Location: Greenbrae, CA
CIK: 0001109228 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 10, 2017
Total Value: $1.596B (98.9% shares, 1.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Facebook Inc | 297,714 | $44.95M | 2.8% | $150.98 | $113.04 | — | COM | 30303m102 |
| AAPL | Apple Inc | 256,289 | $36.91M | 2.3% | $144.02 * | $19.68 | +70.1% | COM | 037833100 |
| WFC | Wells Fargo & Company | 641,888 | $35.57M | 2.2% | $55.41 * | $30.12 | +45.2% | COM | 949746101 |
| JNJ | Johnson & Johnson | 265,403 | $35.11M | 2.2% | $132.29 * | $65.83 | +58.7% | COM | 478160104 |
| CVX | Chevron Corp | 259,691 | $27.09M | 1.7% | $104.33 * | $70.96 | +2.1% | COM | 166764100 |
| PG | Procter & Gamble Co | 305,725 | $26.64M | 1.7% | $87.15 * | $57.05 | +21.7% | COM | 742718109 |
| — | Verizon Communications Inc | 587,200 | $26.22M | 1.6% | $44.66 | $49.94 | — | COM | 92343v104 |
| MSFT | Microsoft Corp | 345,719 | $23.83M | 1.5% | $68.93 * | $38.15 | +64.5% | COM | 594918104 |
| — | SPDR Technology Select Sector | 430,692 | $23.57M | 1.5% | $54.72 | $45.91 | — | COM | 81369y803 |
| — | 3M Company | 107,495 | $22.38M | 1.4% | $208.19 | $130.17 | — | COM | 88579y101 |
| — | General Electric Co | 716,240 | $19.35M | 1.2% | $27.01 | $24.35 | — | COM | 369604103 |
| KMB | Kimberly-Clark Corp | 146,915 | $18.97M | 1.2% | $129.11 * | $73.10 | +31.3% | COM | 494368103 |
| COST | Costco Wholesale Corp | 118,050 | $18.88M | 1.2% | $159.93 * | $97.82 | +45.6% | COM | 22160K105 |
| ADP | Automatic Data Processing | 183,565 | $18.81M | 1.2% | $102.46 * | $58.00 | +47.6% | COM | 053015103 |
| — | Wells Fargo 7.5. Cnv@$156 $100 | 13,754 | $18.03M | 1.1% | $1311.11 | $1205.38 | — | PFD | 949746804 |
| — | Crown Castle Intl Corp | 172,823 | $17.31M | 1.1% | $100.18 | $83.91 | — | COM | 22822v101 |
| HD | Home Depot Inc | 110,991 | $17.03M | 1.1% | $153.40 * | $80.56 | +55.1% | COM | 437076102 |
| VTI | Vanguard Total Stock Market | 136,732 | $17.02M | 1.1% | $124.45 | $90.95 | +36.8% | COM | 922908769 |
| DIS | Disney Co./Walt The | 155,719 | $16.55M | 1.0% | $106.25 * | $80.25 | +23.9% | COM | 254687106 |
| BMY | Bristol-Myers Squibb Co | 295,090 | $16.44M | 1.0% | $55.72 * | $31.46 | +29.9% | COM | 110122108 |
| — | NextEra Energy Inc | 111,784 | $15.66M | 1.0% | $140.13 | $87.04 | — | COM | 65339f101 |
| — | Waste Management Inc | 207,771 | $15.24M | 1.0% | $73.35 | $46.85 | — | COM | 94106l109 |
| MCD | McDonald's Corp | 97,931 | $15M | 0.9% | $153.16 * | $72.19 | +73.8% | COM | 580135101 |
| CLX | Clorox Company | 110,702 | $14.75M | 0.9% | $133.24 * | $69.09 | +50.7% | COM | 189054109 |
| — | SPDR Energy Select Sector | 226,687 | $14.72M | 0.9% | $64.92 | $64.70 | — | COM | 81369y506 |
| ECL | Ecolab Inc | 103,685 | $13.76M | 0.9% | $132.75 * | $89.49 | +35.4% | COM | 278865100 |
| INTC | Intel Corp | 403,214 | $13.6M | 0.9% | $33.74 * | $17.99 | +55.4% | COM | 458140100 |
| — | PowerShares Preferred Portfoli | 891,998 | $13.48M | 0.8% | $15.11 | $14.59 | — | COM | 73936t565 |
| — | Walgreens Boots Alliance Inc | 162,724 | $12.74M | 0.8% | $78.31 | $77.37 | — | COM | 931427108 |
| — | SPDR Consumer Discretionary Se | 141,652 | $12.7M | 0.8% | $89.63 | $75.89 | — | COM | 81369y407 |
| — | SPDR S&P Dividend | 141,667 | $12.59M | 0.8% | $88.89 | $71.15 | — | COM | 78464a763 |
| — | Altria Group Inc | 160,963 | $11.99M | 0.8% | $74.47 | $37.75 | — | COM | 02209s103 |
| JPM | JPMorgan Chase & Co | 131,121 | $11.98M | 0.8% | $91.40 * | $38.73 | +87.5% | COM | 46625H100 |
| — | SPDR Health Care Select Sector | 147,119 | $11.66M | 0.7% | $79.24 | $64.87 | — | COM | 81369y209 |
| — | AbbVie Inc | 156,838 | $11.37M | 0.7% | $72.51 | $45.66 | — | COM | 00287y109 |
| O | Realty Income Corp | 204,080 | $11.26M | 0.7% | $55.18 * | $26.49 | +34.5% | COM | 756109104 |
| — | SPDR Financial Select Sector | 451,754 | $11.14M | 0.7% | $24.67 | $23.58 | — | COM | 81369y605 |
| — | SPDR S&P MidCap 400 ETF Trust | 35,061 | $11.14M | 0.7% | $317.62 | $242.22 | — | COM | 78467y107 |
| EIX | Edison International | 141,865 | $11.09M | 0.7% | $78.19 * | $38.18 | +43.2% | COM | 281020107 |
| — | Comcast Corp-Cl A | 278,037 | $10.82M | 0.7% | $38.92 | $44.65 | — | COM | 20030n101 |
| NKE | Nike Inc -Cl B | 178,169 | $10.51M | 0.7% | $59.00 * | $43.89 | +20.5% | COM | 654106103 |
| ABT | Abbott Laboratories | 211,815 | $10.3M | 0.6% | $48.61 * | $29.64 | +41.0% | COM | 002824100 |
| XOM | Exxon Mobil Corp | 123,558 | $9.975M | 0.6% | $80.73 * | $54.39 | +1.0% | COM | 30231G102 |
| CL | Colgate-Palmolive Co | 134,265 | $9.953M | 0.6% | $74.13 * | $48.10 | +26.0% | COM | 194162103 |
| PEP | PepsiCo Inc | 83,798 | $9.678M | 0.6% | $115.49 * | $58.60 | +52.2% | COM | 713448108 |
| UPS | United Parcel Service-Cl B | 85,207 | $9.423M | 0.6% | $110.59 * | $62.41 | +28.6% | COM | 911312106 |
| PFE | Pfizer Inc | 272,513 | $9.154M | 0.6% | $33.59 * | $17.22 | +27.3% | COM | 717081103 |
| — | SPDR Industrial Select Sector | 133,490 | $9.092M | 0.6% | $68.11 | $55.15 | — | COM | 81369y704 |
| — | Merck & Co. Inc. | 139,338 | $8.93M | 0.6% | $64.09 | $50.03 | — | COM | 58933y105 |
| — | Wells Fargo 8.00. Prp Cl12/17 | 335,753 | $8.699M | 0.5% | $25.91 | $28.85 | — | PFD | 949746879 |
| — | Alphabet Inc-Cl A | 9,259 | $8.608M | 0.5% | $929.69 | $701.53 | — | COM | 02079k305 |
| PFF | iShares S&P US Preferred Stock | 218,488 | $8.558M | 0.5% | $39.17 | $40.03 | -2.1% | COM | 464288687 |
| — | Citigroup 7.125. Flt Aftr 9/23 | 277,388 | $8.294M | 0.5% | $29.90 | $26.75 | — | PFD | 172967358 |
| — | Du Pont (E.I.) De Nemours | 102,055 | $8.237M | 0.5% | $80.71 | $58.43 | — | COM | 263534109 |
| BAC | Bank of America Corp | 326,967 | $7.932M | 0.5% | $24.26 * | $11.93 | +66.9% | COM | 060505104 |
| — | SPDR S&P 500 Index Trust Serie | 32,688 | $7.904M | 0.5% | $241.80 | $172.08 | — | COM | 78462f103 |
| SBUX | Starbucks Corp | 134,979 | $7.871M | 0.5% | $58.31 * | $39.29 | +23.4% | COM | 855244109 |
| DVY | iShares DJ Select Dividend Ind | 83,246 | $7.676M | 0.5% | $92.21 | $65.83 | +40.1% | COM | 464287168 |
| SCHD | Schwab US Dividend Equity ETF | 169,262 | $7.634M | 0.5% | $45.10 * | $13.13 | +14.5% | COM | 808524797 |
| — | AT&T Inc | 200,769 | $7.575M | 0.5% | $37.73 | $35.91 | — | COM | 00206r102 |
| — | CHS Chemical 7.50. Cl 1/2025 C | 258,494 | $7.468M | 0.5% | $28.89 | $27.62 | — | PFD | 12542r803 |
| — | Medtronic PLC | 81,988 | $7.276M | 0.5% | $88.74 | $77.91 | — | COM | g5960l103 |
| — | Partner Re 7.25. Call 06/21 BB | 250,433 | $7.263M | 0.5% | $29.00 | $29.73 | — | PFD | g68603144 |
| APD | Air Products & Chemicals Inc | 49,642 | $7.102M | 0.4% | $143.06 * | $81.25 | +43.2% | COM | 009158106 |
| — | Aspen Insurance 7.25. BBB QDI | 278,342 | $6.959M | 0.4% | $25.00 | $25.72 | — | PFD | g05384147 |
| — | BancOfCalifornia 7.375. Ca2020 | 261,423 | $6.954M | 0.4% | $26.60 | $25.91 | — | PFD | 05990k882 |
| SWK | Stanley Black & Decker Inc | 49,326 | $6.942M | 0.4% | $140.74 * | $61.39 | +82.2% | COM | 854502101 |
| — | SPDR Consumer Staples Select S | 126,268 | $6.937M | 0.4% | $54.94 | $46.14 | — | COM | 81369y308 |
| VNO | Vornado Realty Trust | 73,459 | $6.898M | 0.4% | $93.90 | $90.08 | — | COM | 929042109 |
| FRCB | First Republic Bank/San Franci | 68,300 | $6.837M | 0.4% | $100.10 * | $82.44 | +16.8% | COM | 33616C100 |
| GPC | Genuine Parts Co | 69,957 | $6.489M | 0.4% | $92.76 * | $60.18 | +20.5% | COM | 372460105 |
| IBB | iShares Nasdaq Biotech Index F | 20,652 | $6.404M | 0.4% | $310.09 * | $95.95 | +7.7% | COM | 464287556 |
| HON | Honeywell International Inc | 44,254 | $5.899M | 0.4% | $133.30 * | $56.13 | +80.0% | COM | 438516106 |
| — | HCP Inc REIT | 183,620 | $5.868M | 0.4% | $31.96 | $41.47 | — | COM | 40414l109 |
| — | Alphabet Inc-Cl C | 6,181 | $5.617M | 0.4% | $908.75 | $649.99 | — | COM | 02079k107 |
| KO | Coca-Cola Co/The | 122,965 | $5.515M | 0.3% | $44.85 * | $28.34 | +21.4% | COM | 191216100 |
| GIS | General Mills Inc | 99,410 | $5.507M | 0.3% | $55.40 * | $33.11 | +23.2% | COM | 370334104 |
| — | National General 7.5. NA Cl Q | 207,901 | $5.364M | 0.3% | $25.80 | $25.51 | — | PFD | 636220857 |
| — | WEC Energy Group Inc | 86,934 | $5.336M | 0.3% | $61.38 | $44.97 | — | COM | 92939u106 |
| LMT | Lockheed Martin Corp | 18,861 | $5.236M | 0.3% | $277.61 * | $148.15 | +49.5% | COM | 539830109 |
| WSM | Williams-Sonoma Inc | 107,870 | $5.232M | 0.3% | $48.50 * | $23.10 | -14.0% | COM | 969904101 |
| AMZN | Amazon.com Inc | 5,385 | $5.213M | 0.3% | $968.06 * | $39.86 | +21.4% | COM | 023135106 |
| — | Morgan Stanley 7.125.Flt Aftr1 | 175,282 | $5.195M | 0.3% | $29.64 | $27.80 | — | PFD | 61762v200 |
| DHR | Danaher Corp | 61,109 | $5.157M | 0.3% | $84.39 * | $33.12 | +117.0% | COM | 235851102 |
| — | Gladstone Commercial 7.00. CUM | 194,918 | $5.078M | 0.3% | $26.05 | $25.47 | — | PFD | 376536603 |
| USB | U S Bancorp | 96,946 | $5.033M | 0.3% | $51.92 * | $30.36 | +23.4% | COM | 902973304 |
| — | Unilever N V -NY Shares | 88,426 | $4.887M | 0.3% | $55.27 | $40.22 | — | COM | 904784709 |
| — | First Republic 7.0. Cl 12/18 B | 178,443 | $4.791M | 0.3% | $26.85 | $27.07 | — | PFD | 33616c860 |
| OXY | Occidental Petroleum Corp | 79,550 | $4.763M | 0.3% | $59.87 * | $57.86 | -17.3% | COM | 674599105 |
| COP | ConocoPhillips | 104,471 | $4.593M | 0.3% | $43.96 * | $41.45 | -19.1% | COM | 20825C104 |
| — | Chesapeake Lodging 7.75.CUM Ca | 183,864 | $4.593M | 0.3% | $24.98 | $25.80 | — | PFD | 165240201 |
| — | Preferred Apartment Communitie | 290,000 | $4.568M | 0.3% | $15.75 | $9.81 | — | COM | 74039l103 |
| TD | Toronto Dominion Bank | 90,251 | $4.547M | 0.3% | $50.38 | $44.04 | +14.4% | COM | 891160509 |
| LLY | Eli Lilly & Co | 53,800 | $4.428M | 0.3% | $82.30 * | $49.53 | +45.6% | COM | 532457108 |
| — | Oracle Corp | 88,015 | $4.413M | 0.3% | $50.14 | $35.19 | — | COM | 68389x105 |
| — | Accenture PLC-Cl A | 35,657 | $4.41M | 0.3% | $123.68 | $75.25 | — | COM | g1151c101 |
| IVV | iShares S&P 500 Index Fund | 17,941 | $4.367M | 0.3% | $243.41 | $228.75 | +6.4% | COM | 464287200 |
| — | Powershares QQQ NASDAQ 100 Tru | 31,399 | $4.322M | 0.3% | $137.65 | $90.15 | — | COM | 73935a104 |
| — | BGC Partners 8.125. 2042 Call | 167,119 | $4.284M | 0.3% | $25.63 | $26.89 | — | PFD | 05541t408 |
| — | Bank of America $1000pv 7.25. | 3,360 | $4.241M | 0.3% | $1262.20 | $1205.29 | — | PFD | 060505682 |
| — | SVB Financial Group | 23,959 | $4.212M | 0.3% | $175.80 | $99.45 | — | COM | 78486q101 |
| NSRGY | Nestle Sa-Spons ADR For Reg | 46,666 | $4.069M | 0.3% | $87.19 | $70.25 | +24.1% | COM | 641069406 |
| CSCO | Cisco Systems Inc | 128,778 | $4.031M | 0.3% | $31.30 * | $16.26 | +48.1% | COM | 17275R102 |
| LOW | Lowe's Cos Inc | 51,942 | $4.027M | 0.3% | $77.53 * | $34.06 | +94.3% | COM | 548661107 |
| RHHBY | Roche Holdings LTD-Spons ADR | 120,868 | $3.844M | 0.2% | $31.80 | $34.51 | -7.9% | COM | 771195104 |
| MAR | Marriott International-Cl A | 38,305 | $3.842M | 0.2% | $100.30 * | $69.13 | +35.0% | COM | 571903202 |
| ABBNY | ABB Ltd-Spon ADR | 153,052 | $3.811M | 0.2% | $24.90 * | $21.23 | +12.6% | COM | 000375204 |
| — | Enbridge Inc | 94,616 | $3.767M | 0.2% | $39.81 | $41.84 | — | COM | 29250n105 |
| IBM | Intl Business Machines Corp | 24,102 | $3.708M | 0.2% | $153.85 * | $117.43 | -13.5% | COM | 459200101 |
| — | Cerner Corp | 55,596 | $3.695M | 0.2% | $66.46 | $66.91 | — | COM | 156782104 |
| — | Raytheon Company | 22,664 | $3.66M | 0.2% | $161.49 | $151.04 | — | COM | 755111507 |
| BRK/B | Berkshire Hathaway Inc Cl B | 21,593 | $3.657M | 0.2% | $169.36 | $119.35 | +41.9% | COM | 084670702 |
| — | Amtrust Financial 7.625.CUM QD | 146,137 | $3.649M | 0.2% | $24.97 | $25.17 | — | PFD | 032359705 |
| WMB | Williams Cos Inc | 120,391 | $3.645M | 0.2% | $30.28 * | $19.83 | -3.6% | COM | 969457100 |
| SRE | Sempra Energy | 32,322 | $3.644M | 0.2% | $112.74 * | $34.41 | +24.1% | COM | 816851109 |
| — | Kinder Morgan Inc | 186,262 | $3.569M | 0.2% | $19.16 | $36.19 | — | COM | 49456b101 |
| — | Quest USWest 7.0. SrNts 2056 2 | 134,293 | $3.563M | 0.2% | $26.53 | $26.19 | — | PFD | 74913g808 |
| — | United Technologies Corp | 28,455 | $3.475M | 0.2% | $122.12 | $96.66 | — | COM | 913017109 |
| — | Travelers Cos Inc/The | 27,339 | $3.459M | 0.2% | $126.52 | $81.46 | — | COM | 89417e109 |
| — | National General 7.50.Call4/20 | 130,816 | $3.385M | 0.2% | $25.88 | $24.95 | — | PFD | 636220808 |
| GD | General Dynamics Corp | 16,991 | $3.366M | 0.2% | $198.10 * | $62.72 | +161.2% | COM | 369550108 |
| CAT | Caterpillar Inc | 30,871 | $3.317M | 0.2% | $107.45 * | $63.86 | +39.4% | COM | 149123101 |
| CVS | CVS Health Corp | 41,096 | $3.307M | 0.2% | $80.47 * | $51.92 | +18.5% | COM | 126650100 |
| MS | Morgan Stanley | 74,076 | $3.301M | 0.2% | $44.56 * | $25.01 | +38.8% | COM | 617446448 |
| BDX | Becton Dickinson & Co | 16,610 | $3.241M | 0.2% | $195.12 * | $111.35 | +50.7% | COM | 075887109 |
| — | Zimmer Biomet Holdings Inc | 25,199 | $3.236M | 0.2% | $128.42 | $99.16 | — | COM | 98956p102 |
| — | Quest USWestSnNotes 6.875. CL | 126,050 | $3.231M | 0.2% | $25.63 | $25.57 | — | PFD | 74913g105 |
| VYM | Vanguard High Div Yield | 40,795 | $3.189M | 0.2% | $78.17 | $64.49 | +21.2% | COM | 921946406 |
| — | SPDR Materials Select Sector | 57,168 | $3.076M | 0.2% | $53.81 | $48.12 | — | COM | 81369y100 |
| PM | Philip Morris International | 26,110 | $3.067M | 0.2% | $117.46 * | $51.28 | +48.0% | COM | 718172109 |
| — | Visa Inc-Class A Shares | 32,570 | $3.054M | 0.2% | $93.77 | $80.68 | — | COM | 92826c839 |
| — | JPMorgan 7.9. Perp/Call 4/18 - | 2,870,000 | $2.981M | 0.2% | $1.04 | $1.10 | — | PFD | 46625HHA1 |
| — | Time Warner Inc | 29,454 | $2.958M | 0.2% | $100.43 | $77.73 | — | COM | 887317303 |
| — | Bank of America 6.625. Prp/Cl | 108,913 | $2.947M | 0.2% | $27.06 | $26.03 | — | PFD | 060505344 |
| VO | Vanguard Mid-Cap | 20,574 | $2.932M | 0.2% | $142.51 * | $24.60 | +44.9% | COM | 922908629 |
| KHC | Kraft Heinz Co/The | 34,140 | $2.924M | 0.2% | $85.65 * | $49.59 | +16.1% | COM | 500754106 |
| — | Summit Hotel 7.875. Perp CUM C | 112,295 | $2.902M | 0.2% | $25.84 | $25.92 | — | PFD | 866082308 |
| — | Chubb Ltd (new) | 19,699 | $2.864M | 0.2% | $145.39 | $119.31 | — | COM | h1467j104 |
| — | BancOfCalifornia 8.00. Cal2018 | 106,801 | $2.864M | 0.2% | $26.82 | $26.29 | — | PFD | 05990k403 |
| — | CenturyLink Quest 7.0.SnNts Cl | 112,694 | $2.852M | 0.2% | $25.31 | $25.89 | — | PFD | 74913g501 |
| — | JPMorgan 6.0. Perp/Call 8/23 - | 2,650,000 | $2.852M | 0.2% | $1.08 | $1.01 | — | PFD | 48126HAA8 |
| — | Novartis Ag-ADR | 33,868 | $2.827M | 0.2% | $83.47 | $73.42 | — | COM | 66987v109 |
| — | Colony NorthStar 7.50. CUM Cal | 107,032 | $2.821M | 0.2% | $26.36 | $25.70 | — | PFD | 19625w807 |
| — | Amtrust Financial 7.5. QDI Cal | 111,645 | $2.763M | 0.2% | $24.75 | $25.21 | — | PFD | 032359887 |
| — | Wachovia (WFC) Perp/Call 2/11 | 2,745,000 | $2.762M | 0.2% | $1.01 | $0.98 | — | PFD | 92978AAA0 |
| — | SPDR Utilities Select Sector | 52,920 | $2.75M | 0.2% | $51.97 | $47.90 | — | COM | 81369y886 |
| PEG | Public Service Enterprise Grou | 63,646 | $2.737M | 0.2% | $43.00 * | $25.22 | +27.9% | COM | 744573106 |
| ELV | Anthem Inc | 14,455 | $2.719M | 0.2% | $188.10 * | $107.20 | +57.0% | COM | 036752103 |
| — | National General7.50.Call 7/20 | 104,257 | $2.711M | 0.2% | $26.00 | $24.93 | — | PFD | 636220709 |
| — | Praxair Inc | 20,210 | $2.679M | 0.2% | $132.56 | $118.71 | — | COM | 74005p104 |
| BA | Boeing Co | 13,455 | $2.661M | 0.2% | $197.77 * | $94.72 | +96.7% | COM | 097023105 |
| — | Sotherly Hotels 8. Cum Perp C | 104,471 | $2.643M | 0.2% | $25.30 | $25.94 | — | PFD | 83600c301 |
| AMGN | Amgen Inc | 15,273 | $2.63M | 0.2% | $172.20 * | $84.93 | +56.8% | COM | 031162100 |
| — | Qwest Corp 6.5. Sr Note 9/56 C | 101,580 | $2.537M | 0.2% | $24.98 | $25.73 | — | PFD | 74913g881 |
| WHR | Whirlpool Corp | 13,237 | $2.537M | 0.2% | $191.66 | $126.17 | +51.9% | COM | 963320106 |
| — | HSBC Hldgs 8.0. Prp Cl 12/15 B | 94,260 | $2.527M | 0.2% | $26.81 | $27.07 | — | PFD | 404280802 |
| — | TravelCenters SnNotes 8. 2029 | 105,821 | $2.502M | 0.2% | $23.64 | $25.37 | — | PFD | 894174309 |
| — | Ingersoll-Rand PLC | 26,734 | $2.443M | 0.2% | $91.38 | $65.13 | — | COM | g47791101 |
| — | Varian Medical Systems Inc | 23,413 | $2.416M | 0.2% | $103.19 | $76.17 | — | COM | 92220P105 |
| MKC | McCormick & Co-Non Votung Shrs | 24,563 | $2.395M | 0.2% | $97.50 * | $29.24 | +41.5% | COM | 579780206 |
| — | B Riley Financial 7.50. SnNts | 92,000 | $2.37M | 0.1% | $25.76 | $25.76 | — | PFD | 05580m306 |
| — | AEGON 8.00. 2042 Notes Call 08 | 91,181 | $2.363M | 0.1% | $25.92 | $28.45 | — | PFD | 007924608 |
| — | Laboratory Corp Of Amer Hldgs | 14,705 | $2.267M | 0.1% | $154.17 | $102.44 | — | COM | 50540r409 |
| — | SPDR S&P Regional Banking | 41,005 | $2.253M | 0.1% | $54.94 | $54.71 | — | COM | 78464a698 |
| — | GE Cap Corp 5.00. Perp/Call 1/ | 2,109,000 | $2.236M | 0.1% | $1.06 | $1.03 | — | PFD | 369604BQ5 |
| — | Colony NorthStar 7.125. CUM Ca | 86,005 | $2.215M | 0.1% | $25.75 | $25.32 | — | PFD | 19625w880 |
| — | Amtrust Financial 7.75. QDI Ca | 87,086 | $2.21M | 0.1% | $25.38 | $25.60 | — | PFD | 032359846 |
| VB | Vanguard Small-Cap Vipers | 16,255 | $2.203M | 0.1% | $135.53 | $93.55 | +44.9% | COM | 922908751 |
| — | BlueRock Residential Growth 8. | 82,582 | $2.19M | 0.1% | $26.52 | $25.47 | — | PFD | 09627j508 |
| — | Digital Realty 7.375. Perp CUM | 79,288 | $2.175M | 0.1% | $27.43 | $27.11 | — | PFD | 253868871 |
| — | CBS Corp Class B | 33,921 | $2.163M | 0.1% | $63.77 | $63.63 | — | COM | 124857202 |
| — | First Trust Mid Cap Growth Alp | 62,066 | $2.146M | 0.1% | $34.58 | $30.45 | — | COM | 33737m102 |
| MDLZ | Mondelez International | 49,669 | $2.145M | 0.1% | $43.19 * | $24.15 | +46.0% | COM | 609207105 |
| — | AON Cap 8.205. 1/27 Non-Call B | 65,544 | $2.128M | 0.1% | $32.47 | $29.74 | — | PFD | 22532r101 |
| — | Telephone & Data 6.875. Cl 11/ | 82,775 | $2.106M | 0.1% | $25.44 | $25.58 | — | PFD | 879433845 |
| SCHX | Schwab US Large-Cap ETF | 35,540 | $2.053M | 0.1% | $57.77 * | $8.01 | +20.2% | COM | 808524201 |
| UNP | Union Pacific Corp | 18,563 | $2.022M | 0.1% | $108.93 * | $76.99 | +17.3% | COM | 907818108 |
| — | BCE Inc | 44,780 | $2.017M | 0.1% | $45.04 | $42.88 | — | COM | 05534b760 |
| — | Goldman 5.5. Flt Aftr 5/23 Cl | 71,090 | $2.001M | 0.1% | $28.15 | $24.49 | — | PFD | 38145g308 |
| EMR | Emerson Electric Co | 33,281 | $1.984M | 0.1% | $59.61 * | $40.85 | +18.6% | COM | 291011104 |
| — | Global Indemnity SrNts7.75. Ca | 77,147 | $1.983M | 0.1% | $25.70 | $25.74 | — | PFD | g3933f121 |
| UNH | UnitedHealth Group Inc | 10,632 | $1.971M | 0.1% | $185.38 * | $68.49 | +136.5% | COM | 91324P102 |
| — | Discover Financial 6.50.Perp Q | 75,595 | $1.949M | 0.1% | $25.78 | $25.17 | — | PFD | 254709207 |
| — | CenterPoint Energy Inc | 70,722 | $1.936M | 0.1% | $27.37 | $23.78 | — | COM | 15189t107 |
| — | US Cellular 7.25. SrNts12/2064 | 70,902 | $1.925M | 0.1% | $27.15 | $25.51 | — | PFD | 911684603 |
| — | National General 7.625. Call9/ | 74,859 | $1.919M | 0.1% | $25.63 | $24.26 | — | PFD | 636220873 |
| — | Unilever Plc-Sponsored ADR | 35,403 | $1.916M | 0.1% | $54.12 | $40.67 | — | COM | 904767704 |
| SCHB | Schwab US Broad Market ETF | 32,474 | $1.898M | 0.1% | $58.45 * | $6.91 | +41.0% | COM | 808524102 |
| — | Argo Group 6.5. Sr Notes Call | 74,789 | $1.892M | 0.1% | $25.30 | $25.17 | — | PFD | 040130205 |
| — | SPDR Real Estate Sector | 58,066 | $1.87M | 0.1% | $32.20 | $32.37 | — | COM | 81369y860 |
| OEF | iShares S&P 100 Index Fund | 17,417 | $1.862M | 0.1% | $106.91 | $81.82 | +30.6% | COM | 464287101 |
| — | Maiden Holdings 8.25.Prp Cl8/2 | 71,537 | $1.82M | 0.1% | $25.44 | $26.31 | — | PFD | g5753u120 |
| — | SL Green Realty 6.5. Perp CUM | 70,397 | $1.773M | 0.1% | $25.19 | $24.66 | — | PFD | 78440x507 |
| — | Charles Schwab 7. Perp/Call 2/ | 1,522,000 | $1.754M | 0.1% | $1.15 | $1.12 | — | PFD | 808513AE5 |
| — | BancOfCalifornia 7.00. Cal2021 | 64,999 | $1.748M | 0.1% | $26.89 | $25.94 | — | PFD | 05990k874 |
| — | Salesforce.Com Inc | 20,024 | $1.734M | 0.1% | $86.60 | $66.86 | — | COM | 79466l302 |
| — | JPMorgan Chase 6.70.Perp/Call | 64,198 | $1.732M | 0.1% | $26.98 | $26.02 | — | PFD | 48127a161 |
| IYT | iShares DJ US Transport Index | 9,975 | $1.716M | 0.1% | $172.03 * | $37.59 | +14.5% | COM | 464287192 |
| — | Prospect Captl 6.25. 6/24 SrNt | 65,056 | $1.696M | 0.1% | $26.07 | $25.43 | — | PFD | 74348t300 |
| TM | Toyota Motor Corp -Spon ADR | 15,970 | $1.677M | 0.1% | $105.01 | $115.85 | -9.3% | COM | 892331307 |
| IJH | iShares S&P Midcap 400 | 9,307 | $1.619M | 0.1% | $173.96 * | $23.95 | +45.3% | COM | 464287507 |
| — | SPDR Gold Trust | 13,128 | $1.549M | 0.1% | $117.99 | $114.40 | — | COM | 78463v107 |
| — | Ashford Hospitality 7.375. NR | 61,641 | $1.541M | 0.1% | $25.00 | $25.66 | — | PFD | 044103604 |
| — | Capital One Finl 6.7.Prp Call | 55,860 | $1.532M | 0.1% | $27.43 | $26.33 | — | PFD | 14040h709 |
| — | Eaton Corp PLC | 19,456 | $1.514M | 0.1% | $77.82 | $68.06 | — | COM | g29183103 |
| FDL | First Trust Morningstar Divide | 53,534 | $1.506M | 0.1% | $28.13 | $21.09 | +33.4% | COM | 336917109 |
| WMT | Wal-Mart Stores Inc | 19,853 | $1.502M | 0.1% | $75.66 * | $19.72 | +11.2% | COM | 931142103 |
| — | Cowen 8.25. Senior Notes Call1 | 55,427 | $1.48M | 0.1% | $26.70 | $26.14 | — | PFD | 223622309 |
| DE | Deere & Co | 11,931 | $1.475M | 0.1% | $123.63 * | $67.83 | +60.3% | COM | 244199105 |
| — | GasLog Ltd 8.75. Ser A CUM QDI | 56,811 | $1.465M | 0.1% | $25.79 | $24.71 | — | PFD | g37585117 |
| — | Investors REIT 7.95. Perp CUM | 58,097 | $1.46M | 0.1% | $25.13 | $25.78 | — | PFD | 461730301 |
| SCHM | Schwab US Mid-Cap ETF | 29,966 | $1.443M | 0.1% | $48.15 * | $13.08 | +22.7% | COM | 808524508 |
| — | CoreEnergy 7.375. Pfd - Par Ca | 56,829 | $1.422M | 0.1% | $25.02 | $24.97 | — | PFD | 21870u304 |
| AXP | American Express Co | 16,726 | $1.409M | 0.1% | $84.24 * | $62.01 | +20.7% | COM | 025816109 |
| — | NuStar Logistics 7.625.Nts Cl | 54,775 | $1.4M | 0.1% | $25.56 | $25.73 | — | PFD | 67059t204 |
| IYZ | iShares DJ US Telecommunicatio | 42,919 | $1.385M | 0.1% | $32.27 | $30.11 | +7.1% | COM | 464287713 |
| VEA | Vanguard Developed Mkts | 33,455 | $1.382M | 0.1% | $41.31 | $37.73 | +9.5% | COM | 921943858 |
| — | Check Point Software Tech | 12,621 | $1.377M | 0.1% | $109.10 | $80.94 | — | COM | m22465104 |
| ITW | Illinois Tool Works | 9,335 | $1.337M | 0.1% | $143.22 * | $70.21 | +66.5% | COM | 452308109 |
| — | Dynagas LNG 9.0. QDI CUM cl 2 | 50,547 | $1.334M | 0.1% | $26.39 | $17.93 | — | PFD | Y2188b116 |
| — | Annaly Capital 7.625. CUM Cl 8 | 51,791 | $1.324M | 0.1% | $25.56 | $25.30 | — | PFD | 035710888 |
| SO | Southern Co | 27,366 | $1.31M | 0.1% | $47.87 * | $26.60 | +26.6% | COM | 842587107 |
| — | Tesla Inc | 3,555 | $1.286M | 0.1% | $361.74 | $204.14 | — | COM | 88160r101 |
| — | Hanover Insurance6.35. Cl3/18 | 49,431 | $1.278M | 0.1% | $25.85 | $25.03 | — | PFD | 410867204 |
| — | Quest USWest SnNotes 7.0. 2052 | 50,100 | $1.275M | 0.1% | $25.45 | $25.87 | — | PFD | 74913G402 |
| — | TravelCenters SnNotes 8. 10/20 | 54,149 | $1.273M | 0.1% | $23.51 | $24.62 | — | PFD | 894174408 |
| — | Hartford Finl 7.875. 2042 call | 41,359 | $1.272M | 0.1% | $30.76 | $29.57 | — | PFD | 416518504 |
| — | US Bancorp 6.5. Flt Aftr 1/22 | 42,547 | $1.263M | 0.1% | $29.68 | $27.99 | — | PFD | 902973833 |
| PCAR | Paccar Inc | 19,115 | $1.262M | 0.1% | $66.02 * | $23.34 | +35.2% | COM | 693718108 |
| — | BlueRock Residential Growth 7. | 47,961 | $1.261M | 0.1% | $26.29 | $25.88 | — | PFD | 09627j748 |
| — | Quest USWestSnNote7.5. BBB- Cl | 49,603 | $1.259M | 0.1% | $25.38 | $26.06 | — | PFD | 74913g303 |
| IYF | iShares DJ US Financial Sect | 11,652 | $1.253M | 0.1% | $107.54 * | $36.15 | +48.7% | COM | 464287788 |
| — | S&P Global Inc | 8,539 | $1.247M | 0.1% | $146.04 | $99.28 | — | COM | 78409v104 |
| — | Biogen Inc | 4,460 | $1.21M | 0.1% | $271.30 | $239.60 | — | COM | 09062x103 |
| — | Powershares KBW Regional Bank | 22,405 | $1.204M | 0.1% | $53.74 | $53.73 | — | COM | 73937b712 |
| — | SPDR Dow Jones Industrial Aver | 5,371 | $1.145M | 0.1% | $213.18 | $153.58 | — | COM | 78467x109 |
| — | Citigroup Inc 5.95. Perp Call | 1,070,000 | $1.145M | 0.1% | $1.07 | $1.00 | — | PFD | 172967GD7 |
| — | Great Plains Energy Inc | 38,975 | $1.141M | 0.1% | $29.28 | $27.68 | — | COM | 391164100 |
| — | Altaba Inc | 20,435 | $1.113M | 0.1% | $54.47 | $54.47 | — | COM | 021346101 |
| — | McKesson Corp | 6,547 | $1.077M | 0.1% | $164.50 | $158.86 | — | COM | 58155q103 |
| — | Adobe Systems Inc | 7,580 | $1.072M | 0.1% | $141.42 | $68.36 | — | COM | 00724f101 |
| — | SPDR Morgan Stanley Technology | 14,621 | $1.066M | 0.1% | $72.91 | $69.52 | — | COM | 78464a102 |
| CAG | Conagra Brands Inc | 29,746 | $1.064M | 0.1% | $35.77 * | $17.71 | +46.8% | COM | 205887102 |
| AFL | Aflac Inc | 13,321 | $1.035M | 0.1% | $77.70 * | $24.66 | +29.2% | COM | 001055102 |
| — | iShares Core Dividend Growth | 32,853 | $1.029M | 0.1% | $31.32 | $29.99 | — | COM | 46434v621 |
| — | AGNC Investment Corp 8.0. Perp | 39,466 | $1.014M | 0.1% | $25.69 | $25.43 | — | PFD | 02503x204 |
| — | iShares MSCI USA Quality Facto | 13,495 | $1.004M | 0.1% | $74.40 | $58.99 | — | COM | 46432f339 |
| — | VEREIT Inc 6.70. Perp CUM Cl 2 | 36,746 | $977K | 0.1% | $26.59 | $25.37 | — | PFD | 92339v209 |
| — | Agilent Technologies Inc | 16,398 | $973K | 0.1% | $59.34 | $44.47 | — | COM | 00846u101 |
| — | Summit Hotel7.125.Perp CUM Cal | 37,239 | $964K | 0.1% | $25.89 | $25.98 | — | PFD | 866082407 |
| — | Just Energy 8.50.Perp Call3/20 | 38,180 | $963K | 0.1% | $25.22 | $25.08 | — | PFD | 48213w200 |
| — | Torchmark Crp 6.125. SubDebCal | 35,550 | $944K | 0.1% | $26.55 | $25.88 | — | PFD | 891027401 |
| IYE | iShares DJ US Energy Sector | 26,323 | $934K | 0.1% | $35.48 | $37.88 | -6.3% | COM | 464287796 |
| — | Aetna Inc | 6,106 | $927K | 0.1% | $151.82 | $74.18 | — | COM | 00817Y108 |
| — | Citigroup Tst 7.875. Cl2015 Li | 35,645 | $926K | 0.1% | $25.98 | $26.53 | — | PFD | 173080201 |
| — | FedEx Corp | 4,236 | $921K | 0.1% | $217.42 | $139.21 | — | COM | 31428x106 |
| — | CalAtlantic Group | 26,000 | $919K | 0.1% | $35.35 | $36.71 | — | COM | 128195104 |
| — | NXP Semi ..Submitted for Tende | 8,270 | $905K | 0.1% | $109.43 | $109.43 | — | COM | 053329578 |
| — | Blackstone Group/The | 26,963 | $899K | 0.1% | $33.34 | $27.07 | — | COM | 09253u108 |
| — | AGNC Investment Corp 7.75. Per | 33,884 | $885K | 0.1% | $26.12 | $25.68 | — | PFD | 00123q302 |
| EFA | iShares MSCI EAFE Index | 13,576 | $885K | 0.1% | $65.19 | $62.92 | +3.6% | COM | 464287465 |
| — | Bank of America 5.20. Perp/Cal | 865,000 | $882K | 0.1% | $1.02 | $0.98 | — | PFD | 060505ED2 |
| — | Oxford Lane Cap6.75. Nts 6/202 | 35,400 | $882K | 0.1% | $24.92 | $24.92 | — | PFD | 691543508 |
| — | IberiaBank Corp 6.60. Call 5/1 | 31,137 | $862K | 0.1% | $27.68 | $26.33 | — | PFD | 450828504 |
| — | Colony NorthStar 8.50. CUM Cal | 32,663 | $861K | 0.1% | $26.36 | $25.82 | — | PFD | 19625w500 |
| SCHW | Schwab (Charles) Corp | 20,035 | $861K | 0.1% | $42.97 * | $22.97 | +67.2% | COM | 808513105 |
| — | Triancgle Capitl 6.375.Sr Note | 33,250 | $852K | 0.1% | $25.62 | $25.51 | — | PFD | 895848406 |
| — | Global Indemnity SnNts7.875. C | 33,325 | $846K | 0.1% | $25.39 | $24.88 | — | PFD | g3933f139 |
| IFF | Intl Flavors & Fragrances | 6,250 | $844K | 0.1% | $135.04 * | $64.41 | +69.1% | COM | 459506101 |
| ADM | Archer Daniels Midland Co | 20,192 | $836K | 0.1% | $41.40 * | $27.57 | +16.6% | COM | 039483102 |
| — | Celgene Corp | 6,402 | $831K | 0.1% | $129.80 | $105.50 | — | COM | 151020104 |
| — | Guggenheim Russell Top 50 ETF | 4,833 | $827K | 0.1% | $171.12 | $120.67 | — | COM | 78355w205 |
| — | Scana Corp | 12,324 | $826K | 0.1% | $67.02 | $48.68 | — | COM | 80589m102 |
| SHW | Sherwin Williams Co | 2,313 | $812K | 0.1% | $351.06 * | $83.90 | +29.3% | COM | 824348106 |
| EPD | Enterprise Products Partners | 29,868 | $809K | 0.1% | $27.09 | $50.58 | — | COM | 293792107 |
| VIG | Vanguard Dividend Appreciation | 8,650 | $802K | 0.1% | $92.72 | $77.61 | +19.4% | COM | 921908844 |
| SAP | SAP SE-Sponsored ADR | 7,665 | $802K | 0.1% | $104.63 | $70.05 | +49.4% | COM | 803054204 |
| IWF | iShares Russell 1000 Growth | 6,696 | $797K | 0.0% | $119.03 * | $21.75 | +36.8% | COM | 464287614 |
| — | Telephone & Data 7.0. Cl 3/16 | 31,002 | $794K | 0.0% | $25.61 | $25.78 | — | PFD | 879433837 |
| — | SoCalEd 5.375. CUM cl 2025 QDI | 28,111 | $794K | 0.0% | $28.25 | $25.78 | — | PFD | 78409g206 |
| HRL | Hormel Foods Corp | 23,256 | $793K | 0.0% | $34.10 * | $27.87 | -1.6% | COM | 440452100 |
| SYY | Sysco Corp | 15,716 | $791K | 0.0% | $50.33 * | $30.87 | +30.2% | COM | 871829107 |
| ED | Consolidated Edison Inc | 9,672 | $782K | 0.0% | $80.85 * | $43.56 | +36.7% | COM | 209115104 |
| — | Wells Fargo 6.375. Cl 12/19 BB | 28,759 | $781K | 0.0% | $27.16 | $25.66 | — | PFD | 94988n207 |
| — | Maiden Holdings 7.125.PrpCl 12 | 29,450 | $780K | 0.0% | $26.49 | $25.30 | — | PFD | g5753u138 |
| — | EaglePoint Credit 7.75.2022 CU | 30,196 | $778K | 0.0% | $25.77 | $25.26 | — | PFD | 269809109 |
| — | Ivanhoe Mines Ltd | 241,500 | $778K | 0.0% | $3.22 | $0.69 | — | COM | 46579r104 |
| — | Rockwell Collins Inc. | 7,350 | $772K | 0.0% | $105.03 | $87.52 | — | COM | 774341101 |
| — | Boston Private Finl 6.95.Perp | 29,396 | $763K | 0.0% | $25.96 | $25.47 | — | PFD | 101119303 |
| — | Citigroup 5.35. Perp/Call 5/23 | 740,000 | $758K | 0.0% | $1.02 | $0.94 | — | PFD | 172967GR6 |
| — | SPDR S&P Biotech ETF | 9,541 | $736K | 0.0% | $77.14 | $80.31 | — | COM | 78464a870 |
| CINF | Cincinnati Financial Corp | 10,132 | $734K | 0.0% | $72.44 * | $44.66 | +29.3% | COM | 172062101 |
| VRSK | Verisk Analytics Inc-Class A | 8,690 | $733K | 0.0% | $84.35 * | $72.93 | +10.6% | COM | 92345Y106 |
| — | P G & E Corp | 11,028 | $732K | 0.0% | $66.38 | $51.04 | — | COM | 69331c108 |
| BMRC | Bank Of Marin Bancorp CA | 11,867 | $730K | 0.0% | $61.52 * | $14.70 | +58.0% | COM | 063425102 |
| — | So. Cal Edison 6.25. Perp/Call | 650,000 | $728K | 0.0% | $1.12 | $1.06 | — | PFD | 842400FU2 |
| — | Partner Re 6.50.Perp Cal 4/202 | 26,750 | $728K | 0.0% | $27.21 | $28.94 | — | PFD | g68603136 |
| — | Arch Capital 6.75. BBB QDI Cl | 28,226 | $724K | 0.0% | $25.65 | $26.04 | — | PFD | g0450a204 |
| — | Two Harbors Investments 8.125. | 25,705 | $713K | 0.0% | $27.74 | $26.14 | — | PFD | 90187b200 |
| — | Vanguard Info Tech Vipers | 5,036 | $709K | 0.0% | $140.79 | $97.07 | — | COM | 92204a702 |
| LEG | Leggett & Platt Inc | 13,308 | $699K | 0.0% | $52.52 | $46.92 | +12.0% | COM | 524660107 |
| — | Guggenheim S&P Equal Weight | 7,524 | $697K | 0.0% | $92.64 | $74.43 | — | COM | 78355w106 |
| — | City Office REIT 6.625. CUM Ca | 27,537 | $696K | 0.0% | $25.28 | $24.84 | — | PFD | 178587200 |
| IOO | iShares S&P Global 100 | 8,246 | $695K | 0.0% | $84.28 * | $34.98 | +20.4% | COM | 464287572 |
| VWO | Vanguard Emerging Mkts | 16,991 | $694K | 0.0% | $40.85 | $41.97 | -2.7% | COM | 922042858 |
| — | CR Bard Inc | 2,187 | $691K | 0.0% | $315.96 | $204.46 | — | COM | 067383109 |
| — | Allergan plc (new) | 2,801 | $681K | 0.0% | $243.13 | $278.72 | — | COM | g0177j108 |
| — | Dominion Resources Inc/Va | 8,833 | $677K | 0.0% | $76.64 | $59.41 | — | COM | 25746u109 |
| — | Target Corp | 12,824 | $671K | 0.0% | $52.32 | $70.02 | — | COM | 87612e106 |
| GILD | Gilead Sciences Inc | 9,389 | $665K | 0.0% | $70.83 * | $54.77 | -5.6% | COM | 375558103 |
| — | Qwest Corp 6.75. SrNote 6/57 C | 26,150 | $663K | 0.0% | $25.35 | $25.35 | — | PFD | 74913g873 |
| GS | Goldman Sachs Group Inc | 2,985 | $662K | 0.0% | $221.78 * | $136.68 | +35.2% | COM | 38141G104 |
| — | ProLogis Inc | 11,204 | $657K | 0.0% | $58.64 | $40.69 | — | COM | 74340w103 |
| — | GasLog LP 8.625.fxd/flt Cum Q | 25,700 | $657K | 0.0% | $25.56 | $25.56 | — | PFD | y2637w116 |
| — | Duke Energy Corp | 7,817 | $653K | 0.0% | $83.54 | $70.55 | — | COM | 26441c204 |
| — | Gladstone Investment 6.25. CUM | 25,550 | $652K | 0.0% | $25.52 | $25.43 | — | PFD | 376546503 |
| — | GoldmanSachs Lib.75 Min3.75. C | 26,993 | $650K | 0.0% | $24.08 | $21.70 | — | PFD | 38143y665 |
| — | White Mountains Insurance Grou | 748 | $650K | 0.0% | $868.98 | $630.29 | — | COM | g9618e107 |
| — | Bank of America 6.625.Prp Cl 1 | 25,092 | $649K | 0.0% | $25.86 | $26.07 | — | PFD | 060505740 |
| WABC | Westamerica Bancorportaion | 11,399 | $639K | 0.0% | $56.06 * | $43.50 | -1.7% | COM | 957090103 |
| — | Pentair PLC | 9,486 | $631K | 0.0% | $66.52 | $54.30 | — | COM | g7s00t104 |
| DOV | Dover Corp | 7,853 | $630K | 0.0% | $80.22 * | $45.39 | +24.7% | COM | 260003108 |
| — | Dr Pepper Snapple Group Inc | 6,903 | $629K | 0.0% | $91.12 | $56.31 | — | COM | 26138e109 |
| ESS | Essex Property Trust Inc | 2,440 | $628K | 0.0% | $257.38 * | $129.18 | +49.8% | COM | 297178105 |
| — | UMH Properties 8.0. Perp Cum C | 22,030 | $606K | 0.0% | $27.51 | $26.33 | — | PFD | 903002301 |
| — | Express Scripts Holding Co. | 9,439 | $603K | 0.0% | $63.88 | $64.31 | — | COM | 30219g108 |
| — | Dow Chemical | 9,385 | $592K | 0.0% | $63.08 | $47.46 | — | COM | 260543103 |
| — | Citigroup Inc 6.125. Perp Call | 550,000 | $590K | 0.0% | $1.07 | $1.03 | — | PFD | 172967KD2 |
| WY | Weyerhaeuser Co | 17,561 | $588K | 0.0% | $33.48 * | $19.11 | +26.0% | COM | 962166104 |
| WDC | Western Digital Corp | 6,586 | $584K | 0.0% | $88.67 * | $59.68 | +1.3% | COM | 958102105 |
| — | EBAY 6.00. Sr Notes Call 3/1/2 | 21,300 | $583K | 0.0% | $27.37 | $25.74 | — | PFD | 278642202 |
| — | TriplePoint Venture 6.75. Call | 22,750 | $582K | 0.0% | $25.58 | $25.18 | — | PFD | 89677y209 |
| — | Wells Fargo & Company Perp/Cal | 560,000 | $581K | 0.0% | $1.04 | $1.11 | — | PFD | 949746PM7 |
| — | US Celllular SrNts 7.25. 2063 | 21,900 | $578K | 0.0% | $26.39 | $25.51 | — | PFD | 911684504 |
| GWW | Grainger (W.W.) Inc | 3,147 | $568K | 0.0% | $180.49 * | $195.51 | -18.5% | COM | 384802104 |
| — | Penn RealEstate 7.375.CUM Perp | 22,296 | $568K | 0.0% | $25.48 | $25.66 | — | PFD | 709102503 |
| — | Diageo Plc-Sponsored ADR | 4,686 | $562K | 0.0% | $119.93 | $115.23 | — | COM | 25243q205 |
| — | Semiconductor ETF VanEck Vecto | 6,812 | $558K | 0.0% | $81.91 | $79.69 | — | COM | 92189f676 |
| IEV | iShares S&P Europe 350 | 12,565 | $557K | 0.0% | $44.33 | $45.31 | -2.2% | COM | 464287861 |
| — | Regeneron Pharmaceuticals Inc | 1,127 | $554K | 0.0% | $491.57 | $342.72 | — | COM | 75886f107 |
| — | Vanguard Consumer Discretionar | 3,824 | $543K | 0.0% | $142.00 | $108.37 | — | COM | 92204a108 |
| — | Morgan Stanley 3MoLib.70bp 4.F | 22,884 | $541K | 0.0% | $23.64 | $21.61 | — | PFD | 61747s504 |
| VGK | Vanguard European Vipers | 9,743 | $537K | 0.0% | $55.12 | $54.51 | +1.2% | COM | 922042874 |
| — | NewTek Business Svs 7.50. Nts | 20,111 | $532K | 0.0% | $26.45 | $25.51 | — | PFD | 652526302 |
| DKS | Dick's Sporting Goods Inc | 13,357 | $532K | 0.0% | $39.83 * | $37.00 | -16.5% | COM | 253393102 |
| CTAS | Cintas Corp | 4,219 | $532K | 0.0% | $126.10 * | $21.72 | +32.8% | COM | 172908105 |
| — | Amtrust Financial 7.50.Nts 205 | 20,490 | $521K | 0.0% | $25.43 | $25.96 | — | PFD | 032359853 |
| — | Prudential PLC 6.75. PrpCl 9/0 | 19,602 | $520K | 0.0% | $26.53 | $25.05 | — | PFD | g7293h114 |
| — | Chimera Investment Corp 8. Cal | 20,052 | $513K | 0.0% | $25.58 | $25.42 | — | PFD | 16934q406 |
| IWM | iShares Russell 2000 Index Fun | 3,636 | $512K | 0.0% | $140.81 | $111.68 | +26.2% | COM | 464287655 |
| ALL | Allstate Corp | 5,780 | $511K | 0.0% | $88.41 * | $38.69 | +88.7% | COM | 020002101 |
| AEP | American Electric Power | 7,360 | $511K | 0.0% | $69.43 * | $33.13 | +55.3% | COM | 025537101 |
| SLB | Schlumberger Ltd | 7,648 | $504K | 0.0% | $65.90 * | $62.07 | -17.0% | COM | 806857108 |
| — | M&T Bank 6.375. Cl 11/18 BBB- | 484 | $503K | 0.0% | $1039.26 | $969.18 | — | PFD | 55261f708 |
| — | Bank of America 6.5. Prp Cl 1/ | 18,395 | $495K | 0.0% | $26.91 | $25.59 | — | PFD | 060505310 |
| — | Hersha Hospitality 6.50. NR Ca | 19,554 | $494K | 0.0% | $25.26 | $25.30 | — | PFD | 427825609 |
| IJR | iShares S&P SmallCap 600 | 7,026 | $493K | 0.0% | $70.17 | $57.52 | +21.9% | COM | 464287804 |
| TJX | TJX Companies Inc | 6,620 | $478K | 0.0% | $72.21 * | $23.76 | +34.8% | COM | 872540109 |
| — | Solar Capital 6.75. Cl 11/17 | 18,673 | $478K | 0.0% | $25.60 | $24.69 | — | PFD | 83413u308 |
| — | Colony NorthStar 8.75. CUM Cal | 17,543 | $474K | 0.0% | $27.02 | $26.38 | — | PFD | 19625w609 |
| NSC | Norfolk Southern Corp | 3,870 | $471K | 0.0% | $121.71 * | $63.71 | +60.8% | COM | 655844108 |
| — | Colony NorthStar 7.125. CUM Ca | 18,125 | $463K | 0.0% | $25.54 | $25.54 | — | PFD | 19625w872 |
| LULU | Lululemon Athletica Inc | 7,760 | $463K | 0.0% | $59.66 | $63.39 | -5.9% | COM | 550021109 |
| QCOM | Qualcomm Inc | 8,391 | $463K | 0.0% | $55.18 * | $44.03 | -0.1% | COM | 747525103 |
| BAX | Baxter International Inc. | 7,625 | $462K | 0.0% | $60.59 * | $32.48 | +61.4% | COM | 071813109 |
| GSLC | Goldman Sach Active Beta US La | 9,596 | $462K | 0.0% | $48.15 | $46.95 | +2.5% | COM | 381430503 |
| — | Royal Dutch Shell Plc-ADR A | 8,655 | $460K | 0.0% | $53.15 | $55.93 | — | COM | 780259206 |
| — | Ares Management 7. Call 6/21 B | 17,252 | $460K | 0.0% | $26.66 | $26.47 | — | PFD | 04014y200 |
| TXN | Texas Instruments Inc | 5,926 | $456K | 0.0% | $76.95 * | $35.70 | +70.1% | COM | 882508104 |
| IJJ | iShares S&P Midcap 400/Value | 3,050 | $453K | 0.0% | $148.52 * | $50.58 | +46.8% | COM | 464287705 |
| NUE | Nucor Corp | 7,774 | $450K | 0.0% | $57.89 * | $37.57 | +28.1% | COM | 670346105 |
| VNQ | Vanguard REIT | 5,394 | $449K | 0.0% | $83.24 | $79.38 | +4.9% | COM | 922908553 |
| — | NVIDIA Corp | 3,100 | $448K | 0.0% | $144.52 | $144.52 | — | COM | 67066g104 |
| — | Colony Northstar 8.875. CUM Ca | 17,159 | $443K | 0.0% | $25.82 | $25.68 | — | PFD | 19625w401 |
| — | US Cellular 6.95.SrNT 2060 Cl | 17,175 | $439K | 0.0% | $25.56 | $25.15 | — | PFD | 911684405 |
| — | Molson Coors Brewing Co -B | 5,071 | $438K | 0.0% | $86.37 | $86.37 | — | COM | 60871r209 |
| — | L3 Technologies Inc | 2,601 | $435K | 0.0% | $167.24 | $152.17 | — | COM | 502413107 |
| CFG | Citizens Financial Group | 12,009 | $428K | 0.0% | $35.64 * | $25.79 | -1.7% | COM | 174610105 |
| — | B Riley Financial 7.50. SenNts | 16,370 | $426K | 0.0% | $26.02 | $25.61 | — | PFD | 05580m207 |
| — | Regency Centers 6.00. BBB- Cal | 16,706 | $421K | 0.0% | $25.20 | $24.32 | — | PFD | 758849806 |
| — | Deutsche Bnk 7.6. Prp Cl 2/18 | 15,855 | $415K | 0.0% | $26.17 | $26.65 | — | PFD | 25154a108 |
| — | JMP Group 8.00. SrDeb Due1/202 | 16,264 | $414K | 0.0% | $25.45 | $25.43 | — | PFD | 46629u206 |
| — | CHS Chemicals 7.875. Perp cl 2 | 14,247 | $412K | 0.0% | $28.92 | $28.65 | — | PFD | 12542r308 |
| — | Johnson Controls Intl PLC | 9,408 | $408K | 0.0% | $43.37 | $45.70 | — | COM | g51502105 |
| C | Citigroup Inc | 6,101 | $408K | 0.0% | $66.87 * | $36.57 | +38.6% | COM | 172967424 |
| — | Public Storage Inc | 1,940 | $405K | 0.0% | $208.76 | $235.30 | — | COM | 74460d109 |
| — | Texas Capitl Bancshares6.50. 2 | 15,851 | $403K | 0.0% | $25.42 | $26.06 | — | PFD | 882228307 |
| — | CBL & Associates 6.625. Perp C | 17,304 | $402K | 0.0% | $23.23 | $24.92 | — | PFD | 124830803 |
| PDM | Piedmont Office Realty Trust | 19,000 | $401K | 0.0% | $21.11 | $17.90 | — | COM | 720190206 |
| — | Sunstone Hotel 6.95. Prp/Cl 3/ | 15,407 | $399K | 0.0% | $25.90 | $26.64 | — | PFD | 867892606 |
| — | Guggenheim S&P Equal Weight Fi | 10,094 | $399K | 0.0% | $39.53 | $37.73 | — | COM | 78355w858 |
| — | Regions Financial 6.375. Cl 12 | 15,450 | $397K | 0.0% | $25.70 | $24.49 | — | PFD | 7591ep308 |
| — | Amtrust Financial 6.95. QDI Ca | 16,772 | $396K | 0.0% | $23.61 | $24.90 | — | PFD | 032359820 |
| — | Retail Properties of Amer 7.0. | 15,400 | $394K | 0.0% | $25.58 | $24.90 | — | PFD | 76131v608 |
| — | Barclays 8.125. Perp/Cl 3/14 B | 14,700 | $391K | 0.0% | $26.60 | $25.33 | — | PFD | 06739h362 |
| — | Medley Capital7.25.SrNts Due24 | 15,550 | $390K | 0.0% | $25.08 | $25.47 | — | PFD | 58503y204 |
| — | Guggenheim S&P Equal Weight En | 7,368 | $389K | 0.0% | $52.80 | $60.62 | — | COM | 78355w866 |
| — | Apollo Cmmrl Real Est 8.00. CU | 15,232 | $387K | 0.0% | $25.41 | $25.39 | — | PFD | 03762u501 |
| — | Molina Healthcare Inc | 5,578 | $386K | 0.0% | $69.20 | $69.20 | — | COM | 60855r100 |
| — | SPDR S&P Aerospace & Defense E | 5,416 | $381K | 0.0% | $70.35 | $59.26 | — | COM | 78464a631 |
| — | GGP Inc 6.375. Call 2/2018 CUM | 14,800 | $377K | 0.0% | $25.47 | $23.17 | — | PFD | 370023202 |
| — | Fortinet Inc | 9,990 | $374K | 0.0% | $37.44 | $31.91 | — | COM | 34959e109 |
| — | Liberty Global PLC-A | 11,632 | $374K | 0.0% | $32.15 | $35.86 | — | COM | g5480u104 |
| — | Eversource Energy | 6,094 | $370K | 0.0% | $60.72 | $50.80 | — | COM | 30040w108 |
| — | Wheeler RealEstate 8.75.CUM Pu | 16,064 | $370K | 0.0% | $23.03 | $25.40 | — | PFD | 963025606 |
| LUV | Southwest Airlines | 5,935 | $369K | 0.0% | $62.17 * | $38.06 | +47.0% | COM | 844741108 |
| — | Citigroup 5.875. Perp/Call 3/2 | 350,000 | $367K | 0.0% | $1.05 | $1.01 | — | PFD | 172967JK8 |
| — | Reinsurance Group of Amer 6.2. | 12,300 | $367K | 0.0% | $29.84 | $26.16 | — | PFD | 759351703 |
| — | CHS Chemicals 6.75. Perp cl 20 | 12,929 | $366K | 0.0% | $28.31 | $25.72 | — | PFD | 12542r704 |
| — | VanEck Vectors Pharmaceutical | 6,193 | $366K | 0.0% | $59.10 | $57.57 | — | COM | 92189f692 |
| LW | Lamb Weston Holdings Inc | 8,263 | $364K | 0.0% | $44.05 * | $29.75 | +30.4% | COM | 513272104 |
| — | DISH Network Corp | 5,799 | $364K | 0.0% | $62.77 | $63.40 | — | COM | 25470m109 |
| BF/B | Brown-Forman Corp Cl B | 7,427 | $361K | 0.0% | $48.61 * | $32.37 | +2.7% | COM | 115637209 |
| — | Colony NorthStar 8.25. CUM Cal | 14,118 | $360K | 0.0% | $25.50 | $25.52 | — | PFD | 19625w302 |
| — | Penn RealEstate 7.20.CUM Perp | 13,268 | $356K | 0.0% | $26.83 | $26.74 | — | PFD | 709102602 |
| — | CBL&Assoc Properties 7.375.CUM | 15,008 | $349K | 0.0% | $23.25 | $24.68 | — | PFD | 124830605 |
| — | Marathon Petroleum Corp | 6,644 | $348K | 0.0% | $52.38 | $58.89 | — | COM | 56585a102 |
| — | PennyMac Mtg 8.125. 2024 Libor | 13,759 | $348K | 0.0% | $25.29 | $25.27 | — | PFD | 70931t301 |
| — | American Homes 4Rent 6.50. Per | 13,399 | $347K | 0.0% | $25.90 | $26.31 | — | PFD | 02665t702 |
| — | Wells Fargo 5.85.Flt Aftr 9/23 | 12,525 | $346K | 0.0% | $27.62 | $26.12 | — | PFD | 949746556 |
| — | Affiliated Mgrs 6.375. A- Call | 13,600 | $345K | 0.0% | $25.37 | $26.37 | — | PFD | 008252876 |
| STT | State Street Corp | 3,725 | $334K | 0.0% | $89.66 * | $51.14 | +36.0% | COM | 857477103 |
| — | Pitney Bowes 6.7. Cl 3/7/18 BB | 12,500 | $334K | 0.0% | $26.72 | $25.31 | — | PFD | 724479506 |
| — | Felcor Lodging $1.95 Cnv@$32.2 | 11,849 | $331K | 0.0% | $27.93 | $27.93 | — | PFD | 31430f200 |
| IHI | iShares DJ US Medical Device | 1,945 | $324K | 0.0% | $166.58 * | $24.25 | +14.5% | COM | 464288810 |
| IYW | iShares Goldman Sachs Tech I | 2,310 | $323K | 0.0% | $139.83 * | $25.50 | +37.0% | COM | 464287721 |
| — | Annaly Capital 7.625. Perp Cl | 12,474 | $322K | 0.0% | $25.81 | $24.66 | — | PFD | 035710706 |
| — | Lam Research Corp | 2,248 | $318K | 0.0% | $141.46 | $82.90 | — | COM | 512807108 |
| YUM | Yum! Brands Inc | 4,258 | $314K | 0.0% | $73.74 * | $40.33 | +56.8% | COM | 988498101 |
| — | Quest Diagnostics | 2,825 | $314K | 0.0% | $111.15 | $61.00 | — | COM | 74834l100 |
| — | Amtrust Financial 7.25. CUM QD | 12,803 | $312K | 0.0% | $24.37 | $24.36 | — | PFD | 032359507 |
| — | Jacobs Engineering Group Inc | 5,711 | $311K | 0.0% | $54.46 | $53.87 | — | COM | 469814107 |
| PH | Parker-Hannifin Corp | 1,938 | $310K | 0.0% | $159.96 * | $104.19 | +34.8% | COM | 701094104 |
| EEM | iShares MSCI Emerging Markets | 7,435 | $308K | 0.0% | $41.43 | $40.28 | +2.7% | COM | 464287234 |
| — | New York MtgTrust 7.875.Perp C | 12,316 | $306K | 0.0% | $24.85 | $23.96 | — | PFD | 649604808 |
| — | Amtrust Financial 7.25. SrNt C | 12,200 | $305K | 0.0% | $25.00 | $24.87 | — | PFD | 032359861 |
| IHF | iShares DJ US Health Car Pro | 2,055 | $305K | 0.0% | $148.42 * | $22.50 | +32.1% | COM | 464288828 |
| — | Retail Properties of America | 24,893 | $304K | 0.0% | $12.21 | $14.30 | — | COM | 76131v202 |
| — | Vanguard Consumer Staples Vipe | 2,135 | $301K | 0.0% | $140.98 | $112.32 | — | COM | 92204a207 |
| — | AllState 6.75 2049 Call 10/201 | 10,990 | $297K | 0.0% | $27.02 | $26.28 | — | PFD | 020002606 |
| — | Medley Capitl 6.875.Notes Due2 | 12,300 | $297K | 0.0% | $24.15 | $24.12 | — | PFD | 58503y105 |
| TMO | Thermo Fisher Scientific Inc | 1,688 | $295K | 0.0% | $174.76 * | $116.14 | +46.9% | COM | 883556102 |
| — | Keysight Technologies Inc | 7,584 | $295K | 0.0% | $38.90 | $34.48 | — | COM | 49338l103 |
| — | First Trust Mid Cap Value ETF | 8,783 | $293K | 0.0% | $33.36 | $25.87 | — | COM | 33737m201 |
| — | GlaxoSmithKline Plc-ADR | 6,780 | $292K | 0.0% | $43.07 | $49.78 | — | COM | 37733w105 |
| — | Blackrock Inc | 683 | $289K | 0.0% | $423.13 | $310.49 | — | COM | 09247x101 |
| — | Arbor Realty 8.50. CUM Perp Ca | 10,857 | $281K | 0.0% | $25.88 | $25.64 | — | PFD | 038923801 |
| — | Nordstrom Inc | 5,851 | $280K | 0.0% | $47.86 | $60.56 | — | COM | 655664100 |
| — | AmerisourceBergen Corp | 2,950 | $279K | 0.0% | $94.58 | $80.66 | — | COM | 03073e105 |
| UDR | UDR Inc | 7,080 | $276K | 0.0% | $38.98 * | $20.28 | +41.2% | COM | 902653104 |
| SIEGY | Siemens Ag-Spons ADR | 3,974 | $275K | 0.0% | $69.20 | $48.71 | +42.0% | COM | 826197501 |
| VLO | Valero Energy Corp | 4,061 | $274K | 0.0% | $67.47 * | $43.50 | +10.6% | COM | 91913Y100 |
| — | Broadcom Ltd | 1,170 | $273K | 0.0% | $233.33 | $174.13 | — | COM | y09827109 |
| IP | International Paper Co | 4,792 | $271K | 0.0% | $56.55 * | $29.76 | +24.5% | COM | 460146103 |
| — | PowerShares Buyback Achievers | 5,026 | $270K | 0.0% | $53.72 | $47.79 | — | COM | 73935x286 |
| — | LaSalle Hotel 6.3. Call 5/2021 | 10,609 | $269K | 0.0% | $25.36 | $25.75 | — | PFD | 517942884 |
| EA | Electronic Arts Inc | 2,531 | $268K | 0.0% | $105.89 * | $82.78 | +24.2% | COM | 285512109 |
| CNI | Canadian Natl Railway Co | 3,290 | $267K | 0.0% | $81.16 * | $46.96 | +47.6% | COM | 136375102 |
| — | General Motors Co | 7,605 | $266K | 0.0% | $34.98 | $28.39 | — | COM | 37045v100 |
| ROP | Roper Technologies Inc | 1,149 | $266K | 0.0% | $231.51 * | $172.20 | +27.8% | COM | 776696106 |
| — | Endurance Specialty 6.35. Cl 1 | 9,900 | $265K | 0.0% | $26.77 | $27.13 | — | PFD | 29267h406 |
| — | Plains GP Holdings LP | 10,000 | $262K | 0.0% | $26.20 | $26.20 | — | COM | 72651a207 |
| — | Groupon Inc | 68,000 | $261K | 0.0% | $3.84 | $3.99 | — | COM | 399473107 |
| — | Finisar Corporation | 10,000 | $260K | 0.0% | $26.00 | $26.00 | — | COM | 31787a507 |
| F | Ford Motor Co | 23,160 | $259K | 0.0% | $11.18 * | $8.41 | -15.3% | COM | 345370860 |
| ALK | Alaska Air Group | 2,889 | $259K | 0.0% | $89.65 * | $89.03 | -4.6% | COM | 011659109 |
| — | Expedia Inc | 1,716 | $256K | 0.0% | $149.18 | $149.18 | — | COM | 30212p303 |
| — | 1/100 Berkshire Hathaway A (10 | 1 | $255K | 0.0% | $255000.00 | $2171.60 | — | COM | 084990175 |
| PSX | Phillips 66 | 3,069 | $254K | 0.0% | $82.76 * | $52.27 | +13.9% | COM | 718546104 |
| — | Maiden Holdings 6.70.Prp Cl 6/ | 10,000 | $253K | 0.0% | $25.30 | $25.30 | — | PFD | g5753u146 |
| VV | Vanguard Large-Cap Vipers ETF | 2,275 | $253K | 0.0% | $111.21 | $84.99 | +30.6% | COM | 922908637 |
| — | Allied Capital ARCC6.875. 4/20 | 9,798 | $252K | 0.0% | $25.72 | $25.05 | — | PFD | 01903q207 |
| — | Cigna Corp | 1,503 | $252K | 0.0% | $167.66 | $137.20 | — | COM | 125509109 |
| — | Xcel Energy Inc | 5,461 | $251K | 0.0% | $45.96 | $34.09 | — | COM | 98389b100 |
| SPG | Simon Property Group Inc | 1,552 | $251K | 0.0% | $161.73 * | $113.41 | -9.6% | COM | 828806109 |
| SCHF | Schwab Intl Equity ETF | 7,904 | $251K | 0.0% | $31.76 * | $14.52 | +9.4% | COM | 808524805 |
| — | Deutsche Bank 8.05. PrpCl6/18 | 9,405 | $250K | 0.0% | $26.58 | $27.55 | — | PFD | 25150l108 |
| — | Ares Capital Corp | 15,204 | $249K | 0.0% | $16.38 | $16.07 | — | COM | 04010l103 |
| — | Taubman Centers 6.5. CUM NA Cl | 9,905 | $249K | 0.0% | $25.14 | $24.91 | — | PFD | 876664608 |
| — | PS Business Parks 6.0. Cl 5/20 | 9,874 | $249K | 0.0% | $25.22 | $24.51 | — | PFD | 69360j685 |
| — | Penn Real Estate 8.25. CIM Per | 9,784 | $248K | 0.0% | $25.35 | $26.53 | — | PFD | 709102404 |
| AME | Ametek Inc | 4,101 | $248K | 0.0% | $60.47 * | $44.57 | +28.4% | COM | 031100100 |
| — | NewTek Business Svs 7.0.Nts du | 9,640 | $246K | 0.0% | $25.52 | $25.55 | — | PFD | 652526401 |
| — | LaSalle Hotel 6.375. Call 3/20 | 9,664 | $244K | 0.0% | $25.25 | $24.17 | — | PFD | 517942801 |
| — | ETFS Physical Precious Metals | 3,940 | $243K | 0.0% | $61.68 | $68.05 | — | COM | 26922w109 |
| — | EaglePoint Credit 7.75. Due 10 | 9,300 | $241K | 0.0% | $25.91 | $25.47 | — | PFD | 269809307 |
| BK | Bank Of New York Mellon Corp | 4,714 | $241K | 0.0% | $51.12 * | $35.63 | +13.8% | COM | 064058100 |
| DTE | DTE Energy Company | 2,247 | $238K | 0.0% | $105.92 * | $56.40 | +20.4% | COM | 233331107 |
| — | Fortive Corp | 3,763 | $238K | 0.0% | $63.25 | $50.93 | — | COM | 34959j108 |
| IUSV | iShares Core US Value | 4,608 | $235K | 0.0% | $51.00 | $45.20 | +12.7% | COM | 464287663 |
| — | Spark Energy 8.75. Call 2022 Q | 8,850 | $234K | 0.0% | $26.44 | $26.44 | — | PFD | 846511202 |
| — | Alibaba Group Holding-SP ADR | 1,663 | $234K | 0.0% | $140.71 | $140.71 | — | COM | 01609w102 |
| — | Allegion PLC | 2,848 | $231K | 0.0% | $81.11 | $44.33 | — | COM | g0176j109 |
| — | MFA Financial 7.5. Prp Cl 4/15 | 9,026 | $229K | 0.0% | $25.37 | $24.89 | — | PFD | 55272x409 |
| — | WinTrust Financial 6.50. Call | 8,294 | $229K | 0.0% | $27.61 | $27.05 | — | PFD | 97650w405 |
| IWP | iShares Russell Midcap Growth | 2,110 | $228K | 0.0% | $108.06 * | $48.61 | +11.2% | COM | 464287481 |
| — | Hercules Capital 6.25.SrNts 24 | 8,900 | $227K | 0.0% | $25.51 | $25.64 | — | PFD | 427096862 |
| CSX | CSX Corp | 4,110 | $224K | 0.0% | $54.50 * | $13.50 | +20.0% | COM | 126408103 |
| — | Fidelity Natl Finl | 4,959 | $222K | 0.0% | $44.77 | $44.77 | — | COM | 31620r303 |
| KMX | CarMax Inc | 3,500 | $221K | 0.0% | $63.14 | $56.11 | +12.4% | COM | 143130102 |
| MASI | Masimo Corporation | 2,415 | $220K | 0.0% | $91.10 | $82.32 | +10.8% | COM | 574795100 |
| ROK | Rockwell Automation Inc | 1,360 | $220K | 0.0% | $161.76 * | $126.71 | +9.2% | COM | 773903109 |
| — | MetLife 3MoLibor.100 Min 4.0. | 8,666 | $219K | 0.0% | $25.27 | $24.27 | — | PFD | 59156r504 |
| IWD | iShares Russell 1000 Value | 1,882 | $219K | 0.0% | $116.37 | $108.10 | +7.7% | COM | 464287598 |
| — | Medical Properties Trust Inc | 16,919 | $218K | 0.0% | $12.88 | $12.30 | — | COM | 58463j304 |
| — | News Corp 7.00. 12/1/2095 call | 8,503 | $218K | 0.0% | $25.64 | $25.00 | — | PFD | 863117206 |
| — | Quest USWest Sr Nts6.125.Nts C | 8,670 | $217K | 0.0% | $25.03 | $24.11 | — | PFD | 74913g600 |
| — | WisdomTree MidCap Div Index | 2,204 | $215K | 0.0% | $97.55 | $82.65 | — | COM | 97717w505 |
| — | Aon PLC | 1,610 | $214K | 0.0% | $132.92 | $132.92 | — | COM | g0408v102 |
| — | Vanguard Health Care Vipers | 1,450 | $214K | 0.0% | $147.59 | $147.59 | — | COM | 92204a504 |
| — | Citigroup Inc Fix-to-Float Per | 200,000 | $213K | 0.0% | $1.06 | $0.98 | — | PFD | 172967GF2 |
| GLW | Corning Inc | 7,039 | $212K | 0.0% | $30.12 * | $22.77 | +4.9% | COM | 219350105 |
| SYK | Stryker Corp | 1,515 | $210K | 0.0% | $138.61 * | $103.92 | +21.8% | COM | 863667101 |
| IVE | iShares S&P 500 Value Index Fu | 2,000 | $210K | 0.0% | $105.00 | $97.57 | +7.6% | COM | 464287408 |
| — | Equity Residential | 3,185 | $210K | 0.0% | $65.93 | $65.93 | — | COM | 29476l107 |
| — | Citigroup 5.8. B1 Call 4/18 QD | 7,956 | $207K | 0.0% | $26.02 | $23.86 | — | PFD | 172967366 |
| — | Ally 8.125. Call CUM Called 5/ | 7,800 | $204K | 0.0% | $26.15 | $26.15 | — | PFD | 361860208 |
| — | Goldman Sachs 5.375 Perp/Call | 190,000 | $202K | 0.0% | $1.06 | $1.06 | — | PFD | 38148BAB4 |
| — | BB&T Capital 5.625. Call 8/201 | 7,951 | $202K | 0.0% | $25.41 | $25.31 | — | PFD | 054937404 |
| — | Oxford Lane Cap8.125. Called 7 | 8,013 | $201K | 0.0% | $25.08 | $25.96 | — | PFD | 691543409 |
| — | Fanhua Inc-Sponsored ADR | 23,374 | $200K | 0.0% | $8.56 | $8.61 | — | COM | 30712a103 |
| IWS | iShares Russell Midcap Value | 2,380 | $200K | 0.0% | $84.03 | $83.21 | +1.1% | COM | 464287473 |
| — | Sprott Resource Holdings Inc | 1,371,927 | $166K | 0.0% | $0.12 | $0.16 | — | COM | 85209d101 |
| — | Freeport McMoRan Inc-B | 10,520 | $126K | 0.0% | $11.98 | $27.37 | — | COM | 35671d857 |
| — | Eurasian Minerals Inc | 54,086 | $50,000 | 0.0% | $0.92 | $1.13 | — | COM | 29843r100 |
| — | Silvercorp Metals Inc | 10,000 | $32,000 | 0.0% | $3.20 | $2.80 | — | COM | 82835p103 |
| CERS | Cerus Corp | 10,000 | $25,000 | 0.0% | $2.50 | $4.84 | -48.1% | COM | 157085101 |
| EDTXF | Spectral Medical Inc | 25,000 | $8,000 | 0.0% | $0.32 * | $0.30 | +24.8% | COM | 847577103 |
| — | Amarillo Gold Corp | 13,000 | $4,000 | 0.0% | $0.31 | $0.06 | — | COM | 02301t108 |
| — | Li & Fung Ltd | 10,000 | $4,000 | 0.0% | $0.40 | $0.90 | — | COM | g5485f169 |
| — | Global Brands Group Holding | 10,000 | $1,000 | 0.0% | $0.10 | $0.20 | — | COM | g39338101 |
| — | Encounter Technologies Inc | 62,000 | $0 | 0.0% | $0.00 | — | — | COM | 29259j303 |
| — | Tri-Valley Corporation | 30,600 | $0 | 0.0% | $0.00 | — | — | COM | 895735108 |