Location: Glens Falls, NY
CIK: 0000717538 · Show all filings
Period: Q2 2013 (Next →)
Filing Date: Aug 8, 2013
Total Value: $312M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AROW | ARROW FINANCIAL CORPORATION | 1,320,292 | $32.68M | 10.5% | $12.96 | 0.0% | COMMON STOCK | 042744102 |
| XOM | EXXONMOBIL CORP | 92,362 | $8.346M | 2.7% | $53.69 | 0.0% | COMMON STOCK | 30231G102 |
| IBM | INTL. BUSINESS MACHINES CORP | 41,950 | $8.016M | 2.6% | $118.94 | 0.0% | COMMON STOCK | 459200101 |
| — | GOOGLE INC CL A | 8,280 | $7.29M | 2.3% | $880.43 | — | COMMON STOCK | 38259P508 |
| — | GENERAL ELECTRIC CORP | 294,107 | $6.82M | 2.2% | $23.19 | — | COMMON STOCK | 369604103 |
| AAPL | APPLE INC | 17,088 | $6.775M | 2.2% | $13.16 | 0.0% | COMMON STOCK | 037833100 |
| JNJ | JOHNSON & JOHNSON | 69,145 | $5.938M | 1.9% | $59.66 | 0.0% | COMMON STOCK | 478160104 |
| CVX | CHEVRON CORPORATION | 48,392 | $5.726M | 1.8% | $71.30 | 0.0% | COMMON STOCK | 166764100 |
| PEP | PEPSICO INC | 64,438 | $5.27M | 1.7% | $56.00 | 0.0% | COMMON STOCK | 713448108 |
| MSFT | MICROSOFT CORP | 140,274 | $4.846M | 1.6% | $26.70 | 0.0% | COMMON STOCK | 594918104 |
| JPM | JP MORGAN CHASE & CO | 89,704 | $4.735M | 1.5% | $36.24 | 0.0% | COMMON STOCK | 46625H100 |
| PG | PROCTER & GAMBLE CO | 58,295 | $4.488M | 1.4% | $55.00 | 0.0% | COMMON STOCK | 742718109 |
| WFC | WELLS FARGO & CO | 106,323 | $4.388M | 1.4% | $27.36 | 0.0% | COMMON STOCK | 949746101 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 37,530 | $4.2M | 1.3% | $110.02 | 0.0% | COMMON STOCK | 084670702 |
| AXP | AMERICAN EXPRESS CO | 55,637 | $4.159M | 1.3% | $59.62 | 0.0% | COMMON STOCK | 025816109 |
| V | VISA INC CL A | 22,600 | $4.13M | 1.3% | $40.02 | 0.0% | COMMON STOCK | 92826C839 |
| T | AT&T INC | 115,355 | $4.083M | 1.3% | $11.40 | 0.0% | COMMON STOCK | 00206R102 |
| PFE | PFIZER INC | 145,760 | $4.083M | 1.3% | $16.46 | 0.0% | COMMON STOCK | 717081103 |
| QCOM | QUALCOMM INC | 60,320 | $3.685M | 1.2% | $45.06 | 0.0% | COMMON STOCK | 747525103 |
| PFF | ISHARES S&P PREF STK | 93,058 | $3.656M | 1.2% | $39.29 | — | OTHER | 464288687 |
| — | UNITED TECHNOLOGIES CORP | 37,828 | $3.515M | 1.1% | $92.92 | — | COMMON STOCK | 913017109 |
| DIS | DISNEY WALT CO NEW | 55,554 | $3.509M | 1.1% | $56.11 | 0.0% | COMMON STOCK | 254687106 |
| VZ | VERIZON COMMUNICATIONS | 69,585 | $3.504M | 1.1% | $27.04 | 0.0% | COMMON STOCK | 92343V104 |
| AMZN | AMAZON.COM INC | 12,371 | $3.434M | 1.1% | $13.32 | 0.0% | COMMON STOCK | 023135106 |
| USB | US BANCORP NEW | 88,867 | $3.213M | 1.0% | $22.41 | 0.0% | COMMON STOCK | 902973304 |
| INTC | INTEL CORP | 132,387 | $3.208M | 1.0% | $17.18 | 0.0% | COMMON STOCK | 458140100 |
| CL | COLGATE PALMOLIVE CO | 54,515 | $3.124M | 1.0% | $44.38 | 0.0% | COMMON STOCK | 194162103 |
| MRK | MERCK & CO INC | 67,116 | $3.118M | 1.0% | $30.02 | 0.0% | COMMON STOCK | 58933Y105 |
| WMT | WAL MART STORES INC | 39,403 | $2.935M | 0.9% | $19.98 | 0.0% | COMMON STOCK | 931142103 |
| KO | COCA COLA CO | 68,796 | $2.759M | 0.9% | $27.85 | 0.0% | COMMON STOCK | 191216100 |
| COST | COSTCO WHOLESALE CORP | 24,540 | $2.713M | 0.9% | $86.56 | 0.0% | COMMON STOCK | 22160K105 |
| HD | HOME DEPOT INC | 35,018 | $2.713M | 0.9% | $56.05 | 0.0% | COMMON STOCK | 437076102 |
| SBUX | STARBUCKS CORP | 39,695 | $2.6M | 0.8% | $24.37 | 0.0% | COMMON STOCK | 855244109 |
| MCD | MCDONALDS CORP | 25,867 | $2.561M | 0.8% | $71.80 | 0.0% | COMMON STOCK | 580135101 |
| COP | CONOCOPHILLIPS | 40,495 | $2.45M | 0.8% | $39.96 | 0.0% | COMMON STOCK | 20825C104 |
| ORCL | ORACLE CORPORATION | 79,579 | $2.444M | 0.8% | $27.58 | 0.0% | COMMON STOCK | 68389X105 |
| HON | HONEYWELL INTERNATIONAL INC | 30,185 | $2.395M | 0.8% | $53.13 | 0.0% | COMMON STOCK | 438516106 |
| GS | GOLDMAN SACHS GROUP INC | 15,395 | $2.329M | 0.7% | $120.06 | 0.0% | COMMON STOCK | 38141G104 |
| C | CITIGROUP INC | 48,411 | $2.323M | 0.7% | $35.76 | 0.0% | COMMON STOCK | 172967424 |
| BAC | BANK OF AMERICA CORP | 179,654 | $2.31M | 0.7% | $10.03 | 0.0% | COMMON STOCK | 060505104 |
| GILD | GILEAD SCIENCES INC | 44,075 | $2.259M | 0.7% | $36.21 | 0.0% | COMMON STOCK | 375558103 |
| CAT | CATERPILLAR INC | 27,040 | $2.23M | 0.7% | $61.55 | 0.0% | COMMON STOCK | 149123101 |
| — | EXPRESS SCRIPTS HLDG | 36,007 | $2.223M | 0.7% | $61.74 | — | COMMON STOCK | 30219G108 |
| DHR | DANAHER CORP | 33,509 | $2.121M | 0.7% | $25.01 | 0.0% | COMMON STOCK | 235851102 |
| KBH | KB HOME COM | 106,195 | $2.084M | 0.7% | $19.18 | 0.0% | COMMON STOCK | 48666K109 |
| SLB | SCHLUMBERGER LTD | 28,890 | $2.07M | 0.7% | $52.90 | 0.0% | COMMON STOCK | 806857108 |
| TGT | TARGET CORP | 29,862 | $2.056M | 0.7% | $47.95 | 0.0% | COMMON STOCK | 87612E106 |
| AMGN | AMGEN INC | 20,778 | $2.05M | 0.7% | $73.34 | 0.0% | COMMON STOCK | 031162100 |
| — | CELGENE CORP | 17,451 | $2.041M | 0.7% | $116.96 | — | COMMON STOCK | 151020104 |
| UNP | UNION PAC CORP | 12,920 | $1.993M | 0.6% | $57.06 | 0.0% | COMMON STOCK | 907818108 |
| MMM | 3M CO | 18,180 | $1.987M | 0.6% | $61.26 | 0.0% | COMMON STOCK | 88579Y101 |
| BMY | BRISTOL MYERS SQUIBB CO | 43,440 | $1.941M | 0.6% | $28.67 | 0.0% | COMMON STOCK | 110122108 |
| UAA | UNDER ARMOUR INC-CLASS A | 32,075 | $1.915M | 0.6% | $14.57 | 0.0% | COMMON STOCK | 904311107 |
| TRV | TRAVELERS COMPANIES INC | 22,974 | $1.836M | 0.6% | $63.44 | 0.0% | COMMON STOCK | 89417E109 |
| EBAY | EBAY INC | 35,290 | $1.824M | 0.6% | $20.18 | 0.0% | COMMON STOCK | 278642103 |
| CRM | SALESFORCE.COM | 47,664 | $1.82M | 0.6% | $40.78 | 0.0% | COMMON STOCK | 79466L302 |
| UNH | UNITEDHEALTH GROUP INC | 27,740 | $1.817M | 0.6% | $50.75 | 0.0% | COMMON STOCK | 91324P102 |
| ACN | ACCENTURE PLC CL A | 25,020 | $1.802M | 0.6% | $63.81 | 0.0% | COMMON STOCK | G1151C101 |
| UPS | UNITED PARCEL SERVICE CL B | 20,559 | $1.777M | 0.6% | $55.38 | 0.0% | COMMON STOCK | 911312106 |
| BK | BANK OF NEW YORK MELLON CORP | 63,201 | $1.773M | 0.6% | $21.22 | 0.0% | COMMON STOCK | 064058100 |
| — | BROADCOM CORP | 52,085 | $1.759M | 0.6% | $33.77 | — | COMMON STOCK | 111320107 |
| NEE | NEXTERA ENERGY INC | 21,050 | $1.715M | 0.5% | $14.15 | 0.0% | COMMON STOCK | 65339F101 |
| SPG | SIMON PROPERTY GROUP INC REIT | 10,820 | $1.709M | 0.5% | $88.80 | 0.0% | COMMON STOCK | 828806109 |
| CAKE | CHEESECAKE FACTORY INC | 40,200 | $1.685M | 0.5% | $31.16 | 0.0% | COMMON STOCK | 163072101 |
| MS | MORGAN STANLEY | 66,760 | $1.632M | 0.5% | $17.33 | 0.0% | COMMON STOCK | 617446448 |
| TROW | T ROWE PRICE GROUP INC | 22,143 | $1.62M | 0.5% | $47.69 | 0.0% | COMMON STOCK | 74144T108 |
| DE | DEERE & CO | 19,940 | $1.619M | 0.5% | $68.04 | 0.0% | COMMON STOCK | 244199105 |
| BIIB | BIOGEN IDEC INC | 7,500 | $1.614M | 0.5% | $213.68 | 0.0% | COMMON STOCK | 09062X103 |
| — | STARWOOD HOTELS & RESORTS | 24,954 | $1.577M | 0.5% | $63.20 | — | COMMON STOCK | 85590A401 |
| — | KRAFT FOODS GROUP INC | 28,189 | $1.574M | 0.5% | $55.84 | — | COMMON STOCK | 50076Q106 |
| PSX | PHILLIPS 66 | 24,915 | $1.468M | 0.5% | $40.44 | 0.0% | COMMON STOCK | 718546104 |
| HP | HELMERICH & PAYNE INC | 23,440 | $1.464M | 0.5% | $61.57 | 0.0% | COMMON STOCK | 423452101 |
| CVS | CVS CAREMARK CORP | 25,491 | $1.458M | 0.5% | $41.44 | 0.0% | COMMON STOCK | 126650100 |
| — | WHOLE FOODS MKT INC | 28,275 | $1.456M | 0.5% | $51.49 | — | COMMON STOCK | 966837106 |
| GM | GENERAL MOTORS CO | 43,514 | $1.45M | 0.5% | $23.62 | 0.0% | COMMON STOCK | 37045V100 |
| F | FORD MOTOR CO DEL | 90,999 | $1.408M | 0.5% | $7.61 | 0.0% | COMMON STOCK | 345370860 |
| — | CBS CORPORATION CLASS B | 28,099 | $1.373M | 0.4% | $48.86 | — | COMMON STOCK | 124857202 |
| — | NOBLE ENERGY INC | 22,400 | $1.345M | 0.4% | $60.04 | — | COMMON STOCK | 655044105 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 47,027 | $1.342M | 0.4% | $23.16 | 0.0% | COMMON STOCK | 609207105 |
| — | NATIONAL-OILWELL INC | 19,355 | $1.334M | 0.4% | $68.92 | — | COMMON STOCK | 637071101 |
| — | DU PONT E I DE NEMOURS & CO | 25,350 | $1.331M | 0.4% | $52.50 | — | COMMON STOCK | 263534109 |
| — | VIACOM INC-B | 19,351 | $1.316M | 0.4% | $68.01 | — | COMMON STOCK | 92553P201 |
| GLW | CORNING INC | 91,840 | $1.307M | 0.4% | $10.49 | 0.0% | COMMON STOCK | 219350105 |
| TJX | TJX COS INC | 25,990 | $1.301M | 0.4% | $20.82 | 0.0% | COMMON STOCK | 872540109 |
| DTE | DTE ENERGY CO | 19,359 | $1.298M | 0.4% | $38.29 | 0.0% | COMMON STOCK | 233331107 |
| D | DOMINION RESOURCES INC | 22,271 | $1.265M | 0.4% | $34.53 | 0.0% | COMMON STOCK | 25746U109 |
| FDX | FEDEX CORPORATION | 12,585 | $1.241M | 0.4% | $81.95 | 0.0% | COMMON STOCK | 31428X106 |
| IFF | INTERNATIONAL FLAVORS & FRAGRA | 16,384 | $1.231M | 0.4% | $58.18 | 0.0% | COMMON STOCK | 459506101 |
| GIS | GENERAL MLS INC | 24,203 | $1.175M | 0.4% | $31.98 | 0.0% | COMMON STOCK | 370334104 |
| — | COVIDIEN PLC | 18,695 | $1.175M | 0.4% | $62.85 | — | COMMON STOCK | G2554F113 |
| PRU | PRUDENTIAL FINL INC | 15,777 | $1.152M | 0.4% | $38.68 | 0.0% | COMMON STOCK | 744320102 |
| — | JACOBS ENGINEERING GROUP INC | 20,521 | $1.131M | 0.4% | $55.11 | — | COMMON STOCK | 469814107 |
| — | PRAXAIR INC | 9,490 | $1.092M | 0.3% | $115.07 | — | COMMON STOCK | 74005P104 |
| — | TIME WARNER INC | 18,689 | $1.08M | 0.3% | $57.79 | — | COMMON STOCK | 887317303 |
| VLO | VALERO ENERGY CORP | 30,320 | $1.054M | 0.3% | $24.01 | 0.0% | COMMON STOCK | 91913Y100 |
| CMCSA | COMCAST CORP-CL A | 24,673 | $1.03M | 0.3% | $15.62 | 0.0% | COMMON STOCK | 20030N101 |
| MET | METLIFE INC | 21,831 | $999K | 0.3% | $24.43 | 0.0% | COMMON STOCK | 59156R108 |
| FCX | FREEPORT-MCMORAN COPPER AND GO | 36,015 | $994K | 0.3% | $24.45 | 0.0% | COMMON STOCK | 35671D857 |
| TD | TORONTO DOMINION BANK | 12,140 | $976K | 0.3% | $40.27 | 0.0% | COMMON STOCK | 891160509 |
| ABBV | ABBVIE INC | 22,977 | $950K | 0.3% | $26.55 | 0.0% | COMMON STOCK | 00287Y109 |
| EMR | EMERSON ELEC CO | 17,228 | $940K | 0.3% | $40.02 | 0.0% | COMMON STOCK | 291011104 |
| PM | PHILIP MORRIS INTERNATIONAL | 10,709 | $927K | 0.3% | $49.85 | 0.0% | COMMON STOCK | 718172109 |
| — | ACTAVIS INC | 7,255 | $915K | 0.3% | $126.12 | — | COMMON STOCK | 00507K103 |
| IP | INTERNATIONAL PAPER CO | 20,085 | $890K | 0.3% | $25.91 | 0.0% | COMMON STOCK | 460146103 |
| SO | SOUTHERN COMPANY | 19,280 | $852K | 0.3% | $26.74 | 0.0% | COMMON STOCK | 842587107 |
| — | EMC CORP MASS | 35,735 | $844K | 0.3% | $23.62 | — | COMMON STOCK | 268648102 |
| ABT | ABBOTT LABS | 23,222 | $810K | 0.3% | $28.85 | 0.0% | COMMON STOCK | 002824100 |
| OXY | OCCIDENTAL PETE CORP | 8,675 | $774K | 0.2% | $57.83 | 0.0% | COMMON STOCK | 674599105 |
| — | AETNA INC | 12,070 | $767K | 0.2% | $63.55 | — | COMMON STOCK | 00817Y108 |
| ETN | EATON CORP PLC | 11,064 | $728K | 0.2% | $46.59 | 0.0% | COMMON STOCK | G29183103 |
| META | FACEBOOK INC-A | 28,050 | $698K | 0.2% | $25.44 | 0.0% | COMMON STOCK | 30303M102 |
| ADP | AUTOMATIC DATA PROCESSING INC | 9,638 | $664K | 0.2% | $45.09 | 0.0% | COMMON STOCK | 053015103 |
| — | MEDTRONIC INC | 12,825 | $661K | 0.2% | $51.54 | — | COMMON STOCK | 585055106 |
| ECL | ECOLAB INC | 7,680 | $655K | 0.2% | $73.48 | 0.0% | COMMON STOCK | 278865100 |
| AMT | AMERICAN TOWER CORP REIT | 8,485 | $621K | 0.2% | $59.51 | 0.0% | COMMON STOCK | 03027X100 |
| HSY | THE HERSHEY COMPANY | 6,585 | $587K | 0.2% | $65.69 | 0.0% | COMMON STOCK | 427866108 |
| NKE | NIKE INC-CLASS B | 8,330 | $531K | 0.2% | $26.53 | 0.0% | COMMON STOCK | 654106103 |
| — | DOW CHEMICAL COMPANY | 16,294 | $524K | 0.2% | $32.16 | — | COMMON STOCK | 260543103 |
| YUM | YUM! BRANDS INC | 7,479 | $519K | 0.2% | $38.97 | 0.0% | COMMON STOCK | 988498101 |
| DLTR | DOLLAR TREE INC | 10,030 | $510K | 0.2% | $48.73 | 0.0% | COMMON STOCK | 256746108 |
| — | ANADARKO PETROLEUM CORPORATION | 5,915 | $508K | 0.2% | $85.88 | — | COMMON STOCK | 032511107 |
| CSCO | CISCO SYSTEMS INC | 20,185 | $490K | 0.2% | $15.24 | 0.0% | COMMON STOCK | 17275R102 |
| ZBH | ZIMMER HLDGS INC | 6,310 | $473K | 0.2% | $67.30 | 0.0% | COMMON STOCK | 98956P102 |
| BA | BOEING CO | 4,603 | $471K | 0.2% | $80.37 | 0.0% | COMMON STOCK | 097023105 |
| HAL | HALLIBURTON CO | 10,635 | $443K | 0.1% | $33.21 | 0.0% | COMMON STOCK | 406216101 |
| — | MYLAN INC | 14,200 | $441K | 0.1% | $31.06 | — | COMMON STOCK | 628530107 |
| BAX | BAXTER INTL INC | 6,013 | $417K | 0.1% | $30.42 | 0.0% | COMMON STOCK | 071813109 |
| LLY | LILLY ELI & CO | 7,935 | $390K | 0.1% | $42.21 | 0.0% | COMMON STOCK | 532457108 |
| CAH | CARDINAL HEALTH INC | 8,145 | $384K | 0.1% | $32.61 | 0.0% | COMMON STOCK | 14149Y108 |
| MO | ALTRIA GROUP INC | 10,772 | $377K | 0.1% | $16.28 | 0.0% | COMMON STOCK | 02209S103 |
| LNT | ALLIANT CORP | 7,095 | $357K | 0.1% | $16.89 | 0.0% | COMMON STOCK | 018802108 |
| LOW | LOWES COS INC | 8,273 | $338K | 0.1% | $32.16 | 0.0% | COMMON STOCK | 548661107 |
| — | MONSANTO CO | 3,160 | $312K | 0.1% | $98.73 | — | COMMON STOCK | 61166W101 |
| — | HEWLETT PACKARD CO | 11,871 | $294K | 0.1% | $24.77 | — | COMMON STOCK | 428236103 |
| NUE | NUCOR CORP | 6,710 | $291K | 0.1% | $32.41 | 0.0% | COMMON STOCK | 670346105 |
| — | APACHE CORP | 3,414 | $287K | 0.1% | $84.07 | — | COMMON STOCK | 037411105 |
| NSC | NORFOLK SOUTHERN CORP | 3,775 | $274K | 0.1% | $57.67 | 0.0% | COMMON STOCK | 655844108 |
| — | KELLOGG CO | 4,005 | $257K | 0.1% | $38.95 | 0.0% | COMMON STOCK | 487836108 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 11,782 | $229K | 0.1% | $19.44 | — | OTHER | 81369Y605 |
| GD | GENERAL DYNAMICS CORP | 2,680 | $210K | 0.1% | $56.44 | 0.0% | COMMON STOCK | 369550108 |
| CME | CME GROUP INC. | 2,425 | $184K | 0.1% | $39.16 | 0.0% | COMMON STOCK | 12572Q105 |
| — | NOBLE CORP | 4,720 | $178K | 0.1% | $37.71 | — | COMMON STOCK | H5833N103 |
| FISV | FISERV INC | 2,000 | $175K | 0.1% | $21.93 | 0.0% | COMMON STOCK | 337738108 |
| MAS | MASCO CORP | 8,888 | $173K | 0.1% | $14.92 | 0.0% | COMMON STOCK | 574599106 |
| XLE | ENERGY SELECT SECTOR SPDR | 2,193 | $172K | 0.1% | $78.43 | — | OTHER | 81369Y506 |
| PAYX | PAYCHEX INC | 4,400 | $161K | 0.1% | $25.02 | 0.0% | COMMON STOCK | 704326107 |
| XLK | TECHNOLOGY SELECT SECT SPDR | 5,255 | $161K | 0.1% | $30.64 | — | OTHER | 81369Y803 |
| ADI | ANALOG DEVICES INC | 3,500 | $158K | 0.1% | $34.29 | 0.0% | COMMON STOCK | 032654105 |
| — | COACH INC | 2,765 | $158K | 0.1% | $57.14 | — | COMMON STOCK | 189754104 |
| DUK | DUKE ENERGY CORP | 2,312 | $156K | 0.0% | $41.83 | 0.0% | COMMON STOCK | 26441C204 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 3,200 | $152K | 0.0% | $47.50 | — | OTHER | 81369Y209 |
| — | L BRANDS, INC | 2,765 | $136K | 0.0% | $49.19 | — | COMMON STOCK | 501797104 |
| KMB | KIMBERLY CLARK CORP | 1,344 | $130K | 0.0% | $63.06 | 0.0% | COMMON STOCK | 494368103 |
| XLU | UTILITIES SELECT SECTOR SPDR | 3,198 | $121K | 0.0% | $37.84 | — | OTHER | 81369Y886 |
| — | INTERCONTINENTAL EXCHANGE INC | 670 | $119K | 0.0% | $177.61 | — | COMMON STOCK | 45865V100 |
| — | CENTURYLINK INC | 3,325 | $117K | 0.0% | $35.19 | — | COMMON STOCK | 156700106 |
| XLB | MATERIALS SELECT SPDR FUND | 2,736 | $105K | 0.0% | $38.38 | — | OTHER | 81369Y100 |
| — | BLACKROCK INC CL A | 400 | $103K | 0.0% | $257.50 | — | COMMON STOCK | 09247X101 |
| — | NEWS CORP INC CL A | 3,155 | $102K | 0.0% | $32.33 | — | COMMON STOCK | 65248E104 |
| DKS | DICKS SPORTING GOODS INC | 2,025 | $101K | 0.0% | $36.98 | 0.0% | COMMON STOCK | 253393102 |
| APD | AIR PRODUCTS & CHEMICALS INC | 1,105 | $101K | 0.0% | $61.55 | 0.0% | COMMON STOCK | 009158106 |
| LMT | LOCKHEED MARTIN CORP | 925 | $100K | 0.0% | $71.65 | 0.0% | COMMON STOCK | 539830109 |
| BP | BP PLC SPONS ADR | 2,300 | $96,000 | 0.0% | $41.74 | — | COMMON STOCK | 055622104 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 2,230 | $95,000 | 0.0% | $42.60 | — | OTHER | 81369Y704 |
| — | JOHNSON CONTROLS INC | 2,650 | $95,000 | 0.0% | $35.85 | — | COMMON STOCK | 478366107 |
| XLY | CONSUMER DISCRETIONARY SELT | 1,600 | $90,000 | 0.0% | $56.25 | — | OTHER | 81369Y407 |
| KEY | KEYCORP | 6,874 | $76,000 | 0.0% | $6.48 | 0.0% | COMMON STOCK | 493267108 |
| — | GREEN MTN COFFEE ROASTERS INC | 1,000 | $75,000 | 0.0% | $75.00 | — | COMMON STOCK | 393122106 |
| PKG | PACKAGING CORP OF AMERICA | 1,450 | $71,000 | 0.0% | $32.81 | 0.0% | COMMON STOCK | 695156109 |
| — | FIDELITY NATIONAL FINANCIAL IN | 3,000 | $71,000 | 0.0% | $23.67 | — | COMMON STOCK | 31620R105 |
| HOG | HARLEY DAVIDSON INC | 1,280 | $70,000 | 0.0% | $54.04 | 0.0% | COMMON STOCK | 412822108 |
| CLX | CLOROX COMPANY | 845 | $70,000 | 0.0% | $60.00 | 0.0% | COMMON STOCK | 189054109 |
| ED | CONSOLIDATED EDISON INC | 1,169 | $68,000 | 0.0% | $37.50 | 0.0% | COMMON STOCK | 209115104 |
| AMG | AFFILIATED MANAGERS GROUP INC | 400 | $66,000 | 0.0% | $153.14 | 0.0% | COMMON STOCK | 008252108 |
| CCL | CARNIVAL CORP | 1,900 | $65,000 | 0.0% | $27.66 | 0.0% | COMMON STOCK | 143658300 |
| — | EATON VANCE T/A GL DVD INCM | 4,195 | $63,000 | 0.0% | $15.02 | — | OTHER | 27828S101 |
| MDY | SPDR S&P MIDCAP 400 ETF TRUST | 300 | $63,000 | 0.0% | $210.00 | — | OTHER | 78467Y107 |
| BF/B | BROWN FORMAN CORP CLASS B | 915 | $62,000 | 0.0% | $22.68 | 0.0% | COMMON STOCK | 115637209 |
| VTI | VANGUARD TOTAL STOCK MARKET ET | 674 | $56,000 | 0.0% | $83.09 | — | OTHER | 922908769 |
| MKC | MCCORMICK & CO INC | 800 | $56,000 | 0.0% | $28.19 | 0.0% | COMMON STOCK | 579780206 |
| — | AQUA AMERICA INC | 1,665 | $53,000 | 0.0% | $31.83 | — | COMMON STOCK | 03836W103 |
| — | WISCONSIN ENERGY CORP | 1,300 | $53,000 | 0.0% | $40.77 | — | COMMON STOCK | 976657106 |
| KSS | KOHLS CORP | 1,000 | $51,000 | 0.0% | $49.51 | 0.0% | COMMON STOCK | 500255104 |
| — | ST JUDE MEDICAL INC | 1,100 | $50,000 | 0.0% | $45.45 | — | COMMON STOCK | 790849103 |
| NVS | NOVARTIS AG SPONS ADR | 700 | $49,000 | 0.0% | $70.00 | — | COMMON STOCK | 66987V109 |
| ITW | ILLINOIS TOOL WKS INC | 675 | $47,000 | 0.0% | $49.85 | 0.0% | COMMON STOCK | 452308109 |
| XLP | CONSUMER STAPLES SELECT SECTOR | 1,185 | $47,000 | 0.0% | $39.66 | — | OTHER | 81369Y308 |
| AEP | AMERICAN ELEC PWR INC | 1,007 | $45,000 | 0.0% | $30.44 | 0.0% | COMMON STOCK | 025537101 |
| — | BUCKEYE PARTNERS LP | 645 | $45,000 | 0.0% | $69.77 | — | COMMON STOCK | 118230101 |
| BF/A | BROWN FORMAN CORP CL A | 648 | $44,000 | 0.0% | $17.20 | 0.0% | COMMON STOCK | 115637100 |
| — | MARATHON OIL CORP | 1,285 | $44,000 | 0.0% | $34.24 | — | COMMON STOCK | 565849106 |
| TEVA | TEVA PHARMACEUTICAL INDS SPONS | 1,100 | $43,000 | 0.0% | $39.09 | — | COMMON STOCK | 881624209 |
| GLD | SPDR GOLD TRUST | 351 | $42,000 | 0.0% | $119.66 | — | OTHER | 78463V107 |
| — | PLUM CREEK TIMBER CO INC REIT | 900 | $42,000 | 0.0% | $46.67 | — | COMMON STOCK | 729251108 |
| — | NORDSTROM INC | 700 | $41,000 | 0.0% | $58.57 | — | COMMON STOCK | 655664100 |
| MAR | MARRIOTT INTERNATIONAL INC | 1,009 | $41,000 | 0.0% | $36.65 | 0.0% | COMMON STOCK | 571903202 |
| SLV | ISHARES SILVER TRUST | 2,084 | $40,000 | 0.0% | $19.19 | — | OTHER | 46428Q109 |
| EXC | EXELON CORP | 1,280 | $39,000 | 0.0% | $15.41 | 0.0% | COMMON STOCK | 30161N101 |
| DGX | QUEST DIAGNOSTICS INC | 650 | $39,000 | 0.0% | $46.22 | 0.0% | COMMON STOCK | 74834L100 |
| — | BEAM INC | 600 | $38,000 | 0.0% | $63.33 | — | COMMON STOCK | 073730103 |
| IWM | ISHARES RUSSELL 2000 INDEX FUN | 375 | $36,000 | 0.0% | $96.00 | — | OTHER | 464287655 |
| — | ETRACS ALERIAN MLP ETN | 1,200 | $34,000 | 0.0% | $28.33 | — | OTHER | 90267B682 |
| SYK | STRYKER CORPORATION | 475 | $31,000 | 0.0% | $56.92 | 0.0% | COMMON STOCK | 863667101 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIONS | 500 | $31,000 | 0.0% | $29.46 | 0.0% | COMMON STOCK | 192446102 |
| TSCO | TRACTOR SUPPLY CO | 250 | $29,000 | 0.0% | $9.30 | 0.0% | COMMON STOCK | 892356106 |
| STT | STATE STREET CORP | 450 | $29,000 | 0.0% | $44.60 | 0.0% | COMMON STOCK | 857477103 |
| — | POWERSHARES WATER RESOURCES PO | 1,250 | $28,000 | 0.0% | $22.40 | — | OTHER | 73935X575 |
| BMI | BADGER METER INC | 600 | $27,000 | 0.0% | $20.08 | 0.0% | COMMON STOCK | 056525108 |
| TBI | TRUEBLUE INC | 1,300 | $27,000 | 0.0% | $21.57 | 0.0% | COMMON STOCK | 89785X101 |
| — | DUNKIN BRANDS GROUP INC | 655 | $27,000 | 0.0% | $41.22 | — | COMMON STOCK | 265504100 |
| HXL | HEXCEL CORP | 775 | $26,000 | 0.0% | $32.19 | 0.0% | COMMON STOCK | 428291108 |
| — | GABELLI DIVIDEND & INCOME TRUS | 1,350 | $26,000 | 0.0% | $19.26 | — | OTHER | 36242H104 |
| MHK | MOHAWK INDUSTRIES INC | 225 | $25,000 | 0.0% | $112.71 | 0.0% | COMMON STOCK | 608190104 |
| RIG | TRANSOCEAN LTD | 500 | $24,000 | 0.0% | $50.97 | 0.0% | COMMON STOCK | H8817H100 |
| — | GRUMA S.A.B. DE C.V. ADR | 1,300 | $24,000 | 0.0% | $18.46 | — | COMMON STOCK | 400131306 |
| PH | PARKER HANNIFIN CORP | 250 | $24,000 | 0.0% | $75.97 | 0.0% | COMMON STOCK | 701094104 |
| KAI | KADANT INC | 809 | $24,000 | 0.0% | $25.19 | 0.0% | COMMON STOCK | 48282T104 |
| FBIN | FORTUNE BRANDS HOME & SECURITY | 600 | $23,000 | 0.0% | $27.93 | 0.0% | COMMON STOCK | 34964C106 |
| MA | MASTERCARD INC CL A | 40 | $23,000 | 0.0% | $51.54 | 0.0% | COMMON STOCK | 57636Q104 |
| OII | OCEANEERING INTL INC | 300 | $22,000 | 0.0% | $69.83 | 0.0% | COMMON STOCK | 675232102 |
| — | POWERSHARES WILDERHILL CLEAN E | 3,950 | $21,000 | 0.0% | $5.32 | — | OTHER | 73935X500 |
| — | CHUBB CORP | 250 | $21,000 | 0.0% | $84.00 | — | COMMON STOCK | 171232101 |
| NBTB | NBT BANCORP INC COM | 965 | $20,000 | 0.0% | $20.54 | 0.0% | COMMON STOCK | 628778102 |
| SBS | CIA SANEAMENTO BASICO DE SPONS | 1,800 | $19,000 | 0.0% | $10.56 | — | COMMON STOCK | 20441A102 |
| — | ALLIANZGI NFJ DV INT & PREM ST | 1,128 | $19,000 | 0.0% | $16.84 | — | OTHER | 01883A107 |
| — | HATTERAS FINL CORP REIT | 725 | $18,000 | 0.0% | $24.83 | — | COMMON STOCK | 41902R103 |
| — | WINDSTREAM CORP | 2,326 | $18,000 | 0.0% | $7.74 | — | COMMON STOCK | 97381W104 |
| EQT | EQT CORPORATION | 226 | $18,000 | 0.0% | $37.67 | 0.0% | COMMON STOCK | 26884L109 |
| — | PIONEER NATURAL RESOURCES CO | 126 | $18,000 | 0.0% | $142.86 | — | COMMON STOCK | 723787107 |
| — | STAPLES INC | 1,000 | $16,000 | 0.0% | $16.00 | — | COMMON STOCK | 855030102 |
| — | NUVEEN DVD ADVANTAGE MUNI FD | 1,167 | $16,000 | 0.0% | $13.71 | — | OTHER | 67066V101 |
| TSLA | TESLA MOTORS INC | 150 | $16,000 | 0.0% | $5.02 | 0.0% | COMMON STOCK | 88160R101 |
| ADBE | ADOBE SYS INC | 350 | $16,000 | 0.0% | $44.30 | 0.0% | COMMON STOCK | 00724F101 |
| — | ACTIVISION BLIZZARD, INC | 1,075 | $15,000 | 0.0% | $13.95 | — | COMMON STOCK | 00507V109 |
| ISRG | INTUITIVE SURGICAL INC | 30 | $15,000 | 0.0% | $55.09 | 0.0% | COMMON STOCK | 46120E602 |
| — | KAYDON CORP | 500 | $14,000 | 0.0% | $28.00 | — | COMMON STOCK | 486587108 |
| EWBC | EAST WEST BANCORP INC | 500 | $14,000 | 0.0% | $19.15 | 0.0% | COMMON STOCK | 27579R104 |
| — | HCP INC REIT | 299 | $14,000 | 0.0% | $46.82 | — | COMMON STOCK | 40414L109 |
| — | CERNER CORP | 148 | $14,000 | 0.0% | $94.59 | — | COMMON STOCK | 156782104 |
| UTHR | UNITED THERAPEUTICS CORP DEL | 200 | $13,000 | 0.0% | $64.42 | 0.0% | COMMON STOCK | 91307C102 |
| CHMG | CHEMUNG FINL CRP | 400 | $13,000 | 0.0% | $22.91 | 0.0% | COMMON STOCK | 164024101 |
| — | IPATH GOLDMAN SACHS CRUDE | 600 | $13,000 | 0.0% | $21.67 | — | OTHER | 06738C786 |
| MDRX | ALLSCRIPTS HEALTHCARE SOLUTION | 1,000 | $13,000 | 0.0% | $13.40 | 0.0% | COMMON STOCK | 01988P108 |
| DRI | DARDEN RESTAURANTS INC | 250 | $13,000 | 0.0% | $31.32 | 0.0% | COMMON STOCK | 237194105 |
| — | HESS CORPORATION | 195 | $13,000 | 0.0% | $66.67 | — | COMMON STOCK | 42809H107 |
| PEG | PUBLIC SVC ENTERPRISE GROUP IN | 400 | $13,000 | 0.0% | $21.73 | 0.0% | COMMON STOCK | 744573106 |
| — | ANNALY CAPITAL MANAGEMENT REIT | 1,024 | $13,000 | 0.0% | $12.70 | — | COMMON STOCK | 035710409 |
| — | ROYAL DUTCH SHELL SPONS ADR | 191 | $12,000 | 0.0% | $62.83 | — | COMMON STOCK | 780259206 |
| — | TIME WARNER CABLE INC | 100 | $11,000 | 0.0% | $110.00 | — | COMMON STOCK | 88732J207 |
| SIEGY | SIEMENS AG SPONS ADR | 110 | $11,000 | 0.0% | $100.00 | — | COMMON STOCK | 826197501 |
| DVN | DEVON ENERGY CORPORATION | 200 | $10,000 | 0.0% | $37.00 | 0.0% | COMMON STOCK | 25179M103 |
| — | GLAXO SMITHKLINE SPONS ADR | 200 | $10,000 | 0.0% | $50.00 | — | COMMON STOCK | 37733W105 |
| — | ACCESS MIDSTREAM PARTNERS LP | 200 | $10,000 | 0.0% | $50.00 | — | COMMON STOCK | 00434L109 |
| — | RETAIL OPPORTUNITY INVESTMENTS | 700 | $10,000 | 0.0% | $14.29 | — | COMMON STOCK | 76131N101 |
| — | HOSPIRA INC | 260 | $10,000 | 0.0% | $38.46 | — | COMMON STOCK | 441060100 |
| EPD | ENTERPRISE PRODS PARTNERS LP | 150 | $9,000 | 0.0% | $60.00 | — | COMMON STOCK | 293792107 |
| — | WALGREEN CO | 200 | $9,000 | 0.0% | $45.00 | — | COMMON STOCK | 931422109 |
| — | NORTHEAST UTILITIES | 200 | $8,000 | 0.0% | $40.00 | — | COMMON STOCK | 664397106 |
| — | WILLIAMS PARTNERS LP | 150 | $8,000 | 0.0% | $53.33 | — | COMMON STOCK | 96950F104 |
| SRE | SEMPRA ENERGY | 100 | $8,000 | 0.0% | $27.60 | 0.0% | COMMON STOCK | 816851109 |
| SPY | SPDR S&P 500 ETF TRUST | 50 | $8,000 | 0.0% | $160.00 | — | OTHER | 78462F103 |
| — | ATHENAHEALTH INC | 100 | $8,000 | 0.0% | $80.00 | — | COMMON STOCK | 04685W103 |
| GPC | GENUINE PARTS CO | 100 | $8,000 | 0.0% | $54.12 | 0.0% | COMMON STOCK | 372460105 |
| — | SEADRILL LIMITED | 200 | $8,000 | 0.0% | $40.00 | — | COMMON STOCK | G7945E105 |
| — | MCGRAW HILL FINANCIAL INC | 150 | $8,000 | 0.0% | $53.33 | — | COMMON STOCK | 580645109 |
| — | KINDER MORGAN ENERGY PARTNERS | 80 | $7,000 | 0.0% | $87.50 | — | COMMON STOCK | 494550106 |
| — | NABORS INDUSTRIES LTD | 475 | $7,000 | 0.0% | $14.74 | — | COMMON STOCK | G6359F103 |
| — | SODASTREAM INTERNATIONAL LTD | 100 | $7,000 | 0.0% | $70.00 | — | COMMON STOCK | M9068E105 |
| — | MARKWEST ENERGY LP | 100 | $7,000 | 0.0% | $70.00 | — | COMMON STOCK | 570759100 |
| MPC | MARATHON PETROLEUM CORPORATION | 100 | $7,000 | 0.0% | $27.55 | 0.0% | COMMON STOCK | 56585A102 |
| — | ROYAL DUTCH SHELL PLC SPONS AD | 100 | $7,000 | 0.0% | $70.00 | — | COMMON STOCK | 780259107 |
| NTRS | NORTHERN TR CORP | 125 | $7,000 | 0.0% | $40.35 | 0.0% | COMMON STOCK | 665859104 |
| CAG | CONAGRA FOODS INC | 200 | $7,000 | 0.0% | $17.69 | 0.0% | COMMON STOCK | 205887102 |
| OLN | OLIN CORP | 300 | $7,000 | 0.0% | $16.80 | 0.0% | COMMON STOCK | 680665205 |
| — | PALL CORP | 100 | $7,000 | 0.0% | $70.00 | — | COMMON STOCK | 696429307 |
| COR | AMERISOURCEBERGEN CORP | 99 | $6,000 | 0.0% | $38.92 | 0.0% | COMMON STOCK | 03073E105 |
| TIP | ISHARES BARCLAYS TIPS BOND FUN | 56 | $6,000 | 0.0% | $107.14 | — | OTHER | 464287176 |
| — | CA INC | 200 | $6,000 | 0.0% | $30.00 | — | COMMON STOCK | 12673P105 |
| COF | CAPITAL ONE FINANCIAL CORP | 100 | $6,000 | 0.0% | $47.00 | 0.0% | COMMON STOCK | 14040H105 |
| AMP | AMERIPRISE FINANCIAL INC. | 80 | $6,000 | 0.0% | $59.57 | 0.0% | COMMON STOCK | 03076C106 |
| — | ALERIAN MLP ETF | 318 | $6,000 | 0.0% | $18.87 | — | OTHER | 00162Q866 |
| GOOD | GLADSTONE COMMERCIAL CORP REIT | 305 | $6,000 | 0.0% | $19.67 | — | COMMON STOCK | 376536108 |
| SU | SUNCOR ENERGY INC | 200 | $6,000 | 0.0% | $19.64 | 0.0% | COMMON STOCK | 867224107 |
| CNI | CANADIAN NATIONAL RAILWAY CO | 65 | $6,000 | 0.0% | $39.40 | 0.0% | COMMON STOCK | 136375102 |
| — | TIDEWATER INC | 100 | $6,000 | 0.0% | $60.00 | — | COMMON STOCK | 886423102 |
| — | CONNECTICUT WATER SVC INC | 200 | $6,000 | 0.0% | $30.00 | — | COMMON STOCK | 207797101 |
| NOC | NORTHROP GRUMMAN CORPORATION | 75 | $6,000 | 0.0% | $62.64 | 0.0% | COMMON STOCK | 666807102 |
| AFL | AFLAC INC | 100 | $6,000 | 0.0% | $20.11 | 0.0% | COMMON STOCK | 001055102 |
| MOS | THE MOSAIC COMPANY | 100 | $5,000 | 0.0% | $46.26 | 0.0% | COMMON STOCK | 61945C103 |
| ALL | ALLSTATE CORP | 100 | $5,000 | 0.0% | $37.12 | 0.0% | COMMON STOCK | 020002101 |
| — | TARGA RESOURCES PARTNERS LP | 100 | $5,000 | 0.0% | $50.00 | — | COMMON STOCK | 87611X105 |
| VRTX | VERTEX PHARMACEUTICALS INC | 60 | $5,000 | 0.0% | $73.64 | 0.0% | COMMON STOCK | 92532F100 |
| — | NUVEEN NY DIV ADV MUNI FUND 2 | 360 | $5,000 | 0.0% | $13.89 | — | OTHER | 67070A101 |
| — | SPECTRA ENERGY CORP | 150 | $5,000 | 0.0% | $33.33 | — | COMMON STOCK | 847560109 |
| MXI | ISHARES S&P GLB MATERIALS INDE | 100 | $5,000 | 0.0% | $50.00 | — | OTHER | 464288695 |
| FE | FIRSTENERGY CORP | 130 | $5,000 | 0.0% | $24.57 | 0.0% | COMMON STOCK | 337932107 |
| HIG | HARTFORD FINL SVCS GROUP INC | 150 | $5,000 | 0.0% | $22.20 | 0.0% | COMMON STOCK | 416515104 |
| GBX | GREENBRIER COS INC | 200 | $5,000 | 0.0% | $17.07 | 0.0% | COMMON STOCK | 393657101 |
| TAP | MOLSON COORS BREWING CO-B | 100 | $5,000 | 0.0% | $37.25 | 0.0% | COMMON STOCK | 60871R209 |
| M | MACY'S INC | 100 | $5,000 | 0.0% | $46.44 | 0.0% | COMMON STOCK | 55616P104 |
| KIM | KIMCO REALTY CORP REIT | 220 | $5,000 | 0.0% | $12.61 | 0.0% | COMMON STOCK | 49446R109 |
| — | HEALTH CARE REIT INC REIT | 60 | $4,000 | 0.0% | $66.67 | — | COMMON STOCK | 42217K106 |
| KMI | KINDER MORGAN INC | 100 | $4,000 | 0.0% | $20.66 | 0.0% | COMMON STOCK | 49456B101 |
| — | INGERSOLL-RAND PLC | 71 | $4,000 | 0.0% | $56.34 | — | COMMON STOCK | G47791101 |
| AVB | AVALONBAY COMMUNITIES INC REIT | 30 | $4,000 | 0.0% | $87.72 | 0.0% | COMMON STOCK | 053484101 |
| WM | WASTE MANAGEMENT INC | 100 | $4,000 | 0.0% | $30.75 | 0.0% | COMMON STOCK | 94106L109 |
| — | ISHARES GOLD TRUST | 322 | $4,000 | 0.0% | $12.42 | — | OTHER | 464285105 |
| AIG | AMERICAN INTERNATIONAL GROUP | 100 | $4,000 | 0.0% | $32.51 | 0.0% | COMMON STOCK | 026874784 |
| CPB | CAMPBELL SOUP CO | 100 | $4,000 | 0.0% | $30.86 | 0.0% | COMMON STOCK | 134429109 |
| RSG | REPUBLIC SERVICES INC | 120 | $4,000 | 0.0% | $26.37 | 0.0% | COMMON STOCK | 760759100 |
| AMAT | APPLIED MATERIALS INC | 250 | $4,000 | 0.0% | $12.22 | 0.0% | COMMON STOCK | 038222105 |
| — | BLACKSTONE GROUP LP | 175 | $4,000 | 0.0% | $22.86 | — | COMMON STOCK | 09253U108 |
| — | FOREST LABS INC | 99 | $4,000 | 0.0% | $40.40 | — | COMMON STOCK | 345838106 |
| FITB | FIFTH THIRD BANCORP | 200 | $4,000 | 0.0% | $11.47 | 0.0% | COMMON STOCK | 316773100 |
| — | BP PRUDHOE BAY ROYALTY TRUST | 30 | $3,000 | 0.0% | $100.00 | — | COMMON STOCK | 055630107 |
| OMC | OMNICOM GROUP | 40 | $3,000 | 0.0% | $40.69 | 0.0% | COMMON STOCK | 681919106 |
| — | RAYTHEON COMPANY | 50 | $3,000 | 0.0% | $60.00 | — | COMMON STOCK | 755111507 |
| — | ASHLAND INC | 30 | $3,000 | 0.0% | $100.00 | — | COMMON STOCK | 044209104 |
| — | DIRECTV | 50 | $3,000 | 0.0% | $60.00 | — | COMMON STOCK | 25490A309 |
| WY | WEYERHAEUSER CO REIT | 100 | $3,000 | 0.0% | $18.73 | 0.0% | COMMON STOCK | 962166104 |
| — | THOMSON CORP | 100 | $3,000 | 0.0% | $30.00 | — | COMMON STOCK | 884903105 |
| — | GOVERNMENT PROPERTIES INCOME T | 100 | $3,000 | 0.0% | $30.00 | — | COMMON STOCK | 38376A103 |
| — | BARRICK GOLD CORP | 180 | $3,000 | 0.0% | $16.67 | — | COMMON STOCK | 067901108 |
| SPH | SUBURBAN PROPANE PARTNERS LP | 60 | $3,000 | 0.0% | $50.00 | — | COMMON STOCK | 864482104 |
| DDD | 3-D SYSTEMS CORP | 75 | $3,000 | 0.0% | $41.34 | 0.0% | COMMON STOCK | 88554D205 |
| — | VERIFONE SYSTEMS, INC | 200 | $3,000 | 0.0% | $15.00 | — | COMMON STOCK | 92342Y109 |
| WHR | WHIRLPOOL CORPORATION | 25 | $3,000 | 0.0% | $121.27 | 0.0% | COMMON STOCK | 963320106 |
| — | DELL INC | 150 | $2,000 | 0.0% | $13.33 | — | COMMON STOCK | 24702R101 |
| — | COMCAST CORP-SPECIAL CL A | 56 | $2,000 | 0.0% | $35.71 | — | COMMON STOCK | 20030N200 |
| — | UNITED STATES STEEL CORP | 125 | $2,000 | 0.0% | $16.00 | — | COMMON STOCK | 912909108 |
| — | PEABODY ENERGY CORP | 125 | $2,000 | 0.0% | $16.00 | — | COMMON STOCK | 704549104 |
| TBT | PROSHARES ULTRASHORT 20+Y TR | 25 | $2,000 | 0.0% | $80.00 | — | OTHER | 74347B201 |
| BSX | BOSTON SCIENTIFIC CORP | 265 | $2,000 | 0.0% | $8.48 | 0.0% | COMMON STOCK | 101137107 |
| — | DISCOVER FINL SVCS | 50 | $2,000 | 0.0% | $40.00 | — | COMMON STOCK | 254709108 |
| DPZ | DOMINOS PIZZA INC | 35 | $2,000 | 0.0% | $48.45 | 0.0% | COMMON STOCK | 25754A201 |
| — | GANNETT INC | 100 | $2,000 | 0.0% | $20.00 | — | COMMON STOCK | 364730101 |
| VRE | MACK CALI RLTY CORP REIT | 100 | $2,000 | 0.0% | $20.00 | — | COMMON STOCK | 554489104 |
| — | GENERAL MTRS COMPANY-WTS | 35 | $1,000 | 0.0% | $28.57 | — | OTHER | 37045V126 |
| — | CGI GROUP INC | 50 | $1,000 | 0.0% | $20.00 | — | COMMON STOCK | 39945C109 |
| — | GENERAL MTRS COMPANY-WTS | 35 | $1,000 | 0.0% | $28.57 | — | OTHER | 37045V118 |
| FSLR | FIRST SOLAR INC | 18 | $1,000 | 0.0% | $44.50 | 0.0% | COMMON STOCK | 336433107 |
| — | IMATION CORP | 120 | $1,000 | 0.0% | $8.33 | — | COMMON STOCK | 45245A107 |
| — | CAPSTONE TURBINE CORP | 600 | $1,000 | 0.0% | $1.67 | — | COMMON STOCK | 14067D102 |
| TOL | TOLL BROTHERS INC | 25 | $1,000 | 0.0% | $33.80 | 0.0% | COMMON STOCK | 889478103 |
| — | CST BRANDS INC | 33 | $1,000 | 0.0% | $30.30 | — | COMMON STOCK | 12646R105 |
| — | DELCATH SYSTEMS INC | 150 | $0 | 0.0% | — | — | COMMON STOCK | 24661P104 |
| CIG | COMPANHIA ENERGETICA MINAS SPO | 50 | $0 | 0.0% | — | — | COMMON STOCK | 204409601 |