Location: Glens Falls, NY
CIK: 0000717538 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Jan 31, 2014
Total Value: $349M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AROW | ARROW FINANCIAL CORPORATION | 1,367,127 | $36.31M | 10.4% | $13.00 | +11.2% | COMMON STOCK | 042744102 |
| XOM | EXXONMOBIL CORP | 90,412 | $9.15M | 2.6% | $53.69 | +4.2% | COMMON STOCK | 30231G102 |
| — | GOOGLE INC CL A | 7,768 | $8.705M | 2.5% | $880.28 | — | COMMON STOCK | 38259P508 |
| AAPL | APPLE INC | 15,374 | $8.625M | 2.5% | $13.22 | +23.8% | COMMON STOCK | 037833100 |
| — | GENERAL ELECTRIC CORP | 273,369 | $7.662M | 2.2% | $23.19 | — | COMMON STOCK | 369604103 |
| IBM | INTL. BUSINESS MACHINES CORP | 36,933 | $6.928M | 2.0% | $118.94 | -10.5% | COMMON STOCK | 459200101 |
| JNJ | JOHNSON & JOHNSON | 67,796 | $6.209M | 1.8% | $59.66 | +10.2% | COMMON STOCK | 478160104 |
| AMZN | AMAZON.COM INC | 15,072 | $6.011M | 1.7% | $13.88 | +29.5% | COMMON STOCK | 023135106 |
| CVX | CHEVRON CORPORATION | 47,512 | $5.935M | 1.7% | $71.30 | +1.7% | COMMON STOCK | 166764100 |
| V | VISA INC CL A | 24,759 | $5.514M | 1.6% | $40.69 | +13.8% | COMMON STOCK | 92826C839 |
| PEP | PEPSICO INC | 63,113 | $5.236M | 1.5% | $56.00 | +3.1% | COMMON STOCK | 713448108 |
| PG | PROCTER & GAMBLE CO | 58,455 | $4.758M | 1.4% | $55.00 | +5.5% | COMMON STOCK | 742718109 |
| MSFT | MICROSOFT CORP | 124,810 | $4.669M | 1.3% | $26.70 | +12.4% | COMMON STOCK | 594918104 |
| JPM | JP MORGAN CHASE & CO | 77,704 | $4.544M | 1.3% | $36.24 | +9.4% | COMMON STOCK | 46625H100 |
| AXP | AMERICAN EXPRESS CO | 48,201 | $4.374M | 1.3% | $59.62 | +16.2% | COMMON STOCK | 025816109 |
| — | UNITED TECHNOLOGIES CORP | 37,608 | $4.28M | 1.2% | $92.92 | — | COMMON STOCK | 913017109 |
| WFC | WELLS FARGO & CO | 93,883 | $4.262M | 1.2% | $27.40 | +12.3% | COMMON STOCK | 949746101 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 35,420 | $4.199M | 1.2% | $110.11 | +5.0% | COMMON STOCK | 084670702 |
| GILD | GILEAD SCIENCES INC | 52,400 | $3.936M | 1.1% | $37.85 | +27.8% | COMMON STOCK | 375558103 |
| PFE | PFIZER INC | 118,640 | $3.635M | 1.0% | $16.46 | +7.1% | COMMON STOCK | 717081103 |
| CL | COLGATE PALMOLIVE CO | 55,120 | $3.594M | 1.0% | $44.38 | +9.1% | COMMON STOCK | 194162103 |
| DIS | DISNEY WALT CO NEW | 47,009 | $3.59M | 1.0% | $56.14 | +9.9% | COMMON STOCK | 254687106 |
| — | CELGENE CORP | 19,386 | $3.275M | 0.9% | $122.68 | — | COMMON STOCK | 151020104 |
| INTC | INTEL CORP | 125,632 | $3.261M | 0.9% | $17.18 | +4.4% | COMMON STOCK | 458140100 |
| EBAY | EBAY INC | 58,465 | $3.209M | 0.9% | $20.07 | -1.9% | COMMON STOCK | 278642103 |
| QCOM | QUALCOMM INC | 39,945 | $2.966M | 0.9% | $45.06 | +11.8% | COMMON STOCK | 747525103 |
| T | AT&T INC | 84,049 | $2.955M | 0.8% | $11.40 | -2.0% | COMMON STOCK | 00206R102 |
| COST | COSTCO WHOLESALE CORP | 24,775 | $2.948M | 0.8% | $86.64 | +9.8% | COMMON STOCK | 22160K105 |
| MS | MORGAN STANLEY | 93,187 | $2.923M | 0.8% | $18.12 | +20.3% | COMMON STOCK | 617446448 |
| KO | COCA COLA CO | 70,596 | $2.917M | 0.8% | $27.84 | -3.2% | COMMON STOCK | 191216100 |
| VZ | VERIZON COMMUNICATIONS | 58,580 | $2.878M | 0.8% | $27.02 | -1.5% | COMMON STOCK | 92343V104 |
| COP | CONOCOPHILLIPS | 40,061 | $2.83M | 0.8% | $39.96 | +21.1% | COMMON STOCK | 20825C104 |
| SBUX | STARBUCKS CORP | 35,910 | $2.815M | 0.8% | $24.42 | +27.8% | COMMON STOCK | 855244109 |
| MRK | MERCK & CO INC | 55,410 | $2.773M | 0.8% | $30.03 | +4.2% | COMMON STOCK | 58933Y105 |
| HON | HONEYWELL INTERNATIONAL INC | 30,345 | $2.772M | 0.8% | $53.13 | +14.5% | COMMON STOCK | 438516106 |
| C | CITIGROUP INC | 52,146 | $2.717M | 0.8% | $35.90 | +4.9% | COMMON STOCK | 172967424 |
| CRM | SALESFORCE.COM | 48,399 | $2.671M | 0.8% | $40.82 | +29.5% | COMMON STOCK | 79466L302 |
| UAA | UNDER ARMOUR INC-CLASS A | 30,495 | $2.662M | 0.8% | $14.63 | +40.0% | COMMON STOCK | 904311107 |
| DHR | DANAHER CORP | 33,909 | $2.619M | 0.8% | $25.11 | +18.3% | COMMON STOCK | 235851102 |
| HD | HOME DEPOT INC | 31,778 | $2.616M | 0.8% | $56.05 | +4.8% | COMMON STOCK | 437076102 |
| — | EXPRESS SCRIPTS HLDG | 37,171 | $2.611M | 0.7% | $61.84 | — | COMMON STOCK | 30219G108 |
| SLB | SCHLUMBERGER LTD | 28,550 | $2.572M | 0.7% | $52.90 | +23.0% | COMMON STOCK | 806857108 |
| KBH | KB HOME COM | 137,214 | $2.508M | 0.7% | $18.25 | -17.5% | COMMON STOCK | 48666K109 |
| WMT | WAL MART STORES INC | 31,674 | $2.493M | 0.7% | $19.98 | +1.8% | COMMON STOCK | 931142103 |
| CAT | CATERPILLAR INC | 26,940 | $2.446M | 0.7% | $61.55 | +1.8% | COMMON STOCK | 149123101 |
| UNP | UNION PAC CORP | 14,429 | $2.424M | 0.7% | $57.39 | +5.5% | COMMON STOCK | 907818108 |
| ORCL | ORACLE CORPORATION | 63,289 | $2.422M | 0.7% | $27.58 | +4.4% | COMMON STOCK | 68389X105 |
| BAC | BANK OF AMERICA CORP | 155,469 | $2.42M | 0.7% | $10.03 | +16.5% | COMMON STOCK | 060505104 |
| AMGN | AMGEN INC | 20,983 | $2.394M | 0.7% | $73.34 | +10.6% | COMMON STOCK | 031162100 |
| MCD | MCDONALDS CORP | 24,501 | $2.378M | 0.7% | $71.80 | -2.5% | COMMON STOCK | 580135101 |
| GS | GOLDMAN SACHS GROUP INC | 13,384 | $2.373M | 0.7% | $120.06 | +8.8% | COMMON STOCK | 38141G104 |
| USB | US BANCORP NEW | 58,672 | $2.371M | 0.7% | $22.41 | +13.2% | COMMON STOCK | 902973304 |
| TRV | TRAVELERS COMPANIES INC | 26,084 | $2.361M | 0.7% | $63.44 | +5.3% | COMMON STOCK | 89417E109 |
| MMM | 3M CO | 16,745 | $2.348M | 0.7% | $61.26 | +18.6% | COMMON STOCK | 88579Y101 |
| GM | GENERAL MOTORS CO | 56,009 | $2.289M | 0.7% | $24.38 | +15.6% | COMMON STOCK | 37045V100 |
| BIIB | BIOGEN IDEC INC | 8,000 | $2.237M | 0.6% | $216.49 | +19.5% | COMMON STOCK | 09062X103 |
| BMY | BRISTOL MYERS SQUIBB CO | 41,590 | $2.211M | 0.6% | $28.67 | +19.2% | COMMON STOCK | 110122108 |
| UPS | UNITED PARCEL SERVICE CL B | 20,479 | $2.152M | 0.6% | $55.38 | +16.4% | COMMON STOCK | 911312106 |
| IJR | ISHARES S&P SMALLCAP 600 | 19,595 | $2.138M | 0.6% | $109.11 | — | OTHER | 464287804 |
| BK | BANK OF NEW YORK MELLON CORP | 60,642 | $2.118M | 0.6% | $21.22 | +14.5% | COMMON STOCK | 064058100 |
| NEE | NEXTERA ENERGY INC | 24,175 | $2.07M | 0.6% | $14.25 | +7.3% | COMMON STOCK | 65339F101 |
| ACN | ACCENTURE PLC CL A | 25,125 | $2.066M | 0.6% | $63.81 | -3.6% | COMMON STOCK | G1151C101 |
| PSX | PHILLIPS 66 | 26,590 | $2.051M | 0.6% | $40.23 | +7.9% | COMMON STOCK | 718546104 |
| — | STARWOOD HOTELS & RESORTS | 25,594 | $2.034M | 0.6% | $63.28 | — | COMMON STOCK | 85590A401 |
| CVS | CVS CAREMARK CORP | 28,001 | $2.003M | 0.6% | $41.63 | +11.2% | COMMON STOCK | 126650100 |
| — | CBS CORPORATION CLASS B | 31,084 | $1.982M | 0.6% | $49.60 | — | COMMON STOCK | 124857202 |
| AFL | AFLAC INC | 29,558 | $1.975M | 0.6% | $22.48 | +9.5% | COMMON STOCK | 001055102 |
| CAKE | CHEESECAKE FACTORY INC | 39,805 | $1.922M | 0.6% | $31.39 | +17.4% | COMMON STOCK | 163072101 |
| HP | HELMERICH & PAYNE INC | 22,575 | $1.898M | 0.5% | $61.65 | +26.3% | COMMON STOCK | 423452101 |
| FDX | FEDEX CORPORATION | 12,412 | $1.785M | 0.5% | $81.95 | +36.8% | COMMON STOCK | 31428X106 |
| — | DU PONT E I DE NEMOURS & CO | 27,302 | $1.774M | 0.5% | $52.95 | — | COMMON STOCK | 263534109 |
| GLW | CORNING INC | 92,625 | $1.651M | 0.5% | $10.49 | +14.9% | COMMON STOCK | 219350105 |
| — | WHOLE FOODS MKT INC | 28,475 | $1.646M | 0.5% | $51.49 | — | COMMON STOCK | 966837106 |
| TROW | T ROWE PRICE GROUP INC | 19,558 | $1.639M | 0.5% | $47.69 | +5.9% | COMMON STOCK | 74144T108 |
| IFF | INTERNATIONAL FLAVORS & FRAGRA | 18,699 | $1.608M | 0.5% | $58.53 | +9.2% | COMMON STOCK | 459506101 |
| — | NATIONAL-OILWELL INC | 19,260 | $1.531M | 0.4% | $68.92 | — | COMMON STOCK | 637071101 |
| META | FACEBOOK INC-A | 27,850 | $1.522M | 0.4% | $25.44 | +96.0% | COMMON STOCK | 30303M102 |
| MAS | MASCO CORP | 65,474 | $1.492M | 0.4% | $14.85 | +4.6% | COMMON STOCK | 574599106 |
| F | FORD MOTOR CO DEL | 96,054 | $1.482M | 0.4% | $7.68 | +17.2% | COMMON STOCK | 345370860 |
| BEN | FRANKLIN RESOURCES INC | 25,399 | $1.467M | 0.4% | $30.91 | +3.9% | COMMON STOCK | 354613101 |
| TJX | TJX COS INC | 22,940 | $1.463M | 0.4% | $20.82 | +23.5% | COMMON STOCK | 872540109 |
| — | JACOBS ENGINEERING GROUP INC | 22,781 | $1.435M | 0.4% | $55.65 | — | COMMON STOCK | 469814107 |
| — | NOBLE ENERGY INC | 20,750 | $1.413M | 0.4% | $60.04 | — | COMMON STOCK | 655044105 |
| PFF | ISHARES S&P PREF STK ETF | 36,838 | $1.357M | 0.4% | $39.29 | — | OTHER | 464288687 |
| UNH | UNITEDHEALTH GROUP INC | 17,815 | $1.341M | 0.4% | $50.75 | +16.4% | COMMON STOCK | 91324P102 |
| — | VIACOM INC-B | 14,976 | $1.308M | 0.4% | $70.20 | — | COMMON STOCK | 92553P201 |
| MET | METLIFE INC | 23,696 | $1.278M | 0.4% | $24.86 | +21.2% | COMMON STOCK | 59156R108 |
| GIS | GENERAL MLS INC | 24,388 | $1.217M | 0.3% | $31.99 | +2.8% | COMMON STOCK | 370334104 |
| D | DOMINION RESOURCES INC | 18,751 | $1.213M | 0.3% | $34.53 | +12.1% | COMMON STOCK | 25746U109 |
| — | PRAXAIR INC | 9,135 | $1.188M | 0.3% | $115.07 | — | COMMON STOCK | 74005P104 |
| — | ACTAVIS PLC | 7,035 | $1.182M | 0.3% | $168.02 | — | COMMON STOCK | G0083B108 |
| — | CHUBB CORP | 11,948 | $1.155M | 0.3% | $94.60 | — | COMMON STOCK | 171232101 |
| TD | TORONTO DOMINION BANK | 12,140 | $1.144M | 0.3% | $40.27 | +13.0% | COMMON STOCK | 891160509 |
| VLO | VALERO ENERGY CORP | 22,635 | $1.141M | 0.3% | $24.01 | +11.8% | COMMON STOCK | 91913Y100 |
| EMR | EMERSON ELEC CO | 15,983 | $1.121M | 0.3% | $40.02 | +20.4% | COMMON STOCK | 291011104 |
| PRU | PRUDENTIAL FINL INC | 12,050 | $1.112M | 0.3% | $38.68 | +33.1% | COMMON STOCK | 744320102 |
| — | KRAFT FOODS GROUP INC | 20,538 | $1.106M | 0.3% | $55.68 | — | COMMON STOCK | 50076Q106 |
| ETN | EATON CORP PLC | 14,134 | $1.076M | 0.3% | $47.41 | +12.3% | COMMON STOCK | G29183103 |
| — | TIME WARNER INC | 14,834 | $1.035M | 0.3% | $57.79 | — | COMMON STOCK | 887317303 |
| OXY | OCCIDENTAL PETE CORP | 10,550 | $1.004M | 0.3% | $58.70 | +8.0% | COMMON STOCK | 674599105 |
| — | AETNA INC | 14,495 | $994K | 0.3% | $63.63 | — | COMMON STOCK | 00817Y108 |
| MDY | SPDR S&P MIDCAP 400 ETF TRUST | 3,925 | $958K | 0.3% | $241.47 | — | OTHER | 78467Y107 |
| ABBV | ABBVIE INC | 17,697 | $935K | 0.3% | $26.55 | +14.5% | COMMON STOCK | 00287Y109 |
| PM | PHILIP MORRIS INTERNATIONAL | 10,584 | $922K | 0.3% | $49.85 | -4.0% | COMMON STOCK | 718172109 |
| TGT | TARGET CORP | 14,382 | $910K | 0.3% | $47.95 | -7.0% | COMMON STOCK | 87612E106 |
| — | JUNIPER NETWORKS INC | 38,235 | $864K | 0.2% | $21.54 | — | COMMON STOCK | 48203R104 |
| IP | INTERNATIONAL PAPER CO | 17,294 | $848K | 0.2% | $25.91 | +0.4% | COMMON STOCK | 460146103 |
| DE | DEERE & CO | 8,859 | $809K | 0.2% | $68.04 | -0.9% | COMMON STOCK | 244199105 |
| — | BROADCOM CORP | 26,640 | $790K | 0.2% | $33.77 | — | COMMON STOCK | 111320107 |
| CMCSA | COMCAST CORP-CL A | 15,182 | $789K | 0.2% | $15.62 | +17.7% | COMMON STOCK | 20030N101 |
| ECL | ECOLAB INC | 7,560 | $788K | 0.2% | $73.64 | +23.5% | COMMON STOCK | 278865100 |
| GAP | GAP INC | 20,150 | $788K | 0.2% | $26.06 | 0.0% | COMMON STOCK | 364760108 |
| ADP | AUTOMATIC DATA PROCESSING INC | 9,363 | $756K | 0.2% | $45.09 | +14.1% | COMMON STOCK | 053015103 |
| HSY | THE HERSHEY COMPANY | 7,634 | $741K | 0.2% | $66.27 | +8.9% | COMMON STOCK | 427866108 |
| — | MEDTRONIC INC | 12,680 | $728K | 0.2% | $51.54 | — | COMMON STOCK | 585055106 |
| ABT | ABBOTT LABS | 18,847 | $723K | 0.2% | $28.85 | +1.3% | COMMON STOCK | 002824100 |
| — | MYLAN INC | 16,189 | $702K | 0.2% | $31.90 | — | COMMON STOCK | 628530107 |
| BA | BOEING CO | 4,943 | $675K | 0.2% | $82.14 | +35.1% | COMMON STOCK | 097023105 |
| — | ANADARKO PETROLEUM CORPORATION | 8,120 | $645K | 0.2% | $84.44 | — | COMMON STOCK | 032511107 |
| HAL | HALLIBURTON CO | 12,710 | $645K | 0.2% | $33.85 | +22.0% | COMMON STOCK | 406216101 |
| — | DOW CHEMICAL COMPANY | 14,248 | $632K | 0.2% | $32.28 | — | COMMON STOCK | 260543103 |
| NYF | ISHARES S&P NY AMT-FREE MUNI E | 6,000 | $626K | 0.2% | $104.33 | — | OTHER | 464288323 |
| — | COVIDIEN PLC | 8,980 | $611K | 0.2% | $62.85 | — | COMMON STOCK | G2554F113 |
| ZBH | ZIMMER HLDGS INC | 6,070 | $566K | 0.2% | $67.30 | +16.3% | COMMON STOCK | 98956P102 |
| DLTR | DOLLAR TREE INC | 10,030 | $566K | 0.2% | $48.73 | +18.2% | COMMON STOCK | 256746108 |
| — | EMC CORP MASS | 20,910 | $526K | 0.2% | $23.76 | — | COMMON STOCK | 268648102 |
| ADI | ANALOG DEVICES INC | 10,250 | $522K | 0.1% | $35.92 | +4.8% | COMMON STOCK | 032654105 |
| CAH | CARDINAL HEALTH INC | 7,740 | $517K | 0.1% | $32.61 | +35.5% | COMMON STOCK | 14149Y108 |
| DTE | DTE ENERGY CO | 7,439 | $493K | 0.1% | $38.29 | -0.7% | COMMON STOCK | 233331107 |
| LOW | LOWES COS INC | 9,833 | $487K | 0.1% | $33.36 | +17.3% | COMMON STOCK | 548661107 |
| NKE | NIKE INC-CLASS B | 6,090 | $478K | 0.1% | $26.53 | +23.9% | COMMON STOCK | 654106103 |
| — | SPDR S&P 600 SMALL CAP ETF | 4,250 | $436K | 0.1% | $102.59 | — | OTHER | 78464A813 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 11,847 | $418K | 0.1% | $23.16 | +10.2% | COMMON STOCK | 609207105 |
| CSCO | CISCO SYSTEMS INC | 18,220 | $409K | 0.1% | $15.24 | -0.2% | COMMON STOCK | 17275R102 |
| LLY | LILLY ELI & CO | 7,945 | $405K | 0.1% | $42.21 | -6.2% | COMMON STOCK | 532457108 |
| MO | ALTRIA GROUP INC | 10,567 | $405K | 0.1% | $16.29 | +5.3% | COMMON STOCK | 02209S103 |
| YUM | YUM! BRANDS INC | 5,089 | $385K | 0.1% | $38.97 | +4.9% | COMMON STOCK | 988498101 |
| SO | SOUTHERN COMPANY | 9,180 | $377K | 0.1% | $26.74 | -8.1% | COMMON STOCK | 842587107 |
| — | MARATHON OIL CORP | 10,165 | $358K | 0.1% | $35.00 | — | COMMON STOCK | 565849106 |
| GD | GENERAL DYNAMICS CORP | 3,590 | $343K | 0.1% | $58.76 | +16.9% | COMMON STOCK | 369550108 |
| SPG | SIMON PROPERTY GROUP INC REIT | 2,195 | $335K | 0.1% | $88.80 | -8.8% | COMMON STOCK | 828806109 |
| BAX | BAXTER INTL INC | 4,743 | $330K | 0.1% | $30.42 | -3.9% | COMMON STOCK | 071813109 |
| — | APOLLO GLOBAL MANAGEMENT LLC | 9,700 | $307K | 0.1% | $29.52 | — | COMMON STOCK | 037612306 |
| LNT | ALLIANT CORP | 5,800 | $299K | 0.1% | $16.89 | +3.5% | COMMON STOCK | 018802108 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 13,602 | $297K | 0.1% | $19.50 | — | OTHER | 81369Y605 |
| — | HEWLETT PACKARD CO | 10,450 | $293K | 0.1% | $24.77 | — | COMMON STOCK | 428236103 |
| NUE | NUCOR CORP | 5,454 | $292K | 0.1% | $32.41 | +18.2% | COMMON STOCK | 670346105 |
| MCHP | MICROCHIP TECHNOLOGY INC | 6,470 | $289K | 0.1% | $15.14 | +6.8% | COMMON STOCK | 595017104 |
| — | APACHE CORP | 3,139 | $269K | 0.1% | $84.07 | — | COMMON STOCK | 037411105 |
| — | CITRIX SYSTEMS INC | 4,195 | $266K | 0.1% | $70.15 | — | COMMON STOCK | 177376100 |
| AMAT | APPLIED MATERIALS INC | 15,070 | $266K | 0.1% | $13.62 | +9.1% | COMMON STOCK | 038222105 |
| CBU | COMMUNITY BANK SYSTEM INC | 6,484 | $257K | 0.1% | $25.37 | 0.0% | COMMON STOCK | 203607106 |
| — | XILINX INC | 5,535 | $254K | 0.1% | $46.97 | — | COMMON STOCK | 983919101 |
| — | ALTERA CORP | 7,575 | $246K | 0.1% | $37.23 | — | COMMON STOCK | 021441100 |
| NSC | NORFOLK SOUTHERN CORP | 2,625 | $244K | 0.1% | $57.67 | +13.9% | COMMON STOCK | 655844108 |
| — | KELLOGG CO | 3,855 | $235K | 0.1% | $38.95 | -3.0% | COMMON STOCK | 487836108 |
| PAYX | PAYCHEX INC | 4,400 | $200K | 0.1% | $25.02 | +17.6% | COMMON STOCK | 704326107 |
| XLE | ENERGY SELECT SECTOR SPDR | 2,204 | $195K | 0.1% | $78.59 | — | OTHER | 81369Y506 |
| FISV | FISERV INC | 3,300 | $195K | 0.1% | $24.45 | +10.3% | COMMON STOCK | 337738108 |
| — | CERNER CORP | 3,471 | $194K | 0.1% | $55.79 | — | COMMON STOCK | 156782104 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 3,425 | $190K | 0.1% | $47.73 | — | OTHER | 81369Y209 |
| CME | CME GROUP INC. | 2,350 | $184K | 0.1% | $39.16 | +21.1% | COMMON STOCK | 12572Q105 |
| — | PRECISION CASTPARTS CORP | 680 | $183K | 0.1% | $269.12 | — | COMMON STOCK | 740189105 |
| SRE | SEMPRA ENERGY | 1,980 | $177K | 0.1% | $30.41 | +0.4% | COMMON STOCK | 816851109 |
| XLK | TECHNOLOGY SELECT SECT SPDR | 4,580 | $164K | 0.0% | $30.84 | — | OTHER | 81369Y803 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIONS | 1,600 | $162K | 0.0% | $33.58 | +20.2% | COMMON STOCK | 192446102 |
| — | NOBLE CORPORATION PLC | 3,980 | $149K | 0.0% | $37.44 | — | COMMON STOCK | G65431101 |
| ICE | INTERCONTINENTAL EXCHANGE GROU | 635 | $143K | 0.0% | $35.28 | 0.0% | COMMON STOCK | 45866F104 |
| MDYG | SPDR S&P 400 MID CAP GROWTH ET | 1,250 | $140K | 0.0% | $112.00 | — | OTHER | 78464A821 |
| XLY | CONSUMER DISCRETIONARY SELT | 2,075 | $139K | 0.0% | $57.26 | — | OTHER | 81369Y407 |
| — | BLACKROCK INC CL A | 400 | $127K | 0.0% | $257.50 | — | COMMON STOCK | 09247X101 |
| APD | AIR PRODUCTS & CHEMICALS INC | 1,125 | $125K | 0.0% | $61.88 | +20.9% | COMMON STOCK | 009158106 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 2,315 | $121K | 0.0% | $42.73 | — | OTHER | 81369Y704 |
| — | TWENTY-FIRST CENTURY FOX INC C | 3,375 | $120K | 0.0% | $33.87 | — | COMMON STOCK | 90130A101 |
| KMB | KIMBERLY CLARK CORP | 1,125 | $118K | 0.0% | $63.06 | +5.2% | COMMON STOCK | 494368103 |
| XLU | UTILITIES SELECT SECTOR SPDR | 3,113 | $118K | 0.0% | $37.84 | — | OTHER | 81369Y886 |
| DUK | DUKE ENERGY CORP | 1,676 | $115K | 0.0% | $41.83 | +1.2% | COMMON STOCK | 26441C204 |
| — | JOHNSON CONTROLS INC | 2,210 | $113K | 0.0% | $35.85 | — | COMMON STOCK | 478366107 |
| BP | BP PLC SPONS ADR | 2,300 | $112K | 0.0% | $41.74 | — | COMMON STOCK | 055622104 |
| SLYG | SPDR S&P 600 SMALL CAP GROWTH | 625 | $112K | 0.0% | $179.20 | — | OTHER | 78464A201 |
| LMT | LOCKHEED MARTIN CORP | 735 | $109K | 0.0% | $73.04 | +33.0% | COMMON STOCK | 539830109 |
| XLB | MATERIALS SELECT SPDR FUND | 2,251 | $104K | 0.0% | $38.38 | — | OTHER | 81369Y100 |
| — | ST JUDE MEDICAL INC | 1,600 | $99,000 | 0.0% | $48.05 | — | COMMON STOCK | 790849103 |
| — | FIDELITY NATIONAL FINANCIAL IN | 3,000 | $97,000 | 0.0% | $23.67 | — | COMMON STOCK | 31620R105 |
| PKG | PACKAGING CORP OF AMERICA | 1,450 | $92,000 | 0.0% | $32.81 | +29.6% | COMMON STOCK | 695156109 |
| HOG | HARLEY DAVIDSON INC | 1,280 | $89,000 | 0.0% | $54.04 | +22.6% | COMMON STOCK | 412822108 |
| AMG | AFFILIATED MANAGERS GROUP INC | 400 | $87,000 | 0.0% | $153.14 | +26.1% | COMMON STOCK | 008252108 |
| PPG | PPG INDUSTRIES INC | 440 | $84,000 | 0.0% | $64.70 | +12.9% | COMMON STOCK | 693506107 |
| — | CENTURYLINK INC | 2,440 | $77,000 | 0.0% | $35.07 | — | COMMON STOCK | 156700106 |
| — | GREEN MTN COFFEE ROASTERS INC | 1,000 | $76,000 | 0.0% | $75.00 | — | COMMON STOCK | 393122106 |
| AMT | AMERICAN TOWER CORP REIT | 925 | $74,000 | 0.0% | $59.51 | -1.7% | COMMON STOCK | 03027X100 |
| — | VODAFONE GROUP SPONS ADR | 1,877 | $74,000 | 0.0% | $35.16 | — | COMMON STOCK | 92857W209 |
| — | EATON VANCE T/A GL DVD INCM | 4,195 | $71,000 | 0.0% | $15.02 | — | OTHER | 27828S101 |
| CLX | CLOROX COMPANY | 750 | $70,000 | 0.0% | $60.00 | +6.3% | COMMON STOCK | 189054109 |
| XLP | CONSUMER STAPLES SELECT SECTOR | 1,610 | $69,000 | 0.0% | $39.69 | — | OTHER | 81369Y308 |
| VTI | VANGUARD TOTAL STOCK MARKET ET | 674 | $65,000 | 0.0% | $83.09 | — | OTHER | 922908769 |
| ED | CONSOLIDATED EDISON INC | 1,114 | $62,000 | 0.0% | $37.50 | -4.3% | COMMON STOCK | 209115104 |
| ITW | ILLINOIS TOOL WKS INC | 675 | $57,000 | 0.0% | $49.85 | +19.3% | COMMON STOCK | 452308109 |
| NVS | NOVARTIS AG SPONS ADR | 700 | $56,000 | 0.0% | $70.00 | — | COMMON STOCK | 66987V109 |
| DVN | DEVON ENERGY CORPORATION | 900 | $56,000 | 0.0% | $37.85 | +8.4% | COMMON STOCK | 25179M103 |
| MKC | MCCORMICK & CO INC | 800 | $55,000 | 0.0% | $28.19 | -4.2% | COMMON STOCK | 579780206 |
| CHKP | CHECK POINT SOFTWARE TECH LTD | 850 | $55,000 | 0.0% | $56.41 | +6.6% | COMMON STOCK | M22465104 |
| — | WISCONSIN ENERGY CORP | 1,300 | $54,000 | 0.0% | $40.77 | — | COMMON STOCK | 976657106 |
| CCL | CARNIVAL CORP | 1,300 | $52,000 | 0.0% | $27.66 | +5.8% | COMMON STOCK | 143658300 |
| MAR | MARRIOTT INTERNATIONAL INC | 1,009 | $50,000 | 0.0% | $36.65 | +10.0% | COMMON STOCK | 571903202 |
| — | BUCKEYE PARTNERS LP | 645 | $46,000 | 0.0% | $69.77 | — | COMMON STOCK | 118230101 |
| TEVA | TEVA PHARMACEUTICAL INDS SPONS | 1,100 | $44,000 | 0.0% | $39.09 | — | COMMON STOCK | 881624209 |
| — | AQUA AMERICA INC | 1,849 | $44,000 | 0.0% | $29.36 | — | COMMON STOCK | 03836W103 |
| IWM | ISHARES RUSSELL 2000 ETF | 375 | $43,000 | 0.0% | $96.00 | — | OTHER | 464287655 |
| — | L BRANDS, INC | 675 | $42,000 | 0.0% | $49.19 | — | COMMON STOCK | 501797104 |
| — | BEAM INC | 600 | $41,000 | 0.0% | $63.33 | — | COMMON STOCK | 073730103 |
| — | GRUMA S.A.B. DE C.V. ADR | 1,300 | $40,000 | 0.0% | $18.46 | — | COMMON STOCK | 400131306 |
| SLV | ISHARES SILVER TRUST | 2,084 | $39,000 | 0.0% | $19.19 | — | OTHER | 46428Q109 |
| TSCO | TRACTOR SUPPLY CO | 500 | $39,000 | 0.0% | $9.83 | +22.5% | COMMON STOCK | 892356106 |
| AEP | AMERICAN ELEC PWR INC | 830 | $39,000 | 0.0% | $30.35 | -1.5% | COMMON STOCK | 025537101 |
| STT | STATE STREET CORP | 530 | $39,000 | 0.0% | $45.51 | +11.3% | COMMON STOCK | 857477103 |
| KEY | KEYCORP | 2,822 | $38,000 | 0.0% | $6.48 | +24.3% | COMMON STOCK | 493267108 |
| SYK | STRYKER CORPORATION | 475 | $36,000 | 0.0% | $56.92 | +10.8% | COMMON STOCK | 863667101 |
| — | DUNKIN BRANDS GROUP INC | 750 | $36,000 | 0.0% | $42.05 | — | COMMON STOCK | 265504100 |
| DGX | QUEST DIAGNOSTICS INC | 650 | $35,000 | 0.0% | $46.22 | +0.5% | COMMON STOCK | 74834L100 |
| HXL | HEXCEL CORP | 775 | $35,000 | 0.0% | $32.19 | +31.2% | COMMON STOCK | 428291108 |
| — | ETRACS ALERIAN MLP ETN | 1,200 | $35,000 | 0.0% | $28.33 | — | OTHER | 90267B682 |
| MHK | MOHAWK INDUSTRIES INC | 225 | $34,000 | 0.0% | $112.71 | +21.2% | COMMON STOCK | 608190104 |
| TBI | TRUEBLUE INC | 1,300 | $34,000 | 0.0% | $21.57 | +15.7% | COMMON STOCK | 89785X101 |
| — | POWERSHARES WATER RESOURCES PO | 1,250 | $33,000 | 0.0% | $22.40 | — | OTHER | 73935X575 |
| MA | MASTERCARD INC CL A | 40 | $33,000 | 0.0% | $51.54 | +34.0% | COMMON STOCK | 57636Q104 |
| KAI | KADANT INC | 809 | $33,000 | 0.0% | $25.19 | +33.4% | COMMON STOCK | 48282T104 |
| BMI | BADGER METER INC | 600 | $33,000 | 0.0% | $20.08 | +14.3% | COMMON STOCK | 056525108 |
| GLD | SPDR GOLD TRUST | 271 | $31,000 | 0.0% | $119.66 | — | OTHER | 78463V107 |
| DDD | 3-D SYSTEMS CORP | 325 | $30,000 | 0.0% | $60.30 | +16.3% | COMMON STOCK | 88554D205 |
| — | GABELLI DIVIDEND & INCOME TRUS | 1,350 | $30,000 | 0.0% | $19.26 | — | OTHER | 36242H104 |
| PH | PARKER HANNIFIN CORP | 225 | $29,000 | 0.0% | $75.97 | +25.1% | COMMON STOCK | 701094104 |
| — | BLACKSTONE GROUP LP | 920 | $29,000 | 0.0% | $28.94 | — | COMMON STOCK | 09253U108 |
| FBIN | FORTUNE BRANDS HOME & SECURITY | 600 | $27,000 | 0.0% | $27.93 | +9.0% | COMMON STOCK | 34964C106 |
| — | POWERSHARES WILDERHILL CLEAN E | 3,950 | $25,000 | 0.0% | $5.32 | — | OTHER | 73935X500 |
| NBTB | NBT BANCORP INC COM | 965 | $25,000 | 0.0% | $20.54 | +19.5% | COMMON STOCK | 628778102 |
| RIG | TRANSOCEAN LTD | 500 | $25,000 | 0.0% | $50.97 | -4.0% | COMMON STOCK | H8817H100 |
| OII | OCEANEERING INTL INC | 300 | $24,000 | 0.0% | $69.83 | +16.3% | COMMON STOCK | 675232102 |
| EXC | EXELON CORP | 865 | $24,000 | 0.0% | $15.41 | -15.4% | COMMON STOCK | 30161N101 |
| — | PIONEER NATURAL RESOURCES CO | 126 | $23,000 | 0.0% | $142.86 | — | COMMON STOCK | 723787107 |
| — | BUFFALO WILD WINGS INC | 150 | $22,000 | 0.0% | $122.22 | — | COMMON STOCK | 119848109 |
| — | MONSANTO CO | 180 | $21,000 | 0.0% | $98.73 | — | COMMON STOCK | 61166W101 |
| ADBE | ADOBE SYS INC | 350 | $21,000 | 0.0% | $44.30 | +24.7% | COMMON STOCK | 00724F101 |
| — | ALLIANZGI NFJ DV INT & PREM ST | 1,128 | $20,000 | 0.0% | $16.84 | — | OTHER | 01883A107 |
| EQT | EQT CORPORATION | 226 | $20,000 | 0.0% | $37.67 | +15.0% | COMMON STOCK | 26884L109 |
| — | WINDSTREAM HOLDINGS INC | 2,326 | $19,000 | 0.0% | $8.17 | — | COMMON STOCK | 97382A101 |
| JBL | JABIL CIRCUIT INC | 1,025 | $18,000 | 0.0% | $20.06 | -9.6% | COMMON STOCK | 466313103 |
| — | HESS CORPORATION | 195 | $16,000 | 0.0% | $66.67 | — | COMMON STOCK | 42809H107 |
| — | HATTERAS FINL CORP REIT | 950 | $16,000 | 0.0% | $22.94 | — | COMMON STOCK | 41902R103 |
| — | STAPLES INC | 1,000 | $16,000 | 0.0% | $16.00 | — | COMMON STOCK | 855030102 |
| SIEGY | SIEMENS AG SPONS ADR | 110 | $15,000 | 0.0% | $100.00 | — | COMMON STOCK | 826197501 |
| FCX | FREEPORT-MCMORAN COPPER AND GO | 395 | $15,000 | 0.0% | $24.45 | +23.0% | COMMON STOCK | 35671D857 |
| — | TIME WARNER CABLE INC | 110 | $15,000 | 0.0% | $112.40 | — | COMMON STOCK | 88732J207 |
| — | NUVEEN DVD ADVANTAGE MUNI FD | 1,167 | $15,000 | 0.0% | $13.71 | — | OTHER | 67066V101 |
| MDRX | ALLSCRIPTS HEALTHCARE SOLUTION | 1,000 | $15,000 | 0.0% | $13.40 | +10.0% | COMMON STOCK | 01988P108 |
| CHMG | CHEMUNG FINL CRP | 400 | $14,000 | 0.0% | $22.91 | +1.4% | COMMON STOCK | 164024101 |
| — | ROYAL DUTCH SHELL SPONS ADR | 191 | $14,000 | 0.0% | $62.83 | — | COMMON STOCK | 780259206 |
| VRTX | VERTEX PHARMACEUTICALS INC | 195 | $14,000 | 0.0% | $70.26 | -0.9% | COMMON STOCK | 92532F100 |
| PEG | PUBLIC SVC ENTERPRISE GROUP IN | 400 | $13,000 | 0.0% | $21.73 | -1.1% | COMMON STOCK | 744573106 |
| UTHR | UNITED THERAPEUTICS CORP DEL | 100 | $11,000 | 0.0% | $64.42 | +40.0% | COMMON STOCK | 91307C102 |
| — | HOSPIRA INC | 260 | $11,000 | 0.0% | $38.46 | — | COMMON STOCK | 441060100 |
| WHR | WHIRLPOOL CORPORATION | 70 | $11,000 | 0.0% | $135.52 | +8.2% | COMMON STOCK | 963320106 |
| — | GLAXO SMITHKLINE SPONS ADR | 200 | $10,000 | 0.0% | $50.00 | — | COMMON STOCK | 37733W105 |
| EPD | ENTERPRISE PRODS PARTNERS LP | 150 | $10,000 | 0.0% | $60.00 | — | COMMON STOCK | 293792107 |
| — | RETAIL OPPORTUNITY INVESTMENTS | 700 | $10,000 | 0.0% | $14.29 | — | COMMON STOCK | 76131N101 |
| REGN | REGENERON PHARMACEUTICALS INC | 35 | $10,000 | 0.0% | $275.55 | +3.8% | COMMON STOCK | 75886F107 |
| — | INGERSOLL-RAND PLC | 171 | $10,000 | 0.0% | $61.01 | — | COMMON STOCK | G47791101 |
| — | ANNALY CAPITAL MANAGEMENT REIT | 1,024 | $10,000 | 0.0% | $12.70 | — | COMMON STOCK | 035710409 |
| AMP | AMERIPRISE FINANCIAL INC. | 80 | $9,000 | 0.0% | $59.57 | +34.4% | COMMON STOCK | 03076C106 |
| GOOD | GLADSTONE COMMERCIAL CORP REIT | 505 | $9,000 | 0.0% | $18.94 | — | COMMON STOCK | 376536108 |
| MPC | MARATHON PETROLEUM CORPORATION | 100 | $9,000 | 0.0% | $27.55 | -2.6% | COMMON STOCK | 56585A102 |
| FSLR | FIRST SOLAR INC | 168 | $9,000 | 0.0% | $48.79 | +12.1% | COMMON STOCK | 336433107 |
| SPY | SPDR S&P 500 ETF TRUST | 50 | $9,000 | 0.0% | $160.00 | — | OTHER | 78462F103 |
| NOC | NORTHROP GRUMMAN CORPORATION | 75 | $9,000 | 0.0% | $62.64 | +39.4% | COMMON STOCK | 666807102 |
| — | PALL CORP | 100 | $9,000 | 0.0% | $70.00 | — | COMMON STOCK | 696429307 |
| OLN | OLIN CORP | 300 | $9,000 | 0.0% | $16.80 | +3.0% | COMMON STOCK | 680665205 |
| NTRS | NORTHERN TR CORP | 125 | $8,000 | 0.0% | $40.35 | +3.6% | COMMON STOCK | 665859104 |
| COF | CAPITAL ONE FINANCIAL CORP | 100 | $8,000 | 0.0% | $47.00 | +22.0% | COMMON STOCK | 14040H105 |
| — | NORTHEAST UTILITIES | 200 | $8,000 | 0.0% | $40.00 | — | COMMON STOCK | 664397106 |
| LVS | LAS VEGAS SANDS CORP | 100 | $8,000 | 0.0% | $40.66 | +24.9% | COMMON STOCK | 517834107 |
| GPC | GENUINE PARTS CO | 100 | $8,000 | 0.0% | $54.12 | +5.7% | COMMON STOCK | 372460105 |
| — | LINN ENERGY LLC | 240 | $7,000 | 0.0% | $29.17 | — | COMMON STOCK | 536020100 |
| — | CONNECTICUT WATER SVC INC | 200 | $7,000 | 0.0% | $30.00 | — | COMMON STOCK | 207797101 |
| EIX | EDISON INTERNATIONAL | 150 | $7,000 | 0.0% | $29.82 | 0.0% | COMMON STOCK | 281020107 |
| GBX | GREENBRIER COS INC | 200 | $7,000 | 0.0% | $17.07 | +26.4% | COMMON STOCK | 393657101 |
| COR | AMERISOURCEBERGEN CORP | 99 | $7,000 | 0.0% | $38.92 | +24.7% | COMMON STOCK | 03073E105 |
| CNI | CANADIAN NATIONAL RAILWAY CO | 130 | $7,000 | 0.0% | $41.86 | +5.9% | COMMON STOCK | 136375102 |
| SU | SUNCOR ENERGY INC | 200 | $7,000 | 0.0% | $19.64 | +18.1% | COMMON STOCK | 867224107 |
| — | TESORO CORPORATION | 125 | $7,000 | 0.0% | $56.00 | — | COMMON STOCK | 881609101 |
| — | PRICELINE.COM INC | 6 | $7,000 | 0.0% | $1027.78 | — | COMMON STOCK | 741503403 |
| — | CA INC | 200 | $7,000 | 0.0% | $30.00 | — | COMMON STOCK | 12673P105 |
| NWL | NEWELL RUBBERMAID INC | 200 | $6,000 | 0.0% | $19.01 | 0.0% | COMMON STOCK | 651229106 |
| — | WALGREEN CO | 100 | $6,000 | 0.0% | $45.00 | — | COMMON STOCK | 931422109 |
| IVZ | INVESCO LIMITED | 160 | $6,000 | 0.0% | $18.96 | +7.0% | COMMON STOCK | G491BT108 |
| TAP | MOLSON COORS BREWING CO-B | 100 | $6,000 | 0.0% | $37.25 | +7.0% | COMMON STOCK | 60871R209 |
| — | KINDER MORGAN ENERGY PARTNERS | 80 | $6,000 | 0.0% | $87.50 | — | COMMON STOCK | 494550106 |
| MXI | ISHARES S&P GLB MATERIALS ETF | 100 | $6,000 | 0.0% | $50.00 | — | OTHER | 464288695 |
| — | BED BATH & BEYOND INC | 75 | $6,000 | 0.0% | $80.00 | — | COMMON STOCK | 075896100 |
| TIP | ISHARES BARCLAYS TIPS BOND ETF | 56 | $6,000 | 0.0% | $107.14 | — | OTHER | 464287176 |
| ALL | ALLSTATE CORP | 100 | $5,000 | 0.0% | $37.12 | +10.7% | COMMON STOCK | 020002101 |
| AIG | AMERICAN INTERNATIONAL GROUP | 100 | $5,000 | 0.0% | $32.51 | +16.5% | COMMON STOCK | 026874784 |
| — | BB&T CORPORATION | 140 | $5,000 | 0.0% | $35.71 | — | COMMON STOCK | 054937107 |
| — | ADT CORP | 125 | $5,000 | 0.0% | $40.00 | — | COMMON STOCK | 00101J106 |
| HST | HOST HOTELS & RESORTS, INC REI | 260 | $5,000 | 0.0% | $10.87 | +4.8% | COMMON STOCK | 44107P104 |
| — | NUVEEN NY DIV ADV MUNI FUND 2 | 360 | $5,000 | 0.0% | $13.89 | — | OTHER | 67070A101 |
| — | RAYTHEON COMPANY | 50 | $5,000 | 0.0% | $60.00 | — | COMMON STOCK | 755111507 |
| FFIV | F5 NETWORKS INC | 50 | $5,000 | 0.0% | $85.18 | 0.0% | COMMON STOCK | 315616102 |
| — | SODASTREAM INTERNATIONAL LTD | 100 | $5,000 | 0.0% | $70.00 | — | COMMON STOCK | M9068E105 |
| HIG | HARTFORD FINL SVCS GROUP INC | 150 | $5,000 | 0.0% | $22.20 | +20.4% | COMMON STOCK | 416515104 |
| — | PANERA BREAD COMPANY | 30 | $5,000 | 0.0% | $155.56 | — | COMMON STOCK | 69840W108 |
| DPZ | DOMINOS PIZZA INC | 70 | $5,000 | 0.0% | $51.70 | +15.5% | COMMON STOCK | 25754A201 |
| EOG | EOG RES INC | 30 | $5,000 | 0.0% | $62.33 | 0.0% | COMMON STOCK | 26875P101 |
| — | LINKEDIN CORP-A | 25 | $5,000 | 0.0% | $200.00 | — | COMMON STOCK | 53578A108 |
| WY | WEYERHAEUSER CO REIT | 150 | $5,000 | 0.0% | $18.82 | 0.0% | COMMON STOCK | 962166104 |
| — | YAHOO INC | 100 | $4,000 | 0.0% | $40.00 | — | COMMON STOCK | 984332106 |
| KMI | KINDER MORGAN INC | 100 | $4,000 | 0.0% | $20.66 | -7.8% | COMMON STOCK | 49456B101 |
| WM | WASTE MANAGEMENT INC | 100 | $4,000 | 0.0% | $30.75 | +10.2% | COMMON STOCK | 94106L109 |
| HAIN | HAIN CELESTIAL GROUP INC | 45 | $4,000 | 0.0% | $41.35 | 0.0% | COMMON STOCK | 405217100 |
| BBY | BEST BUY COMPANY INC | 110 | $4,000 | 0.0% | $26.73 | 0.0% | COMMON STOCK | 086516101 |
| CPB | CAMPBELL SOUP CO | 100 | $4,000 | 0.0% | $30.86 | -7.6% | COMMON STOCK | 134429109 |
| AVB | AVALONBAY COMMUNITIES INC REIT | 30 | $4,000 | 0.0% | $87.72 | -6.3% | COMMON STOCK | 053484101 |
| BIDU | BAIDU INC SPONS ADR | 20 | $4,000 | 0.0% | $200.00 | — | COMMON STOCK | 056752108 |
| TDC | TERADATA CORP | 80 | $4,000 | 0.0% | $58.72 | -22.8% | COMMON STOCK | 88076W103 |
| CNP | CENTERPOINT ENERGY INC | 160 | $4,000 | 0.0% | $15.44 | +1.6% | COMMON STOCK | 15189T107 |
| — | THOMSON CORP | 100 | $4,000 | 0.0% | $30.00 | — | COMMON STOCK | 884903105 |
| BSX | BOSTON SCIENTIFIC CORP | 365 | $4,000 | 0.0% | $9.12 | +29.5% | COMMON STOCK | 101137107 |
| — | NORDSTROM INC | 50 | $3,000 | 0.0% | $58.57 | — | COMMON STOCK | 655664100 |
| — | FAMILY DOLLAR STORES INC | 40 | $3,000 | 0.0% | $75.00 | — | COMMON STOCK | 307000109 |
| CTRA | CABOT OIL & GAS CORP | 65 | $3,000 | 0.0% | $27.09 | -4.7% | COMMON STOCK | 127097103 |
| SPH | SUBURBAN PROPANE PARTNERS LP | 60 | $3,000 | 0.0% | $50.00 | — | COMMON STOCK | 864482104 |
| — | UNITED STATES STEEL CORP | 100 | $3,000 | 0.0% | $30.00 | — | COMMON STOCK | 912909108 |
| VEEV | VEEVA SYSTEMS INC | 100 | $3,000 | 0.0% | $38.17 | 0.0% | COMMON STOCK | 922475108 |
| NWSA | NEWS CORP/NEW CL A | 210 | $3,000 | 0.0% | $14.35 | +5.6% | COMMON STOCK | 65249B109 |
| — | MEAD JOHNSON NUTRITION CO | 40 | $3,000 | 0.0% | $75.00 | — | COMMON STOCK | 582839106 |
| FE | FIRSTENERGY CORP | 95 | $3,000 | 0.0% | $24.57 | -13.9% | COMMON STOCK | 337932107 |
| — | GANNETT INC | 100 | $3,000 | 0.0% | $20.00 | — | COMMON STOCK | 364730101 |
| SID | COMPANHIA SIDERURGICA SPONS AD | 500 | $3,000 | 0.0% | $6.00 | — | COMMON STOCK | 20440W105 |
| — | COACH INC | 50 | $3,000 | 0.0% | $57.14 | — | COMMON STOCK | 189754104 |
| — | BARRICK GOLD CORP | 180 | $3,000 | 0.0% | $16.82 | — | COMMON STOCK | 067901108 |
| — | IPATH GOLDMAN SACHS CRUDE | 90 | $2,000 | 0.0% | $21.67 | — | OTHER | 06738C786 |
| — | HCP INC REIT | 50 | $2,000 | 0.0% | $46.82 | — | COMMON STOCK | 40414L109 |
| ALLE | ALLEGION PLC | 55 | $2,000 | 0.0% | $38.52 | 0.0% | COMMON STOCK | G0176J109 |
| — | MALLINCKRODT PLC | 47 | $2,000 | 0.0% | $43.27 | — | COMMON STOCK | G5785G107 |
| — | CGI GROUP INC | 50 | $2,000 | 0.0% | $20.00 | — | COMMON STOCK | 39945C109 |
| KIM | KIMCO REALTY CORP REIT | 120 | $2,000 | 0.0% | $12.61 | -7.8% | COMMON STOCK | 49446R109 |
| — | CST BRANDS INC | 16 | $1,000 | 0.0% | $60.49 | — | COMMON STOCK | 12646R105 |
| — | ISHARES GOLD TRUST | 100 | $1,000 | 0.0% | $12.42 | — | OTHER | 464285105 |
| — | IMATION CORP | 120 | $1,000 | 0.0% | $8.33 | — | COMMON STOCK | 45245A107 |
| TOL | TOLL BROTHERS INC | 25 | $1,000 | 0.0% | $33.80 | -1.9% | COMMON STOCK | 889478103 |
| — | CAPSTONE TURBINE CORP | 600 | $1,000 | 0.0% | $1.67 | — | COMMON STOCK | 14067D102 |
| — | DELCATH SYSTEMS INC | 150 | $0 | 0.0% | — | — | COMMON STOCK | 24661P104 |