Location: Greenbrae, CA
CIK: 0001109228 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 12, 2016
Total Value: $1.266B (98.8% shares, 1.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| WFC | Wells Fargo & Company | 624,513 | $33.95M | 2.7% | $54.36 * | $29.72 | +37.9% | COM | 949746101 |
| AAPL | Apple Inc | 246,159 | $25.91M | 2.0% | $105.26 * | $19.51 | +21.6% | COM | 037833100 |
| — | Verizon Communications Inc | 540,129 | $24.96M | 2.0% | $46.22 | $49.62 | — | COM | 92343v104 |
| JNJ | Johnson & Johnson | 230,097 | $23.64M | 1.9% | $102.72 * | $62.37 | +24.9% | COM | 478160104 |
| — | General Electric Co | 723,807 | $22.55M | 1.8% | $31.15 | $23.89 | — | COM | 369604103 |
| PG | Procter & Gamble Co | 273,220 | $21.7M | 1.7% | $79.41 * | $56.30 | +7.1% | COM | 742718109 |
| CVX | Chevron Corp | 229,437 | $20.64M | 1.6% | $89.96 * | $71.02 | -17.4% | COM | 166764100 |
| BMY | Bristol-Myers Squibb Co | 281,471 | $19.36M | 1.5% | $68.79 * | $30.56 | +59.9% | COM | 110122108 |
| COST | Costco Wholesale Corp | 99,736 | $16.11M | 1.3% | $161.50 * | $91.58 | +48.4% | COM | 22160K105 |
| INTC | Intel Corp | 410,115 | $14.13M | 1.1% | $34.45 * | $17.99 | +51.4% | COM | 458140100 |
| DIS | Disney Co./Walt The | 132,867 | $13.96M | 1.1% | $105.08 * | $77.08 | +25.7% | COM | 254687106 |
| KMB | Kimberly-Clark Corp | 108,272 | $13.78M | 1.1% | $127.30 * | $67.08 | +35.0% | COM | 494368103 |
| — | 3M Company | 89,276 | $13.45M | 1.1% | $150.65 | $121.23 | — | COM | 88579y101 |
| ADP | Automatic Data Processing | 157,178 | $13.32M | 1.1% | $84.72 * | $55.39 | +23.3% | COM | 053015103 |
| — | Wells Fargo 7.5% Cnv/Prp$1000 | 10,992 | $12.76M | 1.0% | $1161.03 | $1195.31 | — | PFD | 949746804 |
| VTI | Vanguard Total Stock Market | 120,128 | $12.53M | 1.0% | $104.30 | $88.85 | +17.4% | COM | 922908769 |
| CLX | Clorox Company | 93,942 | $11.91M | 0.9% | $126.83 * | $64.25 | +48.6% | COM | 189054109 |
| — | NextEra Energy Inc | 113,451 | $11.79M | 0.9% | $103.89 | $86.13 | — | COM | 65339f101 |
| MCD | McDonald's Corp | 97,043 | $11.46M | 0.9% | $118.14 * | $71.86 | +28.9% | COM | 580135101 |
| — | Walgreens Boots Alliance Inc | 130,735 | $11.13M | 0.9% | $85.16 | $76.58 | — | COM | 931427108 |
| — | Crown Castle Intl Corp | 127,870 | $11.05M | 0.9% | $86.45 | $80.76 | — | COM | 22822v101 |
| — | SPDR Energy Select Sector | 180,273 | $10.87M | 0.9% | $60.32 | $64.16 | — | COM | 81369y506 |
| MSFT | Microsoft Corp | 188,774 | $10.47M | 0.8% | $55.48 * | $27.65 | +75.7% | COM | 594918104 |
| — | Wells Fargo 8.00% Prp Cl12/17 | 369,020 | $10.36M | 0.8% | $28.08 | $28.85 | — | PFD | 949746879 |
| XOM | Exxon Mobil Corp | 129,906 | $10.13M | 0.8% | $77.95 * | $54.07 | -7.0% | COM | 30231G102 |
| NKE | Nike Inc -Cl B | 158,437 | $9.902M | 0.8% | $62.50 * | $43.07 | +27.7% | COM | 654106103 |
| ECL | Ecolab Inc | 85,286 | $9.755M | 0.8% | $114.38 * | $86.04 | +19.2% | COM | 278865100 |
| — | SPDR S&P Dividend ETF | 128,644 | $9.464M | 0.7% | $73.57 | $69.40 | — | COM | 78464a763 |
| PFF | iShares S&P US Preferred Stock | 242,500 | $9.421M | 0.7% | $38.85 | $40.05 | -3.0% | COM | 464288687 |
| — | Waste Management Inc | 175,778 | $9.381M | 0.7% | $53.37 | $43.43 | — | COM | 94106l109 |
| ABT | Abbott Laboratories | 207,645 | $9.325M | 0.7% | $44.91 * | $29.25 | +27.2% | COM | 002824100 |
| HD | Home Depot Inc | 70,252 | $9.291M | 0.7% | $132.25 * | $62.27 | +67.4% | COM | 437076102 |
| O | Realty Income Corp | 179,632 | $9.274M | 0.7% | $51.63 * | $25.01 | +25.5% | COM | 756109104 |
| CL | Colgate-Palmolive Co | 137,702 | $9.174M | 0.7% | $66.62 * | $47.57 | +10.7% | COM | 194162103 |
| — | Altria Group Inc | 156,153 | $9.09M | 0.7% | $58.21 | $36.36 | — | COM | 02209s103 |
| — | SPDR S&P MidCap 400 ETF Trust | 34,677 | $8.809M | 0.7% | $254.03 | $238.98 | — | COM | 78467y107 |
| — | AbbVie Inc | 147,922 | $8.763M | 0.7% | $59.24 | $44.54 | — | COM | 00287y109 |
| JPM | JPMorgan Chase & Co | 127,170 | $8.397M | 0.7% | $66.03 * | $38.27 | +31.6% | COM | 46625H100 |
| — | SPDR Technology Select Sector | 191,388 | $8.197M | 0.6% | $42.83 | $35.91 | — | COM | 81369y803 |
| PEP | PepsiCo Inc | 81,846 | $8.178M | 0.6% | $99.92 * | $57.06 | +29.5% | COM | 713448108 |
| UPS | United Parcel Service-Cl B | 84,910 | $8.171M | 0.6% | $96.23 * | $61.58 | +8.4% | COM | 911312106 |
| PFE | Pfizer Inc | 251,990 | $8.134M | 0.6% | $32.28 * | $16.67 | +19.3% | COM | 717081103 |
| — | Target Corp | 108,677 | $7.891M | 0.6% | $72.61 | $69.86 | — | COM | 87612e106 |
| — | Du Pont (E.I.) De Nemours | 116,704 | $7.773M | 0.6% | $66.60 | $58.43 | — | COM | 263534109 |
| — | Comcast Corp-Cl A | 137,653 | $7.768M | 0.6% | $56.43 | $51.51 | — | COM | 20030n101 |
| COP | ConocoPhillips | 165,175 | $7.712M | 0.6% | $46.69 * | $41.45 | -17.1% | COM | 20825C104 |
| — | Aspen Insurance 7.25% Call07/2 | 287,360 | $7.552M | 0.6% | $26.28 | $25.69 | — | PFD | g05384147 |
| — | SPDR S&P 500 Index Trust Serie | 36,416 | $7.424M | 0.6% | $203.87 | $171.39 | — | COM | 78462f103 |
| — | Merck & Co. Inc. | 137,591 | $7.268M | 0.6% | $52.82 | $49.61 | — | COM | 58933y105 |
| — | PowerShares Preferred Portfoli | 466,093 | $6.968M | 0.6% | $14.95 | $14.22 | — | COM | 73936t565 |
| — | AT&T Inc | 197,550 | $6.798M | 0.5% | $34.41 | $35.38 | — | COM | 00206r102 |
| — | Medtronic PLC | 85,093 | $6.545M | 0.5% | $76.92 | $77.85 | — | COM | g5960l103 |
| — | Citigroup 7.125% Flt Aftr 9/23 | 227,419 | $6.37M | 0.5% | $28.01 | $26.36 | — | PFD | 172967358 |
| VNO | Vornado Realty Trust | 62,734 | $6.271M | 0.5% | $99.96 | $88.57 | — | COM | 929042109 |
| — | SPDR Health Care Select Sector | 87,046 | $6.27M | 0.5% | $72.03 | $57.52 | — | COM | 81369y209 |
| DVY | iShares DJ Select Dividend Ind | 83,402 | $6.268M | 0.5% | $75.15 | $65.53 | +14.7% | COM | 464287168 |
| SBUX | Starbucks Corp | 104,370 | $6.265M | 0.5% | $60.03 * | $36.98 | +31.9% | COM | 855244109 |
| — | Partner Re 7.25% Call 06/21 BB | 218,564 | $6.244M | 0.5% | $28.57 | $26.92 | — | PFD | g68603508 |
| BAC | Bank of America Corp | 366,694 | $6.171M | 0.5% | $16.83 * | $11.96 | +13.0% | COM | 060505104 |
| OXY | Occidental Petroleum Corp | 89,791 | $6.071M | 0.5% | $67.61 * | $58.12 | -13.0% | COM | 674599105 |
| IBB | iShares Nasdaq Biotech Index F | 17,162 | $5.807M | 0.5% | $338.36 * | $96.57 | +16.8% | COM | 464287556 |
| — | SPDR Consumer Discretionary Se | 73,900 | $5.776M | 0.5% | $78.16 | $65.04 | — | COM | 81369y407 |
| CVS | CVS Health Corp | 55,857 | $5.461M | 0.4% | $97.77 * | $48.65 | +49.1% | COM | 126650100 |
| APD | Air Products & Chemicals Inc | 41,946 | $5.458M | 0.4% | $130.12 * | $76.15 | +23.8% | COM | 009158106 |
| GIS | General Mills Inc | 93,945 | $5.417M | 0.4% | $57.66 * | $32.44 | +25.1% | COM | 370334104 |
| SWK | Stanley Black & Decker Inc | 50,371 | $5.376M | 0.4% | $106.73 * | $60.69 | +35.8% | COM | 854502101 |
| GPC | Genuine Parts Co | 62,256 | $5.347M | 0.4% | $85.89 * | $58.38 | +10.3% | COM | 372460105 |
| — | Quest USWestSnNote7.5% 2051 Cl | 206,981 | $5.311M | 0.4% | $25.66 | $26.06 | — | PFD | 74913g303 |
| IBM | Intl Business Machines Corp | 38,570 | $5.308M | 0.4% | $137.62 * | $117.43 | -26.7% | COM | 459200101 |
| LLY | Eli Lilly & Co | 62,776 | $5.29M | 0.4% | $84.27 * | $48.89 | +45.2% | COM | 532457108 |
| HON | Honeywell International Inc | 50,809 | $5.262M | 0.4% | $103.56 * | $54.78 | +38.0% | COM | 438516106 |
| — | Wachovia (WFC) Perp/Call 2/11 | 5,375,000 | $5.147M | 0.4% | $0.96 | $0.98 | — | PFD | 92978AAA0 |
| DHR | Danaher Corp | 55,238 | $5.131M | 0.4% | $92.89 * | $26.71 | +42.9% | COM | 235851102 |
| — | KKR Financial 7.50% SrNts Call | 194,149 | $5.081M | 0.4% | $26.17 | $26.61 | — | PFD | 48248a504 |
| KO | Coca-Cola Co/The | 117,957 | $5.067M | 0.4% | $42.96 * | $28.07 | +11.8% | COM | 191216100 |
| — | First Republic 7.0% Cl 12/18 B | 180,999 | $5.034M | 0.4% | $27.81 | $27.02 | — | PFD | 33616c860 |
| — | HCP Inc | 131,640 | $5.034M | 0.4% | $38.24 | $43.97 | — | COM | 40414l109 |
| WMB | Williams Cos Inc | 193,077 | $4.962M | 0.4% | $25.70 * | $19.83 | -26.0% | COM | 969457100 |
| — | WEC Energy Group Inc | 94,000 | $4.823M | 0.4% | $51.31 | $44.97 | — | COM | 92939u106 |
| SCHD | Schwab US Dividend Equity ETF | 122,999 | $4.743M | 0.4% | $38.56 * | $12.80 | +0.4% | COM | 808524797 |
| — | SPDR Consumer Staples Select S | 91,739 | $4.632M | 0.4% | $50.49 | $43.04 | — | COM | 81369y308 |
| EIX | Edison International | 77,132 | $4.567M | 0.4% | $59.21 * | $31.60 | +25.8% | COM | 281020107 |
| — | BGC Partners 8.125% 2042 Call | 169,691 | $4.566M | 0.4% | $26.91 | $26.94 | — | PFD | 05541t408 |
| — | Whole Foods Market Inc | 135,739 | $4.547M | 0.4% | $33.50 | $50.19 | — | COM | 966837106 |
| — | Oracle Corp | 121,915 | $4.454M | 0.4% | $36.53 | $35.19 | — | COM | 68389x105 |
| — | CHS Chemical 7.50% Cl 1/2025 C | 164,639 | $4.453M | 0.4% | $27.05 | $27.18 | — | PFD | 12542r803 |
| NSRGY | Nestle Sa-Spons ADR For Reg | 58,825 | $4.378M | 0.3% | $74.42 | $70.18 | +6.0% | COM | 641069406 |
| LOW | Lowe's Cos Inc | 56,887 | $4.326M | 0.3% | $76.05 * | $32.45 | +94.9% | COM | 548661107 |
| — | Teco Energy Inc | 160,320 | $4.273M | 0.3% | $26.65 | $19.43 | — | COM | 872375100 |
| — | Accenture PLC-Cl A | 40,448 | $4.227M | 0.3% | $104.50 | $73.28 | — | COM | g1151c101 |
| — | Chesapeake Lodging 7.75% PerpC | 160,078 | $4.135M | 0.3% | $25.83 | $25.82 | — | PFD | 165240201 |
| — | AGL Resources Inc | 64,026 | $4.085M | 0.3% | $63.80 | $44.60 | — | COM | 001204106 |
| — | Morgan Stanley 7.125%Flt Aftr1 | 139,433 | $3.992M | 0.3% | $28.63 | $27.43 | — | PFD | 61762v200 |
| — | Chubb Corp | 29,974 | $3.976M | 0.3% | $132.65 | $86.27 | — | COM | 171232101 |
| — | Alphabet Inc-Cl A | 5,084 | $3.955M | 0.3% | $777.93 | $646.59 | — | COM | 02079k305 |
| — | SPDR Financial Select Sector | 165,361 | $3.941M | 0.3% | $23.83 | $22.66 | — | COM | 81369y605 |
| — | SPDR Industrial Select Sector | 72,631 | $3.85M | 0.3% | $53.01 | $47.85 | — | COM | 81369y704 |
| — | Novartis Ag-ADR | 44,074 | $3.792M | 0.3% | $86.04 | $73.48 | — | COM | 66987v109 |
| — | Pebblebrook Hotel 8.00%Perp Cu | 145,677 | $3.761M | 0.3% | $25.82 | $25.98 | — | PFD | 70509v308 |
| VB | Vanguard Small-Cap Vipers | 33,520 | $3.709M | 0.3% | $110.65 | $93.55 | +18.3% | COM | 922908751 |
| — | Kinder Morgan Inc | 247,892 | $3.699M | 0.3% | $14.92 | $38.04 | — | COM | 49456b101 |
| TD | Toronto-Dominion Bank | 93,755 | $3.672M | 0.3% | $39.17 | $43.88 | -10.7% | COM | 891160509 |
| — | Banc of California 7.375% Cal2 | 139,062 | $3.61M | 0.3% | $25.96 | $25.60 | — | PFD | 05990k882 |
| — | Sanofi-ADR | 84,570 | $3.607M | 0.3% | $42.65 | $51.36 | — | COM | 80105n105 |
| LMT | Lockheed Martin Corp | 16,322 | $3.544M | 0.3% | $217.13 * | $140.17 | +18.6% | COM | 539830109 |
| — | Travelers Cos Inc/The | 30,819 | $3.478M | 0.3% | $112.85 | $81.01 | — | COM | 89417e109 |
| — | Digital Realty 7.0% Perp Call | 134,068 | $3.463M | 0.3% | $25.83 | $25.60 | — | PFD | 253868707 |
| — | Unilever N V -NY Shares | 79,613 | $3.449M | 0.3% | $43.32 | $39.66 | — | COM | 904784709 |
| CSCO | Cisco Systems Inc | 126,734 | $3.441M | 0.3% | $27.15 * | $15.82 | +25.4% | COM | 17275R102 |
| — | Alphabet Inc-Cl C | 4,491 | $3.408M | 0.3% | $758.85 | $612.87 | — | COM | 02079k107 |
| — | AEGON 8.00% 2042 Notes Call 08 | 123,681 | $3.406M | 0.3% | $27.54 | $28.45 | — | PFD | 007924608 |
| — | Amtrust Financial 7.625%CUM QD | 132,383 | $3.384M | 0.3% | $25.56 | $25.19 | — | PFD | 032359705 |
| RHHBY | Roche Holdings LTD-Spons ADR | 96,635 | $3.331M | 0.3% | $34.47 | $35.73 | -3.5% | COM | 771195104 |
| VO | Vanguard Mid-Cap | 26,908 | $3.232M | 0.3% | $120.11 * | $23.91 | +25.6% | COM | 922908629 |
| ABBNY | ABB Ltd-Spon ADR | 180,649 | $3.203M | 0.3% | $17.73 * | $21.36 | -20.3% | COM | 000375204 |
| — | Aviva 8.25% 12/2041 Call 12/20 | 120,774 | $3.197M | 0.3% | $26.47 | $27.37 | — | PFD | 05382a203 |
| — | HSBC Hldgs 8.0% Prp Cl 12/15 B | 121,678 | $3.172M | 0.3% | $26.07 | $27.07 | — | PFD | 404280802 |
| — | Preferred Apartment Communitie | 240,600 | $3.147M | 0.2% | $13.08 | $8.94 | — | COM | 74039l103 |
| BA | Boeing Co | 21,181 | $3.063M | 0.2% | $144.61 * | $85.67 | +51.4% | COM | 097023105 |
| — | Deutsche Bank 8.05% PrpCl6/18 | 109,051 | $2.962M | 0.2% | $27.16 | $27.55 | — | PFD | 25150l108 |
| — | Powershares QQQ NASDAQ 100 Tru | 26,218 | $2.933M | 0.2% | $111.87 | $85.78 | — | COM | 73935a104 |
| — | Telephone & Data 6.875% Cl 11/ | 115,350 | $2.914M | 0.2% | $25.26 | $25.58 | — | PFD | 879433845 |
| — | National General Ins 7.50% Cal | 115,138 | $2.911M | 0.2% | $25.28 | $24.94 | — | PFD | 636220808 |
| — | CenturyLink Quest 7.0%SnNts Cl | 110,805 | $2.879M | 0.2% | $25.98 | $25.91 | — | PFD | 74913g501 |
| BRK/B | Berkshire Hathaway Inc-Cl B | 21,609 | $2.853M | 0.2% | $132.03 | $115.39 | +14.4% | COM | 084670702 |
| — | United Technologies Corp | 29,281 | $2.813M | 0.2% | $96.07 | $96.11 | — | COM | 913017109 |
| — | Vornado Realty 6.875% Prp/Cl 4 | 106,336 | $2.72M | 0.2% | $25.58 | $25.76 | — | PFD | 929042869 |
| ELV | Anthem Inc | 19,332 | $2.696M | 0.2% | $139.46 * | $106.95 | +13.6% | COM | 036752103 |
| — | Summit Hotel 7.875% Perp CUM C | 104,458 | $2.695M | 0.2% | $25.80 | $25.87 | — | PFD | 866082308 |
| — | TravelCenters America 8.00%SrN | 108,000 | $2.677M | 0.2% | $24.79 | $25.42 | — | PFD | 894174309 |
| — | Cerner Corp | 44,476 | $2.676M | 0.2% | $60.17 | $70.72 | — | COM | 156782104 |
| GILD | Gilead Sciences Inc | 26,140 | $2.645M | 0.2% | $101.19 * | $52.78 | +34.8% | COM | 375558103 |
| — | National General Ins 7.50% Cal | 98,311 | $2.531M | 0.2% | $25.74 | $24.89 | — | PFD | 636220709 |
| — | Amtrust Financial 7.5% QDI Cal | 99,120 | $2.519M | 0.2% | $25.41 | $25.17 | — | PFD | 032359887 |
| AMGN | Amgen Inc | 15,359 | $2.493M | 0.2% | $162.32 * | $82.52 | +46.1% | COM | 031162100 |
| MDLZ | Mondelez International | 55,012 | $2.467M | 0.2% | $44.84 * | $23.60 | +51.2% | COM | 609207105 |
| — | First Republic Bank 6.70% Cl20 | 92,448 | $2.402M | 0.2% | $25.98 | $25.89 | — | PFD | 33616c209 |
| MS | Morgan Stanley | 72,987 | $2.322M | 0.2% | $31.81 * | $25.21 | -5.0% | COM | 617446448 |
| — | Bank of America 6.625% Prp/Cl | 85,879 | $2.296M | 0.2% | $26.74 | $25.72 | — | PFD | 060505344 |
| — | Endurance Specialty 7.5% Cl 6/ | 88,970 | $2.296M | 0.2% | $25.81 | $26.38 | — | PFD | g30397304 |
| AXP | American Express Co | 32,822 | $2.283M | 0.2% | $69.56 * | $62.01 | -3.1% | COM | 025816109 |
| SO | Southern Co | 48,731 | $2.28M | 0.2% | $46.79 * | $26.60 | +15.6% | COM | 842587107 |
| — | Maiden Hldgs 8.00%rSNts 2042 c | 86,301 | $2.272M | 0.2% | $26.33 | $25.76 | — | PFD | 56029q309 |
| — | Quest USWestSnNotes 6.875% CL | 86,850 | $2.236M | 0.2% | $25.75 | $25.47 | — | PFD | 74913g105 |
| KHC | Kraft Heinz Co/The | 30,557 | $2.223M | 0.2% | $72.75 * | $47.82 | -1.9% | COM | 500754106 |
| — | AON Cap 8.205% 1/27 Non-Call B | 72,459 | $2.214M | 0.2% | $30.56 | $29.74 | — | PFD | 22532r101 |
| MAR | Marriott International-Cl A | 32,849 | $2.202M | 0.2% | $67.03 * | $71.41 | -14.7% | COM | 571903202 |
| — | Banc of California 8.00% Call9 | 82,506 | $2.193M | 0.2% | $26.58 | $26.44 | — | PFD | 05990k403 |
| — | JPMorgan 7.9% Perp/Call 4/18 - | 2,145,000 | $2.18M | 0.2% | $1.02 | $1.13 | — | PFD | 46625HHA1 |
| — | Mylan NV | 40,250 | $2.176M | 0.2% | $54.06 | $59.10 | — | COM | n59465109 |
| — | Costamare 8.50% CUM QDI Perp C | 115,792 | $2.168M | 0.2% | $18.72 | $25.48 | — | PFD | y1771g128 |
| — | BCE Inc | 55,691 | $2.151M | 0.2% | $38.62 | $42.70 | — | COM | 05534b760 |
| GD | General Dynamics Corp | 15,655 | $2.15M | 0.2% | $137.34 * | $56.74 | +94.2% | COM | 369550108 |
| — | Discover Financial 6.50%Perp Q | 81,049 | $2.143M | 0.2% | $26.44 | $25.17 | — | PFD | 254709207 |
| CAT | Caterpillar Inc | 31,510 | $2.141M | 0.2% | $67.95 * | $64.13 | -17.1% | COM | 149123101 |
| USB | U S Bancorp | 50,063 | $2.136M | 0.2% | $42.67 * | $27.16 | +9.4% | COM | 902973304 |
| — | SL Green Realty 6.5% Perp CUM | 83,906 | $2.136M | 0.2% | $25.46 | $24.66 | — | PFD | 78440x507 |
| TM | Toyota Motor Corp -Spon ADR | 17,276 | $2.126M | 0.2% | $123.06 | $116.82 | +5.3% | COM | 892331307 |
| MKC | McCormick & Co-Non Votung Shrs | 24,470 | $2.094M | 0.2% | $85.57 * | $28.92 | +22.7% | COM | 579780206 |
| — | GE Cap Corp 4.00% Perp/Call 6/ | 2,093,450 | $2.093M | 0.2% | $1.00 | $1.00 | — | PFD | 369604BM4 |
| — | Praxair Inc | 20,310 | $2.08M | 0.2% | $102.41 | $119.37 | — | COM | 74005p104 |
| BDX | Becton Dickinson & Co | 13,333 | $2.054M | 0.2% | $154.05 * | $104.21 | +24.1% | COM | 075887109 |
| — | Laboratory Corp Of Amer Hldgs | 16,597 | $2.052M | 0.2% | $123.64 | $102.44 | — | COM | 50540r409 |
| — | LaSalle Hotel 7.50% Perp CUM C | 81,265 | $2.044M | 0.2% | $25.15 | $25.86 | — | PFD | 517942702 |
| PM | Philip Morris International | 23,228 | $2.042M | 0.2% | $87.91 * | $49.67 | +7.7% | COM | 718172109 |
| — | Spectra Energy Corp | 84,163 | $2.015M | 0.2% | $23.94 | $33.24 | — | COM | 847560109 |
| — | Maiden Holdings 8.25%Prp Cl8/2 | 76,400 | $2.013M | 0.2% | $26.35 | $26.31 | — | PFD | g5753u120 |
| WHR | Whirlpool Corp | 13,656 | $2.006M | 0.2% | $146.90 | $122.44 | +20.0% | COM | 963320106 |
| — | Twenty-First Century Fox-B (fo | 73,303 | $1.996M | 0.2% | $27.23 | $33.03 | — | COM | 90130a200 |
| — | Zimmer Biomet Holdings Inc | 18,665 | $1.915M | 0.2% | $102.60 | $91.67 | — | COM | 98956p102 |
| — | Seaspan 8.25% Perp CUM QDI Cal | 81,445 | $1.913M | 0.2% | $23.49 | $25.16 | — | PFD | y75638133 |
| — | Charles Schwab 7% Perp/Call 2/ | 1,682,000 | $1.911M | 0.2% | $1.14 | $1.12 | — | PFD | 808513AE5 |
| — | Goldman 5.5% Flt Aftr 5/23 Cl | 71,910 | $1.862M | 0.1% | $25.89 | $24.48 | — | PFD | 38145g308 |
| — | Corporate Office Prop 7.375% C | 72,242 | $1.862M | 0.1% | $25.77 | $25.65 | — | PFD | 22002t884 |
| — | Unilever Plc-Sponsored ADR | 43,066 | $1.857M | 0.1% | $43.12 | $40.61 | — | COM | 904767704 |
| SRE | Sempra Energy | 19,577 | $1.84M | 0.1% | $93.99 * | $27.60 | +24.4% | COM | 816851109 |
| SCHX | Schwab US Large-Cap ETF | 37,320 | $1.813M | 0.1% | $48.58 * | $7.90 | +2.5% | COM | 808524201 |
| — | JPMorgan Chase 6.70%Perp/Call | 65,980 | $1.813M | 0.1% | $27.48 | $25.99 | — | PFD | 48127a161 |
| PEG | Public Service Enterprise Grou | 46,633 | $1.804M | 0.1% | $38.69 * | $22.24 | +23.2% | COM | 744573106 |
| OEF | iShares S&P 100 Index Fund | 19,340 | $1.763M | 0.1% | $91.16 | $81.59 | +11.7% | COM | 464287101 |
| UNP | Union Pacific Corp | 22,070 | $1.726M | 0.1% | $78.21 * | $77.68 | -19.5% | COM | 907818108 |
| — | CenterPoint Energy Inc | 92,201 | $1.693M | 0.1% | $18.36 | $23.78 | — | COM | 15189t107 |
| VYM | Vanguard High Div Yield ETF | 24,516 | $1.636M | 0.1% | $66.73 | $61.40 | +8.7% | COM | 921946406 |
| — | TD Ameritrade Holding Corp | 46,910 | $1.628M | 0.1% | $34.70 | $26.37 | — | COM | 87236y108 |
| SCHB | Schwab US Broad Market ETF | 33,193 | $1.628M | 0.1% | $49.05 * | $6.84 | +19.5% | COM | 808524102 |
| WSM | Williams-Sonoma Inc | 27,050 | $1.58M | 0.1% | $58.41 * | $29.83 | -23.1% | COM | 969904101 |
| — | BlueRock Residential Growth 8. | 62,344 | $1.577M | 0.1% | $25.30 | $25.30 | — | PFD | 09627j508 |
| EMR | Emerson Electric Co | 32,620 | $1.56M | 0.1% | $47.82 * | $40.90 | -9.9% | COM | 291011104 |
| — | Ingersoll-Rand PLC | 27,509 | $1.521M | 0.1% | $55.29 | $64.50 | — | COM | g47791101 |
| — | Global Indemnity SrNts7.75% Ca | 62,505 | $1.49M | 0.1% | $23.84 | $23.46 | — | PFD | g39319119 |
| — | DTE Energy 6.5% Jr Sub Call 12 | 56,075 | $1.489M | 0.1% | $26.55 | $25.43 | — | PFD | 233331602 |
| — | Biogen Idec Inc | 4,764 | $1.459M | 0.1% | $306.26 | $239.60 | — | COM | 09062x103 |
| VEA | Vanguard FTSE Developed Market | 39,549 | $1.452M | 0.1% | $36.71 | $37.69 | -2.6% | COM | 921943858 |
| — | TravelCenters SnNotes 8% 10/20 | 58,765 | $1.443M | 0.1% | $24.56 | $24.61 | — | PFD | 894174408 |
| — | Cowen 8.25% Senior Notes Due 1 | 56,556 | $1.435M | 0.1% | $25.37 | $26.11 | — | PFD | 223622309 |
| — | Hartford Finl 7.875% 2042 call | 44,969 | $1.421M | 0.1% | $31.60 | $29.57 | — | PFD | 416518504 |
| — | Varian Medical Systems Inc | 17,592 | $1.421M | 0.1% | $80.78 | $73.82 | — | COM | 92220P105 |
| — | Salesforce.Com Inc | 18,087 | $1.418M | 0.1% | $78.40 | $62.00 | — | COM | 79466l302 |
| — | Deutsche Bnk 7.6% Prp Cl 2/18 | 53,413 | $1.412M | 0.1% | $26.44 | $26.67 | — | PFD | 25154a108 |
| — | GlaxoSmithKline Plc-ADR | 34,837 | $1.406M | 0.1% | $40.36 | $49.97 | — | COM | 37733w105 |
| — | Investors REIT 7.95% Perp CUM | 54,827 | $1.398M | 0.1% | $25.50 | $25.87 | — | PFD | 461730301 |
| — | Argo Group 6.5% Sr Notes Call | 54,748 | $1.393M | 0.1% | $25.44 | $25.09 | — | PFD | 040130205 |
| — | EaglePoint Credit 7.75%2022 CU | 54,773 | $1.391M | 0.1% | $25.40 | $25.21 | — | PFD | 269809109 |
| PCAR | Paccar Inc | 28,843 | $1.367M | 0.1% | $47.39 * | $23.30 | -6.0% | COM | 693718108 |
| — | Express Scripts Holding Co. | 15,598 | $1.363M | 0.1% | $87.38 | $64.31 | — | COM | 30219g108 |
| UNH | UnitedHealth Group Inc | 11,430 | $1.345M | 0.1% | $117.67 * | $66.48 | +50.8% | COM | 91324P102 |
| — | KKR Financial 8.375%SrNts Call | 49,755 | $1.317M | 0.1% | $26.47 | $27.34 | — | PFD | 48248a405 |
| CAG | ConAgra Foods Inc | 31,186 | $1.315M | 0.1% | $42.17 * | $17.38 | +32.8% | COM | 205887102 |
| IJH | iShares S&P Midcap 400 | 9,422 | $1.313M | 0.1% | $139.35 * | $23.80 | +17.1% | COM | 464287507 |
| — | US Bancorp 6.5% Flt Aftr 1/22 | 45,369 | $1.303M | 0.1% | $28.72 | $27.99 | — | PFD | 902973833 |
| — | Quest USWest SnNotes 7.0% 2052 | 50,590 | $1.299M | 0.1% | $25.68 | $25.85 | — | PFD | 74913G402 |
| — | Capital One Finl 6.7%Prp Call | 47,033 | $1.296M | 0.1% | $27.56 | $26.14 | — | PFD | 14040h709 |
| FDL | First Trust Dividend Leaders I | 54,635 | $1.295M | 0.1% | $23.70 | $21.09 | +12.4% | COM | 336917109 |
| — | Johnson Controls Inc | 32,693 | $1.291M | 0.1% | $39.49 | $44.15 | — | COM | 478366107 |
| — | SPDR Gold Trust | 12,560 | $1.274M | 0.1% | $101.43 | $113.77 | — | COM | 78463v107 |
| — | Time Warner Inc | 19,462 | $1.259M | 0.1% | $64.69 | $77.04 | — | COM | 887317303 |
| — | SPDR Materials Select Sector | 28,792 | $1.25M | 0.1% | $43.41 | $43.37 | — | COM | 81369y100 |
| — | National General Ins 7.62% Cal | 49,460 | $1.215M | 0.1% | $24.57 | $23.78 | — | PFD | 636220873 |
| EFA | iShares MSCI EAFE Index | 20,487 | $1.203M | 0.1% | $58.72 | $62.94 | -6.7% | COM | 464287465 |
| SCHM | Schwab US Mid-Cap ETF | 28,582 | $1.145M | 0.1% | $40.06 * | $13.05 | +2.4% | COM | 808524508 |
| — | McGraw-Hill Financial Inc | 11,535 | $1.137M | 0.1% | $98.57 | $73.21 | — | COM | 580645109 |
| — | Digital Realty 7.375% Perp CUM | 40,713 | $1.097M | 0.1% | $26.94 | $26.84 | — | PFD | 253868871 |
| DE | Deere & Co | 14,301 | $1.091M | 0.1% | $76.29 * | $67.85 | -4.8% | COM | 244199105 |
| WMT | Wal-Mart Stores Inc | 17,433 | $1.069M | 0.1% | $61.32 * | $19.88 | -14.3% | COM | 931142103 |
| EPD | Enterprise Products Partners | 41,612 | $1.064M | 0.1% | $25.57 | $52.79 | — | COM | 293792107 |
| IYF | iShares DJ US Financial Sect | 11,817 | $1.044M | 0.1% | $88.35 * | $36.15 | +22.2% | COM | 464287788 |
| — | Dr Pepper Snapple Group Inc | 11,178 | $1.042M | 0.1% | $93.22 | $56.31 | — | COM | 26138e109 |
| — | Colony Financial8.50% Perp CUM | 40,647 | $1.015M | 0.1% | $24.97 | $25.74 | — | PFD | 19624r205 |
| — | JPMorgan 6.0% Perp/Call 8/23 - | 1,015,000 | $1.014M | 0.1% | $1.00 | $1.00 | — | PFD | 48126HAA8 |
| — | Hatteras Financial 7.625% CUM | 43,008 | $1.008M | 0.1% | $23.44 | $24.17 | — | PFD | 41902r400 |
| — | Dynagas LNG 9.0% QDI CUM cl 2 | 53,071 | $1.003M | 0.1% | $18.90 | $16.99 | — | PFD | Y2188b116 |
| VWO | Vanguard FTSE Emerging Markets | 30,137 | $986K | 0.1% | $32.72 | $41.97 | -22.1% | COM | 922042858 |
| — | Duke Energy Corp | 13,807 | $986K | 0.1% | $71.41 | $70.55 | — | COM | 26441c204 |
| — | Colony Financial7.125%Perp CUM | 44,975 | $985K | 0.1% | $21.90 | $23.27 | — | PFD | 19624r403 |
| — | Public Storage 6.50% Call 4/20 | 38,708 | $984K | 0.1% | $25.42 | $25.71 | — | PFD | 74460d141 |
| — | First Trust Mid Cap Growth Alp | 33,859 | $976K | 0.1% | $28.83 | $29.79 | — | COM | 33737m102 |
| — | NuStar Logistics 7.625%Nts Cl | 46,546 | $964K | 0.1% | $20.71 | $25.82 | — | PFD | 67059t204 |
| — | Macy's Inc | 27,423 | $959K | 0.1% | $34.97 | $52.64 | — | COM | 55616p104 |
| IYT | iShares DJ US Transport Index | 7,066 | $952K | 0.1% | $134.73 * | $38.94 | -13.5% | COM | 464287192 |
| — | SPDR Utilities Select Sector | 21,884 | $947K | 0.1% | $43.27 | $41.62 | — | COM | 81369y886 |
| — | iShares MSCI USA Quality Facto | 14,655 | $946K | 0.1% | $64.55 | $58.43 | — | COM | 46432f339 |
| — | CenturyLink Quest7.375% 6/51 C | 36,430 | $926K | 0.1% | $25.42 | $26.28 | — | PFD | 74913g204 |
| PANW | Palo Alto Networks | 5,232 | $922K | 0.1% | $176.22 * | $22.88 | +28.3% | COM | 697435105 |
| — | American Capital Agency 8.0% P | 35,984 | $912K | 0.1% | $25.34 | $25.42 | — | PFD | 02503x204 |
| — | Maiden Hldgs 8.25%SrNts 2041 c | 35,370 | $908K | 0.1% | $25.67 | $26.16 | — | PFD | 56029q200 |
| ED | Consolidated Edison Inc | 14,118 | $907K | 0.1% | $64.24 * | $37.79 | +18.6% | COM | 209115104 |
| — | Facebook Inc | 8,572 | $897K | 0.1% | $104.64 | $77.64 | — | COM | 30303m102 |
| — | Barclays Bank 7.1% Prp Call 12 | 34,315 | $891K | 0.1% | $25.97 | $25.01 | — | PFD | 06739h776 |
| — | Ashford Hospitality 9.0% NR Ca | 34,950 | $886K | 0.1% | $25.35 | $26.82 | — | PFD | 044103505 |
| — | Allergan plc (new) | 2,826 | $883K | 0.1% | $312.46 | $300.09 | — | COM | g0177j108 |
| — | Eaton Corp PLC | 16,847 | $877K | 0.1% | $52.06 | $65.99 | — | COM | g29183103 |
| — | Visa Inc-Class A Shares | 11,312 | $877K | 0.1% | $77.53 | $89.81 | — | COM | 92826c839 |
| — | Triancgle Capitl 6.375%Sr Note | 34,350 | $876K | 0.1% | $25.50 | $25.51 | — | PFD | 895848406 |
| IYE | iShares DJ US Energy Sector | 25,805 | $874K | 0.1% | $33.87 | $37.81 | -10.4% | COM | 464287796 |
| — | Raymond James Financial 6.90% | 32,316 | $862K | 0.1% | $26.67 | $26.43 | — | PFD | 754730208 |
| — | GaslLog Ltd 8.75% Ser A CUM QD | 43,100 | $858K | 0.1% | $19.91 | $24.40 | — | PFD | g37585117 |
| — | Sunstone Hotel 8.00% Perp CUM | 33,861 | $855K | 0.1% | $25.25 | $25.97 | — | PFD | 867592507 |
| — | Hanover Insurance6.35% Cl3/18 | 33,466 | $852K | 0.1% | $25.46 | $24.77 | — | PFD | 410867204 |
| — | Yahoo! Inc | 25,500 | $848K | 0.1% | $33.25 | $28.45 | — | COM | 984332106 |
| — | Hewlett Packard Enterprise | 55,407 | $842K | 0.1% | $15.20 | $15.20 | — | COM | 42824c109 |
| — | Telephone & Data 7.0% Cl 3/16 | 32,942 | $828K | 0.1% | $25.14 | $25.80 | — | PFD | 879433837 |
| — | Celgene Corp | 6,756 | $809K | 0.1% | $119.75 | $105.67 | — | COM | 151020104 |
| — | Pebblebrook Hotel7.875%PerpCum | 32,071 | $806K | 0.1% | $25.13 | $25.82 | — | PFD | 70509v209 |
| — | SPDR Dow Jones Industrial Aver | 4,621 | $804K | 0.1% | $173.99 | $149.46 | — | COM | 78467x109 |
| F | Ford Motor Co | 56,474 | $796K | 0.1% | $14.09 * | $8.41 | -3.2% | COM | 345370860 |
| WY | Weyerhaeuser Co | 26,265 | $787K | 0.1% | $29.96 * | $19.06 | +6.5% | COM | 962166104 |
| — | Wells Fargo 6.375% Cl 12/19 BB | 30,100 | $787K | 0.1% | $26.15 | $25.55 | — | PFD | 94988n207 |
| — | Agilent Technologies Inc | 18,765 | $785K | 0.1% | $41.83 | $44.47 | — | COM | 00846u101 |
| BMRC | Bank Of Marin Bancorp/CA | 14,637 | $782K | 0.1% | $53.43 * | $14.45 | +35.5% | COM | 063425102 |
| — | Scana Corp | 12,899 | $780K | 0.1% | $60.47 | $48.68 | — | COM | 80589m102 |
| — | Royal Dutch Shell Plc-ADR A | 16,969 | $777K | 0.1% | $45.79 | $55.97 | — | COM | 780259206 |
| — | Arch Capital 6.75% BBB QDI Cl | 28,743 | $773K | 0.1% | $26.89 | $26.04 | — | PFD | g0450a204 |
| — | So. Cal Edison 6.25% Perp/Call | 700,000 | $771K | 0.1% | $1.10 | $1.06 | — | PFD | 842400FU2 |
| — | Public Storage 6.35% Call 7/16 | 29,281 | $759K | 0.1% | $25.92 | $25.56 | — | PFD | 74460d125 |
| IFF | Intl Flavors & Fragrances | 6,325 | $757K | 0.1% | $119.68 * | $62.55 | +50.0% | COM | 459506101 |
| IWF | iShares Russell 1000 Growth | 7,571 | $753K | 0.1% | $99.46 * | $20.80 | +19.6% | COM | 464287614 |
| — | HSBC 6.36% Perp Callable NCU Q | 29,145 | $748K | 0.1% | $25.66 | $24.83 | — | PFD | 40429c607 |
| — | Aetna Inc | 6,804 | $736K | 0.1% | $108.17 | $71.50 | — | COM | 00817Y108 |
| — | Harman International | 7,757 | $731K | 0.1% | $94.24 | $61.71 | — | COM | 413086109 |
| — | Summit Hotel (INN)7.125%Perp C | 28,087 | $730K | 0.1% | $25.99 | $26.02 | — | PFD | 866082407 |
| SCHW | Schwab (Charles) Corp | 22,072 | $727K | 0.1% | $32.94 * | $22.76 | +27.6% | COM | 808513105 |
| HRL | Hormel Foods Corp | 9,136 | $722K | 0.1% | $79.03 * | $21.06 | +47.2% | COM | 440452100 |
| — | Guggenheim Russell Top 50 ETF | 4,991 | $722K | 0.1% | $144.66 | $114.51 | — | COM | 78355w205 |
| — | Penn RealEstate 7.375%CUM Perp | 28,445 | $717K | 0.1% | $25.21 | $25.66 | — | PFD | 709102503 |
| — | Great Plains Energy Inc | 25,955 | $709K | 0.1% | $27.32 | $27.09 | — | COM | 391164100 |
| — | SoCalEd 5.375% CUM cl 2025 QDI | 26,062 | $708K | 0.1% | $27.17 | $25.75 | — | PFD | 78409g206 |
| — | Regeneron Pharmaceuticals Inc | 1,299 | $705K | 0.1% | $542.73 | $341.80 | — | COM | 75886f107 |
| — | White Mountains Insurance Grou | 963 | $700K | 0.1% | $726.90 | $630.29 | — | COM | g9618e107 |
| ITW | Illinois Tool Works | 7,487 | $694K | 0.1% | $92.69 * | $63.95 | +14.6% | COM | 452308109 |
| SAP | SAP SE-Sponsored ADR | 8,756 | $693K | 0.1% | $79.15 | $69.58 | +13.7% | COM | 803054204 |
| ADM | Archer-Daniels-Midland Co | 18,668 | $685K | 0.1% | $36.69 * | $27.56 | -1.2% | COM | 039483102 |
| — | Southern Cal Ed 6.5% $100 Cl3/ | 6,640 | $685K | 0.1% | $103.16 | $105.22 | — | PFD | 842400723 |
| — | St Jude Medical Inc | 11,089 | $685K | 0.1% | $61.77 | $45.65 | — | COM | 790849103 |
| — | Prudential PLC 6.75% PrpCl 9/0 | 25,803 | $683K | 0.1% | $26.47 | $25.05 | — | PFD | g7293h114 |
| — | Bank of America 6.625%Prp Cl 1 | 25,252 | $676K | 0.1% | $26.77 | $26.04 | — | PFD | 060505740 |
| — | Barclays 7.75% Prp Cl 9/13 BB | 25,550 | $673K | 0.1% | $26.34 | $25.26 | — | PFD | 06739h511 |
| IYZ | iShares DJ US Telecommunicatio | 23,229 | $669K | 0.1% | $28.80 | $28.16 | +2.3% | COM | 464287713 |
| — | Carlyle Group/The | 42,550 | $665K | 0.1% | $15.63 | $33.31 | — | COM | 14309l102 |
| — | Barclays 8.125% Perp/Cl 3/14 B | 24,800 | $658K | 0.1% | $26.53 | $25.33 | — | PFD | 06739h362 |
| — | Check Point Software Tech | 8,050 | $655K | 0.1% | $81.37 | $74.80 | — | COM | m22465104 |
| — | HP Inc | 54,658 | $647K | 0.1% | $11.84 | $25.60 | — | COM | 40434l105 |
| — | P G & E Corp | 12,084 | $643K | 0.1% | $53.21 | $47.25 | — | COM | 69331c108 |
| — | NXP Semiconductors Nv | 7,594 | $640K | 0.1% | $84.28 | $85.65 | — | COM | n6596x109 |
| — | Adobe Systems Inc | 6,749 | $634K | 0.1% | $93.94 | $56.43 | — | COM | 00724f101 |
| IOO | iShares S&P Global 100 | 8,621 | $628K | 0.0% | $72.85 * | $34.95 | +4.2% | COM | 464287572 |
| — | Dow Chemical | 12,134 | $625K | 0.0% | $51.51 | $47.34 | — | COM | 260543103 |
| VIG | Vanguard Dividend Appreciation | 8,001 | $622K | 0.0% | $77.74 | $75.13 | +3.5% | COM | 921908844 |
| — | Guggenheim S&P Equal Weight | 8,074 | $619K | 0.0% | $76.67 | $71.29 | — | COM | 78355w106 |
| — | FedEx Corp | 4,155 | $619K | 0.0% | $148.98 | $136.36 | — | COM | 31428x106 |
| — | GoldmanSachs Lib+75 Min3.75% C | 30,894 | $613K | 0.0% | $19.84 | $21.70 | — | PFD | 38143y665 |
| — | Deutsche Bk Tst6.55%Perp Cl 5/ | 23,826 | $611K | 0.0% | $25.64 | $25.26 | — | PFD | 25153x208 |
| — | EaglePoint Credit 7%SrNts 12/3 | 24,500 | $609K | 0.0% | $24.86 | $24.86 | — | PFD | 269809208 |
| WABC | Westamerica Bancorportaion | 12,922 | $604K | 0.0% | $46.74 * | $33.30 | +2.1% | COM | 957090103 |
| — | Axis Capital 6.875% Cl 4/17 QD | 22,509 | $604K | 0.0% | $26.83 | $26.11 | — | PFD | g0692u307 |
| — | Maiden Holdings 7.125%PrpCl 12 | 23,750 | $598K | 0.0% | $25.18 | $25.18 | — | PFD | g5753u138 |
| — | 1/100 Berkshire Hathaway A (10 | 300 | $593K | 0.0% | $1976.67 | $2171.60 | — | COM | 084990175 |
| — | Citigroup Perp/Call 5/23 @ 100 | 620,000 | $587K | 0.0% | $0.95 | $0.95 | — | PFD | 172967GR6 |
| — | Citigroup Inc 5.95% Perp Call | 595,000 | $585K | 0.0% | $0.98 | $0.99 | — | PFD | 172967GD7 |
| — | CoreEnergy 7.375% Pfd - Par Ca | 32,049 | $584K | 0.0% | $18.22 | $24.93 | — | PFD | 21870u304 |
| IEV | iShares S&P Europe 350 | 14,014 | $562K | 0.0% | $40.10 | $45.74 | -12.3% | COM | 464287861 |
| — | First Republic Bank 6.2% Cl 6/ | 21,460 | $562K | 0.0% | $26.19 | $24.85 | — | PFD | 33616c407 |
| — | Bank of America 6.5% Prp Cl 1/ | 21,029 | $562K | 0.0% | $26.72 | $25.59 | — | PFD | 060505310 |
| IVV | iShares S&P 500 Index Fund | 2,733 | $560K | 0.0% | $204.90 | $168.33 | +21.7% | COM | 464287200 |
| — | Retail Properties of America | 37,893 | $560K | 0.0% | $14.78 | $14.30 | — | COM | 76131v202 |
| SLB | Schlumberger Ltd | 8,015 | $559K | 0.0% | $69.74 * | $63.17 | -16.9% | COM | 806857108 |
| — | Colony Financial7.50% Perp CUM | 22,571 | $552K | 0.0% | $24.46 | $24.54 | — | PFD | 19624r304 |
| — | Manulife Financial Corp | 36,834 | $552K | 0.0% | $14.99 | $15.87 | — | COM | 56501r106 |
| — | American Capital Agncy 7.75% P | 23,165 | $548K | 0.0% | $23.66 | $24.91 | — | PFD | 02503x303 |
| — | T Rowe Price Group Inc | 7,623 | $545K | 0.0% | $71.49 | $78.36 | — | COM | 74144t108 |
| IJR | iShares S&P SmallCap 600 | 4,937 | $544K | 0.0% | $110.19 * | $46.09 | +19.5% | COM | 464287804 |
| AFL | Aflac Inc | 9,055 | $542K | 0.0% | $59.86 * | $23.82 | -0.6% | COM | 001055102 |
| DKS | Dick's Sporting Goods Inc | 15,188 | $537K | 0.0% | $35.36 * | $37.00 | -27.4% | COM | 253393102 |
| SYY | Sysco Corp | 12,951 | $531K | 0.0% | $41.00 * | $29.61 | +6.3% | COM | 871829107 |
| — | Dominion Resources Inc/Va | 7,738 | $523K | 0.0% | $67.59 | $56.84 | — | COM | 25746u109 |
| — | Equity Comwlth 7.25% CUM Perp/ | 20,306 | $520K | 0.0% | $25.61 | $25.74 | — | PFD | 294628409 |
| — | Vanguard Info Tech Vipers | 4,670 | $506K | 0.0% | $108.35 | $94.15 | — | COM | 92204a702 |
| — | M&T Bank 6.375% Cl 11/18 BBB- | 494 | $504K | 0.0% | $1020.24 | $969.18 | — | PFD | 55261f708 |
| — | Tesla Motors Inc | 2,098 | $504K | 0.0% | $240.23 | $193.19 | — | COM | 88160r101 |
| — | Market Vectors Pharmaceutical | 7,713 | $504K | 0.0% | $65.34 | $64.27 | — | COM | 57060u217 |
| — | Aspen Insurance 7.401% Call 07 | 19,920 | $502K | 0.0% | $25.20 | $26.29 | — | PFD | g05384139 |
| — | TriplePoint Venture BDC 6.75% | 19,750 | $498K | 0.0% | $25.22 | $25.13 | — | PFD | 89677y209 |
| TJX | TJX Companies Inc | 6,949 | $493K | 0.0% | $70.95 * | $22.49 | +37.0% | COM | 872540109 |
| — | US Cellular 6.95%SrNT 2060 Cl | 19,385 | $489K | 0.0% | $25.23 | $25.15 | — | PFD | 911684405 |
| — | Blackstone Group/The | 16,705 | $488K | 0.0% | $29.21 | $27.67 | — | COM | 09253u108 |
| TEVA | Teva Pharmaceutical-Sp ADR | 7,438 | $488K | 0.0% | $65.61 | $43.69 | +50.3% | COM | 881624209 |
| — | Morgan Stanley 3MoLib+70bp 4%F | 23,413 | $487K | 0.0% | $20.80 | $21.44 | — | PFD | 61747s504 |
| AEP | American Electric Power | 8,330 | $485K | 0.0% | $58.22 * | $31.39 | +30.4% | COM | 025537101 |
| — | Wells Fargo & Company Perp/Cal | 460,000 | $478K | 0.0% | $1.04 | $1.13 | — | PFD | 949746PM7 |
| — | US Celllular SrNts 7.25% 2063 | 18,600 | $477K | 0.0% | $25.65 | $25.31 | — | PFD | 911684504 |
| — | Cigna Corp | 3,255 | $476K | 0.0% | $146.24 | $137.59 | — | COM | 125509109 |
| — | ProLogis Inc | 10,911 | $468K | 0.0% | $42.89 | $39.29 | — | COM | 74340w103 |
| — | CubeSmart 7.75%CUM Call 11/2/2 | 17,893 | $468K | 0.0% | $26.16 | $25.62 | — | PFD | 229663208 |
| — | Digital Realty 6.625% Perp CUM | 17,463 | $457K | 0.0% | $26.17 | $24.96 | — | PFD | 253868806 |
| AMZN | Amazon.com Inc | 671 | $454K | 0.0% | $676.60 * | $17.92 | +88.6% | COM | 023135106 |
| GS | Goldman Sachs Group Inc | 2,506 | $452K | 0.0% | $180.37 * | $121.84 | +20.5% | COM | 38141G104 |
| ESS | Essex Property Trust Inc | 1,890 | $452K | 0.0% | $239.15 * | $106.20 | +62.5% | COM | 297178105 |
| — | US Cellular 7.25% SrNts12/2064 | 17,925 | $450K | 0.0% | $25.10 | $25.10 | — | PFD | 911684603 |
| — | Retail Properties of Amer 7.0% | 17,500 | $449K | 0.0% | $25.66 | $24.90 | — | PFD | 76131v608 |
| — | Blackrock Inc | 1,315 | $448K | 0.0% | $340.68 | $307.09 | — | COM | 09247x101 |
| — | Regions Financial 6.375% Cl 12 | 16,850 | $444K | 0.0% | $26.35 | $24.49 | — | PFD | 7591ep308 |
| CAH | Cardinal Health Inc | 4,945 | $441K | 0.0% | $89.18 * | $62.59 | +7.3% | COM | 14149Y108 |
| CINF | Cincinnati Financial Corp | 7,440 | $440K | 0.0% | $59.14 * | $41.22 | +9.8% | COM | 172062101 |
| — | Regency Centers 6.00% Perp CUM | 17,518 | $440K | 0.0% | $25.12 | $24.32 | — | PFD | 758849806 |
| GWW | Grainger (W.W.) Inc | 2,163 | $438K | 0.0% | $202.50 * | $200.01 | -13.6% | COM | 384802104 |
| PPG | PPG Industries Inc | 4,370 | $432K | 0.0% | $98.86 * | $87.91 | -6.3% | COM | 693506107 |
| BEN | Franklin Resources Inc | 11,560 | $426K | 0.0% | $36.85 * | $28.75 | -21.0% | COM | 354613101 |
| — | JMP Group 8.00% SrDeb Due1/202 | 16,907 | $420K | 0.0% | $24.84 | $25.50 | — | PFD | 46629u206 |
| — | Xcel Energy Inc | 11,465 | $412K | 0.0% | $35.94 | $34.09 | — | COM | 98389b100 |
| — | Potash Corp Of Saskatchewan | 24,015 | $411K | 0.0% | $17.11 | $37.97 | — | COM | 73755l107 |
| VFC | VF Corporation | 6,606 | $411K | 0.0% | $62.22 * | $66.22 | -11.5% | COM | 918204108 |
| — | Diageo Plc-Sponsored ADR | 3,758 | $410K | 0.0% | $109.10 | $115.43 | — | COM | 25243q205 |
| LULU | Lululemon Athletica Inc | 7,784 | $408K | 0.0% | $52.42 | $63.08 | -16.8% | COM | 550021109 |
| LEG | Leggett & Platt Inc | 9,666 | $406K | 0.0% | $42.00 | $46.15 | -8.9% | COM | 524660107 |
| — | Vanguard Consumer Discretionar | 3,301 | $404K | 0.0% | $122.39 | $105.82 | — | COM | 92204a108 |
| IWM | iShares Russell 2000 Index Fun | 3,563 | $401K | 0.0% | $112.55 | $110.84 | +1.6% | COM | 464287655 |
| — | Lam Research Corp | 5,023 | $399K | 0.0% | $79.43 | $79.43 | — | COM | 512807108 |
| PDM | Piedmont Office Realty Trust | 21,000 | $396K | 0.0% | $18.86 | $17.90 | — | COM | 720190206 |
| EEM | iShares MSCI Emerging Markets | 12,095 | $389K | 0.0% | $32.16 | $40.95 | -21.4% | COM | 464287234 |
| — | AmerisourceBergen Corp | 3,737 | $388K | 0.0% | $103.83 | $82.56 | — | COM | 03073e105 |
| — | Costamare 7.625% CUM QDI Perp | 22,563 | $387K | 0.0% | $17.15 | $23.62 | — | PFD | y1771g110 |
| IJJ | iShares S&P Midcap 400/Value | 3,270 | $383K | 0.0% | $117.13 * | $50.58 | +15.8% | COM | 464287705 |
| — | NewTek Business Svs 7.50$ due | 14,611 | $380K | 0.0% | $26.01 | $25.49 | — | PFD | 652526302 |
| — | General Growth Prop 6.375% Cl | 14,800 | $370K | 0.0% | $25.00 | $23.17 | — | PFD | 370023202 |
| — | Reinsurance Group of Amer 6.2% | 12,500 | $363K | 0.0% | $29.04 | $26.00 | — | PFD | 759351703 |
| NSC | Norfolk Southern Corp | 4,260 | $360K | 0.0% | $84.51 * | $62.06 | +10.3% | COM | 655844108 |
| VNQ | Vanguard REIT | 4,480 | $357K | 0.0% | $79.69 | $76.85 | +3.7% | COM | 922908553 |
| — | Affiliated Mgrs Grp 6.375% SrN | 13,206 | $352K | 0.0% | $26.65 | $26.48 | — | PFD | 008252876 |
| — | Pitney Bowes 6.7% Cl 3/7/18 | 13,000 | $350K | 0.0% | $26.92 | $25.31 | — | PFD | 724479506 |
| — | Nordstrom Inc | 7,013 | $349K | 0.0% | $49.76 | $61.89 | — | COM | 655664100 |
| — | Hess Corp | 7,200 | $349K | 0.0% | $48.47 | $69.26 | — | COM | 42809h107 |
| — | Marathon Petroleum Corp | 6,664 | $345K | 0.0% | $51.77 | $62.06 | — | COM | 56585a102 |
| ALL | Allstate Corp | 5,471 | $340K | 0.0% | $62.15 * | $37.83 | +31.7% | COM | 020002101 |
| SHW | Sherwin-Williams Co | 1,300 | $337K | 0.0% | $259.23 * | $79.43 | -0.8% | COM | 824348106 |
| TXN | Texas Instruments Inc | 6,100 | $334K | 0.0% | $54.75 * | $32.28 | +28.9% | COM | 882508104 |
| HRB | H&R Block Inc | 9,950 | $331K | 0.0% | $33.27 * | $21.07 | +7.9% | COM | 093671105 |
| — | L-3 Communications Holdings | 2,756 | $329K | 0.0% | $119.38 | $90.16 | — | COM | 502424104 |
| BAX | Baxter International Inc. | 8,482 | $324K | 0.0% | $38.20 * | $31.68 | +2.5% | COM | 071813109 |
| — | SPDR S&P Biotech ETF | 4,615 | $324K | 0.0% | $70.21 | $99.06 | — | COM | 78464a870 |
| — | EverBank Financial 6.75% Perp | 12,657 | $321K | 0.0% | $25.36 | $25.09 | — | PFD | 29977g201 |
| — | Jacobs Engineering Group Inc | 7,538 | $316K | 0.0% | $41.92 | $53.87 | — | COM | 469814107 |
| — | Intrexon Corp | 10,490 | $316K | 0.0% | $30.12 | $45.01 | — | COM | 46122t102 |
| IWR | iShares Russell Midcap Index | 1,969 | $315K | 0.0% | $159.98 * | $34.21 | +17.0% | COM | 464287499 |
| — | Baxalta Inc | 7,976 | $311K | 0.0% | $38.99 | $31.45 | — | COM | 07177m103 |
| — | PS Business Parks 6.0% Cl 5/20 | 12,129 | $310K | 0.0% | $25.56 | $24.51 | — | PFD | 69360j685 |
| YUM | Yum! Brands Inc | 4,249 | $310K | 0.0% | $72.96 * | $39.99 | +9.0% | COM | 988498101 |
| — | Solar Capital 6.75% Cl 11/17 | 12,350 | $307K | 0.0% | $24.86 | $24.28 | — | PFD | 83413u308 |
| — | Eversource Energy | 6,011 | $307K | 0.0% | $51.07 | $50.53 | — | COM | 30040w108 |
| — | NorthStar Realty Fin 8.50% CUM | 13,272 | $305K | 0.0% | $22.98 | $25.20 | — | PFD | 66705V209 |
| LUV | Southwest Airlines | 6,962 | $300K | 0.0% | $43.09 * | $39.33 | -2.7% | COM | 844741108 |
| — | Seaspan 9.50% 1/2049 Call 1/20 | 11,985 | $299K | 0.0% | $24.95 | $26.41 | — | PFD | B643v81 |
| — | Vornado Realty 5.7% Prp Cl 7/1 | 11,834 | $299K | 0.0% | $25.27 | $23.55 | — | PFD | 929042851 |
| — | Citigroup Tst 7.875% Cl2015 Li | 11,480 | $298K | 0.0% | $25.96 | $27.42 | — | PFD | 173080201 |
| — | CHS Chemicals 6.75% Perp cl 20 | 11,098 | $298K | 0.0% | $26.85 | $25.45 | — | PFD | 12542r704 |
| — | AllState 6.75 2049 Call 10/201 | 10,748 | $297K | 0.0% | $27.63 | $26.42 | — | PFD | 020002606 |
| — | Amtrust Financial 7.50%Nts 205 | 11,325 | $297K | 0.0% | $26.23 | $26.23 | — | PFD | 032359853 |
| ILMN | Illumina Inc | 1,541 | $296K | 0.0% | $192.08 * | $197.51 | -5.5% | COM | 452327109 |
| — | ETFS Physical Precious Metals | 5,650 | $295K | 0.0% | $52.21 | $68.05 | — | COM | 26922w109 |
| DOV | Dover Corp | 4,750 | $291K | 0.0% | $61.26 * | $42.55 | -1.9% | COM | 260003108 |
| — | Realty Income 6.625% Call 2/17 | 10,809 | $286K | 0.0% | $26.46 | $25.76 | — | PFD | 756109807 |
| BFH | Alliance Data Systems Corp | 1,035 | $286K | 0.0% | $276.33 * | $177.79 | +7.2% | COM | 018581108 |
| — | Allied Capital ARCC6.875% 4/20 | 11,109 | $283K | 0.0% | $25.47 | $25.04 | — | PFD | 01903q207 |
| — | Amtrust Financial 7.25% CUM QD | 11,181 | $283K | 0.0% | $25.31 | $24.38 | — | PFD | 032359507 |
| — | Pentair PLC | 5,711 | $283K | 0.0% | $49.55 | $50.66 | — | COM | g7s00t104 |
| — | ING Grp NV 7.20%Pfd Perp/Cl l2 | 10,838 | $282K | 0.0% | $26.02 | $25.21 | — | PFD | 456837301 |
| VV | Vanguard Large-Cap Vipers ETF | 3,000 | $281K | 0.0% | $93.67 | $84.99 | +10.0% | COM | 922908637 |
| IWS | iShares Russell Midcap Value I | 4,080 | $280K | 0.0% | $68.63 | $70.36 | -2.4% | COM | 464287473 |
| — | EMC Corp Mass | 10,825 | $278K | 0.0% | $25.68 | $26.88 | — | COM | 268648102 |
| — | Vanguard Consumer Staples Vipe | 2,135 | $276K | 0.0% | $129.27 | $112.32 | — | COM | 92204a207 |
| — | GaveKal Knowledge Leaders Deve | 11,050 | $274K | 0.0% | $24.80 | $23.35 | — | COM | 30151e608 |
| — | Citigroup 5.8% B1 Call 4/18 QD | 10,504 | $273K | 0.0% | $25.99 | $23.86 | — | PFD | 172967366 |
| VRSK | Verisk Analytics Inc-Class A | 3,550 | $273K | 0.0% | $76.90 * | $72.59 | +1.2% | COM | 92345Y106 |
| — | Vanguard Health Care Vipers | 2,050 | $272K | 0.0% | $132.68 | $112.03 | — | COM | 92204a504 |
| — | Seaspan 7.95% 12/2049 Call 1/2 | 11,967 | $271K | 0.0% | $22.65 | $22.95 | — | PFD | y75638208 |
| — | Fortinet Inc | 8,675 | $270K | 0.0% | $31.12 | $31.57 | — | COM | 34959e109 |
| — | VEREIT Inc 6.70% Perp CUM Cl 2 | 10,926 | $269K | 0.0% | $24.62 | $23.99 | — | PFD | 92339v209 |
| — | Oxford Lane Cap8.125% Cl6/2017 | 10,635 | $269K | 0.0% | $25.29 | $25.15 | — | PFD | 691543409 |
| UDR | UDR Inc | 7,080 | $266K | 0.0% | $37.57 * | $20.28 | +29.6% | COM | 902653104 |
| — | First Trust Rising Dividend Ac | 12,806 | $265K | 0.0% | $20.69 | $21.79 | — | COM | 33738r506 |
| — | News Corp 7.00% 12/1/2095 call | 10,503 | $264K | 0.0% | $25.14 | $25.00 | — | PFD | 863117206 |
| — | CHS Chemicals 7.875% Perp cl 2 | 8,997 | $259K | 0.0% | $28.79 | $28.46 | — | PFD | 12542r308 |
| IYW | iShares Goldman Sachs Tech I | 2,410 | $258K | 0.0% | $107.05 * | $25.50 | +4.9% | COM | 464287721 |
| C | Citigroup Inc | 4,990 | $258K | 0.0% | $51.70 * | $36.84 | +4.9% | COM | 172967424 |
| — | Penn Real Estate 8.25% CIM Per | 9,991 | $258K | 0.0% | $25.82 | $26.53 | — | PFD | 709102404 |
| RHI | Robert Half Intl Inc | 5,483 | $258K | 0.0% | $47.05 | $43.67 | +7.9% | COM | 770323103 |
| PSX | Phillips 66 | 3,137 | $257K | 0.0% | $81.93 * | $50.40 | +11.4% | COM | 718546104 |
| IHF | iShares DJ US Health Car Pro | 2,052 | $255K | 0.0% | $124.27 * | $22.50 | +10.5% | COM | 464288828 |
| — | Citigroup Inc 6.125% Perp Call | 250,000 | $254K | 0.0% | $1.02 | $1.02 | — | PFD | 172967KD2 |
| — | New York MtgTrust 7.875%Perp C | 13,539 | $254K | 0.0% | $18.76 | $23.96 | — | PFD | 649604808 |
| NVO | Novo-Nordisk A/S-Spons ADR | 4,365 | $254K | 0.0% | $58.19 | $46.48 | +25.0% | COM | 670100205 |
| EA | Electronic Arts Inc | 3,690 | $254K | 0.0% | $68.83 * | $68.21 | -2.0% | COM | 285512109 |
| INTU | Intuit Inc | 2,621 | $253K | 0.0% | $96.53 * | $93.80 | -4.9% | COM | 461202103 |
| — | Equity Residential | 3,090 | $252K | 0.0% | $81.55 | $72.02 | — | COM | 29476l107 |
| VLO | Valero Energy Corp | 3,550 | $251K | 0.0% | $70.70 * | $42.17 | +12.4% | COM | 91913Y100 |
| QCOM | Qualcomm Inc | 5,009 | $250K | 0.0% | $49.91 * | $45.98 | -18.0% | COM | 747525103 |
| — | Allegion PLC | 3,799 | $250K | 0.0% | $65.81 | $44.33 | — | COM | g0176j109 |
| — | Quest USWest Sr Nts6.125%Nts C | 10,000 | $248K | 0.0% | $24.80 | $24.11 | — | PFD | 74913g600 |
| — | MetLife 3MoLibor+100 Min 4.0% | 9,876 | $247K | 0.0% | $25.01 | $24.27 | — | PFD | 59156r504 |
| TMO | Thermo Fisher Scientific Inc | 1,732 | $246K | 0.0% | $142.03 * | $115.28 | +19.6% | COM | 883556102 |
| DTE | DTE Energy Company | 3,047 | $244K | 0.0% | $80.08 * | $45.95 | +6.7% | COM | 233331107 |
| — | Arbor Realty 8.50% CUM Perp Ca | 9,659 | $243K | 0.0% | $25.16 | $25.57 | — | PFD | 038923801 |
| — | First Trust Mid Cap Value ETF | 9,168 | $242K | 0.0% | $26.40 | $25.87 | — | COM | 33737m201 |
| — | WisdomTree MidCap Div Index | 2,968 | $239K | 0.0% | $80.53 | $80.53 | — | COM | 97717w505 |
| — | Taubman Centers 6.5% CUM NA Cl | 9,351 | $239K | 0.0% | $25.56 | $24.81 | — | PFD | 876664608 |
| ROP | Roper Technologies Inc | 1,249 | $237K | 0.0% | $189.75 * | $172.39 | +3.6% | COM | 776696106 |
| — | Broadcom Ltd | 1,631 | $237K | 0.0% | $145.31 | $145.31 | — | COM | y09827109 |
| — | AmTrust Financial Services | 3,832 | $236K | 0.0% | $61.59 | $62.97 | — | COM | 032359309 |
| — | BB&T Capital 5.625% Call 8/201 | 9,000 | $235K | 0.0% | $26.11 | $23.83 | — | PFD | 054937404 |
| — | GE Cap Corp 4.10% Perp/Call 12 | 236,000 | $235K | 0.0% | $1.00 | $1.00 | — | PFD | 369604BN2 |
| — | ICON PLC | 2,996 | $233K | 0.0% | $77.77 | $77.77 | — | COM | g4705a100 |
| — | CBL & Associates 6.5% Perp CUM | 9,293 | $232K | 0.0% | $24.97 | $25.48 | — | PFD | 124830803 |
| — | Bank of America 4.0%Min Float | 10,308 | $231K | 0.0% | $22.41 | $22.84 | — | PFD | 060505815 |
| — | Keysight Technologies Inc | 8,081 | $229K | 0.0% | $28.34 | $34.48 | — | COM | 49338l103 |
| — | PowerShares Buyback Achievers | 5,010 | $228K | 0.0% | $45.51 | $47.99 | — | COM | 73935x286 |
| — | Kinder Morgan 9.75%CnvPfd 10/2 | 5,650 | $228K | 0.0% | $40.35 | $40.35 | — | PFD | 49456b200 |
| STT | State Street Corp | 3,430 | $228K | 0.0% | $66.47 * | $46.16 | +7.9% | COM | 857477103 |
| — | Wells Fargo 5.85%Flt Aftr 9/23 | 8,731 | $228K | 0.0% | $26.11 | $26.11 | — | PFD | 949746556 |
| IWD | iShares Russell 1000 Value | 2,318 | $227K | 0.0% | $97.93 | $86.94 | +12.6% | COM | 464287598 |
| KSS | Kohl's Corp | 4,775 | $227K | 0.0% | $47.54 | $49.51 | -3.8% | COM | 500255104 |
| — | Annaly Capital 7.625% Perp Cl | 9,683 | $227K | 0.0% | $23.44 | $24.62 | — | PFD | 035710706 |
| — | ASML Holding NV-NY Reg Shs | 2,543 | $226K | 0.0% | $88.87 | $88.87 | — | COM | n07059210 |
| SPG | Simon Property Group Inc | 1,155 | $225K | 0.0% | $194.81 * | $108.76 | +7.3% | COM | 828806109 |
| BF/B | Brown-Forman Corp -Cl B | 2,257 | $224K | 0.0% | $99.25 * | $31.68 | +4.9% | COM | 115637209 |
| — | Quest Diagnostics | 3,125 | $222K | 0.0% | $71.04 | $60.07 | — | COM | 74834l100 |
| AME | Ametek Inc | 4,088 | $219K | 0.0% | $53.57 * | $51.22 | -2.2% | COM | 031100100 |
| FRCB | First Republic Bank/San Franci | 3,317 | $219K | 0.0% | $66.02 * | $57.13 | +9.8% | COM | 33616C100 |
| FSLR | First Solar Inc | 3,325 | $219K | 0.0% | $65.86 | $56.06 | +17.7% | COM | 336433107 |
| — | MFA Financial 7.5% Prp Cl 4/15 | 8,926 | $214K | 0.0% | $23.97 | $24.89 | — | PFD | 55272x409 |
| — | CR Bard Inc | 1,115 | $211K | 0.0% | $189.24 | $189.24 | — | COM | 067383109 |
| — | Synaptics Inc | 2,609 | $210K | 0.0% | $80.49 | $80.49 | — | COM | 87157d109 |
| — | WinTrust Financial 6.50% Call | 7,740 | $206K | 0.0% | $26.61 | $26.61 | — | PFD | 97650w405 |
| HUBB | Hubbell Inc | 2,000 | $202K | 0.0% | $101.00 * | $76.44 | +6.9% | COM | 443510607 |
| KMX | CarMax Inc | 3,743 | $202K | 0.0% | $53.97 | $55.93 | -3.5% | COM | 143130102 |
| MIDD | Middleby Corp | 1,855 | $200K | 0.0% | $107.82 | $111.39 | -3.2% | COM | 596278101 |
| — | Medical Properties Trust Inc | 17,169 | $198K | 0.0% | $11.53 | $12.30 | — | COM | 58463j304 |
| — | Tri-Valley Corporation | 30,600 | $198K | 0.0% | $6.47 | — | — | COM | 895735108 |
| — | Global X SuperIncome Preferred | 13,774 | $181K | 0.0% | $13.14 | $14.51 | — | COM | 37950e333 |
| — | Sprott Resource Corp | 526,834 | $179K | 0.0% | $0.34 | $0.49 | — | COM | 85207d103 |
| — | PMC - Sierra Inc | 14,318 | $166K | 0.0% | $11.59 | $11.59 | — | COM | 69344f106 |
| — | iShares MSCI Singapore Index | 13,900 | $143K | 0.0% | $10.29 | $13.07 | — | COM | 464286673 |
| — | Alerian MLP ETF | 11,807 | $142K | 0.0% | $12.03 | $17.19 | — | COM | 00162q866 |
| — | Freeport McMoRan Inc-B | 19,395 | $131K | 0.0% | $6.75 | $27.83 | — | COM | 35671d857 |
| — | Sprott Physical Gold Trust | 13,737 | $120K | 0.0% | $8.74 | $9.75 | — | COM | 85207h104 |
| — | Sierra Vista Bank | 20,000 | $76,000 | 0.0% | $3.80 | $2.55 | — | COM | 82651b105 |
| — | Frontier Communications Corp | 15,937 | $74,000 | 0.0% | $4.64 | $4.32 | — | COM | 35906a108 |
| CERS | Cerus Corp | 10,000 | $63,000 | 0.0% | $6.30 | $4.84 | +30.6% | COM | 157085101 |
| — | Ivanhoe Mines Ltd | 113,385 | $52,000 | 0.0% | $0.46 | $0.74 | — | COM | 46579r104 |
| — | Eurasian Minerals Inc | 54,086 | $23,000 | 0.0% | $0.43 | $1.17 | — | COM | 29843r100 |
| — | Linn Energy LLC-Units | 11,600 | $15,000 | 0.0% | $1.29 | $32.75 | — | COM | 536020100 |
| EDTXF | Spectral Medical Inc | 25,000 | $15,000 | 0.0% | $0.60 | $0.30 | +95.1% | COM | 847577103 |
| TGB | Taseko Mines Ltd | 40,000 | $14,000 | 0.0% | $0.35 | $0.71 | -51.8% | COM | 876511106 |
| — | Integral Technologies Inc | 17,000 | $7,000 | 0.0% | $0.41 | $0.59 | — | COM | 45810j103 |
| — | Li & Fung Ltd | 10,000 | $7,000 | 0.0% | $0.70 | $0.90 | — | COM | g5485f169 |
| — | Silvercorp Metals Inc | 10,000 | $5,000 | 0.0% | $0.50 | $2.80 | — | COM | 82835p103 |
| — | Scandium International Mining | 23,400 | $2,000 | 0.0% | $0.09 | $0.09 | — | COM | 80600l109 |
| — | American Apparel Inc | 83,600 | $2,000 | 0.0% | $0.02 | $0.11 | — | COM | 023850100 |
| — | Global Brands Group Holding | 10,000 | $2,000 | 0.0% | $0.20 | $0.20 | — | COM | g39338101 |
| — | Voyant International Corp | 53,652 | $0 | 0.0% | $0.00 | — | — | COM | 92909w108 |
| — | Amarillo Gold Corp | 13,000 | $0 | 0.0% | $0.00 | $0.06 | — | COM | 02301t108 |
| — | Encounter Technologies Inc | 62,000 | $0 | 0.0% | $0.00 | — | — | COM | 29259j303 |
| — | Ocean Power Corp | 201,576 | $0 | 0.0% | $0.00 | — | — | COM | 674869201 |