Location: Glens Falls, NY
CIK: 0000717538 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Oct 28, 2019
Total Value: $482M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AROW | ARROW FINANCIAL CORPORATION | 1,434,873 | $47.91M | 9.9% | $14.08 | +74.1% | COMMON STOCK | 042744102 |
| VCSH | VANGUARD SHORT TERM CORP BOND | 308,142 | $24.98M | 5.2% | $81.02 | — | OTHER | 92206C409 |
| VNQ | VANGUARD REAL ESTATE ETF | 220,248 | $20.54M | 4.3% | $88.37 | — | OTHER | 922908553 |
| MSFT | MICROSOFT CORP | 114,899 | $15.97M | 3.3% | $32.59 | +298.6% | COMMON STOCK | 594918104 |
| AAPL | APPLE INC | 70,950 | $15.89M | 3.3% | $18.87 | +166.2% | COMMON STOCK | 037833100 |
| AGG | ISHARES CORE US AGGREGATE BOND | 126,719 | $14.34M | 3.0% | $108.00 | — | OTHER | 464287226 |
| V | VISA INC CL A | 79,267 | $13.63M | 2.8% | $56.53 | +201.3% | COMMON STOCK | 92826C839 |
| AMZN | AMAZON.COM INC | 7,854 | $13.63M | 2.8% | $14.65 | +532.7% | COMMON STOCK | 023135106 |
| IJH | ISHARES CORE S&P MID-CAP ETF | 58,067 | $11.22M | 2.3% | $182.66 | — | OTHER | 464287507 |
| GOOGL | ALPHABET INC CL A | 9,116 | $11.13M | 2.3% | $37.43 | +57.0% | COMMON STOCK | 02079K305 |
| SPY | SPDR S&P 500 ETF TRUST | 30,922 | $9.176M | 1.9% | $207.60 | — | OTHER | 78462F103 |
| IJR | ISHARES CORE S&P SMALL-CAP ETF | 112,176 | $8.731M | 1.8% | $81.17 | — | OTHER | 464287804 |
| JPM | JP MORGAN CHASE & CO | 66,032 | $7.772M | 1.6% | $39.90 | +138.3% | COMMON STOCK | 46625H100 |
| JNJ | JOHNSON & JOHNSON | 59,106 | $7.648M | 1.6% | $63.17 | +74.1% | COMMON STOCK | 478160104 |
| HD | HOME DEPOT INC | 29,523 | $6.849M | 1.4% | $88.54 | +111.3% | COMMON STOCK | 437076102 |
| NFLX | NETFLIX INC | 23,313 | $6.239M | 1.3% | $10.89 | +187.3% | COMMON STOCK | 64110L106 |
| PG | PROCTER & GAMBLE CO | 49,791 | $6.193M | 1.3% | $57.02 | +77.1% | COMMON STOCK | 742718109 |
| PEP | PEPSICO INC | 42,918 | $5.885M | 1.2% | $56.13 | +94.8% | COMMON STOCK | 713448108 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 27,566 | $5.735M | 1.2% | $113.24 | +81.9% | COMMON STOCK | 084670702 |
| META | FACEBOOK INC-A | 31,032 | $5.526M | 1.1% | $60.05 | +214.3% | COMMON STOCK | 30303M102 |
| MRK | MERCK & CO INC | 62,179 | $5.235M | 1.1% | $32.70 | +100.2% | COMMON STOCK | 58933Y105 |
| SYK | STRYKER CORPORATION | 23,918 | $5.173M | 1.1% | $111.54 | +79.5% | COMMON STOCK | 863667101 |
| ICE | INTERCONTINENTAL EXCHANGE GROU | 51,529 | $4.755M | 1.0% | $51.86 | +62.1% | COMMON STOCK | 45866F104 |
| PFE | PFIZER INC | 131,649 | $4.731M | 1.0% | $17.49 | +54.5% | COMMON STOCK | 717081103 |
| AMGN | AMGEN INC | 23,723 | $4.59M | 1.0% | $87.42 | +80.8% | COMMON STOCK | 031162100 |
| CRM | SALESFORCE.COM | 30,522 | $4.531M | 0.9% | $47.81 | +214.1% | COMMON STOCK | 79466L302 |
| BAC | BANK OF AMERICA CORP | 155,082 | $4.524M | 0.9% | $14.32 | +71.5% | COMMON STOCK | 060505104 |
| NYF | ISHARES NEW YORK MUNI BOND ETF | 77,845 | $4.454M | 0.9% | $77.86 | — | OTHER | 464288323 |
| DIS | DISNEY WALT CO NEW | 33,583 | $4.377M | 0.9% | $71.75 | +87.1% | COMMON STOCK | 254687106 |
| HON | HONEYWELL INTERNATIONAL INC | 25,579 | $4.328M | 0.9% | $55.03 | +153.2% | COMMON STOCK | 438516106 |
| ADBE | ADOBE INC | 15,249 | $4.213M | 0.9% | $240.08 | +21.6% | COMMON STOCK | 00724F101 |
| PYPL | PAYPAL HOLDINGS INC | 40,088 | $4.153M | 0.9% | $42.24 | +160.2% | COMMON STOCK | 70450Y103 |
| CVX | CHEVRON CORPORATION | 34,988 | $4.15M | 0.9% | $68.98 | +32.7% | COMMON STOCK | 166764100 |
| XOM | EXXONMOBIL CORP | 58,663 | $4.142M | 0.9% | $53.98 | -0.4% | COMMON STOCK | 30231G102 |
| TMO | THERMO FISHER SCIENTIFIC INC | 14,017 | $4.083M | 0.8% | $198.20 | +42.1% | COMMON STOCK | 883556102 |
| — | BLACKROCK INC CL A | 8,722 | $3.887M | 0.8% | $346.11 | — | COMMON STOCK | 09247X101 |
| WMT | WALMART INC | 31,160 | $3.697M | 0.8% | $20.83 | +65.4% | COMMON STOCK | 931142103 |
| UNH | UNITEDHEALTH GROUP INC | 16,652 | $3.619M | 0.8% | $72.36 | +200.1% | COMMON STOCK | 91324P102 |
| VZ | VERIZON COMMUNICATIONS | 57,534 | $3.473M | 0.7% | $31.19 | +29.7% | COMMON STOCK | 92343V104 |
| PSX | PHILLIPS 66 | 32,514 | $3.329M | 0.7% | $48.57 | +59.1% | COMMON STOCK | 718546104 |
| CSCO | CISCO SYSTEMS INC | 62,846 | $3.105M | 0.6% | $35.43 | +20.8% | COMMON STOCK | 17275R102 |
| ORCL | ORACLE CORPORATION | 56,262 | $3.097M | 0.6% | $29.61 | +70.1% | COMMON STOCK | 68389X105 |
| — | UNITED TECHNOLOGIES CORP | 22,544 | $3.078M | 0.6% | $102.50 | — | COMMON STOCK | 913017109 |
| MAS | MASCO CORP | 73,676 | $3.071M | 0.6% | $16.72 | +115.8% | COMMON STOCK | 574599106 |
| DPZ | DOMINOS PIZZA INC | 12,500 | $3.057M | 0.6% | $109.44 | +109.7% | COMMON STOCK | 25754A201 |
| COST | COSTCO WHOLESALE CORP | 10,326 | $2.976M | 0.6% | $120.75 | +112.3% | COMMON STOCK | 22160K105 |
| UNP | UNION PAC CORP | 17,810 | $2.886M | 0.6% | $85.32 | +70.9% | COMMON STOCK | 907818108 |
| INTC | INTEL CORP | 55,227 | $2.846M | 0.6% | $19.51 | +120.5% | COMMON STOCK | 458140100 |
| TJX | TJX COS INC | 46,876 | $2.613M | 0.5% | $40.18 | +24.7% | COMMON STOCK | 872540109 |
| MS | MORGAN STANLEY | 60,224 | $2.569M | 0.5% | $20.97 | +67.0% | COMMON STOCK | 617446448 |
| SBUX | STARBUCKS CORP | 27,758 | $2.454M | 0.5% | $37.40 | +115.6% | COMMON STOCK | 855244109 |
| ABT | ABBOTT LABS | 26,208 | $2.193M | 0.5% | $42.55 | +78.8% | COMMON STOCK | 002824100 |
| IGSB | ISHARES SHORT-TERM CORP BOND E | 39,194 | $2.103M | 0.4% | $78.72 | — | OTHER | 464288646 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 25,980 | $2.092M | 0.4% | $44.46 | — | OTHER | 81369Y803 |
| LUV | SOUTHWEST AIRLINES CO | 38,612 | $2.085M | 0.4% | $25.60 | +88.4% | COMMON STOCK | 844741108 |
| NKE | NIKE INC-CLASS B | 21,818 | $2.049M | 0.4% | $57.03 | +38.1% | COMMON STOCK | 654106103 |
| GOOG | ALPHABET INC CL C | 1,635 | $1.993M | 0.4% | $43.50 | +35.0% | COMMON STOCK | 02079K107 |
| NEE | NEXTERA ENERGY INC | 8,436 | $1.966M | 0.4% | $20.67 | +123.7% | COMMON STOCK | 65339F101 |
| ECL | ECOLAB INC | 9,878 | $1.955M | 0.4% | $103.56 | +80.7% | COMMON STOCK | 278865100 |
| MCD | MCDONALDS CORP | 9,076 | $1.949M | 0.4% | $98.60 | +87.4% | COMMON STOCK | 580135101 |
| KO | COCA COLA CO | 35,410 | $1.928M | 0.4% | $29.50 | +49.0% | COMMON STOCK | 191216100 |
| USB | US BANCORP NEW | 34,020 | $1.883M | 0.4% | $26.19 | +57.1% | COMMON STOCK | 902973304 |
| SHW | SHERWIN WILLIAMS CO | 3,382 | $1.86M | 0.4% | $103.36 | +55.6% | COMMON STOCK | 824348106 |
| BA | BOEING CO | 4,854 | $1.846M | 0.4% | $245.99 | +43.2% | COMMON STOCK | 097023105 |
| MDT | MEDTRONIC PLC | 16,884 | $1.834M | 0.4% | $70.47 | +24.2% | COMMON STOCK | G5960L103 |
| FDX | FEDEX CORPORATION | 11,596 | $1.688M | 0.4% | $110.79 | +29.3% | COMMON STOCK | 31428X106 |
| BMY | BRISTOL MYERS SQUIBB CO | 33,226 | $1.685M | 0.3% | $34.62 | +6.2% | COMMON STOCK | 110122108 |
| STZ | CONSTELLATION BRANDS INC | 8,104 | $1.679M | 0.3% | $149.46 | +21.0% | COMMON STOCK | 21036P108 |
| VMC | VULCAN MATERIALS CO | 10,832 | $1.638M | 0.3% | $79.36 | +68.4% | COMMON STOCK | 929160109 |
| COF | CAPITAL ONE FINANCIAL CORP | 16,738 | $1.523M | 0.3% | $58.54 | +37.7% | COMMON STOCK | 14040H105 |
| DLTR | DOLLAR TREE INC | 13,190 | $1.506M | 0.3% | $70.12 | +49.2% | COMMON STOCK | 256746108 |
| PAYX | PAYCHEX INC | 18,039 | $1.493M | 0.3% | $41.46 | +66.8% | COMMON STOCK | 704326107 |
| UPS | UNITED PARCEL SERVICE CL B | 12,132 | $1.453M | 0.3% | $56.96 | +56.1% | COMMON STOCK | 911312106 |
| IBM | INTL. BUSINESS MACHINES CORP | 9,851 | $1.433M | 0.3% | $118.94 | -13.8% | COMMON STOCK | 459200101 |
| VLO | VALERO ENERGY CORP | 16,739 | $1.427M | 0.3% | $64.21 | -2.7% | COMMON STOCK | 91913Y100 |
| MA | MASTERCARD INC CL A | 5,172 | $1.404M | 0.3% | $145.82 | +82.5% | COMMON STOCK | 57636Q104 |
| — | CELGENE CORP | 13,997 | $1.39M | 0.3% | $104.74 | — | COMMON STOCK | 151020104 |
| GD | GENERAL DYNAMICS CORP | 7,526 | $1.375M | 0.3% | $144.17 | +11.3% | COMMON STOCK | 369550108 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 14,907 | $1.343M | 0.3% | $65.12 | — | OTHER | 81369Y209 |
| QCOM | QUALCOMM INC | 17,007 | $1.297M | 0.3% | $61.48 | +5.7% | COMMON STOCK | 747525103 |
| SPYV | SPDR PORTFOLIO S&P 500 VALUE E | 40,355 | $1.29M | 0.3% | $30.33 | — | OTHER | 78464A508 |
| LOW | LOWES COS INC | 11,698 | $1.286M | 0.3% | $64.05 | +46.8% | COMMON STOCK | 548661107 |
| BKNG | BOOKING HOLDINGS INC | 614 | $1.205M | 0.3% | $1933.58 | -1.5% | COMMON STOCK | 09857L108 |
| XLF | FINANCIAL SELECT SECTOR SPDR F | 42,123 | $1.18M | 0.2% | $21.92 | — | OTHER | 81369Y605 |
| MMM | 3M CO | 7,136 | $1.174M | 0.2% | $90.07 | +22.8% | COMMON STOCK | 88579Y101 |
| LMT | LOCKHEED MARTIN CORP | 2,974 | $1.16M | 0.2% | $255.04 | +24.1% | COMMON STOCK | 539830109 |
| GS | GOLDMAN SACHS GROUP INC | 5,489 | $1.138M | 0.2% | $128.73 | +39.5% | COMMON STOCK | 38141G104 |
| XLB | MATERIALS SELECT SECTOR SPDR F | 18,628 | $1.084M | 0.2% | $50.68 | — | OTHER | 81369Y100 |
| XLY | CONS DISC SELECT SECTOR SPDR F | 8,774 | $1.06M | 0.2% | $72.89 | — | OTHER | 81369Y407 |
| ADP | AUTOMATIC DATA PROCESSING INC | 6,350 | $1.025M | 0.2% | $45.09 | +219.3% | COMMON STOCK | 053015103 |
| T | AT&T INC | 26,057 | $985K | 0.2% | $13.71 | +24.0% | COMMON STOCK | 00206R102 |
| MNST | MONSTER BEVERAGE CORP | 16,756 | $973K | 0.2% | $23.00 | +31.7% | COMMON STOCK | 61174X109 |
| IFF | INTERNATIONAL FLAVORS & FRAGRA | 7,891 | $968K | 0.2% | $73.35 | +46.4% | COMMON STOCK | 459506101 |
| DHR | DANAHER CORP | 6,562 | $948K | 0.2% | $69.41 | +75.4% | COMMON STOCK | 235851102 |
| — | ACTIVISION BLIZZARD INC | 17,520 | $927K | 0.2% | $42.95 | — | COMMON STOCK | 00507V109 |
| CL | COLGATE PALMOLIVE CO | 12,572 | $924K | 0.2% | $44.38 | +40.9% | COMMON STOCK | 194162103 |
| IWR | ISHARES RUSSELL MIDCAP ETF | 16,459 | $921K | 0.2% | $83.45 | — | OTHER | 464287499 |
| TROW | T ROWE PRICE GROUP INC | 7,556 | $864K | 0.2% | $48.87 | +75.5% | COMMON STOCK | 74144T108 |
| SYY | SYSCO CORP | 10,771 | $855K | 0.2% | $59.12 | +4.5% | COMMON STOCK | 871829107 |
| CMI | CUMMINS INC | 5,182 | $843K | 0.2% | $107.58 | +26.5% | COMMON STOCK | 231021106 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 10,688 | $829K | 0.2% | $53.99 | — | OTHER | 81369Y704 |
| — | TWITTER INC | 20,035 | $825K | 0.2% | $32.59 | — | COMMON STOCK | 90184L102 |
| MAR | MARRIOTT INTERNATIONAL INC | 6,561 | $817K | 0.2% | $74.58 | +69.9% | COMMON STOCK | 571903202 |
| TXN | TEXAS INSTRUMENTS INC | 6,265 | $809K | 0.2% | $81.59 | +26.1% | COMMON STOCK | 882508104 |
| MUB | ISHARES NATIONAL MUNI BOND ETF | 6,919 | $789K | 0.2% | $111.23 | — | OTHER | 464288414 |
| D | DOMINION ENERGY INC | 9,641 | $782K | 0.2% | $44.24 | +32.0% | COMMON STOCK | 25746U109 |
| ABBV | ABBVIE INC | 9,471 | $717K | 0.1% | $56.51 | -6.9% | COMMON STOCK | 00287Y109 |
| APD | AIR PRODUCTS & CHEMICALS INC | 3,175 | $704K | 0.1% | $141.68 | +35.9% | COMMON STOCK | 009158106 |
| — | RAYTHEON COMPANY | 3,519 | $691K | 0.1% | $188.33 | — | COMMON STOCK | 755111507 |
| XLC | COMM. SERV. SELECT SECTOR SPDR | 13,759 | $681K | 0.1% | $49.22 | — | OTHER | 81369Y852 |
| PM | PHILIP MORRIS INTERNATIONAL | 8,873 | $674K | 0.1% | $49.98 | +13.5% | COMMON STOCK | 718172109 |
| GILD | GILEAD SCIENCES INC | 9,856 | $625K | 0.1% | $51.90 | -1.8% | COMMON STOCK | 375558103 |
| XLU | UTILITIES SELECT SECTOR SPDR F | 9,358 | $606K | 0.1% | $48.56 | — | OTHER | 81369Y886 |
| LLY | LILLY ELI & CO | 5,345 | $598K | 0.1% | $61.52 | +67.0% | COMMON STOCK | 532457108 |
| XLP | CONS STAPLES SELECT SECT SPDR | 9,608 | $591K | 0.1% | $50.55 | — | OTHER | 81369Y308 |
| AXP | AMERICAN EXPRESS CO | 4,895 | $578K | 0.1% | $60.10 | +87.3% | COMMON STOCK | 025816109 |
| WFC | WELLS FARGO & CO | 11,346 | $572K | 0.1% | $30.85 | +29.0% | COMMON STOCK | 949746101 |
| EMR | EMERSON ELEC CO | 8,323 | $556K | 0.1% | $40.39 | +34.6% | COMMON STOCK | 291011104 |
| GIS | GENERAL MLS INC | 9,896 | $546K | 0.1% | $36.68 | +18.3% | COMMON STOCK | 370334104 |
| CHKP | CHECK POINT SOFTWARE TECH LTD | 4,806 | $527K | 0.1% | $82.01 | +36.0% | COMMON STOCK | M22465104 |
| FISV | FISERV INC | 4,855 | $503K | 0.1% | $51.40 | +98.6% | COMMON STOCK | 337738108 |
| COP | CONOCOPHILLIPS | 8,084 | $461K | 0.1% | $41.79 | +8.4% | COMMON STOCK | 20825C104 |
| EOG | EOG RES INC | 5,960 | $443K | 0.1% | $69.91 | -12.0% | COMMON STOCK | 26875P101 |
| AWK | AMERICAN WATER WORKS CO INC | 3,454 | $429K | 0.1% | $95.81 | +11.7% | COMMON STOCK | 030420103 |
| DUK | DUKE ENERGY CORP | 4,433 | $425K | 0.1% | $60.20 | +17.2% | COMMON STOCK | 26441C204 |
| YUM | YUM! BRANDS INC | 3,620 | $410K | 0.1% | $88.33 | +14.9% | COMMON STOCK | 988498101 |
| NVDA | NVIDIA CORP | 2,287 | $398K | 0.1% | $4.39 | -4.7% | COMMON STOCK | 67066G104 |
| PRU | PRUDENTIAL FINL INC | 4,432 | $398K | 0.1% | $41.66 | +57.8% | COMMON STOCK | 744320102 |
| CAT | CATERPILLAR INC | 3,145 | $397K | 0.1% | $98.62 | +12.6% | COMMON STOCK | 149123101 |
| MO | ALTRIA GROUP INC | 9,492 | $388K | 0.1% | $17.77 | +55.4% | COMMON STOCK | 02209S103 |
| FTV | FORTIVE CORP | 5,627 | $386K | 0.1% | $46.11 | -2.7% | COMMON STOCK | 34959J108 |
| LNT | ALLIANT CORP | 7,100 | $383K | 0.1% | $36.74 | +14.5% | COMMON STOCK | 018802108 |
| SPG | SIMON PROPERTY GROUP INC REIT | 2,395 | $373K | 0.1% | $109.85 | -0.8% | COMMON STOCK | 828806109 |
| ZTS | ZOETIS INC | 2,900 | $361K | 0.1% | $79.99 | +43.2% | COMMON STOCK | 98978V103 |
| VOT | VANGUARD MID-CAP GROWTH ETF | 2,375 | $352K | 0.1% | $130.01 | — | OTHER | 922908538 |
| CVS | CVS HEALTH CORP | 5,437 | $343K | 0.1% | $50.89 | -4.9% | COMMON STOCK | 126650100 |
| SO | SOUTHERN COMPANY | 5,501 | $340K | 0.1% | $36.52 | +24.0% | COMMON STOCK | 842587107 |
| AMT | AMERICAN TOWER CORP REIT | 1,522 | $337K | 0.1% | $150.75 | +21.6% | COMMON STOCK | 03027X100 |
| TRV | TRAVELERS COMPANIES INC | 2,237 | $333K | 0.1% | $128.18 | +1.1% | COMMON STOCK | 89417E109 |
| XLE | ENERGY SELECT SECTOR SPDR FUND | 5,589 | $331K | 0.1% | $74.02 | — | OTHER | 81369Y506 |
| BAX | BAXTER INTL INC | 3,740 | $327K | 0.1% | $33.28 | +126.9% | COMMON STOCK | 071813109 |
| SPYG | SPDR PORTFOLIO S&P 500 GROWTH | 8,192 | $319K | 0.1% | $53.21 | — | OTHER | 78464A409 |
| IVE | ISHARES S&P 500 VALUE ETF | 2,644 | $315K | 0.1% | $108.91 | — | OTHER | 464287408 |
| OXY | OCCIDENTAL PETE CORP | 6,985 | $310K | 0.1% | $54.83 | -23.9% | COMMON STOCK | 674599105 |
| ZBH | ZIMMER BIOMET HOLDINGS INC | 2,222 | $304K | 0.1% | $74.99 | +63.5% | COMMON STOCK | 98956P102 |
| IWM | ISHARES RUSSELL 2000 ETF | 1,986 | $301K | 0.1% | $154.85 | — | OTHER | 464287655 |
| DD | DUPONT DE NEMOURS INC | 4,174 | $298K | 0.1% | $27.24 | -4.9% | COMMON STOCK | 26614N102 |
| — | CERNER CORP | 4,316 | $294K | 0.1% | $60.32 | — | COMMON STOCK | 156782104 |
| EQR | EQUITY RESIDENTIAL REIT | 3,350 | $289K | 0.1% | $56.29 | +13.7% | COMMON STOCK | 29476L107 |
| — | GENERAL ELECTRIC CORP | 31,700 | $283K | 0.1% | $22.33 | — | COMMON STOCK | 369604103 |
| BK | BANK OF NEW YORK MELLON CORP | 5,955 | $270K | 0.1% | $21.40 | +72.9% | COMMON STOCK | 064058100 |
| SHY | ISHARES BARCLAYS 1-3 YEAR TR E | 3,126 | $265K | 0.1% | $84.41 | — | OTHER | 464287457 |
| CMCSA | COMCAST CORP-CL A | 5,505 | $248K | 0.1% | $29.04 | +29.1% | COMMON STOCK | 20030N101 |
| WMB | WILLIAMS COS INC | 10,023 | $242K | 0.1% | $18.05 | -2.3% | COMMON STOCK | 969457100 |
| TGT | TARGET CORP | 2,247 | $240K | 0.0% | $60.02 | +33.9% | COMMON STOCK | 87612E106 |
| — | JACOBS ENGINEERING GROUP INC | 2,615 | $240K | 0.0% | $55.65 | — | COMMON STOCK | 469814107 |
| VO | VANGUARD MID-CAP ETF | 1,408 | $236K | 0.0% | $154.39 | — | OTHER | 922908629 |
| TD | TORONTO DOMINION BANK | 4,016 | $234K | 0.0% | $44.25 | +28.5% | COMMON STOCK | 891160509 |
| INTU | INTUIT INC | 810 | $215K | 0.0% | $89.42 | +195.2% | COMMON STOCK | 461202103 |
| — | ALLERGAN PLC | 1,215 | $205K | 0.0% | $285.14 | — | COMMON STOCK | G0177J108 |
| DOW | DOW INC | 4,255 | $202K | 0.0% | $36.37 | -10.0% | COMMON STOCK | 260557103 |
| MDYG | SPDR S&P 400 MID CAP GROWTH ET | 3,750 | $201K | 0.0% | $73.52 | — | OTHER | 78464A821 |
| NSC | NORFOLK SOUTHERN CORP | 1,080 | $194K | 0.0% | $58.02 | +178.4% | COMMON STOCK | 655844108 |
| HSY | THE HERSHEY COMPANY | 1,200 | $186K | 0.0% | $78.49 | +65.9% | COMMON STOCK | 427866108 |
| SRE | SEMPRA ENERGY | 1,260 | $186K | 0.0% | $35.20 | +61.5% | COMMON STOCK | 816851109 |
| — | BB&T CORPORATION | 3,490 | $186K | 0.0% | $38.12 | — | COMMON STOCK | 054937107 |
| AAXJ | ISHARES MSCI ALL COUNTRY ASIA | 2,776 | $184K | 0.0% | $67.83 | — | OTHER | 464288182 |
| AIG | AMERICAN INTERNATIONAL GROUP | 2,800 | $156K | 0.0% | $40.92 | +14.3% | COMMON STOCK | 026874784 |
| XBI | SPDR S&P BIOTECH ETF | 1,960 | $150K | 0.0% | $79.19 | — | OTHER | 78464A870 |
| IWO | ISHARES RUSSELL 2000 GROWTH ET | 775 | $149K | 0.0% | $190.32 | — | OTHER | 464287648 |
| BDX | BECTON DICKINSON | 585 | $148K | 0.0% | $139.72 | +60.0% | COMMON STOCK | 075887109 |
| SLB | SCHLUMBERGER LTD | 4,058 | $139K | 0.0% | $56.01 | -44.7% | COMMON STOCK | 806857108 |
| AMAT | APPLIED MATERIALS INC | 2,725 | $136K | 0.0% | $14.73 | +207.8% | COMMON STOCK | 038222105 |
| CLX | CLOROX COMPANY | 892 | $135K | 0.0% | $76.94 | +70.1% | COMMON STOCK | 189054109 |
| FNF | FNF GROUP | 3,000 | $133K | 0.0% | $12.73 | +146.1% | COMMON STOCK | 31620R303 |
| XTL | SPDR S&P TELECOM ETF | 1,983 | $133K | 0.0% | $69.81 | — | OTHER | 78464A540 |
| CME | CME GROUP INC | 575 | $122K | 0.0% | $129.45 | +26.9% | COMMON STOCK | 12572Q105 |
| ALL | ALLSTATE CORP | 1,106 | $120K | 0.0% | $66.31 | +35.2% | COMMON STOCK | 020002101 |
| ETN | EATON CORP PLC | 1,404 | $117K | 0.0% | $53.06 | +35.9% | COMMON STOCK | G29183103 |
| ITW | ILLINOIS TOOL WKS INC | 730 | $115K | 0.0% | $65.28 | +99.4% | COMMON STOCK | 452308109 |
| AVB | AVALONBAY COMMUNITIES INC REIT | 530 | $114K | 0.0% | $158.45 | +5.5% | COMMON STOCK | 053484101 |
| MKC | MCCORMICK & CO INC | 720 | $113K | 0.0% | $56.57 | +25.4% | COMMON STOCK | 579780206 |
| ES | EVERSOURCE ENERGY | 1,275 | $109K | 0.0% | $63.14 | 0.0% | COMMON STOCK | 30040W108 |
| ISRG | INTUITIVE SURGICAL INC | 200 | $108K | 0.0% | $177.57 | -2.6% | COMMON STOCK | 46120E602 |
| MET | METLIFE INC | 2,299 | $108K | 0.0% | $30.67 | +25.5% | COMMON STOCK | 59156R108 |
| DE | DEERE & CO | 585 | $99,000 | 0.0% | $77.00 | +89.6% | COMMON STOCK | 244199105 |
| BXP | BOSTON PROPERTIES INC REIT | 750 | $97,000 | 0.0% | $97.54 | -2.6% | COMMON STOCK | 101121101 |
| EXC | EXELON CORP | 2,000 | $97,000 | 0.0% | $27.93 | -4.1% | COMMON STOCK | 30161N101 |
| STT | STATE STREET CORP | 1,611 | $96,000 | 0.0% | $70.72 | -36.4% | COMMON STOCK | 857477103 |
| — | KELLOGG CO | 1,495 | $96,000 | 0.0% | $39.09 | +16.0% | COMMON STOCK | 487836108 |
| HE | HAWAIIAN ELECTRIC INDUSTRIES I | 2,070 | $94,000 | 0.0% | $35.18 | +26.4% | COMMON STOCK | 419870100 |
| IP | INTERNATIONAL PAPER CO | 2,216 | $93,000 | 0.0% | $28.58 | +2.7% | COMMON STOCK | 460146103 |
| VUG | VANGUARD GROWTH ETF | 556 | $92,000 | 0.0% | $161.87 | — | OTHER | 922908736 |
| CAH | CARDINAL HEALTH INC | 1,950 | $92,000 | 0.0% | $32.88 | +16.1% | COMMON STOCK | 14149Y108 |
| F | FORD MOTOR CO DEL | 9,300 | $85,000 | 0.0% | $7.14 | -2.6% | COMMON STOCK | 345370860 |
| SDOG | ALPS SECTOR DIVIDEND DOGS ETF | 1,885 | $83,000 | 0.0% | $45.86 | — | OTHER | 00162Q858 |
| BP | BP PLC SPONS ADR | 2,122 | $81,000 | 0.0% | $36.92 | — | COMMON STOCK | 055622104 |
| — | DUNKIN BRANDS GROUP INC | 930 | $74,000 | 0.0% | $66.56 | — | COMMON STOCK | 265504100 |
| WY | WEYERHAEUSER CO REIT | 2,591 | $72,000 | 0.0% | $24.87 | -17.5% | COMMON STOCK | 962166104 |
| KAI | KADANT INC | 809 | $71,000 | 0.0% | $25.19 | +227.3% | COMMON STOCK | 48282T104 |
| EEM | ISHARES MSCI EMERGING MKT ETF | 1,735 | $71,000 | 0.0% | $37.70 | — | OTHER | 464287234 |
| ED | CONSOLIDATED EDISON INC | 739 | $70,000 | 0.0% | $40.43 | +74.4% | COMMON STOCK | 209115104 |
| DGX | QUEST DIAGNOSTICS INC | 650 | $70,000 | 0.0% | $46.22 | +95.9% | COMMON STOCK | 74834L100 |
| CTVA | CORTEVA INC | 2,382 | $67,000 | 0.0% | $25.02 | +6.6% | COMMON STOCK | 22052L104 |
| PKG | PACKAGING CORP OF AMERICA | 625 | $66,000 | 0.0% | $34.65 | +140.7% | COMMON STOCK | 695156109 |
| — | BLACK KNIGHT INC | 918 | $56,000 | 0.0% | $44.66 | — | COMMON STOCK | 09215C105 |
| KKR | KKR & CO INC CL A | 2,100 | $56,000 | 0.0% | $21.08 | +17.1% | COMMON STOCK | 48251W104 |
| PPG | PPG INDUSTRIES INC | 476 | $56,000 | 0.0% | $88.53 | +15.0% | COMMON STOCK | 693506107 |
| DTE | DTE ENERGY CO | 415 | $55,000 | 0.0% | $40.31 | +120.7% | COMMON STOCK | 233331107 |
| VRTX | VERTEX PHARMACEUTICALS INC | 320 | $54,000 | 0.0% | $130.09 | +36.0% | COMMON STOCK | 92532F100 |
| — | LINDE PLC | 275 | $53,000 | 0.0% | $156.36 | — | COMMON STOCK | G5494J103 |
| CCL | CARNIVAL CORP | 1,200 | $52,000 | 0.0% | $28.49 | +57.3% | COMMON STOCK | 143658300 |
| AEP | AMERICAN ELEC PWR INC | 555 | $52,000 | 0.0% | $39.90 | +81.6% | COMMON STOCK | 025537101 |
| MCHP | MICROCHIP TECHNOLOGY INC | 550 | $51,000 | 0.0% | $19.24 | +108.9% | COMMON STOCK | 595017104 |
| GWW | GRAINGER W W INC | 170 | $51,000 | 0.0% | $219.67 | +16.8% | COMMON STOCK | 384802104 |
| ACN | ACCENTURE PLC CL A | 260 | $50,000 | 0.0% | $110.92 | +59.1% | COMMON STOCK | G1151C101 |
| — | AQUA AMERICA INC | 1,082 | $49,000 | 0.0% | $29.37 | — | COMMON STOCK | 03836W103 |
| BX | BLACKSTONE GROUP INC CL A | 1,008 | $49,000 | 0.0% | $39.22 | 0.0% | COMMON STOCK | 09260D107 |
| — | ANTARES PHARMA INC | 14,000 | $47,000 | 0.0% | $3.36 | — | COMMON STOCK | 036642106 |
| VOO | VANGUARD S&P 500 ETF | 173 | $47,000 | 0.0% | $248.55 | — | OTHER | 922908363 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 828 | $46,000 | 0.0% | $35.10 | +33.0% | COMMON STOCK | 609207105 |
| ROST | ROSS STORES INC | 420 | $46,000 | 0.0% | $43.44 | +128.0% | COMMON STOCK | 778296103 |
| ENB | ENBRIDGE INCORPORATED | 1,300 | $46,000 | 0.0% | $23.49 | -3.6% | COMMON STOCK | 29250N105 |
| SCHW | CHARLES SCHWAB CORP | 1,070 | $45,000 | 0.0% | $48.39 | -23.7% | COMMON STOCK | 808513105 |
| KIE | SPDR S&P INSURANCE ETF | 1,260 | $44,000 | 0.0% | $41.27 | — | OTHER | 78464A789 |
| ADI | ANALOG DEVICES INC | 385 | $43,000 | 0.0% | $53.31 | +89.2% | COMMON STOCK | 032654105 |
| ROP | ROPER TECHNOLOGIES INC | 120 | $43,000 | 0.0% | $147.28 | +137.4% | COMMON STOCK | 776696106 |
| PNC | PNC FINANCIAL SERVICES GROUP I | 309 | $43,000 | 0.0% | $117.06 | -8.0% | COMMON STOCK | 693475105 |
| TSLA | TESLA INC | 173 | $42,000 | 0.0% | $15.07 | +3.9% | COMMON STOCK | 88160R101 |
| BSX | BOSTON SCIENTIFIC CORP | 1,000 | $41,000 | 0.0% | $38.20 | +10.9% | COMMON STOCK | 101137107 |
| AAL | AMERICAN AIRLINES GROUP INC | 1,488 | $40,000 | 0.0% | $43.10 | -32.7% | COMMON STOCK | 02376R102 |
| FE | FIRSTENERGY CORP | 801 | $39,000 | 0.0% | $23.22 | +50.0% | COMMON STOCK | 337932107 |
| KMB | KIMBERLY CLARK CORP | 270 | $38,000 | 0.0% | $72.04 | +52.3% | COMMON STOCK | 494368103 |
| — | DISCOVER FINL SVCS | 466 | $38,000 | 0.0% | $71.80 | — | COMMON STOCK | 254709108 |
| WEC | WEC ENERGY GROUP INC | 400 | $38,000 | 0.0% | $44.82 | +64.0% | COMMON STOCK | 92939U106 |
| GLW | CORNING INC | 1,300 | $37,000 | 0.0% | $20.45 | +22.2% | COMMON STOCK | 219350105 |
| C | CITIGROUP INC | 500 | $35,000 | 0.0% | $53.53 | +1.2% | COMMON STOCK | 172967424 |
| — | INGERSOLL-RAND PLC | 286 | $35,000 | 0.0% | $106.75 | — | COMMON STOCK | G47791101 |
| ASH | ASHLAND GLOBAL HOLDINGS INC | 460 | $35,000 | 0.0% | $63.18 | +7.5% | COMMON STOCK | 044186104 |
| IAT | ISHARES US REGIONAL BANKS ETF | 735 | $34,000 | 0.0% | $35.37 | — | OTHER | 464288778 |
| DLR | DIGITAL REALTY TRUST INC REIT | 255 | $33,000 | 0.0% | $50.41 | +93.4% | COMMON STOCK | 253868103 |
| MDY | SPDR S&P MIDCAP 400 ETF TRUST | 88 | $31,000 | 0.0% | $244.26 | — | OTHER | 78467Y107 |
| — | VIACOM INC-B | 1,302 | $31,000 | 0.0% | $70.66 | — | COMMON STOCK | 92553P201 |
| RIO | RIO TINTO PLC SPONS ADR | 550 | $29,000 | 0.0% | $61.82 | — | COMMON STOCK | 767204100 |
| — | ALEXION PHARMACEUTICALS INC | 300 | $29,000 | 0.0% | $138.51 | — | COMMON STOCK | 015351109 |
| — | GABELLI DIVIDEND & INCOME TRUS | 1,350 | $29,000 | 0.0% | $19.26 | — | OTHER | 36242H104 |
| BBH | VANECK VECTORS BIOTECH ETF | 250 | $29,000 | 0.0% | $104.00 | — | OTHER | 92189F726 |
| ITA | ISHARES U.S. AEROSPACE & DEF | 120 | $27,000 | 0.0% | $188.57 | — | OTHER | 464288760 |
| — | PATTERN ENERGY GROUP INC | 1,000 | $27,000 | 0.0% | $22.00 | — | COMMON STOCK | 70338P100 |
| CNNE | CANNAE HOLDINGS INC | 998 | $27,000 | 0.0% | $16.42 | +65.1% | COMMON STOCK | 13765N107 |
| EIX | EDISON INTERNATIONAL | 350 | $26,000 | 0.0% | $38.77 | +39.8% | COMMON STOCK | 281020107 |
| IDU | ISHARES US UTILITIES ETF | 160 | $26,000 | 0.0% | $134.38 | — | OTHER | 464287697 |
| TMP | TOMPKINS FINANCIAL CORPORATION | 300 | $24,000 | 0.0% | $31.71 | +100.8% | COMMON STOCK | 890110109 |
| NOC | NORTHROP GRUMMAN CORPORATION | 65 | $24,000 | 0.0% | $155.35 | +105.1% | COMMON STOCK | 666807102 |
| PH | PARKER HANNIFIN CORP | 125 | $23,000 | 0.0% | $142.37 | +8.9% | COMMON STOCK | 701094104 |
| YUMC | YUM CHINA HOLDINGS INC | 500 | $23,000 | 0.0% | $26.68 | +67.4% | COMMON STOCK | 98850P109 |
| UAA | UNDER ARMOUR INC-CLASS A | 1,092 | $22,000 | 0.0% | $24.29 | -9.2% | COMMON STOCK | 904311107 |
| NBTB | NBT BANCORP INC COM | 565 | $21,000 | 0.0% | $26.95 | +35.9% | COMMON STOCK | 628778102 |
| AOS | SMITH A O CORPORATION | 450 | $21,000 | 0.0% | $30.80 | +33.5% | COMMON STOCK | 831865209 |
| GPC | GENUINE PARTS CO | 210 | $21,000 | 0.0% | $69.27 | +15.2% | COMMON STOCK | 372460105 |
| DG | DOLLAR GENERAL CORP | 122 | $19,000 | 0.0% | $76.16 | +74.3% | COMMON STOCK | 256677105 |
| XYZ | SQUARE INC CL A | 300 | $19,000 | 0.0% | $70.61 | -3.8% | COMMON STOCK | 852234103 |
| EFA | ISHARES MSCI EAFE ETF | 281 | $18,000 | 0.0% | $63.43 | — | OTHER | 464287465 |
| JKHY | JACK HENRY & ASSOC INC | 120 | $18,000 | 0.0% | $50.60 | +159.4% | COMMON STOCK | 426281101 |
| EBAY | EBAY INC | 400 | $16,000 | 0.0% | $20.07 | +79.4% | COMMON STOCK | 278642103 |
| HAL | HALLIBURTON CO | 830 | $16,000 | 0.0% | $36.28 | -49.7% | COMMON STOCK | 406216101 |
| FDS | FACTSET RESEARCH SYSTEM INC | 60 | $15,000 | 0.0% | $109.64 | +137.9% | COMMON STOCK | 303075105 |
| HUM | HUMANA INC | 60 | $15,000 | 0.0% | $228.34 | +16.1% | COMMON STOCK | 444859102 |
| — | LEXINGTON REALTY TRUST REIT | 1,500 | $15,000 | 0.0% | $9.33 | — | COMMON STOCK | 529043101 |
| ADSK | AUTODESK INC | 100 | $15,000 | 0.0% | $149.48 | +4.1% | COMMON STOCK | 052769106 |
| KEY | KEYCORP | 812 | $14,000 | 0.0% | $9.16 | +38.5% | COMMON STOCK | 493267108 |
| GLD | SPDR GOLD TRUST | 100 | $14,000 | 0.0% | $124.87 | — | OTHER | 78463V107 |
| — | CONNECTICUT WATER SVC INC | 200 | $14,000 | 0.0% | $44.81 | — | COMMON STOCK | 207797101 |
| — | WORLD WRESTLING ENTERTAINMENT | 200 | $14,000 | 0.0% | $95.00 | — | COMMON STOCK | 98156Q108 |
| WYNN | WYNN RESORTS LTD | 125 | $14,000 | 0.0% | $75.76 | +49.4% | COMMON STOCK | 983134107 |
| VVV | VALVOLINE INC | 625 | $14,000 | 0.0% | $23.79 | -9.8% | COMMON STOCK | 92047W101 |
| — | TWO HARBORS INVESTMENT CORP RE | 936 | $12,000 | 0.0% | $12.82 | — | COMMON STOCK | 90187B408 |
| CSX | CSX CORP | 180 | $12,000 | 0.0% | $8.57 | +149.2% | COMMON STOCK | 126408103 |
| TIP | ISHARES BARCLAYS TIPS BOND ETF | 100 | $12,000 | 0.0% | $112.50 | — | OTHER | 464287176 |
| SPOT | SPOTIFY TECHNOLOGY SA | 100 | $11,000 | 0.0% | $159.90 | -11.7% | COMMON STOCK | L8681T102 |
| SHOP | SHOPIFY INC CL A | 36 | $11,000 | 0.0% | $13.42 | +155.1% | COMMON STOCK | 82509L107 |
| MDU | MDU RESOURCES GROUP INC | 400 | $11,000 | 0.0% | $5.79 | +45.8% | COMMON STOCK | 552690109 |
| ROKU | ROKU INC | 100 | $10,000 | 0.0% | $122.30 | 0.0% | COMMON STOCK | 77543R102 |
| MPC | MARATHON PETROLEUM CORPORATION | 160 | $10,000 | 0.0% | $45.68 | -5.7% | COMMON STOCK | 56585A102 |
| NTCT | NETSCOUT SYSTEMS INC | 398 | $9,000 | 0.0% | $37.86 | -36.9% | COMMON STOCK | 64115T104 |
| LYB | LYONDELLBASELL INDUSTRIES NV | 100 | $9,000 | 0.0% | $63.47 | -15.4% | COMMON STOCK | N53745100 |
| CMS | CMS ENERGY CORP | 121 | $8,000 | 0.0% | $39.25 | +28.2% | COMMON STOCK | 125896100 |
| RY | ROYAL BANK OF CANADA | 100 | $8,000 | 0.0% | $73.00 | +6.9% | COMMON STOCK | 780087102 |
| UTHR | UNITED THERAPEUTICS CORP DEL | 100 | $8,000 | 0.0% | $64.42 | +25.0% | COMMON STOCK | 91307C102 |
| ADM | ARCHER DANIELS MIDLAND CO | 200 | $8,000 | 0.0% | $31.54 | +4.8% | COMMON STOCK | 039483102 |
| CI | CIGNA CORP | 44 | $7,000 | 0.0% | $190.77 | -22.0% | COMMON STOCK | 125523100 |
| XYL | XYLEM INC | 73 | $6,000 | 0.0% | $72.80 | 0.0% | COMMON STOCK | 98419M100 |
| — | THOMSON REUTERS CORP | 90 | $6,000 | 0.0% | $47.12 | — | COMMON STOCK | 884903709 |
| PHO | INVESCO WATER RESOURCES ETF | 171 | $6,000 | 0.0% | $35.09 | — | OTHER | 46137V142 |
| — | WALGREENS BOOTS ALLIANCE INC | 100 | $6,000 | 0.0% | $74.40 | — | COMMON STOCK | 931427108 |
| NOW | SERVICENOW INC | 20 | $5,000 | 0.0% | $24.86 | +118.7% | COMMON STOCK | 81762P102 |
| BZUN | BAOZUN INC SPONS ADR | 126 | $5,000 | 0.0% | $31.75 | — | COMMON STOCK | 06684L103 |
| IIPR | INNOVATIVE INDUSTRIAL PROP CL | 50 | $5,000 | 0.0% | $40.00 | — | COMMON STOCK | 45781V101 |
| — | BARRICK GOLD CORP | 300 | $5,000 | 0.0% | $15.56 | — | COMMON STOCK | 067901108 |
| MDRX | ALLSCRIPTS HEALTHCARE SOLUTION | 500 | $5,000 | 0.0% | $14.08 | -27.1% | COMMON STOCK | 01988P108 |
| EA | ELECTRONIC ARTS INC | 55 | $5,000 | 0.0% | $80.02 | +14.2% | COMMON STOCK | 285512109 |
| IVV | ISHARES CORE S&P 500 ETF | 12 | $4,000 | 0.0% | $333.33 | — | OTHER | 464287200 |
| MFC | MANULIFE FINANCIAL CORP | 236 | $4,000 | 0.0% | $20.78 | -15.0% | COMMON STOCK | 56501R106 |
| KSS | KOHLS CORP | 75 | $4,000 | 0.0% | $46.24 | +6.1% | COMMON STOCK | 500255104 |
| WM | WASTE MANAGEMENT INC | 34 | $4,000 | 0.0% | $78.27 | +34.3% | COMMON STOCK | 94106L109 |
| — | WESTROCK CO | 99 | $4,000 | 0.0% | $52.94 | — | COMMON STOCK | 96145D105 |
| HST | HOST HOTELS & RESORTS, INC REI | 260 | $4,000 | 0.0% | $10.87 | +24.5% | COMMON STOCK | 44107P104 |
| HRL | HORMEL FOODS CORP | 80 | $3,000 | 0.0% | $26.65 | +32.5% | COMMON STOCK | 440452100 |
| — | MARATHON OIL CORP | 264 | $3,000 | 0.0% | $23.08 | — | COMMON STOCK | 565849106 |
| NUE | NUCOR CORP | 35 | $2,000 | 0.0% | $35.61 | +28.6% | COMMON STOCK | 670346105 |
| NGG | NATIONAL GRID PLC SPONS ADR | 28 | $2,000 | 0.0% | $71.43 | — | COMMON STOCK | 636274409 |
| — | GW PHARMACEUTICALS PLC SPONS A | 20 | $2,000 | 0.0% | $100.00 | — | COMMON STOCK | 36197T103 |
| — | CANOPY GROWTH CORP | 83 | $2,000 | 0.0% | $24.10 | — | COMMON STOCK | 138035100 |
| — | ALTABA INC | 100 | $2,000 | 0.0% | $70.00 | — | COMMON STOCK | 021346101 |
| — | J. ALEXANDER S HOLDINGS INC | 172 | $2,000 | 0.0% | $11.63 | — | COMMON STOCK | 46609J106 |
| XLRE | REAL ESTATE SELECT SECTOR SPDR | 59 | $2,000 | 0.0% | $31.35 | — | OTHER | 81369Y860 |
| CRON | CRONOS GROUP INC | 242 | $2,000 | 0.0% | $9.63 | +32.7% | COMMON STOCK | 22717L101 |
| — | GRUBHUB INC | 18 | $1,000 | 0.0% | $38.37 | — | COMMON STOCK | 400110102 |
| XRX | XEROX HOLDINGS CORP | 28 | $1,000 | 0.0% | $31.33 | 0.0% | COMMON STOCK | 98421M106 |
| KHC | KRAFT HEINZ CO | 33 | $1,000 | 0.0% | $58.63 | -63.9% | COMMON STOCK | 500754106 |
| KMI | KINDER MORGAN INC | 50 | $1,000 | 0.0% | $23.18 | -39.3% | COMMON STOCK | 49456B101 |
| UA | UNDER ARMOUR INC CL C | 1 | $0 | 0.0% | $37.40 | -47.3% | COMMON STOCK | 904311206 |
| GTX | GARRETT MOTION INC | 3 | $0 | 0.0% | $15.85 | -22.4% | COMMON STOCK | 366505105 |
| REZI | RESIDEO TECHNOLOGIES INC | 6 | $0 | 0.0% | $21.21 | -20.9% | COMMON STOCK | 76118Y104 |
| SRLN | SPDR BLACKSTONE/GSO SEN LOAN | 1 | $0 | 0.0% | — | — | OTHER | 78467V608 |
| CNDT | CONDUENT INC | 22 | $0 | 0.0% | $7.74 | 0.0% | COMMON STOCK | 206787103 |