1/22 0.1%
Value ($000) $917 Shares 33,673 Est. Cost $27.99 Unrealized
VRSK Verisk Analytics Inc-Class A 0.1%
Value ($000) $912 Shares 7,565 Est. Cost $73.12 Unrealized +52.1%
Oxford Lane Cap6.75- Nts 6/202 0.1%
Value ($000) $911 Shares 35,397 Est. Cost $24.94 Unrealized
Comcast Corp-Cl A 0.1%
Value ($000) $909 Shares 25,661 Est. Cost $44.65 Unrealized
Chubb Ltd (new) 0.1%
Value ($000) $907 Shares 6,786 Est. Cost $119.31 Unrealized
VEA Vanguard Developed Mkts 0.1%
Value ($000) $892 Shares 20,625 Est. Cost $36.63 Unrealized
IYE iShares DJ US Energy Sector 0.1%
Value ($000) $888 Shares 21,159 Est. Cost $34.57 Unrealized
Just Energy 8.50-Perp Call3/20 0.1%
Value ($000) $885 Shares 42,561 Est. Cost $25.32 Unrealized
FedEx Corp 0.1%
Value ($000) $875 Shares 3,634 Est. Cost $141.36 Unrealized
IFF Intl Flavors & Fragrances 0.0%
Value ($000) $870 Shares 6,250 Est. Cost $64.41 Unrealized +68.2%
Eaton Corp PLC 0.0%
Value ($000) $869 Shares 10,017 Est. Cost $68.06 Unrealized
Workday Inc-Class A 0.0%
Value ($000) $867 Shares 5,938 Est. Cost $120.13 Unrealized
Fortinet Inc 0.0%
Value ($000) $862 Shares 9,340 Est. Cost $32.09 Unrealized
Bank of NY Mellon - Call 6/20/ 0.0%
Value ($000) $857 Shares 840,000 Est. Cost $1.02 Unrealized
ADM Archer-Daniels-Midland Co 0.0%
Value ($000) $833 Shares 16,577 Est. Cost $30.35 Unrealized +30.0%
LEN Lennar Corp-Cl A 0.0%
Value ($000) $829 Shares 17,758 Est. Cost $55.25 Unrealized -16.4%
Broadcom Inc 0.0%
Value ($000) $816 Shares 3,308 Est. Cost $238.85 Unrealized
Invesco S&P Equal Weight 0.0%
Value ($000) $816 Shares 7,642 Est. Cost $102.01 Unrealized
IOO iShares S&P Global 100 0.0%
Value ($000) $809 Shares 16,582 Est. Cost $56.73 Unrealized
Amtrust Financial 7.625-CUM QD 0.0%
Value ($000) $787 Shares 42,066 Est. Cost $25.17 Unrealized
Sunstone Hotel 6.95- Prp/Cl 3/ 0.0%
Value ($000) $786 Shares 30,278 Est. Cost $25.81 Unrealized
McKesson Corp 0.0%
Value ($000) $776 Shares 5,850 Est. Cost $158.39 Unrealized
SoCalEd 5.375- CUM cl 2025 QDI 0.0%
Value ($000) $776 Shares 31,851 Est. Cost $25.75 Unrealized
Torchmark Crp 6.125- SubDebCal 0.0%
Value ($000) $775 Shares 30,350 Est. Cost $25.88 Unrealized
VEREIT Inc 6.70- Perp CUM Cl 2 0.0%
Value ($000) $774 Shares 31,146 Est. Cost $25.39 Unrealized
OFS Capital 6.375 SnNts 4/2025 0.0%
Value ($000) $766 Shares 30,400 Est. Cost $24.75 Unrealized
Wells Fargo 6.375- Cl 12/19 BB 0.0%
Value ($000) $752 Shares 29,365 Est. Cost $25.70 Unrealized
GSLC Goldman Sach Active Beta US La 0.0%
Value ($000) $749 Shares 12,746 Est. Cost $48.94 Unrealized
Tesla Inc 0.0%
Value ($000) $743 Shares 2,805 Est. Cost $204.14 Unrealized
Charles Schwab 4.625- Perp/Cal 0.0%
Value ($000) $740 Shares 740,000 Est. Cost $1.02 Unrealized
Royal Dutch Shell Plc-ADR A 0.0%
Value ($000) $736 Shares 10,803 Est. Cost $58.19 Unrealized
Citigroup 5.35- Perp/Call 5/23 0.0%
Value ($000) $728 Shares 740,000 Est. Cost $0.94 Unrealized
QTS Realty 7.125- Perp Cum Cl 0.0%
Value ($000) $721 Shares 28,128 Est. Cost $25.39 Unrealized
FDL First Trust Morningstar Divide 0.0%
Value ($000) $721 Shares 24,175 Est. Cost $20.63 Unrealized
Spark Energy 8.75- Call 2022 Q 0.0%
Value ($000) $718 Shares 30,410 Est. Cost $25.48 Unrealized
Landenburg Thalman 7.00-SnNte 0.0%
Value ($000) $718 Shares 29,650 Est. Cost $24.56 Unrealized
Citigroup Inc Fix-to-Float Per 0.0%
Value ($000) $716 Shares 700,000 Est. Cost $1.04 Unrealized
Fifth Third Bancorp 4.9- until 0.0%
Value ($000) $713 Shares 710,000 Est. Cost $1.00 Unrealized
ProLogis Inc 0.0%
Value ($000) $711 Shares 10,483 Est. Cost $41.61 Unrealized
IberiaBank Corp 6.60- Call 5/1 0.0%
Value ($000) $711 Shares 26,210 Est. Cost $26.33 Unrealized
Ashford Hospitality 7.375- NR 0.0%
Value ($000) $711 Shares 29,724 Est. Cost $25.64 Unrealized
DOV Dover Corp 0.0%
Value ($000) $710 Shares 8,025 Est. Cost $48.89 Unrealized +50.9%
SAP SAP SE-Sponsored ADR 0.0%
Value ($000) $701 Shares 5,698 Est. Cost $74.09 Unrealized
NSRGY Nestle Sa-Spons ADR For Reg 0.0%
Value ($000) $696 Shares 8,368 Est. Cost $68.01 Unrealized
Jernigan Capital 7.00- CUM PER 0.0%
Value ($000) $691 Shares 27,841 Est. Cost $23.25 Unrealized
PayPal Holdings Inc 0.0%
Value ($000) $687 Shares 7,820 Est. Cost $81.75 Unrealized
Amtrust Financial 7.75- QDI Ca 0.0%
Value ($000) $681 Shares 34,382 Est. Cost $25.59 Unrealized
SPDR S&P Aerospace & Defense E 0.0%
Value ($000) $678 Shares 6,813 Est. Cost $74.58 Unrealized
CTAS Cintas Corp 0.0%
Value ($000) $673 Shares 3,402 Est. Cost $23.75 Unrealized +101.4%
TXN Texas Instruments Inc 0.0%
Value ($000) $663 Shares 6,182 Est. Cost $38.98 Unrealized +131.5%
Sotherly Hotels 7.25- SrNt2021 0.0%
Value ($000) $662 Shares 25,650 Est. Cost $26.01 Unrealized
Colony Capital 8.75- CUM Call 0.0%
Value ($000) $661 Shares 25,814 Est. Cost $25.95 Unrealized
Morgan Stanley 5.45- Perp/Call 0.0%
Value ($000) $656 Shares 650,000 Est. Cost $1.01 Unrealized
IWD iShares Russell 1000 Value 0.0%
Value ($000) $643 Shares 5,082 Est. Cost $120.09 Unrealized
Global Medical RE 7.50- CUM Pe 0.0%
Value ($000) $636 Shares 25,346 Est. Cost $25.06 Unrealized
So. Cal Edison 6.25- Perp/Call 0.0%
Value ($000) $632 Shares 605,000 Est. Cost $1.07 Unrealized
Suntrust Bank 5.05- Call 2022- 0.0%
Value ($000) $632 Shares 640,000 Est. Cost $0.98 Unrealized
Goldman Sachs 5.375 Perp/Call 0.0%
Value ($000) $627 Shares 615,000 Est. Cost $1.04 Unrealized
IJJ iShares S&P Midcap 400/Value 0.0%
Value ($000) $624 Shares 3,727 Est. Cost $111.81 Unrealized
EaglePoint Credit 7.75-2022 CU 0.0%
Value ($000) $621 Shares 24,460 Est. Cost $25.26 Unrealized
Wells Fargo 5.85-Flt Aftr 9/23 0.0%
Value ($000) $621 Shares 24,097 Est. Cost $25.97 Unrealized
White Mountains Insurance Grou 0.0%
Value ($000) $620 Shares 663 Est. Cost $630.29 Unrealized
IJR iShares S&P SmallCap 600 0.0%
Value ($000) $620 Shares 7,110 Est. Cost $81.63 Unrealized
GILD Gilead Sciences Inc 0.0%
Value ($000) $618 Shares 8,008 Est. Cost $54.89 Unrealized +3.6%
Fidus Investment 5.875-Notes D 0.0%
Value ($000) $616 Shares 24,000 Est. Cost $25.46 Unrealized
C Citigroup Inc 0.0%
Value ($000) $615 Shares 8,577 Est. Cost $41.65 Unrealized +31.5%
Telephone & Data 7.0- Cl 3/16 0.0%
Value ($000) $613 Shares 24,402 Est. Cost $25.78 Unrealized
American Homes 4Rent 6.50- Per 0.0%
Value ($000) $610 Shares 24,420 Est. Cost $25.72 Unrealized
CAG Conagra Brands Inc 0.0%
Value ($000) $607 Shares 17,857 Est. Cost $17.71 Unrealized +54.3%
American Express Cp 5.2- - Cal 0.0%
Value ($000) $605 Shares 600,000 Est. Cost $1.02 Unrealized
Two Harbors Investments 8.125- 0.0%
Value ($000) $603 Shares 22,614 Est. Cost $26.14 Unrealized
GS Goldman Sachs Group Inc 0.0%
Value ($000) $600 Shares 2,677 Est. Cost $149.83 Unrealized +31.1%
QCOM Qualcomm Inc 0.0%
Value ($000) $593 Shares 8,238 Est. Cost $46.98 Unrealized +16.3%
Goldman Sachs 5- Perp/Call 11/ 0.0%
Value ($000) $582 Shares 615,000 Est. Cost $0.94 Unrealized
US Celllular SrNts 7.25- 2063 0.0%
Value ($000) $582 Shares 22,700 Est. Cost $25.53 Unrealized
IYW iShares Goldman Sachs Tech I 0.0%
Value ($000) $578 Shares 2,979 Est. Cost $116.29 Unrealized
CAI Internatnl 8.50-Perp Cum Q 0.0%
Value ($000) $574 Shares 22,475 Est. Cost $25.54 Unrealized
Citigroup Inc 6.125- Perp Call 0.0%
Value ($000) $573 Shares 550,000 Est. Cost $1.03 Unrealized
Ready Capital Sr 6.5- 4/2021BB 0.0%
Value ($000) $573 Shares 22,365 Est. Cost $25.62 Unrealized
Gladstone Investment 6.25- CUM 0.0%
Value ($000) $572 Shares 22,621 Est. Cost $25.43 Unrealized
TM Toyota Motor Corp -Spon ADR 0.0%
Value ($000) $568 Shares 4,571 Est. Cost $119.56 Unrealized
Arlington Asset Inv 7.00- Cum 0.0%
Value ($000) $565 Shares 23,066 Est. Cost $24.72 Unrealized
BAX Baxter International Inc. 0.0%
Value ($000) $562 Shares 7,287 Est. Cost $41.14 Unrealized +57.8%
Chimera Investment Corp 8- Cal 0.0%
Value ($000) $558 Shares 21,727 Est. Cost $25.44 Unrealized
Wells Fargo & Company Perp/Cal 0.0%
Value ($000) $558 Shares 552,000 Est. Cost $1.11 Unrealized
Novartis Ag-ADR 0.0%
Value ($000) $555 Shares 6,438 Est. Cost $74.52 Unrealized
T Rowe Price Group Inc 0.0%
Value ($000) $549 Shares 5,026 Est. Cost $107.14 Unrealized
SPDR S&P Biotech ETF 0.0%
Value ($000) $547 Shares 5,710 Est. Cost $81.17 Unrealized
UMH Properties 8.0- Perp Cum C 0.0%
Value ($000) $547 Shares 20,814 Est. Cost $26.35 Unrealized
VGK Vanguard European Vipers 0.0%
Value ($000) $543 Shares 9,650 Est. Cost $56.49 Unrealized
VFC VF Corporation 0.0%
Value ($000) $542 Shares 5,797 Est. Cost $73.27 Unrealized +16.4%
Diageo Plc-Sponsored ADR 0.0%
Value ($000) $530 Shares 3,743 Est. Cost $115.23 Unrealized
Intuitive Surgical Inc 0.0%
Value ($000) $530 Shares 924 Est. Cost $389.24 Unrealized
Blackstone Group/The 0.0%
Value ($000) $526 Shares 13,814 Est. Cost $27.07 Unrealized
AGG iShares Barclays Agg Bond 0.0%
Value ($000) $525 Shares 4,975 Est. Cost $105.53 Unrealized
TJX TJX Companies Inc 0.0%
Value ($000) $518 Shares 4,629 Est. Cost $25.66 Unrealized +81.2%
ALL Allstate Corp 0.0%
Value ($000) $516 Shares 5,229 Est. Cost $38.69 Unrealized +112.1%
Apollo Cmmrl Real Est 8.00- CU 0.0%
Value ($000) $514 Shares 20,331 Est. Cost $25.43 Unrealized
Ivanhoe Mines Ltd 0.0%
Value ($000) $511 Shares 240,000 Est. Cost $0.69 Unrealized
ED Consolidated Edison Inc 0.0%
Value ($000) $508 Shares 6,666 Est. Cost $47.09 Unrealized +28.3%
WABC Westamerica Bancorportaion 0.0%
Value ($000) $506 Shares 8,413 Est. Cost $43.50 Unrealized +11.3%
Marathon Petroleum Corp 0.0%
Value ($000) $505 Shares 6,309 Est. Cost $60.23 Unrealized
Keysight Technologies Inc 0.0%
Value ($000) $503 Shares 7,584 Est. Cost $36.76 Unrealized
Duke Energy Corp 0.0%
Value ($000) $502 Shares 6,269 Est. Cost $70.55 Unrealized
NXP Semiconductors Nv 0.0%
Value ($000) $501 Shares 5,858 Est. Cost $109.28 Unrealized
NewTek Business Svs 7.50- Nts 0.0%
Value ($000) $500 Shares 19,811 Est. Cost $25.50 Unrealized
MVC Capital 6.25- SrNts Due12/ 0.0%
Value ($000) $499 Shares 19,650 Est. Cost $25.85 Unrealized
CINF Cincinnati Financial Corp 0.0%
Value ($000) $486 Shares 6,328 Est. Cost $45.23 Unrealized +36.0%
Dominion Resources Inc/Va 0.0%
Value ($000) $485 Shares 6,903 Est. Cost $60.95 Unrealized
EA Electronic Arts Inc 0.0%
Value ($000) $480 Shares 3,987 Est. Cost $103.13 Unrealized +21.5%
Alibaba Group Holding-SP ADR 0.0%
Value ($000) $479 Shares 2,910 Est. Cost $161.42 Unrealized
AEP American Electric Power 0.0%
Value ($000) $478 Shares 6,740 Est. Cost $36.37 Unrealized +50.9%
Evergy Inc 0.0%
Value ($000) $474 Shares 8,625 Est. Cost $56.11 Unrealized
B Riley Financial 7.50-SnNts d 0.0%
Value ($000) $473 Shares 18,445 Est. Cost $25.62 Unrealized
IWM iShares Russell 2000 Index Fun 0.0%
Value ($000) $469 Shares 2,780 Est. Cost $115.28 Unrealized
Blackrock Inc 0.0%
Value ($000) $466 Shares 988 Est. Cost $380.20 Unrealized
ITW Illinois Tool Works 0.0%
Value ($000) $462 Shares 3,271 Est. Cost $75.78 Unrealized +54.9%
Great Elm Capital 6.75-SnNts M 0.0%
Value ($000) $459 Shares 18,300 Est. Cost $24.29 Unrealized
IEV iShares S&P Europe 350 0.0%
Value ($000) $453 Shares 10,040 Est. Cost $44.66 Unrealized
Bank of America 6.5- Prp Cl 1/ 0.0%
Value ($000) $448 Shares 17,179 Est. Cost $25.64 Unrealized
Atlas Finl SrNt 6.625- Cl 4/20 0.0%
Value ($000) $447 Shares 17,425 Est. Cost $25.64 Unrealized
ROK Rockwell Automation Inc 0.0%
Value ($000) $447 Shares 2,383 Est. Cost $142.53 Unrealized +9.6%
Texas Capitl Bancshares6.50- 2 0.0%
Value ($000) $447 Shares 17,417 Est. Cost $26.01 Unrealized
Invesco Mortgage 7.75-Perp CUM 0.0%
Value ($000) $445 Shares 17,757 Est. Cost $24.94 Unrealized
EBAY 6.00- Sr Notes Call 3/1/2 0.0%
Value ($000) $440 Shares 16,760 Est. Cost $25.74 Unrealized
Jacobs Engineering Group Inc 0.0%
Value ($000) $436 Shares 5,703 Est. Cost $53.87 Unrealized
WMB Williams Cos Inc 0.0%
Value ($000) $434 Shares 15,953 Est. Cost $19.83 Unrealized -3.0%
Total S A -Spon ADR 0.0%
Value ($000) $432 Shares 6,712 Est. Cost $59.91 Unrealized
HCP Inc REIT 0.0%
Value ($000) $429 Shares 16,302 Est. Cost $41.47 Unrealized
PennyMac Mtg 8.125- 2024 Libor 0.0%
Value ($000) $422 Shares 16,834 Est. Cost $25.25 Unrealized
Priority Income Fund6.375-SnNt 0.0%
Value ($000) $421 Shares 16,725 Est. Cost $24.63 Unrealized
Vanguard Materials Vipers 0.0%
Value ($000) $418 Shares 3,186 Est. Cost $130.20 Unrealized
CenterPoint Energy Inc 0.0%
Value ($000) $416 Shares 15,039 Est. Cost $23.91 Unrealized
NSC Norfolk Southern Corp 0.0%
Value ($000) $415 Shares 2,300 Est. Cost $63.71 Unrealized +131.0%
Amtrust Financial 7.5- QDI Cal 0.0%
Value ($000) $415 Shares 21,916 Est. Cost $25.21 Unrealized
B Riley Financial 7.375-SnNtsD 0.0%
Value ($000) $414 Shares 15,900 Est. Cost $25.51 Unrealized
Cigna Corp 0.0%
Value ($000) $414 Shares 1,986 Est. Cost $152.25 Unrealized
IHF iShares DJ US Health Car Pro 0.0%
Value ($000) $412 Shares 2,059 Est. Cost $118.42 Unrealized
Voya Prime Rate Trust 0.0%
Value ($000) $411 Shares 82,615 Est. Cost $4.97 Unrealized
M&T Bank 6.375- Cl 11/18 BBB- 0.0%
Value ($000) $409 Shares 404 Est. Cost $969.18 Unrealized
Citigroup Inc - Callable 11/15 0.0%
Value ($000) $408 Shares 400,000 Est. Cost $1.03 Unrealized
ABBNY ABB Ltd-Spon ADR 0.0%
Value ($000) $398 Shares 16,832 Est. Cost $21.87 Unrealized
Prudential PLC 6.75- PrpCl 9/0 0.0%
Value ($000) $395 Shares 15,277 Est. Cost $25.05 Unrealized
IHI iShares DJ US Medical Device 0.0%
Value ($000) $394 Shares 1,730 Est. Cost $155.52 Unrealized
VanEck Vectors Pharmaceutical 0.0%
Value ($000) $393 Shares 6,103 Est. Cost $57.57 Unrealized
Regions Financial 6.375- Cl 12 0.0%
Value ($000) $393 Shares 15,574 Est. Cost $24.52 Unrealized
MetLife Inc. 5.25- Call 6/15/2 0.0%
Value ($000) $392 Shares 385,000 Est. Cost $1.02 Unrealized
Express Scripts Holding Co. 0.0%
Value ($000) $392 Shares 4,127 Est. Cost $64.31 Unrealized
ChickenSoup4Soul 9.75-QDI Call 0.0%
Value ($000) $390 Shares 15,080 Est. Cost $25.29 Unrealized
CHS Chemicals 7.875- Perp cl 2 0.0%
Value ($000) $380 Shares 13,472 Est. Cost $28.69 Unrealized
US Cellular 6.95-SrNT 2060 Cl 0.0%
Value ($000) $379 Shares 15,125 Est. Cost $25.15 Unrealized
Lam Research Corp 0.0%
Value ($000) $377 Shares 2,484 Est. Cost $110.44 Unrealized
HRL Hormel Foods Corp 0.0%
Value ($000) $377 Shares 9,575 Est. Cost $27.87 Unrealized +13.3%
MSI Motorola Solutions Inc 0.0%
Value ($000) $375 Shares 2,885 Est. Cost $104.25 Unrealized +7.3%
Plymouth Industrial 7.50- CUM 0.0%
Value ($000) $373 Shares 15,021 Est. Cost $25.08 Unrealized
Ashford Hospitality 7.5- Calla 0.0%
Value ($000) $371 Shares 15,300 Est. Cost $25.12 Unrealized
Barclays 8.125- BB NCU QDI Cal 0.0%
Value ($000) $367 Shares 14,100 Est. Cost $25.33 Unrealized
Edwards Lifesciences Corp 0.0%
Value ($000) $365 Shares 2,096 Est. Cost $174.14 Unrealized
Fanhua Inc-Sponsored ADR 0.0%
Value ($000) $362 Shares 13,404 Est. Cost $8.61 Unrealized
Citigroup 5.875- Perp/Call 3/2 0.0%
Value ($000) $358 Shares 350,000 Est. Cost $1.01 Unrealized
Brookfield Ppty 6.375- Call 2/ 0.0%
Value ($000) $354 Shares 14,600 Est. Cost $24.25 Unrealized
TSM Taiwan Semiconductor-Sp ADR 0.0%
Value ($000) $352 Shares 7,975 Est. Cost $38.04 Unrealized
Colony Capital 7.125- CUM Call 0.0%
Value ($000) $348 Shares 15,300 Est. Cost $23.14 Unrealized
Enbridge Inc 0.0%
Value ($000) $347 Shares 10,732 Est. Cost $41.84 Unrealized
MasterCard Inc-Class A 0.0%
Value ($000) $341 Shares 1,533 Est. Cost $154.90 Unrealized
Crown Castle Intl 6.875- MndCo 0.0%
Value ($000) $340 Shares 313 Est. Cost $1068.60 Unrealized
MGK Vanguard Mega Cap 300 Growth E 0.0%
Value ($000) $332 Shares 2,590 Est. Cost $113.24 Unrealized
CHS Chemicals 6.75- Perp cl 20 0.0%
Value ($000) $329 Shares 12,540 Est. Cost $25.72 Unrealized
Horizon Technology Fin 6.25-Sr 0.0%
Value ($000) $325 Shares 12,750 Est. Cost $25.46 Unrealized
First Trust Mid Cap Value ETF 0.0%
Value ($000) $323 Shares 8,783 Est. Cost $25.87 Unrealized
VNQ Vanguard REIT 0.0%
Value ($000) $322 Shares 3,986 Est. Cost $82.01 Unrealized
PH Parker-Hannifin Corp 0.0%
Value ($000) $322 Shares 1,748 Est. Cost $105.27 Unrealized +45.9%
CSX CSX Corp 0.0%
Value ($000) $321 Shares 4,330 Est. Cost $13.76 Unrealized +56.8%
1/100 Berkshire Hathaway A (10 0.0%
Value ($000) $320 Shares 10 Est. Cost $31512.72 Unrealized
Chimera Investment Corp 8- Cal 0.0%
Value ($000) $313 Shares 12,235 Est. Cost $25.75 Unrealized
LW Lamb Weston Holdings Inc 0.0%
Value ($000) $313 Shares 4,694 Est. Cost $29.75 Unrealized +106.5%
Penn RealEstate 7.375-CUM Perp 0.0%
Value ($000) $311 Shares 13,220 Est. Cost $25.63 Unrealized
STT State Street Corp 0.0%
Value ($000) $311 Shares 3,715 Est. Cost $51.66 Unrealized +34.1%
US Bancorp - Callable 1/15/21 0.0%
Value ($000) $308 Shares 300,000 Est. Cost $1.01 Unrealized
JPMorgan 5.3- Perp/Call 5/1/20 0.0%
Value ($000) $307 Shares 300,000 Est. Cost $1.03 Unrealized
DKS Dick's Sporting Goods Inc 0.0%
Value ($000) $305 Shares 8,588 Est. Cost $37.00 Unrealized -22.9%
ROP Roper Technologies Inc 0.0%
Value ($000) $303 Shares 1,024 Est. Cost $172.20 Unrealized +64.0%
Two Harbors Investments 7.625- 0.0%
Value ($000) $302 Shares 11,741 Est. Cost $26.00 Unrealized
MASI Masimo Corporation 0.0%
Value ($000) $301 Shares 2,415 Est. Cost $82.32 Unrealized +34.7%
O'Reilly Automotive Inc 0.0%
Value ($000) $301 Shares 866 Est. Cost $347.58 Unrealized
JMP Group 8.00- SrDeb Due1/202 0.0%
Value ($000) $298 Shares 11,725 Est. Cost $25.43 Unrealized
Quest Diagnostics 0.0%
Value ($000) $296 Shares 2,745 Est. Cost $61.00 Unrealized
Celgene Corp 0.0%
Value ($000) $295 Shares 3,299 Est. Cost $104.11 Unrealized
City Office REIT 6.625- CUM Ca 0.0%
Value ($000) $292 Shares 11,738 Est. Cost $24.86 Unrealized
New York MtgTrust 7.875-Perp C 0.0%
Value ($000) $292 Shares 11,909 Est. Cost $24.03 Unrealized
IGV iShares S&P North American Tec 0.0%
Value ($000) $288 Shares 1,406 Est. Cost $204.84 Unrealized
Eversource Energy 0.0%
Value ($000) $287 Shares 4,674 Est. Cost $50.99 Unrealized
CBS Corp Class B 0.0%
Value ($000) $283 Shares 4,924 Est. Cost $63.63 Unrealized
OKE ONEOK Inc 0.0%
Value ($000) $283 Shares 4,168 Est. Cost $32.45 Unrealized +31.8%
EPD Enterprise Products Partners 0.0%
Value ($000) $281 Shares 9,784 Est. Cost $48.56 Unrealized
Customers Bk 7.00- Fx Flt Prp/ 0.0%
Value ($000) $280 Shares 10,772 Est. Cost $26.65 Unrealized
Hersha Hospitality 6.50- NR Ca 0.0%
Value ($000) $279 Shares 12,025 Est. Cost $25.30 Unrealized
EaglePoint Credit 7.75- Due 10 0.0%
Value ($000) $278 Shares 10,530 Est. Cost $25.98 Unrealized
Penske Automotive Group, Inc 0.0%
Value ($000) $275 Shares 5,797 Est. Cost $46.91 Unrealized
BP BP PLC-Spons ADR 0.0%
Value ($000) $274 Shares 5,941 Est. Cost $46.12 Unrealized
Xylem Inc 0.0%
Value ($000) $268 Shares 3,360 Est. Cost $62.50 Unrealized
VTV Vanguard Value Vipers 0.0%
Value ($000) $266 Shares 2,403 Est. Cost $110.69 Unrealized
UDR UDR Inc 0.0%
Value ($000) $263 Shares 6,500 Est. Cost $20.97 Unrealized +42.1%
WinTrust Financial 6.50- Call 0.0%
Value ($000) $263 Shares 9,887 Est. Cost $27.08 Unrealized
IJK iShares S&P MidCap 400/Growth 0.0%
Value ($000) $262 Shares 1,123 Est. Cost $226.06 Unrealized
KMX CarMax Inc 0.0%
Value ($000) $261 Shares 3,500 Est. Cost $56.11 Unrealized +35.9%
Fortive Corp 0.0%
Value ($000) $259 Shares 3,071 Est. Cost $50.93 Unrealized
Annaly Capital6.50-CUM Fix-Flo 0.0%
Value ($000) $255 Shares 10,553 Est. Cost $24.49 Unrealized
YUM Yum! Brands Inc 0.0%
Value ($000) $255 Shares 2,808 Est. Cost $40.33 Unrealized +80.8%
Xcel Energy Inc 0.0%
Value ($000) $253 Shares 5,356 Est. Cost $34.09 Unrealized
CHS Inc. 7.1- fxd to float in 0.0%
Value ($000) $251 Shares 9,296 Est. Cost $27.40 Unrealized
Ashford Hospitality 7.50-Cum P 0.0%
Value ($000) $250 Shares 10,216 Est. Cost $24.47 Unrealized
ZBRA Zebra Technologies Corp-Cl A 0.0%
Value ($000) $248 Shares 1,400 Est. Cost $147.27 Unrealized +8.8%
VV Vanguard Large-Cap Vipers ETF 0.0%
Value ($000) $248 Shares 1,855 Est. Cost $85.01 Unrealized
Plains GP Holdings LP 0.0%
Value ($000) $245 Shares 10,000 Est. Cost $26.20 Unrealized
WY Weyerhaeuser Co 0.0%
Value ($000) $243 Shares 7,523 Est. Cost $19.11 Unrealized +35.6%
MFA Financial 7.5- Prp Cl 4/15 0.0%
Value ($000) $241 Shares 9,607 Est. Cost $24.91 Unrealized
LaSalle Hotel 6.3- Called 9/13 0.0%
Value ($000) $241 Shares 9,887 Est. Cost $25.75 Unrealized
IDEXX Laboratories Inc 0.0%
Value ($000) $241 Shares 965 Est. Cost $217.62 Unrealized
BK Bank Of New York Mellon Corp 0.0%
Value ($000) $241 Shares 4,719 Est. Cost $35.63 Unrealized +19.9%
Reinsurance Group ofAmer 6.2- 0.0%
Value ($000) $240 Shares 9,000 Est. Cost $26.16 Unrealized
Invesco S&P Equal Weight Finan 0.0%
Value ($000) $237 Shares 5,509 Est. Cost $42.37 Unrealized
Allied Capital ARCC6.875- 4/20 0.0%
Value ($000) $236 Shares 9,245 Est. Cost $25.05 Unrealized
Arbor Realty 8.50- CUM Perp Ca 0.0%
Value ($000) $235 Shares 9,042 Est. Cost $25.64 Unrealized
IVE iShares S&P 500 Value Index Fu 0.0%
Value ($000) $232 Shares 2,000 Est. Cost $101.50 Unrealized
Teekay Offshore 8.875-Cum Cl 2 0.0%
Value ($000) $232 Shares 9,425 Est. Cost $24.54 Unrealized
WisdomTree MidCap Div Index 0.0%
Value ($000) $231 Shares 6,256 Est. Cost $50.18 Unrealized
PSX Phillips 66 0.0%
Value ($000) $230 Shares 2,040 Est. Cost $53.45 Unrealized +61.0%
SLB Schlumberger Ltd 0.0%
Value ($000) $229 Shares 3,760 Est. Cost $62.07 Unrealized -16.2%
AMAT Applied Materials Inc 0.0%
Value ($000) $229 Shares 5,926 Est. Cost $41.62 Unrealized -2.2%
SYK Stryker Corp 0.0%
Value ($000) $227 Shares 1,276 Est. Cost $147.88 Unrealized +6.5%
LaSalle Hotel 6.375- 0.0%
Value ($000) $226 Shares 9,116 Est. Cost $24.20 Unrealized
KKR Inc 6.75- Pfd Call 6/15/20 0.0%
Value ($000) $225 Shares 8,550 Est. Cost $26.32 Unrealized
RLJ Lodging -1.95 [email protected] B- 0.0%
Value ($000) $223 Shares 8,595 Est. Cost $26.19 Unrealized
PAYX Paychex Inc 0.0%
Value ($000) $222 Shares 3,021 Est. Cost $51.54 Unrealized +12.4%
Citigroup 6.875- Non Cum Call 0.0%
Value ($000) $221 Shares 8,620 Est. Cost $26.22 Unrealized
Axos Finl 6.25-Sr Nts 2/2026 C 0.0%
Value ($000) $218 Shares 8,450 Est. Cost $25.80 Unrealized
ROST Ross Stores Inc 0.0%
Value ($000) $218 Shares 2,196 Est. Cost $85.36 Unrealized 0.0%
AllState 6.75 Called 10/15/18 0.0%
Value ($000) $217 Shares 8,696 Est. Cost $26.28 Unrealized
nVent Electric PLC 0.0%
Value ($000) $217 Shares 8,008 Est. Cost $27.10 Unrealized
Ally 8.125- Call CUM Call 5/17 0.0%
Value ($000) $216 Shares 8,200 Est. Cost $25.98 Unrealized
IWS iShares Russell Midcap Value 0.0%
Value ($000) $215 Shares 2,380 Est. Cost $84.03 Unrealized
FDS FactSet Research Systems Inc 0.0%
Value ($000) $214 Shares 955 Est. Cost $201.85 Unrealized 0.0%
FXI iShares FTSE/Xinhua China 25 0.0%
Value ($000) $212 Shares 4,960 Est. Cost $44.50 Unrealized
Summitt Hotel Prp 6.25-CUM Per 0.0%
Value ($000) $210 Shares 8,900 Est. Cost $25.66 Unrealized
SPDR Real Estate Sector 0.0%
Value ($000) $210 Shares 6,441 Est. Cost $32.37 Unrealized
Ready Capital 7.0-SrNts 8/2023 0.0%
Value ($000) $209 Shares 8,000 Est. Cost $26.13 Unrealized
Kinder Morgan Inc 0.0%
Value ($000) $209 Shares 11,770 Est. Cost $36.19 Unrealized
Gladstone Invstmt 6.375-CUM 8/ 0.0%
Value ($000) $205 Shares 8,100 Est. Cost $25.31 Unrealized
KHC Kraft Heinz Co/The 0.0%
Value ($000) $203 Shares 3,684 Est. Cost $49.59 Unrealized -15.7%
Johnson Controls Intl PLC 0.0%
Value ($000) $203 Shares 5,806 Est. Cost $45.63 Unrealized
Iron Mountain Inc 0.0%
Value ($000) $203 Shares 5,873 Est. Cost $34.56 Unrealized
Citigroup 5.8- QDI BB- Called 0.0%
Value ($000) $202 Shares 7,985 Est. Cost $23.86 Unrealized
AmerisourceBergen Corp 0.0%
Value ($000) $202 Shares 2,186 Est. Cost $92.41 Unrealized
Tennessee Valley Var 30yr-98bp 0.0%
Value ($000) $201 Shares 8,000 Est. Cost $25.13 Unrealized
Finisar Corporation 0.0%
Value ($000) $191 Shares 10,000 Est. Cost $26.00 Unrealized
Medical Properties Trust Inc 0.0%
Value ($000) $185 Shares 12,429 Est. Cost $12.30 Unrealized
F Ford Motor Co 0.0%
Value ($000) $101 Shares 10,905 Est. Cost $8.37 Unrealized -18.1%
Putnam Premier Income Trust 0.0%
Value ($000) $75 Shares 14,293 Est. Cost $5.25 Unrealized
Eurasian Minerals Inc 0.0%
Value ($000) $65 Shares 53,000 Est. Cost $1.12 Unrealized
EDTXF Spectral Medical Inc 0.0%
Value ($000) $6 Shares 25,000 Est. Cost $0.30 Unrealized -16.6%
Kalytera Therapeutics Inc 0.0%
Value ($000) $1 Shares 10,000 Est. Cost $0.10 Unrealized
Tri-Valley Corporation 0.0%
Value ($000) $0 Shares 30,600 Est. Cost Unrealized
Encounter Technologies Inc 0.0%
Value ($000) $0 Shares 62,000 Est. Cost Unrealized