Location: Greenbrae, CA
CIK: 0001109228 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 13, 2017
Total Value: $1.636B (98.8% shares, 1.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Facebook Inc | 297,125 | $50.77M | 3.1% | $170.87 | $113.04 | — | COM | 30303m102 |
| AAPL | Apple Inc | 253,367 | $39.05M | 2.4% | $154.12 * | $19.68 | +82.8% | COM | 037833100 |
| WFC | Wells Fargo & Company | 632,425 | $34.88M | 2.1% | $55.15 * | $30.12 | +45.5% | COM | 949746101 |
| JNJ | Johnson & Johnson | 263,909 | $34.31M | 2.1% | $130.01 * | $65.83 | +57.0% | COM | 478160104 |
| — | SPDR Technology Select Sector | 524,287 | $30.98M | 1.9% | $59.10 | $48.26 | — | COM | 81369y803 |
| CVX | Chevron Corp | 260,495 | $30.61M | 1.9% | $117.50 * | $70.96 | +16.2% | COM | 166764100 |
| — | Verizon Communications Inc | 586,076 | $29M | 1.8% | $49.49 | $49.94 | — | COM | 92343v104 |
| PG | Procter & Gamble Co | 301,938 | $27.47M | 1.7% | $90.98 * | $57.05 | +28.1% | COM | 742718109 |
| MSFT | Microsoft Corp | 356,677 | $26.57M | 1.6% | $74.49 * | $39.03 | +74.7% | COM | 594918104 |
| — | 3M Company | 109,853 | $23.06M | 1.4% | $209.90 | $131.88 | — | COM | 88579y101 |
| ADP | Automatic Data Processing | 182,840 | $19.99M | 1.2% | $109.32 * | $58.00 | +58.3% | COM | 053015103 |
| COST | Costco Wholesale Corp | 119,770 | $19.68M | 1.2% | $164.29 * | $98.43 | +49.1% | COM | 22160K105 |
| HD | Home Depot Inc | 114,647 | $18.75M | 1.1% | $163.56 * | $81.98 | +63.4% | COM | 437076102 |
| BMY | Bristol-Myers Squibb Co | 292,435 | $18.64M | 1.1% | $63.74 * | $31.46 | +49.6% | COM | 110122108 |
| — | Wells Fargo 7.5. [email protected] .100 | 13,675 | $17.98M | 1.1% | $1314.95 | $1205.38 | — | PFD | 949746804 |
| VTI | Vanguard Total Stock Market | 136,808 | $17.72M | 1.1% | $129.52 | $90.95 | +42.4% | COM | 922908769 |
| KMB | Kimberly-Clark Corp | 150,077 | $17.66M | 1.1% | $117.68 * | $73.47 | +20.0% | COM | 494368103 |
| — | Crown Castle Intl Corp | 171,186 | $17.11M | 1.0% | $99.98 | $83.91 | — | COM | 22822v101 |
| — | NextEra Energy Inc | 112,169 | $16.44M | 1.0% | $146.55 | $87.04 | — | COM | 65339f101 |
| — | Waste Management Inc | 204,261 | $15.99M | 1.0% | $78.27 | $46.85 | — | COM | 94106l109 |
| — | SPDR Energy Select Sector | 231,919 | $15.88M | 1.0% | $68.48 | $64.79 | — | COM | 81369y506 |
| — | General Electric Co | 640,326 | $15.48M | 0.9% | $24.18 | $24.35 | — | COM | 369604103 |
| MCD | McDonald's Corp | 97,270 | $15.24M | 0.9% | $156.68 * | $72.19 | +78.8% | COM | 580135101 |
| INTC | Intel Corp | 397,288 | $15.13M | 0.9% | $38.08 * | $17.99 | +76.7% | COM | 458140100 |
| DIS | Disney Co./Walt The | 152,853 | $15.07M | 0.9% | $98.57 * | $80.25 | +15.8% | COM | 254687106 |
| — | SPDR Consumer Discretionary Se | 163,348 | $14.71M | 0.9% | $90.08 | $77.77 | — | COM | 81369y407 |
| CLX | Clorox Company | 110,215 | $14.54M | 0.9% | $131.91 * | $69.09 | +50.1% | COM | 189054109 |
| — | AbbVie Inc | 154,763 | $13.75M | 0.8% | $88.86 | $45.66 | — | COM | 00287y109 |
| — | SPDR Financial Select Sector | 530,829 | $13.73M | 0.8% | $25.86 | $23.92 | — | COM | 81369y605 |
| — | SPDR Health Care Select Sector | 167,281 | $13.67M | 0.8% | $81.73 | $66.90 | — | COM | 81369y209 |
| — | PowerShares Preferred Portfoli | 890,784 | $13.39M | 0.8% | $15.03 | $14.59 | — | COM | 73936t565 |
| ECL | Ecolab Inc | 104,056 | $13.38M | 0.8% | $128.61 * | $89.49 | +31.6% | COM | 278865100 |
| — | Walgreens Boots Alliance Inc | 169,526 | $13.09M | 0.8% | $77.22 | $77.36 | — | COM | 931427108 |
| — | SPDR S&P Dividend | 141,842 | $12.95M | 0.8% | $91.33 | $71.15 | — | COM | 78464a763 |
| JPM | JPMorgan Chase & Co | 130,512 | $12.46M | 0.8% | $95.51 * | $38.73 | +97.0% | COM | 46625H100 |
| EIX | Edison International | 154,689 | $11.94M | 0.7% | $77.17 * | $39.60 | +37.2% | COM | 281020107 |
| O | Realty Income Corp | 206,736 | $11.82M | 0.7% | $57.19 * | $26.63 | +40.2% | COM | 756109104 |
| — | SPDR S&P MidCap 400 ETF Trust | 35,213 | $11.49M | 0.7% | $326.33 | $242.22 | — | COM | 78467y107 |
| ABT | Abbott Laboratories | 210,531 | $11.23M | 0.7% | $53.36 * | $29.64 | +55.7% | COM | 002824100 |
| — | DowDuPont Inc | 158,301 | $10.96M | 0.7% | $69.23 | $69.23 | — | COM | 26078j100 |
| — | SPDR Industrial Select Sector | 151,766 | $10.78M | 0.7% | $71.00 | $57.06 | — | COM | 81369y704 |
| UPS | United Parcel Service-Cl B | 87,322 | $10.49M | 0.6% | $120.08 * | $62.90 | +39.6% | COM | 911312106 |
| XOM | Exxon Mobil Corp | 119,412 | $9.789M | 0.6% | $81.98 * | $54.39 | +3.6% | COM | 30231G102 |
| — | Alphabet Inc-Cl A | 9,994 | $9.731M | 0.6% | $973.68 | $721.55 | — | COM | 02079k305 |
| CL | Colgate-Palmolive Co | 132,815 | $9.676M | 0.6% | $72.85 * | $48.10 | +24.5% | COM | 194162103 |
| — | Altria Group Inc | 151,638 | $9.617M | 0.6% | $63.42 | $37.75 | — | COM | 02209s103 |
| PFE | Pfizer Inc | 265,969 | $9.495M | 0.6% | $35.70 * | $17.22 | +36.6% | COM | 717081103 |
| PEP | PepsiCo Inc | 82,397 | $9.181M | 0.6% | $111.42 * | $58.60 | +47.8% | COM | 713448108 |
| NKE | Nike Inc -Cl B | 176,769 | $9.165M | 0.6% | $51.85 * | $43.89 | +6.3% | COM | 654106103 |
| — | Merck & Co. Inc. | 133,742 | $8.564M | 0.5% | $64.03 | $50.03 | — | COM | 58933y105 |
| FRCB | First Republic Bank/San Franci | 81,677 | $8.532M | 0.5% | $104.46 * | $84.60 | +18.9% | COM | 33616C100 |
| — | Wells Fargo 8.00. Prp Cl12/17 | 332,588 | $8.481M | 0.5% | $25.50 | $28.85 | — | PFD | 949746879 |
| AMZN | Amazon.com Inc | 8,764 | $8.425M | 0.5% | $961.32 * | $43.43 | +10.7% | COM | 023135106 |
| — | SPDR S&P 500 Index Trust Serie | 33,372 | $8.384M | 0.5% | $251.23 | $173.71 | — | COM | 78462f103 |
| BAC | Bank of America Corp | 320,613 | $8.124M | 0.5% | $25.34 * | $11.93 | +75.3% | COM | 060505104 |
| SCHD | Schwab US Dividend Equity ETF | 172,649 | $8.08M | 0.5% | $46.80 * | $13.18 | +18.4% | COM | 808524797 |
| — | Citigroup 7.125. Flt Aftr 9/23 | 273,812 | $7.938M | 0.5% | $28.99 | $26.75 | — | PFD | 172967358 |
| PFF | iShares S&P US Preferred Stock | 203,702 | $7.906M | 0.5% | $38.81 | $40.03 | -3.0% | COM | 464288687 |
| DVY | iShares DJ Select Dividend Ind | 83,573 | $7.827M | 0.5% | $93.65 | $65.83 | +42.3% | COM | 464287168 |
| SWK | Stanley Black & Decker Inc | 51,472 | $7.771M | 0.5% | $150.98 * | $63.60 | +89.5% | COM | 854502101 |
| — | AT&T Inc | 196,608 | $7.701M | 0.5% | $39.17 | $35.91 | — | COM | 00206r102 |
| GPC | Genuine Parts Co | 78,962 | $7.553M | 0.5% | $95.65 * | $60.92 | +23.7% | COM | 372460105 |
| APD | Air Products & Chemicals Inc | 49,637 | $7.506M | 0.5% | $151.22 * | $81.25 | +51.4% | COM | 009158106 |
| — | CHS Chemical 7.50. Cl 1/2025 C | 258,916 | $7.426M | 0.5% | $28.68 | $27.62 | — | PFD | 12542r803 |
| SBUX | Starbucks Corp | 134,377 | $7.217M | 0.4% | $53.71 * | $39.29 | +14.2% | COM | 855244109 |
| — | Partner Re 7.25. Call 06/21 BB | 249,733 | $7.18M | 0.4% | $28.75 | $29.73 | — | PFD | g68603144 |
| — | SPDR Consumer Staples Select S | 130,781 | $7.06M | 0.4% | $53.98 | $46.41 | — | COM | 81369y308 |
| — | BancOfCalifornia 7.375. Ca2020 | 263,184 | $6.968M | 0.4% | $26.48 | $25.91 | — | PFD | 05990k882 |
| — | Allergan plc (new) | 33,796 | $6.926M | 0.4% | $204.94 | $211.05 | — | COM | g0177j108 |
| IBB | iShares Nasdaq Biotech Index F | 20,067 | $6.694M | 0.4% | $333.58 * | $95.95 | +15.9% | COM | 464287556 |
| — | Medtronic PLC | 85,105 | $6.619M | 0.4% | $77.77 | $77.91 | — | COM | g5960l103 |
| HON | Honeywell International Inc | 43,464 | $6.161M | 0.4% | $141.75 * | $56.13 | +92.3% | COM | 438516106 |
| — | Alphabet Inc-Cl C | 6,076 | $5.828M | 0.4% | $959.18 | $649.99 | — | COM | 02079k107 |
| LMT | Lockheed Martin Corp | 18,467 | $5.73M | 0.4% | $310.28 * | $148.15 | +68.1% | COM | 539830109 |
| VNO | Vornado Realty Trust | 73,960 | $5.686M | 0.3% | $76.88 | $90.08 | — | COM | 929042109 |
| — | Preferred Apartment Communitie | 298,870 | $5.643M | 0.3% | $18.88 | $10.08 | — | COM | 74039l103 |
| IVV | iShares S&P 500 Index Fund | 22,273 | $5.634M | 0.3% | $252.95 | $232.56 | +8.8% | COM | 464287200 |
| KO | Coca-Cola Co/The | 121,036 | $5.448M | 0.3% | $45.01 * | $28.34 | +22.8% | COM | 191216100 |
| USB | U S Bancorp | 101,533 | $5.441M | 0.3% | $53.59 * | $30.70 | +26.7% | COM | 902973304 |
| — | WEC Energy Group Inc | 86,313 | $5.419M | 0.3% | $62.78 | $44.97 | — | COM | 92939u106 |
| — | Gladstone Commercial 7.00. CUM | 207,153 | $5.386M | 0.3% | $26.00 | $25.50 | — | PFD | 376536603 |
| WSM | Williams-Sonoma Inc | 106,810 | $5.326M | 0.3% | $49.86 * | $23.10 | -10.8% | COM | 969904101 |
| — | BankofAmerica .1000pv 7.25. Cn | 4,068 | $5.294M | 0.3% | $1301.38 | $1222.01 | — | PFD | 060505682 |
| — | Unilever N V -NY Shares | 88,491 | $5.225M | 0.3% | $59.05 | $40.22 | — | COM | 904784709 |
| — | National General 7.5. NA Cl Q | 207,768 | $5.217M | 0.3% | $25.11 | $25.51 | — | PFD | 636220857 |
| DHR | Danaher Corp | 60,256 | $5.169M | 0.3% | $85.78 * | $33.12 | +120.9% | COM | 235851102 |
| GIS | General Mills Inc | 98,298 | $5.088M | 0.3% | $51.76 * | $33.11 | +16.1% | COM | 370334104 |
| — | Morgan Stanley 7.125.Flt Aftr1 | 172,394 | $5.058M | 0.3% | $29.34 | $27.80 | — | PFD | 61762v200 |
| — | Accenture PLC-Cl A | 37,203 | $5.025M | 0.3% | $135.07 | $77.74 | — | COM | g1151c101 |
| CSCO | Cisco Systems Inc | 149,110 | $5.015M | 0.3% | $33.63 * | $17.42 | +49.9% | COM | 17275R102 |
| TD | Toronto Dominion Bank | 87,116 | $4.902M | 0.3% | $56.27 | $44.04 | +27.8% | COM | 891160509 |
| — | HCP Inc REIT | 175,678 | $4.889M | 0.3% | $27.83 | $41.47 | — | COM | 40414l109 |
| OXY | Occidental Petroleum Corp | 75,249 | $4.832M | 0.3% | $64.21 * | $57.86 | -10.1% | COM | 674599105 |
| — | First Republic 7.0. Cl 12/18 B | 178,253 | $4.743M | 0.3% | $26.61 | $27.07 | — | PFD | 33616c860 |
| — | Powershares QQQ NASDAQ 100 Tru | 32,423 | $4.716M | 0.3% | $145.45 | $91.90 | — | COM | 73935a104 |
| COP | ConocoPhillips | 93,933 | $4.701M | 0.3% | $50.05 * | $41.45 | -7.3% | COM | 20825C104 |
| — | Raytheon Company | 24,443 | $4.561M | 0.3% | $186.60 | $153.63 | — | COM | 755111507 |
| LLY | Eli Lilly & Co | 51,813 | $4.432M | 0.3% | $85.54 * | $49.53 | +52.3% | COM | 532457108 |
| — | BGC Partners 8.125. 2042 Call | 166,219 | $4.321M | 0.3% | $26.00 | $26.89 | — | PFD | 05541t408 |
| — | Colony NorthStar 7.125. CUM Ca | 163,909 | $4.209M | 0.3% | $25.68 | $25.49 | — | PFD | 19625w880 |
| MAR | Marriott International-Cl A | 37,548 | $4.14M | 0.3% | $110.26 * | $69.13 | +48.8% | COM | 571903202 |
| — | Oracle Corp | 85,549 | $4.136M | 0.3% | $48.35 | $35.19 | — | COM | 68389x105 |
| RHHBY | Roche Holdings LTD-Spons ADR | 128,908 | $4.125M | 0.3% | $32.00 | $34.33 | -6.8% | COM | 771195104 |
| LOW | Lowe's Cos Inc | 51,222 | $4.095M | 0.3% | $79.95 * | $34.06 | +101.5% | COM | 548661107 |
| — | Quest USWest 7.0. SrNts 2056 2 | 146,943 | $3.96M | 0.2% | $26.95 | $26.25 | — | PFD | 74913g808 |
| — | Enbridge Inc | 93,195 | $3.899M | 0.2% | $41.84 | $41.84 | — | COM | 29250n105 |
| — | Cerner Corp | 54,431 | $3.882M | 0.2% | $71.32 | $66.91 | — | COM | 156782104 |
| NSRGY | Nestle Sa-Spons ADR For Reg | 46,126 | $3.875M | 0.2% | $84.01 | $70.25 | +19.6% | COM | 641069406 |
| BRK/B | Berkshire Hathaway Inc-Cl B | 20,900 | $3.831M | 0.2% | $183.30 | $119.35 | +53.6% | COM | 084670702 |
| CAT | Caterpillar Inc | 30,558 | $3.811M | 0.2% | $124.71 * | $63.86 | +63.0% | COM | 149123101 |
| ABBNY | ABB Ltd-Spon ADR | 151,160 | $3.741M | 0.2% | $24.75 * | $21.23 | +11.9% | COM | 000375204 |
| SRE | Sempra Energy | 31,822 | $3.632M | 0.2% | $114.13 * | $34.41 | +27.4% | COM | 816851109 |
| — | Amtrust Financial 7.625.CUM QD | 142,294 | $3.546M | 0.2% | $24.92 | $25.17 | — | PFD | 032359705 |
| GD | General Dynamics Corp | 17,085 | $3.512M | 0.2% | $205.56 * | $62.72 | +172.2% | COM | 369550108 |
| IBM | Intl Business Machines Corp | 24,092 | $3.495M | 0.2% | $145.07 * | $117.43 | -17.5% | COM | 459200101 |
| — | SPDR Materials Select Sector | 61,330 | $3.484M | 0.2% | $56.81 | $48.71 | — | COM | 81369y100 |
| — | Visa Inc-Class A Shares | 32,281 | $3.397M | 0.2% | $105.23 | $80.68 | — | COM | 92826c839 |
| MS | Morgan Stanley | 70,148 | $3.379M | 0.2% | $48.17 * | $25.01 | +50.8% | COM | 617446448 |
| — | SPDR Utilities Select Sector | 62,587 | $3.32M | 0.2% | $53.05 | $48.70 | — | COM | 81369y886 |
| VYM | Vanguard High Div Yield | 40,884 | $3.314M | 0.2% | $81.06 | $64.49 | +25.7% | COM | 921946406 |
| — | Travelers Cos Inc/The | 26,959 | $3.303M | 0.2% | $122.52 | $81.46 | — | COM | 89417e109 |
| — | National General 7.50.Call4/20 | 130,416 | $3.303M | 0.2% | $25.33 | $24.95 | — | PFD | 636220808 |
| — | JPMorgan 6.0. Perp/Call 8/23 - | 3,050,000 | $3.298M | 0.2% | $1.08 | $1.02 | — | PFD | 48126HAA8 |
| — | Zimmer Biomet Holdings Inc | 28,169 | $3.298M | 0.2% | $117.08 | $101.05 | — | COM | 98956p102 |
| — | Quest USWestSnNotes 6.875. CL | 124,250 | $3.235M | 0.2% | $26.04 | $25.57 | — | PFD | 74913g105 |
| — | Novartis Ag-ADR | 37,151 | $3.189M | 0.2% | $85.84 | $74.52 | — | COM | 66987v109 |
| BDX | Becton Dickinson & Co | 15,829 | $3.102M | 0.2% | $195.97 * | $111.35 | +51.9% | COM | 075887109 |
| — | United Technologies Corp | 26,496 | $3.076M | 0.2% | $116.09 | $96.66 | — | COM | 913017109 |
| — | JPMorgan 7.9. Perp/Call 4/18 - | 2,970,000 | $3.044M | 0.2% | $1.02 | $1.10 | — | PFD | 46625HHA1 |
| PEG | Public Service Enterprise Grou | 65,696 | $3.038M | 0.2% | $46.24 * | $25.49 | +37.3% | COM | 744573106 |
| VO | Vanguard Mid-Cap | 20,430 | $3.003M | 0.2% | $146.99 * | $24.60 | +49.4% | COM | 922908629 |
| AMGN | Amgen Inc | 15,961 | $2.976M | 0.2% | $186.45 * | $87.19 | +66.5% | COM | 031162100 |
| CVS | CVS Health Corp | 36,547 | $2.972M | 0.2% | $81.32 * | $51.92 | +20.6% | COM | 126650100 |
| BA | Boeing Co | 11,607 | $2.951M | 0.2% | $254.24 * | $94.72 | +154.4% | COM | 097023105 |
| — | Bank of America 6.625. Prp/Cl | 106,130 | $2.886M | 0.2% | $27.19 | $26.03 | — | PFD | 060505344 |
| — | Sotherly Hotels 8. Cum Perp C | 111,872 | $2.841M | 0.2% | $25.40 | $25.91 | — | PFD | 83600c301 |
| — | Summit Hotel 7.875. Perp CUM C | 110,736 | $2.831M | 0.2% | $25.57 | $25.92 | — | PFD | 866082308 |
| — | BancOfCalifornia 8.00. Cal2018 | 106,626 | $2.825M | 0.2% | $26.49 | $26.29 | — | PFD | 05990k403 |
| — | CenturyLink Quest 7.0.SnNts Cl | 111,194 | $2.819M | 0.2% | $25.35 | $25.89 | — | PFD | 74913g501 |
| — | Chubb Ltd (new) | 19,748 | $2.815M | 0.2% | $142.55 | $119.31 | — | COM | h1467j104 |
| — | Kinder Morgan Inc | 144,717 | $2.776M | 0.2% | $19.18 | $36.19 | — | COM | 49456b101 |
| — | Wachovia (WFC) Perp/Call 2/11 | 2,745,000 | $2.766M | 0.2% | $1.01 | $0.98 | — | PFD | 92978AAA0 |
| — | Colony NorthStar 7.50. CUM Cal | 106,834 | $2.756M | 0.2% | $25.80 | $25.70 | — | PFD | 19625w807 |
| — | Time Warner Inc | 26,752 | $2.741M | 0.2% | $102.46 | $77.73 | — | COM | 887317303 |
| — | Praxair Inc | 19,485 | $2.723M | 0.2% | $139.75 | $118.71 | — | COM | 74005p104 |
| — | National General7.50.Call 7/20 | 104,307 | $2.688M | 0.2% | $25.77 | $24.93 | — | PFD | 636220709 |
| — | Amtrust Financial 7.5. QDI Cal | 108,300 | $2.688M | 0.2% | $24.82 | $25.21 | — | PFD | 032359887 |
| ELV | Anthem Inc | 14,150 | $2.687M | 0.2% | $189.89 * | $107.20 | +59.1% | COM | 036752103 |
| PM | Philip Morris International | 23,499 | $2.609M | 0.2% | $111.03 * | $51.28 | +41.2% | COM | 718172109 |
| — | B Riley Financial 7.50. SnNts | 101,150 | $2.589M | 0.2% | $25.60 | $25.75 | — | PFD | 05580m306 |
| KHC | Kraft Heinz Co/The | 33,141 | $2.57M | 0.2% | $77.55 * | $49.59 | +5.9% | COM | 500754106 |
| — | Qwest Corp 6.5. Sr Note 9/56 C | 99,430 | $2.514M | 0.2% | $25.28 | $25.73 | — | PFD | 74913g881 |
| — | HSBC Hldgs 8.0. Prp Cl 12/15 B | 91,710 | $2.474M | 0.2% | $26.98 | $27.07 | — | PFD | 404280802 |
| MKC | McCormick & Co-Non Votung Shrs | 23,629 | $2.425M | 0.1% | $102.63 * | $29.24 | +49.7% | COM | 579780206 |
| WMB | Williams Cos Inc | 80,261 | $2.409M | 0.1% | $30.01 * | $19.83 | -3.5% | COM | 969457100 |
| — | AEGON 8.00. 2042 Notes Call 08 | 90,781 | $2.385M | 0.1% | $26.27 | $28.45 | — | PFD | 007924608 |
| — | SPDR S&P Regional Banking | 41,635 | $2.363M | 0.1% | $56.76 | $54.74 | — | COM | 78464a698 |
| — | Varian Medical Systems Inc | 23,244 | $2.326M | 0.1% | $100.07 | $76.17 | — | COM | 92220P105 |
| VB | Vanguard Small-Cap Vipers | 16,256 | $2.297M | 0.1% | $141.30 | $93.55 | +51.1% | COM | 922908751 |
| WHR | Whirlpool Corp | 12,412 | $2.289M | 0.1% | $184.42 | $126.17 | +46.2% | COM | 963320106 |
| — | First Trust Mid Cap Growth Alp | 62,591 | $2.288M | 0.1% | $36.55 | $30.45 | — | COM | 33737m102 |
| — | Ingersoll-Rand PLC | 25,579 | $2.281M | 0.1% | $89.17 | $65.13 | — | COM | g47791101 |
| — | Amtrust Financial 7.75. QDI Ca | 88,787 | $2.246M | 0.1% | $25.30 | $25.59 | — | PFD | 032359846 |
| — | Laboratory Corp Of Amer Hldgs | 14,730 | $2.224M | 0.1% | $150.98 | $102.44 | — | COM | 50540r409 |
| — | BlueRock Residential Growth 8. | 82,623 | $2.168M | 0.1% | $26.24 | $25.47 | — | PFD | 09627j508 |
| SCHX | Schwab US Large-Cap ETF | 35,670 | $2.142M | 0.1% | $60.05 * | $8.01 | +24.9% | COM | 808524201 |
| — | Digital Realty 7.375. Perp CUM | 78,688 | $2.134M | 0.1% | $27.12 | $27.11 | — | PFD | 253868871 |
| — | GE Cap Corp 5.00. Perp/Call 1/ | 2,036,000 | $2.134M | 0.1% | $1.05 | $1.03 | — | PFD | 369604BQ5 |
| — | AON Cap 8.205. 1/27 Non-Call B | 64,744 | $2.093M | 0.1% | $32.33 | $29.74 | — | PFD | 22532r101 |
| EMR | Emerson Electric Co | 33,282 | $2.091M | 0.1% | $62.83 * | $40.85 | +26.0% | COM | 291011104 |
| — | Telephone & Data 6.875. Cl 11/ | 81,875 | $2.083M | 0.1% | $25.44 | $25.58 | — | PFD | 879433845 |
| — | Unilever Plc-Sponsored ADR | 35,403 | $2.052M | 0.1% | $57.96 | $40.67 | — | COM | 904767704 |
| — | BCE Inc | 43,793 | $2.051M | 0.1% | $46.83 | $42.88 | — | COM | 05534b760 |
| — | SPDR Real Estate Sector | 62,720 | $2.022M | 0.1% | $32.24 | $32.36 | — | COM | 81369y860 |
| — | Global Indemnity SrNts7.75. Ca | 77,097 | $2.002M | 0.1% | $25.97 | $25.74 | — | PFD | g3933f121 |
| SCHB | Schwab US Broad Market ETF | 32,480 | $1.978M | 0.1% | $60.90 * | $6.91 | +47.0% | COM | 808524102 |
| UNH | UnitedHealth Group Inc | 9,975 | $1.954M | 0.1% | $195.89 * | $68.49 | +150.7% | COM | 91324P102 |
| OEF | iShares S&P 100 Index Fund | 17,420 | $1.939M | 0.1% | $111.31 | $81.82 | +36.0% | COM | 464287101 |
| — | Goldman 5.5. Flt Aftr 5/23 Cl | 71,132 | $1.938M | 0.1% | $27.25 | $24.49 | — | PFD | 38145g308 |
| — | CenterPoint Energy Inc | 66,287 | $1.936M | 0.1% | $29.21 | $23.78 | — | COM | 15189t107 |
| — | Argo Group 6.5. Sr Notes Call | 76,664 | $1.933M | 0.1% | $25.21 | $25.17 | — | PFD | 040130205 |
| MDLZ | Mondelez International | 47,075 | $1.914M | 0.1% | $40.66 * | $24.15 | +38.2% | COM | 609207105 |
| — | CoreEnergy 7.375. Pfd - Par Ca | 73,456 | $1.91M | 0.1% | $26.00 | $25.21 | — | PFD | 21870u304 |
| — | National General 7.625. Call9/ | 73,892 | $1.903M | 0.1% | $25.75 | $24.26 | — | PFD | 636220873 |
| — | CBS Corp Class B | 32,781 | $1.901M | 0.1% | $57.99 | $63.63 | — | COM | 124857202 |
| — | US Cellular 7.25. SrNts12/2064 | 69,802 | $1.89M | 0.1% | $27.08 | $25.51 | — | PFD | 911684603 |
| — | Discover Financial 6.50.Perp Q | 73,686 | $1.875M | 0.1% | $25.45 | $25.17 | — | PFD | 254709207 |
| IYT | iShares DJ US Transport Index | 10,451 | $1.865M | 0.1% | $178.45 * | $37.81 | +18.0% | COM | 464287192 |
| — | Salesforce.Com Inc | 19,629 | $1.834M | 0.1% | $93.43 | $66.86 | — | COM | 79466l302 |
| — | Prospect Captl 6.25. 6/24 SrNt | 70,106 | $1.821M | 0.1% | $25.97 | $25.47 | — | PFD | 74348t300 |
| — | Maiden Holdings 8.25.Prp Cl8/2 | 71,037 | $1.801M | 0.1% | $25.35 | $26.31 | — | PFD | g5753u120 |
| — | SL Green Realty 6.5. Perp CUM | 69,783 | $1.766M | 0.1% | $25.31 | $24.66 | — | PFD | 78440x507 |
| — | BancOfCalifornia 7.00. Cal2021 | 64,159 | $1.709M | 0.1% | $26.64 | $25.94 | — | PFD | 05990k874 |
| — | JPMorgan Chase 6.70.Perp/Call | 63,412 | $1.706M | 0.1% | $26.90 | $26.02 | — | PFD | 48127a161 |
| IJH | iShares S&P Midcap 400 | 9,448 | $1.69M | 0.1% | $178.87 * | $24.11 | +48.4% | COM | 464287507 |
| UNP | Union Pacific Corp | 14,467 | $1.678M | 0.1% | $115.99 * | $76.99 | +25.6% | COM | 907818108 |
| — | Charles Schwab 7. Perp/Call 2/ | 1,457,000 | $1.676M | 0.1% | $1.15 | $1.12 | — | PFD | 808513AE5 |
| — | Capital One Finl 6.7.Prp Call | 60,935 | $1.656M | 0.1% | $27.18 | $26.40 | — | PFD | 14040h709 |
| DE | Deere & Co | 12,903 | $1.62M | 0.1% | $125.55 * | $70.89 | +56.6% | COM | 244199105 |
| — | SPDR Gold Trust | 13,228 | $1.608M | 0.1% | $121.56 | $114.40 | — | COM | 78463v107 |
| WMT | Wal-Mart Stores Inc | 20,398 | $1.594M | 0.1% | $78.14 * | $19.81 | +15.1% | COM | 931142103 |
| — | Ashford Hospitality 7.375. NR | 63,167 | $1.574M | 0.1% | $24.92 | $25.64 | — | PFD | 044103604 |
| — | Comcast Corp-Cl A | 40,486 | $1.558M | 0.1% | $38.48 | $44.65 | — | COM | 20030n101 |
| FDL | First Trust Morningstar Divide | 53,554 | $1.554M | 0.1% | $29.02 | $21.09 | +37.6% | COM | 336917109 |
| AXP | American Express Co | 16,951 | $1.533M | 0.1% | $90.44 * | $62.21 | +29.7% | COM | 025816109 |
| TM | Toyota Motor Corp -Spon ADR | 12,730 | $1.517M | 0.1% | $119.17 | $115.85 | +2.9% | COM | 892331307 |
| SCHM | Schwab US Mid-Cap ETF | 29,967 | $1.502M | 0.1% | $50.12 * | $13.08 | +27.7% | COM | 808524508 |
| — | Colony NorthStar 7.125. CUM Ca | 59,500 | $1.49M | 0.1% | $25.04 | $25.04 | — | PFD | 19625w864 |
| — | iShares Core Dividend Growth | 45,656 | $1.482M | 0.1% | $32.46 | $30.68 | — | COM | 46434v621 |
| VEA | Vanguard Developed Mkts | 34,093 | $1.48M | 0.1% | $43.41 | $37.82 | +14.8% | COM | 921943858 |
| — | Cowen 8.25. Senior Notes Call1 | 55,427 | $1.477M | 0.1% | $26.65 | $26.14 | — | PFD | 223622309 |
| — | GasLog Ltd 8.75. Ser A CUM QDI | 56,261 | $1.472M | 0.1% | $26.16 | $24.71 | — | PFD | g37585117 |
| — | Investors REIT 7.95. CUM Calle | 58,287 | $1.462M | 0.1% | $25.08 | $25.78 | — | PFD | 461730301 |
| — | BlueRock Residential Growth 7. | 56,553 | $1.455M | 0.1% | $25.73 | $25.85 | — | PFD | 09627j748 |
| — | NuStar Logistics 7.625.Nts Cl | 56,872 | $1.442M | 0.1% | $25.36 | $25.72 | — | PFD | 67059t204 |
| — | Check Point Software Tech | 12,621 | $1.439M | 0.1% | $114.02 | $80.94 | — | COM | m22465104 |
| — | Eaton Corp PLC | 18,704 | $1.436M | 0.1% | $76.78 | $68.06 | — | COM | g29183103 |
| — | Biogen Inc | 4,470 | $1.4M | 0.1% | $313.20 | $239.60 | — | COM | 09062x103 |
| IYZ | iShares DJ US Telecommunicatio | 46,038 | $1.4M | 0.1% | $30.41 | $30.20 | +0.7% | COM | 464287713 |
| ITW | Illinois Tool Works | 9,381 | $1.388M | 0.1% | $147.96 * | $70.21 | +72.9% | COM | 452308109 |
| — | Altaba Inc | 20,723 | $1.373M | 0.1% | $66.25 | $54.63 | — | COM | 021346101 |
| — | S&P Global Inc | 8,726 | $1.364M | 0.1% | $156.31 | $100.50 | — | COM | 78409v104 |
| — | Just Energy 8.50.Perp Call3/20 | 51,330 | $1.347M | 0.1% | $26.24 | $25.38 | — | PFD | 48213w200 |
| — | Annaly Capital 7.625. CUM Cl 8 | 52,803 | $1.345M | 0.1% | $25.47 | $25.30 | — | PFD | 035710888 |
| — | Dynagas LNG 9.0. QDI CUM cl 2 | 50,497 | $1.336M | 0.1% | $26.46 | $17.93 | — | PFD | Y2188b116 |
| PCAR | Paccar Inc | 18,396 | $1.331M | 0.1% | $72.35 * | $23.34 | +48.6% | COM | 693718108 |
| IYF | iShares DJ US Financial Sect | 11,672 | $1.309M | 0.1% | $112.15 * | $36.15 | +55.1% | COM | 464287788 |
| — | Powershares KBW Regional Bank | 23,755 | $1.307M | 0.1% | $55.02 | $53.80 | — | COM | 73937b712 |
| SO | Southern Co | 26,541 | $1.304M | 0.1% | $49.13 * | $26.60 | +31.5% | COM | 842587107 |
| — | Hartford Finl 7.875. 2042 call | 41,359 | $1.256M | 0.1% | $30.37 | $29.57 | — | PFD | 416518504 |
| — | Quest USWestSnNote7.5. BBB- Cl | 49,317 | $1.254M | 0.1% | $25.43 | $26.06 | — | PFD | 74913g303 |
| — | Quest USWest SnNotes 7.0. 2052 | 49,400 | $1.253M | 0.1% | $25.36 | $25.87 | — | PFD | 74913G402 |
| — | Hanover Insurance6.35. Cl3/18 | 49,091 | $1.252M | 0.1% | $25.50 | $25.03 | — | PFD | 410867204 |
| — | SPDR Dow Jones Industrial Aver | 5,571 | $1.247M | 0.1% | $223.84 | $156.10 | — | COM | 78467x109 |
| — | Tesla Inc | 3,480 | $1.187M | 0.1% | $341.09 | $204.14 | — | COM | 88160r101 |
| — | Rockwell Collins Inc. | 9,077 | $1.186M | 0.1% | $130.66 | $95.72 | — | COM | 774341101 |
| — | Great Plains Energy Inc | 38,570 | $1.169M | 0.1% | $30.31 | $27.68 | — | COM | 391164100 |
| — | Partner Re 6.50.Perp Cal 4/202 | 42,595 | $1.152M | 0.1% | $27.05 | $28.24 | — | PFD | g68603136 |
| — | Citigroup Inc 5.95. Perp Call | 1,070,000 | $1.15M | 0.1% | $1.07 | $1.00 | — | PFD | 172967GD7 |
| — | US Bancorp 6.5. Flt Aftr 1/22 | 38,906 | $1.134M | 0.1% | $29.15 | $27.99 | — | PFD | 902973833 |
| — | Adobe Systems Inc | 7,598 | $1.133M | 0.1% | $149.12 | $68.36 | — | COM | 00724f101 |
| AFL | Aflac Inc | 13,787 | $1.122M | 0.1% | $81.38 * | $24.94 | +34.6% | COM | 001055102 |
| — | McKesson Corp | 7,204 | $1.107M | 0.1% | $153.66 | $158.39 | — | COM | 58155q103 |
| EFA | iShares MSCI EAFE Index | 16,056 | $1.1M | 0.1% | $68.51 | $63.52 | +7.8% | COM | 464287465 |
| — | Vanguard Info Tech Vipers | 6,956 | $1.057M | 0.1% | $151.96 | $112.22 | — | COM | 92204a702 |
| — | Agilent Technologies Inc | 16,398 | $1.053M | 0.1% | $64.22 | $44.47 | — | COM | 00846u101 |
| — | L3 Technologies Inc | 5,572 | $1.05M | 0.1% | $188.44 | $171.51 | — | COM | 502413107 |
| — | iShares MSCI USA Quality Facto | 13,506 | $1.042M | 0.1% | $77.15 | $58.99 | — | COM | 46432f339 |
| — | VEREIT Inc 6.70. Perp CUM Cl 2 | 39,476 | $1.016M | 0.1% | $25.74 | $25.39 | — | PFD | 92339v209 |
| — | AGNC Investment Corp 7.75. Per | 38,275 | $997K | 0.1% | $26.05 | $25.73 | — | PFD | 00123q302 |
| IYE | iShares DJ US Energy Sector | 26,327 | $985K | 0.1% | $37.41 | $37.88 | -1.2% | COM | 464287796 |
| — | Citigroup Tst 7.875. Cl2015 Li | 35,245 | $979K | 0.1% | $27.78 | $26.53 | — | PFD | 173080201 |
| CAG | Conagra Brands Inc | 28,921 | $976K | 0.1% | $33.75 * | $17.71 | +39.3% | COM | 205887102 |
| — | Summit Hotel7.125.Perp CUM Cal | 37,342 | $956K | 0.1% | $25.60 | $25.98 | — | PFD | 866082407 |
| — | Global Indmnty 7.875. Cl2022 b | 36,925 | $953K | 0.1% | $25.81 | $24.97 | — | PFD | g3933f139 |
| — | Torchmark Crp 6.125. SubDebCal | 35,435 | $951K | 0.1% | $26.84 | $25.88 | — | PFD | 891027401 |
| — | Aetna Inc | 5,923 | $942K | 0.1% | $159.04 | $74.18 | — | COM | 00817Y108 |
| — | So. Cal Edison 6.25. Perp/Call | 830,000 | $925K | 0.1% | $1.11 | $1.07 | — | PFD | 842400FU2 |
| — | SPDR NYSE Technology ETF | 11,688 | $922K | 0.1% | $78.88 | $69.52 | — | COM | 78464a102 |
| — | Oxford Lane Cap6.75. Nts 6/202 | 36,100 | $917K | 0.1% | $25.40 | $24.92 | — | PFD | 691543508 |
| VWO | Vanguard Emerging Mkts | 20,659 | $900K | 0.1% | $43.56 | $42.20 | +3.2% | COM | 922042858 |
| IFF | Intl Flavors & Fragrances | 6,250 | $893K | 0.1% | $142.88 * | $64.41 | +79.9% | COM | 459506101 |
| — | Bank of America 5.20. Perp/Cal | 865,000 | $890K | 0.1% | $1.03 | $0.98 | — | PFD | 060505ED2 |
| GS | Goldman Sachs Group Inc | 3,712 | $880K | 0.1% | $237.07 * | $146.74 | +35.0% | COM | 38141G104 |
| SCHW | Schwab (Charles) Corp | 20,080 | $878K | 0.1% | $43.73 * | $22.97 | +70.6% | COM | 808513105 |
| ADM | Archer-Daniels-Midland Co | 20,398 | $867K | 0.1% | $42.50 * | $27.62 | +20.5% | COM | 039483102 |
| ESS | Essex Property Trust Inc | 3,395 | $862K | 0.1% | $253.90 * | $148.12 | +29.9% | COM | 297178105 |
| — | Guggenheim Russell Top 50 ETF | 4,833 | $860K | 0.1% | $177.94 | $120.67 | — | COM | 78355w205 |
| — | IberiaBank Corp 6.60. Call 5/1 | 30,745 | $859K | 0.1% | $27.94 | $26.33 | — | PFD | 450828504 |
| SHW | Sherwin Williams Co | 2,379 | $852K | 0.1% | $358.13 * | $84.52 | +31.2% | COM | 824348106 |
| — | Triancgle Capitl 6.375.Sr Note | 33,250 | $850K | 0.1% | $25.56 | $25.51 | — | PFD | 895848406 |
| SAP | SAP SE-Sponsored ADR | 7,700 | $844K | 0.1% | $109.61 | $70.05 | +56.5% | COM | 803054204 |
| — | Colony NorthStar 8.50. CUM Cal | 32,671 | $843K | 0.1% | $25.80 | $25.82 | — | PFD | 19625w500 |
| ED | Consolidated Edison Inc | 10,437 | $842K | 0.1% | $80.67 * | $44.86 | +33.6% | COM | 209115104 |
| — | FedEx Corp | 3,728 | $841K | 0.1% | $225.59 | $139.21 | — | COM | 31428x106 |
| VIG | Vanguard Dividend Appreciation | 8,874 | $841K | 0.1% | $94.77 | $78.01 | +21.5% | COM | 921908844 |
| SYY | Sysco Corp | 15,529 | $838K | 0.1% | $53.96 * | $30.87 | +40.5% | COM | 871829107 |
| IWF | iShares Russell 1000 Growth | 6,696 | $837K | 0.1% | $125.00 * | $21.75 | +43.8% | COM | 464287614 |
| EPD | Enterprise Products Partners | 31,868 | $831K | 0.1% | $26.08 | $49.04 | — | COM | 293792107 |
| — | Blackstone Group/The | 24,566 | $820K | 0.1% | $33.38 | $27.07 | — | COM | 09253u108 |
| BMRC | Bank Of Marin Bancorp/CA | 11,873 | $813K | 0.0% | $68.47 * | $14.70 | +76.7% | COM | 063425102 |
| — | Global Net Lease 7.25.Perp Cum | 32,400 | $809K | 0.0% | $24.97 | $24.97 | — | PFD | 379378300 |
| — | CalAtlantic Group | 22,000 | $806K | 0.0% | $36.64 | $36.71 | — | COM | 128195104 |
| — | Wells Fargo 6.375. Cl 12/19 BB | 30,468 | $805K | 0.0% | $26.42 | $25.70 | — | PFD | 94988n207 |
| CINF | Cincinnati Financial Corp | 10,506 | $804K | 0.0% | $76.53 * | $45.23 | +35.8% | COM | 172062101 |
| GILD | Gilead Sciences Inc | 9,717 | $787K | 0.0% | $80.99 * | $54.81 | +8.7% | COM | 375558103 |
| — | Celgene Corp | 5,353 | $781K | 0.0% | $145.90 | $105.50 | — | COM | 151020104 |
| — | Telephone & Data 7.0. Cl 3/16 | 30,002 | $777K | 0.0% | $25.90 | $25.78 | — | PFD | 879433837 |
| — | Ivanhoe Mines Ltd | 241,500 | $771K | 0.0% | $3.19 | $0.69 | — | COM | 46579r104 |
| — | Boston Private Finl 6.95.Perp | 29,966 | $769K | 0.0% | $25.66 | $25.47 | — | PFD | 101119303 |
| — | Citigroup 5.35. Perp/Call 5/23 | 740,000 | $768K | 0.0% | $1.04 | $0.94 | — | PFD | 172967GR6 |
| — | SoCalEd 5.375. CUM cl 2025 QDI | 28,111 | $764K | 0.0% | $27.18 | $25.78 | — | PFD | 78409g206 |
| — | Maiden Holdings 7.125.PrpCl 12 | 29,225 | $758K | 0.0% | $25.94 | $25.30 | — | PFD | g5753u138 |
| HRL | Hormel Foods Corp | 23,449 | $754K | 0.0% | $32.15 * | $27.87 | -6.8% | COM | 440452100 |
| — | Qwest Corp 6.75. SrNote 6/57 C | 29,500 | $752K | 0.0% | $25.49 | $25.37 | — | PFD | 74913g873 |
| — | GasLog LP 8.625.fxd/flt Cum Q | 28,300 | $749K | 0.0% | $26.47 | $25.65 | — | PFD | y2637w116 |
| DOV | Dover Corp | 8,185 | $748K | 0.0% | $91.39 * | $46.01 | +41.0% | COM | 260003108 |
| VRSK | Verisk Analytics Inc-Class A | 8,965 | $746K | 0.0% | $83.21 * | $73.12 | +8.7% | COM | 92345Y106 |
| — | CR Bard Inc | 2,314 | $742K | 0.0% | $320.66 | $210.83 | — | COM | 067383109 |
| — | NXP Semi Submitted for Tende | 6,475 | $732K | 0.0% | $113.05 | $113.05 | — | COM | n6596x109 |
| IOO | iShares S&P Global 100 | 8,246 | $728K | 0.0% | $88.29 * | $34.98 | +26.1% | COM | 464287572 |
| — | City Office REIT 6.625. CUM Ca | 27,864 | $724K | 0.0% | $25.98 | $24.86 | — | PFD | 178587200 |
| — | Guggenheim S&P Equal Weight | 7,524 | $719K | 0.0% | $95.56 | $74.43 | — | COM | 78355w106 |
| WDC | Western Digital Corp | 8,216 | $710K | 0.0% | $86.42 * | $59.73 | -0.7% | COM | 958102105 |
| — | Two Harbors Investments 8.125. | 25,705 | $692K | 0.0% | $26.92 | $26.14 | — | PFD | 90187b200 |
| — | ProLogis Inc | 10,511 | $667K | 0.0% | $63.46 | $40.69 | — | COM | 74340w103 |
| LEG | Leggett & Platt Inc | 13,746 | $656K | 0.0% | $47.72 | $46.97 | +1.6% | COM | 524660107 |
| — | Pentair PLC | 9,630 | $654K | 0.0% | $67.91 | $54.51 | — | COM | g7s00t104 |
| — | Dominion Resources Inc/Va | 8,393 | $646K | 0.0% | $76.97 | $59.41 | — | COM | 25746u109 |
| — | Gladstone Investment 6.25. CUM | 25,350 | $646K | 0.0% | $25.48 | $25.43 | — | PFD | 376546503 |
| — | EaglePoint Credit 7.75.2022 CU | 24,720 | $643K | 0.0% | $26.01 | $25.26 | — | PFD | 269809109 |
| — | White Mountains Insurance Grou | 748 | $641K | 0.0% | $856.95 | $630.29 | — | COM | g9618e107 |
| CTAS | Cintas Corp | 4,444 | $641K | 0.0% | $144.24 * | $22.17 | +49.0% | COM | 172908105 |
| — | Duke Energy Corp | 7,554 | $634K | 0.0% | $83.93 | $70.55 | — | COM | 26441c204 |
| — | Target Corp | 10,733 | $633K | 0.0% | $58.98 | $70.02 | — | COM | 87612e106 |
| — | Bank of America 6.625.Prp Cl 1 | 24,696 | $633K | 0.0% | $25.63 | $26.07 | — | PFD | 060505740 |
| — | Amtrust Financial 7.50.Nts 205 | 24,340 | $632K | 0.0% | $25.97 | $25.96 | — | PFD | 032359853 |
| — | GoldmanSachs Lib.75 Min3.75. C | 26,497 | $630K | 0.0% | $23.78 | $21.70 | — | PFD | 38143y665 |
| — | Vanguard Consumer Discretionar | 4,378 | $628K | 0.0% | $143.44 | $112.81 | — | COM | 92204a108 |
| — | UMH Properties 8.0. Perp Cum C | 22,290 | $617K | 0.0% | $27.68 | $26.35 | — | PFD | 903002301 |
| — | Dr Pepper Snapple Group Inc | 6,903 | $611K | 0.0% | $88.51 | $56.31 | — | COM | 26138e109 |
| — | Scana Corp | 12,324 | $598K | 0.0% | $48.52 | $48.68 | — | COM | 80589m102 |
| IEV | iShares S&P Europe 350 | 12,565 | $589K | 0.0% | $46.88 | $45.31 | +3.4% | COM | 464287861 |
| — | Citigroup Inc 6.125. Perp Call | 550,000 | $589K | 0.0% | $1.07 | $1.03 | — | PFD | 172967KD2 |
| — | Ares Management 7. Call 6/21 B | 21,693 | $588K | 0.0% | $27.11 | $26.60 | — | PFD | 04014y200 |
| — | SPDR S&P Biotech ETF | 6,657 | $576K | 0.0% | $86.53 | $80.31 | — | COM | 78464a870 |
| — | EBAY 6.00. Sr Notes Call 3/1/2 | 21,300 | $576K | 0.0% | $27.04 | $25.74 | — | PFD | 278642202 |
| — | General Motors Co | 14,247 | $575K | 0.0% | $40.36 | $33.97 | — | COM | 37045v100 |
| VGK | Vanguard European Vipers | 9,826 | $573K | 0.0% | $58.31 | $54.51 | +7.0% | COM | 922042874 |
| — | Express Scripts Holding Co. | 9,039 | $572K | 0.0% | $63.28 | $64.31 | — | COM | 30219g108 |
| — | Wells Fargo & Company Perp/Cal | 560,000 | $572K | 0.0% | $1.02 | $1.11 | — | PFD | 949746PM7 |
| — | Penn RealEstate 7.375.CUM Perp | 22,596 | $571K | 0.0% | $25.27 | $25.66 | — | PFD | 709102503 |
| TMO | Thermo Fisher Scientific Inc | 3,014 | $570K | 0.0% | $189.12 * | $142.94 | +29.5% | COM | 883556102 |
| — | Hoegh LNG Partners 8.75.QDI Pe | 22,790 | $569K | 0.0% | $24.97 | $24.97 | — | PFD | y3262r118 |
| TJX | TJX Companies Inc | 7,654 | $564K | 0.0% | $73.69 * | $24.83 | +32.3% | COM | 872540109 |
| — | Charles Schwab 4.625. Perp/Cal | 550,000 | $562K | 0.0% | $1.02 | $1.02 | — | PFD | 808513AP0 |
| WABC | Westamerica Bancorportaion | 9,402 | $560K | 0.0% | $59.56 * | $43.50 | +5.2% | COM | 957090103 |
| WY | Weyerhaeuser Co | 16,131 | $549K | 0.0% | $34.03 * | $19.11 | +29.2% | COM | 962166104 |
| — | Diageo Plc-Sponsored ADR | 4,137 | $547K | 0.0% | $132.22 | $115.23 | — | COM | 25243q205 |
| TXN | Texas Instruments Inc | 6,077 | $545K | 0.0% | $89.68 * | $36.43 | +95.4% | COM | 882508104 |
| — | US Celllular SrNts 7.25. 2063 | 20,500 | $543K | 0.0% | $26.49 | $25.51 | — | PFD | 911684504 |
| IWM | iShares Russell 2000 Index Fun | 3,636 | $539K | 0.0% | $148.24 | $111.68 | +32.7% | COM | 464287655 |
| — | Citigroup Inc Fix-to-Float Per | 500,000 | $537K | 0.0% | $1.07 | $1.04 | — | PFD | 172967GF2 |
| — | Chimera Investment Corp 8. Cal | 20,146 | $533K | 0.0% | $26.46 | $25.42 | — | PFD | 16934q406 |
| IJJ | iShares S&P Midcap 400/Value | 3,481 | $532K | 0.0% | $152.83 * | $53.50 | +42.7% | COM | 464287705 |
| — | NewTek Business Svs 7.50. Nts | 20,111 | $530K | 0.0% | $26.35 | $25.51 | — | PFD | 652526302 |
| — | Morgan Stanley 3MoLib.70bp 4.F | 22,884 | $528K | 0.0% | $23.07 | $21.61 | — | PFD | 61747s504 |
| IJR | iShares S&P SmallCap 600 | 7,110 | $528K | 0.0% | $74.26 | $57.67 | +28.7% | COM | 464287804 |
| LULU | Lululemon Athletica Inc | 8,425 | $524K | 0.0% | $62.20 | $63.14 | -1.4% | COM | 550021109 |
| — | Royal Dutch Shell Plc-ADR A | 8,655 | $524K | 0.0% | $60.54 | $55.93 | — | COM | 780259206 |
| — | Prudential PLC 6.75. PrpCl 9/0 | 19,602 | $521K | 0.0% | $26.58 | $25.05 | — | PFD | g7293h114 |
| AEP | American Electric Power | 7,365 | $517K | 0.0% | $70.20 * | $33.13 | +58.4% | COM | 025537101 |
| — | Goldman Sachs 5.7 Perp/Call 5/ | 500,000 | $515K | 0.0% | $1.03 | $1.03 | — | PFD | 38148BAA6 |
| ALL | Allstate Corp | 5,511 | $507K | 0.0% | $92.00 * | $38.69 | +96.9% | COM | 020002101 |
| — | M&T Bank 6.375. Cl 11/18 BBB- | 484 | $499K | 0.0% | $1030.99 | $969.18 | — | PFD | 55261f708 |
| — | Solar Capital 6.75. Cl 11/17 | 19,508 | $495K | 0.0% | $25.37 | $24.72 | — | PFD | 83413u308 |
| GSLC | Goldman Sach Active Beta US La | 9,896 | $494K | 0.0% | $49.92 | $47.02 | +6.2% | COM | 381430503 |
| — | Hersha Hospitality 6.50. NR Ca | 19,120 | $489K | 0.0% | $25.58 | $25.30 | — | PFD | 427825609 |
| — | Colony NorthStar 8.75. CUM Cal | 17,688 | $483K | 0.0% | $27.31 | $26.38 | — | PFD | 19625w609 |
| VNQ | Vanguard REIT | 5,801 | $482K | 0.0% | $83.09 | $79.67 | +4.3% | COM | 922908553 |
| — | Bank of America 6.5. Prp Cl 1/ | 17,906 | $482K | 0.0% | $26.92 | $25.59 | — | PFD | 060505310 |
| — | Colony NorthStar 7.125. CUM Ca | 18,825 | $479K | 0.0% | $25.44 | $25.54 | — | PFD | 19625w872 |
| IYW | iShares Goldman Sachs Tech I | 3,114 | $467K | 0.0% | $149.97 * | $28.38 | +32.1% | COM | 464287721 |
| — | Spark Energy 8.75. Call 2022 Q | 17,698 | $467K | 0.0% | $26.39 | $26.41 | — | PFD | 846511202 |
| — | P G & E Corp | 6,721 | $458K | 0.0% | $68.14 | $51.04 | — | COM | 69331c108 |
| — | Apollo Cmmrl Real Est 8.00. CU | 17,837 | $453K | 0.0% | $25.40 | $25.39 | — | PFD | 03762u501 |
| — | B Riley Financial 7.50. SenNts | 17,270 | $447K | 0.0% | $25.88 | $25.63 | — | PFD | 05580m207 |
| — | Arlington Asset Inv 7.00. CUm | 18,030 | $446K | 0.0% | $24.74 | $24.74 | — | PFD | 041356601 |
| C | Citigroup Inc | 6,138 | $446K | 0.0% | $72.66 * | $36.57 | +51.5% | COM | 172967424 |
| QCOM | Qualcomm Inc | 8,560 | $444K | 0.0% | $51.87 * | $44.00 | -5.1% | COM | 747525103 |
| — | CHS Chemicals 7.875. Perp cl 2 | 15,047 | $441K | 0.0% | $29.31 | $28.69 | — | PFD | 12542r308 |
| — | Ashford Hospitality 7.50.Cum P | 17,450 | $440K | 0.0% | $25.21 | $25.21 | — | PFD | 044103802 |
| — | US Cellular 6.95.SrNT 2060 Cl | 16,975 | $439K | 0.0% | $25.86 | $25.15 | — | PFD | 911684405 |
| — | Texas Capitl Bancshares6.50. 2 | 16,967 | $434K | 0.0% | $25.58 | $26.03 | — | PFD | 882228307 |
| — | CBL & Associates 6.625. Perp C | 17,432 | $428K | 0.0% | $24.55 | $24.92 | — | PFD | 124830803 |
| — | NVIDIA Corp | 2,386 | $427K | 0.0% | $178.96 | $144.52 | — | COM | 67066g104 |
| — | SPDR S&P Aerospace & Defense E | 5,352 | $427K | 0.0% | $79.78 | $59.26 | — | COM | 78464a631 |
| NUE | Nucor Corp | 7,568 | $424K | 0.0% | $56.03 * | $37.57 | +24.9% | COM | 670346105 |
| SLB | Schlumberger Ltd | 6,057 | $423K | 0.0% | $69.84 * | $62.07 | -11.4% | COM | 806857108 |
| BAX | Baxter International Inc. | 6,745 | $423K | 0.0% | $62.71 * | $32.48 | +67.7% | COM | 071813109 |
| BF/B | Brown-Forman Corp -Cl B | 7,693 | $418K | 0.0% | $54.34 * | $32.46 | +14.9% | COM | 115637209 |
| — | Medley Capital7.25.SrNts Due24 | 16,450 | $418K | 0.0% | $25.41 | $25.47 | — | PFD | 58503y204 |
| — | JMP Group 8.00. SrDeb Due1/202 | 16,264 | $415K | 0.0% | $25.52 | $25.43 | — | PFD | 46629u206 |
| — | Regions Financial 6.375. Cl 12 | 15,950 | $406K | 0.0% | $25.45 | $24.52 | — | PFD | 7591ep308 |
| — | Deutsche Bnk 7.6. Prp Cl 2/18 | 15,269 | $398K | 0.0% | $26.07 | $26.65 | — | PFD | 25154a108 |
| — | RetailPropertiesofAmer 7. Call | 15,400 | $393K | 0.0% | $25.52 | $24.90 | — | PFD | 76131v608 |
| — | Broadcom Ltd | 1,622 | $393K | 0.0% | $242.29 | $193.12 | — | COM | y09827109 |
| — | Barclays 8.125. Perp/Cl 3/14 B | 14,700 | $390K | 0.0% | $26.53 | $25.33 | — | PFD | 06739h362 |
| — | Sunstone Hotel 6.95. Prp/Cl 3/ | 14,213 | $385K | 0.0% | $27.09 | $26.64 | — | PFD | 867892606 |
| — | Johnson Controls Intl PLC | 9,526 | $384K | 0.0% | $40.31 | $45.63 | — | COM | g51502105 |
| — | GGP Inc 6.375. Call 2/2018 CUM | 14,800 | $380K | 0.0% | $25.68 | $23.17 | — | PFD | 370023202 |
| — | Fortinet Inc | 10,490 | $376K | 0.0% | $35.84 | $32.09 | — | COM | 34959e109 |
| — | Eversource Energy | 6,214 | $376K | 0.0% | $60.51 | $50.99 | — | COM | 30040w108 |
| — | Marathon Petroleum Corp | 6,644 | $373K | 0.0% | $56.14 | $58.89 | — | COM | 56585a102 |
| — | American Homes 4Rent 6.50. Per | 13,454 | $371K | 0.0% | $27.58 | $26.31 | — | PFD | 02665t702 |
| — | Amtrust Financial 6.95. QDI Ca | 15,809 | $370K | 0.0% | $23.40 | $24.90 | — | PFD | 032359820 |
| — | CBL&Assoc Properties 7.375.CUM | 15,148 | $370K | 0.0% | $24.43 | $24.68 | — | PFD | 124830605 |
| — | Lam Research Corp | 1,995 | $369K | 0.0% | $184.96 | $82.90 | — | COM | 512807108 |
| LW | Lamb Weston Holdings Inc | 7,860 | $369K | 0.0% | $46.95 * | $29.75 | +39.5% | COM | 513272104 |
| STT | State Street Corp | 3,819 | $365K | 0.0% | $95.57 * | $51.66 | +44.0% | COM | 857477103 |
| — | Citigroup 5.875. Perp/Call 3/2 | 350,000 | $364K | 0.0% | $1.04 | $1.01 | — | PFD | 172967JK8 |
| — | Semiconductor ETF VanEck Vecto | 3,876 | $362K | 0.0% | $93.40 | $79.69 | — | COM | 92189f676 |
| — | Vanguard Consumer Staples Vipe | 2,615 | $362K | 0.0% | $138.43 | $117.11 | — | COM | 92204a207 |
| — | CHS Chemicals 6.75. Perp cl 20 | 13,029 | $359K | 0.0% | $27.55 | $25.72 | — | PFD | 12542r704 |
| — | VanEck Vectors Pharmaceutical | 6,193 | $358K | 0.0% | $57.81 | $57.57 | — | COM | 92189f692 |
| — | PennyMac Mtg 8.125. 2024 Libor | 14,151 | $357K | 0.0% | $25.23 | $25.27 | — | PFD | 70931t301 |
| — | Medley Capitl 6.875.Notes Due2 | 14,400 | $354K | 0.0% | $24.58 | $24.19 | — | PFD | 58503y105 |
| — | Reinsurance Group of Amer 6.2. | 12,300 | $350K | 0.0% | $28.46 | $26.16 | — | PFD | 759351703 |
| PH | Parker-Hannifin Corp | 1,991 | $348K | 0.0% | $174.79 * | $105.27 | +46.7% | COM | 701094104 |
| — | Crown Castle Intl 6.875. MndCo | 325 | $347K | 0.0% | $1067.69 | $1067.69 | — | PFD | 22822v309 |
| — | Wells Fargo 5.85.Flt Aftr 9/23 | 12,525 | $342K | 0.0% | $27.31 | $26.12 | — | PFD | 949746556 |
| CFG | Citizens Financial Group | 8,992 | $341K | 0.0% | $37.92 * | $25.79 | +4.8% | COM | 174610105 |
| — | Pitney Bowes 6.7. Cl 3/7/18 BB | 13,300 | $340K | 0.0% | $25.56 | $25.32 | — | PFD | 724479506 |
| NSC | Norfolk Southern Corp | 2,570 | $340K | 0.0% | $132.30 * | $63.71 | +75.7% | COM | 655844108 |
| — | Jacobs Engineering Group Inc | 5,703 | $332K | 0.0% | $58.21 | $53.87 | — | COM | 469814107 |
| EEM | iShares MSCI Emerging Markets | 7,305 | $327K | 0.0% | $44.76 | $40.28 | +11.2% | COM | 464287234 |
| DKS | Dick's Sporting Goods Inc | 12,038 | $325K | 0.0% | $27.00 * | $37.00 | -43.0% | COM | 253393102 |
| — | Maiden Holdings 6.70.Prp Cl 6/ | 13,288 | $323K | 0.0% | $24.31 | $25.05 | — | PFD | g5753u146 |
| — | Annaly Capital 7.625. Perp Cl | 12,727 | $321K | 0.0% | $25.22 | $24.67 | — | PFD | 035710706 |
| AMAT | Applied Materials Inc | 6,072 | $316K | 0.0% | $52.04 * | $41.17 | +15.3% | COM | 038222105 |
| — | Keysight Technologies Inc | 7,584 | $316K | 0.0% | $41.67 | $34.48 | — | COM | 49338l103 |
| — | New York MtgTrust 7.875.Perp C | 12,385 | $315K | 0.0% | $25.43 | $23.96 | — | PFD | 649604808 |
| VLO | Valero Energy Corp | 4,084 | $314K | 0.0% | $76.89 * | $43.50 | +27.4% | COM | 91913Y100 |
| — | Regeneron Pharmaceuticals Inc | 695 | $311K | 0.0% | $447.48 | $342.72 | — | COM | 75886f107 |
| — | Penn RealEstate 7.20.CUM Perp | 11,955 | $311K | 0.0% | $26.01 | $26.74 | — | PFD | 709102602 |
| IP | International Paper Co | 5,368 | $305K | 0.0% | $56.82 * | $30.49 | +23.0% | COM | 460146103 |
| IHF | iShares DJ US Health Car Pro | 2,056 | $304K | 0.0% | $147.86 * | $22.50 | +31.3% | COM | 464288828 |
| — | Amtrust Financial 7.25. CUM QD | 12,168 | $302K | 0.0% | $24.82 | $24.36 | — | PFD | 032359507 |
| — | First Trust Mid Cap Value ETF | 8,783 | $302K | 0.0% | $34.38 | $25.87 | — | COM | 33737m201 |
| — | Amtrust Financial 7.25. SrNt C | 11,700 | $301K | 0.0% | $25.73 | $24.87 | — | PFD | 032359861 |
| — | NewTek Business Svs 7.0.Nts 3/ | 11,690 | $298K | 0.0% | $25.49 | $25.54 | — | PFD | 652526401 |
| — | Blackrock Inc | 663 | $297K | 0.0% | $447.96 | $310.49 | — | COM | 09247x101 |
| TER | Teradyne Inc | 7,977 | $297K | 0.0% | $37.23 * | $33.11 | +7.8% | COM | 880770102 |
| — | Fanhua Inc-Sponsored ADR | 23,374 | $294K | 0.0% | $12.58 | $8.61 | — | COM | 30712a103 |
| EA | Electronic Arts Inc | 2,483 | $293K | 0.0% | $118.00 * | $82.78 | +38.7% | COM | 285512109 |
| — | JBG SMITH Properties | 8,565 | $293K | 0.0% | $34.21 | $34.21 | — | COM | 46590v100 |
| — | Atlas Finl SrNt 6.625. Cl 4/20 | 11,200 | $293K | 0.0% | $26.16 | $26.16 | — | PFD | 049323108 |
| — | Arbor Realty 8.50. CUM Perp Ca | 11,030 | $288K | 0.0% | $26.11 | $25.64 | — | PFD | 038923801 |
| IHI | iShares DJ US Medical Device | 1,720 | $287K | 0.0% | $166.86 * | $24.25 | +14.8% | COM | 464288810 |
| — | GlaxoSmithKline Plc-ADR | 7,034 | $286K | 0.0% | $40.66 | $49.45 | — | COM | 37733w105 |
| — | Cigna Corp | 1,523 | $285K | 0.0% | $187.13 | $137.86 | — | COM | 125509109 |
| ROP | Roper Technologies Inc | 1,149 | $280K | 0.0% | $243.69 * | $172.20 | +34.5% | COM | 776696106 |
| — | AllState 6.75 2049 Call 10/201 | 10,590 | $280K | 0.0% | $26.44 | $26.28 | — | PFD | 020002606 |
| YUM | Yum! Brands Inc | 3,798 | $280K | 0.0% | $73.72 * | $40.33 | +57.1% | COM | 988498101 |
| — | PowerShares Buyback Achievers | 5,026 | $279K | 0.0% | $55.51 | $47.79 | — | COM | 73935x286 |
| — | Berkshire Hathaway A | 1 | $275K | 0.0% | $275000.00 | $2171.60 | — | COM | 084990175 |
| — | Penn RealEstate 6.875.CUM Perp | 11,000 | $275K | 0.0% | $25.00 | $25.00 | — | PFD | 709102701 |
| CNI | Canadian Natl Railway Co | 3,290 | $273K | 0.0% | $82.98 * | $46.96 | +51.5% | COM | 136375102 |
| — | LaSalle Hotel 6.3. Call 5/2021 | 10,619 | $272K | 0.0% | $25.61 | $25.75 | — | PFD | 517942884 |
| UDR | UDR Inc | 7,080 | $269K | 0.0% | $37.99 * | $20.28 | +38.9% | COM | 902653104 |
| AME | Ametek Inc | 4,048 | $267K | 0.0% | $65.96 * | $44.57 | +40.2% | COM | 031100100 |
| — | Fortive Corp | 3,763 | $266K | 0.0% | $70.69 | $50.93 | — | COM | 34959j108 |
| — | Endurance Specialty 6.35. Cal | 9,900 | $265K | 0.0% | $26.77 | $27.13 | — | PFD | 29267h406 |
| KMX | CarMax Inc | 3,500 | $265K | 0.0% | $75.71 | $56.11 | +35.1% | COM | 143130102 |
| SCHF | Schwab Intl Equity ETF | 7,904 | $265K | 0.0% | $33.53 * | $14.52 | +15.3% | COM | 808524805 |
| VV | Vanguard Large-Cap Vipers ETF | 2,275 | $263K | 0.0% | $115.60 | $84.99 | +35.8% | COM | 922908637 |
| — | Global Medical RE 7.50. CUM Pe | 10,500 | $263K | 0.0% | $25.05 | $25.05 | — | PFD | 37957w203 |
| CSX | CSX Corp | 4,801 | $260K | 0.0% | $54.16 * | $13.76 | +17.6% | COM | 126408103 |
| — | Hercules Capital 6.25.SrNts 24 | 10,200 | $259K | 0.0% | $25.39 | $25.61 | — | PFD | 427096862 |
| — | Xcel Energy Inc | 5,461 | $258K | 0.0% | $47.24 | $34.09 | — | COM | 98389b100 |
| — | Quest Diagnostics | 2,745 | $257K | 0.0% | $93.62 | $61.00 | — | COM | 74834l100 |
| — | Allied Capital ARCC6.875. 4/20 | 9,798 | $252K | 0.0% | $25.72 | $25.05 | — | PFD | 01903q207 |
| — | WinTrust Financial 6.50. Call | 8,707 | $250K | 0.0% | $28.71 | $27.13 | — | PFD | 97650w405 |
| — | AmerisourceBergen Corp | 3,026 | $250K | 0.0% | $82.62 | $80.71 | — | COM | 03073e105 |
| BK | Bank Of New York Mellon Corp | 4,714 | $250K | 0.0% | $53.03 * | $35.63 | +18.8% | COM | 064058100 |
| — | PS Business Parks 6.0. BBB Cal | 9,886 | $249K | 0.0% | $25.19 | $24.51 | — | PFD | 69360j685 |
| — | Penn Real Estate 8.25.CUM Call | 9,869 | $248K | 0.0% | $25.13 | $26.53 | — | PFD | 709102404 |
| — | Goldman Sachs 5.375 Perp/Call | 240,000 | $248K | 0.0% | $1.03 | $1.06 | — | PFD | 38148BAB4 |
| — | Ares Capital Corp | 15,001 | $246K | 0.0% | $16.40 | $16.07 | — | COM | 04010l103 |
| — | Deutsche Bank 8.05. PrpCl6/18 | 9,212 | $245K | 0.0% | $26.60 | $27.55 | — | PFD | 25150l108 |
| — | Guggenheim S&P Equal Weight Fi | 5,901 | $244K | 0.0% | $41.35 | $37.73 | — | COM | 78355w858 |
| ROK | Rockwell Automation Inc | 1,360 | $242K | 0.0% | $177.94 * | $126.71 | +20.7% | COM | 773903109 |
| IUSV | iShares Core US Value | 4,608 | $241K | 0.0% | $52.30 | $45.20 | +15.8% | COM | 464287663 |
| — | Allegion PLC | 2,782 | $241K | 0.0% | $86.63 | $44.33 | — | COM | g0176j109 |
| — | ProShares Ultra Technology | 3,200 | $240K | 0.0% | $75.00 | $75.00 | — | COM | 74347r693 |
| IWP | iShares Russell Midcap Growth | 2,110 | $239K | 0.0% | $113.27 * | $48.61 | +16.4% | COM | 464287481 |
| F | Ford Motor Co | 19,806 | $237K | 0.0% | $11.97 * | $8.41 | -8.2% | COM | 345370860 |
| — | Aon PLC | 1,610 | $235K | 0.0% | $145.96 | $132.92 | — | COM | g0408v102 |
| — | Nordstrom Inc | 4,945 | $233K | 0.0% | $47.12 | $60.56 | — | COM | 655664100 |
| — | ETFS Physical Precious Metals | 3,665 | $232K | 0.0% | $63.30 | $68.05 | — | COM | 26922w109 |
| — | LaSalle Hotel 6.375. Call 3/20 | 9,078 | $232K | 0.0% | $25.56 | $24.17 | — | PFD | 517942801 |
| — | Alibaba Group Holding-SP ADR | 1,338 | $231K | 0.0% | $172.65 | $140.71 | — | COM | 01609w102 |
| — | Taubman Centers 6.5. CUM NA Cl | 9,138 | $230K | 0.0% | $25.17 | $24.91 | — | PFD | 876664608 |
| PSX | Phillips 66 | 2,504 | $229K | 0.0% | $91.45 * | $52.27 | +27.2% | COM | 718546104 |
| — | Two Harbors Investments 7.625. | 8,650 | $226K | 0.0% | $26.13 | $26.13 | — | PFD | 90187b309 |
| — | Customers Bk 7.00. Fx- Flt Prp | 8,330 | $224K | 0.0% | $26.89 | $26.89 | — | PFD | 23204g407 |
| IWD | iShares Russell 1000 Value | 1,882 | $223K | 0.0% | $118.49 | $108.10 | +9.6% | COM | 464287598 |
| — | Finisar Corporation | 10,000 | $222K | 0.0% | $22.20 | $26.00 | — | COM | 31787a507 |
| — | MFA Financial 7.5. Prp Cl 4/15 | 8,780 | $222K | 0.0% | $25.28 | $24.89 | — | PFD | 55272x409 |
| — | Medical Properties Trust Inc | 16,919 | $222K | 0.0% | $13.12 | $12.30 | — | COM | 58463j304 |
| — | WisdomTree MidCap Div Index | 2,206 | $220K | 0.0% | $99.73 | $82.65 | — | COM | 97717w505 |
| — | Quest USWest Sr Nts6.125.Nts C | 8,670 | $220K | 0.0% | $25.37 | $24.11 | — | PFD | 74913g600 |
| — | Plains GP Holdings LP | 10,000 | $219K | 0.0% | $21.90 | $26.20 | — | COM | 72651a207 |
| SPG | Simon Property Group Inc | 1,352 | $218K | 0.0% | $161.24 * | $113.41 | -9.0% | COM | 828806109 |
| — | Glandstone Invstmt 6.50.SrNts2 | 8,498 | $218K | 0.0% | $25.65 | $25.65 | — | PFD | 376546404 |
| — | MetLife 3MoLibor.100 Min 4.0. | 8,666 | $217K | 0.0% | $25.04 | $24.27 | — | PFD | 59156r504 |
| IVE | iShares S&P 500 Value Index Fu | 2,000 | $216K | 0.0% | $108.00 | $97.57 | +10.6% | COM | 464287408 |
| DY | Dycom Industries, Inc. | 2,506 | $215K | 0.0% | $85.79 | $84.27 | +1.9% | COM | 267475101 |
| SIEGY | Siemens Ag-Spons ADR | 3,034 | $215K | 0.0% | $70.86 | $48.71 | +45.2% | COM | 826197501 |
| — | Colony Northstar 8.875.CUM Cal | 8,452 | $214K | 0.0% | $25.32 | $25.68 | — | PFD | 19625w401 |
| LUV | Southwest Airlines | 3,766 | $211K | 0.0% | $56.03 * | $38.06 | +32.8% | COM | 844741108 |
| — | DISH Network Corp | 3,892 | $211K | 0.0% | $54.21 | $63.40 | — | COM | 25470m109 |
| — | Equity Residential | 3,185 | $210K | 0.0% | $65.93 | $65.93 | — | COM | 29476l107 |
| — | Xylem Inc | 3,360 | $210K | 0.0% | $62.50 | $62.50 | — | COM | 98419m100 |
| MASI | Masimo Corporation | 2,415 | $209K | 0.0% | $86.54 | $82.32 | +5.1% | COM | 574795100 |
| — | Arch Capital 6.75. BBB QDI Cl | 8,178 | $208K | 0.0% | $25.43 | $26.04 | — | PFD | g0450a204 |
| — | Citigroup 5.8. B1 Call 4/18 QD | 7,961 | $205K | 0.0% | $25.75 | $23.86 | — | PFD | 172967366 |
| — | Suntrust Bank 5.05. Call 2022- | 200,000 | $204K | 0.0% | $1.02 | $1.02 | — | PFD | 867914BN2 |
| — | Ally 8.125. Call CUM Call 5/17 | 7,700 | $203K | 0.0% | $26.36 | $26.15 | — | PFD | 361860208 |
| IWS | iShares Russell Midcap Value | 2,380 | $202K | 0.0% | $84.87 | $83.21 | +2.1% | COM | 464287473 |
| FXI | iShares FTSE/Xinhua China 25 | 4,560 | $201K | 0.0% | $44.08 | $42.85 | +2.8% | COM | 464287184 |
| — | Oxford Lane Capital 7.50. 6/20 | 7,894 | $200K | 0.0% | $25.34 | $25.34 | — | PFD | 691543300 |
| — | Sprott Resource Holdings Inc | 800,000 | $98,000 | 0.0% | $0.12 | $0.16 | — | COM | 85209d101 |
| — | Eurasian Minerals Inc | 54,086 | $45,000 | 0.0% | $0.83 | $1.13 | — | COM | 29843r100 |
| — | Sprott Inc | 17,500 | $30,000 | 0.0% | $1.71 | $1.71 | — | COM | 852066109 |
| — | Silvercorp Metals Inc | 10,000 | $27,000 | 0.0% | $2.70 | $2.80 | — | COM | 82835p103 |
| EDTXF | Spectral Medical Inc | 25,000 | $8,000 | 0.0% | $0.32 | $0.30 | +3.8% | COM | 847577103 |
| — | Li & Fung Ltd | 10,000 | $5,000 | 0.0% | $0.50 | $0.90 | — | COM | g5485f169 |
| — | Amarillo Gold Corp | 13,000 | $3,000 | 0.0% | $0.23 | $0.06 | — | COM | 02301t108 |
| — | Global Brands Group Holding | 10,000 | $1,000 | 0.0% | $0.10 | $0.20 | — | COM | g39338101 |
| — | Encounter Technologies Inc | 62,000 | $0 | 0.0% | $0.00 | — | — | COM | 29259j303 |
| — | Tri-Valley Corporation | 30,600 | $0 | 0.0% | $0.00 | — | — | COM | 895735108 |