Location: Greenbrae, CA
CIK: 0001109228 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 10, 2016
Total Value: $1.359B (98.8% shares, 1.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Facebook Inc | 294,607 | $33.62M | 2.5% | $114.10 | $113.04 | — | COM | 30303m102 |
| WFC | Wells Fargo & Company | 650,548 | $31.46M | 2.3% | $48.36 * | $30.01 | +22.4% | COM | 949746101 |
| — | Verizon Communications Inc | 560,407 | $30.31M | 2.2% | $54.08 | $49.79 | — | COM | 92343v104 |
| AAPL | Apple Inc | 260,293 | $28.37M | 2.1% | $108.99 * | $19.68 | +25.6% | COM | 037833100 |
| JNJ | Johnson & Johnson | 240,529 | $26.02M | 1.9% | $108.20 * | $63.08 | +31.0% | COM | 478160104 |
| — | General Electric Co | 745,801 | $23.71M | 1.7% | $31.79 | $24.13 | — | COM | 369604103 |
| PG | Procter & Gamble Co | 286,305 | $23.57M | 1.7% | $82.31 * | $56.54 | +11.5% | COM | 742718109 |
| CVX | Chevron Corp | 231,050 | $22.04M | 1.6% | $95.40 * | $71.02 | -11.3% | COM | 166764100 |
| BMY | Bristol-Myers Squibb Co | 289,751 | $18.51M | 1.4% | $63.88 * | $30.97 | +47.4% | COM | 110122108 |
| COST | Costco Wholesale Corp | 102,151 | $16.1M | 1.2% | $157.58 * | $92.44 | +43.8% | COM | 22160K105 |
| — | 3M Company | 95,661 | $15.94M | 1.2% | $166.63 | $124.26 | — | COM | 88579y101 |
| KMB | Kimberly-Clark Corp | 117,746 | $15.84M | 1.2% | $134.51 * | $69.15 | +39.4% | COM | 494368103 |
| DIS | Disney Co./Walt The | 155,096 | $15.4M | 1.1% | $99.31 * | $78.79 | +16.2% | COM | 254687106 |
| ADP | Automatic Data Processing | 162,742 | $14.6M | 1.1% | $89.71 * | $55.81 | +30.4% | COM | 053015103 |
| — | Wells Fargo 7.5% Cnv/Prp$1000 | 11,999 | $14.46M | 1.1% | $1205.02 | $1196.12 | — | PFD | 949746804 |
| VTI | Vanguard Total Stock Market | 129,163 | $13.54M | 1.0% | $104.82 | $89.57 | +17.0% | COM | 922908769 |
| INTC | Intel Corp | 413,186 | $13.37M | 1.0% | $32.35 * | $17.99 | +43.4% | COM | 458140100 |
| — | NextEra Energy Inc | 111,727 | $13.22M | 1.0% | $118.34 | $86.13 | — | COM | 65339f101 |
| MSFT | Microsoft Corp | 223,363 | $12.34M | 0.9% | $55.23 * | $30.50 | +59.7% | COM | 594918104 |
| CLX | Clorox Company | 97,491 | $12.29M | 0.9% | $126.06 * | $65.41 | +45.9% | COM | 189054109 |
| MCD | McDonald's Corp | 96,691 | $12.15M | 0.9% | $125.68 * | $71.86 | +38.1% | COM | 580135101 |
| — | Crown Castle Intl Corp | 139,846 | $12.1M | 0.9% | $86.50 | $81.25 | — | COM | 22822v101 |
| — | SPDR Energy Select Sector | 193,283 | $11.96M | 0.9% | $61.89 | $64.01 | — | COM | 81369y506 |
| O | Realty Income Corp | 183,593 | $11.48M | 0.8% | $62.51 * | $25.23 | +52.1% | COM | 756109104 |
| — | SPDR S&P Dividend ETF | 138,686 | $11.09M | 0.8% | $79.93 | $70.16 | — | COM | 78464a763 |
| — | Walgreens Boots Alliance Inc | 131,145 | $11.05M | 0.8% | $84.24 | $76.58 | — | COM | 931427108 |
| — | Waste Management Inc | 184,059 | $10.86M | 0.8% | $59.00 | $44.13 | — | COM | 94106l109 |
| HD | Home Depot Inc | 78,004 | $10.41M | 0.8% | $133.43 * | $65.86 | +60.5% | COM | 437076102 |
| — | Altria Group Inc | 164,917 | $10.33M | 0.8% | $62.66 | $37.75 | — | COM | 02209s103 |
| XOM | Exxon Mobil Corp | 122,626 | $10.25M | 0.8% | $83.59 * | $54.07 | +0.7% | COM | 30231G102 |
| ECL | Ecolab Inc | 91,159 | $10.17M | 0.7% | $111.52 * | $86.64 | +15.8% | COM | 278865100 |
| — | Wells Fargo 8.00% Prp Cl12/17 | 360,448 | $10.11M | 0.7% | $28.05 | $28.85 | — | PFD | 949746879 |
| NKE | Nike Inc -Cl B | 160,387 | $9.859M | 0.7% | $61.47 * | $43.19 | +25.6% | COM | 654106103 |
| EIX | Edison International | 133,097 | $9.568M | 0.7% | $71.89 * | $36.63 | +32.7% | COM | 281020107 |
| CL | Colgate-Palmolive Co | 134,719 | $9.518M | 0.7% | $70.65 * | $47.57 | +18.2% | COM | 194162103 |
| — | SPDR S&P MidCap 400 ETF Trust | 35,843 | $9.417M | 0.7% | $262.73 | $239.76 | — | COM | 78467y107 |
| PFF | iShares S&P US Preferred Stock | 239,472 | $9.347M | 0.7% | $39.03 | $40.05 | -2.5% | COM | 464288687 |
| ABT | Abbott Laboratories | 220,903 | $9.24M | 0.7% | $41.83 * | $29.48 | +18.3% | COM | 002824100 |
| PEP | PepsiCo Inc | 89,076 | $9.129M | 0.7% | $102.49 * | $58.37 | +30.8% | COM | 713448108 |
| — | Target Corp | 110,636 | $9.103M | 0.7% | $82.28 | $70.08 | — | COM | 87612e106 |
| — | AbbVie Inc | 158,632 | $9.061M | 0.7% | $57.12 | $45.39 | — | COM | 00287y109 |
| — | SPDR Technology Select Sector | 202,761 | $8.994M | 0.7% | $44.36 | $36.39 | — | COM | 81369y803 |
| UPS | United Parcel Service-Cl B | 83,650 | $8.823M | 0.6% | $105.48 * | $61.58 | +19.8% | COM | 911312106 |
| — | Comcast Corp-Cl A | 137,498 | $8.398M | 0.6% | $61.08 | $51.51 | — | COM | 20030n101 |
| — | PowerShares Preferred Portfoli | 550,788 | $8.218M | 0.6% | $14.92 | $14.33 | — | COM | 73936t565 |
| JPM | JPMorgan Chase & Co | 136,626 | $8.091M | 0.6% | $59.22 * | $38.73 | +17.4% | COM | 46625H100 |
| — | AT&T Inc | 204,275 | $8.001M | 0.6% | $39.17 | $35.50 | — | COM | 00206r102 |
| PFE | Pfizer Inc | 268,790 | $7.967M | 0.6% | $29.64 * | $16.80 | +9.9% | COM | 717081103 |
| — | Aspen Insurance 7.25% Call07/2 | 301,610 | $7.963M | 0.6% | $26.40 | $25.72 | — | PFD | g05384147 |
| — | Merck & Co. Inc. | 143,080 | $7.57M | 0.6% | $52.91 | $49.73 | — | COM | 58933y105 |
| — | Du Pont (E.I.) De Nemours | 113,166 | $7.166M | 0.5% | $63.32 | $58.43 | — | COM | 263534109 |
| — | SPDR S&P 500 Index Trust Serie | 34,644 | $7.12M | 0.5% | $205.52 | $171.39 | — | COM | 78462f103 |
| DVY | iShares DJ Select Dividend Ind | 85,738 | $7.002M | 0.5% | $81.67 | $65.83 | +24.1% | COM | 464287168 |
| — | Citigroup 7.125% Flt Aftr 9/23 | 256,024 | $6.997M | 0.5% | $27.33 | $26.47 | — | PFD | 172967358 |
| — | SPDR Consumer Discretionary Se | 82,313 | $6.511M | 0.5% | $79.10 | $66.47 | — | COM | 81369y407 |
| CVS | CVS Health Corp | 62,566 | $6.49M | 0.5% | $103.73 * | $51.20 | +51.0% | COM | 126650100 |
| SBUX | Starbucks Corp | 108,245 | $6.462M | 0.5% | $59.70 * | $37.35 | +30.3% | COM | 855244109 |
| GIS | General Mills Inc | 101,798 | $6.449M | 0.5% | $63.35 * | $33.11 | +35.7% | COM | 370334104 |
| GPC | Genuine Parts Co | 64,469 | $6.406M | 0.5% | $99.37 * | $58.66 | +27.9% | COM | 372460105 |
| — | SPDR Health Care Select Sector | 94,270 | $6.39M | 0.5% | $67.78 | $58.31 | — | COM | 81369y209 |
| — | Medtronic PLC | 84,763 | $6.357M | 0.5% | $75.00 | $77.85 | — | COM | g5960l103 |
| APD | Air Products & Chemicals Inc | 44,062 | $6.347M | 0.5% | $144.05 * | $77.04 | +36.2% | COM | 009158106 |
| COP | ConocoPhillips | 155,312 | $6.254M | 0.5% | $40.27 * | $41.45 | -28.0% | COM | 20825C104 |
| — | Partner Re 7.25% Call 06/21 BB | 214,164 | $6.059M | 0.4% | $28.29 | $26.92 | — | PFD | g68603508 |
| VNO | Vornado Realty Trust | 63,636 | $6.009M | 0.4% | $94.43 | $88.65 | — | COM | 929042109 |
| OXY | Occidental Petroleum Corp | 85,180 | $5.829M | 0.4% | $68.43 * | $58.12 | -10.8% | COM | 674599105 |
| — | CHS Chemical 7.50% Cl 1/2025 C | 208,300 | $5.797M | 0.4% | $27.83 | $27.32 | — | PFD | 12542r803 |
| KO | Coca-Cola Co/The | 122,672 | $5.691M | 0.4% | $46.39 * | $28.21 | +21.0% | COM | 191216100 |
| — | WEC Energy Group Inc | 92,961 | $5.584M | 0.4% | $60.07 | $44.97 | — | COM | 92939u106 |
| IBM | Intl Business Machines Corp | 36,779 | $5.57M | 0.4% | $151.45 * | $117.43 | -18.5% | COM | 459200101 |
| HON | Honeywell International Inc | 48,411 | $5.425M | 0.4% | $112.06 * | $54.78 | +50.2% | COM | 438516106 |
| — | Alphabet Inc-Cl A | 7,067 | $5.391M | 0.4% | $762.84 | $679.21 | — | COM | 02079k305 |
| — | First Republic 7.0% Cl 12/18 B | 193,931 | $5.384M | 0.4% | $27.76 | $27.07 | — | PFD | 33616c860 |
| SWK | Stanley Black & Decker Inc | 50,951 | $5.361M | 0.4% | $105.22 * | $60.86 | +34.3% | COM | 854502101 |
| — | Quest USWestSnNote7.5% 2051 Cl | 207,431 | $5.327M | 0.4% | $25.68 | $26.06 | — | PFD | 74913g303 |
| BAC | Bank of America Corp | 388,537 | $5.253M | 0.4% | $13.52 * | $11.90 | -8.4% | COM | 060505104 |
| — | Wachovia (WFC) Perp/Call 2/11 | 5,305,000 | $5.232M | 0.4% | $0.99 | $0.98 | — | PFD | 92978AAA0 |
| SCHD | Schwab US Dividend Equity ETF | 127,131 | $5.097M | 0.4% | $40.09 * | $12.80 | +4.4% | COM | 808524797 |
| DHR | Danaher Corp | 53,413 | $5.067M | 0.4% | $94.86 * | $26.71 | +46.2% | COM | 235851102 |
| — | Oracle Corp | 121,675 | $4.978M | 0.4% | $40.91 | $35.19 | — | COM | 68389x105 |
| — | KKR Financial 7.50% SrNts Call | 188,499 | $4.944M | 0.4% | $26.23 | $26.61 | — | PFD | 48248a504 |
| — | SPDR Consumer Staples Select S | 92,548 | $4.911M | 0.4% | $53.06 | $43.04 | — | COM | 81369y308 |
| — | Kinder Morgan Inc | 272,951 | $4.875M | 0.4% | $17.86 | $36.19 | — | COM | 49456b101 |
| IBB | iShares Nasdaq Biotech Index F | 18,196 | $4.746M | 0.3% | $260.83 * | $96.17 | -9.6% | COM | 464287556 |
| — | BGC Partners 8.125% 2042 Call | 180,390 | $4.708M | 0.3% | $26.10 | $26.89 | — | PFD | 05541t408 |
| — | HCP Inc REIT | 141,392 | $4.607M | 0.3% | $32.58 | $43.18 | — | COM | 40414l109 |
| — | Chesapeake Lodging 7.75% PerpC | 174,558 | $4.586M | 0.3% | $26.27 | $25.86 | — | PFD | 165240201 |
| — | SPDR Industrial Select Sector | 81,336 | $4.512M | 0.3% | $55.47 | $48.66 | — | COM | 81369y704 |
| — | Morgan Stanley 7.125%Flt Aftr1 | 158,448 | $4.508M | 0.3% | $28.45 | $27.55 | — | PFD | 61762v200 |
| LLY | Eli Lilly & Co | 62,500 | $4.501M | 0.3% | $72.02 * | $48.89 | +24.9% | COM | 532457108 |
| LOW | Lowe's Cos Inc | 58,874 | $4.46M | 0.3% | $75.76 * | $33.34 | +89.7% | COM | 548661107 |
| — | Alphabet Inc-Cl C | 5,897 | $4.393M | 0.3% | $744.96 | $644.36 | — | COM | 02079k107 |
| — | BancOfCalifornia 7.375% Ca2020 | 162,170 | $4.203M | 0.3% | $25.92 | $25.64 | — | PFD | 05990k882 |
| NSRGY | Nestle Sa-Spons ADR For Reg | 56,179 | $4.192M | 0.3% | $74.62 | $70.18 | +6.3% | COM | 641069406 |
| — | Whole Foods Market Inc | 131,193 | $4.081M | 0.3% | $31.11 | $50.19 | — | COM | 966837106 |
| — | Accenture PLC-Cl A | 35,095 | $4.05M | 0.3% | $115.40 | $73.28 | — | COM | g1151c101 |
| — | Unilever N V -NY Shares | 89,693 | $4.007M | 0.3% | $44.67 | $40.22 | — | COM | 904784709 |
| TD | Toronto-Dominion Bank | 92,636 | $3.995M | 0.3% | $43.13 | $43.88 | -1.7% | COM | 891160509 |
| — | AGL Resources Inc | 58,539 | $3.813M | 0.3% | $65.14 | $44.60 | — | COM | 001204106 |
| LMT | Lockheed Martin Corp | 17,031 | $3.772M | 0.3% | $221.48 * | $141.21 | +21.0% | COM | 539830109 |
| CSCO | Cisco Systems Inc | 131,208 | $3.735M | 0.3% | $28.47 * | $15.93 | +31.6% | COM | 17275R102 |
| — | Pebblebrook Hotel 8.00%Perp Cu | 144,792 | $3.733M | 0.3% | $25.78 | $25.98 | — | PFD | 70509v308 |
| — | SPDR Financial Select Sector | 165,842 | $3.731M | 0.3% | $22.50 | $22.66 | — | COM | 81369y605 |
| — | Sanofi-ADR | 90,265 | $3.625M | 0.3% | $40.16 | $50.65 | — | COM | 80105n105 |
| — | Travelers Cos Inc/The | 30,772 | $3.591M | 0.3% | $116.70 | $81.01 | — | COM | 89417e109 |
| — | Amtrust Financial 7.625%CUM QD | 140,536 | $3.568M | 0.3% | $25.39 | $25.20 | — | PFD | 032359705 |
| — | Spectra Energy Corp | 115,325 | $3.529M | 0.3% | $30.60 | $32.53 | — | COM | 847560109 |
| VB | Vanguard Small-Cap Vipers | 31,226 | $3.481M | 0.3% | $111.48 | $93.55 | +19.2% | COM | 922908751 |
| — | Powershares QQQ NASDAQ 100 Tru | 31,743 | $3.466M | 0.3% | $109.19 | $89.86 | — | COM | 73935a104 |
| ABBNY | ABB Ltd-Spon ADR | 178,083 | $3.458M | 0.3% | $19.42 * | $21.36 | -12.7% | COM | 000375204 |
| — | Novartis Ag-ADR | 47,088 | $3.411M | 0.3% | $72.44 | $73.41 | — | COM | 66987v109 |
| VO | Vanguard Mid-Cap | 27,272 | $3.306M | 0.2% | $121.22 * | $23.96 | +26.5% | COM | 922908629 |
| — | AEGON 8.00% 2042 Notes Call 08 | 120,281 | $3.246M | 0.2% | $26.99 | $28.45 | — | PFD | 007924608 |
| BRK/B | Berkshire Hathaway Inc-Cl B | 22,262 | $3.159M | 0.2% | $141.90 | $115.90 | +22.4% | COM | 084670702 |
| — | Preferred Apartment Communitie | 249,150 | $3.159M | 0.2% | $12.68 | $9.07 | — | COM | 74039l103 |
| — | Digital Realty 7.0% Perp Call | 122,488 | $3.122M | 0.2% | $25.49 | $25.60 | — | PFD | 253868707 |
| — | HSBC Hldgs 8.0% Prp Cl 12/15 B | 117,738 | $3.085M | 0.2% | $26.20 | $27.07 | — | PFD | 404280802 |
| WMB | Williams Cos Inc | 189,152 | $3.04M | 0.2% | $16.07 * | $19.83 | -52.0% | COM | 969457100 |
| — | United Technologies Corp | 29,932 | $2.996M | 0.2% | $100.09 | $96.20 | — | COM | 913017109 |
| — | National General Ins 7.50% Cal | 116,338 | $2.988M | 0.2% | $25.68 | $24.95 | — | PFD | 636220808 |
| PM | Philip Morris International | 30,290 | $2.972M | 0.2% | $98.12 * | $51.12 | +18.0% | COM | 718172109 |
| — | CenturyLink Quest 7.0%SnNts Cl | 116,405 | $2.966M | 0.2% | $25.48 | $25.89 | — | PFD | 74913g501 |
| GILD | Gilead Sciences Inc | 32,118 | $2.95M | 0.2% | $91.85 * | $54.77 | +18.5% | COM | 375558103 |
| — | Aviva 8.25% 12/2041 Call 12/20 | 111,589 | $2.938M | 0.2% | $26.33 | $27.37 | — | PFD | 05382a203 |
| WHR | Whirlpool Corp | 15,882 | $2.864M | 0.2% | $180.33 | $126.17 | +42.9% | COM | 963320106 |
| — | Bank of America 6.625% Prp/Cl | 106,795 | $2.861M | 0.2% | $26.79 | $25.93 | — | PFD | 060505344 |
| RHHBY | Roche Holdings LTD-Spons ADR | 92,395 | $2.83M | 0.2% | $30.63 | $35.73 | -14.3% | COM | 771195104 |
| — | Telephone & Data 6.875% Cl 11/ | 110,875 | $2.814M | 0.2% | $25.38 | $25.58 | — | PFD | 879433845 |
| — | TravelCenters America 8.00%SrN | 113,975 | $2.798M | 0.2% | $24.55 | $25.38 | — | PFD | 894174309 |
| — | Summit Hotel 7.875% Perp CUM C | 105,469 | $2.758M | 0.2% | $26.15 | $25.87 | — | PFD | 866082308 |
| — | Quest USWestSnNotes 6.875% CL | 106,250 | $2.709M | 0.2% | $25.50 | $25.47 | — | PFD | 74913g105 |
| — | Chubb Ltd (new) | 21,992 | $2.62M | 0.2% | $119.13 | $119.13 | — | COM | h1467j104 |
| — | Amtrust Financial 7.5% QDI Cal | 100,695 | $2.555M | 0.2% | $25.37 | $25.18 | — | PFD | 032359887 |
| — | Vornado Realty 6.875% Prp/Cl 4 | 98,736 | $2.498M | 0.2% | $25.30 | $25.76 | — | PFD | 929042869 |
| — | National General Ins 7.50% Cal | 97,986 | $2.495M | 0.2% | $25.46 | $24.89 | — | PFD | 636220709 |
| MKC | McCormick & Co-Non Votung Shrs | 25,060 | $2.493M | 0.2% | $99.48 * | $29.12 | +41.7% | COM | 579780206 |
| — | Cerner Corp | 46,986 | $2.488M | 0.2% | $52.95 | $69.77 | — | COM | 156782104 |
| MAR | Marriott International-Cl A | 34,729 | $2.472M | 0.2% | $71.18 * | $70.77 | -8.2% | COM | 571903202 |
| CAT | Caterpillar Inc | 32,290 | $2.471M | 0.2% | $76.53 * | $63.86 | -5.0% | COM | 149123101 |
| KHC | Kraft Heinz Co/The | 31,150 | $2.447M | 0.2% | $78.56 * | $47.82 | +6.7% | COM | 500754106 |
| ELV | Anthem Inc | 17,464 | $2.427M | 0.2% | $138.97 * | $106.95 | +13.7% | COM | 036752103 |
| BDX | Becton Dickinson & Co | 15,917 | $2.417M | 0.2% | $151.85 * | $107.13 | +19.5% | COM | 075887109 |
| — | GE Cap Corp 5.00% Perp/Call 1/ | 2,317,000 | $2.387M | 0.2% | $1.03 | $1.03 | — | PFD | 369604BQ5 |
| — | First Republic Bank 6.70% Cl20 | 90,923 | $2.369M | 0.2% | $26.06 | $25.89 | — | PFD | 33616c209 |
| — | Praxair Inc | 20,520 | $2.349M | 0.2% | $114.47 | $119.32 | — | COM | 74005p104 |
| VYM | Vanguard High Div Yield ETF | 34,007 | $2.348M | 0.2% | $69.04 | $62.54 | +10.4% | COM | 921946406 |
| SO | Southern Co | 44,906 | $2.323M | 0.2% | $51.73 * | $26.60 | +29.2% | COM | 842587107 |
| AMGN | Amgen Inc | 15,234 | $2.284M | 0.2% | $149.93 * | $82.52 | +35.9% | COM | 031162100 |
| MDLZ | Mondelez International | 56,883 | $2.282M | 0.2% | $40.12 * | $23.89 | +34.2% | COM | 609207105 |
| — | BCE Inc | 49,653 | $2.261M | 0.2% | $45.54 | $42.70 | — | COM | 05534b760 |
| — | Endurance Specialty 7.5% Cl 6/ | 87,220 | $2.227M | 0.2% | $25.53 | $26.38 | — | PFD | g30397304 |
| — | Maiden Hldgs 8.00%rSNts 2042 c | 85,384 | $2.219M | 0.2% | $25.99 | $25.76 | — | PFD | 56029q309 |
| — | AON Cap 8.205% 1/27 Non-Call B | 71,659 | $2.215M | 0.2% | $30.91 | $29.74 | — | PFD | 22532r101 |
| — | BancOfCalifornia 8.00% Cal2018 | 82,506 | $2.199M | 0.2% | $26.65 | $26.44 | — | PFD | 05990k403 |
| PEG | Public Service Enterprise Grou | 45,555 | $2.147M | 0.2% | $47.13 * | $22.24 | +51.5% | COM | 744573106 |
| USB | U S Bancorp | 52,592 | $2.135M | 0.2% | $40.60 * | $27.19 | +4.6% | COM | 902973304 |
| — | Discover Financial 6.50%Perp Q | 79,771 | $2.131M | 0.2% | $26.71 | $25.17 | — | PFD | 254709207 |
| WSM | Williams-Sonoma Inc | 38,667 | $2.117M | 0.2% | $54.75 * | $27.30 | -20.7% | COM | 969904101 |
| — | JPMorgan 7.9% Perp/Call 4/18 - | 2,100,000 | $2.1M | 0.2% | $1.00 | $1.13 | — | PFD | 46625HHA1 |
| GD | General Dynamics Corp | 15,771 | $2.072M | 0.2% | $131.38 * | $56.74 | +86.7% | COM | 369550108 |
| — | Zimmer Biomet Holdings Inc | 19,115 | $2.038M | 0.1% | $106.62 | $92.02 | — | COM | 98956p102 |
| — | Maiden Holdings 8.25%Prp Cl8/2 | 76,000 | $1.977M | 0.1% | $26.01 | $26.31 | — | PFD | g5753u120 |
| — | Salesforce.Com Inc | 26,784 | $1.977M | 0.1% | $73.81 | $65.84 | — | COM | 79466l302 |
| — | Unilever Plc-Sponsored ADR | 43,630 | $1.971M | 0.1% | $45.18 | $40.67 | — | COM | 904767704 |
| — | Twenty-First Century Fox-B (fo | 69,670 | $1.965M | 0.1% | $28.20 | $33.03 | — | COM | 90130a200 |
| — | SL Green Realty 6.5% Perp CUM | 74,664 | $1.961M | 0.1% | $26.26 | $24.66 | — | PFD | 78440x507 |
| — | Deutsche Bank 8.05% PrpCl6/18 | 77,071 | $1.949M | 0.1% | $25.29 | $27.55 | — | PFD | 25150l108 |
| — | Costamare 8.50% CUM QDI Perp C | 107,492 | $1.941M | 0.1% | $18.06 | $25.48 | — | PFD | y1771g128 |
| AXP | American Express Co | 31,602 | $1.94M | 0.1% | $61.39 * | $62.01 | -14.1% | COM | 025816109 |
| — | Charles Schwab 7% Perp/Call 2/ | 1,667,000 | $1.905M | 0.1% | $1.14 | $1.12 | — | PFD | 808513AE5 |
| — | LaSalle Hotel 7.50% Perp CUM C | 74,761 | $1.896M | 0.1% | $25.36 | $25.86 | — | PFD | 517942702 |
| — | Laboratory Corp Of Amer Hldgs | 16,107 | $1.887M | 0.1% | $117.15 | $102.44 | — | COM | 50540r409 |
| TM | Toyota Motor Corp -Spon ADR | 17,738 | $1.886M | 0.1% | $106.33 | $116.65 | -8.9% | COM | 892331307 |
| EMR | Emerson Electric Co | 34,240 | $1.862M | 0.1% | $54.38 * | $40.74 | +3.9% | COM | 291011104 |
| — | Seaspan 8.25% Perp CUM QDI Cal | 78,859 | $1.859M | 0.1% | $23.57 | $25.16 | — | PFD | y75638133 |
| UNP | Union Pacific Corp | 23,191 | $1.845M | 0.1% | $79.56 * | $76.92 | -16.8% | COM | 907818108 |
| — | Corporate Office Prop 7.375% C | 70,113 | $1.837M | 0.1% | $26.20 | $25.65 | — | PFD | 22002t884 |
| — | JPMorgan Chase 6.70%Perp/Call | 65,784 | $1.822M | 0.1% | $27.70 | $25.99 | — | PFD | 48127a161 |
| — | Time Warner Inc | 24,827 | $1.801M | 0.1% | $72.54 | $76.07 | — | COM | 887317303 |
| OEF | iShares S&P 100 Index Fund | 19,525 | $1.784M | 0.1% | $91.37 | $81.59 | +12.0% | COM | 464287101 |
| MS | Morgan Stanley | 71,334 | $1.784M | 0.1% | $25.01 * | $25.21 | -24.8% | COM | 617446448 |
| — | CenterPoint Energy Inc | 85,231 | $1.783M | 0.1% | $20.92 | $23.78 | — | COM | 15189t107 |
| — | Goldman 5.5% Flt Aftr 5/23 Cl | 71,026 | $1.776M | 0.1% | $25.00 | $24.48 | — | PFD | 38145g308 |
| SCHX | Schwab US Large-Cap ETF | 36,179 | $1.767M | 0.1% | $48.84 * | $7.90 | +3.1% | COM | 808524201 |
| — | SPDR Gold Trust | 15,015 | $1.766M | 0.1% | $117.62 | $114.40 | — | COM | 78463v107 |
| — | EaglePoint Credit 7.75%2022 CU | 69,440 | $1.758M | 0.1% | $25.32 | $25.24 | — | PFD | 269809109 |
| — | JPMorgan 6.0% Perp/Call 8/23 - | 1,735,000 | $1.744M | 0.1% | $1.01 | $1.00 | — | PFD | 48126HAA8 |
| — | Ingersoll-Rand PLC | 27,404 | $1.699M | 0.1% | $62.00 | $64.50 | — | COM | g47791101 |
| — | BlueRock Residential Growth 8. | 66,466 | $1.676M | 0.1% | $25.22 | $25.29 | — | PFD | 09627j508 |
| — | Argo Group 6.5% Sr Notes Call | 65,313 | $1.662M | 0.1% | $25.45 | $25.15 | — | PFD | 040130205 |
| — | Varian Medical Systems Inc | 19,883 | $1.591M | 0.1% | $80.02 | $74.53 | — | COM | 92220P105 |
| — | Mylan NV | 33,949 | $1.574M | 0.1% | $46.36 | $59.10 | — | COM | n59465109 |
| PCAR | Paccar Inc | 28,395 | $1.553M | 0.1% | $54.69 * | $23.30 | +9.0% | COM | 693718108 |
| — | Digital Realty 7.375% Perp CUM | 55,788 | $1.548M | 0.1% | $27.75 | $27.09 | — | PFD | 253868871 |
| — | Global Indemnity SrNts7.75% Ca | 63,395 | $1.521M | 0.1% | $23.99 | $23.47 | — | PFD | g39319119 |
| SCHB | Schwab US Broad Market ETF | 30,593 | $1.508M | 0.1% | $49.29 * | $6.84 | +20.1% | COM | 808524102 |
| — | Cowen 8.25% Senior Notes Due 1 | 58,856 | $1.504M | 0.1% | $25.55 | $26.09 | — | PFD | 223622309 |
| UNH | UnitedHealth Group Inc | 11,664 | $1.504M | 0.1% | $128.94 * | $67.17 | +64.2% | COM | 91324P102 |
| — | DTE Energy 6.5% Jr Sub Call 12 | 58,075 | $1.498M | 0.1% | $25.79 | $25.44 | — | PFD | 233331602 |
| — | Capital One Finl 6.7%Prp Call | 54,543 | $1.481M | 0.1% | $27.15 | $26.28 | — | PFD | 14040h709 |
| — | KKR Financial 8.375%SrNts Call | 56,415 | $1.475M | 0.1% | $26.15 | $27.20 | — | PFD | 48248a405 |
| SRE | Sempra Energy | 14,152 | $1.473M | 0.1% | $104.08 * | $27.60 | +38.7% | COM | 816851109 |
| — | TravelCenters SnNotes 8% 10/20 | 59,590 | $1.446M | 0.1% | $24.27 | $24.61 | — | PFD | 894174408 |
| IJH | iShares S&P Midcap 400 | 9,949 | $1.434M | 0.1% | $144.14 * | $23.95 | +20.4% | COM | 464287507 |
| — | Johnson Controls Inc | 36,778 | $1.433M | 0.1% | $38.96 | $43.58 | — | COM | 478366107 |
| — | Investors REIT 7.95% Perp CUM | 53,879 | $1.411M | 0.1% | $26.19 | $25.87 | — | PFD | 461730301 |
| — | Hartford Finl 7.875% 2042 call | 44,969 | $1.404M | 0.1% | $31.22 | $29.57 | — | PFD | 416518504 |
| BA | Boeing Co | 10,988 | $1.395M | 0.1% | $126.96 * | $85.67 | +34.1% | COM | 097023105 |
| CAG | ConAgra Foods Inc | 30,886 | $1.378M | 0.1% | $44.62 * | $17.38 | +41.5% | COM | 205887102 |
| — | National General Ins 7.62% Cal | 56,642 | $1.376M | 0.1% | $24.29 | $23.84 | — | PFD | 636220873 |
| FDL | First Trust Morningstar Divide | 53,466 | $1.371M | 0.1% | $25.64 | $21.09 | +21.6% | COM | 336917109 |
| WMT | Wal-Mart Stores Inc | 19,519 | $1.337M | 0.1% | $68.50 * | $19.72 | -2.8% | COM | 931142103 |
| — | US Bancorp 6.5% Flt Aftr 1/22 | 44,989 | $1.324M | 0.1% | $29.43 | $27.99 | — | PFD | 902973833 |
| IYT | iShares DJ US Transport Index | 9,256 | $1.318M | 0.1% | $142.39 * | $37.45 | -4.9% | COM | 464287192 |
| — | SPDR Materials Select Sector | 28,903 | $1.295M | 0.1% | $44.81 | $43.37 | — | COM | 81369y100 |
| — | Macy's Inc | 29,121 | $1.284M | 0.1% | $44.09 | $52.15 | — | COM | 55616p104 |
| — | Quest USWest SnNotes 7.0% 2052 | 49,890 | $1.272M | 0.1% | $25.50 | $25.85 | — | PFD | 74913G402 |
| — | Biogen Inc | 4,771 | $1.242M | 0.1% | $260.32 | $239.60 | — | COM | 09062x103 |
| — | GlaxoSmithKline Plc-ADR | 28,993 | $1.176M | 0.1% | $40.56 | $49.97 | — | COM | 37733w105 |
| — | Amtrust Financial 7.75% QDI Ca | 46,275 | $1.175M | 0.1% | $25.39 | $25.39 | — | PFD | 032359846 |
| SCHM | Schwab US Mid-Cap ETF | 28,673 | $1.164M | 0.1% | $40.60 * | $13.05 | +3.7% | COM | 808524508 |
| DE | Deere & Co | 15,092 | $1.162M | 0.1% | $76.99 * | $67.77 | -3.1% | COM | 244199105 |
| — | Dynagas LNG 9.0% QDI CUM cl 2 | 52,921 | $1.12M | 0.1% | $21.16 | $16.99 | — | PFD | Y2188b116 |
| EPD | Enterprise Products Partners | 45,151 | $1.112M | 0.1% | $24.63 | $50.58 | — | COM | 293792107 |
| — | US Cellular 7.25% SrNts12/2064 | 43,275 | $1.088M | 0.1% | $25.14 | $25.13 | — | PFD | 911684603 |
| — | SPDR Utilities Select Sector | 21,886 | $1.086M | 0.1% | $49.62 | $41.62 | — | COM | 81369y886 |
| — | S&P Global Inc | 10,840 | $1.073M | 0.1% | $98.99 | $98.99 | — | COM | 78409v104 |
| — | Colony Financial8.50% Perp CUM | 42,087 | $1.056M | 0.1% | $25.09 | $25.72 | — | PFD | 19624r205 |
| VEA | Vanguard Developed Mkts | 28,590 | $1.026M | 0.1% | $35.89 | $37.69 | -4.8% | COM | 921943858 |
| IYF | iShares DJ US Financial Sect | 11,850 | $1.003M | 0.1% | $84.64 * | $36.15 | +17.0% | COM | 464287788 |
| — | Visa Inc-Class A Shares | 13,100 | $1.002M | 0.1% | $76.49 | $87.99 | — | COM | 92826c839 |
| — | Deutsche Bnk 7.6% Prp Cl 2/18 | 39,884 | $996K | 0.1% | $24.97 | $26.67 | — | PFD | 25154a108 |
| — | First Trust Mid Cap Growth Alp | 34,459 | $995K | 0.1% | $28.87 | $29.78 | — | COM | 33737m102 |
| — | iShares MSCI USA Quality Facto | 15,143 | $994K | 0.1% | $65.64 | $58.67 | — | COM | 46432f339 |
| — | American Capital Agency 8.0% P | 38,609 | $993K | 0.1% | $25.72 | $25.44 | — | PFD | 02503x204 |
| — | Hatteras Financial 7.625% CUM | 42,653 | $992K | 0.1% | $23.26 | $24.17 | — | PFD | 41902r400 |
| — | Dr Pepper Snapple Group Inc | 11,077 | $991K | 0.1% | $89.46 | $56.31 | — | COM | 26138e109 |
| EFA | iShares MSCI EAFE Index | 17,343 | $991K | 0.1% | $57.14 | $62.94 | -9.2% | COM | 464287465 |
| — | NuStar Logistics 7.625%Nts Cl | 43,796 | $990K | 0.1% | $22.60 | $25.82 | — | PFD | 67059t204 |
| — | Great Plains Energy Inc | 30,560 | $986K | 0.1% | $32.26 | $27.87 | — | COM | 391164100 |
| — | Colony Financial7.125%Perp CUM | 44,350 | $979K | 0.1% | $22.07 | $23.27 | — | PFD | 19624r403 |
| — | Sunstone Hotel 8.00% Perp Call | 38,318 | $959K | 0.1% | $25.03 | $25.03 | — | PFD | 867892507 |
| WY | Weyerhaeuser Co | 30,504 | $945K | 0.1% | $30.98 * | $18.94 | +12.0% | COM | 962166104 |
| — | Summit Hotel7.125%Perp CUM Cal | 36,409 | $943K | 0.1% | $25.90 | $25.99 | — | PFD | 866082407 |
| PANW | Palo Alto Networks | 5,768 | $941K | 0.1% | $163.14 * | $23.04 | +18.0% | COM | 697435105 |
| HRL | Hormel Foods Corp | 21,602 | $934K | 0.1% | $43.24 * | $27.82 | +22.3% | COM | 440452100 |
| — | Yahoo! Inc | 25,285 | $931K | 0.1% | $36.82 | $28.45 | — | COM | 984332106 |
| — | Adobe Systems Inc | 9,913 | $930K | 0.1% | $93.82 | $68.36 | — | COM | 00724f101 |
| — | Ashford Hospitality 9.0% NR Ca | 38,299 | $915K | 0.1% | $23.89 | $26.56 | — | PFD | 044103505 |
| — | CenturyLink Quest7.375% 6/51 C | 35,630 | $910K | 0.1% | $25.54 | $26.28 | — | PFD | 74913g204 |
| — | Eaton Corp PLC | 14,535 | $909K | 0.1% | $62.54 | $65.99 | — | COM | g29183103 |
| — | GaslLog Ltd 8.75% Ser A CUM QD | 40,650 | $904K | 0.1% | $22.24 | $24.40 | — | PFD | g37585117 |
| — | Express Scripts Holding Co. | 13,146 | $903K | 0.1% | $68.69 | $64.31 | — | COM | 30219g108 |
| IYE | iShares DJ US Energy Sector | 25,865 | $900K | 0.1% | $34.80 | $37.81 | -8.0% | COM | 464287796 |
| — | Maiden Hldgs 8.25%SrNts 2041 c | 35,420 | $896K | 0.1% | $25.30 | $26.16 | — | PFD | 56029q200 |
| — | Scana Corp | 12,574 | $882K | 0.1% | $70.14 | $48.68 | — | COM | 80589m102 |
| — | Wells Fargo 6.375% Cl 12/19 BB | 32,600 | $878K | 0.1% | $26.93 | $25.66 | — | PFD | 94988n207 |
| — | Triancgle Capitl 6.375%Sr Note | 34,650 | $865K | 0.1% | $24.96 | $25.51 | — | PFD | 895848406 |
| — | Hanover Insurance6.35% Cl3/18 | 33,866 | $864K | 0.1% | $25.51 | $24.78 | — | PFD | 410867204 |
| — | Arch Capital 6.75% BBB QDI Cl | 32,343 | $861K | 0.1% | $26.62 | $26.11 | — | PFD | g0450a204 |
| — | Duke Energy Corp | 10,660 | $860K | 0.1% | $80.68 | $70.55 | — | COM | 26441c204 |
| IYZ | iShares DJ US Telecommunicatio | 27,941 | $859K | 0.1% | $30.74 | $28.19 | +9.0% | COM | 464287713 |
| — | Telephone & Data 7.0% Cl 3/16 | 33,842 | $856K | 0.1% | $25.29 | $25.78 | — | PFD | 879433837 |
| — | Raymond James Final 6.90% 2042 | 31,916 | $837K | 0.1% | $26.23 | $26.43 | — | PFD | 754730208 |
| — | Public Storage 6.50% BBB+ Call | 33,308 | $834K | 0.1% | $25.04 | $25.71 | — | PFD | 74460d141 |
| — | Allergan plc (new) | 3,112 | $834K | 0.1% | $267.99 | $297.14 | — | COM | g0177j108 |
| ITW | Illinois Tool Works | 8,108 | $831K | 0.1% | $102.49 * | $64.66 | +26.0% | COM | 452308109 |
| — | SPDR Dow Jones Industrial Aver | 4,621 | $816K | 0.1% | $176.59 | $149.46 | — | COM | 78467x109 |
| — | So. Cal Edison 6.25% Perp/Call | 700,000 | $767K | 0.1% | $1.10 | $1.06 | — | PFD | 842400FU2 |
| — | Aetna Inc | 6,815 | $766K | 0.1% | $112.40 | $71.50 | — | COM | 00817Y108 |
| SCHW | Schwab (Charles) Corp | 27,172 | $761K | 0.1% | $28.01 * | $22.87 | +8.4% | COM | 808513105 |
| — | SoCalEd 5.375% CUM cl 2025 QDI | 29,111 | $758K | 0.1% | $26.04 | $25.78 | — | PFD | 78409g206 |
| — | FedEx Corp | 4,661 | $758K | 0.1% | $162.63 | $139.21 | — | COM | 31428x106 |
| — | Barclays Bank 7.1% Prp Call 12 | 29,391 | $751K | 0.1% | $25.55 | $25.01 | — | PFD | 06739h776 |
| — | Penn RealEstate 7.375%CUM Perp | 28,806 | $739K | 0.1% | $25.65 | $25.66 | — | PFD | 709102503 |
| AFL | Aflac Inc | 11,637 | $735K | 0.1% | $63.16 * | $23.77 | +5.8% | COM | 001055102 |
| — | HSBC 6.36% Perp Callable NCU Q | 29,110 | $730K | 0.1% | $25.08 | $24.83 | — | PFD | 40429c607 |
| — | Public Storage 6.35% Call 7/16 | 28,505 | $730K | 0.1% | $25.61 | $25.56 | — | PFD | 74460d125 |
| — | Quest USWest 7.0% SrNts 2056 2 | 28,200 | $725K | 0.1% | $25.71 | $25.71 | — | PFD | 74913g808 |
| — | Guggenheim Russell Top 50 ETF | 4,991 | $725K | 0.1% | $145.26 | $114.51 | — | COM | 78355w205 |
| ADM | Archer-Daniels-Midland Co | 19,889 | $722K | 0.1% | $36.30 * | $27.46 | -1.0% | COM | 039483102 |
| — | Carlyle Group/The | 42,350 | $715K | 0.1% | $16.88 | $33.31 | — | COM | 14309l102 |
| — | White Mountains Insurance Grou | 890 | $714K | 0.1% | $802.25 | $630.29 | — | COM | g9618e107 |
| BMRC | Bank Of Marin Bancorp/CA | 14,485 | $713K | 0.1% | $49.22 * | $14.45 | +25.5% | COM | 063425102 |
| — | Agilent Technologies Inc | 17,865 | $712K | 0.1% | $39.85 | $44.47 | — | COM | 00846u101 |
| DKS | Dick's Sporting Goods Inc | 15,188 | $710K | 0.1% | $46.75 * | $37.00 | -3.6% | COM | 253393102 |
| IFF | Intl Flavors & Fragrances | 6,200 | $705K | 0.1% | $113.71 * | $62.55 | +43.3% | COM | 459506101 |
| SAP | SAP SE-Sponsored ADR | 8,631 | $694K | 0.1% | $80.41 | $69.58 | +15.6% | COM | 803054204 |
| — | Check Point Software Tech | 7,888 | $690K | 0.1% | $87.47 | $74.80 | — | COM | m22465104 |
| — | Citigroup Perp/Call 5/23 @ 100 | 745,000 | $688K | 0.1% | $0.92 | $0.94 | — | PFD | 172967GR6 |
| AMZN | Amazon.com Inc | 1,153 | $684K | 0.1% | $593.24 * | $22.29 | +33.2% | COM | 023135106 |
| SYY | Sysco Corp | 14,576 | $681K | 0.1% | $46.72 * | $30.03 | +21.2% | COM | 871829107 |
| IWF | iShares Russell 1000 Growth | 6,808 | $679K | 0.0% | $99.74 * | $20.80 | +19.9% | COM | 464287614 |
| F | Ford Motor Co | 49,959 | $674K | 0.0% | $13.49 * | $8.41 | -4.1% | COM | 345370860 |
| — | Prudential PLC 6.75% PrpCl 9/0 | 25,577 | $666K | 0.0% | $26.04 | $25.05 | — | PFD | g7293h114 |
| SLB | Schlumberger Ltd | 9,003 | $664K | 0.0% | $73.75 * | $62.07 | -9.9% | COM | 806857108 |
| — | St Jude Medical Inc | 12,057 | $663K | 0.0% | $54.99 | $46.40 | — | COM | 790849103 |
| — | Harman International | 7,375 | $657K | 0.0% | $89.08 | $61.71 | — | COM | 413086109 |
| VWO | Vanguard Emerging Mkts | 18,643 | $645K | 0.0% | $34.60 | $41.97 | -17.6% | COM | 922042858 |
| — | Celgene Corp | 6,436 | $644K | 0.0% | $100.06 | $105.67 | — | COM | 151020104 |
| — | Bank of America 6.625%Prp Cl 1 | 24,320 | $644K | 0.0% | $26.48 | $26.04 | — | PFD | 060505740 |
| VIG | Vanguard Dividend Appreciation | 7,904 | $642K | 0.0% | $81.22 | $75.13 | +8.1% | COM | 921908844 |
| — | 1/100 Berkshire Hathaway A (10 | 300 | $640K | 0.0% | $2133.33 | $2171.60 | — | COM | 084990175 |
| WABC | Westamerica Bancorportaion | 13,020 | $634K | 0.0% | $48.69 * | $33.30 | +7.4% | COM | 957090103 |
| — | Axis Capital 6.875% Cl 4/17 QD | 24,222 | $627K | 0.0% | $25.89 | $26.10 | — | PFD | g0692u307 |
| — | T Rowe Price Group Inc | 8,441 | $620K | 0.0% | $73.45 | $77.89 | — | COM | 74144t108 |
| — | Guggenheim S&P Equal Weight | 7,799 | $612K | 0.0% | $78.47 | $71.29 | — | COM | 78355w106 |
| — | Tesla Motors Inc | 2,650 | $609K | 0.0% | $229.81 | $200.81 | — | COM | 88160r101 |
| IOO | iShares S&P Global 100 | 8,446 | $607K | 0.0% | $71.87 * | $34.95 | +2.9% | COM | 464287572 |
| — | EaglePoint Credit 7%SrNts 12/3 | 24,700 | $606K | 0.0% | $24.53 | $24.86 | — | PFD | 269809208 |
| — | GoldmanSachs Lib+75 Min3.75% C | 30,377 | $604K | 0.0% | $19.88 | $21.70 | — | PFD | 38143y665 |
| GWW | Grainger (W.W.) Inc | 2,563 | $598K | 0.0% | $233.32 * | $196.79 | +1.8% | COM | 384802104 |
| — | P G & E Corp | 9,991 | $597K | 0.0% | $59.75 | $47.25 | — | COM | 69331c108 |
| — | CoreEnergy 7.375% Pfd - Par Ca | 28,264 | $594K | 0.0% | $21.02 | $24.93 | — | PFD | 21870u304 |
| — | American Capital Agncy 7.75% P | 24,248 | $593K | 0.0% | $24.46 | $24.89 | — | PFD | 02503x303 |
| — | Maiden Holdings 7.125%PrpCl 12 | 24,450 | $591K | 0.0% | $24.17 | $25.15 | — | PFD | g5753u138 |
| — | Barclays 8.125% Perp/Cl 3/14 B | 22,225 | $581K | 0.0% | $26.14 | $25.33 | — | PFD | 06739h362 |
| — | Cigna Corp | 4,220 | $579K | 0.0% | $137.20 | $137.50 | — | COM | 125509109 |
| — | Dominion Resources Inc/Va | 7,702 | $579K | 0.0% | $75.18 | $56.84 | — | COM | 25746u109 |
| IEV | iShares S&P Europe 350 | 14,814 | $579K | 0.0% | $39.08 | $45.31 | -13.7% | COM | 464287861 |
| — | First Republic Bank 6.2% Cl 6/ | 21,460 | $558K | 0.0% | $26.00 | $24.85 | — | PFD | 33616c407 |
| — | Retail Properties of America | 34,893 | $553K | 0.0% | $15.85 | $14.30 | — | COM | 76131v202 |
| — | Bank of America 6.5% Prp Cl 1/ | 20,814 | $551K | 0.0% | $26.47 | $25.59 | — | PFD | 060505310 |
| — | Colony Financial7.50% Perp CUM | 22,329 | $544K | 0.0% | $24.36 | $24.54 | — | PFD | 19624r304 |
| CINF | Cincinnati Financial Corp | 8,305 | $543K | 0.0% | $65.38 * | $41.79 | +20.6% | COM | 172062101 |
| — | Dow Chemical | 10,648 | $542K | 0.0% | $50.90 | $47.34 | — | COM | 260543103 |
| TJX | TJX Companies Inc | 6,856 | $537K | 0.0% | $78.33 * | $22.49 | +51.8% | COM | 872540109 |
| — | Royal Dutch Shell Plc-ADR A | 11,045 | $535K | 0.0% | $48.44 | $55.97 | — | COM | 780259206 |
| LEG | Leggett & Platt Inc | 10,960 | $530K | 0.0% | $48.36 | $45.82 | +5.6% | COM | 524660107 |
| — | NXP Semiconductors Nv | 6,478 | $525K | 0.0% | $81.04 | $85.65 | — | COM | n6596x109 |
| — | Citigroup Inc 5.95% Perp Call | 545,000 | $525K | 0.0% | $0.96 | $0.99 | — | PFD | 172967GD7 |
| IVV | iShares S&P 500 Index Fund | 2,533 | $523K | 0.0% | $206.47 | $168.33 | +22.8% | COM | 464287200 |
| IJR | iShares S&P SmallCap 600 | 4,650 | $523K | 0.0% | $112.47 * | $46.09 | +22.1% | COM | 464287804 |
| LULU | Lululemon Athletica Inc | 7,710 | $522K | 0.0% | $67.70 | $63.08 | +7.3% | COM | 550021109 |
| — | Equity Comwlth 7.25% BB Called | 20,399 | $519K | 0.0% | $25.44 | $25.74 | — | PFD | 294628409 |
| — | Vanguard Info Tech Vipers | 4,705 | $515K | 0.0% | $109.46 | $94.15 | — | COM | 92204a702 |
| — | Manulife Financial Corp | 36,158 | $511K | 0.0% | $14.13 | $15.87 | — | COM | 56501r106 |
| — | US Celllular SrNts 7.25% 2063 | 19,900 | $509K | 0.0% | $25.58 | $25.33 | — | PFD | 911684504 |
| ED | Consolidated Edison Inc | 6,645 | $509K | 0.0% | $76.60 * | $37.79 | +42.8% | COM | 209115104 |
| VRSK | Verisk Analytics Inc-Class A | 6,368 | $509K | 0.0% | $79.93 * | $71.35 | +7.0% | COM | 92345Y106 |
| — | M&T Bank 6.375% Cl 11/18 BBB- | 494 | $509K | 0.0% | $1030.36 | $969.18 | — | PFD | 55261f708 |
| — | Blackstone Group/The | 17,956 | $504K | 0.0% | $28.07 | $27.70 | — | COM | 09253u108 |
| TEVA | Teva Pharmaceutical-Sp ADR | 9,327 | $499K | 0.0% | $53.50 | $46.72 | +14.5% | COM | 881624209 |
| — | TriplePoint Venture BDC 6.75% | 19,750 | $491K | 0.0% | $24.86 | $25.13 | — | PFD | 89677y209 |
| — | EverBank Financial 6.75% Perp | 19,555 | $489K | 0.0% | $25.01 | $25.06 | — | PFD | 29977g201 |
| — | US Cellular 6.95%SrNT 2060 Cl | 19,085 | $488K | 0.0% | $25.57 | $25.15 | — | PFD | 911684405 |
| — | UMH Propertyies 8.0% Perp Cum | 18,496 | $485K | 0.0% | $26.22 | $26.22 | — | PFD | 903002301 |
| — | ProLogis Inc | 10,862 | $480K | 0.0% | $44.19 | $39.29 | — | COM | 74340w103 |
| — | Wells Fargo & Company Perp/Cal | 460,000 | $476K | 0.0% | $1.03 | $1.13 | — | PFD | 949746PM7 |
| VNQ | Vanguard REIT | 5,594 | $469K | 0.0% | $83.84 | $77.05 | +8.8% | COM | 922908553 |
| — | Aspen Insurance 7.401% Call 07 | 19,020 | $469K | 0.0% | $24.66 | $26.29 | — | PFD | g05384139 |
| — | CubeSmart 7.75%CUM Call 11/2/2 | 17,796 | $467K | 0.0% | $26.24 | $25.62 | — | PFD | 229663208 |
| — | Morgan Stanley 3MoLib+70bp 4%F | 22,908 | $465K | 0.0% | $20.30 | $21.44 | — | PFD | 61747s504 |
| CAH | Cardinal Health Inc | 5,674 | $465K | 0.0% | $81.95 * | $62.41 | -0.7% | COM | 14149Y108 |
| AEP | American Electric Power | 6,953 | $462K | 0.0% | $66.45 * | $31.39 | +49.9% | COM | 025537101 |
| — | Digital Realty 6.625% Perp CUM | 17,436 | $462K | 0.0% | $26.50 | $24.96 | — | PFD | 253868806 |
| — | Nordstrom Inc | 8,040 | $460K | 0.0% | $57.21 | $61.29 | — | COM | 655664100 |
| BEN | Franklin Resources Inc | 11,753 | $459K | 0.0% | $39.05 * | $28.63 | -15.4% | COM | 354613101 |
| — | Citigroup Tst 7.875% Cl2015 Li | 17,430 | $458K | 0.0% | $26.28 | $27.03 | — | PFD | 173080201 |
| VFC | VF Corporation | 7,053 | $457K | 0.0% | $64.80 * | $65.71 | -7.2% | COM | 918204108 |
| — | Deutsche Bk Tst6.55%Perp Cl 5/ | 18,823 | $456K | 0.0% | $24.23 | $25.26 | — | PFD | 25153x208 |
| — | Torchmark Crp 6.125% SubDebCal | 17,800 | $449K | 0.0% | $25.22 | $25.22 | — | PFD | 891027401 |
| — | Retail Properties of Amer 7.0% | 16,900 | $449K | 0.0% | $26.57 | $24.90 | — | PFD | 76131v608 |
| — | Regency Centers 6.00% Perp CUM | 17,500 | $447K | 0.0% | $25.54 | $24.32 | — | PFD | 758849806 |
| PPG | PPG Industries Inc | 3,937 | $439K | 0.0% | $111.51 * | $87.91 | +6.1% | COM | 693506107 |
| — | Regions Financial 6.375% Cl 12 | 16,850 | $437K | 0.0% | $25.93 | $24.49 | — | PFD | 7591ep308 |
| — | Vanguard Consumer Discretionar | 3,504 | $435K | 0.0% | $124.14 | $106.89 | — | COM | 92204a108 |
| — | Diageo Plc-Sponsored ADR | 4,028 | $435K | 0.0% | $107.99 | $114.93 | — | COM | 25243q205 |
| SHW | Sherwin-Williams Co | 1,509 | $430K | 0.0% | $284.96 * | $79.48 | +9.1% | COM | 824348106 |
| ESS | Essex Property Trust Inc | 1,819 | $425K | 0.0% | $233.64 * | $106.20 | +59.9% | COM | 297178105 |
| — | Frontier Communications Corp | 75,598 | $423K | 0.0% | $5.60 | $5.33 | — | COM | 35906a108 |
| — | VanEck Vectors Pharmaceutical | 7,348 | $423K | 0.0% | $57.57 | $57.57 | — | COM | 92189f692 |
| IWM | iShares Russell 2000 Index Fun | 3,680 | $407K | 0.0% | $110.60 | $110.61 | +0.0% | COM | 464287655 |
| IJJ | iShares S&P Midcap 400/Value | 3,270 | $406K | 0.0% | $124.16 * | $50.58 | +22.6% | COM | 464287705 |
| TXN | Texas Instruments Inc | 7,037 | $404K | 0.0% | $57.41 * | $33.38 | +31.5% | COM | 882508104 |
| — | JMP Group 8.00% SrDeb Due1/202 | 17,357 | $400K | 0.0% | $23.05 | $25.43 | — | PFD | 46629u206 |
| — | Seaspan 9.50% 1/2049 Call 1/20 | 15,735 | $398K | 0.0% | $25.29 | $26.15 | — | PFD | B643v81 |
| GS | Goldman Sachs Group Inc | 2,506 | $393K | 0.0% | $156.82 * | $121.84 | +5.5% | COM | 38141G104 |
| — | Regeneron Pharmaceuticals Inc | 1,084 | $391K | 0.0% | $360.70 | $341.80 | — | COM | 75886f107 |
| — | NewTek Business Svs 7.50% Nts | 15,711 | $391K | 0.0% | $24.89 | $25.45 | — | PFD | 652526302 |
| PDM | Piedmont Office Realty Trust | 19,000 | $386K | 0.0% | $20.32 | $17.90 | — | COM | 720190206 |
| — | General Growth Prop 6.375% Cl | 14,800 | $383K | 0.0% | $25.88 | $23.17 | — | PFD | 370023202 |
| YUM | Yum! Brands Inc | 4,658 | $381K | 0.0% | $81.79 * | $40.33 | +21.9% | COM | 988498101 |
| — | Hess Corp | 7,200 | $379K | 0.0% | $52.64 | $69.26 | — | COM | 42809h107 |
| — | Lam Research Corp | 4,483 | $370K | 0.0% | $82.53 | $79.43 | — | COM | 512807108 |
| — | Intrexon Corp | 10,930 | $370K | 0.0% | $33.85 | $44.56 | — | COM | 46122t102 |
| ALL | Allstate Corp | 5,471 | $369K | 0.0% | $67.45 * | $37.83 | +43.6% | COM | 020002101 |
| SPG | Simon Property Group Inc | 1,743 | $362K | 0.0% | $207.69 * | $111.17 | +13.2% | COM | 828806109 |
| — | EBAY 6.00% Sr Notes Call 3/1/2 | 14,300 | $360K | 0.0% | $25.17 | $25.17 | — | PFD | 278642202 |
| ILMN | Illumina Inc | 2,219 | $360K | 0.0% | $162.24 * | $183.87 | -14.2% | COM | 452327109 |
| — | Pentair PLC | 6,632 | $360K | 0.0% | $54.28 | $51.16 | — | COM | g7s00t104 |
| — | Potash Corp Of Saskatchewan | 20,969 | $357K | 0.0% | $17.03 | $37.97 | — | COM | 73755l107 |
| DOV | Dover Corp | 5,555 | $357K | 0.0% | $64.27 * | $42.32 | +4.2% | COM | 260003108 |
| — | Eversource Energy | 6,056 | $353K | 0.0% | $58.29 | $50.53 | — | COM | 30040w108 |
| NSC | Norfolk Southern Corp | 4,245 | $353K | 0.0% | $83.16 * | $62.06 | +9.6% | COM | 655844108 |
| — | Pitney Bowes 6.7% Cl 3/7/18 | 13,000 | $350K | 0.0% | $26.92 | $25.31 | — | PFD | 724479506 |
| — | Affiliated Mgrs Grp 6.375% SrN | 13,206 | $347K | 0.0% | $26.28 | $26.48 | — | PFD | 008252876 |
| — | Reinsurance Group of Amer 6.2% | 12,200 | $346K | 0.0% | $28.36 | $26.00 | — | PFD | 759351703 |
| QCOM | Qualcomm Inc | 6,770 | $346K | 0.0% | $51.11 * | $43.62 | -10.7% | COM | 747525103 |
| — | M / I Homes 9.75% Pfd Call 11/ | 13,684 | $342K | 0.0% | $24.99 | $24.99 | — | PFD | 55305b200 |
| — | Blackrock Inc | 993 | $338K | 0.0% | $340.38 | $307.09 | — | COM | 09247x101 |
| — | ETFS Physical Precious Metals | 5,650 | $335K | 0.0% | $59.29 | $68.05 | — | COM | 26922w109 |
| — | Amtrust Financial 7.50%Nts 205 | 13,275 | $334K | 0.0% | $25.16 | $26.07 | — | PFD | 032359853 |
| — | Costamare 7.625% CUM QDI Perp | 18,748 | $333K | 0.0% | $17.76 | $23.62 | — | PFD | y1771g110 |
| BAX | Baxter International Inc. | 8,057 | $331K | 0.0% | $41.08 * | $31.68 | +10.7% | COM | 071813109 |
| — | ING Grp NV 7.20%Pfd Perp/Cl l2 | 12,603 | $330K | 0.0% | $26.18 | $25.34 | — | PFD | 456837301 |
| — | EMC Corp Mass | 12,307 | $328K | 0.0% | $26.65 | $26.85 | — | COM | 268648102 |
| — | L-3 Communications Holdings | 2,756 | $327K | 0.0% | $118.65 | $90.16 | — | COM | 502424104 |
| LUV | Southwest Airlines | 7,210 | $323K | 0.0% | $44.80 * | $39.22 | +1.7% | COM | 844741108 |
| — | CHS Chemicals 6.75% Perp cl 20 | 12,067 | $321K | 0.0% | $26.60 | $25.54 | — | PFD | 12542r704 |
| — | CR Bard Inc | 1,562 | $317K | 0.0% | $202.94 | $193.16 | — | COM | 067383109 |
| — | Jacobs Engineering Group Inc | 7,223 | $315K | 0.0% | $43.61 | $53.87 | — | COM | 469814107 |
| EEM | iShares MSCI Emerging Markets | 9,176 | $314K | 0.0% | $34.22 | $40.95 | -16.4% | COM | 464287234 |
| — | Wells Fargo 5.85%Flt Aftr 9/23 | 11,750 | $310K | 0.0% | $26.38 | $26.18 | — | PFD | 949746556 |
| — | PS Business Parks 6.0% Cl 5/20 | 11,628 | $300K | 0.0% | $25.80 | $24.51 | — | PFD | 69360j685 |
| — | NorthStar Realty Fin 8.50% CUM | 13,207 | $298K | 0.0% | $22.56 | $25.20 | — | PFD | 66705V209 |
| — | Solar Capital 6.75% Cl 11/17 | 11,950 | $297K | 0.0% | $24.85 | $24.28 | — | PFD | 83413u308 |
| — | Realty Income 6.625% Call 2/17 | 11,409 | $297K | 0.0% | $26.03 | $25.77 | — | PFD | 756109807 |
| — | Molson Coors Brewing Co -B | 3,076 | $296K | 0.0% | $96.23 | $96.23 | — | COM | 60871r209 |
| PSX | Phillips 66 | 3,357 | $291K | 0.0% | $86.68 * | $50.77 | +18.0% | COM | 718546104 |
| — | Bank of America 5.20% Perp/Cal | 315,000 | $290K | 0.0% | $0.92 | $0.92 | — | PFD | 060505ED2 |
| — | Seaspan 7.95% 12/2049 Call 1/2 | 11,667 | $289K | 0.0% | $24.77 | $22.95 | — | PFD | y75638208 |
| — | Vanguard Consumer Staples Vipe | 2,135 | $289K | 0.0% | $135.36 | $112.32 | — | COM | 92204a207 |
| — | VEREIT Inc 6.70% Perp CUM Cl 2 | 11,200 | $284K | 0.0% | $25.36 | $24.02 | — | PFD | 92339v209 |
| — | Amtrust Financial 7.25% CUM QD | 11,221 | $283K | 0.0% | $25.22 | $24.38 | — | PFD | 032359507 |
| — | AllState 6.75 2049 Call 10/201 | 10,148 | $282K | 0.0% | $27.79 | $26.42 | — | PFD | 020002606 |
| VV | Vanguard Large-Cap Vipers ETF | 3,000 | $282K | 0.0% | $94.00 | $84.99 | +10.6% | COM | 922908637 |
| — | GaveKal Knowledge Leaders Deve | 11,050 | $279K | 0.0% | $25.25 | $23.35 | — | COM | 30151e608 |
| — | AmTrust Financial Services | 10,776 | $279K | 0.0% | $25.89 | $39.07 | — | COM | 032359309 |
| BF/B | Brown-Forman Corp -Cl B | 2,802 | $276K | 0.0% | $98.50 * | $31.82 | +4.0% | COM | 115637209 |
| — | Marathon Petroleum Corp | 7,399 | $275K | 0.0% | $37.17 | $59.59 | — | COM | 56585a102 |
| UDR | UDR Inc | 7,080 | $273K | 0.0% | $38.56 * | $20.28 | +33.9% | COM | 902653104 |
| — | First Trust Rising Dividend Ac | 13,134 | $273K | 0.0% | $20.79 | $21.76 | — | COM | 33738r506 |
| — | Allied Capital ARCC6.875% 4/20 | 10,634 | $271K | 0.0% | $25.48 | $25.04 | — | PFD | 01903q207 |
| — | Groupon Inc | 68,000 | $271K | 0.0% | $3.99 | $3.99 | — | COM | 399473107 |
| — | Baxalta Inc | 6,676 | $270K | 0.0% | $40.44 | $31.45 | — | COM | 07177m103 |
| — | News Corp 7.00% 12/1/2095 call | 10,503 | $270K | 0.0% | $25.71 | $25.00 | — | PFD | 863117206 |
| — | Equity Residential | 3,585 | $269K | 0.0% | $75.03 | $72.43 | — | COM | 29476l107 |
| — | Rockwell Collins Inc. | 2,900 | $267K | 0.0% | $92.07 | $92.07 | — | COM | 774341101 |
| HRB | H&R Block Inc | 10,101 | $267K | 0.0% | $26.43 * | $21.07 | -13.8% | COM | 093671105 |
| — | Amtrust Financial 7.25% SrNt C | 10,700 | $265K | 0.0% | $24.77 | $24.77 | — | PFD | 032359861 |
| — | Penn Real Estate 8.25% CIM Per | 10,075 | $264K | 0.0% | $26.20 | $26.53 | — | PFD | 709102404 |
| — | AmerisourceBergen Corp | 3,037 | $263K | 0.0% | $86.60 | $82.56 | — | COM | 03073e105 |
| — | Fortinet Inc | 8,575 | $263K | 0.0% | $30.67 | $31.57 | — | COM | 34959e109 |
| IWR | iShares Russell Midcap Index | 1,609 | $262K | 0.0% | $162.83 * | $34.21 | +19.0% | COM | 464287499 |
| IYW | iShares Goldman Sachs Tech I | 2,410 | $261K | 0.0% | $108.30 * | $25.50 | +6.4% | COM | 464287721 |
| — | Taubman Centers 6.5% CUM NA Cl | 10,201 | $260K | 0.0% | $25.49 | $24.87 | — | PFD | 876664608 |
| — | First Trust Mid Cap Value ETF | 9,168 | $258K | 0.0% | $28.14 | $25.87 | — | COM | 33737m201 |
| — | CHS Chemicals 7.875% Perp cl 2 | 8,997 | $258K | 0.0% | $28.68 | $28.46 | — | PFD | 12542r308 |
| — | WisdomTree MidCap Div Index | 2,972 | $256K | 0.0% | $86.14 | $80.53 | — | COM | 97717w505 |
| RHI | Robert Half Intl Inc | 5,483 | $255K | 0.0% | $46.51 | $43.67 | +6.7% | COM | 770323103 |
| — | Vanguard Health Care Vipers | 2,050 | $253K | 0.0% | $123.41 | $112.03 | — | COM | 92204a504 |
| TMO | Thermo Fisher Scientific Inc | 1,788 | $253K | 0.0% | $141.50 * | $115.75 | +19.0% | COM | 883556102 |
| — | Citigroup Inc 6.125% Perp Call | 250,000 | $253K | 0.0% | $1.01 | $1.02 | — | PFD | 172967KD2 |
| CTAS | Cintas Corp | 2,806 | $252K | 0.0% | $89.81 * | $19.39 | +4.7% | COM | 172908105 |
| — | New York MtgTrust 7.875%Perp C | 12,628 | $252K | 0.0% | $19.96 | $23.96 | — | PFD | 649604808 |
| — | CBL & Associates 6.5% Perp CUM | 10,551 | $252K | 0.0% | $23.88 | $25.29 | — | PFD | 124830803 |
| IHF | iShares DJ US Health Car Pro | 2,052 | $250K | 0.0% | $121.83 * | $22.50 | +8.4% | COM | 464288828 |
| NUE | Nucor Corp | 5,294 | $250K | 0.0% | $47.22 * | $32.43 | +17.1% | COM | 670346105 |
| — | ICON PLC | 3,296 | $248K | 0.0% | $75.24 | $77.54 | — | COM | g4705a100 |
| — | Annaly Capital 7.625% Perp Cl | 9,983 | $247K | 0.0% | $24.74 | $24.63 | — | PFD | 035710706 |
| — | Quest USWest Sr Nts6.125%Nts C | 10,000 | $245K | 0.0% | $24.50 | $24.11 | — | PFD | 74913g600 |
| IWD | iShares Russell 1000 Value | 2,471 | $244K | 0.0% | $98.75 | $87.36 | +13.1% | COM | 464287598 |
| — | Quest Diagnostics | 3,406 | $243K | 0.0% | $71.34 | $61.00 | — | COM | 74834l100 |
| — | Citigroup 5.8% B1 Call 4/18 QD | 9,400 | $242K | 0.0% | $25.74 | $23.86 | — | PFD | 172967366 |
| — | MetLife 3MoLibor+100 Min 4.0% | 9,666 | $241K | 0.0% | $24.93 | $24.27 | — | PFD | 59156r504 |
| NVO | Novo-Nordisk A/S-Spons ADR | 4,431 | $240K | 0.0% | $54.16 | $46.59 | +16.3% | COM | 670100205 |
| — | Allegion PLC | 3,763 | $240K | 0.0% | $63.78 | $44.33 | — | COM | g0176j109 |
| — | Kinder Morgan 9.75%CnvPfd 10/2 | 5,279 | $238K | 0.0% | $45.08 | $40.35 | — | PFD | 49456b200 |
| — | SPDR S&P Biotech ETF | 4,615 | $238K | 0.0% | $51.57 | $99.06 | — | COM | 78464a870 |
| — | Arbor Realty 8.50% CUM Perp Ca | 9,723 | $236K | 0.0% | $24.27 | $25.57 | — | PFD | 038923801 |
| VTV | Vanguard Value Vipers | 2,866 | $236K | 0.0% | $82.34 | $78.40 | +5.1% | COM | 922908744 |
| — | BB&T Capital 5.625% Call 8/201 | 9,157 | $235K | 0.0% | $25.66 | $23.86 | — | PFD | 054937404 |
| VLO | Valero Energy Corp | 3,650 | $234K | 0.0% | $64.11 * | $42.19 | +2.9% | COM | 91913Y100 |
| ROP | Roper Technologies Inc | 1,273 | $233K | 0.0% | $183.03 * | $172.20 | +0.0% | COM | 776696106 |
| — | BancOfCalifornia 7.00% Cal2021 | 9,150 | $232K | 0.0% | $25.36 | $25.36 | — | PFD | 05990k874 |
| FSLR | First Solar Inc | 3,329 | $228K | 0.0% | $68.49 | $56.06 | +22.1% | COM | 336433107 |
| — | Xcel Energy Inc | 5,461 | $228K | 0.0% | $41.75 | $34.09 | — | COM | 98389b100 |
| C | Citigroup Inc | 5,440 | $227K | 0.0% | $41.73 * | $36.38 | -14.2% | COM | 172967424 |
| SIEGY | Siemens Ag-Spons ADR | 2,149 | $227K | 0.0% | $105.63 | $95.52 | +10.8% | COM | 826197501 |
| — | PowerShares Buyback Achievers | 5,010 | $227K | 0.0% | $45.31 | $47.99 | — | COM | 73935x286 |
| — | Hewlett Packard Enterprise | 12,790 | $227K | 0.0% | $17.75 | $15.20 | — | COM | 42824c109 |
| FRCB | First Republic Bank/San Franci | 3,392 | $226K | 0.0% | $66.63 * | $57.22 | +10.9% | COM | 33616C100 |
| — | Bank of America 4.0%Min Float | 10,308 | $226K | 0.0% | $21.92 | $22.84 | — | PFD | 060505815 |
| — | Keysight Technologies Inc | 8,081 | $224K | 0.0% | $27.72 | $34.48 | — | COM | 49338l103 |
| — | Medical Properties Trust Inc | 17,169 | $223K | 0.0% | $12.99 | $12.30 | — | COM | 58463j304 |
| — | Acadia Healthcare Co LTD | 4,047 | $223K | 0.0% | $55.10 | $55.10 | — | COM | 00404a109 |
| — | MFA Financial 7.5% Prp Cl 4/15 | 8,973 | $222K | 0.0% | $24.74 | $24.89 | — | PFD | 55272x409 |
| PH | Parker-Hannifin Corp | 1,980 | $220K | 0.0% | $111.11 * | $85.95 | +10.8% | COM | 701094104 |
| — | LaSalle Hotel 6.375% Call 3/20 | 8,500 | $217K | 0.0% | $25.53 | $25.53 | — | PFD | 517942801 |
| CNI | Canadian Natl Railway Co | 3,420 | $214K | 0.0% | $62.57 * | $46.73 | +11.8% | COM | 136375102 |
| — | WinTrust Financial 6.50% Call | 7,740 | $210K | 0.0% | $27.13 | $26.61 | — | PFD | 97650w405 |
| — | Rydex S&P Equal Weight Energy | 4,317 | $209K | 0.0% | $48.41 | $48.41 | — | COM | 78355w866 |
| SYK | Stryker Corp | 1,930 | $207K | 0.0% | $107.25 * | $88.14 | +9.2% | COM | 863667101 |
| AME | Ametek Inc | 4,088 | $204K | 0.0% | $49.90 * | $51.22 | -8.6% | COM | 031100100 |
| — | Northstar Realty Fin 8.75% CUM | 8,711 | $202K | 0.0% | $23.19 | $23.19 | — | PFD | 66704r209 |
| STT | State Street Corp | 3,430 | $201K | 0.0% | $58.60 * | $46.16 | -4.3% | COM | 857477103 |
| — | Citigroup Inc Fix-to-Float Per | 200,000 | $196K | 0.0% | $0.98 | $0.98 | — | PFD | 172967GF2 |
| — | Sprott Resource Corp | 526,834 | $195K | 0.0% | $0.37 | $0.49 | — | COM | 85207d103 |
| — | Freeport McMoRan Inc-B | 17,340 | $179K | 0.0% | $10.32 | $27.83 | — | COM | 35671d857 |
| — | Violin Memory Inc | 335,000 | $175K | 0.0% | $0.52 | $0.52 | — | COM | 92763a101 |
| — | HP Inc | 12,946 | $159K | 0.0% | $12.28 | $25.60 | — | COM | 40434l105 |
| — | Ivanhoe Mines Ltd | 240,000 | $156K | 0.0% | $0.65 | $0.69 | — | COM | 46579r104 |
| — | iShares MSCI Singapore Index | 10,200 | $111K | 0.0% | $10.88 | $13.07 | — | COM | 464286673 |
| — | Sierra Vista Bank | 20,000 | $77,000 | 0.0% | $3.85 | $2.55 | — | COM | 82651b105 |
| CERS | Cerus Corp | 10,000 | $59,000 | 0.0% | $5.90 | $4.84 | +22.5% | COM | 157085101 |
| — | Eurasian Minerals Inc | 54,086 | $35,000 | 0.0% | $0.65 | $1.17 | — | COM | 29843r100 |
| TGB | Taseko Mines Ltd | 40,000 | $23,000 | 0.0% | $0.57 | $0.71 | -20.6% | COM | 876511106 |
| EDTXF | Spectral Medical Inc | 25,000 | $15,000 | 0.0% | $0.60 | $0.30 | +82.4% | COM | 847577103 |
| — | Silvercorp Metals Inc | 10,000 | $14,000 | 0.0% | $1.40 | $2.80 | — | COM | 82835p103 |
| — | Li & Fung Ltd | 10,000 | $6,000 | 0.0% | $0.60 | $0.90 | — | COM | g5485f169 |
| — | Integral Technologies Inc | 17,000 | $4,000 | 0.0% | $0.24 | $0.59 | — | COM | 45810j103 |
| — | Scandium International Mining | 23,400 | $3,000 | 0.0% | $0.13 | $0.09 | — | COM | 80600l109 |
| — | Amarillo Gold Corp | 13,000 | $2,000 | 0.0% | $0.15 | $0.06 | — | COM | 02301t108 |
| — | Global Brands Group Holding | 10,000 | $1,000 | 0.0% | $0.10 | $0.20 | — | COM | g39338101 |
| — | Encounter Technologies Inc | 62,000 | $0 | 0.0% | $0.00 | — | — | COM | 29259j303 |
| — | Voyant International Corp | 53,652 | $0 | 0.0% | $0.00 | — | — | COM | 92909w108 |
| — | Tri-Valley Corporation | 30,600 | $0 | 0.0% | $0.00 | — | — | COM | 895735108 |