Location: Irvine, CA
CIK: 0001425165 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Aug 12, 2016
Total Value: $308M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SCHD | SCHWAB US DIVIDEND | 719,570 | $29.82M | 9.7% | $41.44 | — | cs | 808524797 |
| — | GUGGENHEIM BLLSHS 2017 | 836,889 | $19.06M | 6.2% | $22.69 | — | cs | 18383M548 |
| SCHV | SCHWAB US LARGE CAP | 353,115 | $15.82M | 5.1% | $44.78 | — | cs | 808524409 |
| SPTL | SPDR BARCLAYS LONG TERM | 165,053 | $13.18M | 4.3% | $76.07 | — | cs | 78464A664 |
| SCHR | SCHWAB INTERMEDIATE TERM | 209,084 | $11.7M | 3.8% | $55.33 | — | cs | 808524854 |
| — | ETFS GOLD TRUST ETF | 82,778 | $10.67M | 3.5% | $127.37 | — | cs | 26922Y105 |
| T | A T & T INC | 241,734 | $10.45M | 3.4% | $11.61 | +30.2% | cs | 00206R102 |
| AAPL | APPLE INC | 105,846 | $10.12M | 3.3% | $19.33 | +17.0% | cs | 037833100 |
| XOM | EXXON MOBIL CORP | 106,464 | $9.98M | 3.2% | $55.28 | +4.6% | cs | 30231G102 |
| — | GENERAL ELECTRIC CO | 223,216 | $7.027M | 2.3% | $23.63 | — | cs | 369604103 |
| SCHP | SCHWAB US TIPS ETF | 118,383 | $6.686M | 2.2% | $56.48 | — | cs | 808524870 |
| PFE | PFIZER INCORPORATED | 186,117 | $6.553M | 2.1% | $16.51 | +27.5% | cs | 717081103 |
| ED | CONSOLIDATED EDISON | 71,413 | $5.744M | 1.9% | $38.13 | +39.4% | cs | 209115104 |
| IGIB | ISHARES INTERM CREDIT | 51,466 | $5.726M | 1.9% | $107.88 | — | cs | 464288638 |
| ABBV | ABBVIE INC | 91,374 | $5.657M | 1.8% | $26.82 | +52.7% | cs | 00287Y109 |
| ETN | EATON CORP PLC F | 91,816 | $5.484M | 1.8% | $47.23 | +5.4% | cs | G29183103 |
| KMB | KIMBERLY-CLARK CORP | 37,606 | $5.17M | 1.7% | $87.08 | +7.9% | cs | 494368103 |
| WMT | WAL-MART STORES INC | 70,572 | $5.153M | 1.7% | $18.39 | +6.1% | cs | 931142103 |
| TGT | TARGET CORPORATION | 73,662 | $5.143M | 1.7% | $55.25 | +1.5% | cs | 87612E106 |
| BMY | BRISTOL-MYERS SQUIBB | 66,039 | $4.857M | 1.6% | $29.68 | +70.2% | cs | 110122108 |
| PFXF | VANECK VECTORS PFD SEC | 219,266 | $4.583M | 1.5% | $20.90 | — | cs | 92189F429 |
| SBUX | STARBUCKS CORP | 78,184 | $4.466M | 1.5% | $32.74 | +41.9% | cs | 855244109 |
| META | FACEBOOK INC | 38,769 | $4.431M | 1.4% | $86.76 | +31.9% | cs | 30303M102 |
| WFC | WELLS FARGO BK N A | 90,158 | $4.267M | 1.4% | $37.46 | -0.6% | cs | 949746101 |
| JPM | JPMORGAN CHASE & CO | 67,507 | $4.195M | 1.4% | $48.74 | -0.8% | cs | 46625H100 |
| VZ | VERIZON COMMUNICATN | 70,951 | $3.962M | 1.3% | $28.22 | +11.5% | cs | 92343V104 |
| CSCO | CISCO SYSTEMS INC | 136,616 | $3.92M | 1.3% | $15.34 | +36.0% | cs | 17275R102 |
| GOOGL | ALPHABET INC. | 4,992 | $3.512M | 1.1% | $36.72 | -0.8% | cs | 02079K305 |
| SCHH | CHARLES SCHWAB US REIT | 73,661 | $3.2M | 1.0% | $43.42 | — | cs | 808524847 |
| BAC | BANK OF AMERICA CORP | 221,703 | $2.942M | 1.0% | $10.77 | +5.3% | cs | 060505104 |
| — | DOUBLELINE OPPORTUNISTIC | 107,760 | $2.886M | 0.9% | $23.93 | — | cs | 258623107 |
| BND | VANGUARD TOTAL BOND | 30,020 | $2.531M | 0.8% | $81.01 | — | cs | 921937835 |
| — | GUGGENHEIM BLLSHS 2016 | 111,795 | $2.464M | 0.8% | $22.15 | — | cs | 18383M555 |
| GILD | GILEAD SCIENCES INC | 27,956 | $2.332M | 0.8% | $62.33 | +0.7% | cs | 375558103 |
| — | CELGENE CORP | 23,077 | $2.276M | 0.7% | $114.04 | — | cs | 151020104 |
| MET | METLIFE INC | 53,320 | $2.124M | 0.7% | $31.49 | -10.6% | cs | 59156R108 |
| SCHB | SCHWAB US BROAD MARKET | 40,344 | $2.029M | 0.7% | $48.82 | — | cs | 808524102 |
| XLU | SELECT SECTOR UTI SELECT | 36,475 | $1.914M | 0.6% | $50.14 | — | cs | 81369Y886 |
| — | NUVEEN INSURED CALIF TAX | 102,359 | $1.744M | 0.6% | $13.60 | — | cs | 670651108 |
| QCOM | QUALCOMM INC | 22,934 | $1.229M | 0.4% | $47.49 | -15.2% | cs | 747525103 |
| — | NUVEEN CALIFORNIA DIVIDE | 70,797 | $1.2M | 0.4% | $13.89 | — | cs | 67066Y105 |
| — | COHEN STEERS SELECT UTIL | 54,943 | $1.177M | 0.4% | $21.56 | — | cs | 19248A109 |
| BRK/B | BERKSHIRE HATHAWAY | 7,729 | $1.119M | 0.4% | $116.74 | +22.5% | cs | 084670702 |
| SCHZ | SCHWAB US AGGREGATE BOND | 19,630 | $1.055M | 0.3% | $52.03 | — | cs | 808524839 |
| CBSH | COMMERCE BANCSHARES | 22,000 | $1.054M | 0.3% | $27.32 | +9.0% | cs | 200525103 |
| — | BLACKROCK MUNIYIELD CALI | 62,664 | $1.04M | 0.3% | $14.64 | — | cs | 09254N103 |
| — | DOUBLELINE INCOME SOLUTI | 53,785 | $987K | 0.3% | $19.60 | — | cs | 258622109 |
| SPY | SPDR S&P 500 ETF IV | 4,693 | $983K | 0.3% | $169.74 | — | cs | 78462F103 |
| SCHF | SCHWAB INTERNATIONAL | 34,915 | $947K | 0.3% | $30.18 | — | cs | 808524805 |
| VTR | VENTAS INC | 12,725 | $927K | 0.3% | $43.44 | +0.0% | oa | 92276F100 |
| IGSB | ISHARES 1-3 YEAR CREDIT | 8,721 | $925K | 0.3% | $105.03 | — | cs | 464288646 |
| — | EATON VANCE LIMITED DURA | 65,300 | $878K | 0.3% | $14.06 | — | cs | 27828H105 |
| — | ANNALY CAPITAL MGMT | 79,243 | $877K | 0.3% | $10.73 | — | oa | 035710409 |
| — | JP MORGAN CHASE ALERIAN | 27,523 | $876K | 0.3% | $44.63 | — | cs | 46625H365 |
| TSLA | TESLA MOTORS INC | 3,852 | $818K | 0.3% | $13.53 | +12.0% | cs | 88160R101 |
| CVX | CHEVRON CORPORATION | 7,723 | $810K | 0.3% | $66.15 | +0.9% | cs | 166764100 |
| — | NUVEEN S&P500 BUY-WRITE | 61,483 | $801K | 0.3% | $12.43 | — | cs | 6706ER101 |
| — | GLAXOSMITHKLINE PLC F | 18,437 | $799K | 0.3% | $44.38 | — | cs | 37733W105 |
| WDC | WESTERN DIGITAL CORP | 16,449 | $777K | 0.3% | $28.68 | -0.2% | cs | 958102105 |
| AMZN | AMAZON COM INC | 982 | $703K | 0.2% | $23.74 | +42.5% | cs | 023135106 |
| — | JOHNSON CONTROLS INC | 14,616 | $647K | 0.2% | $36.82 | — | cs | 478366107 |
| UNP | UNION PACIFIC CORP | 5,759 | $502K | 0.2% | $66.55 | +2.6% | cs | 907818108 |
| VTI | VANGUARD TOTAL STOCK | 4,310 | $462K | 0.2% | $103.33 | — | cs | 922908769 |
| — | UNITED TECHNOLOGIES | 4,415 | $453K | 0.1% | $100.09 | — | cs | 913017109 |
| — | WALGREENS BOOTS ALLI | 5,290 | $440K | 0.1% | $83.66 | — | cs | 931427108 |
| — | POWERSH CALIFOR AMT FRE | 16,134 | $435K | 0.1% | $25.09 | — | cs | 73936T441 |
| MRK | MERCK & CO INC | 7,267 | $419K | 0.1% | $39.33 | +0.4% | cs | 58933Y105 |
| MO | ALTRIA GROUP INC | 6,050 | $417K | 0.1% | $21.14 | +57.1% | cs | 02209S103 |
| QRVO | QORVO INC | 7,325 | $405K | 0.1% | $58.21 | -14.2% | cs | 74736K101 |
| UAA | UNDER ARMOUR INC | 9,836 | $395K | 0.1% | $39.66 | +0.7% | cs | 904311107 |
| INTC | INTEL CORP | 12,007 | $394K | 0.1% | $20.82 | +20.6% | cs | 458140100 |
| DIS | WALT DISNEY CO | 4,002 | $391K | 0.1% | $81.44 | +13.2% | cs | 254687106 |
| NVDA | NVIDIA CORP | 8,116 | $382K | 0.1% | $1.00 | +0.8% | cs | 67066G104 |
| NOC | NORTHROP GRUMMAN CO | 1,677 | $373K | 0.1% | $127.83 | +40.9% | cs | 666807102 |
| SCHG | SCHWAB US LARGE CAP | 6,995 | $367K | 0.1% | $52.73 | — | cs | 808524300 |
| HD | HOME DEPOT INC | 2,826 | $361K | 0.1% | $64.87 | +61.8% | cs | 437076102 |
| BA | BOEING CO | 2,676 | $348K | 0.1% | $102.02 | +16.2% | cs | 097023105 |
| PG | PROCTER & GAMBLE | 4,094 | $347K | 0.1% | $60.93 | +3.9% | cs | 742718109 |
| CRM | SALESFORCE COM | 4,350 | $345K | 0.1% | $68.89 | +12.6% | cs | 79466L302 |
| TFI | SPDR NUVEEN BARCLAYS MUN | 6,760 | $342K | 0.1% | $49.36 | — | cs | 78468R721 |
| — | POWERSHARES QQQ TRUST | 3,024 | $325K | 0.1% | $82.28 | — | cs | 73935A104 |
| NKE | NIKE INC | 5,787 | $319K | 0.1% | $51.05 | -1.4% | cs | 654106103 |
| IWM | ISHARES RUSSELL 2000 | 2,700 | $310K | 0.1% | $110.58 | — | cs | 464287655 |
| PANW | PALO ALTO NETWORKS | 2,500 | $307K | 0.1% | $29.34 | -21.1% | cs | 697435105 |
| COP | CONOCOPHILLIPS | 7,008 | $306K | 0.1% | $40.78 | -19.6% | cs | 20825C104 |
| GLD | SPDR GOLD SHARES ETF | 2,420 | $306K | 0.1% | $114.60 | — | cs | 78463V107 |
| DUK | DUKE ENERGY CORP | 3,500 | $300K | 0.1% | $49.80 | +8.1% | cs | 26441C204 |
| — | DNP SELECT INCOME CF | 28,200 | $299K | 0.1% | $9.83 | — | cs | 23325P104 |
| CATY | CATHAY GENERAL BANCO | 10,000 | $282K | 0.1% | $14.04 | +55.9% | cs | 149150104 |
| — | CAPRICOR THERAPEUTICS INC | 70,962 | $280K | 0.1% | $2.54 | — | cs | 14070B101 |
| PM | PHILIP MORRIS INTL | 2,740 | $279K | 0.1% | $50.75 | +21.0% | cs | 718172109 |
| JNJ | JOHNSON & JOHNSON | 2,201 | $267K | 0.1% | $73.03 | +19.2% | cs | 478160104 |
| LOW | LOWES COMPANIES INC | 3,375 | $267K | 0.1% | $58.13 | +11.5% | cs | 548661107 |
| GIS | GENERAL MILLS INC | 3,701 | $264K | 0.1% | $36.29 | +25.3% | cs | 370334104 |
| V | VISA INC | 3,474 | $258K | 0.1% | $70.74 | +3.5% | cs | 92826C839 |
| — | BLACKROCK CORE BOND CF | 18,454 | $258K | 0.1% | $12.77 | — | cs | 09249E101 |
| HON | HONEYWELL INTL INC | 2,175 | $253K | 0.1% | $76.74 | +9.7% | cs | 438516106 |
| XLE | ENERGY SELECT SECTOR | 3,690 | $252K | 0.1% | $70.75 | — | cs | 81369Y506 |
| COST | COSTCO WHOLESALE CO | 1,605 | $252K | 0.1% | $114.20 | +12.1% | cs | 22160K105 |
| SWKS | SKYWORKS SOLUTIONS | 3,975 | $252K | 0.1% | $61.22 | -9.3% | cs | 83088M102 |
| EIX | EDISON INTERNATIONAL | 3,200 | $249K | 0.1% | $35.08 | +38.3% | cs | 281020107 |
| LULU | LULULEMON ATHLETICA | 3,375 | $249K | 0.1% | $52.16 | +27.2% | cs | 550021109 |
| MSFT | MICROSOFT CORP | 4,774 | $244K | 0.1% | $44.21 | +4.0% | cs | 594918104 |
| AMAT | APPLIED MATERIALS | 10,040 | $241K | 0.1% | $19.78 | +0.0% | cs | 038222105 |
| SCHA | SCHWAB US SMALL CAP ETF | 4,420 | $239K | 0.1% | $54.59 | — | cs | 808524607 |
| BOND | PIMCO TOTAL RETURN | 2,170 | $233K | 0.1% | $105.79 | — | cs | 72201R775 |
| — | ALLERGAN PLC F | 1,009 | $233K | 0.1% | $249.26 | — | cs | G0177J108 |
| — | CARE CAPITAL PROPERT | 8,868 | $232K | 0.1% | $32.78 | — | cs | 141624106 |
| PPG | PPG INDUSTRIES INC | 2,200 | $229K | 0.1% | $84.46 | +8.4% | cs | 693506107 |
| — | TIME WARNER INC | 3,003 | $221K | 0.1% | $69.89 | — | cs | 887317303 |
| IYH | ISHARES US HEALTHCARE | 1,470 | $218K | 0.1% | $106.25 | — | cs | 464287762 |
| — | 1/100 BERKSHIRE HTWY CLA | 1 | $217K | 0.1% | $169000.00 | — | cs | 084990175 |
| FFWM | FIRST FOUNDATION INC | 10,000 | $215K | 0.1% | $9.84 | +2.9% | cs | 32026V104 |
| YUM | YUM BRANDS INC | 2,462 | $204K | 0.1% | $39.23 | +26.1% | cs | 988498101 |
| AMBA | AMBARELLA INC F | 3,850 | $196K | 0.1% | $44.68 | -1.1% | cs | G037AX101 |
| SRE | SEMPRA ENERGY | 1,675 | $191K | 0.1% | $27.60 | +41.3% | cs | 816851109 |
| PFF | ISHARES U.S. PREFERRED | 4,800 | $191K | 0.1% | $38.90 | — | cs | 464288687 |
| BIDU | BAIDU INC F | 1,125 | $186K | 0.1% | $155.99 | — | cs | 056752108 |
| MCD | MC DONALDS CORP | 1,533 | $184K | 0.1% | $80.91 | +22.5% | cs | 580135101 |
| TCEHY | TENCENT HOLDINGS F | 8,000 | $184K | 0.1% | $23.00 | — | cs | 88032Q109 |
| — | BLACKROCK MUNIYIELD CALI | 10,450 | $182K | 0.1% | $14.80 | — | cs | 09254M105 |
| EMR | EMERSON ELECTRIC CO | 3,286 | $171K | 0.1% | $43.60 | -4.7% | cs | 291011104 |
| ELV | ANTHEM INC | 1,250 | $164K | 0.1% | $129.85 | -7.7% | cs | 036752103 |
| — | SIRIUS XM HLDGS INC | 40,790 | $161K | 0.1% | $3.72 | — | cs | 82968B103 |
| IBM | IBM CORP | 1,042 | $158K | 0.1% | $106.02 | -10.3% | cs | 459200101 |
| XLI | SELECT SECTOR INDUSTRIAL | 2,825 | $158K | 0.1% | $51.98 | — | cs | 81369Y704 |
| GOOG | ALPHABET INC. | 227 | $157K | 0.1% | $35.63 | +0.1% | cs | 02079K107 |
| — | INVESCO CALIFORNIA VALUE | 10,655 | $155K | 0.1% | $12.20 | — | cs | 46132H106 |
| EFA | ISHARES MSCI EAFE ETF | 2,733 | $153K | 0.0% | $58.51 | — | cs | 464287465 |
| EA | ELECTRONIC ARTS INC | 2,000 | $152K | 0.0% | $68.44 | 0.0% | cs | 285512109 |
| DJP | BARCLAYS BANK IPATH ETN | 6,076 | $150K | 0.0% | $36.02 | — | cs | 06738C778 |
| IBB | ISHARES NASDAQ | 580 | $149K | 0.0% | $256.90 | — | cs | 464287556 |
| XLP | SPDR FUND CONSUMER | 2,690 | $148K | 0.0% | $47.95 | — | cs | 81369Y308 |
| DVA | DAVITA HEALTHCARE PT | 1,900 | $147K | 0.0% | $60.01 | +25.9% | cs | 23918K108 |
| O | REALTY INCM CORP | 2,075 | $144K | 0.0% | $25.54 | +51.1% | oa | 756109104 |
| MU | MICRON TECHNOLOGY | 10,500 | $144K | 0.0% | $11.57 | -4.2% | cs | 595112103 |
| MCK | MCKESSON CORPORATION | 750 | $140K | 0.0% | $196.16 | -17.1% | cs | 58155Q103 |
| — | ABERDEEN ASIA PACIFIC IN | 28,000 | $140K | 0.0% | $5.22 | — | cs | 003009107 |
| F | FORD MOTOR COMPANY | 10,768 | $135K | 0.0% | $8.04 | -1.3% | cs | 345370860 |
| XLF | SELECT STR FINANCIAL | 5,925 | $135K | 0.0% | $22.77 | — | cs | 81369Y605 |
| IP | INTERNATIONAL PAPER | 3,093 | $131K | 0.0% | $27.02 | -2.7% | cs | 460146103 |
| NFLX | NETFLIX INC | 1,432 | $131K | 0.0% | $9.64 | -0.4% | cs | 64110L106 |
| ABT | ABBOTT LABORATORIES | 3,280 | $129K | 0.0% | $29.25 | +14.0% | cs | 002824100 |
| — | PIMCO DYNAMIC INCOME CF | 4,684 | $129K | 0.0% | $29.95 | — | cs | 72201Y101 |
| VOD | VODAFONE GROUP F | 4,149 | $128K | 0.0% | $32.78 | — | cs | 92857W308 |
| — | ISHARES GOLD ETF | 9,889 | $126K | 0.0% | $11.90 | — | cs | 464285105 |
| KHC | KRAFT HEINZ COMPANY | 1,423 | $126K | 0.0% | $47.76 | +12.2% | cs | 500754106 |
| USB | U S BANCORP | 3,067 | $124K | 0.0% | $28.62 | +1.9% | cs | 902973304 |
| C | CITIGROUP INC | 2,853 | $121K | 0.0% | $36.17 | -8.5% | cs | 172967424 |
| ES | EVERSOURCE ENERGY | 2,004 | $120K | 0.0% | $36.33 | +11.8% | cs | 30040W108 |
| AMT | AMERICAN TOWER CORP | 1,050 | $119K | 0.0% | $83.34 | +0.5% | oa | 03027X100 |
| AMGN | AMGEN INCORPORATED | 780 | $119K | 0.0% | $97.07 | +20.2% | cs | 031162100 |
| GDX | VANECK VECTORS GOLD | 4,280 | $119K | 0.0% | $27.80 | — | cs | 92189F106 |
| — | AMERN CAP AGY CR 8% PFD | 4,500 | $118K | 0.0% | $25.42 | — | ps | 02503X204 |
| — | NUVEEN CALIF SELECT TAX- | 7,000 | $117K | 0.0% | $14.61 | — | cs | 67063R103 |
| VGT | VANGUARD INFORMATION | 1,085 | $116K | 0.0% | $105.99 | — | cs | 92204A702 |
| SRPT | SAREPTA THERAPEUTICS | 5,800 | $111K | 0.0% | $17.64 | +4.7% | cs | 803607100 |
| BANC | BANC CALIF INC | 6,075 | $110K | 0.0% | $9.70 | +58.1% | cs | 05990K106 |
| SWX | SOUTHWEST GAS CORP | 1,337 | $105K | 0.0% | $48.72 | +41.8% | cs | 844895102 |
| ZTS | ZOETIS INC | 2,200 | $104K | 0.0% | $43.86 | 0.0% | cs | 98978V103 |
| — | CLEARBRIDGE ENERGY MLP T | 8,012 | $103K | 0.0% | $21.51 | — | cs | 18469Q108 |
| — | BARCLYS IPATH NOTES LKD | 16,350 | $102K | 0.0% | $9.71 | — | cs | 06738C786 |
| FBT | FIRST TRUST NYSE ARCA | 1,125 | $101K | 0.0% | $89.78 | — | cs | 33733E203 |
| NUE | NUCOR CORP | 2,050 | $101K | 0.0% | $32.41 | +20.8% | cs | 670346105 |
| — | BROADCOM LTD F | 634 | $99,000 | 0.0% | $156.02 | — | cs | Y09827109 |
| MA | MASTERCARD INC | 1,116 | $98,000 | 0.0% | $89.03 | +1.4% | cs | 57636Q104 |
| D | DOMINION RES INC VA | 1,200 | $94,000 | 0.0% | $39.41 | +21.2% | cs | 25746U109 |
| — | NUVEEN ALL CAP ENERGY ML | 10,075 | $94,000 | 0.0% | $7.00 | — | cs | 67075E108 |
| OXY | OCCIDENTAL PETROL CO | 1,220 | $92,000 | 0.0% | $57.59 | -1.5% | cs | 674599105 |
| TLT | ISHARES 20 PLS YEAR | 650 | $90,000 | 0.0% | $137.49 | — | cs | 464287432 |
| RF | REGIONS FINANCIAL CO | 10,500 | $89,000 | 0.0% | $6.39 | 0.0% | cs | 7591EP100 |
| HSBC | HSBC HLDGS PLC F | 2,800 | $88,000 | 0.0% | $40.69 | — | cs | 404280406 |
| CMCSA | COMCAST CORPORATION | 1,337 | $87,000 | 0.0% | $24.72 | 0.0% | cs | 20030N101 |
| — | ALPS ALERIAN MLP ETF | 6,800 | $86,000 | 0.0% | $12.10 | — | cs | 00162Q866 |
| IYF | ISHARES US FINANCIALS | 1,000 | $86,000 | 0.0% | $72.00 | — | cs | 464287788 |
| GS | GOLDMAN SACHS GROUP | 568 | $84,000 | 0.0% | $134.90 | -5.2% | cs | 38141G104 |
| KO | COCA COLA COMPANY | 1,813 | $82,000 | 0.0% | $28.82 | +15.6% | cs | 191216100 |
| — | EXPRESS SCRIPTS HLDG | 1,088 | $82,000 | 0.0% | $81.87 | — | cs | 30219G108 |
| CMG | CHIPOTLE MEXICAN GRL | 200 | $81,000 | 0.0% | $11.71 | -25.7% | cs | 169656105 |
| — | LAACO INC LTD PARTNS LP | 40 | $80,000 | 0.0% | $1600.00 | — | oa | 505346106 |
| — | BLACKROCK MUNIHLDG CALIF | 4,750 | $77,000 | 0.0% | $14.32 | — | cs | 09254L107 |
| — | POWERSHARES PREFERRED | 5,072 | $77,000 | 0.0% | $14.83 | — | cs | 73936T565 |
| LMT | LOCKHEED MARTIN CORP | 307 | $76,000 | 0.0% | $144.71 | +26.0% | cs | 539830109 |
| — | AVG TECHNOLOGIES NV F | 4,000 | $76,000 | 0.0% | $19.00 | — | cs | N07831105 |
| — | NUVEEN CALIF DIV ADVAN M | 4,500 | $75,000 | 0.0% | $16.67 | — | cs | 67069X104 |
| SCHE | SCHWAB EMERGING MARKETS | 3,511 | $75,000 | 0.0% | $24.66 | — | cs | 808524706 |
| — | TWITTER INC | 4,450 | $75,000 | 0.0% | $40.90 | — | cs | 90184L102 |
| — | RANDGOLD RES LTD F | 650 | $73,000 | 0.0% | $82.31 | — | cs | 752344309 |
| — | HLTHCARE TR OF AMER | 2,255 | $73,000 | 0.0% | $27.05 | — | oa | 42225P501 |
| AFL | AFLAC INC | 1,016 | $73,000 | 0.0% | $20.58 | +32.5% | cs | 001055102 |
| — | NUVEEN ENHNCD AMT FREE M | 4,439 | $72,000 | 0.0% | $16.22 | — | cs | 67071L106 |
| — | BB&T CORPORATION | 2,000 | $71,000 | 0.0% | $37.22 | — | cs | 054937107 |
| SLV | ISHARES SILVER TRUST | 4,000 | $71,000 | 0.0% | $17.93 | — | cs | 46428Q109 |
| — | BARRICK GOLD CORP F | 3,300 | $70,000 | 0.0% | $6.36 | — | cs | 067901108 |
| BABA | ALIBABA GROUP HLDG F | 878 | $70,000 | 0.0% | $92.47 | — | cs | 01609W102 |
| — | SMITH & WESSON HLDG | 2,580 | $70,000 | 0.0% | $12.38 | — | cs | 831756101 |
| BK | BANK OF NY MELLON CO | 1,768 | $69,000 | 0.0% | $31.03 | -0.0% | cs | 064058100 |
| UA | UNDER ARMOUR INC | 1,898 | $69,000 | 0.0% | $37.40 | 0.0% | cs | 904311206 |
| — | STEELCASE INC | 5,000 | $68,000 | 0.0% | $14.60 | — | cs | 858155203 |
| GPC | GENUINE PARTS CO | 675 | $68,000 | 0.0% | $68.30 | +7.4% | cs | 372460105 |
| — | WHOLE FOODS MARKET | 2,093 | $67,000 | 0.0% | $38.19 | — | cs | 966837106 |
| WM | WASTE MANAGEMENT INC | 1,000 | $66,000 | 0.0% | $36.95 | +37.1% | cs | 94106L109 |
| FXI | ISHARES CHINA LARGE CAP | 1,875 | $64,000 | 0.0% | $35.86 | — | cs | 464287184 |
| — | PUBLIC STORAGE 5.4% PFD | 2,400 | $64,000 | 0.0% | $25.42 | — | ps | 74460W776 |
| POWL | POWELL INDUSTRIES | 1,600 | $63,000 | 0.0% | $26.21 | 0.0% | cs | 739128106 |
| — | RAYTHEON COMPANY | 457 | $62,000 | 0.0% | $96.71 | — | cs | 755111507 |
| XLV | SELECT SECTOR HEALTH | 850 | $61,000 | 0.0% | $61.14 | — | cs | 81369Y209 |
| SDY | SPDR S&P DIVIDEND ETF IV | 731 | $61,000 | 0.0% | $68.50 | — | cs | 78464A763 |
| — | DOW CHEMICAL COMPANY | 1,200 | $60,000 | 0.0% | $48.87 | — | cs | 260543103 |
| ORCL | ORACLE CORPORATION | 1,457 | $60,000 | 0.0% | $30.72 | +12.6% | cs | 68389X105 |
| NEM | NEWMONT MINING CORP | 1,500 | $59,000 | 0.0% | $22.71 | +14.5% | cs | 651639106 |
| — | LINKEDIN CORP | 300 | $57,000 | 0.0% | $177.50 | — | cs | 53578A108 |
| — | TASER INTERNATIONAL | 2,250 | $56,000 | 0.0% | $11.56 | — | cs | 87651B104 |
| BOH | BANK OF HAWAII CORP | 808 | $56,000 | 0.0% | $42.36 | +14.1% | cs | 062540109 |
| DLS | WISDOMTREE INTL SMALLCP | 1,000 | $56,000 | 0.0% | $55.00 | — | cs | 97717W760 |
| — | GUGGENHEIM S&P 500 EQUAL | 1,000 | $56,000 | 0.0% | $70.07 | — | cs | 78355W866 |
| LLY | ELI LILLY & COMPANY | 700 | $55,000 | 0.0% | $51.52 | +24.4% | cs | 532457108 |
| WSM | WILLIAMS SONOMA | 1,050 | $55,000 | 0.0% | $22.01 | -1.0% | cs | 969904101 |
| BAX | BAXTER INTERNATIONAL | 1,200 | $54,000 | 0.0% | $30.71 | +22.0% | cs | 071813109 |
| — | SPLUNK INC | 1,000 | $54,000 | 0.0% | $55.00 | — | cs | 848637104 |
| — | WELLS FARGO & 5.7% PFD | 2,000 | $53,000 | 0.0% | $26.00 | — | ps | 94988U714 |
| — | DUKE REALTY CORP | 2,000 | $53,000 | 0.0% | $15.59 | — | oa | 264411505 |
| — | COUNTRYWIDE CAP V 7%PFD | 2,000 | $52,000 | 0.0% | $25.50 | — | ps | 222388209 |
| NVS | NOVARTIS AG F | 614 | $51,000 | 0.0% | $86.11 | — | cs | 66987V109 |
| — | AMERN CAP AGY CRP | 2,570 | $51,000 | 0.0% | $20.34 | — | oa | 02503X105 |
| IXJ | ISHARES GLOBAL | 500 | $50,000 | 0.0% | $74.82 | — | cs | 464287325 |
| — | AETNA INC | 400 | $49,000 | 0.0% | $127.50 | — | cs | 00817Y108 |
| PNW | PINNACLE WEST CAP | 600 | $49,000 | 0.0% | $38.01 | +34.4% | cs | 723484101 |
| — | NUVEEN FLOATING RATE INC | 4,693 | $49,000 | 0.0% | $12.59 | — | cs | 67072T108 |
| — | AMERIGAS PARTNERS, L LP | 1,000 | $47,000 | 0.0% | $49.00 | — | oa | 030975106 |
| NSRGY | NESTLE SA F | 602 | $47,000 | 0.0% | $73.32 | — | cs | 641069406 |
| — | GOLDMAN SACHS GR 4% PFD | 2,275 | $47,000 | 0.0% | $20.77 | — | ps | 38144G804 |
| — | WELLS FARGO BK 5.2% PFD | 1,770 | $46,000 | 0.0% | $23.27 | — | ps | 949746747 |
| — | ARM HOLDINGS PLC F | 1,000 | $46,000 | 0.0% | $46.00 | — | cs | 042068106 |
| LEN | LENNAR CORP | 1,000 | $46,000 | 0.0% | $37.34 | +6.8% | cs | 526057104 |
| VPU | VANGUARD UTILITIES ETF | 400 | $46,000 | 0.0% | $115.00 | — | cs | 92204A876 |
| AGG | ISHARES CORE US AGGRGT | 411 | $46,000 | 0.0% | $109.97 | — | cs | 464287226 |
| — | NAVIOS MARITIME F | 55,000 | $45,000 | 0.0% | $2.35 | — | cs | Y62196103 |
| RGR | STURM RUGER & CO INC | 700 | $45,000 | 0.0% | $67.10 | -3.7% | cs | 864159108 |
| — | DYNEX CAPITAL, 8.5% PFD | 1,750 | $44,000 | 0.0% | $25.14 | — | ps | 26817Q704 |
| — | GAMCO GLOBAL GOLD NTRL R | 6,775 | $44,000 | 0.0% | $7.37 | — | cs | 36465A109 |
| BIIB | BIOGEN INC | 181 | $44,000 | 0.0% | $327.09 | -19.4% | cs | 09062X103 |
| DVY | ISHARES SELECT DIVIDEND | 500 | $43,000 | 0.0% | $80.47 | — | cs | 464287168 |
| — | ISHARES MSCI JAPAN ETF | 3,700 | $43,000 | 0.0% | $11.31 | — | cs | 464286848 |
| VEU | VANGUARD FTSE ALL WORLD | 1,000 | $43,000 | 0.0% | $44.25 | — | cs | 922042775 |
| — | COHEN STEERS TOTAL RETUR | 3,000 | $42,000 | 0.0% | $13.67 | — | cs | 19247R103 |
| NVO | NOVO-NORDISK A-S F | 785 | $42,000 | 0.0% | $63.61 | — | cs | 670100205 |
| — | N I I HOLDINGS INC | 13,171 | $42,000 | 0.0% | $3.19 | — | cs | 62913F508 |
| — | U S BANCORP 5.56% PFD | 1,725 | $42,000 | 0.0% | $24.07 | — | ps | 902973155 |
| ALL | ALLSTATE CORPORATION | 595 | $42,000 | 0.0% | $37.12 | +45.8% | cs | 020002101 |
| — | RACKSPACE HOSTING | 2,000 | $42,000 | 0.0% | $21.00 | — | cs | 750086100 |
| SO | SOUTHERN COMPANY | 758 | $41,000 | 0.0% | $28.08 | +19.8% | cs | 842587107 |
| — | PIMCO CALIFORNIA MUNICIP | 2,373 | $40,000 | 0.0% | $14.33 | — | cs | 72200N106 |
| — | VISTA OUTDOOR INC | 830 | $40,000 | 0.0% | $43.37 | — | cs | 928377100 |
| — | BARCLAYS BK IPATH BLOOM | 1,750 | $39,000 | 0.0% | $19.43 | — | cs | 06739H297 |
| CRUS | CIRRUS LOGIC INC | 1,000 | $39,000 | 0.0% | $35.86 | 0.0% | cs | 172755100 |
| HAL | HALLIBURTON CO HLDG | 844 | $38,000 | 0.0% | $31.82 | +7.3% | cs | 406216101 |
| YELP | YELP INC | 1,250 | $38,000 | 0.0% | $31.17 | -21.9% | cs | 985817105 |
| FTNT | FORTINET INC | 1,200 | $38,000 | 0.0% | $6.48 | 0.0% | cs | 34959E109 |
| SCCO | SOUTHERN COPPER CORP | 1,378 | $37,000 | 0.0% | $20.45 | -11.4% | cs | 84265V105 |
| VO | VANGUARD MID CAP ETF IV | 300 | $37,000 | 0.0% | $117.69 | — | cs | 922908629 |
| CINF | CINCINNATI FINANCIAL | 500 | $37,000 | 0.0% | $35.90 | +45.8% | cs | 172062101 |
| PYPL | PAYPAL HOLDINGS INCO | 1,000 | $37,000 | 0.0% | $35.85 | +6.4% | cs | 70450Y103 |
| XBKNX | BLACKROCK INVESTMENT QLT | 2,000 | $36,000 | 0.0% | $15.00 | — | cs | 09247D105 |
| PSTG | PURE STORAGE INC | 3,232 | $35,000 | 0.0% | $13.79 | -5.5% | cs | 74624M102 |
| SCHX | SCHWAB US LARGE CAP ETF | 712 | $35,000 | 0.0% | $38.17 | — | cs | 808524201 |
| — | ORBITAL ATK INC | 415 | $35,000 | 0.0% | $77.11 | — | cs | 68557N103 |
| — | NUVEEN INSRD MASSACH PRE | 2,200 | $35,000 | 0.0% | $13.64 | — | cs | 67061E104 |
| CVS | CVS HEALTH CORP | 363 | $35,000 | 0.0% | $53.01 | +40.6% | cs | 126650100 |
| — | STATE STREET 5.25% PFD | 1,324 | $35,000 | 0.0% | $24.46 | — | ps | 857477509 |
| MS | MORGAN STANLEY | 1,316 | $34,000 | 0.0% | $27.03 | -26.4% | cs | 617446448 |
| — | CYBERARK SOFTWRE LTD F | 700 | $34,000 | 0.0% | $48.57 | — | cs | M2682V108 |
| — | ANADARKO PETROLEUM | 632 | $34,000 | 0.0% | $62.96 | — | cs | 032511107 |
| UMH | UMH PROPERTIES INC. | 3,000 | $34,000 | 0.0% | $9.67 | — | oa | 903002103 |
| DE | DEERE & CO | 400 | $32,000 | 0.0% | $68.06 | +2.8% | cs | 244199105 |
| NHI | NATIONAL HEALTH INVE | 423 | $32,000 | 0.0% | $75.65 | — | oa | 63633D104 |
| — | FIRST TRUST SNR FLTG RAT | 2,500 | $32,000 | 0.0% | $13.65 | — | cs | 33733U108 |
| KMI | KINDER MORGAN INC | 1,700 | $32,000 | 0.0% | $18.30 | -40.4% | cs | 49456B101 |
| PCG | P G & E CORP | 500 | $32,000 | 0.0% | $38.96 | +45.1% | cs | 69331C108 |
| TRV | TRAVELERS COMPANIES | 265 | $32,000 | 0.0% | $91.51 | 0.0% | cs | 89417E109 |
| — | NUVEEN ENHANCED MCPL CRE | 1,923 | $31,000 | 0.0% | $16.12 | — | cs | 67070X101 |
| — | NUVEEN SELECT QUALITY MU | 2,000 | $31,000 | 0.0% | $13.60 | — | cs | 670973106 |
| L | LOEWS CORPORATION | 750 | $31,000 | 0.0% | $37.95 | 0.0% | cs | 540424108 |
| RDY | DR REDDYS LABS F | 600 | $31,000 | 0.0% | $46.39 | — | cs | 256135203 |
| BASFY | BASF SE F | 400 | $31,000 | 0.0% | $85.03 | — | cs | 055262505 |
| KR | KROGER COMPANY | 850 | $31,000 | 0.0% | $27.22 | +8.6% | cs | 501044101 |
| TM | TOYOTA MOTOR CORP F | 300 | $30,000 | 0.0% | $113.93 | — | cs | 892331307 |
| — | NUVEEN MUNI MARKET OPPOR | 2,000 | $30,000 | 0.0% | $13.00 | — | cs | 67062W103 |
| — | COACH INC | 704 | $29,000 | 0.0% | $54.17 | — | cs | 189754104 |
| GPN | GLOBAL PAYMENTS INC | 400 | $29,000 | 0.0% | $70.19 | 0.0% | cs | 37940X102 |
| WY | WEYERHAEUSER CO | 988 | $29,000 | 0.0% | $18.15 | +16.3% | oa | 962166104 |
| — | MOBILEYE NV F | 600 | $28,000 | 0.0% | $45.00 | — | cs | N51488117 |
| INDA | ISHARES MSCI INDIA INDEX | 1,000 | $28,000 | 0.0% | $27.60 | — | cs | 46429B598 |
| EPD | ENTERPRISE PRODUCTS LP | 962 | $28,000 | 0.0% | $35.15 | — | oa | 293792107 |
| NXPI | NXP SEMICONDUCTORS F | 352 | $28,000 | 0.0% | $76.21 | 0.0% | cs | N6596X109 |
| — | POWERSHARES S&P 500 LOW | 636 | $27,000 | 0.0% | $37.47 | — | cs | 73937B779 |
| — | PIMCO DYNAMIC CREDIT INC | 1,437 | $27,000 | 0.0% | $20.69 | — | cs | 72202D106 |
| HDB | HDFC BANK LIMITD F | 400 | $27,000 | 0.0% | $48.60 | — | cs | 40415F101 |
| — | PRUDENTIAL FINA 5.75%PFD | 1,000 | $27,000 | 0.0% | $25.00 | — | ps | 744320607 |
| ITOCF | ITOCHU CORPORATION ORDF | 2,200 | $26,000 | 0.0% | $12.41 | 0.0% | cs | J2501P104 |
| LVS | LAS VEGAS SANDS CORP | 601 | $26,000 | 0.0% | $35.51 | +2.8% | cs | 517834107 |
| FCX | FREEPORT MCMORAN INC | 2,327 | $26,000 | 0.0% | $13.62 | -26.2% | cs | 35671D857 |
| — | VASCO DATA SECURITY | 1,500 | $25,000 | 0.0% | $16.67 | — | cs | 92230Y104 |
| FLR | FLUOR CORPORATION | 501 | $25,000 | 0.0% | $52.73 | -9.5% | cs | 343412102 |
| — | CNOOC LIMITED F | 200 | $25,000 | 0.0% | $147.36 | — | cs | 126132109 |
| HAIN | HAIN CELESTIAL GROUP | 500 | $25,000 | 0.0% | $44.03 | +5.1% | cs | 405217100 |
| — | NUVEEN INVESTMENT QUALIT | 1,500 | $25,000 | 0.0% | $15.33 | — | cs | 67062E103 |
| — | EMC CORP MASS | 923 | $25,000 | 0.0% | $24.95 | — | cs | 268648102 |
| MDT | MEDTRONIC PLC F | 292 | $25,000 | 0.0% | $58.79 | +8.0% | cs | G5960L103 |
| — | HATTERAS FIN 7.625% PFD | 1,000 | $25,000 | 0.0% | $24.00 | — | ps | 41902R400 |
| — | ALLSTATE CORPORA 5.1%PFD | 900 | $24,000 | 0.0% | $26.30 | — | ps | 020002309 |
| — | CYS INVESTMEN 7.75% PFD | 1,000 | $24,000 | 0.0% | $24.00 | — | ps | 12673A207 |
| ABBNY | ABB LTD F | 1,200 | $24,000 | 0.0% | $21.98 | — | cs | 000375204 |
| EWG | ISHARES MSCI GERMANY | 1,000 | $24,000 | 0.0% | $26.48 | — | cs | 464286806 |
| ETR | ENTERGY CORP | 300 | $24,000 | 0.0% | $20.96 | +26.1% | cs | 29364G103 |
| SLB | SCHLUMBERGER LTD F | 308 | $24,000 | 0.0% | $60.51 | -3.8% | cs | 806857108 |
| — | SEATTLE GENETICS INC | 600 | $24,000 | 0.0% | $39.00 | — | cs | 812578102 |
| TJX | TJX COMPANIES INC | 300 | $23,000 | 0.0% | $27.17 | +22.7% | cs | 872540109 |
| NEE | NEXTERA ENERGY INC | 173 | $23,000 | 0.0% | $23.49 | 0.0% | cs | 65339F101 |
| IONS | IONIS PHARMACEUTICAL | 1,000 | $23,000 | 0.0% | $40.62 | -20.6% | cs | 462222100 |
| EBAY | EBAY INC | 1,000 | $23,000 | 0.0% | $20.18 | +6.4% | cs | 278642103 |
| — | MS CHINA A SHARES CF | 1,300 | $23,000 | 0.0% | $20.00 | — | cs | 617468103 |
| NHC | NATIONAL HEALTHCARE | 350 | $23,000 | 0.0% | $63.50 | -0.0% | cs | 635906100 |
| DASTY | DASSAULT SYSTEMS SA F | 300 | $23,000 | 0.0% | $91.67 | — | cs | 237545108 |
| DHR | DANAHER CORP | 225 | $23,000 | 0.0% | $35.52 | +12.8% | cs | 235851102 |
| — | SHINSEI BANK LTD ORDF | 16,000 | $23,000 | 0.0% | $1.51 | — | cs | J7385L103 |
| PHYS | SPROTT PHYSICAL GOLD ETV | 2,080 | $23,000 | 0.0% | $8.65 | — | cs | 85207H104 |
| — | ALCOA INC | 2,368 | $22,000 | 0.0% | $8.03 | — | cs | 013817101 |
| ADM | ARCHER-DANIELS-MIDLN | 504 | $22,000 | 0.0% | $24.05 | +24.7% | cs | 039483102 |
| PEP | PEPSICO INCORPORATED | 206 | $22,000 | 0.0% | $71.13 | +8.4% | cs | 713448108 |
| — | GUGGENHEIM BULTSH 2020 | 1,000 | $22,000 | 0.0% | $21.00 | — | cs | 18383M514 |
| FRFHF | FAIRFAX FINANCIAL HL F | 40 | $22,000 | 0.0% | $442.66 | 0.0% | cs | 303901102 |
| XBFZX | BLACKROCK CALIFORNIA MUN | 1,250 | $21,000 | 0.0% | $16.00 | — | cs | 09248E102 |
| SIEGY | SIEMENS A G F | 200 | $21,000 | 0.0% | $101.07 | — | cs | 826197501 |
| — | GUGGENHEIM BULTSH 2018 | 1,000 | $21,000 | 0.0% | $21.00 | — | cs | 18383M530 |
| VGK | VANGUARD FTSE EUROPE | 450 | $21,000 | 0.0% | $49.06 | — | cs | 922042874 |
| — | GLOBAL X SUPERDIVIDEND | 1,000 | $21,000 | 0.0% | $21.50 | — | cs | 37950E549 |
| — | ROYAL DUTCH SHELL F | 375 | $21,000 | 0.0% | $64.24 | — | cs | 780259206 |
| SNY | SANOFI SPOND F | 500 | $21,000 | 0.0% | $47.00 | — | cs | 80105N105 |
| SCHC | SCHWAB INTERNATNAL SMALL | 700 | $20,000 | 0.0% | $31.43 | — | cs | 808524888 |
| BF/B | BROWN FORMAN CORP | 200 | $20,000 | 0.0% | $30.24 | +7.6% | cs | 115637209 |
| CAT | CATERPILLAR INC | 267 | $20,000 | 0.0% | $62.12 | -3.7% | cs | 149123101 |
| COR | AMERISOURCEBERGEN CO | 250 | $20,000 | 0.0% | $72.76 | -17.7% | cs | 03073E105 |
| — | LUMBER LIQUIDATORS | 1,200 | $19,000 | 0.0% | $20.28 | — | cs | 55003T107 |
| — | AEGON NV 4% PFD | 775 | $19,000 | 0.0% | $24.06 | — | ps | 007924509 |
| — | SPDR MSCI JAPAN QUALITY | 300 | $19,000 | 0.0% | $67.22 | — | cs | 78463X368 |
| NXST | NEXSTAR BROADCASTING | 400 | $19,000 | 0.0% | $38.58 | 0.0% | cs | 65336K103 |
| SAP | SAP SPONSORED F | 250 | $19,000 | 0.0% | $70.00 | — | cs | 803054204 |
| — | GUGGENHEIM S&P 500 EQUAL | 200 | $19,000 | 0.0% | $75.00 | — | cs | 78355W817 |
| CNMD | CONMED CORP | 406 | $19,000 | 0.0% | $27.74 | +37.7% | cs | 207410101 |
| OPK | OPKO HEALTH INC | 2,000 | $19,000 | 0.0% | $7.47 | +36.0% | cs | 68375N103 |
| — | GENERAL COMMUN INC | 1,200 | $19,000 | 0.0% | $16.20 | — | cs | 369385109 |
| AXP | AMERICAN EXPRESS CO | 300 | $18,000 | 0.0% | $58.10 | -4.9% | cs | 025816109 |
| ABEV | AMBEV SA F | 3,000 | $18,000 | 0.0% | $5.72 | — | cs | 02319V103 |
| — | TESCO PLC F | 2,600 | $18,000 | 0.0% | $6.92 | — | cs | 881575302 |
| PBF | PBF ENERGY INC | 750 | $18,000 | 0.0% | $28.76 | 0.0% | cs | 69318G106 |
| OLN | OLIN CORP | 710 | $18,000 | 0.0% | $20.24 | -18.9% | cs | 680665205 |
| — | FIREEYE INC | 1,022 | $17,000 | 0.0% | $33.27 | — | cs | 31816Q101 |
| DOL | WISDOMTREE INTL LARGECP | 400 | $17,000 | 0.0% | $47.73 | — | cs | 97717W794 |
| — | KELLOGG COMPANY | 200 | $16,000 | 0.0% | $50.93 | 0.0% | cs | 487836108 |
| GD | GENERAL DYNAMICS CO | 114 | $16,000 | 0.0% | $94.63 | +19.5% | cs | 369550108 |
| — | VALEANT PHARMA INTL F | 775 | $16,000 | 0.0% | $62.91 | — | cs | 91911K102 |
| CC | CHEMOURS COMPANY | 2,000 | $16,000 | 0.0% | $6.48 | 0.0% | cs | 163851108 |
| RHHBY | ROCHE HLDG AG F | 500 | $16,000 | 0.0% | $35.90 | — | cs | 771195104 |
| UBS | UBS GROUP AG F | 1,250 | $16,000 | 0.0% | $19.77 | -22.7% | cs | H42097107 |
| REGN | REGENERON PHARMS INC | 45 | $16,000 | 0.0% | $450.11 | -14.9% | cs | 75886F107 |
| DAR | DARLING INGREDIENTS | 1,057 | $16,000 | 0.0% | $14.46 | 0.0% | cs | 237266101 |
| — | AMARIN CORP PLC F | 7,618 | $16,000 | 0.0% | $1.69 | — | cs | 023111206 |
| — | NORTHSTAR REA 8.25% PFD | 600 | $15,000 | 0.0% | $25.00 | — | ps | 66704R308 |
| LEA | LEAR CORPORATION | 150 | $15,000 | 0.0% | $70.57 | +33.0% | cs | 521865204 |
| — | KITE PHARMA INC | 300 | $15,000 | 0.0% | $50.00 | — | cs | 49803L109 |
| — | NORDSTROM INC | 400 | $15,000 | 0.0% | $61.25 | — | cs | 655664100 |
| — | PIMCO HIGH INCOME CF | 1,500 | $15,000 | 0.0% | $11.69 | — | cs | 722014107 |
| — | NUVEEN GLOBAL HIGH INCOM | 1,025 | $15,000 | 0.0% | $14.63 | — | cs | 67075G103 |
| — | ROYAL DUTCH SHELL F | 250 | $14,000 | 0.0% | $60.00 | — | cs | 780259107 |
| SSL | SASOL LIMITED F | 500 | $14,000 | 0.0% | $37.60 | — | cs | 803866300 |
| — | RESTORATION HARDWARE | 500 | $14,000 | 0.0% | $44.11 | — | cs | 761283100 |
| — | MARVELL TECH GROUP F | 1,500 | $14,000 | 0.0% | $9.33 | — | cs | G5876H105 |
| MRSH | MARSH & MC LENNAN CO | 200 | $14,000 | 0.0% | $46.73 | +17.0% | cs | 571748102 |
| SONY | SONY CORPORATION F | 475 | $14,000 | 0.0% | $18.06 | — | cs | 835699307 |
| — | TIER REIT INC | 944 | $14,000 | 0.0% | $14.83 | — | oa | 88650V208 |
| XLB | SPDR FUND MATERIALS | 300 | $14,000 | 0.0% | $49.24 | — | cs | 81369Y100 |
| FISV | FISERV INC | 132 | $14,000 | 0.0% | $41.96 | +22.7% | cs | 337738108 |
| PHG | KONINKLIJKE PHILIPS F | 517 | $13,000 | 0.0% | $25.97 | — | cs | 500472303 |
| — | COMMUNICATIONS SALES | 460 | $13,000 | 0.0% | $26.34 | — | cs | 20341J104 |
| — | INOVIO PHARMA | 1,400 | $13,000 | 0.0% | $9.29 | — | cs | 45773H201 |
| TROLB | TOOTSIE ROLL INDS B XXX | 334 | $13,000 | 0.0% | $33.15 | -8.7% | cs | 890516206 |
| TR | TOOTSIE ROLL INDS | 334 | $13,000 | 0.0% | $22.29 | +30.8% | cs | 890516107 |
| DEO | DIAGEO PLC F | 116 | $13,000 | 0.0% | $103.81 | — | cs | 25243Q205 |
| MSTR | MICROSTRATEGY INC | 75 | $13,000 | 0.0% | $9.35 | +96.9% | cs | 594972408 |
| — | DIREXION DAILY EMERG | 419 | $13,000 | 0.0% | $35.80 | — | cs | 25459Y470 |
| — | MORGAN STANLEY 5.75%PFD | 500 | $13,000 | 0.0% | $26.00 | — | ps | 617466206 |
| SYK | STRYKER CORP | 100 | $12,000 | 0.0% | $93.99 | +6.7% | cs | 863667101 |
| — | SYNERGY PHARMA | 3,150 | $12,000 | 0.0% | $2.65 | — | cs | 871639308 |
| SAN | BANCO SANTANDER SA F | 3,019 | $12,000 | 0.0% | $6.31 | — | cs | 05964H105 |
| — | JUNO THERAPEUTICS | 300 | $12,000 | 0.0% | $40.00 | — | cs | 48205A109 |
| VLKPF | VOLKSWAGEN AG PFD F | 100 | $12,000 | 0.0% | $135.00 | — | cs | D94523103 |
| — | BLACKROCK CALIFORNIA MUN | 787 | $12,000 | 0.0% | $15.25 | — | cs | 09249C105 |
| ODFL | OLD DOMINION FREIGHT | 200 | $12,000 | 0.0% | $15.77 | +30.3% | cs | 679580100 |
| — | CHINA MOBILE LTD F | 200 | $12,000 | 0.0% | $52.61 | — | cs | 16941M109 |
| — | PIONEER NATURAL RES | 70 | $11,000 | 0.0% | $185.71 | — | cs | 723787107 |
| — | PIMCO CORPORATE OPPORTUN | 750 | $11,000 | 0.0% | $19.50 | — | cs | 72201B101 |
| VPL | VANGUARD FTSE PACIFIC | 200 | $11,000 | 0.0% | $55.00 | — | cs | 922042866 |
| — | POTASH CORP SASK INC F | 700 | $11,000 | 0.0% | $18.00 | — | cs | 73755L107 |
| — | HSBC HLDGS P 8.125% PFD | 400 | $11,000 | 0.0% | $25.00 | — | ps | 404280703 |
| ALEX | ALEXANDER & BALDWIN | 300 | $11,000 | 0.0% | $40.00 | — | cs | 014491104 |
| ACN | ACCENTURE PLC F | 100 | $11,000 | 0.0% | $71.48 | +39.7% | cs | G1151C101 |
| DANOY | DANONE F | 755 | $11,000 | 0.0% | $14.57 | — | cs | 23636T100 |
| — | CU BANCORP CA | 500 | $11,000 | 0.0% | $22.80 | — | cs | 126534106 |
| CMI | CUMMINS INC | 100 | $11,000 | 0.0% | $104.58 | -16.2% | cs | 231021106 |
| — | BOB EVANS FARMS INC | 300 | $11,000 | 0.0% | $46.67 | — | cs | 096761101 |
| GM | GENERAL MOTORS CO | 405 | $11,000 | 0.0% | $25.24 | -1.7% | cs | 37045V100 |
| LQD | ISHARES IBOXX INVT GRADE | 86 | $11,000 | 0.0% | $117.46 | — | cs | 464287242 |
| EWP | ISHARES MSCI SPAIN | 400 | $10,000 | 0.0% | $31.88 | — | cs | 464286764 |
| EWW | ISHARES MSCI MEXICO | 200 | $10,000 | 0.0% | $65.55 | — | cs | 464286822 |
| CAR | AVIS BUDGET GROUP | 300 | $10,000 | 0.0% | $26.25 | 0.0% | cs | 053774105 |
| RCL | ROYAL CARIBBEAN CRUI F | 150 | $10,000 | 0.0% | $69.59 | -1.4% | cs | V7780T103 |
| CX | CEMEX SAB DE C V F | 1,560 | $10,000 | 0.0% | $10.74 | — | cs | 151290889 |
| CNO | CNO FINANCIAL GROUP | 600 | $10,000 | 0.0% | $15.23 | 0.0% | cs | 12621E103 |
| RAVE | RAVE RESTAURANT GRP | 2,575 | $10,000 | 0.0% | $12.12 | -61.6% | cs | 754198109 |
| MATX | MATSON INC | 300 | $10,000 | 0.0% | $19.30 | +50.1% | cs | 57686G105 |
| — | AMERICA MOVIL SAB F | 700 | $9,000 | 0.0% | $21.44 | — | cs | 02364W105 |
| — | ARCELOR MITTAL NY F | 1,904 | $9,000 | 0.0% | $5.06 | — | cs | 03938L104 |
| DLR | DIGITAL REALTY TRUST | 80 | $9,000 | 0.0% | $35.38 | +91.7% | oa | 253868103 |
| — | FRONTIER COMM CO | 1,800 | $9,000 | 0.0% | $4.14 | — | cs | 35906A108 |
| — | CENTRAL VLY CMNTY BK | 650 | $9,000 | 0.0% | $13.85 | — | cs | 155685100 |
| HOG | HARLEY DAVIDSON INC | 200 | $9,000 | 0.0% | $55.69 | -17.3% | cs | 412822108 |
| INVE | IDENTIVE INC | 5,000 | $9,000 | 0.0% | $8.78 | -74.8% | cs | 45170X205 |
| — | CHIMERIX INC | 2,000 | $8,000 | 0.0% | $9.00 | — | cs | 16934W106 |
| LNG | CHENIERE ENERGY INC | 200 | $8,000 | 0.0% | $32.42 | +8.5% | cs | 16411R208 |
| HII | HUNTINGTON INGALLS | 50 | $8,000 | 0.0% | $43.35 | +191.3% | cs | 446413106 |
| — | POWERSHARES WATER RESC | 325 | $8,000 | 0.0% | $22.86 | — | cs | 73935X575 |
| — | NEFF CORPORATION | 700 | $8,000 | 0.0% | $11.43 | — | cs | 640094207 |
| — | LITHIUM AMERS CORP F | 10,000 | $8,000 | 0.0% | $0.80 | — | cs | 53680Q108 |
| — | CORRECTION CORP AMER | 234 | $8,000 | 0.0% | $30.41 | — | cs | 22025Y407 |
| BCS | BARCLAYS PLC F | 1,000 | $8,000 | 0.0% | $8.00 | — | cs | 06738E204 |
| — | FOOT LOCKER INC | 150 | $8,000 | 0.0% | $52.59 | — | cs | 344849104 |
| WAL | WESTERN ALLIANCE BNC | 250 | $8,000 | 0.0% | $30.48 | 0.0% | cs | 957638109 |
| — | GENCO SHIPPING&TRDG F | 12,756 | $7,000 | 0.0% | $3.92 | — | cs | Y2685T115 |
| Z | ZILLOW GROUP INC | 200 | $7,000 | 0.0% | $26.10 | +6.3% | cs | 98954M200 |
| CMP | COMPASS MINERALS INT | 101 | $7,000 | 0.0% | $52.78 | +6.9% | cs | 20451N101 |
| HLX | HELIX ENERGY SOLUTN | 1,000 | $7,000 | 0.0% | $23.78 | -69.6% | cs | 42330P107 |
| — | MFA FINANCIAL, INC. | 1,000 | $7,000 | 0.0% | $8.00 | — | oa | 55272X102 |
| GLW | CORNING INC | 335 | $7,000 | 0.0% | $10.51 | +47.6% | cs | 219350105 |
| — | GENERAL FINANC 8.125%PFD | 300 | $7,000 | 0.0% | $23.33 | — | ps | 369822705 |
| — | FAIRFAX FINANCIA 5% PFD | 550 | $7,000 | 0.0% | $12.40 | — | ps | 303901847 |
| — | ATWOOD OCEANICS INC | 500 | $6,000 | 0.0% | $12.00 | — | cs | 050095108 |
| SYY | SYSCO CORPORATION | 125 | $6,000 | 0.0% | $37.68 | 0.0% | cs | 871829107 |
| — | SPDR NUVEEN BARCLAYS | 250 | $6,000 | 0.0% | $24.00 | — | cs | 78464A441 |
| AHL V9.62352 PERP | ASPEN INSURAN 5.95% PFD | 200 | $6,000 | 0.0% | $25.00 | — | ps | G05384154 |
| — | NANOTECH ENTMT INC | 1,500,000 | $6,000 | 0.0% | $0.01 | — | cs | 63009Y104 |
| — | BLACKROCK MUNIYIELD ARIZ | 330 | $6,000 | 0.0% | $13.20 | — | cs | 09254K109 |
| ITB | ISHARES US HOME | 200 | $6,000 | 0.0% | $20.00 | — | cs | 464288752 |
| — | ZAFGEN INC | 1,000 | $6,000 | 0.0% | $6.00 | — | cs | 98885E103 |
| IDCC | INTERDIGITAL INC | 105 | $6,000 | 0.0% | $44.80 | +26.2% | cs | 45867G101 |
| — | POWERSHARES GLOBAL WATER | 258 | $6,000 | 0.0% | $23.26 | — | cs | 73936T623 |
| VNQ | VANGUARD REIT ETF | 68 | $6,000 | 0.0% | $76.75 | — | cs | 922908553 |
| — | S P X CORP | 410 | $6,000 | 0.0% | $14.63 | — | cs | 784635104 |
| IJH | ISHARES CORE S&P MID CAP | 33 | $5,000 | 0.0% | $151.52 | — | cs | 464287507 |
| — | NUVEEN PREMIUM INCOME MU | 300 | $5,000 | 0.0% | $13.33 | — | cs | 67062T100 |
| BIV | VANGUARD INTERMEDIATE | 56 | $5,000 | 0.0% | $89.29 | — | cs | 921937819 |
| — | OCLARO INC | 1,000 | $5,000 | 0.0% | $5.00 | — | cs | 67555N206 |
| — | 5BARZ INTL INC | 50,000 | $5,000 | 0.0% | $0.10 | — | cs | 33833F100 |
| IVV | ISHARES CORE S&P 500 | 24 | $5,000 | 0.0% | $208.33 | — | cs | 464287200 |
| HPE | HEWLETT PACKARD ENTE | 282 | $5,000 | 0.0% | $6.49 | +19.6% | cs | 42824C109 |
| — | CLOVIS ONCOLOGY INC | 400 | $5,000 | 0.0% | $35.00 | — | cs | 189464100 |
| PEG | PUB SVC ENTERPISE GP | 100 | $5,000 | 0.0% | $21.73 | +49.6% | cs | 744573106 |
| — | NEUSTAR INC | 200 | $5,000 | 0.0% | $25.00 | — | cs | 64126X201 |
| — | LIBERTY GLOBAL INC F | 180 | $5,000 | 0.0% | $27.78 | — | cs | G5480U120 |
| MDLZ | MONDELEZ INTL | 104 | $5,000 | 0.0% | $33.98 | +2.5% | cs | 609207105 |
| LFVN | LIFEVANTAGE CORP | 358 | $5,000 | 0.0% | $7.55 | +50.5% | cs | 53222K205 |
| — | SINA CORPORATION F | 100 | $5,000 | 0.0% | $60.00 | — | cs | G81477104 |
| — | WSTN GAS PARTNERS LP LP | 90 | $5,000 | 0.0% | $77.78 | — | oa | 958254104 |
| — | SOLARCITY CORP | 200 | $5,000 | 0.0% | $25.00 | — | cs | 83416T100 |
| — | MALLINCKRODT PUB F | 77 | $5,000 | 0.0% | $114.42 | — | cs | G5785G107 |
| — | MARATHON OIL CORP | 300 | $5,000 | 0.0% | $16.67 | — | cs | 565849106 |
| SHMLF | SHL TELEMEDICINE ORDF | 700 | $5,000 | 0.0% | $8.57 | — | cs | M84047105 |
| — | BE AEROSPACE INC | 109 | $5,000 | 0.0% | $66.04 | — | cs | 073302101 |
| FRCOF | FAST RETAILING CO ORDF | 20 | $5,000 | 0.0% | $82.83 | 0.0% | cs | J1346E100 |
| GAP | GAP INC | 178 | $4,000 | 0.0% | $25.14 | -39.9% | cs | 364760108 |
| JBLU | JETBLUE AIRWAYS CORP | 225 | $4,000 | 0.0% | $6.54 | +184.0% | cs | 477143101 |
| EPP | ISHARES MSCI PACIFIC EX | 100 | $4,000 | 0.0% | $44.90 | — | cs | 464286665 |
| CALM | CAL MAINE FOODS INC | 100 | $4,000 | 0.0% | $36.33 | -1.4% | cs | 128030202 |
| — | BERRY PLASTICS GROUP | 100 | $4,000 | 0.0% | $20.00 | — | cs | 08579W103 |
| ZG | ZILLOW GROUP INC | 100 | $4,000 | 0.0% | $33.04 | -14.1% | cs | 98954M101 |
| — | CARDIO SYSTEMS INC | 200 | $4,000 | 0.0% | $15.00 | — | cs | 141619106 |
| BDX | BECTON DICKINSON&CO | 25 | $4,000 | 0.0% | $123.50 | +12.0% | cs | 075887109 |
| — | ETF MANAGERS TR | 150 | $4,000 | 0.0% | $26.67 | — | cs | 26924G201 |
| IJR | ISHARES CORE S&P SMALL | 33 | $4,000 | 0.0% | $109.17 | — | cs | 464287804 |
| PBR | PETROLEO BRASILEIRO F | 500 | $4,000 | 0.0% | $14.00 | — | cs | 71654V408 |
| HYS | PIMCO 0-5 YEAR HIGH YLD | 41 | $4,000 | 0.0% | $97.56 | — | cs | 72201R783 |
| — | NUVEEN PREMIUM INCOME MU | 263 | $4,000 | 0.0% | $15.21 | — | cs | 67063W102 |
| — | POWERSHARES | 100 | $4,000 | 0.0% | $30.00 | — | cs | 73935X856 |
| HPQ | HP INC. | 289 | $4,000 | 0.0% | $9.01 | +0.6% | cs | 40434L105 |
| — | HALYARD HEALTH INC | 124 | $4,000 | 0.0% | $46.59 | — | cs | 40650V100 |
| CL | COLGATE-PALMOLIVE CO | 49 | $4,000 | 0.0% | $52.87 | +7.6% | cs | 194162103 |
| UNH | UNITEDHEALTH GRP INC | 28 | $4,000 | 0.0% | $100.90 | +13.1% | cs | 91324P102 |
| SPSB | SPDR BARCLAYS SHORT TERM | 139 | $4,000 | 0.0% | $28.78 | — | cs | 78464A474 |
| CWB | SPDR BARCLAYS CNV | 100 | $4,000 | 0.0% | $50.00 | — | cs | 78464A359 |
| AFG | AMERN FINANCIAL GP | 50 | $4,000 | 0.0% | $34.05 | 0.0% | cs | 025932104 |
| AAL | AMERICAN AIRLS GROUP | 150 | $4,000 | 0.0% | $38.53 | -15.8% | cs | 02376R102 |
| XLK | TECHNOLOGY SELECT SECTOR | 100 | $4,000 | 0.0% | $41.18 | — | cs | 81369Y803 |
| UHAL | AMERCO | 10 | $4,000 | 0.0% | $36.34 | -0.6% | cs | 023586100 |
| — | DIAMOND OFFSHR DRILL | 150 | $4,000 | 0.0% | $52.85 | — | cs | 25271C102 |
| — | SYNTHETIC BIOLOGICS | 2,000 | $4,000 | 0.0% | $2.50 | — | cs | 87164U102 |
| — | TENNESSEE VLY A 6.75%PFD | 150 | $4,000 | 0.0% | $26.67 | — | ps | 880591300 |
| EC | ECOPETROL SA F | 420 | $4,000 | 0.0% | $29.25 | — | cs | 279158109 |
| MOS | MOSAIC CO | 100 | $3,000 | 0.0% | $41.76 | -46.9% | cs | 61945C103 |
| — | U S BANCORP 7.189% PFD | 3 | $3,000 | 0.0% | $666.67 | — | ps | 902973866 |
| — | COMCAST CORPORATIO 5%PFD | 100 | $3,000 | 0.0% | $30.00 | — | ps | 20030N606 |
| MLCO | MELCO CROWN ENTMT F | 225 | $3,000 | 0.0% | $16.47 | — | cs | 585464100 |
| — | MARKETO INC | 100 | $3,000 | 0.0% | $20.00 | — | cs | 57063L107 |
| CHRW | C H ROBINSON WORLDWD | 45 | $3,000 | 0.0% | $55.37 | +5.2% | cs | 12541W209 |
| LVMUY | L V M H MOET F | 91 | $3,000 | 0.0% | $32.97 | — | cs | 502441306 |
| BB | BLACKBERRY LTD F | 500 | $3,000 | 0.0% | $9.18 | -23.9% | cs | 09228F103 |
| FNMA | FANNIE MAE | 1,500 | $3,000 | 0.0% | $1.38 | +38.6% | cs | 313586109 |
| FMCC | FREDDIE MAC | 1,500 | $3,000 | 0.0% | $1.30 | +33.6% | cs | 313400301 |
| IYR | ISHARES US REAL ESTATE | 35 | $3,000 | 0.0% | $61.57 | — | cs | 464287739 |
| — | L-3 COMMUNICATIONS | 19 | $3,000 | 0.0% | $119.11 | — | cs | 502424104 |
| VWO | VANGUARD FTSE EMERGING | 80 | $3,000 | 0.0% | $35.71 | — | cs | 922042858 |
| — | CHICAGO BRIDGE &IRON F | 100 | $3,000 | 0.0% | $30.00 | — | cs | 167250109 |
| PRU | PRUDENTIAL FINANCIAL | 40 | $3,000 | 0.0% | $38.68 | +26.6% | cs | 744320102 |
| RXL | PROSHARES ULTRA HEALTH | 54 | $3,000 | 0.0% | $55.56 | — | cs | 74347R735 |
| TSCO | TRACTOR SUPPLY COMP | 36 | $3,000 | 0.0% | $14.72 | +8.8% | cs | 892356106 |
| RIG | TRANSOCEAN INC NEW F | 239 | $3,000 | 0.0% | $44.31 | -76.9% | cs | H8817H100 |
| ROM | PROSHARES ULTRA | 42 | $3,000 | 0.0% | $71.43 | — | cs | 74347R693 |
| — | CENTRAL FUND CDA CF | 246 | $3,000 | 0.0% | $12.20 | — | cs | 153501101 |
| SCHW | CHARLES SCHWAB CORP | 100 | $3,000 | 0.0% | $15.92 | +58.1% | cs | 808513105 |
| — | UNITED STATES STEEL | 200 | $3,000 | 0.0% | $15.00 | — | cs | 912909108 |
| — | VARIAN MEDICAL SYSTM | 40 | $3,000 | 0.0% | $75.00 | — | cs | 92220P105 |
| HBM | HUDBAY MINERALS INC F | 315 | $2,000 | 0.0% | $5.75 | -27.2% | cs | 443628102 |
| RUSHA | RUSH ENTERPRISES | 100 | $2,000 | 0.0% | $8.86 | 0.0% | cs | 781846209 |
| — | POWERSHARES WILDER CLEAN | 500 | $2,000 | 0.0% | $5.90 | — | cs | 73935X500 |
| HNNMY | HENNES & MAURITZ AB F | 400 | $2,000 | 0.0% | $7.50 | — | cs | 425883105 |
| — | TYCO INTL PLC F | 38 | $2,000 | 0.0% | $39.99 | — | cs | G91442106 |
| — | NUANCE COMMUN INC | 100 | $2,000 | 0.0% | $16.11 | — | cs | 67020Y100 |
| — | TOTAL SYSTEMS SERVIC | 45 | $2,000 | 0.0% | $44.44 | — | cs | 891906109 |
| RMBS | RAMBUS INC DEL | 200 | $2,000 | 0.0% | $7.45 | +63.6% | cs | 750917106 |
| — | PANHANDLE OIL & GAS | 130 | $2,000 | 0.0% | $15.38 | — | cs | 698477106 |
| CHTR | CHARTER COMMUNICATN | 7 | $2,000 | 0.0% | $214.89 | 0.0% | cs | 16119P108 |
| AMD | ADVANCED MICRO DEVIC | 400 | $2,000 | 0.0% | $3.84 | +1.2% | cs | 007903107 |
| — | ACTIVISION BLIZZARD | 60 | $2,000 | 0.0% | $16.67 | — | cs | 00507V109 |
| ECL | ECOLAB INC | 16 | $2,000 | 0.0% | $95.34 | +10.1% | cs | 278865100 |
| RWX | SPDR DOW JONES INTER | 40 | $2,000 | 0.0% | $50.00 | — | cs | 78463X863 |
| — | CS VELOCITYSHRS DALY 2X | 1,060 | $2,000 | 0.0% | $4.77 | — | cs | 22539T423 |
| — | TE CONNECTIVITY LTD F | 38 | $2,000 | 0.0% | $63.69 | — | cs | H84989104 |
| PEB | PEBBLEBROOK HOTEL TR | 75 | $2,000 | 0.0% | $26.67 | — | oa | 70509V100 |
| — | LIBERTY STAR URANIUM | 616,600 | $2,000 | 0.0% | $0.01 | — | cs | 53123T206 |
| IRM | IRON MOUNTAIN US HOL | 42 | $2,000 | 0.0% | $16.49 | +28.6% | oa | 46284V101 |
| — | KLX INC | 53 | $2,000 | 0.0% | $37.74 | — | cs | 482539103 |
| — | WEATHERFORD INTL F | 300 | $2,000 | 0.0% | $23.33 | — | cs | G48833100 |
| ZBH | ZIMMER BIOMET HLDGS | 20 | $2,000 | 0.0% | $104.60 | 0.0% | cs | 98956P102 |
| KEYS | KEYSIGHT TECH INC | 50 | $1,000 | 0.0% | $32.07 | -11.8% | cs | 49338L103 |
| FAST | FASTENAL CO | 25 | $1,000 | 0.0% | $8.84 | +0.3% | cs | 311900104 |
| TIP | ISHARES TIPS BOND ETF | 11 | $1,000 | 0.0% | $111.11 | — | cs | 464287176 |
| — | WINDSTREAM HLDGS INC | 134 | $1,000 | 0.0% | $5.43 | — | cs | 97382A200 |
| COF | CAPITAL ONE FINL | 12 | $1,000 | 0.0% | $55.37 | +6.0% | cs | 14040H105 |
| — | BAKER HUGHES INC | 22 | $1,000 | 0.0% | $45.45 | — | cs | 057224107 |
| — | WHITEWAVE FOODS | 19 | $1,000 | 0.0% | $42.92 | — | cs | 966244105 |
| — | NIMBLE STORAGE INC | 150 | $1,000 | 0.0% | $33.33 | — | cs | 65440R101 |
| — | GUGGENHEIM MULTI ASSET | 75 | $1,000 | 0.0% | $21.54 | — | cs | 18383M506 |
| TMO | THERMO FISHER SCNTFC | 8 | $1,000 | 0.0% | $130.26 | +10.2% | cs | 883556102 |
| — | GUGGENHEIM S&P 500 EQL | 14 | $1,000 | 0.0% | $71.43 | — | cs | 78355W106 |
| PRKS | SEAWORLD ENTERTAINMT | 50 | $1,000 | 0.0% | $34.20 | -47.1% | cs | 81282V100 |
| DGX | QUEST DIAGNOSTIC INC | 18 | $1,000 | 0.0% | $55.15 | +14.2% | cs | 74834L100 |
| NOK | NOKIA CORP SPON F | 150 | $1,000 | 0.0% | $5.43 | — | cs | 654902204 |
| SQM | SOC QUIMICA MINER F | 51 | $1,000 | 0.0% | $26.59 | — | cs | 833635105 |
| — | CUMULUS MEDIA INC | 2,300 | $1,000 | 0.0% | $6.34 | — | cs | 231082108 |
| — | LEGG MASON INC | 50 | $1,000 | 0.0% | $40.00 | — | cs | 524901105 |
| — | BROOKFIELD ASS 5.4% PFD | 125 | $1,000 | 0.0% | $16.00 | — | ps | 112585740 |
| — | ENDEAVOUR MNG NEW ORD F | 34 | $1,000 | 0.0% | $29.41 | — | cs | G3040R158 |
| — | DIGITALGLOBE INC | 43 | $1,000 | 0.0% | $23.26 | — | cs | 25389M877 |
| CSX | CSX CORP | 50 | $1,000 | 0.0% | $8.37 | -9.4% | cs | 126408103 |
| — | INTL SHIPHOLDI 9.5% PFD | 100 | $1,000 | 0.0% | $10.00 | — | ps | 460321409 |
| — | INTL SHIPHOLDING 9% PFD | 100 | $1,000 | 0.0% | $10.00 | — | ps | 460321508 |
| — | SODASTREAM INTL F | 36 | $1,000 | 0.0% | $35.49 | — | cs | M9068E105 |
| — | AEGERION PHARMACEUTL | 1,000 | $1,000 | 0.0% | $10.00 | — | cs | 00767E102 |
| — | NORTHSTAR REALTY FIN | 78 | $1,000 | 0.0% | $12.82 | — | oa | 66704R803 |
| — | ADVANCED MED ISOTOPE | 43,594 | $0 | 0.0% | — | — | cs | 00765X102 |
| — | NORTHSTAR REALTY EUR | 26 | $0 | 0.0% | — | — | oa | 66706L101 |
| — | SANDRIDGE ENERGY 7% PFD | 513 | $0 | 0.0% | $22.22 | — | ps | 80007P877 |
| — | ASTERIAS BIOTHERA 16 WTS | 2 | $0 | 0.0% | — | — | wt | 04624N115 |
| — | DREAM MARKETING INC | 10 | $0 | 0.0% | — | — | cs | 261990352 |
| — | ASTERIAS BIOTHERAPEU | 12 | $0 | 0.0% | — | — | cs | 04624N107 |
| — | AMERICAS ENERGY CO XXX | 7,100 | $0 | 0.0% | — | — | cs | 03063G102 |
| — | ADELPHIA COMMUN CP CLXXX | 4,000 | $0 | 0.0% | — | — | cs | 006ESC917 |
| — | SOLARIS PWR CELLS | 20,000 | $0 | 0.0% | $0.10 | — | cs | 83416X101 |
| DTEMF | DITEM EXPLORATION F | 80 | $0 | 0.0% | $0.01 | -83.9% | cs | 254920101 |
| FITX | CREATIVE EDGE NUTRIT | 150,000 | $0 | 0.0% | $0.04 | -93.7% | cs | 22528W205 |
| — | T H Q INC NEW XXX | 2 | $0 | 0.0% | — | — | cs | 872443601 |
| — | SUPERVALU INC | 85 | $0 | 0.0% | $11.76 | — | cs | 868536103 |
| — | STRATEGIC RESOURCES LXXX | 5,500 | $0 | 0.0% | — | — | cs | 862773108 |
| — | DIR DAILY 20+ YEAR TRSRY | 5 | $0 | 0.0% | — | — | cs | 25459Y678 |
| — | CRYSTALLEX INTL CORP XXX | 1,590 | $0 | 0.0% | — | — | cs | 22942F101 |
| — | LPATH INC | 143 | $0 | 0.0% | — | — | cs | 548910405 |
| — | BIOTIME INC 18 WTS | 14 | $0 | 0.0% | — | — | wt | 09066L162 |
| ENRNQ 8 11/30/43 | ENRON CORP DISC 00 8%PFD | 400 | $0 | 0.0% | — | — | ps | P37307108 |
| — | MOTORS LIQ CO GUC TR | 25 | $0 | 0.0% | $40.00 | — | cs | 62010U101 |
| CENBF | CEN BIOTECH INC F | 1,491 | $0 | 0.0% | — | — | cs | 15130L104 |
| PHSL | PENTHOUSE INTL INC | 125,000 | $0 | 0.0% | — | — | cs | 709640106 |
| — | VAPE HLDGS INC | 500 | $0 | 0.0% | $12.80 | — | cs | 91912N105 |
| — | EAGLE BULK SHIPPI 21 WTS | 105 | $0 | 0.0% | — | — | wt | Y2187A135 |
| — | HERCULES OFFSHORE 21 WTS | 635 | $0 | 0.0% | — | — | wt | 427093117 |
| — | HERCULES OFFSHORE | 75 | $0 | 0.0% | — | — | cs | 427093307 |
| NVRI | HARSCO CORPORATION | 16 | $0 | 0.0% | $5.77 | +12.8% | cs | 415864107 |
| — | SANDRIDGE ENERGY INC | 567 | $0 | 0.0% | — | — | cs | 80007P307 |
| — | SANBORN RESOURCE LTD | 5,000 | $0 | 0.0% | — | — | cs | 799689104 |
| — | HUDBAY MINERALS I 18 WTF | 170 | $0 | 0.0% | — | — | wt | 443628136 |
| RZSMF | RIZZOLI CORRIERE D ORDF | 4 | $0 | 0.0% | $0.86 | 0.0% | cs | T79823158 |
| GBNW | GLOBAL NETWORKS CORP | 5 | $0 | 0.0% | $0.00 | -49.5% | cs | 379382104 |
| — | REDHAT INC | 5 | $0 | 0.0% | — | — | cs | 756577102 |
| — | COMSTOCK MINING INC | 100 | $0 | 0.0% | — | — | cs | 205750102 |
| — | IDNA INC XXX | 5,000 | $0 | 0.0% | — | — | cs | 45169P106 |
| CMNR | COMMERCE ENERGY GRP | 8,000 | $0 | 0.0% | $0.00 | +252.4% | cs | 20061Q106 |
| — | SAFEWAY CASA LEY CVR RTS | 750 | $0 | 0.0% | — | — | wt | 786CVR209 |
| CGNX | COGNEX CORP | 1 | $0 | 0.0% | $18.67 | 0.0% | cs | 192422103 |
| — | TIME INC | 8 | $0 | 0.0% | — | — | cs | 887228104 |
| PNR | PENTAIR PLC F | 8 | $0 | 0.0% | $41.76 | -20.2% | cs | G7S00T104 |
| — | PREMIER LASER SYS A NXXX | 500 | $0 | 0.0% | — | — | cs | 740522107 |
| — | CHINA DIGITAL MEDIA CXXX | 275 | $0 | 0.0% | — | — | cs | 169382108 |
| CCGM | CHINA CGAME INC | 334 | $0 | 0.0% | $0.15 | -83.8% | cs | 16946P107 |
| — | POWERWAVE TECH INC | 13 | $0 | 0.0% | — | — | cs | 739363307 |
| UIS | UNISYS CORP | 1 | $0 | 0.0% | $23.00 | -66.7% | cs | 909214306 |
| — | SAFEWAY PDC LLC CVR RTS | 750 | $0 | 0.0% | — | — | wt | 786CVR308 |
| UE | URBAN EDGE PPTYS | 1 | $0 | 0.0% | — | — | cs | 91704F104 |
| — | USA URANIUM CORP XXX | 400,000 | $0 | 0.0% | — | — | cs | 91154T109 |
| — | POWERSHARES DB CMMDTY | 12 | $0 | 0.0% | — | — | cs | 73935S105 |
| SCHM | CHARLES SCHWAB US MC | 3 | $0 | 0.0% | $30.30 | — | cs | 808524508 |
| CHAG | CHANCELLOR GROUP INC | 70,000 | $0 | 0.0% | $0.11 | -98.7% | cs | 15883D101 |
| PWNX | POWERLINX INC | 10 | $0 | 0.0% | $0.00 | -56.1% | cs | 73933F204 |
| — | CENTURYLINK INC | 2 | $0 | 0.0% | $35.81 | — | cs | 156700106 |
| — | PINNACLE ENTERTAINMT | 8 | $0 | 0.0% | — | — | cs | 72348Y105 |
| PSX | PHILLIPS 66 | 5 | $0 | 0.0% | $56.71 | 0.0% | cs | 718546104 |
| IWV | ISHARES RUSSELL 3000 | 1 | $0 | 0.0% | — | — | cs | 464287689 |
| — | VIVUS INC | 100 | $0 | 0.0% | — | — | cs | 928551100 |
| — | MIRANT CORPORATION XXX | 2,156 | $0 | 0.0% | — | — | dl | 604675991 |
| GTMIF | GASTEM INC F | 26 | $0 | 0.0% | — | — | cs | 36729R104 |
| — | FUELCELL ENERGY INC | 25 | $0 | 0.0% | — | — | cs | 35952H502 |
| — | FIAT CHRYSLER AUTO F | 70 | $0 | 0.0% | $14.29 | — | cs | N31738102 |
| RACE | FERRARI N V F | 7 | $0 | 0.0% | $40.37 | +5.2% | cs | N3167Y103 |
| BBU | BROOKFIELD BUS PTNRS LP | 3 | $0 | 0.0% | — | — | oa | G16234109 |
| — | FAIRPOINT COMMUN INC XXX | 2 | $0 | 0.0% | — | — | cs | 305560104 |
| — | EPIRUS BIOPHARMA | 500 | $0 | 0.0% | $2.00 | — | cs | 29428P107 |
| GLPI | GAMING & LEISURE PPT | 6 | $0 | 0.0% | — | — | oa | 36467J108 |
| — | ENGILITY HLDGS INC | 2 | $0 | 0.0% | — | — | cs | 29286C107 |
| — | GENVEC INC | 100 | $0 | 0.0% | — | — | cs | 37246C307 |
| — | VERITIV CORPORATION | 1 | $0 | 0.0% | — | — | cs | 923454102 |
| — | CALIFORNIA RESOURCES | 24 | $0 | 0.0% | — | — | cs | 13057Q206 |
| — | BEESTON ENTERPRISES | 9,000 | $0 | 0.0% | — | — | cs | 07712Q304 |
| XNNHQ | XENONICS HOLDINGS | 16,553 | $0 | 0.0% | $0.02 | -92.3% | cs | 984117101 |
| — | YAMANA GOLD INC F | 50 | $0 | 0.0% | — | — | cs | 98462Y100 |
| BACHF | BANK OF CHINA LTD ORDF | 180 | $0 | 0.0% | $0.20 | 0.0% | cs | Y0698A107 |