Location: New York, NY
CIK: 0001599330 · Show all filings
Period: Q4 2012 (Next →)
Filing Date: Mar 7, 2014
Total Value: $153M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SDY | SPDR S&P DIVIDEND ETF | 877,528 | $51.04M | 33.3% | $58.16 | $58.16 | — | UIE | 78464A763 |
| VIG | VANGUARD DIV APPRCIATION | 204,904 | $12.21M | 8.0% | $59.57 | $59.57 | — | UIE | 921908844 |
| — | EATON VANCE TAX ADV DIV | 463,677 | $7.651M | 5.0% | $16.50 | $16.50 | — | CEM | 27828G107 |
| VYM | VANGUARD WHITEHALL FUNDSHIGH DIVIDEND YIELD | 103,116 | $5.092M | 3.3% | $49.38 | $49.38 | — | UIE | 921946406 |
| AAPL | APPLE INC | 7,306 | $3.888M | 2.5% | $532.17 | $532.17 | — | COM | 037833100 |
| XOM | EXXON MOBIL CORPORATION | 39,521 | $3.421M | 2.2% | $86.56 | $86.56 | — | COM | 30231G102 |
| PG | PROCTER & GAMBLE EXCHANGE OFFER EXP: 11/05/0 | 41,314 | $2.805M | 1.8% | $67.89 | $67.89 | — | COM | 742718109 |
| CVS | C V S CAREMARK CORP | 52,141 | $2.521M | 1.6% | $48.35 | $48.35 | — | COM | 126650100 |
| JNJ | JOHNSON & JOHNSON | 32,859 | $2.303M | 1.5% | $70.09 | $70.09 | — | COM | 478160104 |
| IBM | INTL BUSINESS MACHINES | 10,290 | $1.971M | 1.3% | $191.55 | $191.55 | — | COM | 459200101 |
| DWX | SPDR S & P INTL DIVIDEND | 35,284 | $1.697M | 1.1% | $48.10 | $48.10 | — | UIE | 78463X772 |
| SPY | S P D R S&P 500 ETF TR EXPIRING 01/22/2118 | 11,897 | $1.694M | 1.1% | $142.39 | $142.39 | — | UIE | 78462F103 |
| — | GOOGLE INC ** PENDING ENLISTMENT **-- BEST EFFO | 2,261 | $1.599M | 1.0% | $707.21 | $707.21 | — | COM | 38259P508 |
| — | IAC/INTERACTIVE CORP NEW | 32,332 | $1.527M | 1.0% | $47.23 | $47.23 | — | COM | 44919P508 |
| VO | VANGUARD MID CAP | 17,330 | $1.429M | 0.9% | $82.46 | $82.46 | — | UIE | 922908629 |
| — | GENERAL ELECTRIC COMPANY | 67,307 | $1.413M | 0.9% | $20.99 | $20.99 | — | COM | 369604103 |
| MS | MORGAN STANLEY | 65,502 | $1.252M | 0.8% | $19.11 | $19.11 | — | COM | 617446448 |
| DVY | ISHARES TRUST DOW JONES DOW JONES SELECT DIVIDND | 21,067 | $1.206M | 0.8% | $57.25 | $57.25 | — | UIE | 464287168 |
| T | A T & T INC NEW | 31,668 | $1.068M | 0.7% | $33.72 | $33.72 | — | COM | 00206R102 |
| — | INGERSOLL RAND CL A NEWFIRELAND | 21,851 | $1.048M | 0.7% | $47.96 | $47.96 | — | FGO | G47791101 |
| INTC | INTEL CORP | 49,330 | $1.017M | 0.7% | $20.62 | $20.62 | — | COM | 458140100 |
| — | FEDERAL RLTY INVT TR SBIREIT | 9,385 | $976K | 0.6% | $104.00 | $104.00 | — | RET | 313747206 |
| CSCO | CISCO SYSTEMS INC | 48,709 | $957K | 0.6% | $19.65 | $19.65 | — | COM | 17275R102 |
| CVX | CHEVRON CORPORATION | 8,435 | $912K | 0.6% | $108.12 | $108.12 | — | COM | 166764100 |
| ROST | ROSS STORES INC | 16,459 | $890K | 0.6% | $54.07 | $54.07 | — | COM | 778296103 |
| DIS | DISNEY WALT CO | 17,486 | $871K | 0.6% | $49.81 | $49.81 | — | COM | 254687106 |
| — | CELGENE CORP | 10,915 | $857K | 0.6% | $78.52 | $78.52 | — | COM | 151020104 |
| BRK/B | BERKSHIRE HATHAWAY B NEWCLASS B | 9,322 | $836K | 0.5% | $89.68 | $89.68 | — | COM | 084670702 |
| IJK | ISHARES S&P MIDCAP 400 S&P MIDCAP 400/BARRA | 7,286 | $834K | 0.5% | $114.47 | $114.47 | — | UIE | 464287606 |
| JPM | JPMORGAN CHASE & CO | 18,976 | $834K | 0.5% | $43.95 | $43.95 | — | COM | 46625H100 |
| VTI | VANGUARD TOTAL STOCK MKTSTK MKT VIPERS | 10,600 | $777K | 0.5% | $73.30 | $73.30 | — | UIE | 922908769 |
| MSFT | MICROSOFT CORP DUTCH TENDER OFFER EXP: 08/17/2 | 27,663 | $739K | 0.5% | $26.71 | $26.71 | — | COM | 594918104 |
| PEP | PEPSICO INCORPORATED | 10,612 | $726K | 0.5% | $68.41 | $68.41 | — | COM | 713448108 |
| KO | COCA COLA COMPANY | 19,462 | $706K | 0.5% | $36.28 | $36.28 | — | COM | 191216100 |
| DEO | DIAGEO PLC NEW ADR FSPONSORED ADR 1 ADR REPS 4 | 5,881 | $686K | 0.4% | $116.65 | $116.65 | — | ADR | 25243Q205 |
| VZ | VERIZON COMMUNICATIONS | 15,841 | $685K | 0.4% | $43.24 | $43.24 | — | COM | 92343V104 |
| — | BED BATH & BEYOND | 10,500 | $587K | 0.4% | $55.90 | $55.90 | — | COM | 075896100 |
| — | VITAMIN SHOPPE INC ** PENDING ENLISTMENT **-- BEST EFFO | 10,000 | $574K | 0.4% | $57.40 | $57.40 | — | COM | 92849E101 |
| AGO | ASSURED GUARANTY LTD F** PENDING ENLISTMENT **-- BEST EFFO | 38,173 | $543K | 0.4% | $14.22 | $14.22 | — | FGO | G0585R106 |
| CL | COLGATE-PALMOLIVE CO | 5,175 | $541K | 0.4% | $104.54 | $104.54 | — | COM | 194162103 |
| GS | GOLDMAN SACHS GROUP INC | 4,197 | $535K | 0.3% | $127.47 | $127.47 | — | COM | 38141G104 |
| GLD | SPDR GOLD TRUST SPDR GOLD SHARES | 3,199 | $518K | 0.3% | $161.93 | $161.93 | — | UIE | 78463V107 |
| MO | ALTRIA GROUP INC | 15,922 | $501K | 0.3% | $31.47 | $31.47 | — | COM | 02209S103 |
| PFE | PFIZER INCORPORATED ODDLOT OFFER EXP: 08/05/0 | 17,921 | $449K | 0.3% | $25.05 | $25.05 | — | COM | 717081103 |
| PM | PHILIP MORRIS INTL INC | 5,279 | $442K | 0.3% | $83.73 | $83.73 | — | COM | 718172109 |
| IDV | ISHARES TR LEHMAN BD FD DOW JONES EPAC SELECT DIVIDEND IND | 12,256 | $413K | 0.3% | $33.70 | $33.70 | — | UIE | 464288448 |
| — | UNILEVER N V NY SHS NEWFWITH STOCK SPLIT SHARES 1 NEW YORK S | 10,700 | $410K | 0.3% | $38.32 | $38.32 | — | ADR | 904784709 |
| LQD | ISHARES TR GS INVESTOP GS$ INVESTOP CORP BOND | 3,295 | $399K | 0.3% | $121.09 | $121.09 | — | UIE | 464287242 |
| BK | BANK OF NY MELLON CP NEW | 15,241 | $392K | 0.3% | $25.72 | $25.72 | — | COM | 064058100 |
| HD | HOME DEPOT INC TENDER OFFER EXP: 08/16/0 | 6,270 | $388K | 0.3% | $61.88 | $61.88 | — | COM | 437076102 |
| MCD | MC DONALDS CORP EXCHANGE OFFER EXP: 10/05/2 | 4,127 | $364K | 0.2% | $88.20 | $88.20 | — | COM | 580135101 |
| AXP | AMERICAN EXPRESS COMPANY | 6,248 | $359K | 0.2% | $57.46 | $57.46 | — | COM | 025816109 |
| WFC | WELLS FARGO & CO NEW | 10,421 | $356K | 0.2% | $34.16 | $34.16 | — | COM | 949746101 |
| — | GNC HOLDINGS INC ** PENDING ENLISTMENT **-- BEST EFFO | 10,245 | $341K | 0.2% | $33.28 | $33.28 | — | COM | 36191G107 |
| MRK | MERCK & CO INC NEW | 8,189 | $335K | 0.2% | $40.91 | $40.91 | — | COM | 58933Y105 |
| MDLZ | MONDELEZ INTL INC CL A | 13,175 | $335K | 0.2% | $25.43 | $25.43 | — | COM | 609207105 |
| — | POWERSHS QQQ TRUST SER 1 | 5,107 | $333K | 0.2% | $65.20 | $65.20 | — | UIE | 73935A104 |
| — | LINN ENERGY ** PENDING ENLISTMENT **-- BEST EFFO | 9,000 | $317K | 0.2% | $35.22 | $35.22 | — | MLP | 536020100 |
| AFL | A F L A C INC ODD LOT OFFER | 5,970 | $317K | 0.2% | $53.10 | $53.10 | — | COM | 001055102 |
| — | W P P PLC ADR FSPONSORED ADR 1 ADR REP 5 | 4,342 | $317K | 0.2% | $73.01 | $73.01 | — | ADR | 92933H101 |
| NEE | NEXTERA ENERGY INC | 4,550 | $315K | 0.2% | $69.23 | $69.23 | — | COM | 65339F101 |
| — | NUVEEN N Y PERFORMANCE PLUS MUNI FD INC | 18,606 | $306K | 0.2% | $16.45 | $16.45 | — | CEM | 67062R104 |
| — | NYSE EURONEXT N V | 9,692 | $306K | 0.2% | $31.57 | $31.57 | — | COM | 629491101 |
| DLS | WISDOMTREE INTL SMCP DIVINTL SMALLCAP DIVIDEND | 5,794 | $302K | 0.2% | $52.12 | $52.12 | — | UIE | 97717W760 |
| SCHW | THE CHARLES SCHWAB CORP | 20,000 | $287K | 0.2% | $14.35 | $14.35 | — | COM | 808513105 |
| ED | CONSOLIDATED EDISON INC ODDLOT TENDER OFFER EXP: 04/11/0 | 5,084 | $282K | 0.2% | $55.47 | $55.47 | — | COM | 209115104 |
| ORCL | ORACLE CORPORATION | 8,329 | $278K | 0.2% | $33.38 | $33.38 | — | COM | 68389X105 |
| BDX | BECTON DICKINSON & CO | 3,525 | $276K | 0.2% | $78.30 | $78.30 | — | COM | 075887109 |
| BMY | BRISTOL-MYERS SQUIBB CO ODDLOT TENDER OFFER | 8,257 | $269K | 0.2% | $32.58 | $32.58 | — | COM | 110122108 |
| ADP | AUTO DATA PROCESSING | 4,560 | $260K | 0.2% | $57.02 | $57.02 | — | COM | 053015103 |
| AMZN | AMAZON COM INC | 1,018 | $255K | 0.2% | $250.49 | $250.49 | — | COM | 023135106 |
| BP | BP PLC ADR FSPONSORED ADR | 6,007 | $250K | 0.2% | $41.62 | $41.62 | — | ADR | 055622104 |
| XBNYX | BLACKROCK NY MUN INCM TRNEW YORK INCOME TRUST | 15,000 | $248K | 0.2% | $16.53 | $16.53 | — | CEM | 09248L106 |
| EEM | ISHARES MSCI EMRG MKT FDWITH STOCK SPLIT SHARES EMERGING MAR | 5,575 | $247K | 0.2% | $44.30 | $44.30 | — | UIE | 464287234 |
| TEVA | TEVA PHARM INDS LTD ADRFWITH STOCK SPLIT SHARES | 6,598 | $246K | 0.2% | $37.28 | $37.28 | — | ADR | 881624209 |
| — | VODAFONE GROUP NEW ADR FSPONSORED ADR 1 ADR REP 10 | 9,206 | $232K | 0.2% | $25.20 | $25.20 | — | ADR | 92857W209 |
| — | NUVEEN PREM INCM MUN II | 15,000 | $228K | 0.1% | $15.20 | $15.20 | — | CEM | 67063W102 |
| BA | BOEING CO ODDLOT TENDER OFFER | 3,000 | $226K | 0.1% | $75.33 | $75.33 | — | COM | 097023105 |
| — | ROYAL DUTCH SHELL A ADRFSPONSORED ADR | 3,200 | $221K | 0.1% | $69.06 | $69.06 | — | ADR | 780259206 |
| COP | CONOCOPHILLIPS | 3,805 | $221K | 0.1% | $58.08 | $58.08 | — | COM | 20825C104 |
| BOND | PIMCO EXCH TRADED FUND TOTAL RETURN | 2,000 | $218K | 0.1% | $109.00 | $109.00 | — | UIE | 72201R775 |
| VBR | VANGUARD SMALL CAP VALUE | 3,000 | $218K | 0.1% | $72.67 | $72.67 | — | UIE | 922908611 |
| EMR | EMERSON ELECTRIC CO | 4,107 | $218K | 0.1% | $53.08 | $53.08 | — | COM | 291011104 |
| — | DOUBLELINE OPPORTUNISTIC** PENDING ENLISTMENT **-- BEST EFFO | 8,023 | $217K | 0.1% | $27.05 | $27.05 | — | CEM | 258623107 |
| — | XILINX INC | 5,964 | $214K | 0.1% | $35.88 | $35.88 | — | COM | 983919101 |
| — | PALL CORP | 3,449 | $208K | 0.1% | $60.31 | $60.31 | — | COM | 696429307 |
| MBB | ISHARES TRUST BARCLAYS BARCLAYS MBS FIXED RATE | 1,771 | $191K | 0.1% | $107.85 | $107.85 | — | UIE | 464288588 |
| — | DELCATH SYSTEMS INC | 150,000 | $185K | 0.1% | $1.23 | $1.23 | — | COM | 24661P104 |
| MMM | 3M COMPANY | 1,985 | $184K | 0.1% | $92.70 | $92.70 | — | COM | 88579Y101 |
| — | SPDR BARCLAYS ETF HIGH YIELD VERY LIQUID INDEX | 4,517 | $184K | 0.1% | $40.74 | $40.73 | — | UIE | 78464A417 |
| EPD | ENTERPRISE PRD PRTNRS LP | 3,626 | $182K | 0.1% | $50.19 | $50.19 | — | MLP | 293792107 |
| — | EATON VANCE TAX ADV GLBL | 9,000 | $181K | 0.1% | $20.11 | $20.11 | — | CEM | 27828U106 |
| TJX | T J X COS INC | 4,200 | $178K | 0.1% | $42.38 | $42.38 | — | COM | 872540109 |
| LLY | LILLY ELI & COMPANY ODDLOT TENDER OFFER EXP: 01/20/2 | 3,603 | $178K | 0.1% | $49.40 | $49.40 | — | COM | 532457108 |
| — | ADVENT SOFTWARE INC | 8,006 | $171K | 0.1% | $21.36 | $21.36 | — | COM | 007974108 |
| — | PLUM CREEK TIMBER CO REIT | 3,781 | $168K | 0.1% | $44.43 | $44.43 | — | RET | 729251108 |
| KMB | KIMBERLY-CLARK CORP | 1,977 | $167K | 0.1% | $84.47 | $84.47 | — | COM | 494368103 |
| — | EXAMWORKS GROUP INC ** PENDING ENLISTMENT **-- BEST EFFO | 11,832 | $166K | 0.1% | $14.03 | $14.03 | — | COM | 30066A105 |
| C | CITIGROUP INC NEW | 4,144 | $164K | 0.1% | $39.58 | $39.58 | — | COM | 172967424 |
| — | POWERSHS DB MULTI SECTORPOWERSHS DB AGRICULTURE FUND | 5,690 | $159K | 0.1% | $27.94 | $27.94 | — | UIE | 73936B408 |
| — | HEINZ H J CO ODDLOT TENDER OFFER | 2,760 | $159K | 0.1% | $57.61 | $57.61 | — | COM | 423074103 |
| — | GLAXOSMITHKLINE PLC ADRFSPONSORED ADR | 3,669 | $159K | 0.1% | $43.34 | $43.34 | — | ADR | 37733W105 |
| — | NEWS CORP LTD CL A CLASS A | 6,193 | $158K | 0.1% | $25.51 | $25.51 | — | COM | 65248E104 |
| — | KELLOGG COMPANY | 2,733 | $153K | 0.1% | $55.98 | $55.98 | — | COM | 487836108 |
| — | LIFE TECHNOLOGIES CORP | 3,094 | $152K | 0.1% | $49.13 | $49.13 | — | COM | 53217V109 |
| WMT | WAL-MART STORES INC | 2,168 | $148K | 0.1% | $68.27 | $68.27 | — | COM | 931142103 |
| ISRG | INTUITIVE SURGICAL NEW | 300 | $147K | 0.1% | $490.00 | $490.00 | — | COM | 46120E602 |
| — | PRAXAIR INC | 1,301 | $142K | 0.1% | $109.15 | $109.15 | — | COM | 74005P104 |
| — | WELLPOINT INC | 2,312 | $141K | 0.1% | $60.99 | $60.99 | — | COM | 94973V107 |
| SCHB | SCHW US BRD MKT ETF | 4,105 | $141K | 0.1% | $34.35 | $34.35 | — | UIE | 808524102 |
| — | COMCAST CP NEW CL A SPL WITH STOCK SPLIT SHARES CLASS A SPL | 3,850 | $138K | 0.1% | $35.84 | $35.84 | — | COM | 20030N200 |
| CPT | CAMDEN PROPERTY TRUST REIT | 2,000 | $136K | 0.1% | $68.00 | $68.00 | — | RET | 133131102 |
| CLX | CLOROX COMPANY | 1,800 | $132K | 0.1% | $73.33 | $73.33 | — | COM | 189054109 |
| USB | U S BANCORP DEL NEW | 4,037 | $129K | 0.1% | $31.95 | $31.95 | — | COM | 902973304 |
| TIP | ISHARES TR BARCLAYS TIPSBOND FUND | 1,058 | $128K | 0.1% | $120.98 | $120.98 | — | UIE | 464287176 |
| XLF | SECTOR SPDR FINCL SELECTSHARES OF BENEFICIAL INT | 7,500 | $123K | 0.1% | $16.40 | $16.40 | — | UIE | 81369Y605 |
| VWO | VANGUARD MSCI EMERGING MARKETS ETF | 2,700 | $120K | 0.1% | $44.44 | $44.44 | — | UIE | 922042858 |
| ET | ENERGY TRANSFER PARTNERS** PENDING ENLISTMENT **-- BEST EFFO | 2,504 | $114K | 0.1% | $45.53 | $45.53 | — | MLP | 29273V100 |
| — | VISTAPRINT N V F | 3,400 | $112K | 0.1% | $32.94 | $32.94 | — | FGO | N93540107 |
| — | TWO HARBORS INVESTMENT | 10,000 | $111K | 0.1% | $11.10 | $11.10 | — | COM | 90187B101 |
| ABT | ABBOTT LABORATORIES TRADES WITH DUE BILLS | 1,672 | $110K | 0.1% | $65.79 | $65.79 | — | COM | 002824100 |
| OPK | OPKO HEALTH INC | 22,835 | $110K | 0.1% | $4.82 | $4.82 | — | COM | 68375N103 |
| — | PANDORA MEDIA INC ** PENDING ENLISTMENT **-- BEST EFFO | 11,689 | $107K | 0.1% | $9.15 | $9.15 | — | COM | 698354107 |
| SLB | SCHLUMBERGER LTD F | 1,550 | $107K | 0.1% | $69.03 | $69.03 | — | FGO | 806857108 |
| VNO | VORNADO REALTY TRUST REIT | 1,340 | $107K | 0.1% | $79.85 | $79.85 | — | RET | 929042109 |
| GIS | GENERAL MILLS INC | 2,594 | $105K | 0.1% | $40.48 | $40.48 | — | COM | 370334104 |
| — | WARNACO GROUP INC | 1,453 | $104K | 0.1% | $71.58 | $71.58 | — | COM | 934390402 |
| MIDD | MIDDLEBY CORP THE | 800 | $103K | 0.1% | $128.75 | $128.75 | — | COM | 596278101 |
| — | UNITED TECHNOLOGIES CORP | 1,258 | $103K | 0.1% | $81.88 | $81.88 | — | COM | 913017109 |
| YUM | YUM BRANDS INC | 1,545 | $103K | 0.1% | $66.67 | $66.67 | — | COM | 988498101 |
| MDY | SPDR S&P MIDCAP 400 ETF | 554 | $103K | 0.1% | $185.92 | $185.92 | — | UIE | 78467Y107 |
| — | AVON PRODUCTS INC | 7,200 | $103K | 0.1% | $14.31 | $14.31 | — | COM | 054303102 |
| — | ETFS SILVER TRUST ETF | 3,400 | $102K | 0.1% | $30.00 | $30.00 | — | UIE | 26922X107 |
| WM | WASTE MANAGEMENT INC DEL | 3,000 | $101K | 0.1% | $33.67 | $33.67 | — | COM | 94106L109 |
| — | TARGA RESOURCES PTNR LP ** PENDING ENLISTMENT **--BEST EFFOR | 2,643 | $99,000 | 0.1% | $37.46 | $37.46 | — | MLP | 87611X105 |
| — | AMERIGAS PARTNERS LP | 2,544 | $99,000 | 0.1% | $38.92 | $38.92 | — | MLP | 030975106 |
| SON | SONOCO PRODUCTS CO | 3,256 | $97,000 | 0.1% | $29.79 | $29.79 | — | COM | 835495102 |
| HON | HONEYWELL INTERNATIONAL | 1,498 | $95,000 | 0.1% | $63.42 | $63.42 | — | COM | 438516106 |
| — | AMERICA MOVIL SA L ADR FSPONSORED ADR | 4,014 | $93,000 | 0.1% | $23.17 | $23.17 | — | ADR | 02364W105 |
| — | WILLIAMS PARTNERS LP ** PENDING ENLISTMENT **-- BEST EFFO | 1,921 | $93,000 | 0.1% | $48.41 | $48.41 | — | MLP | 96950F104 |
| MKC | MC CORMICK & CO INC N-VTNON VOTING SHARES | 1,424 | $90,000 | 0.1% | $63.20 | $63.20 | — | COM | 579780206 |
| EOG | E O G RESOURCES INC | 749 | $90,000 | 0.1% | $120.16 | $120.16 | — | COM | 26875P101 |
| — | GUGGENHEIM EXCH TRD FD S&P GLOBAL WATER ETF | 4,000 | $89,000 | 0.1% | $22.25 | $22.25 | — | UIE | 18383Q507 |
| IWR | ISHARES RUSSELL MIDCAP INDEX FUND | 777 | $88,000 | 0.1% | $113.26 | $113.26 | — | UIE | 464287499 |
| — | MERRIMACK PHARMA INC ** PENDING ENLISTMENT **-- BEST EFFO | 14,305 | $87,000 | 0.1% | $6.08 | $6.08 | — | COM | 590328100 |
| PFF | ISHARES S&P U S PFD FUNDS&P U S PFD STK INDEX FD | 2,200 | $87,000 | 0.1% | $39.55 | $39.55 | — | UIE | 464288687 |
| — | REYNOLDS AMERICAN INC | 2,100 | $87,000 | 0.1% | $41.43 | $41.43 | — | COM | 761713106 |
| — | SIRIUS XM RADIO INC TENDER OFFER EXP: 04/20/2 | 29,994 | $87,000 | 0.1% | $2.90 | $2.90 | — | COM | 82967N108 |
| — | A O N PLC FCLASS A | 1,522 | $85,000 | 0.1% | $55.85 | $55.85 | — | FGO | G0408V102 |
| TGT | TARGET CORPORATION | 1,440 | $85,000 | 0.1% | $59.03 | $59.03 | — | COM | 87612E106 |
| IWB | ISHARES TR RUSSELL 1000 RUSSELL 1000 INDEX FD | 1,049 | $83,000 | 0.1% | $79.12 | $79.12 | — | UIE | 464287622 |
| PNC | PNC FINL SERVICES GP INCODDLOT TENDER OFFER | 1,400 | $82,000 | 0.1% | $58.57 | $58.57 | — | COM | 693475105 |
| SAP | S A P AKTIENGESELL ADR FSPONSORED ADR | 1,016 | $82,000 | 0.1% | $80.71 | $80.71 | — | ADR | 803054204 |
| SO | THE SOUTHERN COMPANY | 1,906 | $82,000 | 0.1% | $43.02 | $43.02 | — | COM | 842587107 |
| — | MEDIVATION INC | 1,600 | $82,000 | 0.1% | $51.25 | $51.25 | — | COM | 58501N101 |
| DVN | DEVON ENERGY CP NEW | 1,539 | $80,000 | 0.1% | $51.98 | $51.98 | — | COM | 25179M103 |
| GD | GENERAL DYNAMICS CORP | 1,140 | $79,000 | 0.1% | $69.30 | $69.30 | — | COM | 369550108 |
| — | GENERAL GROWTH PPTYS NEW | 3,911 | $78,000 | 0.1% | $19.94 | $19.94 | — | RET | 370023103 |
| — | MAGELLAN MIDSTREAM PTNRS | 1,810 | $78,000 | 0.1% | $43.09 | $43.09 | — | MLP | 559080106 |
| — | WSTRN ASSET EMERGNG MKTSEMERGING MARKETS INCOME FUND | 5,000 | $77,000 | 0.1% | $15.40 | $15.40 | — | CEM | 95766E103 |
| ROK | ROCKWELL AUTOMATION INC | 920 | $77,000 | 0.1% | $83.70 | $83.70 | — | COM | 773903109 |
| BAC | BANK OF AMERICA CORP | 6,579 | $76,000 | 0.0% | $11.55 | $11.55 | — | COM | 060505104 |
| FXN | FIRST TR EXCH TRADED FD ENERGY ALPHADEX FUND | 3,835 | $76,000 | 0.0% | $19.82 | $19.82 | — | UIE | 33734X127 |
| FE | FIRSTENERGY CORP | 1,792 | $75,000 | 0.0% | $41.85 | $41.85 | — | COM | 337932107 |
| — | BROOKFIELD ASSET MGMT FWITH STOCK SPLIT SHARES LTD VTG SHS | 2,025 | $74,000 | 0.0% | $36.54 | $36.54 | — | FGC | 112585104 |
| — | EXPRESS SCRIPTS HLDG CO | 1,378 | $74,000 | 0.0% | $53.70 | $53.70 | — | COM | 30219G108 |
| PSX | PHILLIPS 66 | 1,402 | $74,000 | 0.0% | $52.78 | $52.78 | — | COM | 718546104 |
| CMG | CHIPOTLE MEXICAN GRILL ** PENDING ENLISTMENT **-- BEST EFFO | 250 | $74,000 | 0.0% | $296.00 | $296.00 | — | COM | 169656105 |
| — | CHUBB CORPORATION | 978 | $74,000 | 0.0% | $75.66 | $75.66 | — | COM | 171232101 |
| RPM | RPM INTERNATIONAL INC DELAWARE | 2,500 | $73,000 | 0.0% | $29.20 | $29.20 | — | COM | 749685103 |
| — | EL PASO PIPELINE PTNR LP** PENDING ENLISTMENT **-- BEST EFFO | 1,956 | $72,000 | 0.0% | $36.81 | $36.81 | — | MLP | 283702108 |
| LOW | LOWES COMPANIES INC | 1,970 | $70,000 | 0.0% | $35.53 | $35.53 | — | COM | 548661107 |
| BIDU | BAIDU COM INC ADR F** PENDING ENLISTMENT **-- BEST EFFO | 700 | $70,000 | 0.0% | $100.00 | $100.00 | — | ADR | 056752108 |
| — | CALAMOS CNV HIGH INCM FD | 5,782 | $70,000 | 0.0% | $12.11 | $12.11 | — | CEM | 12811P108 |
| CNP | CENTERPOINT ENERGY INC | 3,560 | $69,000 | 0.0% | $19.38 | $19.38 | — | COM | 15189T107 |
| PPL | PPL CORPORATION | 2,400 | $69,000 | 0.0% | $28.75 | $28.75 | — | COM | 69351T106 |
| — | STARWOOD HTLS & RSTS NEW | 1,195 | $69,000 | 0.0% | $57.74 | $57.74 | — | COM | 85590A401 |
| — | B P PRUDHOE BAY RLTY TR ROYALTY TRUST | 1,000 | $69,000 | 0.0% | $69.00 | $69.00 | — | UIE | 055630107 |
| — | GABELLI MULTIMEDIA TR | 8,775 | $69,000 | 0.0% | $7.86 | $7.86 | — | CEM | 36239Q109 |
| SIG | SIGNET JEWELERS LTD F | 1,250 | $67,000 | 0.0% | $53.60 | $53.60 | — | FGO | G81276100 |
| SIEGY | SIEMENS A G ADR F1 ADR REP 1 ORD | 600 | $66,000 | 0.0% | $110.00 | $110.00 | — | ADR | 826197501 |
| MUB | ISHARES TRUST S&P NATL AMT FREE MUNI BOND FUND | 600 | $66,000 | 0.0% | $110.00 | $110.00 | — | UIE | 464288414 |
| IRWD | IRONWOOD PHARMA INC A ** PENDING ENLISTMENT **-- BEST EFFO | 6,000 | $66,000 | 0.0% | $11.00 | $11.00 | — | COM | 46333X108 |
| QCOM | QUALCOMM INC | 1,058 | $65,000 | 0.0% | $61.44 | $61.44 | — | COM | 747525103 |
| BAX | BAXTER INTERNATIONAL INC | 956 | $64,000 | 0.0% | $66.95 | $66.95 | — | COM | 071813109 |
| — | KINDER MORGAN ENERGY LP UNIT LTD PARTNERSHIP INT | 800 | $64,000 | 0.0% | $80.00 | $80.00 | — | MLP | 494550106 |
| SRE | SEMPRA ENERGY | 886 | $63,000 | 0.0% | $71.11 | $71.11 | — | COM | 816851109 |
| — | NUVEEN NY DIV AD MUNI FD | 4,100 | $63,000 | 0.0% | $15.37 | $15.37 | — | CEM | 67066X107 |
| PAA | PLAINS ALL AMERN PPLN LPWITH STOCK SPLIT SHARES UNIT LTD PAR | 1,360 | $62,000 | 0.0% | $45.59 | $45.59 | — | MLP | 726503105 |
| NKE | NIKE INC CLASS B | 1,210 | $62,000 | 0.0% | $51.24 | $51.24 | — | COM | 654106103 |
| NSC | NORFOLK SOUTHERN CORP | 1,002 | $62,000 | 0.0% | $61.88 | $61.88 | — | COM | 655844108 |
| — | ISHARES MSCI UTD KINGDM UNITED KINGDOM INDX FD | 3,417 | $61,000 | 0.0% | $17.85 | $17.85 | — | UIE | 464286699 |
| — | TEMPLETON GLOBAL INCM FD | 6,471 | $61,000 | 0.0% | $9.43 | $9.43 | — | CEM | 880198106 |
| — | NOBLE ENERGY INC | 600 | $61,000 | 0.0% | $101.67 | $101.67 | — | COM | 655044105 |
| RRC | RANGE RESOURCES CORP | 947 | $60,000 | 0.0% | $63.36 | $63.36 | — | COM | 75281A109 |
| — | KAYDON CORPORATION | 2,484 | $59,000 | 0.0% | $23.75 | $23.75 | — | COM | 486587108 |
| EWC | ISHARES MSCI CDA IDX FD CANADA INDEX FUND | 2,000 | $57,000 | 0.0% | $28.50 | $28.50 | — | UIE | 464286509 |
| AIG | AMERICAN INTL GROUP NEW | 1,611 | $57,000 | 0.0% | $35.38 | $35.38 | — | COM | 026874784 |
| EQR | EQUITY RESIDENTIAL | 1,000 | $57,000 | 0.0% | $57.00 | $57.00 | — | RET | 29476L107 |
| — | VITACOST.COM INC ** PENDING ENLISTMENT **-- BEST EFFO | 8,000 | $54,000 | 0.0% | $6.75 | $6.75 | — | COM | 92847A200 |
| DOV | DOVER CORPORATION | 800 | $53,000 | 0.0% | $66.25 | $66.25 | — | COM | 260003108 |
| VNQ | VANGUARD REIT | 800 | $53,000 | 0.0% | $66.25 | $66.25 | — | UIE | 922908553 |
| OMC | OMNICOM GROUP INC | 1,060 | $53,000 | 0.0% | $50.00 | $50.00 | — | COM | 681919106 |
| — | ROYAL DUTCH SHELL B PLCFSPONSORED ADR 1 ADR REPS 2 | 750 | $53,000 | 0.0% | $70.67 | $70.67 | — | ADR | 780259107 |
| BXP | BOSTON PROPERTIES INC | 500 | $53,000 | 0.0% | $106.00 | $106.00 | — | RET | 101121101 |
| — | ALCOA INC | 6,000 | $52,000 | 0.0% | $8.67 | $8.67 | — | COM | 013817101 |
| TRV | TRAVELERS COMPANIES INC | 724 | $52,000 | 0.0% | $71.82 | $71.82 | — | COM | 89417E109 |
| ACTG | ACACIA RESH ACACIA TECH ACACIA TECHNOLOGIES | 2,000 | $51,000 | 0.0% | $25.50 | $25.50 | — | COM | 003881307 |
| XLE | SECTOR SPDR ENGY SELECT SHARES OF BENEFICIAL INT | 718 | $51,000 | 0.0% | $71.03 | $71.03 | — | UIE | 81369Y506 |
| IJH | ISHARES TR S&P MIDCAP WITH STOCK SPLIT SHARES S&P MIDCAP 4 | 500 | $51,000 | 0.0% | $102.00 | $102.00 | — | UIE | 464287507 |
| — | DU PONT E I DE NEMOUR&CO | 1,105 | $50,000 | 0.0% | $45.25 | $45.25 | — | COM | 263534109 |
| STT | STATE STREET CORP ** SECONDARY OFFERING **FOR IPO USE | 1,060 | $50,000 | 0.0% | $47.17 | $47.17 | — | COM | 857477103 |
| — | MARKET VECTORS ETF TRUSTCOAL ETF | 2,000 | $50,000 | 0.0% | $25.00 | $25.00 | — | UIE | 57060U837 |
| — | HANCOCK JOHN PFD INCM FDPFD INCOME FUND II | 2,300 | $50,000 | 0.0% | $21.74 | $21.74 | — | CEM | 41013X106 |
| AVB | AVALONBAY CMNTYS INC REIT | 369 | $50,000 | 0.0% | $135.50 | $135.50 | — | RET | 053484101 |
| — | TORTOISE MLP FUND INC ** PENDING ENLISTMENT **-- BEST EFFO | 2,000 | $49,000 | 0.0% | $24.50 | $24.50 | — | CEM | 89148B101 |
| — | WALGREEN COMPANY | 1,293 | $48,000 | 0.0% | $37.12 | $37.12 | — | COM | 931422109 |
| VBK | VANGUARD SMALL CAP GRWTH | 525 | $47,000 | 0.0% | $89.52 | $89.52 | — | UIE | 922908595 |
| CE | CELANESE CORP ** PENDING ENLISTMENT **-- BEST EFFO | 1,000 | $45,000 | 0.0% | $45.00 | $45.00 | — | COM | 150870103 |
| — | NUVEEN QUAL PFD INC FD 2 | 4,700 | $44,000 | 0.0% | $9.36 | $9.36 | — | CEM | 67072C105 |
| ALL | ALLSTATE CORPORATION ODD LOT OFFER | 1,103 | $44,000 | 0.0% | $39.89 | $39.89 | — | COM | 020002101 |
| SEE | SEALED AIR CORP NEW | 2,500 | $44,000 | 0.0% | $17.60 | $17.60 | — | COM | 81211K100 |
| — | BUFFALO WILD WINGS INC ** PENDING ENLISTMENT ** | 600 | $44,000 | 0.0% | $73.33 | $73.33 | — | COM | 119848109 |
| — | VRINGO INC | 15,000 | $43,000 | 0.0% | $2.87 | $2.87 | — | COM | 92911N104 |
| NFLX | NETFLIX INC | 450 | $42,000 | 0.0% | $93.33 | $93.33 | — | COM | 64110L106 |
| — | MEDTRONIC INC | 1,025 | $42,000 | 0.0% | $40.98 | $40.98 | — | COM | 585055106 |
| EW | EDWARDS LIFESCIENCES CP | 470 | $42,000 | 0.0% | $89.36 | $89.36 | — | COM | 28176E108 |
| TD | TORONTO DOMINION BANK F | 500 | $42,000 | 0.0% | $84.00 | $84.00 | — | FGC | 891160509 |
| OXY | OCCIDENTAL PETE CORP | 550 | $42,000 | 0.0% | $76.36 | $76.36 | — | COM | 674599105 |
| SLM | SLM CORPORATION | 2,450 | $42,000 | 0.0% | $17.14 | $17.14 | — | COM | 78442P106 |
| RIO | RIO TINTO PLC SPON ADR FSPONSORED ADR 1 ADR REPS 4 | 700 | $41,000 | 0.0% | $58.57 | $58.57 | — | ADR | 767204100 |
| IWF | ISHARES TR RUSSELL 1000 RUSSELL 1000 GROWTH | 622 | $41,000 | 0.0% | $65.92 | $65.92 | — | UIE | 464287614 |
| — | NUVEEN NY SELCT QLTY MUNNY SELECT QUALITY MUN FD | 2,532 | $40,000 | 0.0% | $15.80 | $15.80 | — | CEM | 670976109 |
| — | ORIENTAL FINANCIAL GRP F | 3,000 | $40,000 | 0.0% | $13.33 | $13.33 | — | FGO | 68618W100 |
| HYG | ISHARES TRUST IBOXX $ HIGH YIELD CORP BOND FUND | 433 | $40,000 | 0.0% | $92.38 | $92.38 | — | UIE | 464288513 |
| BND | VANGUARD BOND INDEX FUNDTOTAL BOND MARKET ETF | 471 | $40,000 | 0.0% | $84.93 | $84.93 | — | UIE | 921937835 |
| HSBC | HSBC HLDGS PLC ADR NEW FSPONSORED ADR | 741 | $39,000 | 0.0% | $52.63 | $52.63 | — | ADR | 404280406 |
| — | TOTAL S A ADR F1 ADR REP 1 ORD | 750 | $39,000 | 0.0% | $52.00 | $52.00 | — | ADR | 89151E109 |
| DUK | DUKE ENERGY CORP NEW | 601 | $38,000 | 0.0% | $63.23 | $63.23 | — | COM | 26441C204 |
| IWN | ISHARES TR RUSSELL 2000 RUSSELL 2000 VALUE INDEX | 500 | $38,000 | 0.0% | $76.00 | $76.00 | — | UIE | 464287630 |
| AMGN | AMGEN INCORPORATED TENDER OFFER EXP: 12/07/1 | 443 | $38,000 | 0.0% | $85.78 | $85.78 | — | COM | 031162100 |
| SPG | SIMON PPTY GROUP NEW REIT/NON-PAIRED STOCK | 240 | $38,000 | 0.0% | $158.33 | $158.33 | — | RET | 828806109 |
| — | ANADARKO PETROLEUM CORP | 500 | $37,000 | 0.0% | $74.00 | $74.00 | — | COM | 032511107 |
| FDX | FEDEX CORPORATION | 400 | $37,000 | 0.0% | $92.50 | $92.50 | — | COM | 31428X106 |
| MAT | MATTEL INCORPORATED | 1,000 | $37,000 | 0.0% | $37.00 | $37.00 | — | COM | 577081102 |
| KBE | SPDR S&P BANK ETF | 1,500 | $36,000 | 0.0% | $24.00 | $24.00 | — | UIE | 78464A797 |
| — | AQUA AMERICA INC | 1,387 | $35,000 | 0.0% | $25.23 | $25.23 | — | COM | 03836W103 |
| ADSK | AUTODESK INC | 1,000 | $35,000 | 0.0% | $35.00 | $35.00 | — | COM | 052769106 |
| — | ALLEGHANY CORP DEL | 102 | $34,000 | 0.0% | $333.33 | $333.33 | — | COM | 017175100 |
| NOC | NORTHROP GRUMMAN CORP | 500 | $34,000 | 0.0% | $68.00 | $68.00 | — | COM | 666807102 |
| — | VICAL INC | 11,800 | $34,000 | 0.0% | $2.88 | $2.88 | — | COM | 925602104 |
| CCL | CARNIVAL CORP NEW FPAIRED STK | 925 | $34,000 | 0.0% | $36.76 | $36.76 | — | FGO | 143658300 |
| — | COINSTAR INC | 660 | $34,000 | 0.0% | $51.52 | $51.52 | — | COM | 19259P300 |
| IYG | ISHARES TR DJ US FINL US FINANCIAL SVC INDX FD | 550 | $33,000 | 0.0% | $60.00 | $60.00 | — | UIE | 464287770 |
| — | THOMSON REUTERS CORP F | 1,140 | $33,000 | 0.0% | $28.95 | $28.95 | — | FGC | 884903105 |
| — | ANNALY CAPITAL MGMT REIT | 2,334 | $33,000 | 0.0% | $14.14 | $14.14 | — | RET | 035710409 |
| NVS | NOVARTIS A G SPON ADR FSPONSORED ADR | 500 | $32,000 | 0.0% | $64.00 | $64.00 | — | ADR | 66987V109 |
| — | NEWCASTLE INVESTMENT CP REIT | 3,684 | $32,000 | 0.0% | $8.69 | $8.69 | — | RET | 65105M108 |
| CAT | CATERPILLAR INC | 350 | $31,000 | 0.0% | $88.57 | $88.57 | — | COM | 149123101 |
| — | NUVEEN NY QLTY INCM MUN | 2,072 | $31,000 | 0.0% | $14.96 | $14.96 | — | CEM | 670986108 |
| SNY | SANOFI SYNTHELABO ADR FSPONSORED ADR | 627 | $30,000 | 0.0% | $47.85 | $47.85 | — | ADR | 80105N105 |
| RWR | SPDR DOW JONES REIT | 400 | $29,000 | 0.0% | $72.50 | $72.50 | — | UIE | 78464A607 |
| — | BUCKEYE PARTNERS UTS L PUNIT LTD PARTNERSHIP INT | 640 | $29,000 | 0.0% | $45.31 | $45.31 | — | MLP | 118230101 |
| — | COPANO ENERGY LLC ** PENDING ENLISTMENT **-- BEST EFFO | 921 | $29,000 | 0.0% | $31.49 | $31.49 | — | MLP | 217202100 |
| — | KAYNE ANDERSON ENERGY ** PENDING ENLISTMENT ** | 1,200 | $29,000 | 0.0% | $24.17 | $24.17 | — | COM | 48660Q102 |
| UNH | UNITEDHEALTH GROUP INC | 508 | $28,000 | 0.0% | $55.12 | $55.12 | — | COM | 91324P102 |
| — | FRANCE TELECOM SA ADR F1 ADR REPS 1 ORD | 2,500 | $28,000 | 0.0% | $11.20 | $11.20 | — | ADR | 35177Q105 |
| — | POWERSHS EXCH TRAD FD TRINSURED NATIONAL MUNI BOND PORTFOL | 1,031 | $27,000 | 0.0% | $26.19 | $26.19 | — | UIE | 73936T474 |
| HAIN | HAIN CELESTIAL GROUP INC | 500 | $27,000 | 0.0% | $54.00 | $54.00 | — | COM | 405217100 |
| — | HOWARD HUGHES CORP | 376 | $27,000 | 0.0% | $71.81 | $71.81 | — | COM | 44267D107 |
| — | DOW CHEMICAL COMPANY | 850 | $27,000 | 0.0% | $31.76 | $31.76 | — | COM | 260543103 |
| EFA | ISHARES TR MSCI EAFE FD WITH STOCK SPLIT SHARES MSCI EAFE IN | 450 | $26,000 | 0.0% | $57.78 | $57.78 | — | UIE | 464287465 |
| VFC | V F CORPORATION | 170 | $26,000 | 0.0% | $152.94 | $152.94 | — | COM | 918204108 |
| REFR | RESEARCH FRONTIERS INC | 6,850 | $26,000 | 0.0% | $3.80 | $3.80 | — | COM | 760911107 |
| — | AMERICAN CAPITAL AGENCY REITS | 897 | $26,000 | 0.0% | $28.99 | $28.99 | — | RET | 02503X105 |
| IEZ | ISHARES OIL EQUIP & SVC INDEX FUND | 500 | $26,000 | 0.0% | $52.00 | $52.00 | — | UIE | 464288844 |
| — | POWERSHS DB MULTI SECTORPOWERSHS DB BASE METALS FUND | 1,325 | $26,000 | 0.0% | $19.62 | $19.62 | — | UIE | 73936B705 |
| — | POWERSHS EXCH TRAD FD TRPREFERRED PORTFOLIO ETF | 1,800 | $26,000 | 0.0% | $14.44 | $14.44 | — | UIE | 73936T565 |
| SGU | STAR GAS PARTNERS LP SBI | 6,000 | $25,000 | 0.0% | $4.17 | $4.17 | — | MLP | 85512C105 |
| — | MONSANTO CO NEW DEL | 259 | $25,000 | 0.0% | $96.53 | $96.53 | — | COM | 61166W101 |
| — | ALPS TRUST ETF ALERIAN MLP | 1,550 | $25,000 | 0.0% | $16.13 | $16.13 | — | UIE | 00162Q866 |
| IVE | ISHARES TR S&P 500 BARRAS&P 500/BARRA VALUE | 376 | $25,000 | 0.0% | $66.49 | $66.49 | — | UIE | 464287408 |
| TXN | TEXAS INSTRUMENTS INC | 800 | $25,000 | 0.0% | $31.25 | $31.25 | — | COM | 882508104 |
| — | SOUTH JERSEY INDS INC | 500 | $25,000 | 0.0% | $50.00 | $50.00 | — | COM | 838518108 |
| — | SANDRIDGE ENERGY INC ** PENDING ENLISTMENT **-- BEST EFFO | 4,000 | $25,000 | 0.0% | $6.25 | $6.25 | — | COM | 80007P307 |
| — | AMERICA MOVIL ADR FSPONSORED ADR | 1,032 | $24,000 | 0.0% | $23.26 | $23.26 | — | ADR | 02364W204 |
| — | FOSTER WHEELER AG ORD F | 1,000 | $24,000 | 0.0% | $24.00 | $24.00 | — | FGO | H27178104 |
| IYZ | ISHARES TR DJ US TELECOMDOW JONES U S TELECOMMUN | 1,000 | $24,000 | 0.0% | $24.00 | $24.00 | — | UIE | 464287713 |
| DE | DEERE & CO | 282 | $24,000 | 0.0% | $85.11 | $85.11 | — | COM | 244199105 |
| — | ACE LIMITED NEW F | 300 | $24,000 | 0.0% | $80.00 | $80.00 | — | FGO | H0023R105 |
| — | JOHNSON CONTROLS INC | 786 | $24,000 | 0.0% | $30.53 | $30.53 | — | COM | 478366107 |
| — | JP MORGAN EXCH TRAD NOTE**PENDING ENLISTMENT** --BEST EFFOR | 600 | $23,000 | 0.0% | $38.33 | $38.33 | — | UIE | 46625H365 |
| F | FORD MOTOR COMPANY NEW TENDER OFFER EXP: 06/09/2 | 1,752 | $23,000 | 0.0% | $13.13 | $13.13 | — | COM | 345370860 |
| FLR | FLUOR CORPORATION NEW | 400 | $23,000 | 0.0% | $57.50 | $57.50 | — | COM | 343412102 |
| — | L-3 COMMUNICATIONS HLDGS | 300 | $23,000 | 0.0% | $76.67 | $76.67 | — | COM | 502424104 |
| VCSH | VANGUARD CORP BOND ETF SHORT-TERM CORP BOND | 291 | $23,000 | 0.0% | $79.04 | $79.04 | — | UIE | 92206C409 |
| — | HEWLETT-PACKARD COMPANY | 1,600 | $23,000 | 0.0% | $14.38 | $14.38 | — | COM | 428236103 |
| MET | METLIFE INC | 673 | $22,000 | 0.0% | $32.69 | $32.69 | — | COM | 59156R108 |
| TSM | TAIWAN SEMICONDUCTR ADRFSPONSORED ADR | 1,264 | $22,000 | 0.0% | $17.41 | $17.41 | — | ADR | 874039100 |
| NUE | NUCOR CORP | 520 | $22,000 | 0.0% | $42.31 | $42.31 | — | COM | 670346105 |
| AAP | ADVANCE AUTO PARTS INC EXCHANGE OFFER EXP: 05/27/2 | 300 | $22,000 | 0.0% | $73.33 | $73.33 | — | COM | 00751Y106 |
| JJSF | J & J SNACK FOOD CORP | 350 | $22,000 | 0.0% | $62.86 | $62.86 | — | COM | 466032109 |
| — | ARCH COAL INC | 3,000 | $22,000 | 0.0% | $7.33 | $7.33 | — | COM | 039380100 |
| EXC | EXELON CORPORATION | 744 | $22,000 | 0.0% | $29.57 | $29.57 | — | COM | 30161N101 |
| — | BROADCOM CORP CL A CLASS A | 660 | $22,000 | 0.0% | $33.33 | $33.33 | — | COM | 111320107 |
| ACN | ACCENTURE PLC CL A F | 330 | $22,000 | 0.0% | $66.67 | $66.67 | — | FGO | G1151C101 |
| META | FACEBOOK INC CLASS A ** PENDING ENLISTMENT **-- BEST EFFO | 785 | $21,000 | 0.0% | $26.75 | $26.75 | — | COM | 30303M102 |
| HAL | HALLIBURTON CO HLDG CO EXCHANGE OFFER EXP: 03/29/2 | 600 | $21,000 | 0.0% | $35.00 | $35.00 | — | COM | 406216101 |
| INFY | INFOSYS TECH SPON ADR FSPONSORED ADR | 486 | $21,000 | 0.0% | $43.21 | $43.21 | — | ADR | 456788108 |
| — | UNILEVER PLC ADR NEW FWITH STOCK SPLIT SHARES 1 ADR REP 4 | 540 | $21,000 | 0.0% | $38.89 | $38.89 | — | ADR | 904767704 |
| — | TEX PAC LAND SUB CTF | 400 | $21,000 | 0.0% | $52.50 | $52.50 | — | COM | 882610108 |
| — | NUVEEN BAB TERM FUND ** PENDING ENLISTMENT **-- BEST EFFO | 1,000 | $21,000 | 0.0% | $21.00 | $21.00 | — | CEM | 67074C103 |
| HE | HAWAIIAN ELEC INDUSTRIES | 800 | $20,000 | 0.0% | $25.00 | $25.00 | — | COM | 419870100 |
| VT | VANGUARD TOTAL WORLD STOCK ETF | 400 | $20,000 | 0.0% | $50.00 | $50.00 | — | UIE | 922042742 |
| — | ELAN CORP PLC SPON ADR FSPONSORED ADR | 2,000 | $20,000 | 0.0% | $10.00 | $10.00 | — | ADR | 284131208 |
| — | DIGITAL GENERATION INC | 1,699 | $19,000 | 0.0% | $11.18 | $11.18 | — | COM | 25400B108 |
| — | MARKET VECTORS ETF TRUSTGLOBAL ALTERNATIVE ENGY ETF | 1,718 | $19,000 | 0.0% | $11.06 | $11.06 | — | UIE | 57060U407 |
| APD | AIR PROD & CHEMICALS INC | 230 | $19,000 | 0.0% | $82.61 | $82.61 | — | COM | 009158106 |
| — | ACTIVISION BLIZZARD INC TENDER OFFER EXP: 08/13/2 | 1,785 | $19,000 | 0.0% | $10.64 | $10.64 | — | COM | 00507V109 |
| — | SIRONA DENTAL SYSTEMS | 300 | $19,000 | 0.0% | $63.33 | $63.33 | — | COM | 82966C103 |
| — | VELTI LTD F | 4,000 | $18,000 | 0.0% | $4.50 | $4.50 | — | FGO | G93285107 |
| — | LIBERTY PROPERTY TRUST REIT | 500 | $18,000 | 0.0% | $36.00 | $36.00 | — | RET | 531172104 |
| TLT | ISHARES TR LEHMAN BD FD LEHMAN 20+ YEAR TREASURY | 150 | $18,000 | 0.0% | $120.00 | $120.00 | — | UIE | 464287432 |
| LMT | LOCKHEED MARTIN CORP | 200 | $18,000 | 0.0% | $90.00 | $90.00 | — | COM | 539830109 |
| KMT | KENNAMETAL INC CAP STOCK | 450 | $18,000 | 0.0% | $40.00 | $40.00 | — | COM | 489170100 |
| CMCSA | COMCAST CORP NEW CL A | 450 | $17,000 | 0.0% | $37.78 | $37.78 | — | COM | 20030N101 |
| IJT | ISHARES S&P SMALLCAP 600S&P SMALLCAP 600/BARRA | 200 | $17,000 | 0.0% | $85.00 | $85.00 | — | UIE | 464287887 |
| BCRX | BIOCRYST PHARMACEUTICALS | 12,000 | $17,000 | 0.0% | $1.42 | $1.42 | — | COM | 09058V103 |
| — | HUDSON CITY BANCORP INC | 2,100 | $17,000 | 0.0% | $8.10 | $8.10 | — | COM | 443683107 |
| SYY | SYSCO CORPORATION | 530 | $17,000 | 0.0% | $32.08 | $32.08 | — | COM | 871829107 |
| — | ALEXION PHARMA INC | 180 | $17,000 | 0.0% | $94.44 | $94.44 | — | COM | 015351109 |
| — | EATON VANCE TAX MGD BUY ** PENDING ENLISTMENT **-- BEST EFFO | 1,250 | $16,000 | 0.0% | $12.80 | $12.80 | — | CEM | 27828Y108 |
| V | VISA INC ** PENDING ENLISTMENT **--BEST EFFOR | 108 | $16,000 | 0.0% | $148.15 | $148.15 | — | COM | 92826C839 |
| PAYX | PAYCHEX INC | 519 | $16,000 | 0.0% | $30.83 | $30.83 | — | COM | 704326107 |
| — | CIGNA CORP | 273 | $15,000 | 0.0% | $54.95 | $54.95 | — | COM | 125509109 |
| — | NUVEEN PREM INC MUN FD 4 | 1,050 | $15,000 | 0.0% | $14.29 | $14.29 | — | CEM | 6706K4105 |
| — | TYCO INTL LTD NEW F | 500 | $15,000 | 0.0% | $30.00 | $30.00 | — | FGO | H89128104 |
| — | DISCOVER FINANCIAL SVCS | 400 | $15,000 | 0.0% | $37.50 | $37.50 | — | COM | 254709108 |
| FITB | FIFTH THIRD BANCORP | 1,000 | $15,000 | 0.0% | $15.00 | $15.00 | — | COM | 316773100 |
| WTM | WHITE MOUNTAINS INS NEWFTENDER OFFER EXP: 11/14/1 | 30 | $15,000 | 0.0% | $500.00 | $500.00 | — | FGO | G9618E107 |
| AMT | AMERICAN TOWER CORP REIT | 200 | $15,000 | 0.0% | $75.00 | $75.00 | — | RET | 03027X100 |
| — | LINEAR TECHNOLOGY CORP DELAWARE | 450 | $15,000 | 0.0% | $33.33 | $33.33 | — | COM | 535678106 |
| — | ZALE CORPORATION NEW TENDER OFFER | 3,500 | $14,000 | 0.0% | $4.00 | $4.00 | — | COM | 988858106 |
| PHYS | SPROTT PHYSICAL GOLD TRF | 1,000 | $14,000 | 0.0% | $14.00 | $14.00 | — | CEM | 85207H104 |
| — | KINDER MORGAN MGMT LLC | 181 | $14,000 | 0.0% | $77.35 | $77.35 | — | COM | 49455U100 |
| — | WISCONSIN EGY CP HLDG CO | 388 | $14,000 | 0.0% | $36.08 | $36.08 | — | COM | 976657106 |
| GNW | GENWORTH FINANCIAL INC ** PENDING ENLISTMENT **-- BEST EFFO | 1,807 | $14,000 | 0.0% | $7.75 | $7.75 | — | COM | 37247D106 |
| — | CHESAPEAKE ENERGY CORP | 814 | $14,000 | 0.0% | $17.20 | $17.20 | — | COM | 165167107 |
| — | MANITEX INTERNATIONAL | 2,000 | $14,000 | 0.0% | $7.00 | $7.00 | — | COM | 563420108 |
| — | EARTHLINK INC | 2,000 | $13,000 | 0.0% | $6.50 | $6.50 | — | COM | 270321102 |
| UNP | UNION PACIFIC CORP | 100 | $13,000 | 0.0% | $130.00 | $130.00 | — | COM | 907818108 |
| — | ASA LIMITED FTENDER OFFER EXP: 07/11/ | 600 | $13,000 | 0.0% | $21.67 | $21.67 | — | CEM | G3156P103 |
| RF | REGIONS FINANCIAL CP NEW | 1,800 | $13,000 | 0.0% | $7.22 | $7.22 | — | COM | 7591EP100 |
| AMAT | APPLIED MATERIALS INC | 1,100 | $13,000 | 0.0% | $11.82 | $11.82 | — | COM | 038222105 |
| GLRE | GREENLIGHT CAPITAL RE F** PENDING ENLISTMENT **-- BEST EFFO | 500 | $12,000 | 0.0% | $24.00 | $24.00 | — | FGO | G4095J109 |
| IVW | ISHARES TR S&P 500 BARRAS&P 500/BARRA GROWTH | 158 | $12,000 | 0.0% | $75.95 | $75.95 | — | UIE | 464287309 |
| — | ADT CORP | 250 | $12,000 | 0.0% | $48.00 | $48.00 | — | COM | 00101J106 |
| — | ALLERGAN INC | 126 | $12,000 | 0.0% | $95.24 | $95.24 | — | COM | 018490102 |
| PSLV | SPROTT PHYS SIL TR ETF F ISSUE POSPON | 1,000 | $12,000 | 0.0% | $12.00 | $12.00 | — | CEM | 85207K107 |
| HLX | HELIX ENERGY SOLUTION GP | 600 | $12,000 | 0.0% | $20.00 | $20.00 | — | COM | 42330P107 |
| — | MANITOWOC COMPANY INC | 786 | $12,000 | 0.0% | $15.27 | $15.27 | — | COM | 563571108 |
| EMB | ISHARES TRUST ETF JP MORGAN USD EMERGING MARKETS BOND | 100 | $12,000 | 0.0% | $120.00 | $120.00 | — | UIE | 464288281 |
| COF | CAPITAL ONE FINANCIAL CP | 207 | $12,000 | 0.0% | $57.97 | $57.97 | — | COM | 14040H105 |
| COST | COSTCO WHSL CORP NEW | 123 | $12,000 | 0.0% | $97.56 | $97.56 | — | COM | 22160K105 |
| — | ONEOK PARTNERS LP | 200 | $11,000 | 0.0% | $55.00 | $55.00 | — | MLP | 68268N103 |
| CPB | CAMPBELL SOUP COMPANY | 308 | $11,000 | 0.0% | $35.71 | $35.71 | — | COM | 134429109 |
| ORI | OLD REPUBLIC INTL CORP | 1,000 | $11,000 | 0.0% | $11.00 | $11.00 | — | COM | 680223104 |
| — | CHICOS FAS INC | 600 | $11,000 | 0.0% | $18.33 | $18.33 | — | COM | 168615102 |
| SCHA | SCHW US SCAP ETF | 300 | $11,000 | 0.0% | $36.67 | $36.67 | — | UIE | 808524607 |
| — | ICONIX BRAND GROUP INC | 500 | $11,000 | 0.0% | $22.00 | $22.00 | — | COM | 451055107 |
| TER | TERADYNE INCORPORATED | 668 | $11,000 | 0.0% | $16.47 | $16.47 | — | COM | 880770102 |
| — | TELLABS INC | 5,000 | $11,000 | 0.0% | $2.20 | $2.20 | — | COM | 879664100 |
| — | EV TAX ADV GLB DIV INCM | 810 | $11,000 | 0.0% | $13.58 | $13.58 | — | CEM | 27828S101 |
| — | E M C CORP MASS | 434 | $11,000 | 0.0% | $25.35 | $25.35 | — | COM | 268648102 |
| — | HILLSHIRE BRANDS CO | 340 | $10,000 | 0.0% | $29.41 | $29.41 | — | COM | 432589109 |
| AMP | AMERIPRISE FINANCIAL INC | 160 | $10,000 | 0.0% | $62.50 | $62.50 | — | COM | 03076C106 |
| — | BB&T CORPORATION | 300 | $9,000 | 0.0% | $30.00 | $30.00 | — | COM | 054937107 |
| — | FERRELLGAS PARTNERS LP | 520 | $9,000 | 0.0% | $17.31 | $17.31 | — | MLP | 315293100 |
| CNI | CANADIAN NATL RY CO F | 100 | $9,000 | 0.0% | $90.00 | $90.00 | — | FGC | 136375102 |
| CAH | CARDINAL HEALTH INC | 216 | $9,000 | 0.0% | $41.67 | $41.67 | — | COM | 14149Y108 |
| — | MARKET VECTORS ETF TRUSTGOLD MINERS FUND | 200 | $9,000 | 0.0% | $45.00 | $45.00 | — | UIE | 57060U100 |
| BSV | VANGUARD BOND INDEX FUNDSHORT TERM BOND ETF | 105 | $9,000 | 0.0% | $85.71 | $85.71 | — | UIE | 921937827 |
| ATI | ALLEGHENY TECH INC NEW | 290 | $9,000 | 0.0% | $31.03 | $31.03 | — | COM | 01741R102 |
| — | HEMISPHERX BIOPHARMA INC | 36,840 | $9,000 | 0.0% | $0.24 | $0.24 | — | COM | 42366C103 |
| AEE | AMEREN CORPORATION | 309 | $9,000 | 0.0% | $29.13 | $29.13 | — | COM | 023608102 |
| — | HESS CORPORATION | 167 | $9,000 | 0.0% | $53.89 | $53.89 | — | COM | 42809H107 |
| — | ENERGY TRANSFER PARTNERSUNITS REP L P INTEREST WITH STOCK S | 200 | $9,000 | 0.0% | $45.00 | $45.00 | — | MLP | 29273R109 |
| TELFY | TELEFONICA SPON ADR FSPONSORED ADR 1 ADR REP 3 | 600 | $8,000 | 0.0% | $13.33 | $13.33 | — | ADR | 879382208 |
| DNL | WISDOMTREE ETF GLOBAL EX-US GROWTH FUND | 154 | $8,000 | 0.0% | $51.95 | $51.95 | — | UIE | 97717W844 |
| — | YAMANA GOLD INC F | 452 | $8,000 | 0.0% | $17.70 | $17.70 | — | FGC | 98462Y100 |
| FIS | FIDELITY NATL INFO SVCS | 237 | $8,000 | 0.0% | $33.76 | $33.76 | — | COM | 31620M106 |
| — | POWERSHARES GLOBAL WATER** PENDING ENLISTMENT **-- BEST EFFO | 400 | $8,000 | 0.0% | $20.00 | $20.00 | — | UIE | 73935X575 |
| — | POWERSHS EXCH TRAD FD TRGLOBAL WATER PORTFOLIO | 435 | $8,000 | 0.0% | $18.39 | $18.39 | — | UIE | 73936T623 |
| — | WILLIS GRP HLDGS PUBLICF | 245 | $8,000 | 0.0% | $32.65 | $32.65 | — | FGO | G96666105 |
| — | JA SOLAR HLDGS NEW ADR FSPONSORED ADR 1 ADR REPS 5 | 1,600 | $7,000 | 0.0% | $4.38 | $4.38 | — | ADR | 466090206 |
| SPH | SUBURBAN PROPANE PRT L PUNIT REP LTD PART INT | 190 | $7,000 | 0.0% | $36.84 | $36.84 | — | MLP | 864482104 |
| GILD | GILEAD SCIENCES INC | 100 | $7,000 | 0.0% | $70.00 | $70.00 | — | COM | 375558103 |
| — | BARRICK GOLD CORP F | 172 | $6,000 | 0.0% | $34.88 | $34.88 | — | FGC | 067901108 |
| WYNN | WYNN RESORTS | 50 | $6,000 | 0.0% | $120.00 | $120.00 | — | COM | 983134107 |
| — | CENTURYLINK INC | 166 | $6,000 | 0.0% | $36.14 | $36.14 | — | COM | 156700106 |
| CSX | C S X CORP | 300 | $6,000 | 0.0% | $20.00 | $20.00 | — | COM | 126408103 |
| — | C I T GROUP INC NEW | 153 | $6,000 | 0.0% | $39.22 | $39.22 | — | COM | 125581801 |
| — | PENTAIR LTD F | 119 | $6,000 | 0.0% | $50.42 | $50.42 | — | FGO | H6169Q108 |
| — | TIFFANY & CO NEW | 100 | $6,000 | 0.0% | $60.00 | $60.00 | — | COM | 886547108 |
| — | HEIDRICK&STRUGGLES INTL | 400 | $6,000 | 0.0% | $15.00 | $15.00 | — | COM | 422819102 |
| ADBE | ADOBE SYSTEMS INC | 150 | $6,000 | 0.0% | $40.00 | $40.00 | — | COM | 00724F101 |
| HIG | HARTFORD FINL SVCS GRP | 225 | $5,000 | 0.0% | $22.22 | $22.22 | — | COM | 416515104 |
| ZBH | ZIMMER HOLDINGS INC | 80 | $5,000 | 0.0% | $62.50 | $62.50 | — | COM | 98956P102 |
| — | LEXINGTON REALTY TRUST | 484 | $5,000 | 0.0% | $10.33 | $10.33 | — | RET | 529043101 |
| AEP | AMER ELECTRIC PWR CO INC | 100 | $4,000 | 0.0% | $40.00 | $40.00 | — | COM | 025537101 |
| DEM | WISDOMTREE TRUST ** PENDING ENLISTMENT **-- BEST EFFO | 71 | $4,000 | 0.0% | $56.34 | $56.34 | — | UIE | 97717W315 |
| WU | WESTERN UNION COMPANY | 313 | $4,000 | 0.0% | $12.78 | $12.78 | — | COM | 959802109 |
| — | TCW STRATEGIC INCM FUND | 660 | $4,000 | 0.0% | $6.06 | $6.06 | — | CEM | 872340104 |
| — | GOLDCORP INC NEW FEXCHANGE OFFER EXP: 02/24/0 | 100 | $4,000 | 0.0% | $40.00 | $40.00 | — | FGC | 380956409 |
| BIV | VANGUARD BOND INDEX FUNDINTERMEDIATE TERM BOND ETF | 50 | $4,000 | 0.0% | $80.00 | $80.00 | — | UIE | 921937819 |
| — | TOTAL SYSTEMS SERVICES | 200 | $4,000 | 0.0% | $20.00 | $20.00 | — | COM | 891906109 |
| — | VIACOM INC CL B NEW | 81 | $4,000 | 0.0% | $49.38 | $49.38 | — | COM | 92553P201 |
| — | JUNIPER NETWORKS INC | 200 | $4,000 | 0.0% | $20.00 | $20.00 | — | COM | 48203R104 |
| — | CENTRAL FD CDA LTD CLA FCLASS A | 200 | $4,000 | 0.0% | $20.00 | $20.00 | — | CEM | 153501101 |
| CNK | CINEMARK HOLDINGS INC | 100 | $3,000 | 0.0% | $30.00 | $30.00 | — | COM | 17243V102 |
| — | PRECISION CASTPARTS CORP | 17 | $3,000 | 0.0% | $176.47 | $176.47 | — | COM | 740189105 |
| — | GUGGENHEIM ETF NEW SOLAR ENERGY | 200 | $3,000 | 0.0% | $15.00 | $15.00 | — | UIE | 18383Q739 |
| — | CBS CORPORATION CL B NEW | 81 | $3,000 | 0.0% | $37.04 | $37.04 | — | COM | 124857202 |
| AJG | GALLAGHER ARTHUR J & CO | 100 | $3,000 | 0.0% | $30.00 | $30.00 | — | COM | 363576109 |
| BRO | BROWN & BROWN INC | 100 | $3,000 | 0.0% | $30.00 | $30.00 | — | COM | 115236101 |
| SLYG | SPDR S&P 600 SMALL CAP GROWTH | 21 | $3,000 | 0.0% | $142.86 | $142.86 | — | UIE | 78464A201 |
| — | WEBMD HEALTH CORP TENDER OFFER EXP: 12/10/2 | 244 | $3,000 | 0.0% | $12.30 | $12.30 | — | COM | 94770V102 |
| BR | BROADRIDGE FINL SOLUTION | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | COM | 11133T103 |
| NEM | NEWMONT MINING CORP | 56 | $3,000 | 0.0% | $53.57 | $53.57 | — | COM | 651639106 |
| MSI | MOTOROLA SOLUTIONS INC | 51 | $3,000 | 0.0% | $58.82 | $58.82 | — | COM | 620076307 |
| MRSH | MARSH & MC LENNAN CO INC | 100 | $3,000 | 0.0% | $30.00 | $30.00 | — | COM | 571748102 |
| ULBI | ULTRALIFE CORP | 750 | $2,000 | 0.0% | $2.67 | $2.67 | — | COM | 903899102 |
| — | MARKET VECTORS ETF JUNIOR GOLD MINERS | 100 | $2,000 | 0.0% | $20.00 | $20.00 | — | UIE | 57060U589 |
| M | MACYS INC | 56 | $2,000 | 0.0% | $35.71 | $35.71 | — | COM | 55616P104 |
| SBUX | STARBUCKS CORP | 39 | $2,000 | 0.0% | $51.28 | $51.28 | — | COM | 855244109 |
| ENB | ENBRIDGE INC F | 52 | $2,000 | 0.0% | $38.46 | $38.46 | — | FGC | 29250N105 |
| — | POWERSHS EXCH TRAD FD TREMERGING MKTS SOVEREIGN DEBT PORTFOL | 67 | $2,000 | 0.0% | $29.85 | $29.85 | — | UIE | 73936T573 |
| ISCV | ISHARES MORNINGSTAR FUNDSMALL VALUE INDEX FUND | 25 | $2,000 | 0.0% | $80.00 | $80.00 | — | UIE | 464288703 |
| WY | WEYERHAEUSER CO TENDER OFFER EXP: 01/13/0 | 69 | $2,000 | 0.0% | $28.99 | $28.99 | — | COM | 962166104 |
| — | GUGGENHEIM ETF S&P MIDCAP 400 PURE GRWT | 26 | $2,000 | 0.0% | $76.92 | $76.92 | — | UIE | 78355W601 |
| — | ROUSE PPTYS INC | 146 | $2,000 | 0.0% | $13.70 | $13.70 | — | COM | 779287101 |
| DON | WISDOMTREE MIDCAP DIVDNDMIDCAP DIVIDEND | 42 | $2,000 | 0.0% | $47.62 | $47.62 | — | UIE | 97717W505 |
| — | LIMITED BRANDS INC TENDER OFFER | 40 | $2,000 | 0.0% | $50.00 | $50.00 | — | COM | 532716107 |
| — | FRONTIER COMMUNICATIONS | 240 | $1,000 | 0.0% | $4.17 | $4.17 | — | COM | 35906A108 |
| — | LEVEL 3 COMMUN NEW | 40 | $1,000 | 0.0% | $25.00 | $25.00 | — | COM | 52729N308 |
| NOK | NOKIA CORP SPON ADR F1 ADR REP 1 NOKIA CORPS | 368 | $1,000 | 0.0% | $2.72 | $2.72 | — | ADR | 654902204 |
| — | AOL INC | 46 | $1,000 | 0.0% | $21.74 | $21.74 | — | COM | 00184X105 |
| MPC | MARATHON PETE CORP | 19 | $1,000 | 0.0% | $52.63 | $52.63 | — | COM | 56585A102 |
| — | ENGILITY HLDGS INC | 50 | $1,000 | 0.0% | $20.00 | $20.00 | — | COM | 29285W104 |
| LYV | LIVE NATION ENTMT INC | 72 | $1,000 | 0.0% | $13.89 | $13.89 | — | COM | 538034109 |
| — | TIVO INC | 50 | $1,000 | 0.0% | $20.00 | $20.00 | — | COM | 888706108 |
| — | DELL INC | 117 | $1,000 | 0.0% | $8.55 | $8.55 | — | COM | 24702R101 |
| RMBS | RAMBUS INC DEL | 30 | $0 | 0.0% | $0.00 | — | — | COM | 750917106 |
| — | WESTRN ASSET INFLTN MGMTTENDER OFFER EXP: 01/17/2 | 12 | $0 | 0.0% | $0.00 | — | — | CEM | 95766U107 |
| — | FUELCELL ENERGY INC | 500 | $0 | 0.0% | $0.00 | — | — | COM | 35952H106 |