Location: Glens Falls, NY
CIK: 0000717538 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Oct 29, 2013
Total Value: $326M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AROW | ARROW FINANCIAL CORPORATION | 1,375,311 | $34.92M | 10.7% | $25.39 * | $13.00 | +7.1% | COMMON STOCK | 042744102 |
| AAPL | APPLE INC | 18,139 | $8.649M | 2.7% | $476.82 * | $13.22 | +11.2% | COMMON STOCK | 037833100 |
| XOM | EXXONMOBIL CORP | 91,967 | $7.913M | 2.4% | $86.04 * | $53.69 | -3.4% | COMMON STOCK | 30231G102 |
| — | GOOGLE INC CL A | 8,586 | $7.521M | 2.3% | $875.96 | $880.28 | — | COMMON STOCK | 38259P508 |
| — | GENERAL ELECTRIC CORP | 295,149 | $7.051M | 2.2% | $23.89 | $23.19 | — | COMMON STOCK | 369604103 |
| IBM | INTL. BUSINESS MACHINES CORP | 36,883 | $6.83M | 2.1% | $185.18 * | $118.94 | -8.5% | COMMON STOCK | 459200101 |
| JNJ | JOHNSON & JOHNSON | 67,776 | $5.875M | 1.8% | $86.68 * | $59.66 | +3.4% | COMMON STOCK | 478160104 |
| CVX | CHEVRON CORPORATION | 47,937 | $5.824M | 1.8% | $121.49 * | $71.30 | +1.8% | COMMON STOCK | 166764100 |
| PEP | PEPSICO INC | 64,358 | $5.116M | 1.6% | $79.49 * | $56.00 | -1.5% | COMMON STOCK | 713448108 |
| JPM | JP MORGAN CHASE & CO | 89,179 | $4.609M | 1.4% | $51.68 * | $36.24 | +2.4% | COMMON STOCK | 46625H100 |
| MSFT | MICROSOFT CORP | 135,954 | $4.524M | 1.4% | $33.28 * | $26.70 | +2.6% | COMMON STOCK | 594918104 |
| WFC | WELLS FARGO & CO | 107,828 | $4.455M | 1.4% | $41.32 * | $27.40 | +6.9% | COMMON STOCK | 949746101 |
| PG | PROCTER & GAMBLE CO | 58,785 | $4.444M | 1.4% | $75.60 * | $55.00 | -2.8% | COMMON STOCK | 742718109 |
| AMZN | AMAZON.COM INC | 13,721 | $4.29M | 1.3% | $312.66 * | $13.48 | +16.0% | COMMON STOCK | 023135106 |
| V | VISA INC CL A | 22,134 | $4.229M | 1.3% | $191.06 * | $40.02 | +9.5% | COMMON STOCK | 92826C839 |
| AXP | AMERICAN EXPRESS CO | 55,357 | $4.182M | 1.3% | $75.55 * | $59.62 | +6.5% | COMMON STOCK | 025816109 |
| — | UNITED TECHNOLOGIES CORP | 37,548 | $4.048M | 1.2% | $107.81 | $92.92 | — | COMMON STOCK | 913017109 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 34,845 | $3.955M | 1.2% | $113.50 | $110.02 | +3.2% | COMMON STOCK | 084670702 |
| DIS | DISNEY WALT CO NEW | 57,424 | $3.703M | 1.1% | $64.49 * | $56.14 | +2.0% | COMMON STOCK | 254687106 |
| PFE | PFIZER INC | 126,495 | $3.634M | 1.1% | $28.73 * | $16.46 | -0.2% | COMMON STOCK | 717081103 |
| T | AT&T INC | 99,294 | $3.357M | 1.0% | $33.81 * | $11.40 | -6.4% | COMMON STOCK | 00206R102 |
| VZ | VERIZON COMMUNICATIONS | 70,670 | $3.298M | 1.0% | $46.67 * | $27.02 | -7.5% | COMMON STOCK | 92343V104 |
| CL | COLGATE PALMOLIVE CO | 54,785 | $3.249M | 1.0% | $59.30 * | $44.38 | +0.6% | COMMON STOCK | 194162103 |
| MRK | MERCK & CO INC | 68,050 | $3.239M | 1.0% | $47.60 * | $30.03 | +3.3% | COMMON STOCK | 58933Y105 |
| QCOM | QUALCOMM INC | 48,015 | $3.232M | 1.0% | $67.31 * | $45.06 | +6.5% | COMMON STOCK | 747525103 |
| SBUX | STARBUCKS CORP | 40,175 | $3.092M | 0.9% | $76.96 * | $24.42 | +24.2% | COMMON STOCK | 855244109 |
| USB | US BANCORP NEW | 83,697 | $3.062M | 0.9% | $36.58 * | $22.41 | +7.9% | COMMON STOCK | 902973304 |
| WMT | WAL MART STORES INC | 40,754 | $3.013M | 0.9% | $73.93 * | $19.98 | -2.9% | COMMON STOCK | 931142103 |
| EBAY | EBAY INC | 52,985 | $2.957M | 0.9% | $55.81 * | $20.11 | +3.9% | COMMON STOCK | 278642103 |
| INTC | INTEL CORP | 127,172 | $2.915M | 0.9% | $22.92 * | $17.18 | -1.7% | COMMON STOCK | 458140100 |
| GILD | GILEAD SCIENCES INC | 46,320 | $2.913M | 0.9% | $62.89 * | $36.47 | +19.8% | COMMON STOCK | 375558103 |
| COST | COSTCO WHOLESALE CORP | 24,935 | $2.872M | 0.9% | $115.18 * | $86.64 | +5.7% | COMMON STOCK | 22160K105 |
| COP | CONOCOPHILLIPS | 39,856 | $2.771M | 0.9% | $69.53 * | $39.96 | +16.2% | COMMON STOCK | 20825C104 |
| — | CELGENE CORP | 17,251 | $2.659M | 0.8% | $154.14 | $116.96 | — | COMMON STOCK | 151020104 |
| KO | COCA COLA CO | 69,136 | $2.62M | 0.8% | $37.90 * | $27.85 | -7.3% | COMMON STOCK | 191216100 |
| HD | HOME DEPOT INC | 34,488 | $2.618M | 0.8% | $75.91 * | $56.05 | +1.8% | COMMON STOCK | 437076102 |
| UAA | UNDER ARMOUR INC-CLASS A | 32,765 | $2.603M | 0.8% | $79.44 * | $14.63 | +35.7% | COMMON STOCK | 904311107 |
| PFF | ISHARES S&P PREF STK ETF | 68,063 | $2.587M | 0.8% | $38.01 | $40.20 | -5.5% | OTHER | 464288687 |
| ORCL | ORACLE CORPORATION | 77,894 | $2.584M | 0.8% | $33.17 * | $27.58 | +0.4% | COMMON STOCK | 68389X105 |
| SLB | SCHLUMBERGER LTD | 29,060 | $2.567M | 0.8% | $88.33 * | $52.90 | +20.2% | COMMON STOCK | 806857108 |
| KBH | KB HOME COM | 140,019 | $2.523M | 0.8% | $18.02 * | $18.25 | -13.6% | COMMON STOCK | 48666K109 |
| CRM | SALESFORCE.COM | 48,174 | $2.501M | 0.8% | $51.92 | $40.82 | +25.6% | COMMON STOCK | 79466L302 |
| HON | HONEYWELL INTERNATIONAL INC | 30,070 | $2.497M | 0.8% | $83.04 * | $53.13 | +9.0% | COMMON STOCK | 438516106 |
| BAC | BANK OF AMERICA CORP | 180,104 | $2.485M | 0.8% | $13.80 * | $10.03 | +8.4% | COMMON STOCK | 060505104 |
| C | CITIGROUP INC | 51,176 | $2.482M | 0.8% | $48.50 * | $35.86 | +0.6% | COMMON STOCK | 172967424 |
| MCD | MCDONALDS CORP | 24,941 | $2.4M | 0.7% | $96.23 * | $71.80 | -2.6% | COMMON STOCK | 580135101 |
| MS | MORGAN STANLEY | 87,465 | $2.357M | 0.7% | $26.95 * | $17.88 | +10.4% | COMMON STOCK | 617446448 |
| AMGN | AMGEN INC | 20,813 | $2.33M | 0.7% | $111.95 * | $73.34 | +8.6% | COMMON STOCK | 031162100 |
| DHR | DANAHER CORP | 33,169 | $2.299M | 0.7% | $69.31 * | $25.01 | +12.6% | COMMON STOCK | 235851102 |
| — | EXPRESS SCRIPTS HLDG | 36,706 | $2.267M | 0.7% | $61.76 | $61.74 | — | COMMON STOCK | 30219G108 |
| CAT | CATERPILLAR INC | 27,125 | $2.263M | 0.7% | $83.43 * | $61.55 | -1.1% | COMMON STOCK | 149123101 |
| UNP | UNION PAC CORP | 14,259 | $2.215M | 0.7% | $155.34 * | $57.35 | +3.4% | COMMON STOCK | 907818108 |
| GS | GOLDMAN SACHS GROUP INC | 13,834 | $2.189M | 0.7% | $158.23 * | $120.06 | +4.3% | COMMON STOCK | 38141G104 |
| TRV | TRAVELERS COMPANIES INC | 25,569 | $2.168M | 0.7% | $84.79 * | $63.37 | +2.1% | COMMON STOCK | 89417E109 |
| MMM | 3M CO | 17,240 | $2.06M | 0.6% | $119.49 * | $61.26 | +10.9% | COMMON STOCK | 88579Y101 |
| NEE | NEXTERA ENERGY INC | 24,475 | $1.962M | 0.6% | $80.16 * | $14.25 | +1.7% | COMMON STOCK | 65339F101 |
| BMY | BRISTOL MYERS SQUIBB CO | 41,990 | $1.944M | 0.6% | $46.30 * | $28.67 | +7.5% | COMMON STOCK | 110122108 |
| CAKE | CHEESECAKE FACTORY INC | 44,080 | $1.937M | 0.6% | $43.94 * | $31.39 | +10.0% | COMMON STOCK | 163072101 |
| GM | GENERAL MOTORS CO | 53,739 | $1.934M | 0.6% | $35.99 * | $24.21 | +10.8% | COMMON STOCK | 37045V100 |
| BK | BANK OF NEW YORK MELLON CORP | 63,462 | $1.917M | 0.6% | $30.21 * | $21.22 | +5.8% | COMMON STOCK | 064058100 |
| — | VIACOM INC-B | 22,511 | $1.882M | 0.6% | $83.60 | $70.20 | — | COMMON STOCK | 92553P201 |
| UPS | UNITED PARCEL SERVICE CL B | 20,449 | $1.869M | 0.6% | $91.40 * | $55.38 | +7.6% | COMMON STOCK | 911312106 |
| ACN | ACCENTURE PLC CL A | 25,015 | $1.842M | 0.6% | $73.64 * | $63.81 | -7.2% | COMMON STOCK | G1151C101 |
| BIIB | BIOGEN IDEC INC | 7,500 | $1.806M | 0.6% | $240.80 | $213.68 | +12.7% | COMMON STOCK | 09062X103 |
| AFL | AFLAC INC | 29,061 | $1.801M | 0.6% | $61.97 * | $22.45 | +3.3% | COMMON STOCK | 001055102 |
| — | STARWOOD HOTELS & RESORTS | 25,619 | $1.702M | 0.5% | $66.44 | $63.28 | — | COMMON STOCK | 85590A401 |
| — | CBS CORPORATION CLASS B | 30,619 | $1.689M | 0.5% | $55.16 | $49.38 | — | COMMON STOCK | 124857202 |
| — | WHOLE FOODS MKT INC | 28,295 | $1.656M | 0.5% | $58.53 | $51.49 | — | COMMON STOCK | 966837106 |
| HP | HELMERICH & PAYNE INC | 23,855 | $1.644M | 0.5% | $68.92 | $61.65 | +11.9% | COMMON STOCK | 423452101 |
| UNH | UNITEDHEALTH GROUP INC | 22,590 | $1.617M | 0.5% | $71.58 * | $50.75 | +15.9% | COMMON STOCK | 91324P102 |
| — | DU PONT E I DE NEMOURS & CO | 27,340 | $1.602M | 0.5% | $58.60 | $52.95 | — | COMMON STOCK | 263534109 |
| F | FORD MOTOR CO DEL | 94,829 | $1.6M | 0.5% | $16.87 * | $7.66 | +17.7% | COMMON STOCK | 345370860 |
| CVS | CVS CAREMARK CORP | 27,431 | $1.556M | 0.5% | $56.72 * | $41.53 | -1.8% | COMMON STOCK | 126650100 |
| PSX | PHILLIPS 66 | 26,825 | $1.551M | 0.5% | $57.82 * | $40.23 | -6.8% | COMMON STOCK | 718546104 |
| — | KRAFT FOODS GROUP INC | 29,528 | $1.549M | 0.5% | $52.46 | $55.68 | — | COMMON STOCK | 50076Q106 |
| IFF | INTERNATIONAL FLAVORS & FRAGRA | 18,509 | $1.523M | 0.5% | $82.28 * | $58.48 | +6.0% | COMMON STOCK | 459506101 |
| — | NATIONAL-OILWELL INC | 19,340 | $1.51M | 0.5% | $78.08 | $68.92 | — | COMMON STOCK | 637071101 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 47,377 | $1.489M | 0.5% | $31.43 * | $23.16 | +4.2% | COMMON STOCK | 609207105 |
| TROW | T ROWE PRICE GROUP INC | 20,008 | $1.439M | 0.4% | $71.92 * | $47.69 | -2.8% | COMMON STOCK | 74144T108 |
| FDX | FEDEX CORPORATION | 12,430 | $1.419M | 0.4% | $114.16 * | $81.95 | +17.9% | COMMON STOCK | 31428X106 |
| META | FACEBOOK INC-A | 27,900 | $1.401M | 0.4% | $50.22 | $25.44 | +96.1% | COMMON STOCK | 30303M102 |
| — | NOBLE ENERGY INC | 20,600 | $1.38M | 0.4% | $66.99 | $60.04 | — | COMMON STOCK | 655044105 |
| MAS | MASCO CORP | 64,123 | $1.364M | 0.4% | $21.27 * | $14.84 | +4.9% | COMMON STOCK | 574599106 |
| GLW | CORNING INC | 91,905 | $1.341M | 0.4% | $14.59 * | $10.49 | +1.5% | COMMON STOCK | 219350105 |
| TJX | TJX COS INC | 23,670 | $1.334M | 0.4% | $56.36 * | $20.82 | +14.8% | COMMON STOCK | 872540109 |
| — | JACOBS ENGINEERING GROUP INC | 21,696 | $1.263M | 0.4% | $58.21 | $55.28 | — | COMMON STOCK | 469814107 |
| D | DOMINION RESOURCES INC | 19,586 | $1.223M | 0.4% | $62.44 * | $34.53 | +8.5% | COMMON STOCK | 25746U109 |
| GIS | GENERAL MLS INC | 23,988 | $1.149M | 0.4% | $47.90 * | $31.98 | -1.7% | COMMON STOCK | 370334104 |
| — | PRAXAIR INC | 9,195 | $1.106M | 0.3% | $120.28 | $115.07 | — | COMMON STOCK | 74005P104 |
| CMCSA | COMCAST CORP-CL A | 24,282 | $1.095M | 0.3% | $45.10 * | $15.62 | +10.2% | COMMON STOCK | 20030N101 |
| TD | TORONTO DOMINION BANK | 12,140 | $1.093M | 0.3% | $90.03 * | $40.27 | +11.7% | COMMON STOCK | 891160509 |
| EMR | EMERSON ELEC CO | 16,818 | $1.089M | 0.3% | $64.75 * | $40.02 | +16.2% | COMMON STOCK | 291011104 |
| — | ACTAVIS INC | 7,550 | $1.087M | 0.3% | $143.97 | $126.82 | — | COMMON STOCK | 00507K103 |
| MET | METLIFE INC | 22,161 | $1.04M | 0.3% | $46.93 * | $24.49 | +14.4% | COMMON STOCK | 59156R108 |
| PRU | PRUDENTIAL FINL INC | 12,990 | $1.013M | 0.3% | $77.98 * | $38.68 | +21.3% | COMMON STOCK | 744320102 |
| — | TIME WARNER INC | 15,144 | $997K | 0.3% | $65.83 | $57.79 | — | COMMON STOCK | 887317303 |
| — | EMC CORP MASS | 38,610 | $987K | 0.3% | $25.56 | $23.76 | — | COMMON STOCK | 268648102 |
| DTE | DTE ENERGY CO | 14,659 | $966K | 0.3% | $65.90 * | $38.29 | -2.9% | COMMON STOCK | 233331107 |
| ETN | EATON CORP PLC | 13,784 | $948K | 0.3% | $68.78 * | $47.26 | +8.6% | COMMON STOCK | G29183103 |
| — | AETNA INC | 14,780 | $946K | 0.3% | $64.01 | $63.63 | — | COMMON STOCK | 00817Y108 |
| TGT | TARGET CORP | 14,712 | $942K | 0.3% | $64.03 * | $47.95 | -7.2% | COMMON STOCK | 87612E106 |
| — | BROADCOM CORP | 35,670 | $928K | 0.3% | $26.02 | $33.77 | — | COMMON STOCK | 111320107 |
| PM | PHILIP MORRIS INTERNATIONAL | 10,584 | $917K | 0.3% | $86.64 * | $49.85 | -5.0% | COMMON STOCK | 718172109 |
| VLO | VALERO ENERGY CORP | 24,610 | $840K | 0.3% | $34.13 * | $24.01 | -9.6% | COMMON STOCK | 91913Y100 |
| IP | INTERNATIONAL PAPER CO | 18,749 | $840K | 0.3% | $44.80 * | $25.91 | -2.2% | COMMON STOCK | 460146103 |
| OXY | OCCIDENTAL PETE CORP | 8,960 | $838K | 0.3% | $93.53 * | $57.87 | +7.3% | COMMON STOCK | 674599105 |
| ABBV | ABBVIE INC | 18,297 | $819K | 0.3% | $44.76 * | $26.55 | +3.3% | COMMON STOCK | 00287Y109 |
| ECL | ECOLAB INC | 7,840 | $775K | 0.2% | $98.85 * | $73.64 | +17.3% | COMMON STOCK | 278865100 |
| DE | DEERE & CO | 9,454 | $769K | 0.2% | $81.34 * | $68.04 | -4.7% | COMMON STOCK | 244199105 |
| HSY | THE HERSHEY COMPANY | 7,529 | $696K | 0.2% | $92.44 * | $66.19 | +4.7% | COMMON STOCK | 427866108 |
| SO | SOUTHERN COMPANY | 16,655 | $685K | 0.2% | $41.13 * | $26.74 | -9.1% | COMMON STOCK | 842587107 |
| ADP | AUTOMATIC DATA PROCESSING INC | 9,463 | $685K | 0.2% | $72.39 * | $45.09 | +7.7% | COMMON STOCK | 053015103 |
| — | MEDTRONIC INC | 12,680 | $675K | 0.2% | $53.23 | $51.54 | — | COMMON STOCK | 585055106 |
| ABT | ABBOTT LABS | 19,422 | $645K | 0.2% | $33.21 * | $28.85 | -9.1% | COMMON STOCK | 002824100 |
| SPG | SIMON PROPERTY GROUP INC REIT | 4,285 | $636K | 0.2% | $148.42 * | $88.80 | -12.1% | COMMON STOCK | 828806109 |
| — | MYLAN INC | 16,089 | $615K | 0.2% | $38.22 | $31.90 | — | COMMON STOCK | 628530107 |
| HAL | HALLIBURTON CO | 12,610 | $607K | 0.2% | $48.14 * | $33.85 | +13.5% | COMMON STOCK | 406216101 |
| DLTR | DOLLAR TREE INC | 10,030 | $573K | 0.2% | $57.13 | $48.73 | +17.3% | COMMON STOCK | 256746108 |
| — | ANADARKO PETROLEUM CORPORATION | 6,100 | $568K | 0.2% | $93.11 | $86.10 | — | COMMON STOCK | 032511107 |
| — | COVIDIEN PLC | 9,090 | $554K | 0.2% | $60.95 | $62.85 | — | COMMON STOCK | G2554F113 |
| BA | BOEING CO | 4,688 | $551K | 0.2% | $117.53 * | $80.58 | +24.2% | COMMON STOCK | 097023105 |
| — | DOW CHEMICAL COMPANY | 14,104 | $541K | 0.2% | $38.36 | $32.16 | — | COMMON STOCK | 260543103 |
| ZBH | ZIMMER HLDGS INC | 6,245 | $513K | 0.2% | $82.15 * | $67.30 | +7.2% | COMMON STOCK | 98956P102 |
| CSCO | CISCO SYSTEMS INC | 19,930 | $467K | 0.1% | $23.43 * | $15.24 | +4.9% | COMMON STOCK | 17275R102 |
| ADI | ANALOG DEVICES INC | 9,800 | $462K | 0.1% | $47.14 * | $35.84 | +1.2% | COMMON STOCK | 032654105 |
| BEN | FRANKLIN RESOURCES INC | 9,048 | $458K | 0.1% | $50.62 * | $28.71 | +4.9% | COMMON STOCK | 354613101 |
| YUM | YUM! BRANDS INC | 6,234 | $445K | 0.1% | $71.38 * | $38.97 | +4.2% | COMMON STOCK | 988498101 |
| NKE | NIKE INC-CLASS B | 6,115 | $444K | 0.1% | $72.61 * | $26.53 | +17.4% | COMMON STOCK | 654106103 |
| CAH | CARDINAL HEALTH INC | 8,145 | $425K | 0.1% | $52.18 * | $32.61 | +15.6% | COMMON STOCK | 14149Y108 |
| LLY | LILLY ELI & CO | 7,970 | $401K | 0.1% | $50.31 * | $42.21 | -6.2% | COMMON STOCK | 532457108 |
| LOW | LOWES COS INC | 8,138 | $387K | 0.1% | $47.55 * | $32.16 | +18.9% | COMMON STOCK | 548661107 |
| BAX | BAXTER INTL INC | 5,668 | $372K | 0.1% | $65.63 * | $30.42 | -5.7% | COMMON STOCK | 071813109 |
| MO | ALTRIA GROUP INC | 10,447 | $359K | 0.1% | $34.36 * | $16.28 | -2.1% | COMMON STOCK | 02209S103 |
| LNT | ALLIANT CORP | 6,125 | $304K | 0.1% | $49.63 * | $16.89 | -1.3% | COMMON STOCK | 018802108 |
| GD | GENERAL DYNAMICS CORP | 3,430 | $301K | 0.1% | $87.76 * | $58.30 | +14.8% | COMMON STOCK | 369550108 |
| — | JUNIPER NETWORKS INC | 14,845 | $295K | 0.1% | $19.87 | $19.87 | — | COMMON STOCK | 48203R104 |
| — | ALTERA CORP | 7,575 | $282K | 0.1% | $37.23 | $37.23 | — | COMMON STOCK | 021441100 |
| — | CHUBB CORP | 3,149 | $281K | 0.1% | $89.23 | $88.82 | — | COMMON STOCK | 171232101 |
| — | CITRIX SYSTEMS INC | 3,970 | $280K | 0.1% | $70.53 | $70.53 | — | COMMON STOCK | 177376100 |
| — | APACHE CORP | 3,214 | $274K | 0.1% | $85.25 | $84.07 | — | COMMON STOCK | 037411105 |
| NUE | NUCOR CORP | 5,544 | $272K | 0.1% | $49.06 * | $32.41 | +12.2% | COMMON STOCK | 670346105 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 13,602 | $271K | 0.1% | $19.92 * | $15.64 | +3.4% | OTHER | 81369Y605 |
| MCHP | MICROCHIP TECHNOLOGY INC | 6,470 | $261K | 0.1% | $40.34 * | $15.14 | +2.2% | COMMON STOCK | 595017104 |
| — | XILINX INC | 5,535 | $260K | 0.1% | $46.97 | $46.97 | — | COMMON STOCK | 983919101 |
| AMAT | APPLIED MATERIALS INC | 13,795 | $242K | 0.1% | $17.54 * | $13.51 | +10.4% | COMMON STOCK | 038222105 |
| — | KELLOGG CO | 4,005 | $235K | 0.1% | $58.68 * | $38.95 | -7.3% | COMMON STOCK | 487836108 |
| — | HEWLETT PACKARD CO | 10,475 | $220K | 0.1% | $21.00 | $24.77 | — | COMMON STOCK | 428236103 |
| — | NOBLE CORP | 5,610 | $212K | 0.1% | $37.79 | $37.72 | — | COMMON STOCK | H5833N103 |
| NSC | NORFOLK SOUTHERN CORP | 2,650 | $205K | 0.1% | $77.36 * | $57.67 | +2.3% | COMMON STOCK | 655844108 |
| XLK | TECHNOLOGY SELECT SECT SPDR | 6,105 | $196K | 0.1% | $32.10 * | $15.54 | +3.1% | OTHER | 81369Y803 |
| XLE | ENERGY SELECT SECTOR SPDR | 2,169 | $180K | 0.1% | $82.99 * | $39.63 | +4.6% | OTHER | 81369Y506 |
| PAYX | PAYCHEX INC | 4,400 | $179K | 0.1% | $40.68 * | $25.02 | +11.3% | COMMON STOCK | 704326107 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 3,450 | $175K | 0.1% | $50.72 | $48.07 | +5.2% | OTHER | 81369Y209 |
| CME | CME GROUP INC. | 2,350 | $174K | 0.1% | $74.04 * | $39.16 | +13.8% | COMMON STOCK | 12572Q105 |
| — | APOLLO GLOBAL MANAGEMENT LLC | 6,024 | $170K | 0.1% | $28.22 | $28.22 | — | COMMON STOCK | 037612306 |
| FISV | FISERV INC | 1,650 | $167K | 0.1% | $101.21 * | $21.93 | +15.2% | COMMON STOCK | 337738108 |
| — | COACH INC | 2,665 | $146K | 0.0% | $54.78 | $57.14 | — | COMMON STOCK | 189754104 |
| DUK | DUKE ENERGY CORP | 2,129 | $142K | 0.0% | $66.70 * | $41.83 | -3.9% | COMMON STOCK | 26441C204 |
| — | MARATHON OIL CORP | 4,045 | $141K | 0.0% | $34.86 | $34.66 | — | COMMON STOCK | 565849106 |
| XLY | CONSUMER DISCRETIONARY SELT | 2,100 | $127K | 0.0% | $60.48 * | $28.15 | +7.7% | OTHER | 81369Y407 |
| APD | AIR PRODUCTS & CHEMICALS INC | 1,150 | $123K | 0.0% | $106.96 * | $61.88 | +18.3% | COMMON STOCK | 009158106 |
| KMB | KIMBERLY CLARK CORP | 1,289 | $121K | 0.0% | $93.87 * | $63.06 | -5.0% | COMMON STOCK | 494368103 |
| XLU | UTILITIES SELECT SECTOR SPDR | 3,198 | $120K | 0.0% | $37.52 * | $19.60 | -4.6% | OTHER | 81369Y886 |
| — | INTERCONTINENTAL EXCHANGE INC | 635 | $115K | 0.0% | $181.10 | $177.61 | — | COMMON STOCK | 45865V100 |
| — | BLACKROCK INC CL A | 400 | $108K | 0.0% | $270.00 | $257.50 | — | COMMON STOCK | 09247X101 |
| — | CENTURYLINK INC | 3,425 | $107K | 0.0% | $31.24 | $35.07 | — | COMMON STOCK | 156700106 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 2,315 | $107K | 0.0% | $46.22 | $42.56 | +9.1% | OTHER | 81369Y704 |
| XLB | MATERIALS SELECT SPDR FUND | 2,511 | $105K | 0.0% | $41.82 * | $19.77 | +6.2% | OTHER | 81369Y100 |
| — | JOHNSON CONTROLS INC | 2,510 | $104K | 0.0% | $41.43 | $35.85 | — | COMMON STOCK | 478366107 |
| — | TWENTY-FIRST CENTURY FOX INC C | 3,085 | $104K | 0.0% | $33.71 | $33.71 | — | COMMON STOCK | 90130A101 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIONS | 1,225 | $101K | 0.0% | $82.45 * | $31.50 | +15.6% | COMMON STOCK | 192446102 |
| BP | BP PLC SPONS ADR | 2,300 | $97,000 | 0.0% | $42.17 | $42.56 | -1.2% | COMMON STOCK | 055622104 |
| — | CERNER CORP | 1,836 | $96,000 | 0.0% | $52.29 | $55.70 | — | COMMON STOCK | 156782104 |
| LMT | LOCKHEED MARTIN CORP | 695 | $88,000 | 0.0% | $126.62 * | $71.65 | +26.9% | COMMON STOCK | 539830109 |
| — | ST JUDE MEDICAL INC | 1,600 | $86,000 | 0.0% | $53.75 | $48.05 | — | COMMON STOCK | 790849103 |
| AMT | AMERICAN TOWER CORP REIT | 1,125 | $84,000 | 0.0% | $74.67 * | $59.51 | -6.2% | COMMON STOCK | 03027X100 |
| PKG | PACKAGING CORP OF AMERICA | 1,450 | $83,000 | 0.0% | $57.24 * | $32.81 | +21.7% | COMMON STOCK | 695156109 |
| HOG | HARLEY DAVIDSON INC | 1,280 | $82,000 | 0.0% | $64.06 | $54.04 | +18.9% | COMMON STOCK | 412822108 |
| — | FIDELITY NATIONAL FINANCIAL IN | 3,000 | $80,000 | 0.0% | $26.67 | $23.67 | — | COMMON STOCK | 31620R105 |
| KEY | KEYCORP | 6,874 | $78,000 | 0.0% | $11.35 * | $6.48 | +11.8% | COMMON STOCK | 493267108 |
| — | GREEN MTN COFFEE ROASTERS INC | 1,000 | $75,000 | 0.0% | $75.00 | $75.00 | — | COMMON STOCK | 393122106 |
| PPG | PPG INDUSTRIES INC | 435 | $73,000 | 0.0% | $167.82 * | $64.61 | +4.6% | COMMON STOCK | 693506107 |
| AMG | AFFILIATED MANAGERS GROUP INC | 400 | $73,000 | 0.0% | $182.50 * | $153.14 | +15.5% | COMMON STOCK | 008252108 |
| MDY | SPDR S&P MIDCAP 400 ETF TRUST | 300 | $68,000 | 0.0% | $226.67 | $211.48 | +7.0% | OTHER | 78467Y107 |
| — | VODAFONE GROUP SPONS ADR | 1,877 | $66,000 | 0.0% | $35.16 | $35.16 | — | COMMON STOCK | 92857W209 |
| XLP | CONSUMER STAPLES SELECT SECTOR | 1,635 | $65,000 | 0.0% | $39.76 | $40.70 | -2.2% | OTHER | 81369Y308 |
| — | EATON VANCE T/A GL DVD INCM | 4,195 | $65,000 | 0.0% | $15.49 | $15.02 | — | OTHER | 27828S101 |
| ED | CONSOLIDATED EDISON INC | 1,169 | $64,000 | 0.0% | $54.75 * | $37.50 | -6.8% | COMMON STOCK | 209115104 |
| — | AQUA AMERICA INC | 2,549 | $63,000 | 0.0% | $24.72 | $29.36 | — | COMMON STOCK | 03836W103 |
| BF/B | BROWN FORMAN CORP CLASS B | 915 | $62,000 | 0.0% | $67.76 * | $22.68 | -2.4% | COMMON STOCK | 115637209 |
| CLX | CLOROX COMPANY | 750 | $61,000 | 0.0% | $81.33 * | $60.00 | -4.1% | COMMON STOCK | 189054109 |
| VTI | VANGUARD TOTAL STOCK MARKET ET | 674 | $59,000 | 0.0% | $87.54 | $82.97 | +5.6% | OTHER | 922908769 |
| CCL | CARNIVAL CORP | 1,700 | $55,000 | 0.0% | $32.35 * | $27.66 | -2.5% | COMMON STOCK | 143658300 |
| NVS | NOVARTIS AG SPONS ADR | 700 | $54,000 | 0.0% | $77.14 | $72.61 | +5.6% | COMMON STOCK | 66987V109 |
| — | WISCONSIN ENERGY CORP | 1,300 | $52,000 | 0.0% | $40.00 | $40.77 | — | COMMON STOCK | 976657106 |
| KSS | KOHLS CORP | 1,000 | $52,000 | 0.0% | $52.00 | $49.51 | +4.5% | COMMON STOCK | 500255104 |
| MKC | MCCORMICK & CO INC | 800 | $52,000 | 0.0% | $65.00 * | $28.19 | -9.6% | COMMON STOCK | 579780206 |
| DVN | DEVON ENERGY CORPORATION | 900 | $52,000 | 0.0% | $57.78 * | $37.85 | +2.1% | COMMON STOCK | 25179M103 |
| ITW | ILLINOIS TOOL WKS INC | 675 | $51,000 | 0.0% | $75.56 * | $49.85 | +15.3% | COMMON STOCK | 452308109 |
| — | L BRANDS, INC | 775 | $47,000 | 0.0% | $60.65 | $49.19 | — | COMMON STOCK | 501797104 |
| CHKP | CHECK POINT SOFTWARE TECH LTD | 800 | $46,000 | 0.0% | $57.50 | $56.18 | +0.7% | COMMON STOCK | M22465104 |
| SLV | ISHARES SILVER TRUST | 2,084 | $44,000 | 0.0% | $21.11 | $22.42 | -6.8% | OTHER | 46428Q109 |
| BF/A | BROWN FORMAN CORP CL A | 648 | $43,000 | 0.0% | $66.36 * | $17.20 | -6.8% | COMMON STOCK | 115637100 |
| GLD | SPDR GOLD TRUST | 339 | $43,000 | 0.0% | $126.84 | $136.97 | -6.4% | OTHER | 78463V107 |
| MAR | MARRIOTT INTERNATIONAL INC | 1,009 | $42,000 | 0.0% | $41.63 * | $36.65 | +1.4% | COMMON STOCK | 571903202 |
| — | BUCKEYE PARTNERS LP | 645 | $42,000 | 0.0% | $65.12 | $69.77 | — | COMMON STOCK | 118230101 |
| TEVA | TEVA PHARMACEUTICAL INDS SPONS | 1,100 | $42,000 | 0.0% | $38.18 | $38.94 | -3.0% | COMMON STOCK | 881624209 |
| DGX | QUEST DIAGNOSTICS INC | 650 | $40,000 | 0.0% | $61.54 * | $46.22 | +4.7% | COMMON STOCK | 74834L100 |
| IWM | ISHARES RUSSELL 2000 ETF | 375 | $40,000 | 0.0% | $106.67 | $95.50 | +11.6% | OTHER | 464287655 |
| — | BEAM INC | 600 | $39,000 | 0.0% | $65.00 | $63.33 | — | COMMON STOCK | 073730103 |
| TSCO | TRACTOR SUPPLY CO | 500 | $34,000 | 0.0% | $68.00 * | $9.83 | +15.1% | COMMON STOCK | 892356106 |
| — | ETRACS ALERIAN MLP ETN | 1,200 | $34,000 | 0.0% | $28.33 | $28.33 | — | OTHER | 90267B682 |
| FCX | FREEPORT-MCMORAN COPPER AND GO | 995 | $33,000 | 0.0% | $33.17 * | $24.45 | +13.8% | COMMON STOCK | 35671D857 |
| SYK | STRYKER CORPORATION | 475 | $32,000 | 0.0% | $67.37 * | $56.92 | +2.6% | COMMON STOCK | 863667101 |
| — | DUNKIN BRANDS GROUP INC | 680 | $32,000 | 0.0% | $47.06 | $41.44 | — | COMMON STOCK | 265504100 |
| TBI | TRUEBLUE INC | 1,300 | $31,000 | 0.0% | $23.85 | $21.57 | +11.3% | COMMON STOCK | 89785X101 |
| — | POWERSHARES WATER RESOURCES PO | 1,250 | $30,000 | 0.0% | $24.00 | $22.40 | — | OTHER | 73935X575 |
| EXC | EXELON CORP | 1,045 | $30,000 | 0.0% | $28.71 * | $15.41 | -11.6% | COMMON STOCK | 30161N101 |
| STT | STATE STREET CORP | 450 | $30,000 | 0.0% | $66.67 * | $44.60 | +6.5% | COMMON STOCK | 857477103 |
| HXL | HEXCEL CORP | 775 | $30,000 | 0.0% | $38.71 | $32.19 | +20.5% | COMMON STOCK | 428291108 |
| — | GRUMA S.A.B. DE C.V. ADR | 1,300 | $29,000 | 0.0% | $22.31 | $18.46 | — | COMMON STOCK | 400131306 |
| AEP | AMERICAN ELEC PWR INC | 680 | $29,000 | 0.0% | $42.65 * | $30.44 | -8.3% | COMMON STOCK | 025537101 |
| MHK | MOHAWK INDUSTRIES INC | 225 | $29,000 | 0.0% | $128.89 | $112.71 | +15.6% | COMMON STOCK | 608190104 |
| TSLA | TESLA MOTORS INC | 150 | $29,000 | 0.0% | $193.33 * | $5.02 | +156.9% | COMMON STOCK | 88160R101 |
| BMI | BADGER METER INC | 600 | $28,000 | 0.0% | $46.67 * | $20.08 | +2.3% | COMMON STOCK | 056525108 |
| — | MONSANTO CO | 255 | $27,000 | 0.0% | $105.88 | $98.73 | — | COMMON STOCK | 61166W101 |
| KAI | KADANT INC | 809 | $27,000 | 0.0% | $33.37 * | $25.19 | +18.6% | COMMON STOCK | 48282T104 |
| MA | MASTERCARD INC CL A | 40 | $27,000 | 0.0% | $675.00 * | $51.54 | +21.2% | COMMON STOCK | 57636Q104 |
| — | GABELLI DIVIDEND & INCOME TRUS | 1,350 | $27,000 | 0.0% | $20.00 | $19.26 | — | OTHER | 36242H104 |
| FBIN | FORTUNE BRANDS HOME & SECURITY | 600 | $25,000 | 0.0% | $41.67 * | $27.93 | +7.5% | COMMON STOCK | 34964C106 |
| — | POWERSHARES WILDERHILL CLEAN E | 3,950 | $25,000 | 0.0% | $6.33 | $5.32 | — | OTHER | 73935X500 |
| — | PIONEER NATURAL RESOURCES CO | 126 | $24,000 | 0.0% | $190.48 | $142.86 | — | COMMON STOCK | 723787107 |
| PH | PARKER HANNIFIN CORP | 225 | $24,000 | 0.0% | $106.67 * | $75.97 | +16.7% | COMMON STOCK | 701094104 |
| OII | OCEANEERING INTL INC | 300 | $24,000 | 0.0% | $80.00 | $69.83 | +16.3% | COMMON STOCK | 675232102 |
| NBTB | NBT BANCORP INC COM | 965 | $22,000 | 0.0% | $22.80 | $20.54 | +11.9% | COMMON STOCK | 628778102 |
| RIG | TRANSOCEAN LTD | 500 | $22,000 | 0.0% | $44.00 | $50.97 | -12.7% | COMMON STOCK | H8817H100 |
| EQT | EQT CORPORATION | 226 | $20,000 | 0.0% | $88.50 * | $37.67 | +17.5% | COMMON STOCK | 26884L109 |
| JBL | JABIL CIRCUIT INC | 900 | $20,000 | 0.0% | $22.22 * | $20.32 | -4.8% | COMMON STOCK | 466313103 |
| — | ALLIANZGI NFJ DV INT & PREM ST | 1,128 | $19,000 | 0.0% | $16.84 | $16.84 | — | OTHER | 01883A107 |
| — | WINDSTREAM HOLDINGS INC | 2,326 | $19,000 | 0.0% | $8.17 | $8.17 | — | COMMON STOCK | 97382A101 |
| ADBE | ADOBE SYS INC | 350 | $19,000 | 0.0% | $54.29 * | $44.30 | +17.2% | COMMON STOCK | 00724F101 |
| — | KAYDON CORP | 500 | $18,000 | 0.0% | $36.00 | $28.00 | — | COMMON STOCK | 486587108 |
| EWBC | EAST WEST BANCORP INC | 500 | $16,000 | 0.0% | $32.00 * | $19.15 | +26.5% | COMMON STOCK | 27579R104 |
| UTHR | UNITED THERAPEUTICS CORP DEL | 200 | $16,000 | 0.0% | $80.00 | $64.42 | +22.4% | COMMON STOCK | 91307C102 |
| — | STAPLES INC | 1,000 | $15,000 | 0.0% | $15.00 | $16.00 | — | COMMON STOCK | 855030102 |
| — | NUVEEN DVD ADVANTAGE MUNI FD | 1,167 | $15,000 | 0.0% | $12.85 | $13.71 | — | OTHER | 67066V101 |
| MDRX | ALLSCRIPTS HEALTHCARE SOLUTION | 1,000 | $15,000 | 0.0% | $15.00 | $13.40 | +11.0% | COMMON STOCK | 01988P108 |
| — | HESS CORPORATION | 195 | $15,000 | 0.0% | $76.92 | $66.67 | — | COMMON STOCK | 42809H107 |
| — | HATTERAS FINL CORP REIT | 725 | $14,000 | 0.0% | $19.31 | $24.83 | — | COMMON STOCK | 41902R103 |
| CHMG | CHEMUNG FINL CRP | 400 | $14,000 | 0.0% | $35.00 * | $22.91 | +5.3% | COMMON STOCK | 164024101 |
| SIEGY | SIEMENS AG SPONS ADR | 110 | $13,000 | 0.0% | $118.18 | $104.90 | +14.9% | COMMON STOCK | 826197501 |
| — | ROYAL DUTCH SHELL SPONS ADR | 191 | $13,000 | 0.0% | $68.06 | $62.83 | — | COMMON STOCK | 780259206 |
| PEG | PUBLIC SVC ENTERPRISE GROUP IN | 400 | $13,000 | 0.0% | $32.50 * | $21.73 | -1.8% | COMMON STOCK | 744573106 |
| — | ANNALY CAPITAL MANAGEMENT REIT | 1,024 | $12,000 | 0.0% | $11.72 | $12.70 | — | COMMON STOCK | 035710409 |
| — | TIME WARNER CABLE INC | 100 | $11,000 | 0.0% | $110.00 | $110.00 | — | COMMON STOCK | 88732J207 |
| — | WALGREEN CO | 200 | $11,000 | 0.0% | $55.00 | $45.00 | — | COMMON STOCK | 931422109 |
| — | BUFFALO WILD WINGS INC | 100 | $11,000 | 0.0% | $110.00 | $110.00 | — | COMMON STOCK | 119848109 |
| — | INGERSOLL-RAND PLC | 171 | $11,000 | 0.0% | $64.33 | $61.01 | — | COMMON STOCK | G47791101 |
| — | ATHENAHEALTH INC | 100 | $11,000 | 0.0% | $110.00 | $80.00 | — | COMMON STOCK | 04685W103 |
| — | GLAXO SMITHKLINE SPONS ADR | 200 | $10,000 | 0.0% | $50.00 | $50.00 | — | COMMON STOCK | 37733W105 |
| — | HOSPIRA INC | 260 | $10,000 | 0.0% | $38.46 | $38.46 | — | COMMON STOCK | 441060100 |
| — | RETAIL OPPORTUNITY INVESTMENTS | 700 | $10,000 | 0.0% | $14.29 | $14.29 | — | COMMON STOCK | 76131N101 |
| EPD | ENTERPRISE PRODS PARTNERS LP | 150 | $9,000 | 0.0% | $60.00 | $60.00 | — | COMMON STOCK | 293792107 |
| GOOD | GLADSTONE COMMERCIAL CORP REIT | 505 | $9,000 | 0.0% | $17.82 | $18.94 | — | COMMON STOCK | 376536108 |
| — | MALLINCKRODT PLC | 208 | $9,000 | 0.0% | $43.27 | $43.27 | — | COMMON STOCK | G5785G107 |
| — | IPATH GOLDMAN SACHS CRUDE | 321 | $8,000 | 0.0% | $24.92 | $21.67 | — | OTHER | 06738C786 |
| — | BLACKSTONE GROUP LP | 315 | $8,000 | 0.0% | $25.40 | $23.99 | — | COMMON STOCK | 09253U108 |
| — | NORTHEAST UTILITIES | 200 | $8,000 | 0.0% | $40.00 | $40.00 | — | COMMON STOCK | 664397106 |
| — | PALL CORP | 100 | $8,000 | 0.0% | $80.00 | $70.00 | — | COMMON STOCK | 696429307 |
| GPC | GENUINE PARTS CO | 100 | $8,000 | 0.0% | $80.00 * | $54.12 | +5.5% | COMMON STOCK | 372460105 |
| SPY | SPDR S&P 500 ETF TRUST | 50 | $8,000 | 0.0% | $160.00 * | $161.08 | +4.3% | OTHER | 78462F103 |
| ISRG | INTUITIVE SURGICAL INC | 20 | $8,000 | 0.0% | $400.00 * | $55.09 | -24.1% | COMMON STOCK | 46120E602 |
| SU | SUNCOR ENERGY INC | 200 | $7,000 | 0.0% | $35.00 * | $19.64 | +19.9% | COMMON STOCK | 867224107 |
| CNI | CANADIAN NATIONAL RAILWAY CO | 65 | $7,000 | 0.0% | $107.69 * | $39.40 | +3.5% | COMMON STOCK | 136375102 |
| NTRS | NORTHERN TR CORP | 125 | $7,000 | 0.0% | $56.00 * | $40.35 | -1.8% | COMMON STOCK | 665859104 |
| AMP | AMERIPRISE FINANCIAL INC. | 80 | $7,000 | 0.0% | $87.50 * | $59.57 | +18.1% | COMMON STOCK | 03076C106 |
| COF | CAPITAL ONE FINANCIAL CORP | 100 | $7,000 | 0.0% | $70.00 * | $47.00 | +17.4% | COMMON STOCK | 14040H105 |
| OLN | OLIN CORP | 300 | $7,000 | 0.0% | $23.33 * | $16.80 | -4.8% | COMMON STOCK | 680665205 |
| DDD | 3-D SYSTEMS CORP | 125 | $7,000 | 0.0% | $56.00 * | $44.60 | +21.1% | COMMON STOCK | 88554D205 |
| NOC | NORTHROP GRUMMAN CORPORATION | 75 | $7,000 | 0.0% | $93.33 * | $62.64 | +23.7% | COMMON STOCK | 666807102 |
| — | PANERA BREAD COMPANY | 45 | $7,000 | 0.0% | $155.56 | $155.56 | — | COMMON STOCK | 69840W108 |
| SRE | SEMPRA ENERGY | 80 | $7,000 | 0.0% | $87.50 * | $27.60 | +6.6% | COMMON STOCK | 816851109 |
| LVS | LAS VEGAS SANDS CORP | 100 | $7,000 | 0.0% | $70.00 * | $40.66 | +15.1% | COMMON STOCK | 517834107 |
| COR | AMERISOURCEBERGEN CORP | 99 | $6,000 | 0.0% | $60.61 * | $38.92 | +13.2% | COMMON STOCK | 03073E105 |
| — | BED BATH & BEYOND INC | 75 | $6,000 | 0.0% | $80.00 | $80.00 | — | COMMON STOCK | 075896100 |
| — | CA INC | 200 | $6,000 | 0.0% | $30.00 | $30.00 | — | COMMON STOCK | 12673P105 |
| — | CONNECTICUT WATER SVC INC | 200 | $6,000 | 0.0% | $30.00 | $30.00 | — | COMMON STOCK | 207797101 |
| TIP | ISHARES BARCLAYS TIPS BOND ETF | 56 | $6,000 | 0.0% | $107.14 * | $118.33 | -4.9% | OTHER | 464287176 |
| MPC | MARATHON PETROLEUM CORPORATION | 100 | $6,000 | 0.0% | $60.00 * | $27.55 | -18.8% | COMMON STOCK | 56585A102 |
| — | KINDER MORGAN ENERGY PARTNERS | 80 | $6,000 | 0.0% | $75.00 | $87.50 | — | COMMON STOCK | 494550106 |
| MXI | ISHARES S&P GLB MATERIALS ETF | 100 | $6,000 | 0.0% | $60.00 | $57.78 | +3.6% | OTHER | 464288695 |
| — | SODASTREAM INTERNATIONAL LTD | 100 | $6,000 | 0.0% | $60.00 | $70.00 | — | COMMON STOCK | M9068E105 |
| — | TIDEWATER INC | 100 | $6,000 | 0.0% | $60.00 | $60.00 | — | COMMON STOCK | 886423102 |
| WHR | WHIRLPOOL CORPORATION | 35 | $5,000 | 0.0% | $142.86 * | $124.42 | +17.7% | COMMON STOCK | 963320106 |
| HST | HOST HOTELS & RESORTS, INC REI | 260 | $5,000 | 0.0% | $19.23 * | $10.87 | +0.3% | COMMON STOCK | 44107P104 |
| — | NABORS INDUSTRIES LTD | 325 | $5,000 | 0.0% | $15.38 | $14.74 | — | COMMON STOCK | G6359F103 |
| DPZ | DOMINOS PIZZA INC | 70 | $5,000 | 0.0% | $71.43 * | $51.70 | +14.5% | COMMON STOCK | 25754A201 |
| — | VERIFONE SYSTEMS, INC | 200 | $5,000 | 0.0% | $25.00 | $15.00 | — | COMMON STOCK | 92342Y109 |
| FE | FIRSTENERGY CORP | 130 | $5,000 | 0.0% | $38.46 * | $24.57 | -11.6% | COMMON STOCK | 337932107 |
| — | PRICELINE.COM INC | 5 | $5,000 | 0.0% | $1000.00 | $1000.00 | — | COMMON STOCK | 741503403 |
| AIG | AMERICAN INTERNATIONAL GROUP | 100 | $5,000 | 0.0% | $50.00 * | $32.51 | +13.6% | COMMON STOCK | 026874784 |
| ALL | ALLSTATE CORP | 100 | $5,000 | 0.0% | $50.00 * | $37.12 | +4.8% | COMMON STOCK | 020002101 |
| REGN | REGENERON PHARMACEUTICALS INC | 15 | $5,000 | 0.0% | $333.33 * | $261.58 | +18.9% | COMMON STOCK | 75886F107 |
| — | NUVEEN NY DIV ADV MUNI FUND 2 | 360 | $5,000 | 0.0% | $13.89 | $13.89 | — | OTHER | 67070A101 |
| — | BB&T CORPORATION | 140 | $5,000 | 0.0% | $35.71 | $35.71 | — | COMMON STOCK | 054937107 |
| IVZ | INVESCO LIMITED | 160 | $5,000 | 0.0% | $31.25 * | $18.96 | +0.3% | COMMON STOCK | G491BT108 |
| TAP | MOLSON COORS BREWING CO-B | 100 | $5,000 | 0.0% | $50.00 * | $37.25 | +0.1% | COMMON STOCK | 60871R209 |
| GBX | GREENBRIER COS INC | 200 | $5,000 | 0.0% | $25.00 * | $17.07 | +6.4% | COMMON STOCK | 393657101 |
| HIG | HARTFORD FINL SVCS GROUP INC | 150 | $5,000 | 0.0% | $33.33 * | $22.20 | +8.7% | COMMON STOCK | 416515104 |
| KMI | KINDER MORGAN INC | 100 | $4,000 | 0.0% | $40.00 * | $20.66 | -7.1% | COMMON STOCK | 49456B101 |
| — | THOMSON CORP | 100 | $4,000 | 0.0% | $40.00 | $30.00 | — | COMMON STOCK | 884903105 |
| — | HEALTH CARE REIT INC REIT | 60 | $4,000 | 0.0% | $66.67 | $66.67 | — | COMMON STOCK | 42217K106 |
| WM | WASTE MANAGEMENT INC | 100 | $4,000 | 0.0% | $40.00 * | $30.75 | +3.7% | COMMON STOCK | 94106L109 |
| AVB | AVALONBAY COMMUNITIES INC REIT | 30 | $4,000 | 0.0% | $133.33 * | $87.72 | -3.4% | COMMON STOCK | 053484101 |
| — | BARRICK GOLD CORP | 230 | $4,000 | 0.0% | $17.39 | $16.82 | — | COMMON STOCK | 067901108 |
| TDC | TERADATA CORP | 80 | $4,000 | 0.0% | $50.00 * | $58.72 | -5.6% | COMMON STOCK | 88076W103 |
| BSX | BOSTON SCIENTIFIC CORP | 365 | $4,000 | 0.0% | $10.96 * | $9.12 | +28.7% | COMMON STOCK | 101137107 |
| — | RAYTHEON COMPANY | 50 | $4,000 | 0.0% | $80.00 | $60.00 | — | COMMON STOCK | 755111507 |
| CNP | CENTERPOINT ENERGY INC | 160 | $4,000 | 0.0% | $25.00 * | $15.44 | +1.0% | COMMON STOCK | 15189T107 |
| CPB | CAMPBELL SOUP CO | 100 | $4,000 | 0.0% | $40.00 * | $30.86 | -9.8% | COMMON STOCK | 134429109 |
| — | NORDSTROM INC | 50 | $3,000 | 0.0% | $60.00 | $58.57 | — | COMMON STOCK | 655664100 |
| — | MEAD JOHNSON NUTRITION CO | 40 | $3,000 | 0.0% | $75.00 | $75.00 | — | COMMON STOCK | 582839106 |
| — | FAMILY DOLLAR STORES INC | 40 | $3,000 | 0.0% | $75.00 | $75.00 | — | COMMON STOCK | 307000109 |
| — | BP PRUDHOE BAY ROYALTY TRUST | 30 | $3,000 | 0.0% | $100.00 | $100.00 | — | COMMON STOCK | 055630107 |
| AMD | ADVANCED MICRO DEVICES INC | 900 | $3,000 | 0.0% | $3.33 * | $3.81 | +0.0% | COMMON STOCK | 007903107 |
| — | ASHLAND INC | 30 | $3,000 | 0.0% | $100.00 | $100.00 | — | COMMON STOCK | 044209104 |
| — | STATE STREET CORP | 58 | $3,000 | 0.0% | $51.72 | $51.72 | — | COMMON STOCK | 085747710 |
| FSLR | FIRST SOLAR INC | 83 | $3,000 | 0.0% | $36.14 * | $42.76 | -6.0% | COMMON STOCK | 336433107 |
| SPH | SUBURBAN PROPANE PARTNERS LP | 60 | $3,000 | 0.0% | $50.00 | $50.00 | — | COMMON STOCK | 864482104 |
| — | GANNETT INC | 100 | $3,000 | 0.0% | $30.00 | $20.00 | — | COMMON STOCK | 364730101 |
| DRI | DARDEN RESTAURANTS INC | 50 | $2,000 | 0.0% | $40.00 * | $31.32 | -9.4% | COMMON STOCK | 237194105 |
| — | GOVERNMENT PROPERTIES INCOME T | 100 | $2,000 | 0.0% | $20.00 | $30.00 | — | COMMON STOCK | 38376A103 |
| VRTX | VERTEX PHARMACEUTICALS INC | 30 | $2,000 | 0.0% | $66.67 * | $73.64 | +3.0% | COMMON STOCK | 92532F100 |
| — | DELL INC | 150 | $2,000 | 0.0% | $13.33 | $13.33 | — | COMMON STOCK | 24702R101 |
| — | CGI GROUP INC | 50 | $2,000 | 0.0% | $40.00 | $20.00 | — | COMMON STOCK | 39945C109 |
| KIM | KIMCO REALTY CORP REIT | 120 | $2,000 | 0.0% | $16.67 * | $12.61 | -10.9% | COMMON STOCK | 49446R109 |
| — | HCP INC REIT | 50 | $2,000 | 0.0% | $40.00 | $46.82 | — | COMMON STOCK | 40414L109 |
| SCHW | CHARLES SCHWAB CORP | 100 | $2,000 | 0.0% | $20.00 * | $18.79 | -2.7% | COMMON STOCK | 808513105 |
| NWSA | NEWS CORP/NEW CL A | 150 | $2,000 | 0.0% | $13.33 * | $14.03 | +0.6% | COMMON STOCK | 65249B109 |
| TBT | PROSHARES ULTRASHORT 20+Y TR | 25 | $2,000 | 0.0% | $80.00 * | $65.17 | +15.5% | OTHER | 74347B201 |
| — | COMCAST CORP-SPECIAL CL A | 56 | $2,000 | 0.0% | $35.71 | $35.71 | — | COMMON STOCK | 20030N200 |
| CTRA | CABOT OIL & GAS CORP | 65 | $2,000 | 0.0% | $30.77 * | $27.09 | -0.4% | COMMON STOCK | 127097103 |
| — | CAPSTONE TURBINE CORP | 600 | $1,000 | 0.0% | $1.67 | $1.67 | — | COMMON STOCK | 14067D102 |
| TOL | TOLL BROTHERS INC | 25 | $1,000 | 0.0% | $40.00 * | $33.80 | -4.0% | COMMON STOCK | 889478103 |
| — | ISHARES GOLD TRUST | 100 | $1,000 | 0.0% | $10.00 | $12.42 | — | OTHER | 464285105 |
| — | DELCATH SYSTEMS INC | 150 | $0 | 0.0% | $0.00 | — | — | COMMON STOCK | 24661P104 |
| — | CST BRANDS INC | 1 | $0 | 0.0% | $0.00 | $30.30 | — | COMMON STOCK | 12646R105 |
| — | IMATION CORP | 120 | $0 | 0.0% | $0.00 | $8.33 | — | COMMON STOCK | 45245A107 |