Location: Greenbrae, CA
CIK: 0001109228 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 12, 2015
Total Value: $1.205B (98.8% shares, 1.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| WFC | Wells Fargo & Company | 579,282 | $29.75M | 2.5% | $51.35 * | $28.85 | +33.3% | COM | 949746101 |
| AAPL | Apple Inc | 239,398 | $26.41M | 2.2% | $110.30 * | $19.34 | +28.1% | COM | 037833100 |
| — | Verizon Communications Inc | 516,683 | $22.48M | 1.9% | $43.51 | $49.78 | — | COM | 92343v104 |
| JNJ | Johnson & Johnson | 226,170 | $21.11M | 1.8% | $93.35 * | $62.14 | +13.1% | COM | 478160104 |
| CVX | Chevron Corp | 250,472 | $19.76M | 1.6% | $78.88 * | $71.02 | -28.5% | COM | 166764100 |
| PG | Procter & Gamble Co | 265,335 | $19.09M | 1.6% | $71.94 * | $56.25 | -3.7% | COM | 742718109 |
| — | General Electric Co | 715,555 | $18.05M | 1.5% | $25.22 | $23.81 | — | COM | 369604103 |
| BMY | Bristol-Myers Squibb Co | 278,324 | $16.48M | 1.4% | $59.20 * | $30.38 | +37.7% | COM | 110122108 |
| COST | Costco Wholesale Corp | 97,187 | $14.05M | 1.2% | $144.57 * | $90.50 | +34.1% | COM | 22160K105 |
| VTI | Vanguard Total Stock Market | 131,051 | $12.94M | 1.1% | $98.72 | $88.85 | +11.1% | COM | 922908769 |
| INTC | Intel Corp | 410,779 | $12.38M | 1.0% | $30.14 * | $17.99 | +31.5% | COM | 458140100 |
| — | 3M Company | 86,016 | $12.19M | 1.0% | $141.76 | $120.12 | — | COM | 88579y101 |
| — | Wells Fargo 7.5% Cnv/Prp$1000 | 10,260 | $11.98M | 1.0% | $1168.03 | $1197.75 | — | PFD | 949746804 |
| ADP | Automatic Data Processing | 149,052 | $11.98M | 1.0% | $80.36 * | $54.64 | +17.9% | COM | 053015103 |
| DIS | Disney Co./Walt The | 116,648 | $11.92M | 1.0% | $102.20 * | $73.59 | +27.2% | COM | 254687106 |
| KMB | Kimberly-Clark Corp | 106,043 | $11.56M | 1.0% | $109.04 * | $66.71 | +15.4% | COM | 494368103 |
| XOM | Exxon Mobil Corp | 154,886 | $11.52M | 1.0% | $74.35 * | $54.07 | -12.0% | COM | 30231G102 |
| — | Wells Fargo 8.00% Prp Cl12/17 | 412,842 | $11.38M | 0.9% | $27.57 | $28.85 | — | PFD | 949746879 |
| — | NextEra Energy Inc | 112,968 | $11.02M | 0.9% | $97.55 | $86.13 | — | COM | 65339f101 |
| — | Walgreens Boots Alliance Inc | 130,945 | $10.88M | 0.9% | $83.10 | $76.58 | — | COM | 931427108 |
| COP | ConocoPhillips | 220,359 | $10.57M | 0.9% | $47.96 * | $41.45 | -16.0% | COM | 20825C104 |
| CLX | Clorox Company | 90,839 | $10.49M | 0.9% | $115.53 * | $63.26 | +36.6% | COM | 189054109 |
| MCD | McDonald's Corp | 100,510 | $9.903M | 0.8% | $98.53 * | $71.86 | +6.7% | COM | 580135101 |
| — | SPDR S&P Dividend ETF | 136,256 | $9.832M | 0.8% | $72.16 | $69.40 | — | COM | 78464a763 |
| NKE | Nike Inc -Cl B | 78,055 | $9.598M | 0.8% | $122.96 * | $29.05 | +85.8% | COM | 654106103 |
| PFF | iShares S&P US Preferred Stock | 236,262 | $9.12M | 0.8% | $38.60 | $40.08 | -3.7% | COM | 464288687 |
| ECL | Ecolab Inc | 78,449 | $8.607M | 0.7% | $109.71 * | $84.37 | +16.3% | COM | 278865100 |
| — | SPDR S&P MidCap 400 ETF Trust | 34,503 | $8.587M | 0.7% | $248.88 | $238.98 | — | COM | 78467y107 |
| — | Crown Castle Intl Corp | 108,741 | $8.576M | 0.7% | $78.87 | $79.76 | — | COM | 22822v101 |
| CL | Colgate-Palmolive Co | 134,991 | $8.567M | 0.7% | $63.46 * | $47.47 | +5.1% | COM | 194162103 |
| ABT | Abbott Laboratories | 211,164 | $8.493M | 0.7% | $40.22 * | $29.25 | +13.2% | COM | 002824100 |
| — | Waste Management Inc | 170,318 | $8.484M | 0.7% | $49.81 | $43.11 | — | COM | 94106l109 |
| O | Realty Income Corp | 177,774 | $8.425M | 0.7% | $47.39 * | $24.96 | +14.1% | COM | 756109104 |
| UPS | United Parcel Service-Cl B | 85,109 | $8.399M | 0.7% | $98.69 * | $61.58 | +10.4% | COM | 911312106 |
| — | Target Corp | 106,433 | $8.372M | 0.7% | $78.66 | $69.80 | — | COM | 87612e106 |
| — | Altria Group Inc | 153,876 | $8.371M | 0.7% | $54.40 | $36.03 | — | COM | 02209s103 |
| MSFT | Microsoft Corp | 183,530 | $8.123M | 0.7% | $44.26 * | $27.13 | +41.9% | COM | 594918104 |
| — | AbbVie Inc | 149,258 | $8.121M | 0.7% | $54.41 | $44.54 | — | COM | 00287y109 |
| PFE | Pfizer Inc | 253,458 | $7.961M | 0.7% | $31.41 * | $16.67 | +15.2% | COM | 717081103 |
| PEP | PepsiCo Inc | 82,815 | $7.809M | 0.6% | $94.29 * | $57.06 | +21.4% | COM | 713448108 |
| HD | Home Depot Inc | 67,572 | $7.804M | 0.6% | $115.49 * | $60.77 | +49.1% | COM | 437076102 |
| — | Comcast Corp-Cl A | 132,283 | $7.524M | 0.6% | $56.88 | $51.31 | — | COM | 20030n101 |
| JPM | JPMorgan Chase & Co | 122,201 | $7.451M | 0.6% | $60.97 * | $37.81 | +22.2% | COM | 46625H100 |
| — | SPDR S&P 500 Index Trust Serie | 38,285 | $7.336M | 0.6% | $191.62 | $171.39 | — | COM | 78462f103 |
| — | SPDR Technology Select Sector | 183,946 | $7.266M | 0.6% | $39.50 | $35.63 | — | COM | 81369y803 |
| WMB | Williams Cos Inc | 195,966 | $7.221M | 0.6% | $36.85 * | $19.83 | +3.6% | COM | 969457100 |
| — | Merck & Co. Inc. | 144,502 | $7.137M | 0.6% | $49.39 | $49.61 | — | COM | 58933y105 |
| — | Aspen Insurance 7.25% Call07/2 | 269,811 | $7.047M | 0.6% | $26.12 | $25.65 | — | PFD | g05384147 |
| — | Kinder Morgan Inc | 251,545 | $6.963M | 0.6% | $27.68 | $38.04 | — | COM | 49456b101 |
| — | AT&T Inc | 208,966 | $6.808M | 0.6% | $32.58 | $35.38 | — | COM | 00206r102 |
| — | PowerShares Preferred Portfoli | 456,806 | $6.66M | 0.6% | $14.58 | $14.20 | — | COM | 73936t565 |
| OXY | Occidental Petroleum Corp | 95,353 | $6.308M | 0.5% | $66.15 * | $58.12 | -15.8% | COM | 674599105 |
| DVY | iShares DJ Select Dividend Ind | 85,556 | $6.224M | 0.5% | $72.75 | $65.53 | +11.0% | COM | 464287168 |
| — | Partner Re 7.25% Call 06/21 BB | 218,819 | $6.018M | 0.5% | $27.50 | $26.92 | — | PFD | g68603508 |
| — | Citigroup 7.125% Flt Aftr 9/23 | 219,440 | $5.907M | 0.5% | $26.92 | $26.30 | — | PFD | 172967358 |
| BAC | Bank of America Corp | 372,407 | $5.802M | 0.5% | $15.58 * | $11.96 | +4.3% | COM | 060505104 |
| — | Du Pont (E.I.) De Nemours | 118,618 | $5.717M | 0.5% | $48.20 | $58.43 | — | COM | 263534109 |
| VNO | Vornado Realty Trust | 62,308 | $5.634M | 0.5% | $90.42 | $88.57 | — | COM | 929042109 |
| — | SPDR Health Care Select Sector | 85,042 | $5.632M | 0.5% | $66.23 | $57.18 | — | COM | 81369y209 |
| SBUX | Starbucks Corp | 98,240 | $5.584M | 0.5% | $56.84 * | $36.20 | +27.1% | COM | 855244109 |
| — | CenturyLink SnNote7.5% 2051 Cl | 215,367 | $5.559M | 0.5% | $25.81 | $26.06 | — | PFD | 74913g303 |
| — | Medtronic PLC | 82,218 | $5.504M | 0.5% | $66.94 | $77.88 | — | COM | g5960l103 |
| IBM | Intl Business Machines Corp | 37,276 | $5.404M | 0.4% | $144.97 * | $118.47 | -24.2% | COM | 459200101 |
| — | Wachovia (WFC) Perp/Call 2/11 | 5,425,000 | $5.31M | 0.4% | $0.98 | $0.98 | — | PFD | 92978AAA0 |
| GIS | General Mills Inc | 93,188 | $5.231M | 0.4% | $56.13 * | $32.44 | +20.8% | COM | 370334104 |
| — | SPDR Consumer Discretionary Se | 70,188 | $5.212M | 0.4% | $74.26 | $64.34 | — | COM | 81369y407 |
| — | KKR Financial 7.50% SrNts Call | 195,599 | $5.204M | 0.4% | $26.61 | $26.61 | — | PFD | 48248a504 |
| — | HCP Inc | 139,306 | $5.189M | 0.4% | $37.25 | $43.97 | — | COM | 40414l109 |
| LLY | Eli Lilly & Co | 61,851 | $5.176M | 0.4% | $83.68 * | $48.58 | +44.2% | COM | 532457108 |
| APD | Air Products & Chemicals Inc | 39,366 | $5.022M | 0.4% | $127.57 * | $74.72 | +22.9% | COM | 009158106 |
| GPC | Genuine Parts Co | 60,008 | $4.974M | 0.4% | $82.89 * | $58.12 | +6.2% | COM | 372460105 |
| — | WEC Energy Group Inc | 94,039 | $4.911M | 0.4% | $52.22 | $44.97 | — | COM | 92939u106 |
| EIX | Edison International | 76,882 | $4.849M | 0.4% | $63.07 * | $31.60 | +32.9% | COM | 281020107 |
| SWK | Stanley Black & Decker Inc | 49,935 | $4.843M | 0.4% | $96.99 * | $60.69 | +22.8% | COM | 854502101 |
| KO | Coca-Cola Co/The | 120,558 | $4.837M | 0.4% | $40.12 * | $28.07 | +3.6% | COM | 191216100 |
| IBB | iShares Nasdaq Biotech Index F | 15,796 | $4.791M | 0.4% | $303.30 * | $95.54 | +5.8% | COM | 464287556 |
| HON | Honeywell International Inc | 49,888 | $4.724M | 0.4% | $94.69 * | $54.42 | +26.3% | COM | 438516106 |
| CVS | CVS Health Corp | 48,879 | $4.716M | 0.4% | $96.48 * | $45.23 | +57.7% | COM | 126650100 |
| — | BGC Partners 8.125% 2042 Call | 172,616 | $4.649M | 0.4% | $26.93 | $26.94 | — | PFD | 05541t408 |
| DHR | Danaher Corp | 54,292 | $4.626M | 0.4% | $85.21 * | $26.51 | +31.9% | COM | 235851102 |
| NSRGY | Nestle Sa-Spons ADR For Reg | 60,521 | $4.554M | 0.4% | $75.25 | $70.18 | +7.2% | COM | 641069406 |
| — | SPDR Consumer Staples Select S | 94,999 | $4.483M | 0.4% | $47.19 | $43.04 | — | COM | 81369y308 |
| — | Whole Foods Market Inc | 140,310 | $4.441M | 0.4% | $31.65 | $50.19 | — | COM | 966837106 |
| — | Oracle Corp | 122,405 | $4.421M | 0.4% | $36.12 | $35.19 | — | COM | 68389x105 |
| — | First Republic 7.0% Cl 12/18 B | 160,720 | $4.407M | 0.4% | $27.42 | $26.92 | — | PFD | 33616c860 |
| — | Sanofi-ADR | 92,356 | $4.384M | 0.4% | $47.47 | $51.36 | — | COM | 80105n105 |
| — | Teco Energy Inc | 166,041 | $4.36M | 0.4% | $26.26 | $19.43 | — | COM | 872375100 |
| LOW | Lowe's Cos Inc | 59,071 | $4.071M | 0.3% | $68.92 * | $32.45 | +76.0% | COM | 548661107 |
| — | AGL Resources Inc | 66,329 | $4.049M | 0.3% | $61.04 | $44.60 | — | COM | 001204106 |
| — | CHS Chemical 7.50% Cl 1/2025 C | 152,609 | $4.044M | 0.3% | $26.50 | $27.19 | — | PFD | 12542r803 |
| — | Accenture PLC-Cl A | 40,856 | $4.015M | 0.3% | $98.27 | $73.28 | — | COM | g1151c101 |
| — | Novartis Ag-ADR | 43,347 | $3.984M | 0.3% | $91.91 | $73.27 | — | COM | 66987v109 |
| — | SPDR Financial Select Sector | 173,840 | $3.939M | 0.3% | $22.66 | $22.66 | — | COM | 81369y605 |
| — | Chesapeake Lodging 7.75% PerpC | 148,397 | $3.858M | 0.3% | $26.00 | $25.82 | — | PFD | 165240201 |
| TD | Toronto-Dominion Bank | 97,119 | $3.828M | 0.3% | $39.42 | $43.88 | -10.2% | COM | 891160509 |
| — | Chubb Corp | 30,742 | $3.771M | 0.3% | $122.67 | $86.27 | — | COM | 171232101 |
| VB | Vanguard Small-Cap Vipers | 34,001 | $3.67M | 0.3% | $107.94 | $93.55 | +15.4% | COM | 922908751 |
| — | Morgan Stanley 7.125%Flt Aftr1 | 133,247 | $3.658M | 0.3% | $27.45 | $27.37 | — | PFD | 61762v200 |
| — | Pebblebrook Hotel 8.00%Perp Cu | 139,461 | $3.601M | 0.3% | $25.82 | $25.99 | — | PFD | 70509v308 |
| — | SPDR Industrial Select Sector | 71,258 | $3.555M | 0.3% | $49.89 | $47.75 | — | COM | 81369y704 |
| — | Aviva 8.25% 12/2041 Call 12/20 | 131,738 | $3.513M | 0.3% | $26.67 | $27.37 | — | PFD | 05382a203 |
| — | Digital Realty 7.0% Perp Call | 137,406 | $3.505M | 0.3% | $25.51 | $25.60 | — | PFD | 253868707 |
| — | AEGON 8.00% 2042 Notes Call 08 | 125,051 | $3.44M | 0.3% | $27.51 | $28.45 | — | PFD | 007924608 |
| — | EGShares Emerging Markets Cons | 155,890 | $3.386M | 0.3% | $21.72 | $26.18 | — | COM | 268461779 |
| — | Banc of California 7.375% Cal2 | 129,078 | $3.302M | 0.3% | $25.58 | $25.57 | — | PFD | 05990k882 |
| LMT | Lockheed Martin Corp | 15,901 | $3.297M | 0.3% | $207.35 * | $139.50 | +12.9% | COM | 539830109 |
| — | Telephone & Data 6.875% Cl 11/ | 130,400 | $3.282M | 0.3% | $25.17 | $25.58 | — | PFD | 879433845 |
| ABBNY | ABB Ltd-Spon ADR | 184,076 | $3.253M | 0.3% | $17.67 * | $21.36 | -20.6% | COM | 000375204 |
| — | Unilever N V -NY Shares | 80,798 | $3.248M | 0.3% | $40.20 | $39.66 | — | COM | 904784709 |
| — | HSBC Hldgs 8.0% Prp Cl 12/15 B | 127,280 | $3.247M | 0.3% | $25.51 | $27.07 | — | PFD | 404280802 |
| — | Amtrust Financial 7.625%CUM QD | 126,023 | $3.176M | 0.3% | $25.20 | $25.17 | — | PFD | 032359705 |
| VO | Vanguard Mid-Cap | 27,005 | $3.151M | 0.3% | $116.68 * | $23.91 | +22.0% | COM | 922908629 |
| — | Travelers Cos Inc/The | 31,450 | $3.13M | 0.3% | $99.52 | $81.01 | — | COM | 89417e109 |
| — | Deutsche Bank 8.05% PrpCl6/18 | 110,285 | $3.09M | 0.3% | $28.02 | $27.55 | — | PFD | 25150l108 |
| — | Vornado Realty 6.875% Prp/Cl 4 | 120,725 | $3.085M | 0.3% | $25.55 | $25.76 | — | PFD | 929042869 |
| — | Alphabet Inc-Cl A | 4,788 | $3.057M | 0.3% | $638.47 | $638.47 | — | COM | 02079k305 |
| — | Endurance Specialty 7.75% Cl12 | 119,317 | $3.033M | 0.3% | $25.42 | $25.77 | — | PFD | 29267h208 |
| CSCO | Cisco Systems Inc | 115,425 | $3.03M | 0.3% | $26.25 * | $15.40 | +23.6% | COM | 17275R102 |
| IEV | iShares S&P Europe 350 | 74,340 | $2.959M | 0.2% | $39.80 | $45.74 | -13.0% | COM | 464287861 |
| BRK/B | Berkshire Hathaway Inc-Cl B | 22,628 | $2.951M | 0.2% | $130.41 | $115.39 | +13.0% | COM | 084670702 |
| — | National General Ins 7.50% Cal | 118,488 | $2.946M | 0.2% | $24.86 | $24.94 | — | PFD | 636220808 |
| — | Costamare 8.50% CUM QDI Perp C | 131,741 | $2.919M | 0.2% | $22.16 | $25.48 | — | PFD | y1771g128 |
| BA | Boeing Co | 22,012 | $2.882M | 0.2% | $130.93 * | $85.67 | +36.2% | COM | 097023105 |
| — | CenturyLink Quest 7.0%SnNts Cl | 109,978 | $2.821M | 0.2% | $25.65 | $25.91 | — | PFD | 74913g501 |
| — | TravelCenters America 8.00%SrN | 111,050 | $2.793M | 0.2% | $25.15 | $25.42 | — | PFD | 894174309 |
| RHHBY | Roche Holdings LTD-Spons ADR | 83,325 | $2.746M | 0.2% | $32.96 | $36.06 | -8.6% | COM | 771195104 |
| ELV | Anthem Inc | 19,412 | $2.718M | 0.2% | $140.02 * | $106.95 | +13.5% | COM | 036752103 |
| — | United Technologies Corp | 29,897 | $2.661M | 0.2% | $89.01 | $96.11 | — | COM | 913017109 |
| — | Alphabet Inc-Cl C | 4,360 | $2.653M | 0.2% | $608.49 | $608.49 | — | COM | 02079k107 |
| AXP | American Express Co | 35,188 | $2.608M | 0.2% | $74.12 * | $62.01 | +2.9% | COM | 025816109 |
| — | Preferred Apartment Communitie | 236,100 | $2.569M | 0.2% | $10.88 | $8.86 | — | COM | 74039l103 |
| — | Cerner Corp | 42,836 | $2.568M | 0.2% | $59.95 | $71.13 | — | COM | 156782104 |
| MS | Morgan Stanley | 81,350 | $2.563M | 0.2% | $31.51 * | $25.21 | -6.3% | COM | 617446448 |
| — | National General Ins 7.50% Cal | 100,862 | $2.517M | 0.2% | $24.95 | $24.89 | — | PFD | 636220709 |
| — | Amtrust Financial 7.5% QDI Cal | 97,360 | $2.44M | 0.2% | $25.06 | $25.17 | — | PFD | 032359887 |
| MDLZ | Mondelez International | 58,218 | $2.438M | 0.2% | $41.88 * | $23.60 | +40.7% | COM | 609207105 |
| — | First Republic Bank 6.70% Cl20 | 94,257 | $2.425M | 0.2% | $25.73 | $25.89 | — | PFD | 33616c209 |
| — | BCE Inc | 58,918 | $2.413M | 0.2% | $40.96 | $42.70 | — | COM | 05534b760 |
| — | Endurance Specialty 7.5% Cl 6/ | 93,224 | $2.403M | 0.2% | $25.78 | $26.38 | — | PFD | g30397304 |
| — | JPMorgan 7.9% Perp/Call 4/18 - | 2,295,000 | $2.384M | 0.2% | $1.04 | $1.13 | — | PFD | 46625HHA1 |
| — | Powershares QQQ NASDAQ 100 Tru | 23,053 | $2.346M | 0.2% | $101.77 | $82.20 | — | COM | 73935a104 |
| — | AON Cap 8.205% 1/27 Non-Call B | 76,559 | $2.297M | 0.2% | $30.00 | $29.74 | — | PFD | 22532r101 |
| GILD | Gilead Sciences Inc | 23,380 | $2.296M | 0.2% | $98.20 * | $50.41 | +36.4% | COM | 375558103 |
| MAR | Marriott International-Cl A | 33,571 | $2.29M | 0.2% | $68.21 * | $71.41 | -13.5% | COM | 571903202 |
| SO | Southern Co | 50,994 | $2.279M | 0.2% | $44.69 * | $26.60 | +9.1% | COM | 842587107 |
| KHC | Kraft Heinz Co/The | 32,180 | $2.271M | 0.2% | $70.57 * | $47.82 | -6.4% | COM | 500754106 |
| — | GE Cap Corp 7.125% Perp/Call 6 | 1,945,000 | $2.251M | 0.2% | $1.16 | $1.13 | — | PFD | 369622SN6 |
| — | Summit Hotel 7.875% Perp CUM C | 85,055 | $2.211M | 0.2% | $25.99 | $25.89 | — | PFD | 866082308 |
| — | Charles Schwab 7% Perp/Call 2/ | 1,912,000 | $2.199M | 0.2% | $1.15 | $1.12 | — | PFD | 808513AE5 |
| — | SPDR Energy Select Sector | 35,757 | $2.188M | 0.2% | $61.19 | $79.69 | — | COM | 81369y506 |
| AMGN | Amgen Inc | 15,763 | $2.18M | 0.2% | $138.30 * | $82.52 | +23.9% | COM | 031162100 |
| SCHX | Schwab US Large-Cap ETF | 47,340 | $2.166M | 0.2% | $45.75 * | $7.90 | -3.4% | COM | 808524201 |
| — | Maiden Hldgs 8.00% Nts 2042 ca | 81,795 | $2.159M | 0.2% | $26.40 | $25.73 | — | PFD | 56029q309 |
| GD | General Dynamics Corp | 15,630 | $2.156M | 0.2% | $137.94 * | $56.74 | +94.1% | COM | 369550108 |
| UNP | Union Pacific Corp | 24,014 | $2.123M | 0.2% | $88.41 * | $77.68 | -9.6% | COM | 907818108 |
| — | Spectra Energy Corp | 80,332 | $2.11M | 0.2% | $26.27 | $33.68 | — | COM | 847560109 |
| SCHM | Schwab US Mid-Cap ETF | 54,153 | $2.108M | 0.2% | $38.93 * | $13.05 | -0.6% | COM | 808524508 |
| — | Discover Financial 6.50%Perp Q | 81,325 | $2.099M | 0.2% | $25.81 | $25.17 | — | PFD | 254709207 |
| — | Praxair Inc | 20,550 | $2.093M | 0.2% | $101.85 | $119.37 | — | COM | 74005p104 |
| TM | Toyota Motor Corp -Spon ADR | 17,806 | $2.088M | 0.2% | $117.26 | $116.82 | +0.4% | COM | 892331307 |
| — | SL Green Realty 6.5% Perp CUM | 84,290 | $2.087M | 0.2% | $24.76 | $24.66 | — | PFD | 78440x507 |
| — | Bank of America 6.625% Prp/Cl | 80,169 | $2.065M | 0.2% | $25.76 | $25.65 | — | PFD | 060505344 |
| CAT | Caterpillar Inc | 31,503 | $2.059M | 0.2% | $65.36 * | $64.13 | -21.1% | COM | 149123101 |
| — | Twenty-First Century Fox-B (fo | 75,624 | $2.047M | 0.2% | $27.07 | $33.03 | — | COM | 90130a200 |
| USB | US Bancorp | 49,910 | $2.047M | 0.2% | $41.01 * | $27.16 | +4.5% | COM | 902973304 |
| — | LaSalle Hotel 7.50% Perp CUM C | 80,504 | $2.036M | 0.2% | $25.29 | $25.86 | — | PFD | 517942702 |
| WHR | Whirlpool Corp | 13,786 | $2.03M | 0.2% | $147.25 | $122.44 | +20.3% | COM | 963320106 |
| — | Maiden Holdings 8.25%Prp Cl8/2 | 74,768 | $1.999M | 0.2% | $26.74 | $26.31 | — | PFD | g5753u120 |
| PEG | Public Service Enterprise Grou | 46,283 | $1.951M | 0.2% | $42.15 * | $22.24 | +32.9% | COM | 744573106 |
| MKC | McCormick & Co-Non Votung Shrs | 23,354 | $1.919M | 0.2% | $82.17 * | $28.64 | +17.9% | COM | 579780206 |
| SRE | Sempra Energy | 19,416 | $1.878M | 0.2% | $96.72 * | $27.60 | +27.1% | COM | 816851109 |
| — | Corporate Office Prop 7.375% C | 73,173 | $1.866M | 0.2% | $25.50 | $25.65 | — | PFD | 22002t884 |
| — | Goldman 5.5% Flt Aftr 5/23 Cl | 75,338 | $1.844M | 0.2% | $24.48 | $24.48 | — | PFD | 38145g308 |
| — | Seaspan 8.25% Perp CUM QDI Cal | 77,195 | $1.843M | 0.2% | $23.87 | $25.25 | — | PFD | y75638133 |
| — | CenturyLink SnNotes 6.875% CL | 72,650 | $1.838M | 0.2% | $25.30 | $25.41 | — | PFD | 74913g105 |
| OEF | iShares S&P 100 Index Fund | 21,551 | $1.827M | 0.2% | $84.78 | $81.59 | +3.9% | COM | 464287101 |
| PM | Philip Morris International | 23,030 | $1.827M | 0.2% | $79.33 * | $49.67 | -4.0% | COM | 718172109 |
| — | Banc of California 8.00% Call9 | 67,096 | $1.793M | 0.1% | $26.72 | $26.40 | — | PFD | 05990k403 |
| — | JPMorgan Chase 6.70%Perp/Call | 65,328 | $1.75M | 0.1% | $26.79 | $25.99 | — | PFD | 48127a161 |
| — | Laboratory Corp Of Amer Hldgs | 16,097 | $1.746M | 0.1% | $108.47 | $101.78 | — | COM | 50540r409 |
| BDX | Becton Dickinson & Co | 12,919 | $1.714M | 0.1% | $132.67 * | $103.59 | +7.0% | COM | 075887109 |
| — | CenterPoint Energy Inc | 92,267 | $1.664M | 0.1% | $18.03 | $23.78 | — | COM | 15189t107 |
| — | Unilever Plc-Sponsored ADR | 40,416 | $1.648M | 0.1% | $40.78 | $40.45 | — | COM | 904767704 |
| — | HP Inc | 64,329 | $1.647M | 0.1% | $25.60 | $25.60 | — | COM | 40434l105 |
| — | Biogen Idec Inc | 5,613 | $1.638M | 0.1% | $291.82 | $239.60 | — | COM | 09062x103 |
| — | Zimmer Biomet Holdings Inc | 17,395 | $1.634M | 0.1% | $93.94 | $90.87 | — | COM | 98956p102 |
| SCHB | Schwab US Broad Market ETF | 34,047 | $1.579M | 0.1% | $46.38 * | $6.84 | +13.1% | COM | 808524102 |
| F | Ford Motor Co | 115,203 | $1.563M | 0.1% | $13.57 * | $8.41 | -7.7% | COM | 345370860 |
| — | Macy's Inc | 30,260 | $1.553M | 0.1% | $51.32 | $52.64 | — | COM | 55616p104 |
| PCAR | Paccar Inc | 29,651 | $1.547M | 0.1% | $52.17 * | $23.30 | -0.0% | COM | 693718108 |
| — | Mylan NV | 38,360 | $1.544M | 0.1% | $40.25 | $59.35 | — | COM | n59465109 |
| — | US Bancorp 6.5% Flt Aftr 1/22 | 53,160 | $1.527M | 0.1% | $28.72 | $27.99 | — | PFD | 902973833 |
| — | TD Ameritrade Holding Corp | 47,812 | $1.522M | 0.1% | $31.83 | $26.37 | — | COM | 87236y108 |
| — | Royal Dutch Shell Plc-ADR A | 32,097 | $1.521M | 0.1% | $47.39 | $55.97 | — | COM | 780259206 |
| — | Deutsche Bnk 7.6% Prp Cl 2/18 | 55,173 | $1.507M | 0.1% | $27.31 | $26.67 | — | PFD | 25154a108 |
| — | Cowen 8.25% Senior Notes Due 1 | 57,306 | $1.496M | 0.1% | $26.11 | $26.11 | — | PFD | 223622309 |
| VYM | Vanguard High Div Yield ETF | 23,711 | $1.486M | 0.1% | $62.67 | $61.20 | +2.4% | COM | 921946406 |
| — | GlaxoSmithKline Plc-ADR | 38,537 | $1.482M | 0.1% | $38.46 | $49.97 | — | COM | 37733w105 |
| — | DTE Energy 6.5% Jr Sub Call 12 | 57,260 | $1.48M | 0.1% | $25.85 | $25.43 | — | PFD | 233331602 |
| — | Ares Capital 7.75% ***CALLED 1 | 58,134 | $1.455M | 0.1% | $25.03 | $26.00 | — | PFD | 04010l202 |
| VEA | Vanguard FTSE Developed Market | 40,750 | $1.452M | 0.1% | $35.63 | $37.69 | -5.4% | COM | 921943858 |
| WSM | Williams-Sonoma Inc | 18,750 | $1.432M | 0.1% | $76.37 * | $31.14 | -4.2% | COM | 969904101 |
| — | Johnson Controls Inc | 34,521 | $1.428M | 0.1% | $41.37 | $44.15 | — | COM | 478366107 |
| IYE | iShares DJ US Energy Sector | 41,250 | $1.416M | 0.1% | $34.33 | $37.81 | -9.2% | COM | 464287796 |
| EMR | Emerson Electric Co | 32,024 | $1.415M | 0.1% | $44.19 * | $40.98 | -17.8% | COM | 291011104 |
| — | Ingersoll-Rand PLC | 27,571 | $1.4M | 0.1% | $50.78 | $64.50 | — | COM | g47791101 |
| — | Investors REIT 7.95% Perp CUM | 54,343 | $1.4M | 0.1% | $25.76 | $25.87 | — | PFD | 461730301 |
| — | Hartford Finl 7.875% 2042 call | 45,400 | $1.387M | 0.1% | $30.55 | $29.57 | — | PFD | 416518504 |
| — | Global Indemnity SrNts7.75% Ca | 58,450 | $1.37M | 0.1% | $23.44 | $23.44 | — | PFD | g39319119 |
| — | KKR Financial 8.375%SrNts Call | 50,605 | $1.357M | 0.1% | $26.82 | $27.34 | — | PFD | 48248a405 |
| IJH | iShares S&P Midcap 400 | 9,846 | $1.345M | 0.1% | $136.60 * | $23.80 | +14.8% | COM | 464287507 |
| — | Time Warner Inc | 19,144 | $1.316M | 0.1% | $68.74 | $77.24 | — | COM | 887317303 |
| — | CenturyLink SnNotes 7.0% 2052 | 51,050 | $1.301M | 0.1% | $25.48 | $25.85 | — | PFD | 74913G402 |
| CAG | ConAgra Foods Inc | 31,204 | $1.264M | 0.1% | $40.51 * | $17.38 | +26.8% | COM | 205887102 |
| — | Salesforce.Com Inc | 18,077 | $1.255M | 0.1% | $69.43 | $62.00 | — | COM | 79466l302 |
| — | Express Scripts Holding Co. | 15,175 | $1.229M | 0.1% | $80.99 | $63.66 | — | COM | 30219g108 |
| — | Argo Group 6.5% Sr Notes Call | 48,350 | $1.216M | 0.1% | $25.15 | $25.05 | — | PFD | 040130205 |
| EFA | iShares MSCI EAFE Index | 21,199 | $1.215M | 0.1% | $57.31 | $62.94 | -8.9% | COM | 464287465 |
| FDL | First Trust Dividend Leaders I | 54,619 | $1.209M | 0.1% | $22.14 | $21.09 | +5.0% | COM | 336917109 |
| — | Public Storage 6.50% Call 4/20 | 47,170 | $1.2M | 0.1% | $25.44 | $25.71 | — | PFD | 74460d141 |
| — | Capital One Finl 6.7%Prp Call | 44,582 | $1.181M | 0.1% | $26.49 | $26.06 | — | PFD | 14040h709 |
| — | SPDR Materials Select Sector | 28,618 | $1.142M | 0.1% | $39.90 | $43.37 | — | COM | 81369y100 |
| UNH | UnitedHealth Group Inc | 9,796 | $1.136M | 0.1% | $115.97 * | $61.01 | +61.3% | COM | 91324P102 |
| DE | Deere & Co | 15,332 | $1.135M | 0.1% | $74.03 * | $67.85 | -8.4% | COM | 244199105 |
| — | Varian Medical Systems Inc | 15,367 | $1.134M | 0.1% | $73.79 | $72.81 | — | COM | 92220P105 |
| IYF | iShares DJ US Financial Sect | 13,328 | $1.121M | 0.1% | $84.11 * | $36.15 | +16.3% | COM | 464287788 |
| — | NuStar Logistics 7.625%Nts Cl | 43,746 | $1.084M | 0.1% | $24.78 | $26.15 | — | PFD | 67059t204 |
| — | Carlyle Group/The | 64,250 | $1.079M | 0.1% | $16.79 | $33.31 | — | COM | 14309l102 |
| VWO | Vanguard FTSE Emerging Markets | 32,042 | $1.06M | 0.1% | $33.08 | $41.97 | -21.2% | COM | 922042858 |
| — | Dynagas LNG 9.0% QDI CUM cl 2 | 61,463 | $1.044M | 0.1% | $16.99 | $16.99 | — | PFD | Y2188b116 |
| — | GaslLog Ltd 8.75% Ser A CUM QD | 45,100 | $1.041M | 0.1% | $23.08 | $24.40 | — | PFD | g37585117 |
| ED | Consolidated Edison Inc | 15,528 | $1.038M | 0.1% | $66.85 * | $37.79 | +22.1% | COM | 209115104 |
| EPD | Enterprise Products Partners | 40,929 | $1.019M | 0.1% | $24.90 | $53.24 | — | COM | 293792107 |
| WMT | Wal-Mart Stores Inc | 15,663 | $1.016M | 0.1% | $64.87 * | $20.25 | -11.8% | COM | 931142103 |
| — | Hatteras Financial 7.625% CUM | 42,333 | $1.002M | 0.1% | $23.67 | $24.18 | — | PFD | 41902r400 |
| — | So. Cal Edison 6.25% Perp/Call | 900,000 | $999K | 0.1% | $1.11 | $1.06 | — | PFD | 842400FU2 |
| SCHA | Schwab US Small-Cap ETF | 19,567 | $994K | 0.1% | $50.80 * | $13.38 | -5.1% | COM | 808524607 |
| — | Colony Financial7.125%Perp CUM | 44,910 | $982K | 0.1% | $21.87 | $23.27 | — | PFD | 19624r403 |
| — | CenturyLink Quest7.375% 6/51 C | 37,730 | $962K | 0.1% | $25.50 | $26.28 | — | PFD | 74913g204 |
| PANW | Palo Alto Networks | 5,558 | $956K | 0.1% | $172.00 * | $22.88 | +25.3% | COM | 697435105 |
| — | NXP Semiconductors Nv | 10,816 | $942K | 0.1% | $87.09 | $85.65 | — | COM | n6596x109 |
| — | Ashford Hospitality 9.0% NR Ca | 36,216 | $931K | 0.1% | $25.71 | $26.82 | — | PFD | 044103505 |
| — | Sunstone Hotel 8.00% Perp CUM | 36,543 | $931K | 0.1% | $25.48 | $25.97 | — | PFD | 867592507 |
| SCHD | Schwab US Dividend Equity ETF | 25,906 | $931K | 0.1% | $35.94 * | $12.50 | -4.1% | COM | 808524797 |
| IYT | iShares DJ US Transport Index | 6,636 | $928K | 0.1% | $139.84 * | $39.13 | -10.6% | COM | 464287192 |
| — | American Capital Agency 8.0% P | 35,691 | $910K | 0.1% | $25.50 | $25.42 | — | PFD | 02503x204 |
| — | Dr Pepper Snapple Group Inc | 11,456 | $906K | 0.1% | $79.09 | $56.31 | — | COM | 26138e109 |
| — | Allergan plc (new) | 3,316 | $901K | 0.1% | $271.71 | $300.09 | — | COM | g0177j108 |
| — | Maiden Hldgs 8.25% Nts 2041 ca | 35,170 | $899K | 0.1% | $25.56 | $26.16 | — | PFD | 56029q200 |
| — | Barclays Bank 7.1% Prp Call 12 | 35,091 | $898K | 0.1% | $25.59 | $25.01 | — | PFD | 06739h776 |
| — | Triancgle Capitl 6.375%Sr Note | 35,550 | $897K | 0.1% | $25.23 | $25.51 | — | PFD | 895848406 |
| — | Eaton Corp PLC | 17,262 | $886K | 0.1% | $51.33 | $65.99 | — | COM | g29183103 |
| — | McGraw Hill Financial Inc | 10,176 | $880K | 0.1% | $86.48 | $69.83 | — | COM | 580645109 |
| — | Raymond James Financial 6.90% | 33,285 | $877K | 0.1% | $26.35 | $26.43 | — | PFD | 754730208 |
| — | Telephone & Data 7.0% Cl 3/16 | 33,592 | $860K | 0.1% | $25.60 | $25.80 | — | PFD | 879433837 |
| — | EaglePoint Credit 7.75%2022 CU | 33,319 | $852K | 0.1% | $25.57 | $25.10 | — | PFD | 269809109 |
| — | CoreEnergy 7.375% Pfd - Par Ca | 37,076 | $843K | 0.1% | $22.74 | $24.93 | — | PFD | 21870u304 |
| — | Hudson Pacific 8.375%CUM Calle | 32,864 | $831K | 0.1% | $25.29 | $26.34 | — | PFD | 444097208 |
| — | Hanover Insurance6.35% Cl3/18 | 32,766 | $826K | 0.1% | $25.21 | $24.75 | — | PFD | 410867204 |
| — | Harman International | 8,514 | $817K | 0.1% | $95.96 | $61.71 | — | COM | 413086109 |
| — | First Trust Mid Cap Growth Alp | 29,008 | $816K | 0.1% | $28.13 | $29.96 | — | COM | 33737m102 |
| — | SPDR Utilities Select Sector | 18,617 | $806K | 0.1% | $43.29 | $41.33 | — | COM | 81369y886 |
| — | Yahoo! Inc | 27,625 | $799K | 0.1% | $28.92 | $28.45 | — | COM | 984332106 |
| — | National General Ins 7.62% Cal | 33,910 | $794K | 0.1% | $23.41 | $23.41 | — | PFD | 636220873 |
| — | Pebblebrook Hotel7.875%Perp Cu | 31,209 | $792K | 0.1% | $25.38 | $25.84 | — | PFD | 70509v209 |
| — | Visa Inc-Class A Shares | 11,304 | $787K | 0.1% | $69.62 | $89.81 | — | COM | 92826c839 |
| — | Aetna Inc | 7,157 | $783K | 0.1% | $109.40 | $71.50 | — | COM | 00817Y108 |
| — | Wells Fargo 6.375% Cl 12/19 BB | 30,400 | $779K | 0.1% | $25.63 | $25.55 | — | PFD | 94988n207 |
| DKS | Dick's Sporting Goods Inc | 15,688 | $778K | 0.1% | $49.59 * | $37.00 | +1.6% | COM | 253393102 |
| IDV | iShares Intl Select Div | 27,510 | $774K | 0.1% | $28.14 | $39.84 | -29.4% | COM | 464288448 |
| — | St Jude Medical Inc | 12,264 | $774K | 0.1% | $63.11 | $45.65 | — | COM | 790849103 |
| — | SPDR Gold Trust | 7,200 | $769K | 0.1% | $106.81 | $122.95 | — | COM | 78463v107 |
| — | Colony Financial8.50% Perp CUM | 30,083 | $769K | 0.1% | $25.56 | $26.02 | — | PFD | 19624r205 |
| — | HSBC 6.36% Perp Callable NCU Q | 30,080 | $754K | 0.1% | $25.07 | $24.83 | — | PFD | 40429c607 |
| — | Public Storage 6.35% Call 7/16 | 29,405 | $754K | 0.1% | $25.64 | $25.56 | — | PFD | 74460d125 |
| — | SPDR Dow Jones Industrial Aver | 4,621 | $751K | 0.1% | $162.52 | $149.46 | — | COM | 78467x109 |
| VNQ | Vanguard REIT | 9,866 | $745K | 0.1% | $75.51 | $76.85 | -1.7% | COM | 922908553 |
| IWF | iShares Russell 1000 Growth | 7,980 | $742K | 0.1% | $92.98 * | $20.80 | +11.8% | COM | 464287614 |
| — | TravelCenters SnNotes 8% 10/20 | 30,000 | $740K | 0.1% | $24.67 | $24.67 | — | PFD | 894174408 |
| — | White Mountains Insurance Grou | 988 | $738K | 0.1% | $746.96 | $630.29 | — | COM | g9618e107 |
| — | Prudential PLC 6.75% PrpCl 9/0 | 28,528 | $730K | 0.1% | $25.59 | $25.05 | — | PFD | g7293h114 |
| VIG | Vanguard Dividend Appreciation | 9,881 | $729K | 0.1% | $73.78 | $75.13 | -1.9% | COM | 921908844 |
| — | Duke Energy Corp | 10,103 | $727K | 0.1% | $71.96 | $70.23 | — | COM | 26441c204 |
| — | Barclays 8.125% Perp/Cl 3/14 B | 28,000 | $724K | 0.1% | $25.86 | $25.33 | — | PFD | 06739h362 |
| — | iShares MSCI USA Quality Facto | 11,794 | $713K | 0.1% | $60.45 | $56.95 | — | COM | 46432f339 |
| — | Scana Corp | 12,674 | $713K | 0.1% | $56.26 | $48.47 | — | COM | 80589m102 |
| WY | Weyerhaeuser Co | 25,915 | $709K | 0.1% | $27.36 * | $19.05 | -3.9% | COM | 962166104 |
| ADM | Archer-Daniels-Midland Co | 17,018 | $705K | 0.1% | $41.43 * | $27.36 | +11.6% | COM | 039483102 |
| BMRC | Bank Of Marin Bancorp/CA | 14,637 | $702K | 0.1% | $47.96 * | $14.45 | +21.2% | COM | 063425102 |
| — | Penn RealEstate 7.375%CUM Perp | 27,438 | $696K | 0.1% | $25.37 | $25.68 | — | PFD | 709102503 |
| SCHW | Schwab (Charles) Corp | 24,162 | $690K | 0.1% | $28.56 * | $22.76 | +10.4% | COM | 808513105 |
| — | Southern Cal Ed 6.5% $100 Cl3/ | 6,640 | $684K | 0.1% | $103.01 | $105.22 | — | PFD | 842400723 |
| — | Arch Capital 6.75% BBB QDI Cl | 26,524 | $684K | 0.1% | $25.79 | $25.97 | — | PFD | g0450a204 |
| — | Celgene Corp | 6,229 | $674K | 0.1% | $108.20 | $104.48 | — | COM | 151020104 |
| — | SoCalEd 5.375% CUM cl 2025 QDI | 26,062 | $671K | 0.1% | $25.75 | $25.75 | — | PFD | 78409g206 |
| — | Barclays 7.75% Prp Cl 9/13 BB | 25,835 | $667K | 0.1% | $25.82 | $25.26 | — | PFD | 06739h511 |
| — | Guggenheim Russell Top 50 ETF | 5,006 | $665K | 0.1% | $132.84 | $114.51 | — | COM | 78355w205 |
| — | Bank of America 6.625%Prp Cl 1 | 25,685 | $656K | 0.1% | $25.54 | $26.04 | — | PFD | 060505740 |
| IFF | Intl Flavors & Fragrances | 6,325 | $653K | 0.1% | $103.24 * | $62.55 | +28.8% | COM | 459506101 |
| — | Agilent Technologies Inc | 18,965 | $651K | 0.1% | $34.33 | $44.47 | — | COM | 00846u101 |
| — | Check Point Software Tech | 8,104 | $643K | 0.1% | $79.34 | $74.80 | — | COM | m22465104 |
| — | Facebook Inc | 7,072 | $636K | 0.1% | $89.93 | $71.91 | — | COM | 30303m102 |
| — | Guggenheim S&P Equal Weight | 8,324 | $612K | 0.1% | $73.52 | $71.29 | — | COM | 78355w106 |
| — | GoldmanSachs Lib+75 Min3.75% C | 31,381 | $600K | 0.0% | $19.12 | $21.70 | — | PFD | 38143y665 |
| IYZ | iShares DJ US Telecommunicatio | 22,129 | $597K | 0.0% | $26.98 | $28.11 | -3.9% | COM | 464287713 |
| IOO | iShares S&P Global 100 | 8,621 | $596K | 0.0% | $69.13 * | $34.95 | -1.0% | COM | 464287572 |
| — | 1/100 Berkshire Hathaway A (10 | 300 | $586K | 0.0% | $1953.33 | $2171.60 | — | COM | 084990175 |
| — | Axis Capital 6.875% Cl 4/17 QD | 22,400 | $584K | 0.0% | $26.07 | $26.11 | — | PFD | g0692u307 |
| — | FedEx Corp | 4,026 | $580K | 0.0% | $144.06 | $135.96 | — | COM | 31428x106 |
| — | American Capital Agncy 7.75% P | 23,746 | $578K | 0.0% | $24.34 | $24.91 | — | PFD | 02503x303 |
| — | Deutsche Bk Tst6.55%Perp Cl 5/ | 21,815 | $574K | 0.0% | $26.31 | $25.22 | — | PFD | 25153x208 |
| WABC | Westamerica Bancorportaion | 12,828 | $570K | 0.0% | $44.43 * | $33.30 | -3.8% | COM | 957090103 |
| — | Manulife Financial Corp | 36,701 | $568K | 0.0% | $15.48 | $15.87 | — | COM | 56501r106 |
| — | Sirius XM Holdings Inc | 151,484 | $567K | 0.0% | $3.74 | $3.49 | — | COM | 82968b103 |
| SAP | SAP SE-Sponsored ADR | 8,756 | $567K | 0.0% | $64.76 | $69.58 | -6.9% | COM | 803054204 |
| IJR | iShares S&P SmallCap 600 | 5,303 | $565K | 0.0% | $106.54 * | $46.09 | +15.6% | COM | 464287804 |
| — | Great Plains Energy Inc | 20,825 | $563K | 0.0% | $27.03 | $27.03 | — | COM | 391164100 |
| — | First Republic Bank 6.2% Cl 6/ | 21,860 | $557K | 0.0% | $25.48 | $24.85 | — | PFD | 33616c407 |
| — | Summit Hotel (INN)7.125%Perp C | 22,284 | $557K | 0.0% | $25.00 | $26.03 | — | PFD | 866082407 |
| — | Blackstone Group/The | 17,555 | $556K | 0.0% | $31.67 | $27.67 | — | COM | 09253u108 |
| — | Adobe Systems Inc | 6,752 | $555K | 0.0% | $82.20 | $56.43 | — | COM | 00724f101 |
| — | Costamare 7.625% CUM QDI Perp | 26,538 | $552K | 0.0% | $20.80 | $23.62 | — | PFD | y1771g110 |
| — | Potash Corp Of Saskatchewan | 26,765 | $550K | 0.0% | $20.55 | $37.97 | — | COM | 73755l107 |
| — | CubeSmart 7.75%CUM Call 11/2/2 | 20,816 | $547K | 0.0% | $26.28 | $25.62 | — | PFD | 229663208 |
| — | Dominion Resources Inc/Va | 7,738 | $545K | 0.0% | $70.43 | $56.84 | — | COM | 25746u109 |
| — | Equity Comwlth 7.25% CUM Perp/ | 21,281 | $542K | 0.0% | $25.47 | $25.74 | — | PFD | 294628409 |
| — | Retail Properties of America | 38,393 | $541K | 0.0% | $14.09 | $14.30 | — | COM | 76131v202 |
| EEM | iShares MSCI Emerging Markets | 16,373 | $537K | 0.0% | $32.80 | $40.95 | -20.0% | COM | 464287234 |
| TJX | TJX Companies Inc | 7,429 | $531K | 0.0% | $71.48 * | $22.49 | +37.6% | COM | 872540109 |
| — | M&T Bank 6.375% Cl 11/18 BBB- | 529 | $531K | 0.0% | $1003.78 | $969.18 | — | PFD | 55261f708 |
| — | Digital Realty 7.375% Perp CUM | 19,875 | $530K | 0.0% | $26.67 | $26.73 | — | PFD | 253868871 |
| — | Bank of America 6.5% Prp Cl 1/ | 20,805 | $529K | 0.0% | $25.43 | $25.58 | — | PFD | 060505310 |
| — | Aspen Insurance 7.401% Call 07 | 20,420 | $529K | 0.0% | $25.91 | $26.29 | — | PFD | g05384139 |
| IVV | iShares S&P 500 Index Fund | 2,733 | $527K | 0.0% | $192.83 | $168.33 | +14.5% | COM | 464287200 |
| HRL | Hormel Foods Corp | 8,301 | $526K | 0.0% | $63.37 * | $20.37 | +21.3% | COM | 440452100 |
| ITW | Illinois Tool Works | 6,357 | $523K | 0.0% | $82.27 * | $62.62 | +3.4% | COM | 452308109 |
| SLB | Schlumberger Ltd | 7,440 | $513K | 0.0% | $68.95 * | $63.72 | -19.1% | COM | 806857108 |
| — | Regeneron Pharmaceuticals Inc | 1,096 | $510K | 0.0% | $465.33 | $304.59 | — | COM | 75886f107 |
| — | EMC Corp Mass | 21,031 | $508K | 0.0% | $24.15 | $26.88 | — | COM | 268648102 |
| — | Market Vectors Pharmaceutical | 8,000 | $504K | 0.0% | $63.00 | $64.27 | — | COM | 57060u217 |
| — | TriplePoint Venture BDC 6.75% | 19,900 | $500K | 0.0% | $25.13 | $25.13 | — | PFD | 89677y209 |
| — | Tesla Motors Inc | 2,000 | $497K | 0.0% | $248.50 | $190.88 | — | COM | 88160r101 |
| — | Teekay Offshore 7.25%Perp CUM | 31,128 | $495K | 0.0% | $15.90 | $24.20 | — | PFD | y8565j127 |
| — | US Cellular 6.95%SrNT 2060 Cl | 19,400 | $491K | 0.0% | $25.31 | $25.15 | — | PFD | 911684405 |
| — | Wells Fargo & Company Perp/Cal | 460,000 | $488K | 0.0% | $1.06 | $1.13 | — | PFD | 949746PM7 |
| — | Retail Properties of Amer 7.0% | 18,900 | $484K | 0.0% | $25.61 | $24.90 | — | PFD | 76131v608 |
| — | P G & E Corp | 9,152 | $483K | 0.0% | $52.78 | $45.34 | — | COM | 69331c108 |
| — | Nordstrom Inc | 6,716 | $482K | 0.0% | $71.77 | $62.43 | — | COM | 655664100 |
| — | Citigroup Inc 5.95% Perp Call | 495,000 | $480K | 0.0% | $0.97 | $0.99 | — | PFD | 172967GD7 |
| IWM | iShares Russell 2000 Index Fun | 4,382 | $479K | 0.0% | $109.31 | $110.84 | -1.5% | COM | 464287655 |
| — | Vanguard Info Tech Vipers | 4,765 | $477K | 0.0% | $100.10 | $94.15 | — | COM | 92204a702 |
| — | Morgan Stanley 3MoLib+70bp 4%F | 23,787 | $475K | 0.0% | $19.97 | $21.44 | — | PFD | 61747s504 |
| — | T Rowe Price Group Inc | 6,814 | $474K | 0.0% | $69.56 | $79.18 | — | COM | 74144t108 |
| AEP | American Electric Power | 8,327 | $473K | 0.0% | $56.80 * | $31.39 | +26.0% | COM | 025537101 |
| — | Blackrock Inc | 1,586 | $472K | 0.0% | $297.60 | $307.09 | — | COM | 09247x101 |
| — | Dow Chemical | 10,743 | $456K | 0.0% | $42.45 | $46.80 | — | COM | 260543103 |
| — | US Celllular SrNts 7.25% 2063 | 18,000 | $455K | 0.0% | $25.28 | $25.30 | — | PFD | 911684504 |
| — | Regency Centers 6.00% Perp CUM | 17,900 | $443K | 0.0% | $24.75 | $24.32 | — | PFD | 758849806 |
| — | Digital Realty 6.625% Perp CUM | 17,435 | $441K | 0.0% | $25.29 | $24.96 | — | PFD | 253868806 |
| AFL | Aflac Inc | 7,511 | $437K | 0.0% | $58.18 * | $23.67 | -3.6% | COM | 001055102 |
| GS | Goldman Sachs Group Inc | 2,506 | $435K | 0.0% | $173.58 * | $121.84 | +15.8% | COM | 38141G104 |
| — | Regions Financial 6.375% Cl 12 | 16,850 | $429K | 0.0% | $25.46 | $24.49 | — | PFD | 7591ep308 |
| — | JPMorgan 6.0% Perp/Call 8/23 - | 430,000 | $424K | 0.0% | $0.99 | $0.99 | — | PFD | 48126HAA8 |
| TEVA | Teva Pharmaceutical-Sp ADR | 7,438 | $420K | 0.0% | $56.47 | $43.69 | +29.2% | COM | 881624209 |
| — | ETFS Physical Precious Metals | 7,585 | $420K | 0.0% | $55.37 | $68.05 | — | COM | 26922w109 |
| — | Cigna Corp | 3,111 | $420K | 0.0% | $135.00 | $137.19 | — | COM | 125509109 |
| — | Sigma-Aldrich | 2,970 | $413K | 0.0% | $139.06 | $138.66 | — | COM | 826552101 |
| ESS | Essex Property Trust Inc | 1,840 | $411K | 0.0% | $223.37 * | $104.61 | +53.0% | COM | 297178105 |
| — | Avago Technologies Ltd | 3,251 | $406K | 0.0% | $124.88 | $130.69 | — | COM | y0486s104 |
| — | Diageo Plc-Sponsored ADR | 3,708 | $400K | 0.0% | $107.87 | $115.51 | — | COM | 25243q205 |
| LULU | Lululemon Athletica Inc | 7,884 | $399K | 0.0% | $50.61 | $63.08 | -19.7% | COM | 550021109 |
| GWW | Grainger (W.W.) Inc | 1,823 | $392K | 0.0% | $215.03 * | $204.70 | -10.9% | COM | 384802104 |
| NSC | Norfolk Southern Corp | 5,111 | $390K | 0.0% | $76.31 * | $62.06 | -1.1% | COM | 655844108 |
| — | Vanguard Consumer Discretionar | 3,297 | $389K | 0.0% | $117.99 | $105.82 | — | COM | 92204a108 |
| — | JMP Group 8.00% SrDeb Due1/202 | 15,607 | $388K | 0.0% | $24.86 | $25.55 | — | PFD | 46629u206 |
| — | Valeant Pharmaceuticals Intern | 2,166 | $386K | 0.0% | $178.21 | $178.21 | — | COM | 91911k102 |
| SYY | Sysco Corp | 9,843 | $384K | 0.0% | $39.01 * | $29.02 | +3.1% | COM | 871829107 |
| — | GE Cap Corp 6.25% Perp/Call 12 | 350,000 | $379K | 0.0% | $1.08 | $1.03 | — | PFD | 369622SP1 |
| IJJ | iShares S&P Midcap 400/Value | 3,270 | $377K | 0.0% | $115.29 * | $50.58 | +14.0% | COM | 464287705 |
| — | Fortinet Inc | 8,854 | $376K | 0.0% | $42.47 | $31.57 | — | COM | 34959e109 |
| PDM | Piedmont Office Realty Trust | 21,000 | $376K | 0.0% | $17.90 | $17.90 | — | COM | 720190206 |
| — | Reinsurance Group of Amer 6.2% | 13,500 | $374K | 0.0% | $27.70 | $26.00 | — | PFD | 759351703 |
| VV | Vanguard Large-Cap Vipers ETF | 4,179 | $368K | 0.0% | $88.06 | $84.99 | +3.6% | COM | 922908637 |
| — | General Growth Prop 6.375% Cl | 15,100 | $366K | 0.0% | $24.24 | $23.17 | — | PFD | 370023202 |
| BEN | Franklin Resources Inc | 9,800 | $365K | 0.0% | $37.24 * | $29.59 | -22.7% | COM | 354613101 |
| — | ProLogis Inc | 9,369 | $364K | 0.0% | $38.85 | $38.70 | — | COM | 74340w103 |
| — | Pitney Bowes 6.7% Cl 3/7/18 | 13,900 | $363K | 0.0% | $26.12 | $25.31 | — | PFD | 724479506 |
| — | AmerisourceBergen Corp | 3,821 | $363K | 0.0% | $95.00 | $82.56 | — | COM | 03073e105 |
| HRB | H&R Block Inc | 9,950 | $360K | 0.0% | $36.18 * | $21.07 | +16.7% | COM | 093671105 |
| — | Hess Corp | 7,200 | $360K | 0.0% | $50.00 | $69.26 | — | COM | 42809h107 |
| YUM | Yum! Brands Inc | 4,476 | $358K | 0.0% | $79.98 * | $39.99 | +18.5% | COM | 988498101 |
| — | NewTek Business Svs 7.50$ due | 13,900 | $354K | 0.0% | $25.47 | $25.47 | — | PFD | 652526302 |
| AMZN | Amazon.com Inc | 689 | $353K | 0.0% | $512.34 * | $17.92 | +42.8% | COM | 023135106 |
| VFC | VF Corporation | 5,040 | $344K | 0.0% | $68.25 * | $67.40 | -4.7% | COM | 918204108 |
| — | Affiliated Mgrs Grp 6.375% SrN | 13,183 | $343K | 0.0% | $26.02 | $26.48 | — | PFD | 008252876 |
| — | Eversource Energy | 6,386 | $323K | 0.0% | $50.58 | $50.53 | — | COM | 30040w108 |
| — | Citigroup Tst 7.875% Cl2015 Li | 12,530 | $322K | 0.0% | $25.70 | $27.42 | — | PFD | 173080201 |
| ALL | Allstate Corp | 5,512 | $321K | 0.0% | $58.24 * | $37.83 | +22.9% | COM | 020002101 |
| CINF | Cincinnati Financial Corp | 5,815 | $313K | 0.0% | $53.83 * | $40.22 | +0.8% | COM | 172062101 |
| PPG | PPG Industries Inc | 3,551 | $311K | 0.0% | $87.58 * | $88.80 | -18.0% | COM | 693506107 |
| TXN | Texas Instruments Inc | 6,263 | $310K | 0.0% | $49.50 * | $32.28 | +15.7% | COM | 882508104 |
| QCOM | Qualcomm Inc | 5,745 | $309K | 0.0% | $53.79 * | $45.98 | -12.7% | COM | 747525103 |
| — | Marathon Petroleum Corp | 6,664 | $309K | 0.0% | $46.37 | $62.06 | — | COM | 56585a102 |
| — | PS Business Parks 6.0% Cl 5/20 | 12,417 | $309K | 0.0% | $24.89 | $24.51 | — | PFD | 69360j685 |
| IWR | iShares Russell Midcap Index | 1,969 | $306K | 0.0% | $155.41 * | $34.21 | +13.7% | COM | 464287499 |
| — | NorthStar Realty Fin 8.50% CUM | 12,719 | $305K | 0.0% | $23.98 | $25.29 | — | PFD | 66705V209 |
| LEG | Leggett & Platt Inc | 7,370 | $304K | 0.0% | $41.25 | $46.70 | -11.7% | COM | 524660107 |
| — | Hercules Technology 7%Pfd Cl9/ | 12,000 | $303K | 0.0% | $25.25 | $25.49 | — | PFD | 427096870 |
| — | VEREIT Inc 6.70% Perp CUM Cl 2 | 12,382 | $300K | 0.0% | $24.23 | $23.99 | — | PFD | 92339v209 |
| ZBRA | Zebra Technologies Corp-Cl A | 3,918 | $300K | 0.0% | $76.57 | $94.33 | -18.8% | COM | 989207105 |
| — | EverBank Financial 6.75% Perp | 11,921 | $299K | 0.0% | $25.08 | $25.08 | — | PFD | 29977g201 |
| — | Seaspan 9.50% 1/2049 Call 1/20 | 11,735 | $298K | 0.0% | $25.39 | $26.44 | — | PFD | B643v81 |
| — | Intrexon Corp | 9,350 | $297K | 0.0% | $31.76 | $46.83 | — | COM | 46122t102 |
| CAH | Cardinal Health Inc | 3,850 | $296K | 0.0% | $76.88 * | $62.30 | -7.6% | COM | 14149Y108 |
| — | New York MtgTrust 7.875%Perp C | 14,164 | $296K | 0.0% | $20.90 | $23.96 | — | PFD | 649604808 |
| — | Solar Capital 6.75% Cl 11/17 | 12,750 | $295K | 0.0% | $23.14 | $24.28 | — | PFD | 83413u308 |
| — | Kimco Realty 6.90% BBB-CUM Cal | 11,726 | $295K | 0.0% | $25.16 | $25.68 | — | PFD | 49446r828 |
| IWS | iShares Russell Midcap Value I | 4,380 | $294K | 0.0% | $67.12 | $70.36 | -4.6% | COM | 464287473 |
| — | KKR Financial 7.375% Prp Call | 11,205 | $293K | 0.0% | $26.15 | $25.88 | — | PFD | 48248a603 |
| — | Public Storage6.5%Perp BBB+ Ca | 11,600 | $290K | 0.0% | $25.00 | $25.55 | — | PFD | 74460d158 |
| — | L-3 Communications Holdings | 2,771 | $290K | 0.0% | $104.66 | $90.16 | — | COM | 502424104 |
| BAX | Baxter International Inc. | 8,772 | $288K | 0.0% | $32.83 * | $31.68 | -12.0% | COM | 071813109 |
| AIG | American International Group | 5,050 | $287K | 0.0% | $56.83 * | $41.17 | +7.0% | COM | 026874784 |
| — | SPDR S&P Biotech ETF | 4,615 | $287K | 0.0% | $62.19 | $99.06 | — | COM | 78464a870 |
| — | Vanguard Consumer Staples Vipe | 2,360 | $286K | 0.0% | $121.19 | $112.32 | — | COM | 92204a207 |
| — | CHS Chemicals 6.75% Perp cl 20 | 11,056 | $286K | 0.0% | $25.87 | $25.45 | — | PFD | 12542r704 |
| C | Citigroup Inc | 5,769 | $286K | 0.0% | $49.58 * | $36.84 | +0.5% | COM | 172967424 |
| — | Vornado Realty 5.7% Prp Cl 7/1 | 11,787 | $285K | 0.0% | $24.18 | $23.55 | — | PFD | 929042851 |
| — | ING Grp NV 7.20%Pfd Perp/Cl l2 | 10,976 | $283K | 0.0% | $25.78 | $25.21 | — | PFD | 456837301 |
| — | AllState 6.75 2049 Call 10/201 | 10,689 | $283K | 0.0% | $26.48 | $26.42 | — | PFD | 020002606 |
| — | News Corp 7.00% 12/1/2095 call | 11,003 | $282K | 0.0% | $25.63 | $25.00 | — | PFD | 863117206 |
| — | AmTrust Financial Services | 4,431 | $279K | 0.0% | $62.97 | $62.97 | — | COM | 032359309 |
| SYK | Stryker Corp | 2,957 | $278K | 0.0% | $94.01 * | $59.16 | +41.6% | COM | 863667101 |
| — | Realty Income 6.625% Call 2/17 | 10,700 | $275K | 0.0% | $25.70 | $25.75 | — | PFD | 756109807 |
| — | Allied Capital ARCC6.875% 4/20 | 10,909 | $273K | 0.0% | $25.03 | $25.03 | — | PFD | 01903q207 |
| ILMN | Illumina Inc | 1,549 | $272K | 0.0% | $175.60 * | $197.51 | -13.4% | COM | 452327109 |
| — | Skyworks Solutions Inc | 3,207 | $270K | 0.0% | $84.19 | $84.19 | — | COM | 83088m102 |
| BFH | Alliance Data Systems Corp | 1,037 | $269K | 0.0% | $259.40 * | $177.79 | +0.4% | COM | 018581108 |
| BMO | Bank of Montreal | 4,865 | $265K | 0.0% | $54.47 * | $36.33 | -1.0% | COM | 063671101 |
| — | Citigroup 5.8% B1 Call 4/18 QD | 10,600 | $264K | 0.0% | $24.91 | $23.86 | — | PFD | 172967366 |
| — | Penn Real Estate 8.25% CIM Per | 10,008 | $262K | 0.0% | $26.18 | $26.53 | — | PFD | 709102404 |
| — | Vanguard Health Care Vipers | 2,130 | $261K | 0.0% | $122.54 | $112.03 | — | COM | 92204a504 |
| — | Amtrust Financial 7.25% CUM QD | 10,417 | $261K | 0.0% | $25.06 | $24.31 | — | PFD | 032359507 |
| — | First Trust Rising Dividend Ac | 12,806 | $261K | 0.0% | $20.38 | $21.79 | — | COM | 33738r506 |
| — | Jacobs Engineering Group Inc | 6,944 | $260K | 0.0% | $37.44 | $54.89 | — | COM | 469814107 |
| — | Baxalta Inc | 8,266 | $260K | 0.0% | $31.45 | $31.45 | — | COM | 07177m103 |
| — | CHS Chemicals 7.875% Perp cl 2 | 9,197 | $260K | 0.0% | $28.27 | $28.46 | — | PFD | 12542r308 |
| — | GaveKal Knowledge Leaders Deve | 11,050 | $258K | 0.0% | $23.35 | $23.35 | — | COM | 30151e608 |
| NVO | Novo-Nordisk A/S-Spons ADR | 4,745 | $257K | 0.0% | $54.16 | $46.48 | +16.7% | COM | 670100205 |
| — | Freeport McMoRan Inc-B | 26,511 | $257K | 0.0% | $9.69 | $27.83 | — | COM | 35671d857 |
| IHF | iShares DJ US Health Car Pro | 2,052 | $254K | 0.0% | $123.78 * | $22.50 | +10.1% | COM | 464288828 |
| — | CBS Corp-Class B | 6,344 | $253K | 0.0% | $39.88 | $55.55 | — | COM | 124857202 |
| — | Keysight Technologies Inc | 8,081 | $249K | 0.0% | $30.81 | $34.48 | — | COM | 49338l103 |
| — | Oxford Lane Cap8.125% Cl6/2017 | 9,830 | $248K | 0.0% | $25.23 | $25.14 | — | PFD | 691543409 |
| — | MetLife 3MoLibor+100 Min 4.0% | 10,231 | $247K | 0.0% | $24.14 | $24.27 | — | PFD | 59156r504 |
| — | First Trust Mid Cap Value ETF | 9,168 | $247K | 0.0% | $26.94 | $25.87 | — | COM | 33737m201 |
| RHI | Robert Half Intl Inc | 4,800 | $246K | 0.0% | $51.25 | $42.71 | +19.8% | COM | 770323103 |
| — | Equity Residential | 3,265 | $245K | 0.0% | $75.04 | $72.02 | — | COM | 29476l107 |
| DTE | DTE Energy Company | 3,047 | $245K | 0.0% | $80.41 * | $45.95 | +6.0% | COM | 233331107 |
| — | Taubman Centers 6.5% CUM NA Cl | 9,751 | $244K | 0.0% | $25.02 | $24.81 | — | PFD | 876664608 |
| UDR | UDR Inc | 7,080 | $244K | 0.0% | $34.46 * | $20.28 | +18.0% | COM | 902653104 |
| — | CenturyLink Quest 6.125%Nts Cl | 10,000 | $240K | 0.0% | $24.00 | $24.11 | — | PFD | 74913g600 |
| IYW | iShares Goldman Sachs Tech I | 2,410 | $238K | 0.0% | $98.76 * | $25.50 | -3.1% | COM | 464287721 |
| CF | CF Industries Holdings Inc | 5,298 | $238K | 0.0% | $44.92 * | $43.37 | -22.6% | COM | 125269100 |
| — | Five Oaks Investment 8.75%Perp | 12,410 | $237K | 0.0% | $19.10 | $25.11 | — | PFD | 33830w205 |
| INTU | Intuit Inc | 2,621 | $233K | 0.0% | $88.90 * | $93.80 | -12.8% | COM | 461202103 |
| KSS | Kohl's Corp | 5,000 | $232K | 0.0% | $46.40 | $49.51 | -6.5% | COM | 500255104 |
| — | CBL & Associates 6.5% Perp CUM | 9,377 | $232K | 0.0% | $24.74 | $25.48 | — | PFD | 124830803 |
| STT | State Street Corp | 3,430 | $231K | 0.0% | $67.35 * | $46.16 | +8.8% | COM | 857477103 |
| SHW | Sherwin-Williams Co | 1,030 | $229K | 0.0% | $222.33 * | $79.61 | -15.2% | COM | 824348106 |
| — | Xcel Energy Inc | 6,465 | $229K | 0.0% | $35.42 | $32.66 | — | COM | 98389b100 |
| — | Bank of America 4.0%Min Float | 10,643 | $225K | 0.0% | $21.14 | $22.84 | — | PFD | 060505815 |
| — | Quest Diagnostics | 3,625 | $223K | 0.0% | $61.52 | $60.07 | — | COM | 74834l100 |
| VLO | Valero Energy Corp | 3,700 | $222K | 0.0% | $60.00 * | $42.17 | -5.2% | COM | 91913Y100 |
| HSY | Hershey Co/The | 2,403 | $221K | 0.0% | $91.97 * | $72.93 | -1.4% | COM | 427866108 |
| PSX | Phillips 66 | 2,871 | $221K | 0.0% | $76.98 * | $49.59 | +5.7% | COM | 718546104 |
| — | PowerShares S&P Low Volatility | 6,137 | $221K | 0.0% | $36.01 | $37.68 | — | COM | 73937b779 |
| KMX | CarMax Inc | 3,703 | $220K | 0.0% | $59.41 | $55.92 | +6.1% | COM | 143130102 |
| — | PowerShares Buyback Achievers | 5,010 | $219K | 0.0% | $43.71 | $47.99 | — | COM | 73935x286 |
| CNI | Canadian Natl Railway Co | 3,840 | $218K | 0.0% | $56.77 * | $48.13 | -2.2% | COM | 136375102 |
| — | Seaspan 7.95% 12/2049 Call 1/2 | 9,467 | $218K | 0.0% | $23.03 | $23.03 | — | PFD | y75638208 |
| — | BB&T Capital 5.625% Call 8/201 | 8,791 | $218K | 0.0% | $24.80 | $23.77 | — | PFD | 054937404 |
| — | Teekay Offshore 8.50%Perm Cum | 12,600 | $217K | 0.0% | $17.22 | $23.03 | — | PFD | Y8565j135 |
| — | Allegion PLC | 3,767 | $217K | 0.0% | $57.61 | $44.33 | — | COM | g0176j109 |
| IWD | iShares Russell 1000 Value | 2,318 | $216K | 0.0% | $93.18 | $86.94 | +7.3% | COM | 464287598 |
| SPG | Simon Property Group Inc | 1,170 | $215K | 0.0% | $183.76 * | $108.76 | +0.6% | COM | 828806109 |
| HAIN | Hain Celestial Group Inc | 4,168 | $215K | 0.0% | $51.58 | $63.16 | -18.3% | COM | 405217100 |
| BF/B | Brown-Forman Corp -Cl B | 2,197 | $213K | 0.0% | $96.95 * | $31.60 | +2.4% | COM | 115637209 |
| — | Pentair PLC | 4,151 | $212K | 0.0% | $51.07 | $51.07 | — | COM | g7s00t104 |
| TMO | Thermo Fisher Scientific Inc | 1,732 | $212K | 0.0% | $122.40 * | $115.28 | +3.0% | COM | 883556102 |
| — | Annaly Capital 7.625% Perp Cl | 8,588 | $212K | 0.0% | $24.69 | $24.77 | — | PFD | 035710706 |
| — | Arbor Realty 8.50% CUM Perp Ca | 8,463 | $210K | 0.0% | $24.81 | $25.63 | — | PFD | 038923801 |
| — | MFA Financial 7.5% Prp Cl 4/15 | 8,488 | $208K | 0.0% | $24.51 | $24.93 | — | PFD | 55272x409 |
| FRCB | First Republic Bank/San Franci | 3,317 | $208K | 0.0% | $62.71 * | $57.13 | +4.1% | COM | 33616C100 |
| — | Flagstar Bancorp Inc | 10,000 | $206K | 0.0% | $20.60 | $14.00 | — | COM | 337930705 |
| — | Colony Financial7.50% Perp CUM | 8,262 | $204K | 0.0% | $24.69 | $24.69 | — | PFD | 19624r304 |
| — | Alerian MLP ETF | 16,178 | $202K | 0.0% | $12.49 | $17.19 | — | COM | 00162q866 |
| — | Medical Properties Trust Inc | 18,169 | $201K | 0.0% | $11.06 | $12.30 | — | COM | 58463j304 |
| — | Global X SuperIncome Preferred | 14,643 | $197K | 0.0% | $13.45 | $14.51 | — | COM | 37950e333 |
| — | NorthStar Realty Finance | 14,801 | $183K | 0.0% | $12.36 | $12.36 | — | COM | 66704r803 |
| — | iShares MSCI Singapore Index | 13,900 | $141K | 0.0% | $10.14 | $13.07 | — | COM | 464286673 |
| — | Sprott Physical Gold Trust | 13,737 | $126K | 0.0% | $9.17 | $9.75 | — | COM | 85207h104 |
| — | Ivanhoe Mines Ltd | 200,000 | $100K | 0.0% | $0.50 | $0.74 | — | COM | 46579r104 |
| — | Sprott Resource Corp | 200,000 | $90,000 | 0.0% | $0.45 | $0.74 | — | COM | 85207d103 |
| — | Amarillo Gold Corp | 1,400,000 | $79,000 | 0.0% | $0.06 | $0.06 | — | COM | 02301t108 |
| — | Turquoise Hill Resources Ltd | 30,000 | $77,000 | 0.0% | $2.57 | $3.73 | — | COM | 900435108 |
| — | Frontier Communications Corp | 15,937 | $76,000 | 0.0% | $4.77 | $4.32 | — | COM | 35906a108 |
| — | Sierra Vista Bank | 20,000 | $73,000 | 0.0% | $3.65 | $2.55 | — | COM | 82651b105 |
| — | MabVax Therapeutics Holdings | 50,000 | $54,000 | 0.0% | $1.08 | $1.88 | — | COM | 55414p108 |
| CERS | Cerus Corp | 10,000 | $45,000 | 0.0% | $4.50 | $4.84 | -6.2% | COM | 157085101 |
| — | Linn Energy LLC-Units | 15,100 | $41,000 | 0.0% | $2.72 | $32.75 | — | COM | 536020100 |
| — | Eurasian Minerals Inc | 54,086 | $25,000 | 0.0% | $0.46 | $1.17 | — | COM | 29843r100 |
| TGB | Taseko Mines Ltd | 40,000 | $16,000 | 0.0% | $0.40 | $0.71 | -43.3% | COM | 876511106 |
| EDTXF | Spectral Medical Inc | 25,000 | $13,000 | 0.0% | $0.52 * | $0.30 | +97.7% | COM | 847577103 |
| — | Integral Technologies Inc | 17,000 | $9,000 | 0.0% | $0.53 | $0.59 | — | COM | 45810j103 |
| — | American Apparel Inc | 83,600 | $9,000 | 0.0% | $0.11 | $0.11 | — | COM | 023850100 |
| — | Li & Fung Ltd | 10,000 | $8,000 | 0.0% | $0.80 | $0.90 | — | COM | g5485f169 |
| — | Silvercorp Metals Inc | 10,000 | $6,000 | 0.0% | $0.60 | $2.80 | — | COM | 82835p103 |
| — | HPEV Inc | 17,800 | $4,000 | 0.0% | $0.22 | $1.20 | — | COM | 404273104 |
| — | Scandium International Mining | 23,400 | $3,000 | 0.0% | $0.13 | $0.09 | — | COM | 80600l109 |
| — | Global Brands Group Holding | 10,000 | $2,000 | 0.0% | $0.20 | $0.20 | — | COM | g39338101 |
| — | Piedmont Mining Co Inc | 10,000 | $0 | 0.0% | $0.00 | — | — | COM | 720172105 |
| — | Ocean Power Corp | 201,576 | $0 | 0.0% | $0.00 | — | — | COM | 674869201 |
| — | Encounter Technologies Inc | 62,000 | $0 | 0.0% | $0.00 | — | — | COM | 29259j303 |
| — | Voyant International Corp | 53,652 | $0 | 0.0% | $0.00 | — | — | COM | 92909w108 |
| — | Tri-Valley Corporation | 30,600 | $0 | 0.0% | $0.00 | — | — | COM | 895735108 |