Location: New York, NY
CIK: 0001549230 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value: $1.091B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | AMZN 01/15/2021 CALL 1700 | 323 | $56.07M | 5.1% | $173591.33 | — | — | Call | 023135906 |
| — | QQQ 10/04/2019 PUT 184 | 1,595 | $30.11M | 2.8% | $18880.88 | — | — | Put | 46090E953 |
| GOOGL | ALPHABET INC | 13,165 | $16.08M | 1.5% | $1221.12 * | $58.78 | 0.0% | CAP STK CL A | 02079K305 |
| — | Celgene Corp | 151,027 | $15M | 1.4% | $99.30 | $93.64 | — | COM | 151020104 |
| — | SPY 10/18/2019 PUT 290 | 495 | $14.69M | 1.3% | $29676.77 | — | — | Put | 78462F953 |
| — | Allergan Plc | 72,789 | $12.25M | 1.1% | $168.29 | $167.54 | — | SHS | G0177J108 |
| — | Altaba Inc | 519,239 | $10.12M | 0.9% | $19.48 | $44.83 | — | COM | 021346101 |
| FISV | Fiserv Inc | 89,730 | $9.295M | 0.9% | $103.59 | $89.47 | +14.1% | COM | 337738108 |
| — | Megalith Financial Acquisition Corp | 910,300 | $9.253M | 0.8% | $10.16 | $10.04 | — | CL A COM | 58518F109 |
| — | Trident Acquisitions Corp Wts $11.5 Exp. 06/13/2021 | 885,923 | $9.214M | 0.8% | $10.40 | $10.31 | — | *W EXP 05/09/202 | 89615T114 |
| GPN | Global Payments Inc | 57,194 | $9.094M | 0.8% | $159.00 * | $155.39 | 0.0% | COM | 37940X102 |
| — | Wealthbridge Acquisition Ltd Wts$ 11.5 Exp.03/01/24 | 875,000 | $8.838M | 0.8% | $10.10 | $9.84 | — | *W EXP 01/31/202 | G4887W128 |
| MSFT | Microsoft Corp | 63,254 | $8.794M | 0.8% | $139.03 * | $99.41 | +30.7% | COM | 594918104 |
| FIS | Fidelity National Information Services Inc | 65,181 | $8.653M | 0.8% | $132.75 * | $104.81 | +11.7% | COM | 31620M106 |
| — | TLT 12/20/2019 PUT 130 | 568 | $8.127M | 0.7% | $14308.10 | — | — | Put | 464287952 |
| — | Cf Finance Acquisition Corp | 800,000 | $8.1M | 0.7% | $10.13 | $9.90 | — | COM CL A | 12528N107 |
| — | Spark Therapeutics Inc | 76,557 | $7.424M | 0.7% | $96.97 | $101.46 | — | COM | 84652J103 |
| — | Wellcare Health Plans Inc | 27,575 | $7.147M | 0.7% | $259.18 | $276.11 | — | COM | 94946T106 |
| — | Gigcapital2 Inc Wts $ 11.50 Exp. 07/01/2024 | 700,000 | $6.881M | 0.6% | $9.83 | $9.83 | — | *W EXP 02/28/202 | 375036118 |
| — | Tuscan Holdings Corp Wts $11.5 Exp. 04/01/26 | 678,615 | $6.65M | 0.6% | $9.80 | $9.80 | — | *W EXP 04/01/202 | 90069K112 |
| — | Callon Petroleum Co | 1,473,118 | $6.393M | 0.6% | $4.34 | $4.36 | — | COM | 13123X102 |
| — | Versum Materials Inc | 119,793 | $6.341M | 0.6% | $52.93 | $50.78 | — | COM | 92532W103 |
| — | Tuscan Holdings Corp II | 575,000 | $5.641M | 0.5% | $9.81 | $9.81 | — | COM | 90070A103 |
| — | XLNX 10/04/2019 CALL 115 | 585 | $5.61M | 0.5% | $9589.74 | — | — | Call | 983919901 |
| — | TLT 01/15/2021 CALL 200 | 390 | $5.58M | 0.5% | $14307.69 | — | — | Call | 464287902 |
| CEF | Sprott Physical Gold And Silver Etv | 387,745 | $5.494M | 0.5% | $14.17 | $12.63 | — | TR UNIT | 85208R101 |
| ADP | Automatic Data Processing Inc | 33,321 | $5.379M | 0.5% | $161.43 * | $138.65 | +3.8% | COM | 053015103 |
| — | Presidio Inc | 312,892 | $5.288M | 0.5% | $16.90 | $16.90 | — | COM | 74102M103 |
| NFIN | Netfin Acquisition Corp | 535,000 | $5.243M | 0.5% | $9.80 | $9.80 | — | SHS CL A | G6455A107 |
| DIS | Walt Disney Co | 39,372 | $5.131M | 0.5% | $130.32 * | $121.21 | +10.8% | COM DISNEY | 254687106 |
| V | Visa Inc | 29,490 | $5.073M | 0.5% | $172.02 | $150.98 | +12.8% | COM CL A | 92826C839 |
| RMR | RMR Group Inc | 111,100 | $5.053M | 0.5% | $45.48 * | $28.87 | -9.9% | CL A | 74967R106 |
| ADBE | Adobe Inc | 17,958 | $4.961M | 0.5% | $276.26 * | $280.84 | +4.0% | COM | 00724F101 |
| — | Monocle Acquisition Corp | 487,500 | $4.875M | 0.4% | $10.00 | $10.00 | — | COM | 609754106 |
| — | Netfin Acquisition Corp Wts $ 11.50 Exp 08/01/24 | 485,000 | $4.753M | 0.4% | $9.80 | $9.80 | — | *W EXP 08/01/202 | G6455A115 |
| SNAXW | Andina Acquisition Corp Iii Wts $11.5 Exp. 03/06/24 | 465,000 | $4.645M | 0.4% | $9.99 | $9.75 | — | *W EXP 07/31/202 | G04415124 |
| — | Andina Acquisition Corp Iii | 465,000 | $4.645M | 0.4% | $9.99 | $9.84 | — | SHS | G04415108 |
| — | AAPL 01/15/2021 PUT 90 | 200 | $4.479M | 0.4% | $22395.00 | — | — | Put | 037833950 |
| ALAC | Alberton Acquisition Corp | 424,300 | $4.349M | 0.4% | $10.25 | $10.25 | — | ORD SHS | G35006108 |
| — | Health Sciences Acquisitions Corp | 436,264 | $4.328M | 0.4% | $9.92 | $9.92 | — | COM | 42227C102 |
| — | Health Sciences Acquisitions Corp Wts.$11.5 Exp.04/01/2024 | 436,264 | $4.328M | 0.4% | $9.92 | $9.92 | — | *W EXP 04/01/202 | 42227C110 |
| — | Tuscan Holdings Corp | 441,334 | $4.325M | 0.4% | $9.80 | $9.80 | — | COM | 90069K104 |
| — | United Technologies Corp | 31,095 | $4.245M | 0.4% | $136.52 | $131.38 | — | COM | 913017109 |
| — | Orisun Acquisition Corp | 419,631 | $4.196M | 0.4% | $10.00 | $10.00 | — | UNIT 99/99/9999 | 68632T208 |
| — | Caesars Entertainment Corp | 359,327 | $4.19M | 0.4% | $11.66 | $11.25 | — | COM | 127686103 |
| — | Adams Natural Resources Closed Fund | 263,530 | $4.172M | 0.4% | $15.83 | $16.05 | — | COM | 00548F105 |
| — | ICPT 01/17/2020 PUT 80 | 625 | $4.148M | 0.4% | $6636.80 | — | — | Put | 45845P958 |
| TOTA | Tottenham Acquisition I Ltd | 400,000 | $4.122M | 0.4% | $10.30 | $10.30 | — | SHS | G8959N106 |
| NXPI | NXP Semiconductors NV | 37,768 | $4.121M | 0.4% | $109.11 * | $93.79 | -2.1% | COM | N6596X109 |
| — | PCG 01/17/2020 PUT 5 | 4,090 | $4.09M | 0.4% | $1000.00 | — | — | Put | 69331C958 |
| — | Edtechx Holdings Acquisition Corp Wts $11.50 Exp. 12/31/2025 | 399,345 | $4.053M | 0.4% | $10.15 | $10.06 | — | *W EXP 12/31/202 | 28138X111 |
| — | GOOG 01/15/2021 CALL 1000 | 33 | $4.023M | 0.4% | $121909.09 | — | — | Call | 02079K907 |
| META | Facebook Inc | 21,802 | $3.883M | 0.4% | $178.10 * | $176.03 | +7.2% | CL A | 30303M102 |
| — | Sotheby's | 67,781 | $3.862M | 0.4% | $56.98 | $58.13 | — | COM | 835898107 |
| — | MDCO 10/18/2019 PUT 15 | 769 | $3.845M | 0.4% | $5000.00 | — | — | Put | 584688955 |
| — | Alberton Acquisition Corp Wts$ 11.5 Exp.11/21/23 | 375,000 | $3.844M | 0.4% | $10.25 | $9.95 | — | *W EXP 04/26/202 | G35006124 |
| — | Sprint Corp | 622,154 | $3.839M | 0.4% | $6.17 | $6.05 | — | COM | 85207U105 |
| — | Edtechx Holdings Acquisition Corp | 374,845 | $3.805M | 0.3% | $10.15 | $10.15 | — | COM | 28138X103 |
| — | Nuveen Connecticut Premium Income Municipal Fund | 282,767 | $3.795M | 0.3% | $13.42 | $12.24 | — | COM | 67060D107 |
| — | Aon PLC | 19,603 | $3.795M | 0.3% | $193.59 | $190.47 | — | SHS CL A | G0408V102 |
| — | Wealthbridge Acquisition Ltd | 375,000 | $3.788M | 0.3% | $10.10 | $10.10 | — | SHS | G4887W110 |
| — | MDY 12/20/2019 CALL 370 | 107 | $3.771M | 0.3% | $35242.99 | — | — | Call | 78467Y907 |
| UNH | UnitedHealth Group Inc | 17,277 | $3.755M | 0.3% | $217.34 | $222.16 | -2.3% | COM | 91324P102 |
| — | Cf Finance Acquisition Corp Wts $11.5 Exp 04/30/25 | 370,000 | $3.746M | 0.3% | $10.12 | $9.94 | — | *W EXP 04/30/202 | 12528N115 |
| AZN | AstraZeneca PLC | 83,334 | $3.714M | 0.3% | $44.57 | $44.57 | — | SPONSORED ADR | 046353108 |
| — | V 11/01/2019 PUT 170 | 214 | $3.681M | 0.3% | $17200.93 | — | — | Put | 92826C959 |
| — | Morgan Stanley Emerging Markets Debt Closed Fund | 400,000 | $3.676M | 0.3% | $9.19 | $8.23 | — | COM | 61744H105 |
| CCIF | Vertical Capital Income Fund | 342,492 | $3.658M | 0.3% | $10.68 | $10.68 | — | SHS BEN INT | 92535C104 |
| — | 8i Enterprises Acquisition Corp | 360,091 | $3.597M | 0.3% | $9.99 | $9.98 | — | SHS | G2956M104 |
| — | Laboratory Corporation of America Holdings | 20,771 | $3.49M | 0.3% | $168.02 | $168.02 | — | COM NEW | 50540R409 |
| QSR | Restaurant Brands International Inc | 48,970 | $3.484M | 0.3% | $71.15 * | $73.74 | 0.0% | COM | 76131D103 |
| BDX | Becton Dickinson and Co | 13,758 | $3.48M | 0.3% | $252.94 * | $223.55 | 0.0% | COM | 075887109 |
| — | KRE 12/20/2019 PUT 50 | 650 | $3.431M | 0.3% | $5278.46 | — | — | Put | 78464A958 |
| — | ADBE 11/15/2019 CALL 310 | 122 | $3.37M | 0.3% | $27622.95 | — | — | Call | 00724F901 |
| — | Liberty Media Corp-Liberty Formula one | 79,552 | $3.307M | 0.3% | $41.57 | $40.26 | — | COM A SIRIUSXM | 531229409 |
| — | Dd3 Acquisition Corp Wts $11.5 Exp.10/23/2023 | 324,250 | $3.291M | 0.3% | $10.15 | $9.83 | — | *W EXP 10/20/202 | G2692M111 |
| TSM | Taiwan Semiconductor Manufacturing Co Ltd | 70,300 | $3.268M | 0.3% | $46.49 | $44.12 | — | SPONSORED ADS | 874039100 |
| AGX | Argan Inc | 81,818 | $3.215M | 0.3% | $39.29 * | $35.80 | -5.6% | COM | 04010E109 |
| — | MRTX 11/15/2019 CALL 105 | 412 | $3.21M | 0.3% | $7791.26 | — | — | Call | 60468T905 |
| — | Churchill Capital Corp II | 300,000 | $3.153M | 0.3% | $10.51 | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| BAX | Baxter International Inc | 35,684 | $3.121M | 0.3% | $87.46 * | $75.52 | 0.0% | COM | 071813109 |
| — | LegacyTexas Financial Group Inc | 71,500 | $3.112M | 0.3% | $43.52 | $41.16 | — | COM | 52471Y106 |
| — | Invesco Dynamic Credit Opportunities Fund | 280,810 | $3.092M | 0.3% | $11.01 | $11.01 | — | COM | 46132R104 |
| KHC | Kraft Heinz Co | 109,078 | $3.047M | 0.3% | $27.93 * | $21.17 | 0.0% | COM | 500754106 |
| — | MSG 11/15/2019 CALL 300 | 115 | $3.03M | 0.3% | $26347.83 | — | — | Call | 55825T903 |
| — | Inphi Corp | 49,435 | $3.018M | 0.3% | $61.05 | $50.31 | — | COM | 45772F107 |
| — | Dnb Financial Corp | 65,594 | $2.92M | 0.3% | $44.52 | $44.48 | — | COM | 233237106 |
| EPRT | Essential Properties Realty Trust Inc | 126,926 | $2.908M | 0.3% | $22.91 | $22.91 | — | COM | 29670E107 |
| — | CRSP 12/20/2019 PUT 40 | 707 | $2.898M | 0.3% | $4099.01 | — | — | Put | H17182958 |
| — | United Financial Bancorp Inc | 210,816 | $2.873M | 0.3% | $13.63 | $13.63 | — | COM | 910304104 |
| — | KBL Merger Corp IV | 271,727 | $2.86M | 0.3% | $10.53 | $3.93 | — | *W EXP 01/15/202 | 48242A112 |
| SPY | SPDR S&P 500 ETF Trust | 9,530 | $2.828M | 0.3% | $296.75 | $257.65 | — | TR UNIT | 78462F103 |
| — | Tuscan Holdings Corp II Wts $ 11.5 Exp. 07/16/2025 | 287,500 | $2.82M | 0.3% | $9.81 | $9.81 | — | *W EXP 04/01/202 | 90070A111 |
| — | KBE 12/20/2019 PUT 40 | 650 | $2.805M | 0.3% | $4315.38 | — | — | Put | 78464A957 |
| — | BHVN 01/17/2020 CALL 50 | 671 | $2.799M | 0.3% | $4171.39 | — | — | Call | G11196905 |
| — | AMAG Pharmaceuticals Inc | 240,000 | $2.772M | 0.3% | $11.55 | $11.45 | — | COM | 00163U106 |
| — | Haymaker Acquisition Corp II | 261,339 | $2.7M | 0.2% | $10.33 | $10.22 | — | UNIT 10/31/2026 | 42087L200 |
| — | SAGE 11/15/2019 CALL 160 | 192 | $2.694M | 0.2% | $14031.25 | — | — | Call | 78667J908 |
| — | SAGE 01/17/2020 PUT 120 | 192 | $2.694M | 0.2% | $14031.25 | — | — | Put | 78667J958 |
| AMD | Advanced Micro Devices Inc | 91,482 | $2.652M | 0.2% | $28.99 * | $23.80 | +31.8% | COM | 007903107 |
| MRK | Merck & Co Inc | 31,339 | $2.638M | 0.2% | $84.18 * | $65.47 | 0.0% | COM | 58933Y105 |
| NBIX | Neurocrine Biosciences Inc | 29,100 | $2.622M | 0.2% | $90.10 * | $93.43 | 0.0% | COM | 64125C109 |
| — | Megalith Financial Acquisition Corp | 249,700 | $2.612M | 0.2% | $10.46 | $10.46 | — | UNIT 09/30/2025 | 58518F208 |
| AAPL | Apple Inc | 11,633 | $2.605M | 0.2% | $223.93 * | $46.37 | +8.3% | COM | 037833100 |
| CI | Cigna Corp | 17,151 | $2.603M | 0.2% | $151.77 | $148.86 | 0.0% | COM | 125523100 |
| — | NXPI 10/18/2019 PUT 101 | 238 | $2.597M | 0.2% | $10911.76 | — | — | Put | N6596X959 |
| LVS | Las Vegas Sands Corp | 44,754 | $2.585M | 0.2% | $57.76 * | $53.62 | -0.5% | COM | 517834107 |
| — | Stewardship Financial Corp | 163,135 | $2.545M | 0.2% | $15.60 | $15.60 | — | COM | 860326107 |
| SNPS | Synopsys Inc | 18,270 | $2.508M | 0.2% | $137.27 | $117.29 | +15.3% | COM | 871607107 |
| — | Trident Acquisitions Corp | 232,800 | $2.463M | 0.2% | $10.58 | $9.97 | — | UNIT 05/09/2023 | 89615T205 |
| — | Westerm Asset Corporate Loan Fund | 259,308 | $2.461M | 0.2% | $9.49 | $9.48 | — | COM | 95790J102 |
| RMBS | Rambus Inc | 187,112 | $2.456M | 0.2% | $13.13 * | $12.54 | 0.0% | COM | 750917106 |
| — | Invesco Senior Income Trust | 577,619 | $2.426M | 0.2% | $4.20 | $4.28 | — | COM | 46131H107 |
| — | Old Line Bancshares Inc | 81,900 | $2.376M | 0.2% | $29.01 | $29.01 | — | COM | 67984M100 |
| — | BGNE 12/20/2019 CALL 135 | 192 | $2.351M | 0.2% | $12244.79 | — | — | Call | 07725L902 |
| BABA | Alibaba Group Holding Ltd | 13,900 | $2.324M | 0.2% | $167.19 | $171.31 | — | SPONSORED ADS | 01609W102 |
| — | ANAB 01/17/2020 PUT 50 | 654 | $2.288M | 0.2% | $3498.47 | — | — | Put | 032724956 |
| — | Landcadia Holdings Ii Inc | 225,000 | $2.273M | 0.2% | $10.10 | $10.00 | — | UNIT 05/09/2026 | 51476X204 |
| — | Apartment Investment and Management Co | 43,518 | $2.269M | 0.2% | $52.14 | $52.14 | — | CL A | 03748R754 |
| NOK | Nokia OYJ | 443,007 | $2.242M | 0.2% | $5.06 | $5.15 | — | SPONSORED ADR | 654902204 |
| CRL | Charles River Laboratories International Inc | 16,895 | $2.236M | 0.2% | $132.35 | $134.08 | 0.0% | COM | 159864107 |
| — | SPY 10/18/2019 CALL 301 | 75 | $2.226M | 0.2% | $29680.00 | — | — | Call | 78462F903 |
| — | South Mountain Merger Corp | 206,149 | $2.165M | 0.2% | $10.50 | $10.00 | — | UNIT 99/99/9999 | 838884203 |
| — | GBT 01/17/2020 CALL 70 | 436 | $2.116M | 0.2% | $4853.21 | — | — | Call | 37890U908 |
| BF/A | Brown-Forman Corp Class A | 35,000 | $2.091M | 0.2% | $59.74 * | $50.89 | 0.0% | CL A | 115637100 |
| JBGS | Jbg Smith Properties | 53,043 | $2.08M | 0.2% | $39.21 | $35.35 | — | COM | 46590V100 |
| — | Interxion Holding Nv | 25,421 | $2.071M | 0.2% | $81.47 | $71.88 | — | SHS | N47279109 |
| AMZN | Amazon.Com Inc | 1,193 | $2.071M | 0.2% | $1735.96 * | $77.29 | +20.0% | COM | 023135106 |
| FE | FirstEnergy Corp | 42,929 | $2.07M | 0.2% | $48.22 * | $23.08 | +50.9% | COM | 337932107 |
| — | Schultze Special Purpose Acq Corp Wts$ 11.5 Exp. 12/31/2023 | 200,000 | $2.07M | 0.2% | $10.35 | $9.75 | — | *W EXP 12/31/202 | 80821R117 |
| SPSC | SPS Commerce Inc | 43,700 | $2.057M | 0.2% | $47.07 * | $49.13 | +3.3% | COM | 78463M107 |
| — | Change Healthcare Inc | 169,374 | $2.046M | 0.2% | $12.08 | $12.08 | — | COM | 15912K100 |
| — | Senior Housing Properties Trust | 220,750 | $2.043M | 0.2% | $9.25 | $8.39 | — | SH BEN INT | 81721M109 |
| — | BrandywineGLOBAL - Global Income Opptys Fd Inc | 168,547 | $2.039M | 0.2% | $12.10 | $12.10 | — | COM | 10537L104 |
| LULU | Lululemon Athletica Inc | 10,564 | $2.034M | 0.2% | $192.54 * | $186.88 | 0.0% | COM | 550021109 |
| TFI | SPDR Nuveen Bloomberg Barclays Municipal Bond ETF | 40,000 | $2.028M | 0.2% | $50.70 | $50.70 | — | NUVEEN BRC MUNIC | 78468R721 |
| — | Tkk Symphony Acquisition Corp Wts $11.50 Exp. 08/20/2023 | 199,500 | $2.027M | 0.2% | $10.16 | $9.91 | — | *W EXP 02/20/202 | G88950129 |
| TSEM | Tower Semiconductor Ltd | 105,262 | $2.025M | 0.2% | $19.24 * | $18.67 | 0.0% | SHS NEW | M87915274 |
| — | Tenzing Acquisition Corp Wts$ 11.5 Exp.08/23/2025 | 195,065 | $2.019M | 0.2% | $10.35 | $10.07 | — | *W EXP 02/23/202 | G8708A108 |
| RVPH | Tenzing Acquisition Corp | 195,065 | $2.019M | 0.2% | $10.35 | $10.30 | — | ORD SHS | G8708A116 |
| CASH | Meta Financial Group Inc | 61,868 | $2.018M | 0.2% | $32.62 * | $21.54 | +35.9% | COM | 59100U108 |
| — | Life Storage Inc | 19,023 | $2.005M | 0.2% | $105.40 | $105.40 | — | COM | 53223X107 |
| VLUE | Ishares Edge Msci Usa Value Factor Etf | 24,400 | $2.002M | 0.2% | $82.05 | $82.05 | — | EDGE MSCI USA VL | 46432F388 |
| — | Schultze Special Purpose Acquisition Corp | 200,000 | $1.999M | 0.2% | $9.99 | $9.83 | — | COM | 80821R109 |
| — | Proficient Alpha Acquisition Corp | 199,777 | $1.998M | 0.2% | $10.00 | $10.03 | — | UNIT 04/30/2026 | 74317H204 |
| — | BABA 10/18/2019 CALL 170 | 119 | $1.99M | 0.2% | $16722.69 | — | — | Call | 01609W902 |
| VNDA | Vanda Pharmaceuticals Inc | 149,139 | $1.981M | 0.2% | $13.28 * | $17.24 | -19.2% | COM | 921659108 |
| MA | MasterCard Inc | 7,239 | $1.966M | 0.2% | $271.58 * | $204.36 | +30.2% | CL A | 57636Q104 |
| — | ASND 10/18/2019 CALL 150 | 204 | $1.965M | 0.2% | $9632.35 | — | — | Call | 04351P901 |
| — | Franklin Universal Closed Fund | 260,403 | $1.963M | 0.2% | $7.54 | $7.32 | — | SH BEN INT | 355145103 |
| ENR | Energizer Holdings Inc | 45,000 | $1.961M | 0.2% | $43.58 * | $35.74 | -12.2% | COM | 29272W109 |
| — | Unilever NV | 32,660 | $1.961M | 0.2% | $60.04 | $59.59 | — | N Y SHS NEW | 904784709 |
| REGN | Regeneron Pharmaceuticals Inc | 7,002 | $1.942M | 0.2% | $277.35 * | $326.42 | -9.8% | COM | 75886F107 |
| KRG | Kite Realty Group Trust | 120,029 | $1.938M | 0.2% | $16.15 | $18.86 | — | COM NEW | 49803T300 |
| TXN | Texas Instruments Inc | 14,889 | $1.924M | 0.2% | $129.22 * | $89.44 | +15.0% | COM | 882508104 |
| EQIX | Equinix Inc | 3,325 | $1.918M | 0.2% | $576.84 * | $364.63 | +30.9% | COM | 29444U700 |
| — | LAMR 11/15/2019 CALL 85 | 234 | $1.917M | 0.2% | $8192.31 | — | — | Call | 512816909 |
| — | Weingarten Realty Investors | 65,605 | $1.911M | 0.2% | $29.13 | $28.88 | — | SH BEN INT | 948741103 |
| — | MXIM 10/18/2019 CALL 65 | 329 | $1.905M | 0.2% | $5790.27 | — | — | Call | 57772K901 |
| SSNC | SS&C Technologies Holdings Inc | 36,827 | $1.899M | 0.2% | $51.57 | $51.30 | -0.4% | COM | 78467J100 |
| — | WVE 01/17/2020 CALL 35 | 924 | $1.897M | 0.2% | $2053.03 | — | — | Call | Y95308905 |
| — | Pra Health Sciences Inc | 19,082 | $1.894M | 0.2% | $99.26 | $99.26 | — | COM | 69354M108 |
| BIIB | Biogen Idec Inc | 8,085 | $1.882M | 0.2% | $232.78 | $305.99 | -23.9% | COM | 09062X103 |
| — | II-VI Inc | 53,352 | $1.879M | 0.2% | $35.22 | $36.84 | — | COM | 902104108 |
| — | Antares Pharma Inc | 557,477 | $1.865M | 0.2% | $3.35 | $3.23 | — | COM | 036642106 |
| — | Allakos Inc | 23,688 | $1.863M | 0.2% | $78.65 | $78.65 | — | COM | 01671P100 |
| EQR | Equity Residential | 21,290 | $1.836M | 0.2% | $86.24 * | $64.00 | 0.0% | SH BEN INT | 29476L107 |
| DELL | Dell Technologies Inc | 35,409 | $1.836M | 0.2% | $51.85 * | $24.31 | -0.1% | CL C | 24703L202 |
| — | Spirit Realty Capital Inc | 37,919 | $1.815M | 0.2% | $47.87 | $45.71 | — | COM NEW | 84860W300 |
| PLCE | Childrens Place Inc | 23,508 | $1.81M | 0.2% | $77.00 * | $94.27 | -6.6% | COM | 168905107 |
| LITE | Lumentum Holdings Inc | 33,780 | $1.809M | 0.2% | $53.55 * | $53.29 | +5.8% | COM | 55024U109 |
| — | BGNE 01/17/2020 PUT 105 | 144 | $1.763M | 0.2% | $12243.06 | — | — | Put | 07725L952 |
| — | BLUE 11/15/2019 CALL 115 | 192 | $1.762M | 0.2% | $9177.08 | — | — | Call | 09609G900 |
| — | LVS 10/04/2019 CALL 58 | 300 | $1.733M | 0.2% | $5776.67 | — | — | Call | 517834907 |
| — | NBIX 11/15/2019 PUT 95 | 192 | $1.73M | 0.2% | $9010.42 | — | — | Put | 64125C959 |
| BAND | Bandwidth Inc | 26,244 | $1.709M | 0.2% | $65.12 * | $77.97 | 0.0% | COM CL A | 05988J103 |
| — | Monocle Acquisition Corp | 162,500 | $1.697M | 0.2% | $10.44 | $9.87 | — | UNIT 99/99/9999 | 609754205 |
| — | Retail Properties of America Inc | 137,292 | $1.691M | 0.2% | $12.32 | $12.29 | — | CL A | 76131V202 |
| IMXI | International Money Express Inc | 122,620 | $1.685M | 0.2% | $13.74 | $13.23 | +5.7% | COM | 46005L101 |
| ENTA | Enanta Pharmaceuticals Inc | 28,000 | $1.682M | 0.2% | $60.07 * | $83.24 | -10.8% | COM | 29251M106 |
| NOA | North American Construction Group Ltd | 145,529 | $1.678M | 0.2% | $11.53 | $8.47 | +35.2% | COM | 656811106 |
| GOOG | ALPHABET INC | 1,364 | $1.663M | 0.2% | $1219.21 * | $56.24 | +4.4% | CAP STK CL C | 02079K107 |
| — | Forescout Technologies Inc | 43,764 | $1.66M | 0.2% | $37.93 | $34.70 | — | COM | 34553D101 |
| KRC | Kilroy Realty Corp | 21,261 | $1.656M | 0.2% | $77.89 | $76.16 | — | COM | 49427F108 |
| EPC | Edgewell Personal Care Co | 50,835 | $1.652M | 0.2% | $32.50 * | $32.52 | -16.3% | COM | 28035Q102 |
| — | MDGL 01/17/2020 PUT 75 | 191 | $1.647M | 0.2% | $8623.04 | — | — | Put | 558868955 |
| — | GOSS 11/15/2019 CALL 25 | 976 | $1.639M | 0.2% | $1679.30 | — | — | Call | 38341P902 |
| MDT | Medtronic PLC | 14,994 | $1.629M | 0.1% | $108.64 * | $87.54 | 0.0% | SHS | G5960L103 |
| DUK | Duke Energy Corp | 16,996 | $1.629M | 0.1% | $95.85 * | $65.82 | +7.2% | COM NEW | 26441C204 |
| — | Andina Acquisition Corp Iii | 155,000 | $1.628M | 0.1% | $10.50 | $10.50 | — | UNIT 09/24/2020 | G04415116 |
| VICI | VICI Properties Inc | 71,425 | $1.618M | 0.1% | $22.65 * | $15.50 | -0.3% | COM | 925652109 |
| — | MRK 11/15/2019 CALL 85 | 192 | $1.616M | 0.1% | $8416.67 | — | — | Call | 58933Y905 |
| — | Syneos Health Inc | 29,933 | $1.593M | 0.1% | $53.22 | $53.22 | — | CL A | 87166B102 |
| — | Alexion Pharmaceuticals Inc | 16,037 | $1.571M | 0.1% | $97.96 | $101.63 | — | COM | 015351109 |
| — | IONS 04/17/2020 PUT 60 | 262 | $1.57M | 0.1% | $5992.37 | — | — | Put | 462222950 |
| WH | Wyndham Hotels & Resorts Inc | 30,252 | $1.565M | 0.1% | $51.73 * | $52.90 | +3.3% | COM | 98311A105 |
| — | HCP Inc | 43,927 | $1.565M | 0.1% | $35.63 | $34.65 | — | COM | 40414L109 |
| — | Pivotal Investment Corporation II | 153,289 | $1.56M | 0.1% | $10.18 | $10.18 | — | UNIT 06/01/2025 | 72582K209 |
| — | Experience Investment Corp | 155,047 | $1.552M | 0.1% | $10.01 | $10.01 | — | UNIT 09/01/2026 | 30217C208 |
| MU | Micron Technology Inc | 36,166 | $1.55M | 0.1% | $42.86 * | $44.12 | 0.0% | COM | 595112103 |
| HAIN | Hain Celestial Group Inc | 72,009 | $1.546M | 0.1% | $21.47 * | $21.93 | -4.5% | COM | 405217100 |
| CIEN | Ciena Corp | 39,355 | $1.544M | 0.1% | $39.23 * | $31.28 | +34.0% | COM NEW | 171779309 |
| — | ALNY 12/20/2019 CALL 85 | 192 | $1.544M | 0.1% | $8041.67 | — | — | Call | 02043Q907 |
| RCL | Royal Caribbean Cruises Ltd | 14,169 | $1.535M | 0.1% | $108.34 * | $105.84 | 0.0% | COM | V7780T103 |
| — | DermTech Equity Warrant Exp 29 Aug 2024 | 274,000 | $1.534M | 0.1% | $5.60 | $5.60 | — | *W EXP 08/29/202 | 24984K113 |
| CRM | Salesforce.com Inc | 10,268 | $1.524M | 0.1% | $148.42 | $141.79 | +5.9% | COM | 79466L302 |
| — | Silver Spike Acquisition Corp | 150,000 | $1.514M | 0.1% | $10.09 | $10.09 | — | UNIT 99/99/9999 | G8136L122 |
| CNC | Centene Corp | 34,784 | $1.505M | 0.1% | $43.27 * | $51.26 | -5.0% | COM | 15135B101 |
| — | MRTX 11/15/2019 PUT 80 | 192 | $1.496M | 0.1% | $7791.67 | — | — | Put | 60468T955 |
| — | SSNC 11/15/2019 CALL 55 | 283 | $1.459M | 0.1% | $5155.48 | — | — | Call | 78467J900 |
| — | Liberty Property Trust | 28,262 | $1.451M | 0.1% | $51.34 | $50.03 | — | SH BEN INT | 531172104 |
| — | SL Green Realty Corp | 17,691 | $1.446M | 0.1% | $81.74 | $85.64 | — | COM | 78440X101 |
| — | Chiasma Inc | 290,746 | $1.439M | 0.1% | $4.95 | $5.40 | — | COM | 16706W102 |
| — | Exterran Corp | 109,637 | $1.432M | 0.1% | $13.06 | $14.61 | — | COM | 30227H106 |
| — | Entegra Financial Corp | 47,613 | $1.43M | 0.1% | $30.03 | $22.45 | — | COM | 29363J108 |
| ESTC | Elastic Nv | 17,339 | $1.428M | 0.1% | $82.36 * | $86.30 | +3.0% | ORD SHS | N14506104 |
| — | RPT Realty | 105,341 | $1.427M | 0.1% | $13.55 | $11.99 | — | SH BEN INT | 74971D101 |
| WING | Wingstop Inc | 16,223 | $1.416M | 0.1% | $87.28 * | $95.16 | 0.0% | COM | 974155103 |
| AEO | American Eagle Outfitters Inc | 87,100 | $1.413M | 0.1% | $16.22 * | $14.14 | 0.0% | COM | 02553E106 |
| SCPE/U | Sc Health Corp | 136,180 | $1.409M | 0.1% | $10.35 | $10.35 | — | UNIT 99/99/9999 | G78516302 |
| — | Easterly Government Properties Inc | 65,987 | $1.406M | 0.1% | $21.31 | $19.53 | — | COM | 27616P103 |
| — | Gigcapital2 Inc | 135,892 | $1.4M | 0.1% | $10.30 | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| — | Cerecor Inc | 423,640 | $1.394M | 0.1% | $3.29 | $5.32 | — | COM | 15671L109 |
| CLBK | Columbia Financial Inc | 88,297 | $1.394M | 0.1% | $15.79 * | $16.53 | -6.9% | COM | 197641103 |
| — | GLD 10/11/2019 CALL 138.5 | 100 | $1.389M | 0.1% | $13890.00 | — | — | Call | 78463V907 |
| VISN | CommScope Holding Company Inc | 118,147 | $1.389M | 0.1% | $11.76 * | $20.30 | -36.6% | COM | 20337X109 |
| HWC | Hancock Holding Co | 36,228 | $1.387M | 0.1% | $38.29 | $38.02 | 0.0% | COM | 410120109 |
| — | Monocle Acquisition Corp Wts $11.5 Exp.06/12/24 | 137,500 | $1.375M | 0.1% | $10.00 | $9.80 | — | *W EXP 12/06/202 | 609754114 |
| TMO | Thermo Fisher Scientific Inc | 4,703 | $1.37M | 0.1% | $291.30 * | $217.27 | +29.6% | COM | 883556102 |
| — | IMMU 01/17/2020 CALL 25 | 1,032 | $1.368M | 0.1% | $1325.58 | — | — | Call | 452907908 |
| — | New Providence Acquisition Corp | 135,000 | $1.362M | 0.1% | $10.09 | $10.09 | — | UNIT 09/01/2024 | 64822P205 |
| NVRI | Harsco Corp | 71,699 | $1.359M | 0.1% | $18.95 * | $21.20 | 0.0% | COM | 415864107 |
| D | Dominion Energy Inc | 16,715 | $1.355M | 0.1% | $81.06 * | $52.02 | +12.3% | COM | 25746U109 |
| — | Telaria Inc | 195,029 | $1.348M | 0.1% | $6.91 | $6.04 | — | COM | 879181105 |
| — | QTS Realty Trust Inc | 25,713 | $1.322M | 0.1% | $51.41 | $41.35 | — | COM CL A | 74736A103 |
| — | Alberton Acquisition Corp | 125,000 | $1.319M | 0.1% | $10.55 | $8.41 | — | UNIT 04/22/2020 | G35006116 |
| GD | General Dynamics Corp | 7,156 | $1.308M | 0.1% | $182.78 * | $160.41 | 0.0% | COM | 369550108 |
| — | Wealthbridge Acquisition Ltd | 125,000 | $1.302M | 0.1% | $10.42 | $9.88 | — | UNIT 99/99/9999 | G4887W102 |
| — | Edtechx Holdings Acquisition Corp | 124,882 | $1.293M | 0.1% | $10.35 | $10.09 | — | UNIT 12/31/2025 | 28138X202 |
| — | HPT 12/20/2019 PUT 22 | 500 | $1.29M | 0.1% | $2580.00 | — | — | Put | 81761L952 |
| — | Aspen Technology Inc | 10,441 | $1.285M | 0.1% | $123.07 | $98.35 | — | COM | 045327103 |
| ILPT | Industrial Logistics Properties Trust | 60,375 | $1.283M | 0.1% | $21.25 | $21.25 | — | COM SHS BEN INT | 456237106 |
| — | Fintech Acquisition Corp | 119,138 | $1.272M | 0.1% | $10.68 | $10.68 | — | UNIT 12/01/2023 | 31811A309 |
| NRG | NRG Energy Inc | 32,060 | $1.27M | 0.1% | $39.61 * | $30.61 | -1.6% | COM NEW | 629377508 |
| — | Duke Realty Corp | 36,969 | $1.256M | 0.1% | $33.97 | $30.64 | — | COM NEW | 264411505 |
| RUSHA | Rush Enterprises Inc Class A | 32,442 | $1.252M | 0.1% | $38.59 * | $16.96 | -1.9% | CL A | 781846209 |
| CACC | Credit Acceptance Corp | 2,694 | $1.243M | 0.1% | $461.40 * | $352.83 | +33.9% | COM | 225310101 |
| — | Proficient Alpha Acquisition Corp | 125,000 | $1.239M | 0.1% | $9.91 | $9.91 | — | COM | 74317H105 |
| — | Thunder Bridge Acquisition Ii Ltd | 121,300 | $1.235M | 0.1% | $10.18 | $10.18 | — | UNIT 99/99/9999 | G8857S124 |
| — | BKI 10/18/2019 CALL 65 | 202 | $1.233M | 0.1% | $6103.96 | — | — | Call | 09215C905 |
| — | ACN 10/18/2019 CALL 202.5 | 64 | $1.231M | 0.1% | $19234.38 | — | — | Call | G1151C901 |
| MPWR | Monolithic Power Systems Inc | 7,904 | $1.23M | 0.1% | $155.62 * | $113.60 | +25.3% | COM | 609839105 |
| — | Oaktree Acquisition Corp | 120,000 | $1.219M | 0.1% | $10.16 | $10.16 | — | UNIT 99/99/9999 | G67145121 |
| CENT | Central Garden & Pet Co | 41,549 | $1.214M | 0.1% | $29.22 * | $21.19 | 0.0% | COM | 153527106 |
| REZI | Resideo Technologies Inc | 84,528 | $1.213M | 0.1% | $14.35 * | $18.46 | -9.2% | COM | 76118Y104 |
| ERIC | Telefonaktiebolaget LM Ericsson | 151,819 | $1.212M | 0.1% | $7.98 | $8.97 | — | ADR B SEK 10 | 294821608 |
| — | CHKP 10/18/2019 CALL 115 | 110 | $1.205M | 0.1% | $10954.55 | — | — | Call | M22465904 |
| — | SUPN 12/20/2019 CALL 31 | 437 | $1.201M | 0.1% | $2748.28 | — | — | Call | 868459908 |
| — | Haymaker Acquisition Corp Ii Wts $ 11.5 Exp. 10/31/2026 | 120,975 | $1.198M | 0.1% | $9.90 | $9.90 | — | *W EXP 10/31/202 | 42087L119 |
| — | INCY 01/17/2020 CALL 95 | 161 | $1.195M | 0.1% | $7422.36 | — | — | Call | 45337C902 |
| — | DELL 01/15/2021 CALL 40 | 230 | $1.193M | 0.1% | $5186.96 | — | — | Call | 24703L902 |
| NVST | Envista Holdings Corp | 42,787 | $1.193M | 0.1% | $27.88 | $27.93 | 0.0% | COM | 29415F104 |
| — | TEL 10/18/2019 CALL 100 | 128 | $1.193M | 0.1% | $9320.31 | — | — | Call | H84989904 |
| — | Consolidated-Tomoka Land Co | 18,104 | $1.188M | 0.1% | $65.62 | $51.34 | — | COM | 210226106 |
| — | 8i Enterprises Acquisition Corp Wts $11.50 Exp.10/01/25 | 118,900 | $1.188M | 0.1% | $9.99 | $9.90 | — | *W EXP 10/29/202 | G2956M112 |
| — | Bluerock Residential Growth REIT Inc | 100,833 | $1.187M | 0.1% | $11.77 | $11.77 | — | COM CL A | 09627J102 |
| — | Healthcare Realty Trust Inc | 35,229 | $1.18M | 0.1% | $33.50 | $31.86 | — | COM | 421946104 |
| CHDN | Churchill Downs Inc | 9,557 | $1.18M | 0.1% | $123.47 * | $44.05 | +33.7% | COM | 171484108 |
| — | Arconic Inc | 45,112 | $1.173M | 0.1% | $26.00 | $26.00 | — | COM | 03965L100 |
| — | Gores Holdings Iii Inc | 110,881 | $1.17M | 0.1% | $10.55 | $10.55 | — | UNIT 09/07/2024 | 38286G208 |
| — | Equity Commonwealth | 34,024 | $1.165M | 0.1% | $34.24 | $31.40 | — | COM SH BEN INT | 294628102 |
| EXC | Exelon Corp | 24,050 | $1.162M | 0.1% | $48.32 * | $21.38 | +25.2% | COM | 30161N101 |
| TMUS | T-Mobile US Inc | 14,727 | $1.16M | 0.1% | $78.77 * | $57.20 | +32.4% | COM | 872590104 |
| — | Fleetcor Technologies Inc | 4,042 | $1.159M | 0.1% | $286.74 | $219.73 | — | COM | 339041105 |
| — | Infinera Corp | 1,322,000 | $1.156M | 0.1% | $0.87 | $0.82 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| RLJ | RLJ Lodging Trust | 67,900 | $1.154M | 0.1% | $17.00 | $17.08 | — | COM | 74965L101 |
| SHYG | iShares 0-5 Year High Yield Corporate Bond ETF | 24,650 | $1.146M | 0.1% | $46.49 | $46.49 | — | 0-5YR HI YL CP | 46434V407 |
| EAT | Brinker International Inc | 26,456 | $1.129M | 0.1% | $42.67 * | $36.72 | +6.3% | COM | 109641100 |
| — | Francesca's Holdings Corp | 80,315 | $1.124M | 0.1% | $13.99 | $13.99 | — | COM NEW | 351793203 |
| EZPW | EZCORP Inc | 174,088 | $1.124M | 0.1% | $6.46 * | $9.63 | -11.1% | CL A NON VTG | 302301106 |
| — | Eaton Vance Floating Rate Income Plus Closed Fund | 73,553 | $1.119M | 0.1% | $15.21 | $15.06 | — | COM SHS BEN INT | 278284104 |
| MPT | Medical Properties Trust Inc | 57,138 | $1.118M | 0.1% | $19.57 | $19.57 | — | COM | 58463J304 |
| BRK/B | Berkshire Hathaway Inc | 5,350 | $1.113M | 0.1% | $208.04 | $206.04 | 0.0% | CL B NEW | 084670702 |
| — | Two River Bancorp | 53,389 | $1.107M | 0.1% | $20.73 | $20.73 | — | COM | 90207C105 |
| LX | Lexinfintech Holdings Ltd | 109,261 | $1.096M | 0.1% | $10.03 | $10.77 | — | ADR | 528877103 |
| — | VEREIT Inc | 111,843 | $1.094M | 0.1% | $9.78 | $8.53 | — | COM | 92339V100 |
| — | Changyou.Com Ltd | 113,419 | $1.077M | 0.1% | $9.50 | $9.53 | — | ADS REP CL A | 15911M107 |
| VFC | VF Corp | 12,095 | $1.076M | 0.1% | $88.96 * | $85.44 | 0.0% | COM | 918204108 |
| — | Health Sciences Acquisitions Corp | 100,000 | $1.073M | 0.1% | $10.73 | $10.60 | — | UNIT 04/01/2024 | 42227C201 |
| — | Hudson Pacific Properties Inc | 32,039 | $1.072M | 0.1% | $33.46 | $34.16 | — | COM | 444097109 |
| — | TUSCAN HOLDINGS CORP | 100,000 | $1.069M | 0.1% | $10.69 | $10.43 | — | UNIT 99/99/9999 | 90069K203 |
| ABBV | AbbVie Inc | 14,073 | $1.066M | 0.1% | $75.75 * | $52.58 | 0.0% | COM | 00287Y109 |
| — | AXSM 12/20/2019 CALL 40 | 525 | $1.063M | 0.1% | $2024.76 | — | — | Call | 05464T904 |
| — | Big Rock Partners Acquisition Corp | 100,000 | $1.058M | 0.1% | $10.58 | $9.83 | — | COM | 089482103 |
| ADI | Analog Devices Inc | 9,464 | $1.057M | 0.1% | $111.69 * | $92.81 | +8.7% | COM | 032654105 |
| — | Gs Acquisition Holdings Corp | 99,000 | $1.054M | 0.1% | $10.65 | $10.65 | — | UNIT 06/12/2023 | 36255F201 |
| — | Liberty Media Corp Series A | 26,300 | $1.041M | 0.1% | $39.58 | $39.58 | — | COM SER A FRMLA | 531229870 |
| — | Trine Acquisition Corp | 100,000 | $1.035M | 0.1% | $10.35 | $9.91 | — | UNIT 03/31/2021 | 89628U207 |
| SPG | Simon Property Group Inc | 6,630 | $1.032M | 0.1% | $155.66 * | $108.94 | 0.0% | COM | 828806109 |
| — | DIAMOND EAGLE ACQUISITION CORP | 101,400 | $1.031M | 0.1% | $10.17 | $10.06 | — | UNIT 06/30/2026 | 25258L208 |
| STAG | STAG Industrial Inc | 34,855 | $1.028M | 0.1% | $29.49 | $27.92 | — | COM | 85254J102 |
| — | Twelve Seas Investment Co Wts $11.5 Exp.7/13/2023 | 100,000 | $1.024M | 0.1% | $10.24 | $10.15 | — | *W EXP 12/22/202 | G9145A115 |
| — | Twelve Seas Investment Co | 100,000 | $1.024M | 0.1% | $10.24 | $10.16 | — | SHS | G9145A107 |
| ESRT | Empire State Realty Trust Inc | 70,958 | $1.013M | 0.1% | $14.28 | $16.16 | — | CL A | 292104106 |
| — | Netfin Acquisition Corp | 100,000 | $1.009M | 0.1% | $10.09 | $10.09 | — | UNIT 08/01/2024 | G6455A123 |
| CMG | Chipotle Mexican Grill Inc | 1,200 | $1.009M | 0.1% | $840.83 * | $15.95 | 0.0% | COM | 169656105 |
| DBX | Dropbox Inc | 50,000 | $1.009M | 0.1% | $20.18 * | $21.31 | 0.0% | CL A | 26210C104 |
| — | Tuscan Holdings Corp II | 100,000 | $1.005M | 0.1% | $10.05 | $10.05 | — | UNIT 04/01/2026 | 90070A202 |
| — | LiqTech International Inc | 127,067 | $1.004M | 0.1% | $7.90 | $9.18 | — | COM | 53632A201 |
| TRU | Transunion | 12,239 | $993K | 0.1% | $81.13 * | $64.35 | +21.3% | COM | 89400J107 |
| — | Trine Acquisition Corp | 99,800 | $985K | 0.1% | $9.87 | $9.87 | — | COM CL A | 89628U108 |
| — | Liberty Global PLC | 41,412 | $985K | 0.1% | $23.79 | $23.79 | — | SHS CL C | G5480U120 |
| — | Assembly Biosciences Inc | 100,168 | $985K | 0.1% | $9.83 | $13.28 | — | COM | 045396108 |
| — | Diplomat Pharmacy Inc | 200,758 | $984K | 0.1% | $4.90 | $4.90 | — | COM | 25456K101 |
| — | Apex Technology Acquisition Corp | 96,000 | $978K | 0.1% | $10.19 | $10.19 | — | UNIT 06/11/2026 | 03768F201 |
| — | Hanger Inc | 47,806 | $974K | 0.1% | $20.37 | $18.96 | — | COM NEW | 41043F208 |
| RAMP | LiveRamp Holdings Inc | 22,631 | $972K | 0.1% | $42.95 * | $46.50 | 0.0% | COM | 53815P108 |
| PFF | iShares Preferred and Income Securities ETF | 25,889 | $972K | 0.1% | $37.54 | $36.88 | — | PFD AND INCM SEC | 464288687 |
| TRMB | Trimble Inc | 25,010 | $971K | 0.1% | $38.82 * | $40.23 | 0.0% | COM | 896239100 |
| — | AMRN 01/17/2020 CALL 21 | 637 | $966K | 0.1% | $1516.48 | — | — | Call | 023111906 |
| SEI | Solaris Oilfield Infrastructure Inc | 71,974 | $966K | 0.1% | $13.42 * | $10.60 | -1.9% | COM CL A | 83418M103 |
| — | Stemline Therapeutics Inc | 92,152 | $959K | 0.1% | $10.41 | $15.07 | — | COM | 85858C107 |
| BRSL | International Game Technology PLC | 67,313 | $957K | 0.1% | $14.22 * | $12.68 | -29.7% | SHS USD | G4863A108 |
| CSTE | Caesarstone Ltd | 57,094 | $948K | 0.1% | $16.60 * | $14.58 | -2.2% | ORD SHS | M20598104 |
| NWSA | News Corp | 68,033 | $947K | 0.1% | $13.92 * | $12.78 | 0.0% | CL A | 65249B109 |
| — | Cision Ltd | 123,133 | $947K | 0.1% | $7.69 | $9.24 | — | SHS | G1992S109 |
| — | QQQ 10/04/2019 CALL 185 | 50 | $944K | 0.1% | $18880.00 | — | — | Call | 46090E903 |
| AEP | American Electric Power Company Inc | 9,992 | $936K | 0.1% | $93.67 * | $72.44 | 0.0% | COM | 025537101 |
| — | ST 10/18/2019 CALL 55 | 186 | $931K | 0.1% | $5005.38 | — | — | Call | G8060N902 |
| — | Altair Engineering Inc | 26,800 | $928K | 0.1% | $34.63 | $32.26 | — | COM CL A | 021369103 |
| — | Lions Gate Entertainment Corp | 100,094 | $926K | 0.1% | $9.25 | $9.25 | — | CL A VTG | 535919401 |
| BYD | Boyd Gaming Corp | 38,557 | $923K | 0.1% | $23.94 | $22.76 | +6.0% | COM | 103304101 |
| — | ArQule Inc | 128,307 | $920K | 0.1% | $7.17 | $4.52 | — | COM | 04269E107 |
| — | VRSK 10/18/2019 PUT 155 | 58 | $918K | 0.1% | $15827.59 | — | — | Put | 92345Y956 |
| — | Avangrid Inc | 17,544 | $917K | 0.1% | $52.27 | $47.78 | — | COM | 05351W103 |
| ZM | Zoom Video Communications Inc | 11,893 | $906K | 0.1% | $76.18 * | $82.35 | +9.4% | CL A | 98980L101 |
| — | GOSS 10/18/2019 PUT 17.5 | 529 | $888K | 0.1% | $1678.64 | — | — | Put | 38341P952 |
| — | QEP Resources Inc | 239,969 | $888K | 0.1% | $3.70 | $7.79 | — | COM | 74733V100 |
| RBBN | Ribbon Communications Inc | 151,167 | $883K | 0.1% | $5.84 * | $6.28 | -16.3% | COM | 762544104 |
| — | Act Ii Global Acquisition Corp | 85,000 | $882K | 0.1% | $10.38 | $10.12 | — | UNIT 04/30/2026 | G0080J112 |
| MDGL | Madrigal Pharmaceuticals Inc | 10,157 | $876K | 0.1% | $86.25 * | $122.37 | -23.3% | COM | 558868105 |
| AWK | American Water Works Company Inc | 7,021 | $872K | 0.1% | $124.20 * | $107.02 | 0.0% | COM | 030420103 |
| — | Mexico Equity and Income Closed Fund | 82,107 | $864K | 0.1% | $10.52 | $10.79 | — | COM | 592834105 |
| — | Dd3 Acquisition Corp | 84,548 | $858K | 0.1% | $10.15 | $9.83 | — | SHS | G2692M103 |
| — | Achillion Pharmaceuticals Inc | 236,858 | $853K | 0.1% | $3.60 | $3.60 | — | COM | 00448Q201 |
| — | Neuberger Berman High Yield Strategies Fund Inc | 70,158 | $847K | 0.1% | $12.07 | $11.29 | — | COM | 64128C106 |
| SPGI | S&P Global Inc | 3,455 | $846K | 0.1% | $244.86 * | $190.93 | +24.1% | COM | 78409V104 |
| CARS | Cars.com Inc | 93,647 | $841K | 0.1% | $8.98 * | $13.49 | 0.0% | COM | 14575E105 |
| — | Allegro Merger Corp | 82,725 | $838K | 0.1% | $10.13 | $10.13 | — | COM | 01749N103 |
| — | GS Acquisition Holdings Corp Wts $ 11.50 Exp 07/30/2023 | 82,145 | $838K | 0.1% | $10.20 | $10.17 | — | *W EXP 06/12/202 | 36255F110 |
| — | Allegro Merger Corp Wts$ 11.5 Exp.01/06/25 | 82,725 | $838K | 0.1% | $10.13 | $9.92 | — | *W EXP 01/06/202 | 01749N111 |
| — | GOLD 11/15/2019 CALL 22 | 480 | $832K | 0.1% | $1733.33 | — | — | Call | 067901908 |
| — | NV5 Global Inc | 12,133 | $828K | 0.1% | $68.24 | $66.34 | — | COM | 62945V109 |
| MAA | Mid-America Apartment Communities Inc | 6,350 | $826K | 0.1% | $130.08 * | $94.61 | +5.9% | COM | 59522J103 |
| — | Marlin Business Services Corp | 32,772 | $826K | 0.1% | $25.20 | $23.90 | — | COM | 571157106 |
| SDCCQ | Smiledirectclub Inc | 58,132 | $807K | 0.1% | $13.88 * | $16.68 | 0.0% | CL A COM | 83192H106 |
| — | Bunge Ltd | 14,172 | $802K | 0.1% | $56.59 | $56.59 | — | COM | G16962105 |
| — | Amedisys Inc | 6,113 | $801K | 0.1% | $131.03 | $131.03 | — | COM | 023436108 |
| — | Leisure Acquisition Corp | 75,000 | $800K | 0.1% | $10.67 | $10.43 | — | UNIT 99/99/9999 | 52539T206 |
| — | Tellurian Inc | 94,827 | $788K | 0.1% | $8.31 | $8.53 | — | COM | 87968A104 |
| CIGI | Colliers International Group Inc | 10,400 | $781K | 0.1% | $75.10 * | $62.40 | +12.1% | SUB VTG SHS | 194693107 |
| MSGS | Madison Square Garden Co | 2,963 | $781K | 0.1% | $263.58 * | $189.31 | +3.6% | CL A | 55825T103 |
| PSA | Public Storage | 3,172 | $778K | 0.1% | $245.27 * | $165.89 | +15.7% | COM | 74460D109 |
| — | Tottenham Acquisition I Ltd Wts $ 11.50 Exp. 06/05/25 | 75,000 | $773K | 0.1% | $10.31 | $10.09 | — | *W EXP 05/06/202 | G8959N114 |
| — | ITCI 02/21/2020 CALL 12.5 | 1,029 | $769K | 0.1% | $747.33 | — | — | Call | 46116X901 |
| — | Ferro Corp | 64,636 | $767K | 0.1% | $11.87 | $13.26 | — | COM | 315405100 |
| — | Tesla Inc | 752,000 | $765K | 0.1% | $1.02 | $0.98 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| LASR | Nlight Inc | 48,682 | $762K | 0.1% | $15.65 | $19.43 | -20.1% | COM | 65487K100 |
| — | W. R. Grace & Co | 11,405 | $761K | 0.1% | $66.73 | $66.73 | — | COM | 38388F108 |
| — | Tkk Symphony Acquisition Corporation | 66,500 | $759K | 0.1% | $11.41 | $11.41 | — | UNIT 08/15/2023 | G88950111 |
| — | Arista Networks Inc | 3,167 | $757K | 0.1% | $239.03 | $239.03 | — | COM | 040413106 |
| ACTG | Acacia Research Corp | 281,734 | $755K | 0.1% | $2.68 * | $3.96 | -29.5% | ACACIA TCH COM | 003881307 |
| GHG | Greentree Hospitality Group Ltd | 74,961 | $750K | 0.1% | $10.01 | $12.30 | — | SPONSORED ADS | 39579V100 |
| SO | Southern Co | 12,089 | $747K | 0.1% | $61.79 * | $45.27 | 0.0% | COM | 842587107 |
| HUBS | Hubspot Inc | 4,918 | $746K | 0.1% | $151.69 * | $170.42 | +5.4% | COM | 443573100 |
| IYR | iShares US Real Estate ETF | 7,966 | $745K | 0.1% | $93.52 | $93.52 | — | U.S. REAL ES ETF | 464287739 |
| FIX | Comfort Systems USA Inc | 16,742 | $740K | 0.1% | $44.20 * | $42.02 | 0.0% | COM | 199908104 |
| EXTR | Extreme Networks Inc | 101,254 | $737K | 0.1% | $7.28 | $7.84 | -7.8% | COM | 30226D106 |
| — | JAZZ 10/18/2019 PUT 130 | 57 | $730K | 0.1% | $12807.02 | — | — | Put | G50871955 |
| BMY | Bristol-Myers Squibb Co | 14,331 | $727K | 0.1% | $50.73 * | $36.77 | 0.0% | COM | 110122108 |
| — | Opes Acquisition Corp Wts $11.5 Exp 01/15/2023 | 70,000 | $726K | 0.1% | $10.37 | $9.98 | — | *W EXP 03/13/202 | 68373P118 |
| MDU | MDU Resources Group Inc | 25,512 | $719K | 0.1% | $28.18 * | $8.12 | +4.0% | COM | 552690109 |
| — | MGM Growth Properties LLC | 23,824 | $716K | 0.1% | $30.05 | $30.30 | — | CL A COM | 55303A105 |
| — | Tenzing Acquisition Corp | 65,021 | $713K | 0.1% | $10.97 | $10.97 | — | UNIT 08/24/2024 | G8708A124 |
| — | Hennessy Capital Acquisition Corp Iv | 66,726 | $704K | 0.1% | $10.55 | $10.55 | — | UNIT 99/99/9999 | 42589C203 |
| — | CARA 01/17/2020 PUT 17.5 | 384 | $702K | 0.1% | $1828.13 | — | — | Put | 140755959 |
| NVS | Novartis AG | 8,058 | $700K | 0.1% | $86.87 | $86.87 | — | SPONSORED ADR | 66987V109 |
| FDX | FedEx Corp | 4,806 | $700K | 0.1% | $145.65 | $143.27 | 0.0% | COM | 31428X106 |
| — | RETA 12/20/2019 CALL 100 | 87 | $699K | 0.1% | $8034.48 | — | — | Call | 75615P903 |
| — | Progenics Pharmaceuticals Inc | 137,793 | $697K | 0.1% | $5.06 | $5.63 | — | COM | 743187106 |
| PBYI | Puma Biotechnology Inc | 64,532 | $695K | 0.1% | $10.77 | $10.80 | 0.0% | COM | 74587V107 |
| — | Chembio Diagnostics Inc | 113,250 | $693K | 0.1% | $6.12 | $5.81 | — | COM NEW | 163572209 |
| ROKU | Roku Inc | 6,793 | $691K | 0.1% | $101.72 * | $122.30 | 0.0% | COM CL A | 77543R102 |
| — | Legacy Acquisition Corp | 65,315 | $686K | 0.1% | $10.50 | $10.48 | — | UNIT 05/31/2024 | 524643202 |
| SPPP | Sprott Physical Platinum and Palladium CF | 53,286 | $682K | 0.1% | $12.80 | $10.73 | — | UNIT | 85207Q104 |
| OEC | Orion Engineered Carbons SA | 40,520 | $677K | 0.1% | $16.71 * | $24.22 | -32.5% | COM | L72967109 |
| — | INSM 01/17/2020 CALL 18 | 384 | $677K | 0.1% | $1763.02 | — | — | Call | 457669907 |
| TGLS | Tecnoglass Inc | 82,952 | $674K | 0.1% | $8.13 * | $6.95 | -3.5% | SHS | G87264100 |
| — | Collier Creek Holdings | 62,512 | $669K | 0.1% | $10.70 | $10.70 | — | UNIT 99/99/9999 | G22707122 |
| MET | Metlife Inc | 14,158 | $668K | 0.1% | $47.18 * | $38.47 | 0.0% | COM | 59156R108 |
| ELAN | Elanco Animal Health Inc | 25,049 | $666K | 0.1% | $26.59 * | $30.00 | 0.0% | COM | 28414H103 |
| CHRS | Coherus BioSciences Inc | 32,747 | $663K | 0.1% | $20.25 | $17.37 | +15.0% | COM | 19249H103 |
| — | GTHX 10/18/2019 PUT 30 | 288 | $656K | 0.1% | $2277.78 | — | — | Put | 3621LQ959 |
| — | Vectoiq Acquisition Corp Wts $11.5 Exp. 06/11/23 | 64,000 | $654K | 0.1% | $10.22 | $10.22 | — | *W EXP 05/11/202 | 92243N111 |
| — | Cara Therapeutics Inc | 35,549 | $650K | 0.1% | $18.28 | $21.06 | — | COM | 140755109 |
| EIX | Edison International | 8,554 | $645K | 0.1% | $75.40 * | $50.73 | +6.8% | COM | 281020107 |
| — | Kala Pharmaceuticals Inc | 168,725 | $642K | 0.1% | $3.81 | $3.81 | — | COM | 483119103 |
| BZUN | Baozun Inc | 14,974 | $639K | 0.1% | $42.67 | $47.36 | — | SPONSORED ADR | 06684L103 |
| — | AVY 10/18/2019 CALL 125 | 56 | $636K | 0.1% | $11357.14 | — | — | Call | 053611909 |
| — | Alimera Sciences Inc | 1,120,000 | $634K | 0.1% | $0.57 | $0.89 | — | COM | 016259103 |
| — | Symantec Corp | 26,684 | $631K | 0.1% | $23.65 | $23.65 | — | COM | 871503108 |
| AVTR | Avantor Inc | 42,773 | $629K | 0.1% | $14.71 * | $16.94 | 0.0% | COM | 05352A100 |
| — | Nii Holdings Inc | 320,209 | $628K | 0.1% | $1.96 | $2.05 | — | COM PAR | 62913F508 |
| — | CBS Corp | 14,367 | $623K | 0.1% | $43.36 | $43.36 | — | CL A | 124857103 |
| — | Union Acquisition Corp Wts $11.5 Exp.7/01/25 | 96,160 | $620K | 0.1% | $6.45 | $5.22 | — | *W EXP 03/14/202 | G1117K106 |
| — | FOXA 10/18/2019 CALL 35 | 196 | $618K | 0.1% | $3153.06 | — | — | Call | 35137L905 |
| — | Select Interior Concepts Inc | 47,395 | $615K | 0.1% | $12.98 | $12.13 | — | CL A | 816120307 |
| — | Wheeler Real Estate Invt TR | 42,987 | $610K | 0.1% | $14.19 | $13.47 | — | PFD CNV SER D | 963025606 |
| — | Avrobio Inc | 43,003 | $607K | 0.1% | $14.12 | $14.12 | — | COM | 05455M100 |
| — | Orchard Therapeutics Plc | 50,800 | $604K | 0.1% | $11.89 | $11.89 | — | ADS | 68570P101 |
| KRE | SPDR S&P Regional Banking ETF | 11,449 | $604K | 0.1% | $52.76 | $52.76 | — | S&P REGL BKG | 78464A698 |
| DHR | Danaher Corp | 4,172 | $603K | 0.1% | $144.53 * | $87.50 | +39.1% | COM | 235851102 |
| ITRN | Ituran Location and Control Ltd | 24,283 | $602K | 0.1% | $24.79 * | $33.70 | -15.9% | SHS | M6158M104 |
| NXDT | NexPoint Credit Strategies Fund | 33,500 | $601K | 0.1% | $17.94 | $18.77 | — | COM NEW | 65340G205 |
| MDY | SPDR S&P MidCap 400 ETF | 1,701 | $600K | 0.1% | $352.73 | $352.73 | — | UTSER1 S&PDCRP | 78467Y107 |
| PTGX | Protagonist Therapeutics Inc | 48,972 | $588K | 0.1% | $12.01 * | $11.06 | +14.0% | COM | 74366E102 |
| WDC | Western Digital Corp | 9,820 | $586K | 0.1% | $59.67 * | $41.27 | 0.0% | COM | 958102105 |
| — | Sinclair Broadcast Group Inc | 13,662 | $584K | 0.1% | $42.75 | $53.63 | — | CL A | 829226109 |
| — | Spirit Mta Reit | 69,034 | $583K | 0.1% | $8.45 | $8.36 | — | COM SHS BEN IN | 84861U105 |
| — | SLDB 10/18/2019 CALL 12.5 | 561 | $580K | 0.1% | $1033.87 | — | — | Call | 83422E905 |
| — | Carolina Trust Bancshares Inc | 54,430 | $571K | 0.1% | $10.49 | $10.49 | — | COM | 14422P105 |
| — | Mallinckrodt Plc | 237,050 | $571K | 0.1% | $2.41 | $2.41 | — | SHS | G5785G107 |
| — | FirstCash Inc | 6,185 | $567K | 0.1% | $91.67 | $91.67 | — | COM | 33767D105 |
| — | ITCI 02/21/2020 PUT 5 | 752 | $562K | 0.1% | $747.34 | — | — | Put | 46116X951 |
| — | Collier Creek Holdings Wts $ 11.50 Exp 11/26/2023 | 55,000 | $560K | 0.1% | $10.18 | $10.15 | — | *W EXP 99/99/999 | G22707114 |
| MTX | Minerals Technologies Inc | 10,441 | $554K | 0.1% | $53.06 * | $58.35 | -14.8% | COM | 603158106 |
| AEE | Ameren Corp | 6,885 | $551K | 0.1% | $80.03 * | $59.74 | +7.0% | COM | 023608102 |
| — | TCMD 10/18/2019 PUT 40 | 130 | $550K | 0.1% | $4230.77 | — | — | Put | 87357P950 |
| — | SRPT 08/21/2020 PUT 120 | 73 | $550K | 0.1% | $7534.25 | — | — | Put | 803607950 |
| — | Bluegreen Vacations Corp | 58,883 | $549K | 0.1% | $9.32 | $12.89 | — | COM | 09629F108 |
| — | First Seacoast Bancorp | 58,498 | $548K | 0.1% | $9.37 | $9.37 | — | COM | 33631P102 |
| PWR | Quanta Services Inc | 14,435 | $546K | 0.1% | $37.82 * | $35.55 | 0.0% | COM | 74762E102 |
| — | Aimmune Therapeutics Inc | 26,000 | $544K | 0.0% | $20.92 | $20.92 | — | COM | 00900T107 |
| AEIS | Advanced Energy Industries Inc | 9,433 | $542K | 0.0% | $57.46 * | $52.96 | 0.0% | COM | 007973100 |
| — | Sentinel Energy Services Inc | 51,180 | $541K | 0.0% | $10.57 | $10.57 | — | UNIT 99/99/9999 | 81728P204 |
| BDC | Belden Inc | 10,049 | $536K | 0.0% | $53.34 * | $49.15 | 0.0% | COM | 077454106 |
| SIGI | Selective Insurance Group Inc | 7,098 | $534K | 0.0% | $75.23 * | $69.76 | 0.0% | COM | 816300107 |
| — | VMware Inc | 3,544 | $532K | 0.0% | $150.11 | $150.11 | — | CL A COM | 928563402 |
| — | Conyers Park Ii Acquisition Corp | 49,669 | $529K | 0.0% | $10.65 | $10.65 | — | UNIT 99/99/9999 | 212896203 |
| IIPR | Innovative Industrial Properties Inc | 5,652 | $522K | 0.0% | $92.36 | $73.70 | — | COM | 45781V101 |
| CHWY | Chewy Inc | 21,053 | $517K | 0.0% | $24.56 * | $31.51 | 0.0% | CL A | 16679L109 |
| RH | Restoration Hardware Holdings Inc | 3,005 | $513K | 0.0% | $170.72 * | $93.24 | +52.7% | COM | 74967X103 |
| PZZA | Papa John's International Inc | 9,800 | $513K | 0.0% | $52.35 * | $40.17 | 0.0% | COM | 698813102 |
| KURA | Kura Oncology Inc | 33,685 | $511K | 0.0% | $15.17 * | $17.80 | 0.0% | COM | 50127T109 |
| VRSK | Verisk Analytics Inc | 3,224 | $510K | 0.0% | $158.19 * | $148.87 | 0.0% | COM | 92345Y106 |
| — | ROKU 10/04/2019 CALL 100 | 50 | $509K | 0.0% | $10180.00 | — | — | Call | 77543R902 |
| UGI | UGI Corp | 10,111 | $508K | 0.0% | $50.24 | $51.64 | -3.2% | COM | 902681105 |
| IIIN | Insteel Industries Inc | 24,588 | $505K | 0.0% | $20.54 * | $14.11 | 0.0% | COM | 45774W108 |
| — | Gores Metropoulos Inc | 50,000 | $504K | 0.0% | $10.08 | $10.08 | — | COM CL A | 382872109 |
| — | American Campus Communities Inc | 10,397 | $500K | 0.0% | $48.09 | $42.11 | — | COM | 024835100 |
| — | Hanesbrands Inc | 32,522 | $498K | 0.0% | $15.31 | $15.31 | — | COM | 410345102 |
| INGN | Inogen Inc | 10,396 | $498K | 0.0% | $47.90 * | $52.16 | 0.0% | COM | 45780L104 |
| — | Axonics Modulation Technologies Inc | 18,413 | $496K | 0.0% | $26.94 | $26.94 | — | COM | 05465P101 |
| — | GWPH 01/17/2020 PUT 125 | 43 | $495K | 0.0% | $11511.63 | — | — | Put | 36197T953 |
| — | WillScot Corp | 31,453 | $490K | 0.0% | $15.58 | $15.16 | — | COM | 971375126 |
| — | Loral Space & Communications Inc | 11,735 | $486K | 0.0% | $41.41 | $38.87 | — | COM | 543881106 |
| AES | AES Corp | 29,655 | $485K | 0.0% | $16.35 * | $12.81 | 0.0% | COM | 00130H105 |
| — | Colfax Corp | 16,669 | $484K | 0.0% | $29.04 | $31.94 | — | COM | 194014106 |
| — | Tuesday Morning Corp | 307,806 | $483K | 0.0% | $1.57 | $1.86 | — | COM NEW | 899035505 |
| XLY | Consumer Discretionary Select Sector SPDR Fund | 4,000 | $483K | 0.0% | $120.75 | $111.76 | — | SBI CONS DISCR | 81369Y407 |
| LEN/B | Lennar Corp Class B | 10,808 | $480K | 0.0% | $44.41 * | $34.43 | 0.0% | CL B | 526057302 |
| OPTU | Altice Usa Inc | 16,750 | $480K | 0.0% | $28.66 * | $21.66 | +25.7% | CL A | 02156K103 |
| CFG | CITIZENS FINANCIAL GROUP INC | 13,413 | $474K | 0.0% | $35.34 * | $26.01 | +1.1% | COM | 174610105 |
| — | RETA 12/20/2019 PUT 60 | 59 | $474K | 0.0% | $8033.90 | — | — | Put | 75615P953 |
| — | CVM 01/17/2020 PUT 5 | 525 | $469K | 0.0% | $893.33 | — | — | Put | 150837957 |
| BB | BlackBerry Ltd | 89,419 | $469K | 0.0% | $5.24 * | $7.02 | 0.0% | COM | 09228F103 |
| KTB | Kontoor Brands Inc | 13,323 | $468K | 0.0% | $35.13 * | $29.07 | +11.6% | COM | 50050N103 |
| RNG | RingCentral Inc | 3,712 | $466K | 0.0% | $125.54 * | $131.10 | 0.0% | CL A | 76680R206 |
| ES | Eversource Energy | 5,405 | $462K | 0.0% | $85.48 * | $56.29 | +12.2% | COM | 30040W108 |
| XENE | Xenon Pharmaceuticals Inc | 51,007 | $460K | 0.0% | $9.02 * | $7.97 | +18.6% | COM | 98420N105 |
| — | BLUE 01/17/2020 PUT 90 | 50 | $459K | 0.0% | $9180.00 | — | — | Put | 09609G950 |
| — | Brookfield Asset Management Inc | 8,580 | $456K | 0.0% | $53.15 | $40.51 | — | CL A LTD VT SH | 112585104 |
| — | Prudential Bancorp Inc | 26,818 | $456K | 0.0% | $17.00 | $18.69 | — | COM | 74431A101 |
| — | Otonomy Inc | 188,075 | $449K | 0.0% | $2.39 | $2.63 | — | COM | 68906L105 |
| — | Cloudera Inc | 50,499 | $447K | 0.0% | $8.85 | $5.26 | — | COM | 18914U100 |
| — | Gores Holdings III Inc Wts $ 11.50 Exp 09/11/2023 | 44,044 | $445K | 0.0% | $10.10 | $10.10 | — | *W EXP 09/11/202 | 38286G117 |
| — | Tricida Inc | 14,283 | $441K | 0.0% | $30.88 | $37.74 | — | COM | 89610F101 |
| — | Gores Metropoulos Inc Wts $ 11.5 Exp 03/25/2024 | 43,683 | $441K | 0.0% | $10.10 | $10.07 | — | *W EXP 01/28/202 | 382872117 |
| — | HL 01/17/2020 CALL 3.5 | 2,500 | $440K | 0.0% | $176.00 | — | — | Call | 422704906 |
| — | Covetrus Inc | 37,034 | $440K | 0.0% | $11.88 | $11.88 | — | COM | 22304C100 |
| DKS | Dicks Sporting Goods Inc | 10,697 | $437K | 0.0% | $40.85 * | $29.75 | -0.8% | COM | 253393102 |
| — | Gores Metropoulos Inc | 41,251 | $437K | 0.0% | $10.59 | $10.59 | — | UNIT 99/99/9999 | 382872208 |
| — | Chimerix Inc | 185,469 | $436K | 0.0% | $2.35 | $4.32 | — | COM | 16934W106 |
| — | Arya Sciences Acquisition Corp | 42,200 | $435K | 0.0% | $10.31 | $10.31 | — | SHS CL A | G3165V109 |
| GLNG | Golar LNG Ltd | 33,422 | $434K | 0.0% | $12.99 * | $18.56 | -28.1% | SHS | G9456A100 |
| PPL | PPL Corp | 13,787 | $434K | 0.0% | $31.48 * | $23.18 | -0.6% | COM | 69351T106 |
| — | Neptune Wellness Solutions Inc | 121,580 | $433K | 0.0% | $3.56 | $4.35 | — | COM | 64079L105 |
| TER | Teradyne Inc | 7,479 | $433K | 0.0% | $57.90 * | $51.49 | 0.0% | COM | 880770102 |
| — | Xilinx Inc | 4,506 | $432K | 0.0% | $95.87 | $95.87 | — | COM | 983919101 |
| TEVA | Teva Pharmaceutical Industries Ltd | 62,430 | $430K | 0.0% | $6.89 | $6.89 | — | SPONSORED ADS | 881624209 |
| HUM | Humana Inc | 1,683 | $430K | 0.0% | $255.50 * | $265.05 | 0.0% | COM | 444859102 |
| — | Hostess Brands Inc | 30,660 | $429K | 0.0% | $13.99 | $14.40 | — | CL A | 44109J106 |
| LOW | Lowe's Companies Inc | 3,891 | $428K | 0.0% | $110.00 * | $91.01 | +3.3% | COM | 548661107 |
| — | Forum Merger Ii Corp Wts $11.5 Exp.09/30/25 | 42,250 | $428K | 0.0% | $10.13 | $10.08 | — | *W EXP 09/30/202 | 34986F111 |
| — | Biohaven Pharmaceutical Holding Co Ltd | 10,142 | $423K | 0.0% | $41.71 | $43.80 | — | COM | G11196105 |
| ETR | Entergy Corp | 3,537 | $415K | 0.0% | $117.33 * | $31.00 | +40.2% | COM | 29364G103 |
| WEN | Wendys Co | 20,720 | $414K | 0.0% | $19.98 | $14.72 | +35.4% | COM | 95058W100 |
| — | ARQL 01/17/2020 PUT 7.5 | 576 | $413K | 0.0% | $717.01 | — | — | Put | 04269E957 |
| — | United States Natural Gas ETF | 20,587 | $410K | 0.0% | $19.92 | $19.92 | — | UNIT PAR | 912318300 |
| XIFR | Nextera Energy Partners LP | 7,666 | $405K | 0.0% | $52.83 * | $50.28 | 0.0% | COM UNIT PART IN | 65341B106 |
| NODK | Ni Holdings Inc | 23,372 | $401K | 0.0% | $17.16 | $16.33 | +3.7% | COM | 65342T106 |
| — | Wheeler Real Estate Invt TR | 33,575 | $399K | 0.0% | $11.88 | $13.30 | — | CV PFD SER B | 963025309 |
| EA | Electronic Arts Inc | 4,072 | $398K | 0.0% | $97.74 * | $97.77 | -6.6% | COM | 285512109 |
| — | PRTA 12/20/2019 CALL 11 | 507 | $397K | 0.0% | $783.04 | — | — | Call | G72800908 |
| GSL | Global Ship Lease Inc | 51,493 | $394K | 0.0% | $7.65 * | $7.36 | 0.0% | COM CL A | Y27183600 |
| XXCHNXX | China Closed Fund | 20,265 | $393K | 0.0% | $19.39 | $19.40 | — | COM | 169373107 |
| — | FGEN 12/20/2019 PUT 30 | 106 | $392K | 0.0% | $3698.11 | — | — | Put | 31572Q958 |
| — | Aqua America Inc | 8,668 | $389K | 0.0% | $44.88 | $44.88 | — | COM | 03836W103 |
| IWO | iShares Russell 2000 Growth ETF | 2,000 | $385K | 0.0% | $192.50 | $192.50 | — | RUS 2000 GRW ETF | 464287648 |
| IFRX | Inflarx Nv | 154,507 | $382K | 0.0% | $2.47 * | $16.12 | -82.0% | COM | N44821101 |
| — | BG 10/18/2019 CALL 60 | 67 | $379K | 0.0% | $5656.72 | — | — | Call | G16962905 |
| VC | Visteon Corp | 4,567 | $377K | 0.0% | $82.55 * | $60.76 | +9.3% | COM NEW | 92839U206 |
| SFM | Sprouts Farmers Market Inc | 19,266 | $373K | 0.0% | $19.36 * | $18.36 | 0.0% | COM | 85208M102 |
| — | Gigcapital Inc Wts $ 11.50 Exp. 01/17/2023 | 35,805 | $371K | 0.0% | $10.36 | $9.72 | — | *W EXP 06/08/202 | 37518N122 |
| — | ZGNX 01/17/2020 CALL 50 | 92 | $368K | 0.0% | $4000.00 | — | — | Call | 98978L904 |
| — | New Oriental Education & Technology Group Inc | 3,309 | $367K | 0.0% | $110.91 | $100.08 | — | SPON ADR | 647581107 |
| C | Citigroup Inc | 5,298 | $366K | 0.0% | $69.08 * | $50.33 | +7.6% | COM NEW | 172967424 |
| FITB | Fifth Third Bancorp | 13,229 | $362K | 0.0% | $27.36 * | $21.06 | +0.9% | COM | 316773100 |
| — | Big Rock Partners Acquisition Corp Wts $11.50 Exp.12/01/22 | 34,163 | $361K | 0.0% | $10.57 | $9.69 | — | *W EXP 12/01/202 | 089482111 |
| — | SLDB 10/18/2019 PUT 5 | 347 | $359K | 0.0% | $1034.58 | — | — | Put | 83422E955 |
| ENPH | Enphase Energy Inc | 16,041 | $357K | 0.0% | $22.26 * | $3.70 | +593.5% | COM | 29355A107 |
| NVR | NVR Inc | 96 | $357K | 0.0% | $3718.75 * | $3520.81 | 0.0% | COM | 62944T105 |
| XLE | Energy Select Sector SPDR Fund | 6,000 | $355K | 0.0% | $59.17 | $59.17 | — | ENERGY | 81369Y506 |
| — | Cf Finance Acquisition Corp | 33,384 | $354K | 0.0% | $10.60 | $10.60 | — | UNIT 04/30/2025 | 12528N206 |
| WYNN | Wynn Resorts Ltd | 3,236 | $352K | 0.0% | $108.78 * | $113.18 | 0.0% | COM | 983134107 |
| — | Stars Group Inc | 23,483 | $352K | 0.0% | $14.99 | $19.01 | — | COM | 85570W100 |
| HTO | SJW Group | 5,119 | $350K | 0.0% | $68.37 * | $59.63 | +10.2% | COM | 784305104 |
| FOXA | Fox Corp Class A | 11,107 | $350K | 0.0% | $31.51 | $33.96 | -6.4% | CL A COM | 35137L105 |
| XRT | SPDR S&P Retail ETF | 8,198 | $348K | 0.0% | $42.45 | $42.45 | — | S&P RETAIL ETF | 78464A714 |
| — | AMZN 10/04/2019 PUT 1700 | 2 | $347K | 0.0% | $173500.00 | — | — | Put | 023135956 |
| — | Highland Income Fund | 26,000 | $347K | 0.0% | $13.35 | $15.72 | — | HIGHLAND INCOME | 43010E404 |
| KALV | KalVista Pharmaceuticals Inc | 29,825 | $346K | 0.0% | $11.60 * | $16.16 | 0.0% | COM | 483497103 |
| — | South Jersey Industries Inc | 10,460 | $344K | 0.0% | $32.89 | $32.89 | — | COM | 838518108 |
| — | KPTI 02/21/2020 PUT 7.5 | 357 | $343K | 0.0% | $960.78 | — | — | Put | 48576U956 |
| VMC | Vulcan Materials Co | 2,269 | $343K | 0.0% | $151.17 * | $101.04 | +32.3% | COM | 929160109 |
| — | Perspecta Inc | 13,076 | $342K | 0.0% | $26.15 | $21.74 | — | COM | 715347100 |
| — | Western Asset High Income Opportunity Closed Fund | 67,500 | $341K | 0.0% | $5.05 | $5.02 | — | COM | 95766K109 |
| — | Atlantica Yield plc | 14,175 | $341K | 0.0% | $24.06 | $19.54 | — | SHS | G0751N103 |
| HBB | Hamilton Beach Brands Holding Co | 21,031 | $340K | 0.0% | $16.17 * | $16.96 | -23.5% | COM CL A | 40701T104 |
| PRKS | SeaWorld Entertainment Inc | 12,918 | $340K | 0.0% | $26.32 * | $23.78 | +28.0% | COM | 81282V100 |
| PTON | Peloton Interactive Inc | 13,516 | $339K | 0.0% | $25.08 | $25.37 | 0.0% | CL A COM | 70614W100 |
| DOMO | Domo Inc | 21,212 | $339K | 0.0% | $15.98 * | $24.14 | 0.0% | COM CL B | 257554105 |
| — | Pattern Energy Group Inc | 12,582 | $339K | 0.0% | $26.94 | $26.94 | — | CL A | 70338P100 |
| ESTA | Establishment Labs Holdings Inc | 17,759 | $336K | 0.0% | $18.92 * | $21.51 | 0.0% | COM | G31249108 |
| — | MGNX 01/17/2020 CALL 17.5 | 263 | $336K | 0.0% | $1277.57 | — | — | Call | 556099909 |
| — | Secoo Holding Ltd | 49,854 | $334K | 0.0% | $6.70 | $8.38 | — | ADR | 81367P101 |
| WMB | Williams Companies Inc | 13,869 | $334K | 0.0% | $24.08 * | $17.63 | 0.0% | COM | 969457100 |
| — | Hill International Inc | 111,100 | $332K | 0.0% | $2.99 | $2.97 | — | COM | 431466101 |
| — | GME 10/18/2019 CALL 6 | 600 | $331K | 0.0% | $551.67 | — | — | Call | 36467W909 |
| — | Mosaic Acquisition Corp | 31,000 | $320K | 0.0% | $10.32 | $10.32 | — | COM CL A | 61946M100 |
| — | Far Point Acquisition Corp | 29,822 | $319K | 0.0% | $10.70 | $10.70 | — | UNIT 06/01/2025 | 30734W208 |
| — | DNKN 10/18/2019 PUT 80 | 40 | $317K | 0.0% | $7925.00 | — | — | Put | 265504950 |
| SBUX | Starbucks Corp | 3,562 | $315K | 0.0% | $88.43 * | $66.01 | +22.2% | COM | 855244109 |
| — | PIRS 10/18/2019 CALL 5 | 921 | $314K | 0.0% | $340.93 | — | — | Call | 720795903 |
| — | Taiwan Closed Fund | 16,903 | $312K | 0.0% | $18.46 | $18.46 | — | COM | 874036106 |
| FANG | Diamondback Energy Inc | 3,457 | $311K | 0.0% | $89.96 * | $79.59 | -2.7% | COM | 25278X109 |
| — | Coherent Inc | 2,026 | $311K | 0.0% | $153.50 | $129.31 | — | COM | 192479103 |
| ED | Consolidated Edison Inc | 3,293 | $311K | 0.0% | $94.44 * | $70.54 | 0.0% | COM | 209115104 |
| — | ORBCOMM Inc | 65,163 | $310K | 0.0% | $4.76 | $10.12 | — | COM | 68555P100 |
| — | NEWM 10/18/2019 CALL 12.5 | 350 | $308K | 0.0% | $880.00 | — | — | Call | 64704V906 |
| MCK | McKesson Corp | 2,251 | $308K | 0.0% | $136.83 | $135.60 | 0.0% | COM | 58155Q103 |
| — | Far Point Acquisition Corp Wts $ 11.5 Exp. 06/01/2025 | 29,822 | $305K | 0.0% | $10.23 | $10.23 | — | *W EXP 06/01/202 | 30734W117 |
| — | AMCX 10/18/2019 CALL 55 | 62 | $305K | 0.0% | $4919.35 | — | — | Call | 00164V903 |
| — | Barrick Gold Corp | 17,600 | $305K | 0.0% | $17.33 | $16.29 | — | COM | 067901108 |
| CL | Colgate-Palmolive Co | 4,105 | $302K | 0.0% | $73.57 * | $62.53 | 0.0% | COM | 194162103 |
| TGT | Target Corp | 2,816 | $301K | 0.0% | $106.89 * | $80.37 | 0.0% | COM | 87612E106 |
| FSLR | First Solar Inc | 5,148 | $299K | 0.0% | $58.08 * | $44.82 | +43.0% | COM | 336433107 |
| — | Axovant Gene Therapies Ltd | 45,989 | $297K | 0.0% | $6.46 | $6.24 | — | COM | G0750W203 |
| BW | Babcock & Wilcox Enterprises Inc | 61,985 | $297K | 0.0% | $4.79 * | $3.83 | 0.0% | COM | 05614L209 |
| — | Far Point Acquisition Corp | 28,572 | $292K | 0.0% | $10.22 | $10.22 | — | COM CL A | 30734W109 |
| NOW | ServiceNow Inc | 1,148 | $291K | 0.0% | $253.48 * | $54.38 | 0.0% | COM | 81762P102 |
| — | Avaya Holdings Corp | 28,493 | $291K | 0.0% | $10.21 | $20.99 | — | COM | 05351X101 |
| — | Allegro Merger Corp | 27,575 | $291K | 0.0% | $10.55 | $10.27 | — | UNIT 12/31/2023 | 01749N301 |
| — | Berry Global Group Inc | 7,383 | $290K | 0.0% | $39.28 | $39.28 | — | COM | 08579W103 |
| LYFT | Lyft Inc | 7,078 | $289K | 0.0% | $40.83 * | $54.63 | 0.0% | CL A COM | 55087P104 |
| CC | Chemours Co | 19,215 | $287K | 0.0% | $14.94 * | $12.50 | 0.0% | COM | 163851108 |
| BURL | Burlington Stores Inc | 1,425 | $285K | 0.0% | $200.00 * | $162.63 | +13.1% | COM | 122017106 |
| TDG | TransDigm Group Inc | 547 | $285K | 0.0% | $521.02 * | $392.06 | 0.0% | COM | 893641100 |
| QQQ | Invesco QQQ Trust Series 1 | 1,500 | $283K | 0.0% | $188.67 | $186.78 | — | UNIT SER 1 | 46090E103 |
| — | CCXI 11/15/2019 CALL 10 | 417 | $283K | 0.0% | $678.66 | — | — | Call | 16383L906 |
| — | Forterra Inc | 39,050 | $282K | 0.0% | $7.22 | $7.44 | — | COM | 34960W106 |
| — | DISCA 10/18/2019 CALL 30 | 106 | $282K | 0.0% | $2660.38 | — | — | Call | 25470F904 |
| IBKR | Interactive Brokers Group Inc | 5,200 | $280K | 0.0% | $53.85 * | $12.58 | -5.0% | COM CL A | 45841N107 |
| AKBA | Akebia Therapeutics Inc | 71,000 | $278K | 0.0% | $3.92 * | $4.29 | 0.0% | COM | 00972D105 |
| GLD | SPDR Gold Shares ETF | 2,000 | $278K | 0.0% | $139.00 | $122.39 | — | GOLD SHS | 78463V107 |
| MELI | MercadoLibre Inc | 500 | $276K | 0.0% | $552.00 * | $398.69 | +52.1% | COM | 58733R102 |
| EHC | Encompass Health Corp | 4,352 | $275K | 0.0% | $63.19 * | $46.42 | 0.0% | COM | 29261A100 |
| OCUL | Ocular Therapeutix Inc | 90,527 | $275K | 0.0% | $3.04 * | $4.33 | +3.2% | COM | 67576A100 |
| — | Bitauto Holdings Ltd | 18,275 | $274K | 0.0% | $14.99 | $14.99 | — | SPONSORED ADS | 091727107 |
| — | StarTek Inc | 41,231 | $267K | 0.0% | $6.48 | $6.45 | — | COM | 85569C107 |
| UNP | Union Pacific Corp | 1,647 | $267K | 0.0% | $162.11 * | $147.58 | -1.2% | COM | 907818108 |
| TOL | Toll Brothers Inc | 6,483 | $266K | 0.0% | $41.03 * | $36.87 | 0.0% | COM | 889478103 |
| MGM | MGM Resorts International | 9,544 | $265K | 0.0% | $27.77 | $28.26 | 0.0% | COM | 552953101 |
| HBAN | Huntington Bancshares Inc | 18,517 | $264K | 0.0% | $14.26 * | $9.84 | +3.0% | COM | 446150104 |
| — | Tottenham Acquisition I Ltd | 25,000 | $263K | 0.0% | $10.52 | $10.06 | — | UNIT 05/06/2025 | G8959N130 |
| — | 111 Inc | 54,033 | $263K | 0.0% | $4.87 | $5.62 | — | ADS | 68247Q102 |
| HON | Honeywell International Inc | 1,548 | $262K | 0.0% | $169.25 * | $139.31 | 0.0% | COM | 438516106 |
| HCA | HCA Holdings Inc | 2,162 | $260K | 0.0% | $120.26 | $122.45 | 0.0% | COM | 40412C101 |
| LYV | Live Nation Entertainment Inc | 3,918 | $260K | 0.0% | $66.36 * | $69.93 | 0.0% | COM | 538034109 |
| — | Nektar Therapeutics | 14,264 | $260K | 0.0% | $18.23 | $32.76 | — | COM | 640268108 |
| OVID | Ovid Therapeutics Inc | 79,395 | $257K | 0.0% | $3.24 * | $2.27 | 0.0% | COM | 690469101 |
| — | TCF Financial Corp | 6,730 | $256K | 0.0% | $38.04 | $38.04 | — | COM | 872307103 |
| BSX | Boston Scientific Corp | 6,253 | $254K | 0.0% | $40.62 * | $42.37 | 0.0% | COM | 101137107 |
| — | SINA Corp | 6,467 | $253K | 0.0% | $39.12 | $50.03 | — | ORD | G81477104 |
| TROX | Tronox Holdings PLC | 30,392 | $252K | 0.0% | $8.29 * | $9.64 | 0.0% | SHS | G9087Q102 |
| — | KALA 01/17/2020 CALL 5 | 658 | $250K | 0.0% | $379.94 | — | — | Call | 483119903 |
| — | Invesco High Income Trust II | 17,346 | $248K | 0.0% | $14.30 | $13.35 | — | COM | 46131F101 |
| — | Bancorp of New Jersey Inc | 14,408 | $243K | 0.0% | $16.87 | $16.87 | — | COM | 059915108 |
| VGT | Vanguard Information Technology Index Fund ETF | 1,121 | $242K | 0.0% | $215.88 | $215.88 | — | INF TECH ETF | 92204A702 |
| — | Aerie Pharmaceuticals Inc | 12,549 | $241K | 0.0% | $19.20 | $19.20 | — | COM | 00771V108 |
| — | Dividend & Income Fund | 20,000 | $239K | 0.0% | $11.95 | $9.95 | — | COM NEW | 25538A204 |
| MASI | Masimo Corp | 1,600 | $238K | 0.0% | $148.75 * | $151.90 | 0.0% | COM | 574795100 |
| VRSN | Verisign Inc | 1,259 | $237K | 0.0% | $188.24 * | $203.76 | 0.0% | COM | 92343E102 |
| TPICQ | Tpi Composites Inc | 12,593 | $236K | 0.0% | $18.74 * | $25.42 | -16.0% | COM | 87266J104 |
| XEL | Xcel Energy Inc | 3,644 | $236K | 0.0% | $64.76 * | $51.21 | 0.0% | COM | 98389B100 |
| — | Paramount Group Inc | 17,516 | $234K | 0.0% | $13.36 | $13.36 | — | COM | 69924R108 |
| — | Chase Corp | 2,127 | $233K | 0.0% | $109.54 | $97.80 | — | COM | 16150R104 |
| HLIT | Harmonic Inc | 35,299 | $232K | 0.0% | $6.57 * | $6.93 | 0.0% | COM | 413160102 |
| WSM | Williams-Sonoma Inc | 3,380 | $230K | 0.0% | $68.05 * | $29.05 | 0.0% | COM | 969904101 |
| STBA | S&T Bancorp Inc | 6,299 | $230K | 0.0% | $36.51 | $36.35 | 0.0% | COM | 783859101 |
| — | Synovus Financial Corp | 6,428 | $230K | 0.0% | $35.78 | $35.01 | — | COM NEW | 87161C501 |
| — | HBI 10/18/2019 PUT 17 | 150 | $230K | 0.0% | $1533.33 | — | — | Put | 410345952 |
| — | BRF SA | 24,731 | $227K | 0.0% | $9.18 | $8.41 | — | SPONSORED ADR | 10552T107 |
| BX | Blackstone Group Inc | 4,644 | $227K | 0.0% | $48.88 * | $39.22 | 0.0% | COM CL A | 09260D107 |
| CALX | Calix Inc | 35,272 | $225K | 0.0% | $6.38 | $8.75 | -28.0% | COM | 13100M509 |
| — | Latam Airlines Group SA | 20,108 | $223K | 0.0% | $11.09 | $11.09 | — | SPONSORED ADR | 51817R106 |
| INBK | First Internet Bancorp | 10,413 | $223K | 0.0% | $21.42 * | $20.56 | 0.0% | COM | 320557101 |
| WWD | Woodward Inc | 2,068 | $223K | 0.0% | $107.83 * | $105.57 | 0.0% | COM | 980745103 |
| — | Discover Financial Services | 2,742 | $222K | 0.0% | $80.96 | $77.49 | — | COM | 254709108 |
| TROW | T. Rowe Price Group Inc | 1,943 | $222K | 0.0% | $114.26 * | $85.75 | 0.0% | COM | 74144T108 |
| — | Trecora Resources | 24,478 | $221K | 0.0% | $9.03 | $11.85 | — | COM | 894648104 |
| DVA | DaVita Inc | 3,787 | $216K | 0.0% | $57.04 | $58.10 | 0.0% | COM | 23918K108 |
| SHOP | Shopify Inc | 682 | $213K | 0.0% | $312.32 * | $26.03 | +31.5% | CL A | 82509L107 |
| SF | Stifel Financial Corp | 3,691 | $212K | 0.0% | $57.44 * | $34.00 | 0.0% | COM | 860630102 |
| XPO | XPO Logistics Inc | 2,953 | $211K | 0.0% | $71.45 * | $19.47 | +18.8% | COM | 983793100 |
| ZBH | Zimmer Biomet Holdings Inc | 1,524 | $209K | 0.0% | $137.14 * | $122.61 | 0.0% | COM | 98956P102 |
| SYK | Stryker Corp | 959 | $207K | 0.0% | $215.85 * | $177.80 | +12.6% | COM | 863667101 |
| — | TPG Pace Holdings Corp | 20,000 | $206K | 0.0% | $10.30 | $10.30 | — | CL A | G89827128 |
| AVGO | Broadcom Inc | 744 | $205K | 0.0% | $275.54 * | $20.68 | +16.1% | COM | 11135F101 |
| CATY | Cathay General Bancorp | 5,914 | $205K | 0.0% | $34.66 * | $27.99 | 0.0% | COM | 149150104 |
| — | Eaton Vance Corp | 4,531 | $204K | 0.0% | $45.02 | $43.09 | — | COM NON VTG | 278265103 |
| RGEN | Repligen Corp | 2,654 | $204K | 0.0% | $76.87 * | $87.47 | 0.0% | COM | 759916109 |
| MLM | Martin Marietta Materials Inc | 744 | $204K | 0.0% | $274.19 * | $236.37 | 0.0% | COM | 573284106 |
| — | LYFT 10/18/2019 CALL 40 | 50 | $204K | 0.0% | $4080.00 | — | — | Call | 55087P904 |
| PDM | Piedmont Office Realty Trust Inc | 9,700 | $203K | 0.0% | $20.93 | $20.93 | — | COM CL A | 720190206 |
| TMHC | Taylor Morrison Home Corp | 7,800 | $202K | 0.0% | $25.90 * | $23.04 | 0.0% | COM | 87724P106 |
| RF | Regions Financial Corp | 12,494 | $198K | 0.0% | $15.85 * | $11.54 | +0.6% | COM | 7591EP100 |
| — | Apollo Senior Floating Rate Closed Fund | 12,800 | $190K | 0.0% | $14.84 | $14.84 | — | COM | 037636107 |
| — | Optinose Inc | 26,101 | $183K | 0.0% | $7.01 | $7.01 | — | COM | 68404V100 |
| FHN | First Horizon National Corp | 11,144 | $181K | 0.0% | $16.24 * | $12.35 | 0.0% | COM | 320517105 |
| TGB | Taseko Mines Ltd | 430,000 | $180K | 0.0% | $0.42 | $0.45 | 0.0% | COM | 876511106 |
| — | Trinity Merger Corp Wts $ 11.5 Exp 05/31/2023 | 17,135 | $179K | 0.0% | $10.45 | $10.05 | — | *W EXP 05/11/202 | 89653L114 |
| — | Phoenix New Media Ltd | 68,013 | $174K | 0.0% | $2.56 | $4.09 | — | SPONSORED ADS | 71910C103 |
| — | Applied Genetic Technologies Corp | 40,554 | $169K | 0.0% | $4.17 | $4.19 | — | COM | 03820J100 |
| — | Precision Biosciences Inc | 20,000 | $168K | 0.0% | $8.40 | $13.25 | — | COM | 74019P108 |
| — | Sientra Inc | 25,540 | $165K | 0.0% | $6.46 | $6.16 | — | COM | 82621J105 |
| — | Arya Sciences Acquisition Corp Wts 11.50 Exp 11/02/2023 | 16,050 | $165K | 0.0% | $10.28 | $9.84 | — | *W EXP 10/10/202 | G3165V125 |
| — | Harborone Bancorp Inc | 16,438 | $165K | 0.0% | $10.04 | $10.04 | — | COM NEW | 41165Y100 |
| — | Klx Energy Services Holdings Inc | 18,860 | $163K | 0.0% | $8.64 | $30.87 | — | COM | 48253L106 |
| — | Adamas Pharmaceuticals Inc | 31,000 | $159K | 0.0% | $5.13 | $5.13 | — | COM | 00548A106 |
| EQS | Equus Total Return Closed Fund | 98,300 | $158K | 0.0% | $1.61 | $2.16 | -23.2% | COM | 294766100 |
| — | On Deck Capital Inc | 45,508 | $153K | 0.0% | $3.36 | $3.36 | — | COM | 682163100 |
| — | Entercom Communications Corp | 45,500 | $152K | 0.0% | $3.34 | $8.20 | — | CL A | 293639100 |
| — | Ascena Retail Group Inc | 567,600 | $150K | 0.0% | $0.26 | $0.26 | — | COM | 04351G101 |
| — | Gigcapital2 Inc Rights | 500,000 | $148K | 0.0% | $0.30 | $0.30 | — | RIGHT 02/28/2026 | 375036126 |
| — | Boxwood Merger Corp | 14,699 | $148K | 0.0% | $10.07 | $10.07 | — | COM CL A | 10319T101 |
| — | Dynavax Technologies Corp | 40,332 | $144K | 0.0% | $3.57 | $3.57 | — | COM NEW | 268158201 |
| — | ASA Gold & Precious Metals Limited | 12,015 | $144K | 0.0% | $11.99 | $9.46 | — | SHS | G3156P103 |
| — | Hertz Global Holdings Inc | 10,311 | $143K | 0.0% | $13.87 | $8.79 | — | COM | 42806J106 |
| — | Just Energy Group Inc | 60,140 | $143K | 0.0% | $2.38 | $3.13 | — | COM | 48213W101 |
| — | NewLink Genetics Corp | 89,016 | $142K | 0.0% | $1.60 | $1.60 | — | COM | 651511107 |
| — | Andina Acquisition Corp Iii Rights | 464,700 | $139K | 0.0% | $0.30 | $0.34 | — | RIGHT 07/31/2020 | G04415132 |
| — | Wealthbridge Acquisition Ltd Rights | 631,453 | $139K | 0.0% | $0.22 | $0.20 | — | RIGHT 11/02/2023 | G4887W136 |
| — | CymaBay Therapeutics Inc | 26,790 | $137K | 0.0% | $5.11 | $5.11 | — | COM | 23257D103 |
| XPMAX | Pioneer Municipal High Income Advantage Trust | 12,485 | $137K | 0.0% | $10.97 | $10.97 | — | COM | 723762100 |
| EMMS | Emmis Communications Corp | 26,416 | $132K | 0.0% | $5.00 * | $4.89 | 0.0% | COM NEW CL A | 291525400 |
| — | 8i Enterprises Acquisition Corp Rights | 300,000 | $130K | 0.0% | $0.43 | $0.38 | — | RIGHT 10/29/2020 | G2956M120 |
| CYTK | Cytokinetics Inc | 11,411 | $130K | 0.0% | $11.39 * | $12.55 | 0.0% | COM NEW | 23282W605 |
| — | GlycoMimetics Inc | 30,000 | $129K | 0.0% | $4.30 | $4.30 | — | COM | 38000Q102 |
| — | Playags Inc | 12,133 | $125K | 0.0% | $10.30 | $10.30 | — | COM | 72814N104 |
| — | Arya Sciences Acquisition Corp | 10,700 | $117K | 0.0% | $10.93 | $10.31 | — | UNIT 10/04/2023 | G3165V117 |
| — | Proteostasis Therapeutics Inc | 138,056 | $117K | 0.0% | $0.85 | $1.46 | — | COM | 74373B109 |
| — | MVC Capital Inc | 13,000 | $116K | 0.0% | $8.92 | $8.92 | — | COM | 553829102 |
| — | Pieris Pharmaceuticals Inc | 33,801 | $115K | 0.0% | $3.40 | $4.70 | — | COM | 720795103 |
| FCX | Freeport-McMoRan Inc | 12,019 | $115K | 0.0% | $9.57 | $9.51 | 0.0% | CL B | 35671D857 |
| — | Alberton Acquisition Corp | 375,000 | $114K | 0.0% | $0.30 | $0.30 | — | RIGHT 10/04/2020 | G35006132 |
| — | C&J Energy Services Inc | 10,476 | $112K | 0.0% | $10.69 | $11.78 | — | COM | 12674R100 |
| SXC | SunCoke Energy Inc | 19,000 | $107K | 0.0% | $5.63 * | $8.72 | -17.4% | COM | 86722A103 |
| — | IVERIC bio Inc | 93,533 | $105K | 0.0% | $1.12 | $1.30 | — | COM | 46583P102 |
| — | Advaxis Inc | 392,647 | $104K | 0.0% | $0.26 | $0.43 | — | COM NEW | 007624307 |
| — | SilverCrest Metals Inc | 20,000 | $104K | 0.0% | $5.20 | $5.20 | — | COM | 828363101 |
| — | Myovant Sciences Ltd | 19,725 | $103K | 0.0% | $5.22 | $5.22 | — | COM | G637AM102 |
| — | Hennessy Capital Acquisition Corp. Wts $ 11.50 Exp 09/25/25 | 10,000 | $101K | 0.0% | $10.10 | $10.10 | — | *W EXP 09/05/202 | 42589C112 |
| NAT | Nordic American Tanker Ltd | 45,545 | $98,000 | 0.0% | $2.15 * | $2.02 | 0.0% | COM | G65773106 |
| — | Aptose Biosciences Inc | 47,237 | $98,000 | 0.0% | $2.07 | $2.41 | — | COM NEW | 03835T200 |
| — | Carrols Restaurant Group Inc | 11,700 | $97,000 | 0.0% | $8.29 | $8.29 | — | COM | 14574X104 |
| PLG | Platinum Group Metals Ltd | 60,000 | $88,000 | 0.0% | $1.47 | $1.48 | 0.0% | COM | 72765Q882 |
| — | Rite Aid Corp | 12,700 | $88,000 | 0.0% | $6.93 | $6.93 | — | COM | 767754872 |
| DMTKQ | DermTech Inc | 15,000 | $84,000 | 0.0% | $5.60 | $5.60 | — | COM | 24984K105 |
| — | Endurance International Group Holdings Inc | 22,513 | $84,000 | 0.0% | $3.73 | $3.73 | — | COM | 29272B105 |
| — | Bellus Health Inc | 12,470 | $80,000 | 0.0% | $6.42 | $6.42 | — | COM NEW | 07987C204 |
| — | Aduro Biotech Inc | 74,796 | $79,000 | 0.0% | $1.06 | $3.05 | — | COM | 00739L101 |
| AGAE | Allied Esports Entertainment Inc | 15,020 | $79,000 | 0.0% | $5.26 * | $6.90 | 0.0% | COM | 019170109 |
| SVRA | Savara Inc | 27,931 | $74,000 | 0.0% | $2.65 * | $2.50 | 0.0% | COM | 805111101 |
| — | KBL Merger Corp IV Rights | 403,792 | $73,000 | 0.0% | $0.18 | $0.26 | — | RIGHT 09/09/2019 | 48242A120 |
| HL | Hecla Mining Co | 40,000 | $70,000 | 0.0% | $1.75 | $1.74 | 0.0% | COM | 422704106 |
| SPWH | Sportsmans Warehouse Holdings Inc | 13,000 | $67,000 | 0.0% | $5.15 * | $4.30 | 0.0% | COM | 84920Y106 |
| — | AEterna Zentaris Inc | 61,286 | $63,000 | 0.0% | $1.03 | $2.95 | — | COM | 007975402 |
| AMPY | Amplify Energy Corp | 10,010 | $62,000 | 0.0% | $6.19 * | $4.74 | 0.0% | COM | 03212B103 |
| RRC | Range Resources Corp | 14,388 | $55,000 | 0.0% | $3.82 * | $4.80 | 0.0% | COM | 75281A109 |
| — | BlackRock International Growth and Income Closed Fund | 10,000 | $54,000 | 0.0% | $5.40 | $5.61 | — | COM BENE INTER | 092524107 |
| — | Intec Pharma Ltd | 65,649 | $48,000 | 0.0% | $0.73 | $3.52 | — | SHS | M53644106 |
| — | Tkk Symphony Acquisition Corporation Rights | 199,500 | $48,000 | 0.0% | $0.24 | $0.32 | — | RIGHT 02/20/2020 | G88950137 |
| HHS | Harte Hanks Inc | 15,531 | $47,000 | 0.0% | $3.03 * | $8.04 | -60.9% | COM | 416196202 |
| — | Sierra Oncology Inc | 121,372 | $47,000 | 0.0% | $0.39 | $2.00 | — | COM | 82640U107 |
| — | Vbi Vaccines Inc | 100,000 | $47,000 | 0.0% | $0.47 | $0.47 | — | COM NEW | 91822J103 |
| — | Aptevo Therapeutics Inc | 78,000 | $46,000 | 0.0% | $0.59 | $0.83 | — | COM | 03835L108 |
| — | ServiceSource International Inc | 52,597 | $46,000 | 0.0% | $0.87 | $1.04 | — | COM | 81763U100 |
| BBW | Build-A-Bear Workshop Inc | 13,940 | $44,000 | 0.0% | $3.16 * | $4.35 | -25.5% | COM | 120076104 |
| — | Agile Therapeutics Inc | 35,720 | $42,000 | 0.0% | $1.18 | $1.18 | — | COM | 00847L100 |
| — | Tottenham Acquisition I Ltd Rights | 175,000 | $42,000 | 0.0% | $0.24 | $0.34 | — | RIGHT 06/05/2020 | G8959N122 |
| — | Big Rock Partners Acquisition Corp Rights | 187,077 | $38,000 | 0.0% | $0.20 | $0.41 | — | RIGHT 12/01/2022 | 089482129 |
| IAG | IAMGOLD Corp | 10,450 | $36,000 | 0.0% | $3.44 * | $2.92 | +23.3% | COM | 450913108 |
| — | Sunesis Pharmaceuticals Inc | 48,707 | $35,000 | 0.0% | $0.72 | $3.44 | — | COM | 867328700 |
| — | Creative Realities Inc | 20,100 | $35,000 | 0.0% | $1.74 | $2.29 | — | COM NEW | 22530J200 |
| — | Twelve Seas Investment Co Rights | 100,000 | $35,000 | 0.0% | $0.35 | $0.31 | — | RIGHT 12/22/2019 | G9145A131 |
| — | AU Optronics Corp | 13,143 | $32,000 | 0.0% | $2.43 | $3.47 | — | SPONSORED ADR | 002255107 |
| — | Synthetic Biologics Inc | 60,000 | $27,000 | 0.0% | $0.45 | $0.57 | — | COM NEW | 87164U201 |
| — | Flexshopper Inc Wts $ 1.25 Exp. 09/28/2023 | 15,829 | $24,000 | 0.0% | $1.52 | $0.25 | — | *W EXP 09/28/202 | 33939J113 |
| — | Proficient Alpha Acquisition Corp Rights | 125,000 | $24,000 | 0.0% | $0.19 | $0.19 | — | RIGHT 04/30/2026 | 74317H121 |
| — | Allegro Merger Corp Rights | 82,725 | $23,000 | 0.0% | $0.28 | $0.27 | — | RIGHT 12/31/2023 | 01749N129 |
| — | Nautilus Inc | 17,125 | $23,000 | 0.0% | $1.34 | $1.34 | — | COM | 63910B102 |
| — | ContraFect Corp | 62,294 | $22,000 | 0.0% | $0.35 | $1.05 | — | COM | 212326102 |
| — | Creative Realities Inc Wts$0.0 Exp.11/19/2023 | 12,500 | $22,000 | 0.0% | $1.76 | $0.40 | — | *W EXP 11/09/202 | 22530J119 |
| — | IZEA Worldwide Inc | 61,500 | $16,000 | 0.0% | $0.26 | $0.51 | — | COM | 46604H105 |
| — | Proteon Therapeutics Inc | 57,600 | $15,000 | 0.0% | $0.26 | $0.26 | — | COM | 74371L109 |
| ACRS | Aclaris Therapeutics Inc | 11,700 | $13,000 | 0.0% | $1.11 * | $1.42 | 0.0% | COM | 00461U105 |
| — | Tonix Pharmaceuticals Holding Corp | 16,670 | $7,000 | 0.0% | $0.42 | $2.20 | — | COM NEW | 890260508 |
| — | Trillium Therapeutics Inc | 20,044 | $6,000 | 0.0% | $0.30 | $5.81 | — | COM NEW | 89620X506 |