Location: New York, NY
CIK: 0001599330 · Show all filings
Period: Q1 2013 (← Previous) (Next →)
Filing Date: Mar 3, 2014
Total Value: $197M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SDY | SPDR S&P DIVIDEND ETF | 965,756 | $63.73M | 32.3% | $58.88 | — | UIE | 78464A763 |
| VIG | VANGUARD DIV APPRCIATION | 294,022 | $19.32M | 9.8% | $61.43 | — | UIE | 921908844 |
| — | EATON VANCE TAX ADV DIV | 549,431 | $10.25M | 5.2% | $16.84 | — | CEM | 27828G107 |
| VYM | VANGUARD WHITEHALL FUNDSHIGH DIVIDEND YIELD | 178,786 | $9.799M | 5.0% | $51.68 | — | UIE | 921946406 |
| SPY | S P D R S&P 500 ETF TR EXPIRING 01/22/2118 | 25,596 | $4.01M | 2.0% | $150.03 | — | UIE | 78462F103 |
| AAPL | APPLE INC | 8,292 | $3.671M | 1.9% | $470.57 | -97.0% | COM | 037833100 |
| XOM | EXXON MOBIL CORPORATION | 39,630 | $3.571M | 1.8% | $86.56 | -38.8% | COM | 30231G102 |
| PG | PROCTER & GAMBLE EXCHANGE OFFER EXP: 11/05/0 | 45,277 | $3.489M | 1.8% | $66.50 | -21.9% | COM | 742718109 |
| CVS | C V S CAREMARK CORP | 54,641 | $3.005M | 1.5% | $47.83 | -22.5% | COM | 126650100 |
| JNJ | JOHNSON & JOHNSON | 32,508 | $2.65M | 1.3% | $70.09 | -24.7% | COM | 478160104 |
| DWX | SPDR S & P INTL DIVIDEND | 51,391 | $2.498M | 1.3% | $48.26 | — | UIE | 78463X772 |
| IBM | INTL BUSINESS MACHINES | 10,899 | $2.325M | 1.2% | $187.43 | -37.1% | COM | 459200101 |
| — | GENERAL ELECTRIC COMPANY | 93,159 | $2.154M | 1.1% | $21.58 | — | COM | 369604103 |
| — | GOOGLE INC ** PENDING ENLISTMENT **-- BEST EFFO | 2,647 | $2.102M | 1.1% | $719.88 | — | COM | 38259P508 |
| VO | VANGUARD MID CAP | 20,736 | $1.926M | 1.0% | $84.17 | — | UIE | 922908629 |
| — | EXAMWORKS GROUP INC ** PENDING ENLISTMENT **-- BEST EFFO | 102,661 | $1.778M | 0.9% | $16.94 | — | COM | 30066A105 |
| DVY | ISHARES TRUST DOW JONES DOW JONES SELECT DIVIDND | 27,067 | $1.716M | 0.9% | $58.61 | — | UIE | 464287168 |
| — | IAC/INTERACTIVE CORP NEW | 32,332 | $1.445M | 0.7% | $47.23 | — | COM | 44919P508 |
| MS | MORGAN STANLEY | 65,507 | $1.44M | 0.7% | $19.11 | -14.9% | COM | 617446448 |
| IJK | ISHARES S&P MIDCAP 400 S&P MIDCAP 400/BARRA | 11,181 | $1.433M | 0.7% | $119.24 | — | UIE | 464287606 |
| — | CELGENE CORP | 10,915 | $1.265M | 0.6% | $78.52 | — | COM | 151020104 |
| — | INGERSOLL RAND CL A NEWFIRELAND | 21,851 | $1.202M | 0.6% | $47.96 | — | FGO | G47791101 |
| T | A T & T INC NEW | 32,262 | $1.184M | 0.6% | $33.30 | -67.6% | COM | 00206R102 |
| BRK/B | BERKSHIRE HATHAWAY B NEWCLASS B | 11,322 | $1.18M | 0.6% | $91.33 | +8.4% | COM | 084670702 |
| INTC | INTEL CORP | 49,815 | $1.088M | 0.6% | $20.62 | -25.7% | COM | 458140100 |
| — | VITAMIN SHOPPE INC ** PENDING ENLISTMENT **-- BEST EFFO | 21,000 | $1.026M | 0.5% | $52.93 | — | COM | 92849E101 |
| CSCO | CISCO SYSTEMS INC | 49,024 | $1.024M | 0.5% | $19.65 | -28.2% | COM | 17275R102 |
| — | FEDERAL RLTY INVT TR SBIREIT | 9,385 | $1.014M | 0.5% | $104.00 | — | RET | 313747206 |
| ROST | ROSS STORES INC | 16,459 | $998K | 0.5% | $54.07 | -52.5% | COM | 778296103 |
| CVX | CHEVRON CORPORATION | 8,268 | $982K | 0.5% | $108.12 | -37.2% | COM | 166764100 |
| DIS | DISNEY WALT CO | 17,246 | $980K | 0.5% | $49.81 | -2.9% | COM | 254687106 |
| KO | COCA COLA COMPANY | 23,759 | $961K | 0.5% | $34.33 | -25.7% | COM | 191216100 |
| VZ | VERIZON COMMUNICATIONS | 19,267 | $947K | 0.5% | $39.79 | -40.1% | COM | 92343V104 |
| MSFT | MICROSOFT CORP DUTCH TENDER OFFER EXP: 08/17/2 | 32,488 | $929K | 0.5% | $26.07 | -14.1% | COM | 594918104 |
| VTI | VANGUARD TOTAL STOCK MKTSTK MKT VIPERS | 11,279 | $913K | 0.5% | $73.76 | — | UIE | 922908769 |
| JPM | JPMORGAN CHASE & CO | 18,682 | $887K | 0.4% | $43.95 | -22.6% | COM | 46625H100 |
| PEP | PEPSICO INCORPORATED | 10,688 | $846K | 0.4% | $68.41 | -26.2% | COM | 713448108 |
| AGO | ASSURED GUARANTY LTD F** PENDING ENLISTMENT **-- BEST EFFO | 38,173 | $787K | 0.4% | $14.22 | +2.5% | FGO | G0585R106 |
| DEO | DIAGEO PLC NEW ADR FSPONSORED ADR 1 ADR REPS 4 | 5,881 | $740K | 0.4% | $116.65 | — | ADR | 25243Q205 |
| MO | ALTRIA GROUP INC | 20,922 | $720K | 0.4% | $27.56 | -45.2% | COM | 02209S103 |
| — | BED BATH & BEYOND | 10,500 | $676K | 0.3% | $55.90 | — | COM | 075896100 |
| GS | GOLDMAN SACHS GROUP INC | 4,497 | $662K | 0.3% | $126.68 | -8.7% | COM | 38141G104 |
| CL | COLGATE-PALMOLIVE CO | 5,175 | $611K | 0.3% | $104.54 | -60.4% | COM | 194162103 |
| MCD | MC DONALDS CORP EXCHANGE OFFER EXP: 10/05/2 | 5,961 | $594K | 0.3% | $81.87 | -17.4% | COM | 580135101 |
| AXP | AMERICAN EXPRESS COMPANY | 8,182 | $552K | 0.3% | $56.17 | -7.4% | COM | 025816109 |
| PFE | PFIZER INCORPORATED ODDLOT OFFER EXP: 08/05/0 | 17,921 | $517K | 0.3% | $25.05 | -38.8% | COM | 717081103 |
| IDV | ISHARES TR LEHMAN BD FD DOW JONES EPAC SELECT DIVIDEND IND | 14,756 | $504K | 0.3% | $33.78 | — | UIE | 464288448 |
| PM | PHILIP MORRIS INTL INC | 5,279 | $489K | 0.2% | $83.73 | -42.9% | COM | 718172109 |
| BMY | BRISTOL-MYERS SQUIBB CO ODDLOT TENDER OFFER | 11,557 | $476K | 0.2% | $30.14 | -20.3% | COM | 110122108 |
| — | UNILEVER N V NY SHS NEWFWITH STOCK SPLIT SHARES 1 NEW YORK S | 11,050 | $453K | 0.2% | $38.40 | — | ADR | 904784709 |
| HD | HOME DEPOT INC TENDER OFFER EXP: 08/16/0 | 6,270 | $438K | 0.2% | $61.88 | -19.5% | COM | 437076102 |
| GLD | SPDR GOLD TRUST SPDR GOLD SHARES | 2,799 | $432K | 0.2% | $161.93 | — | UIE | 78463V107 |
| BK | BANK OF NY MELLON CP NEW | 15,241 | $427K | 0.2% | $25.72 | -21.3% | COM | 064058100 |
| WFC | WELLS FARGO & CO NEW | 11,523 | $426K | 0.2% | $33.27 | -25.3% | COM | 949746101 |
| — | POWERSHS QQQ TRUST SER 1 | 5,969 | $412K | 0.2% | $65.76 | — | UIE | 73935A104 |
| MDLZ | MONDELEZ INTL INC CL A | 13,189 | $404K | 0.2% | $25.43 | -17.2% | COM | 609207105 |
| — | DOUBLELINE OPPORTUNISTIC** PENDING ENLISTMENT **-- BEST EFFO | 14,136 | $378K | 0.2% | $26.91 | — | CEM | 258623107 |
| — | NYSE EURONEXT N V | 9,692 | $374K | 0.2% | $31.57 | — | COM | 629491101 |
| NSRGY | NESTLE S A REG B ADR F1 ADR REPS 1 ORD | 5,125 | $371K | 0.2% | $72.39 | — | ADR | 641069406 |
| MRK | MERCK & CO INC NEW | 8,289 | $366K | 0.2% | $40.74 | -33.2% | COM | 58933Y105 |
| SCHW | THE CHARLES SCHWAB CORP | 20,000 | $354K | 0.2% | $14.35 | -0.8% | COM | 808513105 |
| VNQ | VANGUARD REIT | 5,000 | $353K | 0.2% | $69.90 | — | UIE | 922908553 |
| — | LINN ENERGY ** PENDING ENLISTMENT **-- BEST EFFO | 9,000 | $342K | 0.2% | $35.22 | — | MLP | 536020100 |
| — | VODAFONE GROUP NEW ADR FSPONSORED ADR 1 ADR REP 10 | 12,006 | $341K | 0.2% | $25.95 | — | ADR | 92857W209 |
| BDX | BECTON DICKINSON & CO | 3,525 | $337K | 0.2% | $78.30 | -11.6% | COM | 075887109 |
| ED | CONSOLIDATED EDISON INC ODDLOT TENDER OFFER EXP: 04/11/0 | 5,453 | $333K | 0.2% | $54.12 | -34.3% | COM | 209115104 |
| DLS | WISDOMTREE INTL SMCP DIVINTL SMALLCAP DIVIDEND | 5,825 | $323K | 0.2% | $52.12 | — | UIE | 97717W760 |
| — | GNC HOLDINGS INC ** PENDING ENLISTMENT **-- BEST EFFO | 8,045 | $316K | 0.2% | $33.28 | — | COM | 36191G107 |
| AFL | A F L A C INC ODD LOT OFFER | 5,970 | $311K | 0.2% | $53.10 | -64.4% | COM | 001055102 |
| — | NUVEEN N Y PERFORMANCE PLUS MUNI FD INC | 18,606 | $307K | 0.2% | $16.45 | — | CEM | 67062R104 |
| TEVA | TEVA PHARM INDS LTD ADRFWITH STOCK SPLIT SHARES | 7,598 | $301K | 0.2% | $37.59 | — | ADR | 881624209 |
| ADP | AUTO DATA PROCESSING | 4,560 | $297K | 0.2% | $57.02 | -29.1% | COM | 053015103 |
| VBR | VANGUARD SMALL CAP VALUE | 3,557 | $292K | 0.1% | $74.14 | — | UIE | 922908611 |
| ORCL | ORACLE CORPORATION | 8,629 | $279K | 0.1% | $33.22 | -13.0% | COM | 68389X105 |
| AMZN | AMAZON COM INC | 1,018 | $271K | 0.1% | $250.49 | -94.7% | COM | 023135106 |
| — | DELCATH SYSTEMS INC | 150,000 | $270K | 0.1% | $1.23 | — | COM | 24661P104 |
| BA | BOEING CO ODDLOT TENDER OFFER | 3,131 | $269K | 0.1% | $74.93 | -12.3% | COM | 097023105 |
| TJX | T J X COS INC | 5,500 | $257K | 0.1% | $36.83 | -48.7% | COM | 872540109 |
| BP | BP PLC ADR FSPONSORED ADR | 6,007 | $254K | 0.1% | $41.62 | — | ADR | 055622104 |
| NEE | NEXTERA ENERGY INC | 3,250 | $252K | 0.1% | $69.23 | -81.4% | COM | 65339F101 |
| SLB | SCHLUMBERGER LTD F | 3,217 | $241K | 0.1% | $61.53 | -11.3% | FGO | 806857108 |
| — | PALL CORP | 3,449 | $236K | 0.1% | $60.31 | — | COM | 696429307 |
| XBNYX | BLACKROCK NY MUN INCM TRNEW YORK INCOME TRUST | 15,000 | $232K | 0.1% | $16.53 | — | CEM | 09248L106 |
| EMR | EMERSON ELECTRIC CO | 4,107 | $229K | 0.1% | $53.08 | -24.7% | COM | 291011104 |
| — | XILINX INC | 5,964 | $228K | 0.1% | $35.88 | — | COM | 983919101 |
| — | NUVEEN PREM INCM MUN II | 15,000 | $225K | 0.1% | $15.20 | — | CEM | 67063W102 |
| — | ADVENT SOFTWARE INC | 8,006 | $224K | 0.1% | $21.36 | — | COM | 007974108 |
| BOND | PIMCO EXCH TRADED FUND TOTAL RETURN | 2,000 | $220K | 0.1% | $109.00 | — | UIE | 72201R775 |
| EPD | ENTERPRISE PRD PRTNRS LP | 3,626 | $219K | 0.1% | $50.19 | — | MLP | 293792107 |
| COP | CONOCOPHILLIPS | 3,605 | $217K | 0.1% | $58.08 | -34.1% | COM | 20825C104 |
| EEM | ISHARES MSCI EMRG MKT FDWITH STOCK SPLIT SHARES EMERGING MAR | 4,975 | $213K | 0.1% | $44.30 | — | UIE | 464287234 |
| MMM | 3M COMPANY | 1,985 | $211K | 0.1% | $92.70 | -38.3% | COM | 88579Y101 |
| — | EATON VANCE TAX ADV GLBL | 9,000 | $209K | 0.1% | $20.11 | — | CEM | 27828U106 |
| LQD | ISHARES TR GS INVESTOP GS$ INVESTOP CORP BOND | 1,700 | $204K | 0.1% | $121.09 | — | UIE | 464287242 |
| — | LIFE TECHNOLOGIES CORP | 3,094 | $200K | 0.1% | $49.13 | — | COM | 53217V109 |
| — | PLUM CREEK TIMBER CO REIT | 3,781 | $197K | 0.1% | $44.43 | — | RET | 729251108 |
| KMB | KIMBERLY-CLARK CORP | 1,977 | $194K | 0.1% | $84.47 | -33.2% | COM | 494368103 |
| META | FACEBOOK INC CLASS A ** PENDING ENLISTMENT **-- BEST EFFO | 7,579 | $194K | 0.1% | $28.09 | +0.6% | COM | 30303M102 |
| — | ROYAL DUTCH SHELL A ADRFSPONSORED ADR | 2,800 | $182K | 0.1% | $69.06 | — | ADR | 780259206 |
| HON | HONEYWELL INTERNATIONAL | 2,392 | $180K | 0.1% | $57.76 | -16.4% | COM | 438516106 |
| — | UNITED TECHNOLOGIES CORP | 1,925 | $180K | 0.1% | $85.91 | — | COM | 913017109 |
| C | CITIGROUP INC NEW | 3,994 | $177K | 0.1% | $39.58 | -18.3% | COM | 172967424 |
| — | KELLOGG COMPANY | 2,733 | $176K | 0.1% | $55.98 | -35.7% | COM | 487836108 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 4,051 | $174K | 0.1% | $43.95 | — | UIE | 922042858 |
| — | GLAXOSMITHKLINE PLC ADRFSPONSORED ADR | 3,669 | $172K | 0.1% | $43.34 | — | ADR | 37733W105 |
| — | SPDR BARCLAYS ETF HIGH YIELD VERY LIQUID INDEX | 4,000 | $164K | 0.1% | $40.73 | — | UIE | 78464A417 |
| WMT | WAL-MART STORES INC | 2,168 | $162K | 0.1% | $68.27 | -73.2% | COM | 931142103 |
| SCHB | SCHW US BRD MKT ETF | 4,152 | $158K | 0.1% | $34.39 | — | UIE | 808524102 |
| — | WELLPOINT INC | 2,312 | $153K | 0.1% | $60.99 | — | COM | 94973V107 |
| — | COMCAST CP NEW CL A SPL WITH STOCK SPLIT SHARES CLASS A SPL | 3,850 | $152K | 0.1% | $35.84 | — | COM | 20030N200 |
| MBB | ISHARES TRUST BARCLAYS BARCLAYS MBS FIXED RATE | 1,391 | $150K | 0.1% | $107.85 | — | UIE | 464288588 |
| — | AVON PRODUCTS INC | 7,200 | $149K | 0.1% | $14.31 | — | COM | 054303102 |
| — | POWERSHS DB MULTI SECTORPOWERSHS DB AGRICULTURE FUND | 5,690 | $147K | 0.1% | $27.94 | — | UIE | 73936B408 |
| ISRG | INTUITIVE SURGICAL NEW | 300 | $147K | 0.1% | $490.00 | -87.9% | COM | 46120E602 |
| — | PRAXAIR INC | 1,306 | $146K | 0.1% | $109.15 | — | COM | 74005P104 |
| ET | ENERGY TRANSFER PARTNERS** PENDING ENLISTMENT **-- BEST EFFO | 2,504 | $146K | 0.1% | $45.53 | — | MLP | 29273V100 |
| BAX | BAXTER INTERNATIONAL INC | 1,956 | $142K | 0.1% | $47.75 | -38.4% | COM | 071813109 |
| CPT | CAMDEN PROPERTY TRUST REIT | 2,000 | $137K | 0.1% | $68.00 | -38.2% | RET | 133131102 |
| XLF | SECTOR SPDR FINCL SELECTSHARES OF BENEFICIAL INT | 7,500 | $137K | 0.1% | $16.40 | — | UIE | 81369Y605 |
| USB | U S BANCORP DEL NEW | 4,037 | $137K | 0.1% | $31.95 | -31.7% | COM | 902973304 |
| OPK | OPKO HEALTH INC | 17,835 | $136K | 0.1% | $4.82 | +38.9% | COM | 68375N103 |
| GIS | GENERAL MILLS INC | 2,599 | $128K | 0.1% | $40.48 | -29.6% | COM | 370334104 |
| — | TWO HARBORS INVESTMENT | 10,000 | $126K | 0.1% | $11.10 | — | COM | 90187B101 |
| — | TARGA RESOURCES PTNR LP ** PENDING ENLISTMENT **--BEST EFFOR | 2,643 | $122K | 0.1% | $37.46 | — | MLP | 87611X105 |
| MIDD | MIDDLEBY CORP THE | 800 | $122K | 0.1% | $128.75 | -62.7% | COM | 596278101 |
| — | DU PONT E I DE NEMOUR&CO | 2,439 | $120K | 0.1% | $47.41 | — | COM | 263534109 |
| — | VISTAPRINT N V F | 3,100 | $120K | 0.1% | $32.94 | — | FGO | N93540107 |
| — | BLACKSTONE GROUP LP ** PENDING ENLISTMENT **-- BEST EFFO | 6,082 | $120K | 0.1% | $19.73 | — | MLP | 09253U108 |
| LLY | LILLY ELI & COMPANY ODDLOT TENDER OFFER EXP: 01/20/2 | 2,103 | $119K | 0.1% | $49.40 | -16.0% | COM | 532457108 |
| WM | WASTE MANAGEMENT INC DEL | 3,000 | $118K | 0.1% | $33.67 | -18.5% | COM | 94106L109 |
| MDY | SPDR S&P MIDCAP 400 ETF | 554 | $116K | 0.1% | $185.92 | — | UIE | 78467Y107 |
| — | AMERIGAS PARTNERS LP | 2,544 | $114K | 0.1% | $38.92 | — | MLP | 030975106 |
| SON | SONOCO PRODUCTS CO | 3,256 | $114K | 0.1% | $29.79 | -29.9% | COM | 835495102 |
| VNO | VORNADO REALTY TRUST REIT | 1,340 | $112K | 0.1% | $79.85 | — | RET | 929042109 |
| YUM | YUM BRANDS INC | 1,545 | $111K | 0.1% | $66.67 | -43.9% | COM | 988498101 |
| ABT | ABBOTT LABORATORIES | 3,139 | $111K | 0.1% | $47.45 | -44.1% | COM | 002824100 |
| AEP | AMER ELECTRIC PWR CO INC | 2,253 | $110K | 0.1% | $29.14 | -1.7% | COM | 025537101 |
| IRWD | IRONWOOD PHARMA INC A ** PENDING ENLISTMENT **-- BEST EFFO | 6,000 | $110K | 0.1% | $11.00 | +13.7% | COM | 46333X108 |
| — | AQUA AMERICA INC | 3,486 | $110K | 0.1% | $29.04 | — | COM | 03836W103 |
| — | PANDORA MEDIA INC ** PENDING ENLISTMENT **-- BEST EFFO | 7,689 | $109K | 0.1% | $9.15 | — | COM | 698354107 |
| MKC | MC CORMICK & CO INC N-VTNON VOTING SHARES | 1,424 | $105K | 0.1% | $63.20 | -58.8% | COM | 579780206 |
| — | WILLIAMS PARTNERS LP ** PENDING ENLISTMENT **-- BEST EFFO | 1,921 | $100K | 0.1% | $48.41 | — | MLP | 96950F104 |
| TGT | TARGET CORPORATION | 1,440 | $99,000 | 0.1% | $59.03 | -26.2% | COM | 87612E106 |
| — | MAGELLAN MIDSTREAM PTNRS | 1,810 | $97,000 | 0.0% | $43.09 | — | MLP | 559080106 |
| EOG | E O G RESOURCES INC | 749 | $96,000 | 0.0% | $120.16 | -61.7% | COM | 26875P101 |
| — | GUGGENHEIM EXCH TRD FD S&P GLOBAL WATER ETF | 4,000 | $96,000 | 0.0% | $22.25 | — | UIE | 18383Q507 |
| — | ETFS SILVER TRUST ETF | 3,400 | $95,000 | 0.0% | $30.00 | — | UIE | 26922X107 |
| — | A O N PLC FCLASS A | 1,522 | $94,000 | 0.0% | $55.85 | — | FGO | G0408V102 |
| PNC | PNC FINL SERVICES GP INCODDLOT TENDER OFFER | 1,400 | $93,000 | 0.0% | $58.57 | -26.8% | COM | 693475105 |
| CAG | CONAGRA FOODS INC | 2,600 | $93,000 | 0.0% | $16.80 | 0.0% | COM | 205887102 |
| — | SIRIUS XM RADIO INC TENDER OFFER EXP: 04/20/2 | 29,994 | $92,000 | 0.0% | $2.90 | — | COM | 82967N108 |
| AIG | AMERICAN INTL GROUP NEW | 2,311 | $90,000 | 0.0% | $33.31 | -14.3% | COM | 026874784 |
| — | ACE LIMITED NEW F | 1,000 | $89,000 | 0.0% | $86.30 | — | FGO | H0023R105 |
| SO | THE SOUTHERN COMPANY | 1,906 | $89,000 | 0.0% | $43.02 | -40.5% | COM | 842587107 |
| PFF | ISHARES S&P U S PFD FUNDS&P U S PFD STK INDEX FD | 2,200 | $89,000 | 0.0% | $39.55 | — | UIE | 464288687 |
| — | MERRIMACK PHARMA INC ** PENDING ENLISTMENT **-- BEST EFFO | 14,305 | $87,000 | 0.0% | $6.08 | — | COM | 590328100 |
| FXN | FIRST TR EXCH TRADED FD ENERGY ALPHADEX FUND | 3,835 | $86,000 | 0.0% | $19.82 | — | UIE | 33734X127 |
| — | EL PASO PIPELINE PTNR LP** PENDING ENLISTMENT **-- BEST EFFO | 1,956 | $86,000 | 0.0% | $36.81 | — | MLP | 283702108 |
| — | CHUBB CORPORATION | 978 | $86,000 | 0.0% | $75.66 | — | COM | 171232101 |
| NFLX | NETFLIX INC | 450 | $85,000 | 0.0% | $93.33 | -97.5% | COM | 64110L106 |
| CNP | CENTERPOINT ENERGY INC | 3,560 | $85,000 | 0.0% | $19.38 | -30.6% | COM | 15189T107 |
| — | AMERICA MOVIL SA L ADR FSPONSORED ADR | 4,014 | $84,000 | 0.0% | $23.17 | — | ADR | 02364W105 |
| SIG | SIGNET JEWELERS LTD F | 1,250 | $84,000 | 0.0% | $53.60 | -8.4% | FGO | G81276100 |
| IJH | ISHARES TR S&P MIDCAP WITH STOCK SPLIT SHARES S&P MIDCAP 4 | 721 | $83,000 | 0.0% | $106.02 | — | UIE | 464287507 |
| SAP | S A P AKTIENGESELL ADR FSPONSORED ADR | 1,016 | $82,000 | 0.0% | $80.71 | — | ADR | 803054204 |
| BAC | BANK OF AMERICA CORP | 6,648 | $81,000 | 0.0% | $11.53 | -19.3% | COM | 060505104 |
| CMG | CHIPOTLE MEXICAN GRILL ** PENDING ENLISTMENT **-- BEST EFFO | 250 | $81,000 | 0.0% | $296.00 | -97.9% | COM | 169656105 |
| IWB | ISHARES TR RUSSELL 1000 RUSSELL 1000 INDEX FD | 924 | $81,000 | 0.0% | $79.12 | — | UIE | 464287622 |
| GD | GENERAL DYNAMICS CORP | 1,140 | $80,000 | 0.0% | $69.30 | -25.3% | COM | 369550108 |
| — | EXPRESS SCRIPTS HLDG CO | 1,378 | $79,000 | 0.0% | $53.70 | — | COM | 30219G108 |
| — | GABELLI MULTIMEDIA TR | 8,775 | $79,000 | 0.0% | $7.86 | — | CEM | 36239Q109 |
| RPM | RPM INTERNATIONAL INC DELAWARE | 2,500 | $79,000 | 0.0% | $29.20 | +6.6% | COM | 749685103 |
| ROK | ROCKWELL AUTOMATION INC | 920 | $79,000 | 0.0% | $83.70 | -18.2% | COM | 773903109 |
| — | GENERAL GROWTH PPTYS NEW | 3,911 | $78,000 | 0.0% | $19.94 | — | RET | 370023103 |
| — | WSTRN ASSET EMERGNG MKTSEMERGING MARKETS INCOME FUND | 5,000 | $77,000 | 0.0% | $15.40 | — | CEM | 95766E103 |
| PAA | PLAINS ALL AMERN PPLN LPWITH STOCK SPLIT SHARES UNIT LTD PAR | 1,360 | $77,000 | 0.0% | $45.59 | — | MLP | 726503105 |
| NSC | NORFOLK SOUTHERN CORP | 1,002 | $77,000 | 0.0% | $61.88 | -14.1% | COM | 655844108 |
| — | REYNOLDS AMERICAN INC | 1,700 | $76,000 | 0.0% | $41.43 | — | COM | 761713106 |
| — | STARWOOD HTLS & RSTS NEW | 1,195 | $76,000 | 0.0% | $57.74 | — | COM | 85590A401 |
| FE | FIRSTENERGY CORP | 1,792 | $76,000 | 0.0% | $41.85 | -44.1% | COM | 337932107 |
| — | MEDIVATION INC | 1,600 | $75,000 | 0.0% | $51.25 | — | COM | 58501N101 |
| LOW | LOWES COMPANIES INC | 1,970 | $75,000 | 0.0% | $35.53 | -15.2% | COM | 548661107 |
| PPL | PPL CORPORATION | 2,400 | $75,000 | 0.0% | $28.75 | -45.5% | COM | 69351T106 |
| — | CALAMOS CNV HIGH INCM FD | 5,782 | $74,000 | 0.0% | $12.11 | — | CEM | 12811P108 |
| — | BROOKFIELD ASSET MGMT FWITH STOCK SPLIT SHARES LTD VTG SHS | 2,025 | $74,000 | 0.0% | $36.54 | — | FGC | 112585104 |
| TIP | ISHARES TR BARCLAYS TIPSBOND FUND | 600 | $73,000 | 0.0% | $120.98 | — | UIE | 464287176 |
| — | KINDER MORGAN ENERGY LP UNIT LTD PARTNERSHIP INT | 800 | $72,000 | 0.0% | $80.00 | — | MLP | 494550106 |
| NKE | NIKE INC CLASS B | 1,210 | $71,000 | 0.0% | $51.24 | -54.8% | COM | 654106103 |
| CLX | CLOROX COMPANY | 800 | $71,000 | 0.0% | $73.33 | -23.6% | COM | 189054109 |
| DVN | DEVON ENERGY CP NEW | 1,239 | $70,000 | 0.0% | $51.98 | -28.6% | COM | 25179M103 |
| AVA | AVISTA CORPORATION | 2,562 | $70,000 | 0.0% | $15.28 | 0.0% | COM | 05379B107 |
| FLR | FLUOR CORPORATION NEW | 1,000 | $66,000 | 0.0% | $56.51 | -1.2% | COM | 343412102 |
| MUB | ISHARES TRUST S&P NATL AMT FREE MUNI BOND FUND | 600 | $66,000 | 0.0% | $110.00 | — | UIE | 464288414 |
| SIEGY | SIEMENS A G ADR F1 ADR REP 1 ORD | 600 | $65,000 | 0.0% | $110.00 | — | ADR | 826197501 |
| — | KAYDON CORPORATION | 2,484 | $64,000 | 0.0% | $23.75 | — | COM | 486587108 |
| STT | STATE STREET CORP ** SECONDARY OFFERING **FOR IPO USE | 1,060 | $63,000 | 0.0% | $47.17 | -15.4% | COM | 857477103 |
| — | WALGREEN COMPANY | 1,293 | $62,000 | 0.0% | $37.12 | — | COM | 931422109 |
| — | NUVEEN NY DIV AD MUNI FD | 4,100 | $62,000 | 0.0% | $15.37 | — | CEM | 67066X107 |
| OMC | OMNICOM GROUP INC | 1,060 | $62,000 | 0.0% | $50.00 | -26.3% | COM | 681919106 |
| — | TEMPLETON GLOBAL INCM FD | 6,471 | $61,000 | 0.0% | $9.43 | — | CEM | 880198106 |
| TRV | TRAVELERS COMPANIES INC | 724 | $61,000 | 0.0% | $71.82 | -17.2% | COM | 89417E109 |
| SRE | SEMPRA ENERGY | 756 | $60,000 | 0.0% | $71.11 | -64.1% | COM | 816851109 |
| ACTG | ACACIA RESH ACACIA TECH ACACIA TECHNOLOGIES | 2,000 | $60,000 | 0.0% | $25.50 | -2.4% | COM | 003881307 |
| SEE | SEALED AIR CORP NEW | 2,500 | $60,000 | 0.0% | $17.60 | -5.4% | COM | 81211K100 |
| — | ETFS PHYS PALLADIUM ETF SHARES | 797 | $60,000 | 0.0% | $75.28 | — | UIE | 26923A106 |
| DOV | DOVER CORPORATION | 800 | $58,000 | 0.0% | $66.25 | -43.1% | COM | 260003108 |
| — | VITACOST.COM INC ** PENDING ENLISTMENT **-- BEST EFFO | 8,000 | $58,000 | 0.0% | $6.75 | — | COM | 92847A200 |
| IWR | ISHARES RUSSELL INDEX FDMIDCAP INDEX FUND | 448 | $57,000 | 0.0% | $113.26 | — | UIE | 464287499 |
| EWC | ISHARES MSCI CDA IDX FD CANADA INDEX FUND | 2,000 | $57,000 | 0.0% | $28.50 | — | UIE | 464286509 |
| XLE | SECTOR SPDR ENGY SELECT SHARES OF BENEFICIAL INT | 718 | $57,000 | 0.0% | $71.03 | — | UIE | 81369Y506 |
| — | TORTOISE MLP FUND INC ** PENDING ENLISTMENT **-- BEST EFFO | 2,000 | $56,000 | 0.0% | $24.50 | — | CEM | 89148B101 |
| PSX | PHILLIPS 66 | 802 | $56,000 | 0.0% | $52.78 | -25.8% | COM | 718546104 |
| EQR | EQUITY RESIDENTIAL | 1,000 | $55,000 | 0.0% | $57.00 | -46.2% | RET | 29476L107 |
| — | BUFFALO WILD WINGS INC ** PENDING ENLISTMENT ** | 600 | $53,000 | 0.0% | $73.33 | — | COM | 119848109 |
| — | HANCOCK JOHN PFD INCM FDPFD INCOME FUND II | 2,300 | $53,000 | 0.0% | $21.74 | — | CEM | 41013X106 |
| VBK | VANGUARD SMALL CAP GRWTH | 525 | $52,000 | 0.0% | $89.52 | — | UIE | 922908595 |
| EFA | ISHARES TR MSCI EAFE FD WITH STOCK SPLIT SHARES MSCI EAFE IN | 880 | $52,000 | 0.0% | $58.42 | — | UIE | 464287465 |
| TSM | TAIWAN SEMICONDUCTR ADRFSPONSORED ADR | 3,000 | $52,000 | 0.0% | $17.36 | — | ADR | 874039100 |
| — | MEDTRONIC INC | 1,077 | $51,000 | 0.0% | $41.28 | — | COM | 585055106 |
| — | ALCOA INC | 6,000 | $51,000 | 0.0% | $8.67 | — | COM | 013817101 |
| BXP | BOSTON PROPERTIES INC | 500 | $51,000 | 0.0% | $106.00 | -41.7% | RET | 101121101 |
| — | ROYAL DUTCH SHELL B PLCFSPONSORED ADR 1 ADR REPS 2 | 750 | $50,000 | 0.0% | $70.67 | — | ADR | 780259107 |
| SLM | SLM CORPORATION | 2,450 | $50,000 | 0.0% | $17.14 | -61.5% | COM | 78442P106 |
| — | VRINGO INC | 15,000 | $48,000 | 0.0% | $2.87 | — | COM | 92911N104 |
| — | VICAL INC | 11,800 | $47,000 | 0.0% | $2.88 | — | COM | 925602104 |
| AVB | AVALONBAY CMNTYS INC REIT | 369 | $47,000 | 0.0% | $135.50 | -37.3% | RET | 053484101 |
| — | MARKET VECTORS ETF TRUSTCOAL ETF | 2,000 | $46,000 | 0.0% | $25.00 | — | UIE | 57060U837 |
| MAT | MATTEL INCORPORATED | 1,000 | $44,000 | 0.0% | $37.00 | +7.5% | COM | 577081102 |
| DUK | DUKE ENERGY CORP NEW | 601 | $44,000 | 0.0% | $63.23 | -36.6% | COM | 26441C204 |
| — | ANADARKO PETROLEUM CORP | 500 | $44,000 | 0.0% | $74.00 | — | COM | 032511107 |
| QCOM | QUALCOMM INC | 658 | $44,000 | 0.0% | $61.44 | -25.0% | COM | 747525103 |
| — | NUVEEN QUAL PFD INC FD 2 | 4,700 | $44,000 | 0.0% | $9.36 | — | CEM | 67072C105 |
| IWF | ISHARES TR RUSSELL 1000 RUSSELL 1000 GROWTH | 622 | $44,000 | 0.0% | $65.92 | — | UIE | 464287614 |
| CE | CELANESE CORP ** PENDING ENLISTMENT **-- BEST EFFO | 1,000 | $44,000 | 0.0% | $45.00 | -17.9% | COM | 150870103 |
| OXY | OCCIDENTAL PETE CORP | 550 | $43,000 | 0.0% | $76.36 | -29.2% | COM | 674599105 |
| — | NEWCASTLE INVESTMENT CP REIT | 3,760 | $42,000 | 0.0% | $8.74 | — | RET | 65105M108 |
| IWN | ISHARES TR RUSSELL 2000 RUSSELL 2000 VALUE INDEX | 500 | $42,000 | 0.0% | $76.00 | — | UIE | 464287630 |
| TD | TORONTO DOMINION BANK F | 500 | $42,000 | 0.0% | $84.00 | -50.6% | FGC | 891160509 |
| HYG | ISHARES TRUST IBOXX $ HIGH YIELD CORP BOND FUND | 433 | $41,000 | 0.0% | $92.38 | — | UIE | 464288513 |
| — | LEUCADIA NATIONAL CORP | 1,500 | $41,000 | 0.0% | $27.33 | — | COM | 527288104 |
| ADSK | AUTODESK INC | 1,000 | $41,000 | 0.0% | $35.00 | +10.2% | COM | 052769106 |
| HSBC | HSBC HLDGS PLC ADR NEW FSPONSORED ADR | 741 | $40,000 | 0.0% | $52.63 | — | ADR | 404280406 |
| KBE | SPDR S&P BANK ETF | 1,500 | $40,000 | 0.0% | $24.00 | — | UIE | 78464A797 |
| — | ALLEGHANY CORP DEL | 102 | $40,000 | 0.0% | $333.33 | — | COM | 017175100 |
| EW | EDWARDS LIFESCIENCES CP | 470 | $39,000 | 0.0% | $89.36 | -83.6% | COM | 28176E108 |
| FDX | FEDEX CORPORATION | 400 | $39,000 | 0.0% | $92.50 | -6.5% | COM | 31428X106 |
| — | BUCKEYE PARTNERS UTS L PUNIT LTD PARTNERSHIP INT | 640 | $39,000 | 0.0% | $45.31 | — | MLP | 118230101 |
| — | COINSTAR INC | 660 | $39,000 | 0.0% | $51.52 | — | COM | 19259P300 |
| — | MADISON SQUARE GARDEN | 667 | $38,000 | 0.0% | $56.97 | — | COM | 55826P100 |
| — | ANNALY CAPITAL MGMT REIT | 2,387 | $38,000 | 0.0% | $14.18 | — | RET | 035710409 |
| SPG | SIMON PPTY GROUP NEW REIT/NON-PAIRED STOCK | 240 | $38,000 | 0.0% | $158.33 | -47.6% | RET | 828806109 |
| — | HEWLETT-PACKARD COMPANY | 1,600 | $38,000 | 0.0% | $14.38 | — | COM | 428236103 |
| — | THOMSON REUTERS CORP F | 1,140 | $37,000 | 0.0% | $28.95 | — | FGC | 884903105 |
| SRPT | SAREPTA THERAPEUTICS | 1,000 | $37,000 | 0.0% | $28.88 | 0.0% | COM | 803607100 |
| — | TOTAL S A ADR F1 ADR REP 1 ORD | 750 | $36,000 | 0.0% | $52.00 | — | ADR | 89151E109 |
| NVS | NOVARTIS A G SPON ADR FSPONSORED ADR | 500 | $36,000 | 0.0% | $64.00 | — | ADR | 66987V109 |
| RIO | RIO TINTO PLC SPON ADR FSPONSORED ADR 1 ADR REPS 4 | 700 | $33,000 | 0.0% | $58.57 | — | ADR | 767204100 |
| — | HOWARD HUGHES CORP | 376 | $32,000 | 0.0% | $71.81 | — | COM | 44267D107 |
| SNY | SANOFI SYNTHELABO ADR FSPONSORED ADR | 627 | $32,000 | 0.0% | $47.85 | — | ADR | 80105N105 |
| CCL | CARNIVAL CORP NEW FPAIRED STK | 925 | $32,000 | 0.0% | $36.76 | -19.1% | FGO | 143658300 |
| — | KAYNE ANDERSON ENERGY ** PENDING ENLISTMENT ** | 1,200 | $31,000 | 0.0% | $24.17 | — | COM | 48660Q102 |
| SGU | STAR GAS PARTNERS LP SBI | 6,800 | $31,000 | 0.0% | $4.20 | +6.7% | MLP | 85512C105 |
| SBUX | STARBUCKS CORP | 539 | $31,000 | 0.0% | $23.96 | -8.9% | COM | 855244109 |
| — | AMERICAN CAPITAL AGENCY REITS | 932 | $31,000 | 0.0% | $29.15 | — | RET | 02503X105 |
| HAIN | HAIN CELESTIAL GROUP INC | 500 | $31,000 | 0.0% | $54.00 | -47.1% | COM | 405217100 |
| RWR | SPDR DOW JONES REIT | 400 | $31,000 | 0.0% | $72.50 | — | UIE | 78464A607 |
| CAT | CATERPILLAR INC | 350 | $30,000 | 0.0% | $88.57 | -24.2% | COM | 149123101 |
| — | TIFFANY & CO NEW | 436 | $30,000 | 0.0% | $66.79 | — | COM | 886547108 |
| IEZ | ISHARES OIL EQUIP & SVC INDEX FUND | 500 | $29,000 | 0.0% | $52.00 | — | UIE | 464288844 |
| UNH | UNITEDHEALTH GROUP INC | 508 | $29,000 | 0.0% | $55.12 | -19.1% | COM | 91324P102 |
| VFC | V F CORPORATION | 170 | $29,000 | 0.0% | $152.94 | -75.9% | COM | 918204108 |
| — | JOHNSON CONTROLS INC | 786 | $28,000 | 0.0% | $30.53 | — | COM | 478366107 |
| PVH | PVH CORP | 264 | $28,000 | 0.0% | $116.10 | 0.0% | COM | 693656100 |
| IVE | ISHARES TR S&P 500 BARRAS&P 500/BARRA VALUE | 376 | $28,000 | 0.0% | $66.49 | — | UIE | 464287408 |
| — | SOUTH JERSEY INDS INC | 500 | $28,000 | 0.0% | $50.00 | — | COM | 838518108 |
| TXN | TEXAS INSTRUMENTS INC | 800 | $28,000 | 0.0% | $31.25 | -24.1% | COM | 882508104 |
| — | TEX PAC LAND SUB CTF | 400 | $28,000 | 0.0% | $52.50 | — | COM | 882610108 |
| — | ALPS TRUST ETF ALERIAN MLP | 1,550 | $27,000 | 0.0% | $16.13 | — | UIE | 00162Q866 |
| — | JP MORGAN EXCH TRAD NOTE**PENDING ENLISTMENT** --BEST EFFOR | 600 | $27,000 | 0.0% | $38.33 | — | UIE | 46625H365 |
| JJSF | J & J SNACK FOOD CORP | 350 | $27,000 | 0.0% | $62.86 | -10.6% | COM | 466032109 |
| — | MONSANTO CO NEW DEL | 259 | $27,000 | 0.0% | $96.53 | — | COM | 61166W101 |
| — | ISHARES MSCI UTD KINGDM UNITED KINGDOM INDX FD | 1,467 | $27,000 | 0.0% | $17.85 | — | UIE | 464286699 |
| — | POWERSHS EXCH TRAD FD TRPREFERRED PORTFOLIO ETF | 1,800 | $27,000 | 0.0% | $14.44 | — | UIE | 73936T565 |
| INFY | INFOSYS TECH SPON ADR FSPONSORED ADR | 486 | $26,000 | 0.0% | $43.21 | — | ADR | 456788108 |
| EXC | EXELON CORPORATION | 744 | $26,000 | 0.0% | $29.57 | -52.7% | COM | 30161N101 |
| — | ACTIVISION BLIZZARD INC TENDER OFFER EXP: 08/13/2 | 1,785 | $26,000 | 0.0% | $10.64 | — | COM | 00507V109 |
| MET | METLIFE INC | 673 | $26,000 | 0.0% | $32.69 | -33.2% | COM | 59156R108 |
| REFR | RESEARCH FRONTIERS INC | 6,850 | $25,000 | 0.0% | $3.80 | -10.1% | COM | 760911107 |
| HSY | HERSHEY COMPANY | 290 | $25,000 | 0.0% | $59.79 | 0.0% | COM | 427866108 |
| ACN | ACCENTURE PLC CL A F | 330 | $25,000 | 0.0% | $66.67 | -12.4% | FGO | G1151C101 |
| — | MANITEX INTERNATIONAL | 2,000 | $25,000 | 0.0% | $7.00 | — | COM | 563420108 |
| ALL | ALLSTATE CORPORATION ODD LOT OFFER | 503 | $25,000 | 0.0% | $39.89 | -13.6% | COM | 020002101 |
| AAP | ADVANCE AUTO PARTS INC EXCHANGE OFFER EXP: 05/27/2 | 300 | $25,000 | 0.0% | $73.33 | -9.2% | COM | 00751Y106 |
| — | ELAN CORP PLC SPON ADR FSPONSORED ADR | 2,000 | $24,000 | 0.0% | $10.00 | — | ADR | 284131208 |
| PHYS | SPROTT PHYSICAL GOLD TRF | 1,750 | $24,000 | 0.0% | $13.88 | — | CEM | 85207H104 |
| DE | DEERE & CO | 282 | $24,000 | 0.0% | $85.11 | -17.0% | COM | 244199105 |
| — | L-3 COMMUNICATIONS HLDGS | 300 | $24,000 | 0.0% | $76.67 | — | COM | 502424104 |
| IYZ | ISHARES TR DJ US TELECOMDOW JONES U S TELECOMMUN | 1,000 | $24,000 | 0.0% | $24.00 | — | UIE | 464287713 |
| NUE | NUCOR CORP | 520 | $24,000 | 0.0% | $42.31 | -20.7% | COM | 670346105 |
| HAL | HALLIBURTON CO HLDG CO EXCHANGE OFFER EXP: 03/29/2 | 600 | $24,000 | 0.0% | $35.00 | -10.0% | COM | 406216101 |
| GLRE | GREENLIGHT CAPITAL RE F** PENDING ENLISTMENT **-- BEST EFFO | 1,000 | $24,000 | 0.0% | $23.95 | -0.2% | FGO | G4095J109 |
| — | POWERSHS DB MULTI SECTORPOWERSHS DB BASE METALS FUND | 1,325 | $23,000 | 0.0% | $19.62 | — | UIE | 73936B705 |
| — | BROADCOM CORP CL A CLASS A | 660 | $23,000 | 0.0% | $33.33 | — | COM | 111320107 |
| — | FOSTER WHEELER AG ORD F | 1,000 | $23,000 | 0.0% | $24.00 | — | FGO | H27178104 |
| F | FORD MOTOR COMPANY NEW TENDER OFFER EXP: 06/09/2 | 1,756 | $23,000 | 0.0% | $13.13 | -46.9% | COM | 345370860 |
| — | UNILEVER PLC ADR NEW FWITH STOCK SPLIT SHARES 1 ADR REP 4 | 540 | $23,000 | 0.0% | $38.89 | — | ADR | 904767704 |
| DASTY | DASSAULT SYSTEMS SA ADRFSPONSORED ADR | 200 | $23,000 | 0.0% | $115.00 | — | ADR | 237545108 |
| HE | HAWAIIAN ELEC INDUSTRIES | 800 | $22,000 | 0.0% | $25.00 | +7.3% | COM | 419870100 |
| — | AMERICA MOVIL ADR FSPONSORED ADR | 1,032 | $22,000 | 0.0% | $23.26 | — | ADR | 02364W204 |
| — | SIRONA DENTAL SYSTEMS | 300 | $22,000 | 0.0% | $63.33 | — | COM | 82966C103 |
| — | NUVEEN BAB TERM FUND ** PENDING ENLISTMENT **-- BEST EFFO | 1,000 | $21,000 | 0.0% | $21.00 | — | CEM | 67074C103 |
| — | SANDRIDGE ENERGY INC ** PENDING ENLISTMENT **-- BEST EFFO | 4,000 | $21,000 | 0.0% | $6.25 | — | COM | 80007P307 |
| VT | VANGUARD TOTAL WORLD STOCK ETF | 400 | $21,000 | 0.0% | $50.00 | — | UIE | 922042742 |
| WILC | G WILLI FOOD INTL LTD F | 3,000 | $20,000 | 0.0% | $5.69 | 0.0% | FGO | M52523103 |
| — | LIBERTY PROPERTY TRUST REIT | 500 | $20,000 | 0.0% | $36.00 | — | RET | 531172104 |
| APD | AIR PROD & CHEMICALS INC | 230 | $20,000 | 0.0% | $82.61 | -28.7% | COM | 009158106 |
| ETR | ENTERGY CORP NEW | 300 | $19,000 | 0.0% | $18.72 | 0.0% | COM | 29364G103 |
| SYY | SYSCO CORPORATION | 530 | $19,000 | 0.0% | $32.08 | -28.9% | COM | 871829107 |
| LMT | LOCKHEED MARTIN CORP | 200 | $19,000 | 0.0% | $90.00 | -30.2% | COM | 539830109 |
| IJT | ISHARES S&P SMALLCAP 600S&P SMALLCAP 600/BARRA | 200 | $19,000 | 0.0% | $85.00 | — | UIE | 464287887 |
| CMCSA | COMCAST CORP NEW CL A | 450 | $19,000 | 0.0% | $37.78 | -60.3% | COM | 20030N101 |
| KMT | KENNAMETAL INC CAP STOCK | 450 | $18,000 | 0.0% | $40.00 | -26.4% | COM | 489170100 |
| — | DISCOVER FINANCIAL SVCS | 400 | $18,000 | 0.0% | $37.50 | — | COM | 254709108 |
| PAYX | PAYCHEX INC | 519 | $18,000 | 0.0% | $30.83 | -26.9% | COM | 704326107 |
| V | VISA INC ** PENDING ENLISTMENT **--BEST EFFOR | 108 | $18,000 | 0.0% | $148.15 | -75.5% | COM | 92826C839 |
| — | HUDSON CITY BANCORP INC | 2,100 | $18,000 | 0.0% | $8.10 | — | COM | 443683107 |
| CAJPY | CANON INC SPONSORED ADRFWITH STOCK SPLIT SHARES 1 ADR REP 1 | 500 | $18,000 | 0.0% | $36.00 | — | ADR | 138006309 |
| — | I T T CORPORATION NEW | 600 | $17,000 | 0.0% | $28.33 | — | COM | 450911201 |
| — | CIGNA CORP | 273 | $17,000 | 0.0% | $54.95 | — | COM | 125509109 |
| — | WISCONSIN EGY CP HLDG CO | 388 | $17,000 | 0.0% | $36.08 | — | COM | 976657106 |
| — | CHESAPEAKE ENERGY CORP | 814 | $17,000 | 0.0% | $17.20 | — | COM | 165167107 |
| — | LINEAR TECHNOLOGY CORP DELAWARE | 450 | $17,000 | 0.0% | $33.33 | — | COM | 535678106 |
| — | ALEXION PHARMA INC | 180 | $17,000 | 0.0% | $94.44 | — | COM | 015351109 |
| FITB | FIFTH THIRD BANCORP | 1,000 | $16,000 | 0.0% | $15.00 | -29.8% | COM | 316773100 |
| — | MANITOWOC COMPANY INC | 786 | $16,000 | 0.0% | $15.27 | — | COM | 563571108 |
| — | EATON VANCE TAX MGD BUY ** PENDING ENLISTMENT **-- BEST EFFO | 1,250 | $16,000 | 0.0% | $12.80 | — | CEM | 27828Y108 |
| — | TYCO INTL LTD NEW F | 500 | $16,000 | 0.0% | $30.00 | — | FGO | H89128104 |
| — | ARCH COAL INC | 3,000 | $16,000 | 0.0% | $7.33 | — | COM | 039380100 |
| AMAT | APPLIED MATERIALS INC | 1,100 | $15,000 | 0.0% | $11.82 | -7.8% | COM | 038222105 |
| RF | REGIONS FINANCIAL CP NEW | 1,800 | $15,000 | 0.0% | $7.22 | -28.0% | COM | 7591EP100 |
| AMT | AMERICAN TOWER CORP REIT | 200 | $15,000 | 0.0% | $75.00 | -23.6% | RET | 03027X100 |
| — | NUVEEN PREM INC MUN FD 4 | 1,050 | $15,000 | 0.0% | $14.29 | — | CEM | 6706K4105 |
| UNP | UNION PACIFIC CORP | 100 | $14,000 | 0.0% | $130.00 | -60.8% | COM | 907818108 |
| CPB | CAMPBELL SOUP COMPANY | 308 | $14,000 | 0.0% | $35.71 | -25.8% | COM | 134429109 |
| BCRX | BIOCRYST PHARMACEUTICALS | 12,000 | $14,000 | 0.0% | $1.42 | +2.0% | COM | 09058V103 |
| — | ZALE CORPORATION NEW TENDER OFFER | 3,500 | $14,000 | 0.0% | $4.00 | — | COM | 988858106 |
| — | ALLERGAN INC | 126 | $14,000 | 0.0% | $95.24 | — | COM | 018490102 |
| SCHA | SCHW US SCAP ETF | 300 | $13,000 | 0.0% | $36.67 | — | UIE | 808524607 |
| — | EV TAX ADV GLB DIV INCM | 810 | $13,000 | 0.0% | $13.58 | — | CEM | 27828S101 |
| ORI | OLD REPUBLIC INTL CORP | 1,000 | $13,000 | 0.0% | $11.00 | -55.3% | COM | 680223104 |
| COST | COSTCO WHSL CORP NEW | 123 | $13,000 | 0.0% | $97.56 | -17.2% | COM | 22160K105 |
| — | ICONIX BRAND GROUP INC | 500 | $13,000 | 0.0% | $22.00 | — | COM | 451055107 |
| — | HESS CORPORATION | 167 | $12,000 | 0.0% | $53.89 | — | COM | 42809H107 |
| — | HILLSHIRE BRANDS CO | 340 | $12,000 | 0.0% | $29.41 | — | COM | 432589109 |
| — | ADT CORP | 250 | $12,000 | 0.0% | $48.00 | — | COM | 00101J106 |
| AMP | AMERIPRISE FINANCIAL INC | 160 | $12,000 | 0.0% | $62.50 | -16.6% | COM | 03076C106 |
| TER | TERADYNE INCORPORATED | 668 | $11,000 | 0.0% | $16.47 | -6.2% | COM | 880770102 |
| AEE | AMEREN CORPORATION | 309 | $11,000 | 0.0% | $29.13 | -25.5% | COM | 023608102 |
| PSLV | SPROTT PHYS SIL TR ETF F ISSUE POSPON | 1,000 | $11,000 | 0.0% | $12.00 | — | CEM | 85207K107 |
| — | EARTHLINK INC | 2,000 | $11,000 | 0.0% | $6.50 | — | COM | 270321102 |
| COF | CAPITAL ONE FINANCIAL CP | 207 | $11,000 | 0.0% | $57.97 | -23.0% | COM | 14040H105 |
| — | DIGITAL GENERATION INC | 1,699 | $11,000 | 0.0% | $11.18 | — | COM | 25400B108 |
| — | CHICOS FAS INC | 600 | $10,000 | 0.0% | $18.33 | — | COM | 168615102 |
| NI | NISOURCE INC HOLDING CO ODDLOT TENDER EXP: 02/03/2 | 345 | $10,000 | 0.0% | $7.14 | 0.0% | COM | 65473P105 |
| — | TELLABS INC | 5,000 | $10,000 | 0.0% | $2.20 | — | COM | 879664100 |
| — | ENERGY TRANSFER PARTNERSUNITS REP L P INTEREST WITH STOCK S | 200 | $10,000 | 0.0% | $45.00 | — | MLP | 29273R109 |
| — | E M C CORP MASS | 434 | $10,000 | 0.0% | $25.35 | — | COM | 268648102 |
| — | FERRELLGAS PARTNERS LP | 520 | $10,000 | 0.0% | $17.31 | — | MLP | 315293100 |
| — | WILLIS GRP HLDGS PUBLICF | 245 | $10,000 | 0.0% | $32.65 | — | FGO | G96666105 |
| CNI | CANADIAN NATL RY CO F | 100 | $10,000 | 0.0% | $90.00 | -57.0% | FGC | 136375102 |
| GILD | GILEAD SCIENCES INC | 200 | $10,000 | 0.0% | $49.53 | -41.3% | COM | 375558103 |
| — | POWERSHARES GLOBAL WATER** PENDING ENLISTMENT **-- BEST EFFO | 400 | $9,000 | 0.0% | $20.00 | — | UIE | 73935X575 |
| CAH | CARDINAL HEALTH INC | 216 | $9,000 | 0.0% | $41.67 | -24.2% | COM | 14149Y108 |
| ATI | ALLEGHENY TECH INC NEW | 290 | $9,000 | 0.0% | $31.03 | -6.8% | COM | 01741R102 |
| TELFY | TELEFONICA SPON ADR FSPONSORED ADR 1 ADR REP 3 | 600 | $8,000 | 0.0% | $13.33 | — | ADR | 879382208 |
| SPH | SUBURBAN PROPANE PRT L PUNIT REP LTD PART INT | 190 | $8,000 | 0.0% | $36.84 | — | MLP | 864482104 |
| — | VELTI LTD F | 4,000 | $8,000 | 0.0% | $4.50 | — | FGO | G93285107 |
| — | POWERSHS EXCH TRAD FD TRGLOBAL WATER PORTFOLIO | 435 | $8,000 | 0.0% | $18.39 | — | UIE | 73936T623 |
| — | NUANCE COMMUN INC | 407 | $8,000 | 0.0% | $19.66 | — | COM | 67020Y100 |
| ADBE | ADOBE SYSTEMS INC | 150 | $7,000 | 0.0% | $40.00 | -1.3% | COM | 00724F101 |
| AES | A E S CORP | 525 | $7,000 | 0.0% | $7.49 | 0.0% | COM | 00130H105 |
| — | POSITRON CORP | 1,000,000 | $7,000 | 0.0% | $0.01 | — | COM | 737397109 |
| CSX | C S X CORP | 300 | $7,000 | 0.0% | $20.00 | -69.8% | COM | 126408103 |
| — | HEMISPHERX BIOPHARMA INC | 36,840 | $7,000 | 0.0% | $0.24 | — | COM | 42366C103 |
| — | YAMANA GOLD INC F | 452 | $7,000 | 0.0% | $17.70 | — | FGC | 98462Y100 |
| — | C I T GROUP INC NEW | 153 | $7,000 | 0.0% | $39.22 | — | COM | 125581801 |
| — | HEIDRICK&STRUGGLES INTL | 400 | $6,000 | 0.0% | $15.00 | — | COM | 422819102 |
| WYNN | WYNN RESORTS | 50 | $6,000 | 0.0% | $120.00 | -19.6% | COM | 983134107 |
| ZBH | ZIMMER HOLDINGS INC | 80 | $6,000 | 0.0% | $62.50 | +2.9% | COM | 98956P102 |
| HIG | HARTFORD FINL SVCS GRP | 225 | $6,000 | 0.0% | $22.22 | -14.9% | COM | 416515104 |
| — | WEBMD HEALTH CORP TENDER OFFER EXP: 12/10/2 | 244 | $6,000 | 0.0% | $12.30 | — | COM | 94770V102 |
| — | JA SOLAR HLDGS NEW ADR FSPONSORED ADR 1 ADR REPS 5 | 1,600 | $6,000 | 0.0% | $4.38 | — | ADR | 466090206 |
| — | CENTURYLINK INC | 166 | $6,000 | 0.0% | $36.14 | — | COM | 156700106 |
| — | LEXINGTON REALTY TRUST | 484 | $6,000 | 0.0% | $10.33 | — | RET | 529043101 |
| — | TOTAL SYSTEMS SERVICES | 200 | $5,000 | 0.0% | $20.00 | — | COM | 891906109 |
| — | VIACOM INC CL B NEW | 81 | $5,000 | 0.0% | $49.38 | — | COM | 92553P201 |
| WU | WESTERN UNION COMPANY | 313 | $5,000 | 0.0% | $12.78 | — | COM | 959802109 |
| — | BARRICK GOLD CORP F | 172 | $5,000 | 0.0% | $34.88 | — | FGC | 067901108 |
| CAE | C A E INC F | 500 | $5,000 | 0.0% | $9.27 | 0.0% | FGC | 124765108 |
| — | CBS CORPORATION CL B NEW | 81 | $4,000 | 0.0% | $37.04 | — | COM | 124857202 |
| RRC | RANGE RESOURCES CORP | 47 | $4,000 | 0.0% | $63.36 | +14.3% | COM | 75281A109 |
| AJG | GALLAGHER ARTHUR J & CO | 100 | $4,000 | 0.0% | $30.00 | -3.4% | COM | 363576109 |
| MRSH | MARSH & MC LENNAN CO INC | 100 | $4,000 | 0.0% | $30.00 | -4.5% | COM | 571748102 |
| — | TCW STRATEGIC INCM FUND | 660 | $4,000 | 0.0% | $6.06 | — | CEM | 872340104 |
| AMGN | AMGEN INCORPORATED TENDER OFFER EXP: 12/07/1 | 43 | $4,000 | 0.0% | $85.78 | -27.1% | COM | 031162100 |
| — | JUNIPER NETWORKS INC | 200 | $4,000 | 0.0% | $20.00 | — | COM | 48203R104 |
| — | CENTRAL FD CDA LTD CLA FCLASS A | 200 | $4,000 | 0.0% | $20.00 | — | CEM | 153501101 |
| JBLU | JETBLUE AIRWAYS CORP | 500 | $3,000 | 0.0% | $6.23 | 0.0% | COM | 477143101 |
| MSI | MOTOROLA SOLUTIONS INC | 51 | $3,000 | 0.0% | $58.82 | -17.4% | COM | 620076307 |
| — | GUGGENHEIM ETF NEW SOLAR ENERGY | 200 | $3,000 | 0.0% | $15.00 | — | UIE | 18383Q739 |
| CNK | CINEMARK HOLDINGS INC | 100 | $3,000 | 0.0% | $30.00 | -26.6% | COM | 17243V102 |
| CDP | CORP OFFICE PPTYS SBI REIT | 130 | $3,000 | 0.0% | $23.08 | — | RET | 22002T108 |
| — | SANDISK CORP | 62 | $3,000 | 0.0% | $48.39 | — | COM | 80004C101 |
| BR | BROADRIDGE FINL SOLUTION | 125 | $3,000 | 0.0% | $24.00 | -23.6% | COM | 11133T103 |
| — | GOLDCORP INC NEW FEXCHANGE OFFER EXP: 02/24/0 | 100 | $3,000 | 0.0% | $40.00 | — | FGC | 380956409 |
| — | ROUSE PPTYS INC | 146 | $3,000 | 0.0% | $13.70 | — | COM | 779287101 |
| — | PRECISION CASTPARTS CORP | 17 | $3,000 | 0.0% | $176.47 | — | COM | 740189105 |
| BRO | BROWN & BROWN INC | 100 | $3,000 | 0.0% | $30.00 | -57.5% | COM | 115236101 |
| ULBI | ULTRALIFE CORP | 750 | $3,000 | 0.0% | $2.67 | +33.9% | COM | 903899102 |
| M | MACYS INC | 56 | $2,000 | 0.0% | $35.71 | +11.7% | COM | 55616P104 |
| MPC | MARATHON PETE CORP | 19 | $2,000 | 0.0% | $52.63 | -49.0% | COM | 56585A102 |
| — | AOL INC | 46 | $2,000 | 0.0% | $21.74 | — | COM | 00184X105 |
| ENB | ENBRIDGE INC F | 52 | $2,000 | 0.0% | $38.46 | -40.5% | FGC | 29250N105 |
| — | DELL INC | 118 | $2,000 | 0.0% | $8.55 | — | COM | 24702R101 |
| — | L BRANDS INC | 40 | $2,000 | 0.0% | $50.00 | — | COM | 501797104 |
| NEM | NEWMONT MINING CORP | 56 | $2,000 | 0.0% | $53.57 | -40.5% | COM | 651639106 |
| WY | WEYERHAEUSER CO TENDER OFFER EXP: 01/13/0 | 69 | $2,000 | 0.0% | $28.99 | -35.6% | COM | 962166104 |
| — | TIVO INC | 50 | $1,000 | 0.0% | $20.00 | — | COM | 888706108 |
| — | ENGILITY HLDGS INC | 50 | $1,000 | 0.0% | $20.00 | — | COM | 29285W104 |
| LYV | LIVE NATION ENTMT INC | 72 | $1,000 | 0.0% | $13.89 | -22.9% | COM | 538034109 |
| — | FRONTIER COMMUNICATIONS | 262 | $1,000 | 0.0% | $4.14 | — | COM | 35906A108 |
| — | LEVEL 3 COMMUN NEW | 40 | $1,000 | 0.0% | $25.00 | — | COM | 52729N308 |
| NOK | NOKIA CORP SPON ADR F1 ADR REP 1 NOKIA CORPS | 368 | $1,000 | 0.0% | $2.72 | — | ADR | 654902204 |
| — | N S R RESOURCES INC XXXNO LONGER TRADES EFF 08/26/11 | 175 | $0 | 0.0% | — | — | FGC | 629906108 |
| — | WESTRN ASSET INFLTN MGMTTENDER OFFER EXP: 01/17/2 | 12 | $0 | 0.0% | — | — | CEM | 95766U107 |
| RMBS | RAMBUS INC DEL | 30 | $0 | 0.0% | — | — | COM | 750917106 |