Location: New York, NY
CIK: 0001599330 · Show all filings
Period: Q2 2013 (← Previous) (Next →)
Filing Date: Mar 3, 2014
Total Value: $213M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SDY | SPDR S&P DIVIDEND ETF | 1,038,169 | $68.83M | 32.4% | $59.39 | — | UIE | 78464A763 |
| VIG | VANGUARD DIV APPRCIATION | 336,004 | $22.24M | 10.5% | $62.02 | — | UIE | 921908844 |
| VYM | VANGUARD WHITEHALL FUNDSHIGH DIVIDEND YIELD | 229,625 | $12.94M | 6.1% | $52.72 | — | UIE | 921946406 |
| — | EATON VANCE TAX ADV DIV | 590,948 | $10.79M | 5.1% | $16.94 | — | CEM | 27828G107 |
| SPY | S P D R S&P 500 ETF TR EXPIRING 01/22/2118 | 26,354 | $4.228M | 2.0% | $150.33 | — | UIE | 78462F103 |
| PG | PROCTER & GAMBLE EXCHANGE OFFER EXP: 11/05/0 | 46,544 | $3.583M | 1.7% | $66.18 | -16.9% | COM | 742718109 |
| XOM | EXXON MOBIL CORPORATION | 39,300 | $3.551M | 1.7% | $86.56 | -38.0% | COM | 30231G102 |
| AAPL | APPLE INC | 8,930 | $3.541M | 1.7% | $437.89 | -97.0% | COM | 037833100 |
| CVS | C V S CAREMARK CORP | 56,338 | $3.221M | 1.5% | $47.64 | -13.0% | COM | 126650100 |
| JNJ | JOHNSON & JOHNSON | 33,220 | $2.852M | 1.3% | $69.86 | -14.6% | COM | 478160104 |
| VO | VANGUARD MID CAP | 28,801 | $2.74M | 1.3% | $87.24 | — | UIE | 922908629 |
| IBM | INTL BUSINESS MACHINES | 12,384 | $2.367M | 1.1% | $179.22 | -33.6% | COM | 459200101 |
| — | EXAMWORKS GROUP INC ** PENDING ENLISTMENT **-- BEST EFFO | 102,661 | $2.179M | 1.0% | $16.94 | — | COM | 30066A105 |
| IJK | ISHARES S&P MIDCAP 400 S&P MIDCAP 400/BARRA | 16,873 | $2.174M | 1.0% | $122.48 | — | UIE | 464287606 |
| — | GENERAL ELECTRIC COMPANY | 89,694 | $2.08M | 1.0% | $21.58 | — | COM | 369604103 |
| — | GOOGLE INC ** PENDING ENLISTMENT **-- BEST EFFO | 2,359 | $2.077M | 1.0% | $719.88 | — | COM | 38259P508 |
| DVY | ISHARES TRUST DOW JONES DOW JONES SELECT DIVIDND | 27,307 | $1.748M | 0.8% | $58.61 | — | UIE | 464287168 |
| — | IAC/INTERACTIVE CORP NEW | 32,332 | $1.538M | 0.7% | $47.23 | — | COM | 44919P508 |
| DWX | SPDR S & P INTL DIVIDEND | 34,821 | $1.52M | 0.7% | $48.26 | — | UIE | 78463X772 |
| MS | MORGAN STANLEY | 61,913 | $1.513M | 0.7% | $19.11 | -9.3% | COM | 617446448 |
| — | CELGENE CORP | 11,415 | $1.335M | 0.6% | $80.20 | — | COM | 151020104 |
| CSCO | CISCO SYSTEMS INC | 52,125 | $1.268M | 0.6% | $19.38 | -21.4% | COM | 17275R102 |
| BRK/B | BERKSHIRE HATHAWAY B NEWCLASS B | 11,322 | $1.267M | 0.6% | $91.33 | +20.5% | COM | 084670702 |
| INTC | INTEL CORP | 51,819 | $1.256M | 0.6% | $20.48 | -16.1% | COM | 458140100 |
| T | A T & T INC NEW | 34,473 | $1.22M | 0.6% | $31.90 | -64.3% | COM | 00206R102 |
| — | INGERSOLL RAND CL A NEWFIRELAND | 21,851 | $1.213M | 0.6% | $47.96 | — | FGO | G47791101 |
| DIS | DISNEY WALT CO | 17,122 | $1.081M | 0.5% | $49.81 | +12.6% | COM | 254687106 |
| JPM | JPMORGAN CHASE & CO | 20,302 | $1.072M | 0.5% | $43.34 | -16.4% | COM | 46625H100 |
| ROST | ROSS STORES INC | 16,505 | $1.07M | 0.5% | $54.07 | -47.7% | COM | 778296103 |
| MSFT | MICROSOFT CORP DUTCH TENDER OFFER EXP: 08/17/2 | 30,267 | $1.046M | 0.5% | $26.07 | +2.4% | COM | 594918104 |
| — | VITAMIN SHOPPE INC ** PENDING ENLISTMENT **-- BEST EFFO | 23,000 | $1.031M | 0.5% | $52.22 | — | COM | 92849E101 |
| VZ | VERIZON COMMUNICATIONS | 20,168 | $1.015M | 0.5% | $39.22 | -31.1% | COM | 92343V104 |
| CVX | CHEVRON CORPORATION | 8,443 | $999K | 0.5% | $107.36 | -33.6% | COM | 166764100 |
| KO | COCA COLA COMPANY | 24,210 | $971K | 0.5% | $34.21 | -18.6% | COM | 191216100 |
| VTI | VANGUARD TOTAL STOCK MKTSTK MKT VIPERS | 10,952 | $905K | 0.4% | $73.76 | — | UIE | 922908769 |
| AGO | ASSURED GUARANTY LTD F** PENDING ENLISTMENT **-- BEST EFFO | 38,173 | $842K | 0.4% | $14.22 | +23.1% | FGO | G0585R106 |
| PEP | PEPSICO INCORPORATED | 10,089 | $825K | 0.4% | $68.41 | -18.1% | COM | 713448108 |
| — | BED BATH & BEYOND | 10,500 | $745K | 0.4% | $55.90 | — | COM | 075896100 |
| MO | ALTRIA GROUP INC | 20,922 | $732K | 0.3% | $27.56 | -40.9% | COM | 02209S103 |
| AXP | AMERICAN EXPRESS COMPANY | 9,482 | $709K | 0.3% | $56.65 | +5.2% | COM | 025816109 |
| DEO | DIAGEO PLC NEW ADR FSPONSORED ADR 1 ADR REPS 4 | 5,887 | $677K | 0.3% | $116.65 | — | ADR | 25243Q205 |
| REGN | REGENERON PHARMS INC | 3,000 | $675K | 0.3% | $231.58 | 0.0% | COM | 75886F107 |
| GS | GOLDMAN SACHS GROUP INC | 4,397 | $665K | 0.3% | $126.68 | -5.2% | COM | 38141G104 |
| IDV | ISHARES TR LEHMAN BD FD DOW JONES EPAC SELECT DIVIDEND IND | 20,773 | $661K | 0.3% | $33.21 | — | UIE | 464288448 |
| CL | COLGATE-PALMOLIVE CO | 10,350 | $593K | 0.3% | $74.46 | -40.4% | COM | 194162103 |
| MCD | MC DONALDS CORP EXCHANGE OFFER EXP: 10/05/2 | 5,961 | $590K | 0.3% | $81.87 | -12.3% | COM | 580135101 |
| HD | HOME DEPOT INC TENDER OFFER EXP: 08/16/0 | 6,770 | $524K | 0.2% | $61.45 | -8.8% | COM | 437076102 |
| BMY | BRISTOL-MYERS SQUIBB CO ODDLOT TENDER OFFER | 11,557 | $516K | 0.2% | $30.14 | -4.9% | COM | 110122108 |
| PFE | PFIZER INCORPORATED ODDLOT OFFER EXP: 08/05/0 | 18,241 | $511K | 0.2% | $24.90 | -33.9% | COM | 717081103 |
| WFC | WELLS FARGO & CO NEW | 12,131 | $501K | 0.2% | $32.98 | -17.0% | COM | 949746101 |
| PM | PHILIP MORRIS INTL INC | 5,394 | $467K | 0.2% | $83.01 | -39.9% | COM | 718172109 |
| — | UNILEVER N V NY SHS NEWFWITH STOCK SPLIT SHARES 1 NEW YORK S | 11,050 | $434K | 0.2% | $38.40 | — | ADR | 904784709 |
| BK | BANK OF NY MELLON CP NEW | 15,241 | $428K | 0.2% | $25.72 | -17.5% | COM | 064058100 |
| SCHW | THE CHARLES SCHWAB CORP | 20,000 | $425K | 0.2% | $14.35 | +10.9% | COM | 808513105 |
| — | POWERSHS QQQ TRUST SER 1 | 5,659 | $403K | 0.2% | $65.76 | — | UIE | 73935A104 |
| — | NYSE EURONEXT N V MERGER ELECTION EXP: TBA AF | 9,692 | $401K | 0.2% | $31.57 | — | COM | 629491101 |
| MDLZ | MONDELEZ INTL INC CL A | 13,202 | $377K | 0.2% | $25.43 | -8.9% | COM | 609207105 |
| TEVA | TEVA PHARM INDS LTD ADRFWITH STOCK SPLIT SHARES | 9,598 | $376K | 0.2% | $37.92 | — | ADR | 881624209 |
| MRK | MERCK & CO INC NEW | 7,789 | $362K | 0.2% | $40.74 | -26.3% | COM | 58933Y105 |
| — | DOUBLELINE OPPORTUNISTIC** PENDING ENLISTMENT **-- BEST EFFO | 14,336 | $359K | 0.2% | $26.89 | — | CEM | 258623107 |
| — | GNC HOLDINGS INC ** PENDING ENLISTMENT **-- BEST EFFO | 8,045 | $356K | 0.2% | $33.28 | — | COM | 36191G107 |
| BDX | BECTON DICKINSON & CO | 3,525 | $348K | 0.2% | $78.30 | -0.2% | COM | 075887109 |
| AFL | A F L A C INC ODD LOT OFFER | 5,970 | $347K | 0.2% | $53.10 | -62.1% | COM | 001055102 |
| — | VODAFONE GROUP NEW ADR FSPONSORED ADR 1 ADR REP 10 | 12,006 | $345K | 0.2% | $25.95 | — | ADR | 92857W209 |
| VNQ | VANGUARD REIT | 5,011 | $344K | 0.2% | $69.90 | — | UIE | 922908553 |
| ADP | AUTO DATA PROCESSING | 4,760 | $328K | 0.2% | $56.52 | -20.2% | COM | 053015103 |
| ED | CONSOLIDATED EDISON INC ODDLOT TENDER OFFER EXP: 04/11/0 | 5,573 | $325K | 0.2% | $53.76 | -30.3% | COM | 209115104 |
| BA | BOEING CO ODDLOT TENDER OFFER | 3,131 | $321K | 0.2% | $74.93 | +7.3% | COM | 097023105 |
| DLS | WISDOMTREE INTL SMCP DIVINTL SMALLCAP DIVIDEND | 5,850 | $306K | 0.1% | $52.12 | — | UIE | 97717W760 |
| VBR | VANGUARD SMALL CAP VALUE | 3,557 | $298K | 0.1% | $74.14 | — | UIE | 922908611 |
| — | ADVENT SOFTWARE INC | 8,006 | $281K | 0.1% | $21.36 | — | COM | 007974108 |
| NEE | NEXTERA ENERGY INC | 3,406 | $278K | 0.1% | $66.71 | -78.8% | COM | 65339F101 |
| TJX | T J X COS INC | 5,500 | $275K | 0.1% | $36.83 | -43.5% | COM | 872540109 |
| — | NUVEEN N Y PERFORMANCE PLUS MUNI FD INC | 18,606 | $272K | 0.1% | $16.45 | — | CEM | 67062R104 |
| — | KRAFT FOODS GROUP | 4,824 | $270K | 0.1% | $55.97 | — | COM | 50076Q106 |
| BP | BP PLC ADR FSPONSORED ADR | 6,447 | $269K | 0.1% | $41.63 | — | ADR | 055622104 |
| ORCL | ORACLE CORPORATION | 8,464 | $260K | 0.1% | $33.22 | -17.0% | COM | 68389X105 |
| SLB | SCHLUMBERGER LTD F | 3,417 | $245K | 0.1% | $61.02 | -13.3% | FGO | 806857108 |
| — | XILINX INC | 5,964 | $236K | 0.1% | $35.88 | — | COM | 983919101 |
| KMB | KIMBERLY-CLARK CORP | 2,377 | $231K | 0.1% | $80.87 | -22.0% | COM | 494368103 |
| — | PALL CORP | 3,449 | $229K | 0.1% | $60.31 | — | COM | 696429307 |
| — | LIFE TECHNOLOGIES CORP | 3,094 | $229K | 0.1% | $49.13 | — | COM | 53217V109 |
| COP | CONOCOPHILLIPS | 3,605 | $218K | 0.1% | $58.08 | -31.2% | COM | 20825C104 |
| GLD | SPDR GOLD TRUST SPDR GOLD SHARES | 1,788 | $213K | 0.1% | $161.93 | — | UIE | 78463V107 |
| XBNYX | BLACKROCK NY MUN INCM TRNEW YORK INCOME TRUST | 15,000 | $212K | 0.1% | $16.53 | — | CEM | 09248L106 |
| BOND | PIMCO EXCH TRADED FUND TOTAL RETURN | 2,000 | $211K | 0.1% | $109.00 | — | UIE | 72201R775 |
| META | FACEBOOK INC CLASS A ** PENDING ENLISTMENT **-- BEST EFFO | 8,432 | $210K | 0.1% | $27.83 | -8.6% | COM | 30303M102 |
| EMR | EMERSON ELECTRIC CO | 3,807 | $208K | 0.1% | $53.08 | -24.6% | COM | 291011104 |
| — | NUVEEN PREM INCM MUN II | 15,000 | $203K | 0.1% | $15.20 | — | CEM | 67063W102 |
| — | EATON VANCE TAX ADV GLBL | 9,000 | $202K | 0.1% | $20.11 | — | CEM | 27828U106 |
| — | TIME WARNER CABLE | 1,741 | $196K | 0.1% | $112.58 | — | COM | 88732J207 |
| LQD | ISHARES TR GS INVESTOP GS$ INVESTOP CORP BOND | 1,700 | $193K | 0.1% | $121.09 | — | UIE | 464287242 |
| EEM | ISHARES MSCI EMRG MKT FDWITH STOCK SPLIT SHARES EMERGING MAR | 4,975 | $192K | 0.1% | $44.30 | — | UIE | 464287234 |
| C | CITIGROUP INC NEW | 3,994 | $192K | 0.1% | $39.58 | -9.6% | COM | 172967424 |
| HON | HONEYWELL INTERNATIONAL | 2,392 | $190K | 0.1% | $57.76 | -8.0% | COM | 438516106 |
| MMM | 3M COMPANY | 1,735 | $190K | 0.1% | $92.70 | -33.9% | COM | 88579Y101 |
| — | WELLPOINT INC | 2,312 | $189K | 0.1% | $60.99 | — | COM | 94973V107 |
| — | PRAXAIR INC | 1,611 | $186K | 0.1% | $110.34 | — | COM | 74005P104 |
| COST | COSTCO WHSL CORP NEW | 1,673 | $185K | 0.1% | $87.37 | -0.9% | COM | 22160K105 |
| WMT | WAL-MART STORES INC | 2,468 | $184K | 0.1% | $62.40 | -68.0% | COM | 931142103 |
| — | GLAXOSMITHKLINE PLC ADRFSPONSORED ADR | 3,669 | $183K | 0.1% | $43.34 | — | ADR | 37733W105 |
| — | UNITED TECHNOLOGIES CORP | 1,925 | $179K | 0.1% | $85.91 | — | COM | 913017109 |
| — | PLUM CREEK TIMBER CO REIT | 3,781 | $176K | 0.1% | $44.43 | — | RET | 729251108 |
| — | KELLOGG COMPANY | 2,733 | $176K | 0.1% | $55.98 | -30.4% | COM | 487836108 |
| EPD | ENTERPRISE PRD PRTNRS LP | 2,826 | $176K | 0.1% | $50.19 | — | MLP | 293792107 |
| — | ROYAL DUTCH SHELL A ADRFSPONSORED ADR | 2,600 | $166K | 0.1% | $69.06 | — | ADR | 780259206 |
| SCHB | SCHW US BRD MKT ETF | 4,152 | $162K | 0.1% | $34.39 | — | UIE | 808524102 |
| — | SPDR BARCLAYS ETF HIGH YIELD VERY LIQUID INDEX | 4,000 | $158K | 0.1% | $40.73 | — | UIE | 78464A417 |
| — | OAKTREE CAPITAL GROUP ** PENDING ENLISTMENT **-- BEST EFFO | 3,000 | $158K | 0.1% | $52.67 | — | COM | 674001201 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 4,051 | $157K | 0.1% | $43.95 | — | UIE | 922042858 |
| GIS | GENERAL MILLS INC | 3,202 | $155K | 0.1% | $38.88 | -17.7% | COM | 370334104 |
| — | COMCAST CP NEW CL A SPL WITH STOCK SPLIT SHARES CLASS A SPL | 3,850 | $153K | 0.1% | $35.84 | — | COM | 20030N200 |
| ISRG | INTUITIVE SURGICAL NEW | 300 | $152K | 0.1% | $490.00 | -88.8% | COM | 46120E602 |
| — | AVON PRODUCTS INC | 7,200 | $151K | 0.1% | $14.31 | — | COM | 054303102 |
| ET | ENERGY TRANSFER PARTNERS** PENDING ENLISTMENT **-- BEST EFFO | 2,504 | $150K | 0.1% | $45.53 | — | MLP | 29273V100 |
| USB | U S BANCORP DEL NEW | 4,037 | $146K | 0.1% | $31.95 | -29.9% | COM | 902973304 |
| XLF | SECTOR SPDR FINCL SELECTSHARES OF BENEFICIAL INT | 7,500 | $146K | 0.1% | $16.40 | — | UIE | 81369Y605 |
| — | PANDORA MEDIA INC ** PENDING ENLISTMENT **-- BEST EFFO | 7,689 | $141K | 0.1% | $9.15 | — | COM | 698354107 |
| MKC | MC CORMICK & CO INC N-VTNON VOTING SHARES | 1,974 | $139K | 0.1% | $53.45 | -47.3% | COM | 579780206 |
| CPT | CAMDEN PROPERTY TRUST REIT | 2,000 | $138K | 0.1% | $68.00 | -36.9% | RET | 133131102 |
| — | VISTAPRINT N V F | 2,800 | $138K | 0.1% | $32.94 | — | FGO | N93540107 |
| MIDD | MIDDLEBY CORP THE | 800 | $136K | 0.1% | $128.75 | -59.2% | COM | 596278101 |
| BAX | BAXTER INTERNATIONAL INC | 1,956 | $135K | 0.1% | $47.75 | -36.3% | COM | 071813109 |
| — | TARGA RESOURCES PTNR LP ** PENDING ENLISTMENT **--BEST EFFOR | 2,643 | $133K | 0.1% | $37.46 | — | MLP | 87611X105 |
| SO | THE SOUTHERN COMPANY | 2,973 | $131K | 0.1% | $37.18 | -28.1% | COM | 842587107 |
| — | BLACKSTONE GROUP LP ** PENDING ENLISTMENT **-- BEST EFFO | 6,161 | $130K | 0.1% | $19.75 | — | MLP | 09253U108 |
| — | DU PONT E I DE NEMOUR&CO | 2,439 | $128K | 0.1% | $47.41 | — | COM | 263534109 |
| OPK | OPKO HEALTH INC | 17,835 | $127K | 0.1% | $4.82 | +43.4% | COM | 68375N103 |
| — | AMERIGAS PARTNERS LP | 2,544 | $126K | 0.1% | $38.92 | — | MLP | 030975106 |
| AEP | AMER ELECTRIC PWR CO INC | 2,813 | $126K | 0.1% | $29.40 | +3.5% | COM | 025537101 |
| MBB | ISHARES TRUST BARCLAYS BARCLAYS MBS FIXED RATE | 1,191 | $125K | 0.1% | $107.85 | — | UIE | 464288588 |
| — | POWERSHS DB MULTI SECTORPOWERSHS DB AGRICULTURE FUND | 4,850 | $121K | 0.1% | $27.94 | — | UIE | 73936B408 |
| ABT | ABBOTT LABORATORIES | 3,409 | $119K | 0.1% | $45.98 | -37.3% | COM | 002824100 |
| MDY | SPDR S&P MIDCAP 400 ETF | 554 | $116K | 0.1% | $185.92 | — | UIE | 78467Y107 |
| SON | SONOCO PRODUCTS CO | 3,256 | $113K | 0.1% | $29.79 | -22.9% | COM | 835495102 |
| VNO | VORNADO REALTY TRUST REIT | 1,340 | $111K | 0.1% | $79.85 | — | RET | 929042109 |
| LOW | LOWES COMPANIES INC | 2,670 | $109K | 0.1% | $34.65 | -7.2% | COM | 548661107 |
| — | AQUA AMERICA INC | 3,486 | $109K | 0.1% | $29.04 | — | COM | 03836W103 |
| YUM | YUM BRANDS INC | 1,545 | $107K | 0.1% | $66.67 | -41.5% | COM | 988498101 |
| AIG | AMERICAN INTL GROUP NEW | 2,317 | $104K | 0.0% | $33.31 | -2.4% | COM | 026874784 |
| — | SIRIUS XM RADIO INC TENDER OFFER EXP: 04/20/2 | 31,094 | $104K | 0.0% | $2.92 | — | COM | 82967N108 |
| — | TIME WARNER INC NEW | 1,774 | $103K | 0.0% | $58.06 | — | COM | 887317303 |
| LLY | LILLY ELI & COMPANY ODDLOT TENDER OFFER EXP: 01/20/2 | 2,103 | $103K | 0.0% | $49.40 | -14.6% | COM | 532457108 |
| PNC | PNC FINL SERVICES GP INCODDLOT TENDER OFFER | 1,400 | $102K | 0.0% | $58.57 | -19.2% | COM | 693475105 |
| — | WILLIAMS PARTNERS LP ** PENDING ENLISTMENT **-- BEST EFFO | 1,921 | $99,000 | 0.0% | $48.41 | — | MLP | 96950F104 |
| TGT | TARGET CORPORATION | 1,440 | $99,000 | 0.0% | $59.03 | -18.8% | COM | 87612E106 |
| — | NUVEEN DIVERSFD DIVID FD | 8,173 | $99,000 | 0.0% | $12.11 | — | CEM | 6706EP105 |
| — | A O N PLC FCLASS A | 1,522 | $98,000 | 0.0% | $55.85 | — | FGO | G0408V102 |
| AMGN | AMGEN INCORPORATED TENDER OFFER EXP: 12/07/1 | 992 | $98,000 | 0.0% | $73.88 | -0.7% | COM | 031162100 |
| NFLX | NETFLIX INC | 450 | $95,000 | 0.0% | $93.33 | -96.8% | COM | 64110L106 |
| — | GUGGENHEIM EXCH TRD FD S&P GLOBAL WATER ETF | 4,000 | $93,000 | 0.0% | $22.25 | — | UIE | 18383Q507 |
| AMZN | AMAZON COM INC | 332 | $92,000 | 0.0% | $250.49 | -94.7% | COM | 023135106 |
| CAG | CONAGRA FOODS INC | 2,600 | $91,000 | 0.0% | $16.80 | +5.3% | COM | 205887102 |
| EOG | E O G RESOURCES INC | 674 | $89,000 | 0.0% | $120.16 | -61.3% | COM | 26875P101 |
| SBUX | STARBUCKS CORP | 1,352 | $89,000 | 0.0% | $24.20 | +0.7% | COM | 855244109 |
| GD | GENERAL DYNAMICS CORP | 1,140 | $89,000 | 0.0% | $69.30 | -18.6% | COM | 369550108 |
| — | ACE LIMITED NEW F | 1,000 | $89,000 | 0.0% | $86.30 | — | FGO | H0023R105 |
| — | AMERICA MOVIL SA L ADR FSPONSORED ADR | 4,014 | $87,000 | 0.0% | $23.17 | — | ADR | 02364W105 |
| ABBV | ABBVIE INC | 2,109 | $87,000 | 0.0% | $26.55 | 0.0% | COM | 00287Y109 |
| PFF | ISHARES S&P U S PFD FUNDS&P U S PFD STK INDEX FD | 2,200 | $86,000 | 0.0% | $39.55 | — | UIE | 464288687 |
| BAC | BANK OF AMERICA CORP | 6,581 | $85,000 | 0.0% | $11.53 | -13.0% | COM | 060505104 |
| — | EL PASO PIPELINE PTNR LP** PENDING ENLISTMENT **-- BEST EFFO | 1,956 | $85,000 | 0.0% | $36.81 | — | MLP | 283702108 |
| — | EXPRESS SCRIPTS HLDG CO | 1,378 | $85,000 | 0.0% | $53.70 | — | COM | 30219G108 |
| SIG | SIGNET JEWELERS LTD F | 1,250 | $84,000 | 0.0% | $53.60 | +2.5% | FGO | G81276100 |
| CNP | CENTERPOINT ENERGY INC | 3,560 | $84,000 | 0.0% | $19.38 | -21.2% | COM | 15189T107 |
| SRE | SEMPRA ENERGY | 1,026 | $84,000 | 0.0% | $59.66 | -53.7% | COM | 816851109 |
| IWB | ISHARES TR RUSSELL 1000 RUSSELL 1000 INDEX FD | 924 | $83,000 | 0.0% | $79.12 | — | UIE | 464287622 |
| IJH | ISHARES TR S&P MIDCAP WITH STOCK SPLIT SHARES S&P MIDCAP 4 | 721 | $83,000 | 0.0% | $106.02 | — | UIE | 464287507 |
| — | GABELLI MULTIMEDIA TR | 8,775 | $82,000 | 0.0% | $7.86 | — | CEM | 36239Q109 |
| AOS | SMITH A O | 2,250 | $82,000 | 0.0% | $15.38 | 0.0% | COM | 831865209 |
| WM | WASTE MANAGEMENT INC DEL | 2,000 | $81,000 | 0.0% | $33.67 | -8.7% | COM | 94106L109 |
| RPM | RPM INTERNATIONAL INC DELAWARE | 2,500 | $80,000 | 0.0% | $29.20 | +10.0% | COM | 749685103 |
| — | MEDIVATION INC | 1,600 | $79,000 | 0.0% | $51.25 | — | COM | 58501N101 |
| — | CHUBB CORPORATION | 928 | $79,000 | 0.0% | $75.66 | — | COM | 171232101 |
| — | GENERAL GROWTH PPTYS NEW | 3,911 | $78,000 | 0.0% | $19.94 | — | RET | 370023103 |
| — | TWO HARBORS INVESTMENT | 7,500 | $77,000 | 0.0% | $11.10 | — | COM | 90187B101 |
| NKE | NIKE INC CLASS B | 1,210 | $77,000 | 0.0% | $51.24 | -48.2% | COM | 654106103 |
| DHR | DANAHER CORP DEL | 1,200 | $76,000 | 0.0% | $25.01 | 0.0% | COM | 235851102 |
| ROK | ROCKWELL AUTOMATION INC | 920 | $76,000 | 0.0% | $83.70 | -19.7% | COM | 773903109 |
| SRPT | SAREPTA THERAPEUTICS | 2,000 | $76,000 | 0.0% | $32.32 | +10.6% | COM | 803607100 |
| — | STARWOOD HTLS & RSTS NEW | 1,195 | $75,000 | 0.0% | $57.74 | — | COM | 85590A401 |
| IRWD | IRONWOOD PHARMA INC A ** PENDING ENLISTMENT **-- BEST EFFO | 7,500 | $74,000 | 0.0% | $11.22 | +8.0% | COM | 46333X108 |
| SAP | S A P AKTIENGESELL ADR FSPONSORED ADR | 1,016 | $74,000 | 0.0% | $80.71 | — | ADR | 803054204 |
| PPL | PPL CORPORATION | 2,400 | $73,000 | 0.0% | $28.75 | -43.1% | COM | 69351T106 |
| NSC | NORFOLK SOUTHERN CORP | 1,002 | $73,000 | 0.0% | $61.88 | -6.8% | COM | 655844108 |
| — | BROOKFIELD ASSET MGMT FWITH STOCK SPLIT SHARES LTD VTG SHS | 2,025 | $73,000 | 0.0% | $36.54 | — | FGC | 112585104 |
| — | CALAMOS CNV HIGH INCM FD | 5,782 | $72,000 | 0.0% | $12.11 | — | CEM | 12811P108 |
| — | KINDER MORGAN ENERGY LP UNIT LTD PARTNERSHIP INT | 820 | $70,000 | 0.0% | $80.13 | — | MLP | 494550106 |
| — | TELENET GP HLDG NV ORD F | 1,500 | $69,000 | 0.0% | $46.00 | — | UFO | B89957110 |
| — | BEAM INC | 1,100 | $69,000 | 0.0% | $62.73 | — | COM | 073730103 |
| AVA | AVISTA CORPORATION | 2,562 | $69,000 | 0.0% | $15.28 | +7.6% | COM | 05379B107 |
| — | KAYDON CORPORATION | 2,484 | $68,000 | 0.0% | $23.75 | — | COM | 486587108 |
| — | VITACOST.COM INC ** PENDING ENLISTMENT **-- BEST EFFO | 8,000 | $68,000 | 0.0% | $6.75 | — | COM | 92847A200 |
| OMC | OMNICOM GROUP INC | 1,060 | $67,000 | 0.0% | $50.00 | -18.6% | COM | 681919106 |
| FE | FIRSTENERGY CORP | 1,792 | $67,000 | 0.0% | $41.85 | -41.3% | COM | 337932107 |
| CLX | CLOROX COMPANY | 800 | $67,000 | 0.0% | $73.33 | -18.2% | COM | 189054109 |
| — | WSTRN ASSET EMERGNG MKTSEMERGING MARKETS INCOME FUND | 5,000 | $66,000 | 0.0% | $15.40 | — | CEM | 95766E103 |
| — | ZALE CORPORATION NEW TENDER OFFER | 7,000 | $64,000 | 0.0% | $6.57 | — | COM | 988858106 |
| DVN | DEVON ENERGY CP NEW | 1,239 | $64,000 | 0.0% | $51.98 | -28.8% | COM | 25179M103 |
| MUB | ISHARES TRUST S&P NATL AMT FREE MUNI BOND FUND | 600 | $63,000 | 0.0% | $110.00 | — | UIE | 464288414 |
| STT | STATE STREET CORP ** SECONDARY OFFERING **FOR IPO USE | 960 | $63,000 | 0.0% | $47.17 | -5.4% | COM | 857477103 |
| — | APACHE CORP | 750 | $63,000 | 0.0% | $84.00 | — | COM | 037411105 |
| DOV | DOVER CORPORATION | 800 | $62,000 | 0.0% | $66.25 | -39.6% | COM | 260003108 |
| SIEGY | SIEMENS A G ADR F1 ADR REP 1 ORD | 600 | $61,000 | 0.0% | $110.00 | — | ADR | 826197501 |
| FLR | FLUOR CORPORATION NEW | 1,000 | $59,000 | 0.0% | $56.51 | -5.2% | COM | 343412102 |
| — | BUFFALO WILD WINGS INC ** PENDING ENLISTMENT ** | 600 | $59,000 | 0.0% | $73.33 | — | COM | 119848109 |
| — | TORTOISE MLP FUND INC ** PENDING ENLISTMENT **-- BEST EFFO | 2,000 | $58,000 | 0.0% | $24.50 | — | CEM | 89148B101 |
| IWR | ISHARES RUSSELL INDEX FDMIDCAP INDEX FUND | 448 | $58,000 | 0.0% | $113.26 | — | UIE | 464287499 |
| EQR | EQUITY RESIDENTIAL | 1,000 | $58,000 | 0.0% | $57.00 | -44.9% | RET | 29476L107 |
| TRV | TRAVELERS COMPANIES INC | 724 | $58,000 | 0.0% | $71.82 | -11.7% | COM | 89417E109 |
| — | WALGREEN COMPANY | 1,293 | $57,000 | 0.0% | $37.12 | — | COM | 931422109 |
| — | NUVEEN NY DIV AD MUNI FD | 4,100 | $57,000 | 0.0% | $15.37 | — | CEM | 67066X107 |
| TXN | TEXAS INSTRUMENTS INC | 1,600 | $56,000 | 0.0% | $28.28 | -10.5% | COM | 882508104 |
| — | DELCATH SYSTEMS INC | 150,000 | $56,000 | 0.0% | $1.23 | — | COM | 24661P104 |
| XLE | SECTOR SPDR ENGY SELECT SHARES OF BENEFICIAL INT | 718 | $56,000 | 0.0% | $71.03 | — | UIE | 81369Y506 |
| — | CLEARBRIDGE ENERGY MLP ** PENDING ENLISTMENT **-- BEST EFFO | 2,000 | $56,000 | 0.0% | $28.00 | — | CEM | 184692101 |
| — | TEMPLETON GLOBAL INCM FD | 6,471 | $56,000 | 0.0% | $9.43 | — | CEM | 880198106 |
| TSM | TAIWAN SEMICONDUCTR ADRFSPONSORED ADR | 3,000 | $55,000 | 0.0% | $17.36 | — | ADR | 874039100 |
| MOS | MOSAIC CO NEW | 1,000 | $54,000 | 0.0% | $46.26 | 0.0% | COM | 61945C103 |
| VBK | VANGUARD SMALL CAP GRWTH | 525 | $54,000 | 0.0% | $89.52 | — | UIE | 922908595 |
| — | MEDTRONIC INC | 1,025 | $53,000 | 0.0% | $41.28 | — | COM | 585055106 |
| EWC | ISHARES MSCI CDA IDX FD CANADA INDEX FUND | 2,000 | $52,000 | 0.0% | $28.50 | — | UIE | 464286509 |
| — | ETFS PHYS PALLADIUM ETF SHARES | 797 | $52,000 | 0.0% | $75.28 | — | UIE | 26923A106 |
| AVB | AVALONBAY CMNTYS INC REIT | 369 | $50,000 | 0.0% | $135.50 | -35.3% | RET | 053484101 |
| — | ROYAL DUTCH SHELL B PLCFSPONSORED ADR 1 ADR REPS 2 | 750 | $50,000 | 0.0% | $70.67 | — | ADR | 780259107 |
| EFA | ISHARES TR MSCI EAFE FD WITH STOCK SPLIT SHARES MSCI EAFE IN | 880 | $50,000 | 0.0% | $58.42 | — | UIE | 464287465 |
| — | MERRIMACK PHARMA INC ** PENDING ENLISTMENT **-- BEST EFFO | 7,305 | $49,000 | 0.0% | $6.08 | — | COM | 590328100 |
| — | BLKRK MUNI NY INTR DURTN | 3,502 | $49,000 | 0.0% | $13.99 | — | CEM | 09255F109 |
| — | VRINGO INC | 15,000 | $48,000 | 0.0% | $2.87 | — | COM | 92911N104 |
| SEE | SEALED AIR CORP NEW | 2,000 | $48,000 | 0.0% | $17.60 | +6.5% | COM | 81211K100 |
| — | HANCOCK JOHN PFD INCM FDPFD INCOME FUND II | 2,300 | $48,000 | 0.0% | $21.74 | — | CEM | 41013X106 |
| PSX | PHILLIPS 66 | 802 | $47,000 | 0.0% | $52.78 | -23.4% | COM | 718546104 |
| — | ALCOA INC | 6,000 | $47,000 | 0.0% | $8.67 | — | COM | 013817101 |
| HAIN | HAIN CELESTIAL GROUP INC | 700 | $46,000 | 0.0% | $47.78 | -32.6% | COM | 405217100 |
| — | SALIENT MIDSTREAM & MLP ** PENDING ENLISTMENT **-- BEST EFFO | 2,000 | $46,000 | 0.0% | $23.00 | — | CEM | 79471V105 |
| SLM | SLM CORPORATION | 2,000 | $46,000 | 0.0% | $17.14 | -54.5% | COM | 78442P106 |
| ACTG | ACACIA RESH ACACIA TECH ACACIA TECHNOLOGIES | 2,000 | $45,000 | 0.0% | $25.50 | -10.6% | COM | 003881307 |
| CE | CELANESE CORP ** PENDING ENLISTMENT **-- BEST EFFO | 1,000 | $45,000 | 0.0% | $45.00 | -17.4% | COM | 150870103 |
| IWF | ISHARES TR RUSSELL 1000 RUSSELL 1000 GROWTH | 622 | $45,000 | 0.0% | $65.92 | — | UIE | 464287614 |
| TMP | TOMPKINS FINANCIAL CP | 1,000 | $45,000 | 0.0% | $27.90 | 0.0% | COM | 890110109 |
| — | MAGELLAN MIDSTREAM PTNRS | 810 | $44,000 | 0.0% | $43.09 | — | MLP | 559080106 |
| EWZ | ISHARES MSCI BRAZIL INDXBRAZIL CAPPED INDEX FUND | 1,000 | $44,000 | 0.0% | $44.00 | — | UIE | 464286400 |
| — | ANADARKO PETROLEUM CORP | 500 | $43,000 | 0.0% | $74.00 | — | COM | 032511107 |
| IWN | ISHARES TR RUSSELL 2000 RUSSELL 2000 VALUE INDEX | 500 | $43,000 | 0.0% | $76.00 | — | UIE | 464287630 |
| KBE | SPDR S&P BANK ETF | 1,500 | $43,000 | 0.0% | $24.00 | — | UIE | 78464A797 |
| TMO | THERMO FISHER SCIENTIFIC | 500 | $42,000 | 0.0% | $79.76 | 0.0% | COM | 883556102 |
| — | HOWARD HUGHES CORP | 376 | $42,000 | 0.0% | $71.81 | — | COM | 44267D107 |
| — | NUVEEN QUAL PFD INC FD 2 | 4,700 | $41,000 | 0.0% | $9.36 | — | CEM | 67072C105 |
| DUK | DUKE ENERGY CORP NEW | 601 | $41,000 | 0.0% | $63.23 | -33.8% | COM | 26441C204 |
| QCOM | QUALCOMM INC | 658 | $40,000 | 0.0% | $61.44 | -26.7% | COM | 747525103 |
| — | HEWLETT-PACKARD COMPANY | 1,600 | $40,000 | 0.0% | $14.38 | — | COM | 428236103 |
| TD | TORONTO DOMINION BANK F | 500 | $40,000 | 0.0% | $84.00 | -52.1% | FGC | 891160509 |
| — | MADISON SQUARE GARDEN | 667 | $40,000 | 0.0% | $56.97 | — | COM | 55826P100 |
| — | ALLEGHANY CORP DEL | 102 | $39,000 | 0.0% | $333.33 | — | COM | 017175100 |
| CAT | CATERPILLAR INC | 471 | $39,000 | 0.0% | $81.63 | -24.6% | COM | 149123101 |
| FDX | FEDEX CORPORATION | 400 | $39,000 | 0.0% | $92.50 | -11.4% | COM | 31428X106 |
| — | LEUCADIA NATIONAL CORP | 1,500 | $39,000 | 0.0% | $27.33 | — | COM | 527288104 |
| HYG | ISHARES TRUST IBOXX $ HIGH YIELD CORP BOND FUND | 433 | $39,000 | 0.0% | $92.38 | — | UIE | 464288513 |
| HSBC | HSBC HLDGS PLC ADR NEW FSPONSORED ADR | 741 | $38,000 | 0.0% | $52.63 | — | ADR | 404280406 |
| — | DE MASTER BLNDRS ORD F TENDER OFFER EXP: 8/15/1 | 2,300 | $37,000 | 0.0% | $16.09 | — | UFO | N2563N109 |
| — | VICAL INC | 11,800 | $37,000 | 0.0% | $2.88 | — | COM | 925602104 |
| — | TOTAL S A ADR F1 ADR REP 1 ORD | 750 | $37,000 | 0.0% | $52.00 | — | ADR | 89151E109 |
| AMP | AMERIPRISE FINANCIAL INC | 460 | $37,000 | 0.0% | $60.59 | -1.7% | COM | 03076C106 |
| — | THOMSON REUTERS CORP F | 1,140 | $37,000 | 0.0% | $28.95 | — | FGC | 884903105 |
| NVS | NOVARTIS A G SPON ADR FSPONSORED ADR | 500 | $35,000 | 0.0% | $64.00 | — | ADR | 66987V109 |
| — | MARKET VECTORS ETF TRUSTCOAL ETF | 2,000 | $35,000 | 0.0% | $25.00 | — | UIE | 57060U837 |
| ADSK | AUTODESK INC | 1,000 | $34,000 | 0.0% | $35.00 | +6.5% | COM | 052769106 |
| PVH | PVH CORP | 264 | $33,000 | 0.0% | $116.10 | -2.9% | COM | 693656100 |
| UNH | UNITEDHEALTH GROUP INC | 508 | $33,000 | 0.0% | $55.12 | -7.9% | COM | 91324P102 |
| VFC | V F CORPORATION | 170 | $33,000 | 0.0% | $152.94 | -72.2% | COM | 918204108 |
| SGU | STAR GAS PARTNERS LP SBI | 6,800 | $33,000 | 0.0% | $4.20 | +14.1% | MLP | 85512C105 |
| OXY | OCCIDENTAL PETE CORP | 375 | $33,000 | 0.0% | $76.36 | -24.3% | COM | 674599105 |
| — | TIFFANY & CO NEW | 436 | $32,000 | 0.0% | $66.79 | — | COM | 886547108 |
| SNY | SANOFI SYNTHELABO ADR FSPONSORED ADR | 627 | $32,000 | 0.0% | $47.85 | — | ADR | 80105N105 |
| EW | EDWARDS LIFESCIENCES CP | 470 | $32,000 | 0.0% | $89.36 | -86.8% | COM | 28176E108 |
| CCL | CARNIVAL CORP NEW FPAIRED STK | 925 | $32,000 | 0.0% | $36.76 | -24.8% | FGO | 143658300 |
| — | KAYNE ANDERSON ENERGY ** PENDING ENLISTMENT ** | 1,200 | $31,000 | 0.0% | $24.17 | — | COM | 48660Q102 |
| MET | METLIFE INC | 673 | $31,000 | 0.0% | $32.69 | -25.3% | COM | 59156R108 |
| RWR | SPDR DOW JONES REIT | 400 | $30,000 | 0.0% | $72.50 | — | UIE | 78464A607 |
| — | BLKRCK MUNIYIELD NY QLTY | 2,200 | $30,000 | 0.0% | $13.64 | — | CEM | 09255E102 |
| RIO | RIO TINTO PLC SPON ADR FSPONSORED ADR 1 ADR REPS 4 | 700 | $29,000 | 0.0% | $58.57 | — | ADR | 767204100 |
| — | JP MORGAN EXCH TRAD NOTE**PENDING ENLISTMENT** --BEST EFFOR | 600 | $28,000 | 0.0% | $38.33 | — | UIE | 46625H365 |
| — | JOHNSON CONTROLS INC | 786 | $28,000 | 0.0% | $30.53 | — | COM | 478366107 |
| — | ALPS TRUST ETF ALERIAN MLP | 1,550 | $28,000 | 0.0% | $16.13 | — | UIE | 00162Q866 |
| — | ELAN CORP PLC SPON ADR FSPONSORED ADR | 2,000 | $28,000 | 0.0% | $10.00 | — | ADR | 284131208 |
| IEZ | ISHARES OIL EQUIP & SVC INDEX FUND | 500 | $28,000 | 0.0% | $52.00 | — | UIE | 464288844 |
| F | FORD MOTOR COMPANY NEW TENDER OFFER EXP: 06/09/2 | 1,760 | $27,000 | 0.0% | $13.13 | -42.1% | COM | 345370860 |
| JJSF | J & J SNACK FOOD CORP | 350 | $27,000 | 0.0% | $62.86 | -1.5% | COM | 466032109 |
| — | ISHARES TR COMEX GOLD ** PENDING ENLISTMENT **-- BEST EFFO | 2,250 | $27,000 | 0.0% | $12.00 | — | UIE | 464285105 |
| REFR | RESEARCH FRONTIERS INC | 6,850 | $27,000 | 0.0% | $3.80 | +4.2% | COM | 760911107 |
| IYZ | ISHARES TR DJ US TELECOMDOW JONES U S TELECOMMUN | 1,000 | $26,000 | 0.0% | $24.00 | — | UIE | 464287713 |
| — | NEW RESIDENTIAL INV CORP | 3,833 | $26,000 | 0.0% | $6.78 | — | COM | 64828T102 |
| — | L-3 COMMUNICATIONS HLDGS | 300 | $26,000 | 0.0% | $76.67 | — | COM | 502424104 |
| — | ISHARES MSCI UTD KINGDM UNITED KINGDOM INDX FD | 1,467 | $26,000 | 0.0% | $17.85 | — | UIE | 464286699 |
| — | MONSANTO CO NEW DEL | 259 | $26,000 | 0.0% | $96.53 | — | COM | 61166W101 |
| HSY | HERSHEY COMPANY | 290 | $26,000 | 0.0% | $59.79 | +9.9% | COM | 427866108 |
| — | ACTIVISION BLIZZARD INC TENDER OFFER EXP: 08/13/2 | 1,785 | $25,000 | 0.0% | $10.64 | — | COM | 00507V109 |
| — | SIRONA DENTAL SYSTEMS | 375 | $25,000 | 0.0% | $64.00 | — | COM | 82966C103 |
| GLRE | GREENLIGHT CAPITAL RE F** PENDING ENLISTMENT **-- BEST EFFO | 1,000 | $25,000 | 0.0% | $23.95 | +2.5% | FGO | G4095J109 |
| NEM | NEWMONT MINING CORP | 841 | $25,000 | 0.0% | $27.22 | -6.9% | COM | 651639106 |
| DASTY | DASSAULT SYSTEMS SA ADRFSPONSORED ADR | 200 | $25,000 | 0.0% | $115.00 | — | ADR | 237545108 |
| MRSH | MARSH & MC LENNAN CO INC | 620 | $25,000 | 0.0% | $31.00 | +0.6% | COM | 571748102 |
| HAL | HALLIBURTON CO HLDG CO EXCHANGE OFFER EXP: 03/29/2 | 600 | $25,000 | 0.0% | $35.00 | -5.1% | COM | 406216101 |
| — | ALCATEL LUCENT ADR FSPONSORED ADR 1 ADR REP 1 | 13,032 | $24,000 | 0.0% | $1.84 | — | ADR | 013904305 |
| AAP | ADVANCE AUTO PARTS INC EXCHANGE OFFER EXP: 05/27/2 | 300 | $24,000 | 0.0% | $73.33 | -1.7% | COM | 00751Y106 |
| ACN | ACCENTURE PLC CL A F | 330 | $24,000 | 0.0% | $66.67 | -4.3% | FGO | G1151C101 |
| TER | TERADYNE INCORPORATED | 1,368 | $24,000 | 0.0% | $15.87 | -3.6% | COM | 880770102 |
| ALL | ALLSTATE CORPORATION ODD LOT OFFER | 503 | $24,000 | 0.0% | $39.89 | -7.0% | COM | 020002101 |
| DE | DEERE & CO | 282 | $23,000 | 0.0% | $85.11 | -20.0% | COM | 244199105 |
| NUE | NUCOR CORP | 520 | $23,000 | 0.0% | $42.31 | -23.4% | COM | 670346105 |
| EXC | EXELON CORPORATION | 744 | $23,000 | 0.0% | $29.57 | -47.9% | COM | 30161N101 |
| — | AMERICA MOVIL ADR FSPONSORED ADR | 1,032 | $22,000 | 0.0% | $23.26 | — | ADR | 02364W204 |
| TIP | ISHARES TR BARCLAYS TIPSBOND FUND | 200 | $22,000 | 0.0% | $120.98 | — | UIE | 464287176 |
| — | UNILEVER PLC ADR NEW FWITH STOCK SPLIT SHARES 1 ADR REP 4 | 540 | $22,000 | 0.0% | $38.89 | — | ADR | 904767704 |
| LMT | LOCKHEED MARTIN CORP | 200 | $22,000 | 0.0% | $90.00 | -20.4% | COM | 539830109 |
| — | FOSTER WHEELER AG ORD F | 1,000 | $22,000 | 0.0% | $24.00 | — | FGO | H27178104 |
| — | BROADCOM CORP CL A CLASS A | 660 | $22,000 | 0.0% | $33.33 | — | COM | 111320107 |
| VV | VANGUARD LARGE CAP | 295 | $22,000 | 0.0% | $74.58 | — | UIE | 922908637 |
| — | MANITEX INTERNATIONAL | 2,000 | $22,000 | 0.0% | $7.00 | — | COM | 563420108 |
| APD | AIR PROD & CHEMICALS INC | 230 | $21,000 | 0.0% | $82.61 | -25.5% | COM | 009158106 |
| ETR | ENTERGY CORP NEW | 300 | $21,000 | 0.0% | $18.72 | +9.9% | COM | 29364G103 |
| VT | VANGUARD TOTAL WORLD STOCK ETF | 400 | $21,000 | 0.0% | $50.00 | — | UIE | 922042742 |
| — | CIGNA CORP | 273 | $20,000 | 0.0% | $54.95 | — | COM | 125509109 |
| — | NEWCASTLE INVESTMENT CP REIT | 3,834 | $20,000 | 0.0% | $8.67 | — | RET | 65105M108 |
| PAA | PLAINS ALL AMERN PPLN LPWITH STOCK SPLIT SHARES UNIT LTD PAR | 360 | $20,000 | 0.0% | $45.59 | — | MLP | 726503105 |
| INFY | INFOSYS TECH SPON ADR FSPONSORED ADR | 486 | $20,000 | 0.0% | $43.21 | — | ADR | 456788108 |
| HE | HAWAIIAN ELEC INDUSTRIES | 800 | $20,000 | 0.0% | $25.00 | +6.5% | COM | 419870100 |
| V | VISA INC ** PENDING ENLISTMENT **--BEST EFFOR | 108 | $20,000 | 0.0% | $148.15 | -73.0% | COM | 92826C839 |
| BCRX | BIOCRYST PHARMACEUTICALS | 12,000 | $19,000 | 0.0% | $1.42 | +21.8% | COM | 09058V103 |
| — | NUANCE COMMUN INC | 1,012 | $19,000 | 0.0% | $19.13 | — | COM | 67020Y100 |
| — | NUVEEN BAB TERM FUND ** PENDING ENLISTMENT **-- BEST EFFO | 1,000 | $19,000 | 0.0% | $21.00 | — | CEM | 67074C103 |
| — | DISCOVER FINANCIAL SVCS | 400 | $19,000 | 0.0% | $37.50 | — | COM | 254709108 |
| HMC | HONDA MOTOR CO LTD ADR FSPONSORED ADR | 500 | $19,000 | 0.0% | $38.00 | — | ADR | 438128308 |
| — | HUDSON CITY BANCORP INC | 2,100 | $19,000 | 0.0% | $8.10 | — | COM | 443683107 |
| IJT | ISHARES S&P SMALLCAP 600S&P SMALLCAP 600/BARRA | 200 | $19,000 | 0.0% | $85.00 | — | UIE | 464287887 |
| WILC | G WILLI FOOD INTL LTD F | 2,800 | $19,000 | 0.0% | $5.69 | +19.7% | FGO | M52523103 |
| PAYX | PAYCHEX INC | 519 | $19,000 | 0.0% | $30.83 | -18.8% | COM | 704326107 |
| CMCSA | COMCAST CORP NEW CL A | 450 | $19,000 | 0.0% | $37.78 | -58.7% | COM | 20030N101 |
| — | I T T CORPORATION NEW | 600 | $18,000 | 0.0% | $28.33 | — | COM | 450911201 |
| SYY | SYSCO CORPORATION | 530 | $18,000 | 0.0% | $32.08 | -23.9% | COM | 871829107 |
| FITB | FIFTH THIRD BANCORP | 1,000 | $18,000 | 0.0% | $15.00 | -23.5% | COM | 316773100 |
| — | LIBERTY PROPERTY TRUST REIT | 500 | $18,000 | 0.0% | $36.00 | — | RET | 531172104 |
| — | CHESAPEAKE ENERGY CORP | 814 | $17,000 | 0.0% | $17.20 | — | COM | 165167107 |
| GILD | GILEAD SCIENCES INC | 325 | $17,000 | 0.0% | $44.41 | -18.5% | COM | 375558103 |
| KMT | KENNAMETAL INC CAP STOCK | 450 | $17,000 | 0.0% | $40.00 | -28.1% | COM | 489170100 |
| — | LINEAR TECHNOLOGY CORP DELAWARE | 450 | $17,000 | 0.0% | $33.33 | — | COM | 535678106 |
| — | ALEXION PHARMA INC | 180 | $17,000 | 0.0% | $94.44 | — | COM | 015351109 |
| — | AMERICAN CAPITAL AGENCY REITS | 750 | $17,000 | 0.0% | $29.15 | — | RET | 02503X105 |
| WPP | W P P PLC ADR NEW FSPONSORED ADR 1 ADR REPS 5 | 200 | $17,000 | 0.0% | $85.00 | — | ADR | 92937A102 |
| — | WISCONSIN EGY CP HLDG CO | 388 | $16,000 | 0.0% | $36.08 | — | COM | 976657106 |
| CAJPY | CANON INC SPONSORED ADRFWITH STOCK SPLIT SHARES 1 ADR REP 1 | 500 | $16,000 | 0.0% | $36.00 | — | ADR | 138006309 |
| — | EATON VANCE TAX MGD BUY ** PENDING ENLISTMENT **-- BEST EFFO | 1,250 | $16,000 | 0.0% | $12.80 | — | CEM | 27828Y108 |
| — | TYCO INTL LTD NEW F | 500 | $16,000 | 0.0% | $30.00 | — | FGO | H89128104 |
| AMAT | APPLIED MATERIALS INC | 1,100 | $16,000 | 0.0% | $11.82 | +3.4% | COM | 038222105 |
| AMT | AMERICAN TOWER CORP REIT | 200 | $15,000 | 0.0% | $75.00 | -20.7% | RET | 03027X100 |
| — | ICONIX BRAND GROUP INC | 500 | $15,000 | 0.0% | $22.00 | — | COM | 451055107 |
| UNP | UNION PACIFIC CORP | 100 | $15,000 | 0.0% | $130.00 | -56.1% | COM | 907818108 |
| — | BAKER HUGHES INC ODD LOT OFFER | 300 | $14,000 | 0.0% | $46.67 | — | COM | 057224107 |
| — | MANITOWOC COMPANY INC | 786 | $14,000 | 0.0% | $15.27 | — | COM | 563571108 |
| CPB | CAMPBELL SOUP COMPANY | 308 | $14,000 | 0.0% | $35.71 | -13.6% | COM | 134429109 |
| COF | CAPITAL ONE FINANCIAL CP | 207 | $13,000 | 0.0% | $57.97 | -18.9% | COM | 14040H105 |
| — | NUVEEN PREM INC MUN FD 4 | 1,050 | $13,000 | 0.0% | $14.29 | — | CEM | 6706K4105 |
| ORI | OLD REPUBLIC INTL CORP | 1,000 | $13,000 | 0.0% | $11.00 | -49.1% | COM | 680223104 |
| UAA | UNDER ARMOUR INC ** PENDING ENLISTMENT ** | 210 | $13,000 | 0.0% | $14.57 | 0.0% | COM | 904311107 |
| — | BUCKEYE PARTNERS UTS L PUNIT LTD PARTNERSHIP INT | 190 | $13,000 | 0.0% | $45.31 | — | MLP | 118230101 |
| SCHA | SCHW US SCAP ETF | 300 | $13,000 | 0.0% | $36.67 | — | UIE | 808524607 |
| — | EARTHLINK INC | 2,000 | $12,000 | 0.0% | $6.50 | — | COM | 270321102 |
| — | JA SOLAR HLDGS NEW ADR FSPONSORED ADR 1 ADR REPS 5 | 1,600 | $12,000 | 0.0% | $4.38 | — | ADR | 466090206 |
| — | EV TAX ADV GLB DIV INCM | 810 | $12,000 | 0.0% | $13.58 | — | CEM | 27828S101 |
| — | HILLSHIRE BRANDS CO | 340 | $11,000 | 0.0% | $29.41 | — | COM | 432589109 |
| — | ARCH COAL INC | 3,000 | $11,000 | 0.0% | $7.33 | — | COM | 039380100 |
| — | ALLERGAN INC | 126 | $11,000 | 0.0% | $95.24 | — | COM | 018490102 |
| — | HESS CORPORATION | 167 | $11,000 | 0.0% | $53.89 | — | COM | 42809H107 |
| AEE | AMEREN CORPORATION | 309 | $11,000 | 0.0% | $29.13 | -20.1% | COM | 023608102 |
| — | FERRELLGAS PARTNERS LP | 520 | $11,000 | 0.0% | $17.31 | — | MLP | 315293100 |
| — | E M C CORP MASS | 434 | $10,000 | 0.0% | $25.35 | — | COM | 268648102 |
| — | ADT CORP | 250 | $10,000 | 0.0% | $48.00 | — | COM | 00101J106 |
| — | WILLIS GRP HLDGS PUBLICF | 245 | $10,000 | 0.0% | $32.65 | — | FGO | G96666105 |
| CNI | CANADIAN NATL RY CO F | 100 | $10,000 | 0.0% | $90.00 | -56.2% | FGC | 136375102 |
| CAH | CARDINAL HEALTH INC | 216 | $10,000 | 0.0% | $41.67 | -21.7% | COM | 14149Y108 |
| — | CHICOS FAS INC | 600 | $10,000 | 0.0% | $18.33 | — | COM | 168615102 |
| — | TELLABS INC | 5,000 | $10,000 | 0.0% | $2.20 | — | COM | 879664100 |
| — | ENERGY TRANSFER PARTNERSUNITS REP L P INTEREST WITH STOCK S | 200 | $10,000 | 0.0% | $45.00 | — | MLP | 29273R109 |
| NI | NISOURCE INC HOLDING CO ODDLOT TENDER EXP: 02/03/2 | 345 | $10,000 | 0.0% | $7.14 | +9.4% | COM | 65473P105 |
| SPH | SUBURBAN PROPANE PRT L PUNIT REP LTD PART INT | 190 | $9,000 | 0.0% | $36.84 | — | MLP | 864482104 |
| — | POWERSHARES GLOBAL WATER** PENDING ENLISTMENT **-- BEST EFFO | 400 | $9,000 | 0.0% | $20.00 | — | UIE | 73935X575 |
| PSLV | SPROTT PHYS SIL TR ETF F ISSUE POSPON | 1,000 | $8,000 | 0.0% | $12.00 | — | CEM | 85207K107 |
| ATI | ALLEGHENY TECH INC NEW | 290 | $8,000 | 0.0% | $31.03 | -16.1% | COM | 01741R102 |
| — | POWERSHS EXCH TRAD FD TRGLOBAL WATER PORTFOLIO | 435 | $8,000 | 0.0% | $18.39 | — | UIE | 73936T623 |
| — | POSITRON CORP | 1,000,000 | $8,000 | 0.0% | $0.01 | — | COM | 737397109 |
| — | SILVER BAY RLTY TR CORP | 488 | $8,000 | 0.0% | $16.39 | — | COM | 82735Q102 |
| TELFY | TELEFONICA SPON ADR FSPONSORED ADR 1 ADR REP 3 | 600 | $8,000 | 0.0% | $13.33 | — | ADR | 879382208 |
| MTB | M & T BANK CORPORATION | 71 | $8,000 | 0.0% | $72.91 | 0.0% | COM | 55261F104 |
| — | HEIDRICK&STRUGGLES INTL | 400 | $7,000 | 0.0% | $15.00 | — | COM | 422819102 |
| HIG | HARTFORD FINL SVCS GRP | 225 | $7,000 | 0.0% | $22.22 | -0.1% | COM | 416515104 |
| ADBE | ADOBE SYSTEMS INC | 150 | $7,000 | 0.0% | $40.00 | +10.8% | COM | 00724F101 |
| CSX | C S X CORP | 300 | $7,000 | 0.0% | $20.00 | -66.7% | COM | 126408103 |
| — | C I T GROUP INC NEW | 153 | $7,000 | 0.0% | $39.22 | — | COM | 125581801 |
| — | VMWARE INC ** PENDING ENLISTMENT **-- BEST EFFO | 100 | $7,000 | 0.0% | $70.00 | — | COM | 928563402 |
| — | HEMISPHERX BIOPHARMA INC | 30,500 | $7,000 | 0.0% | $0.24 | — | COM | 42366C103 |
| — | VELTI LTD F | 4,000 | $6,000 | 0.0% | $4.50 | — | FGO | G93285107 |
| TRGP | TARGA RESOURCES CORP ** PENDING ENLISTMENT **-- BEST EFFO | 93 | $6,000 | 0.0% | $37.51 | 0.0% | COM | 87612G101 |
| — | GENOMIC HEATH ** PENDING ENLISTMENT **-- BEST EFFO | 200 | $6,000 | 0.0% | $30.00 | — | COM | 37244C101 |
| — | LEXINGTON REALTY TRUST | 484 | $6,000 | 0.0% | $10.33 | — | RET | 529043101 |
| AES | A E S CORP | 525 | $6,000 | 0.0% | $7.49 | +10.6% | COM | 00130H105 |
| ZBH | ZIMMER HOLDINGS INC | 80 | $6,000 | 0.0% | $62.50 | +7.7% | COM | 98956P102 |
| WYNN | WYNN RESORTS | 50 | $6,000 | 0.0% | $120.00 | -10.9% | COM | 983134107 |
| — | CENTURYLINK INC | 166 | $6,000 | 0.0% | $36.14 | — | COM | 156700106 |
| — | VIACOM INC CL B NEW | 81 | $6,000 | 0.0% | $49.38 | — | COM | 92553P201 |
| WU | WESTERN UNION COMPANY | 313 | $5,000 | 0.0% | $12.78 | — | COM | 959802109 |
| — | GUGGENHEIM ETF NEW SOLAR ENERGY | 200 | $5,000 | 0.0% | $15.00 | — | UIE | 18383Q739 |
| CAE | C A E INC F | 500 | $5,000 | 0.0% | $9.27 | +0.6% | FGC | 124765108 |
| IDXX | IDEXX LABS INC | 60 | $5,000 | 0.0% | $43.69 | 0.0% | COM | 45168D104 |
| — | TOTAL SYSTEMS SERVICES | 200 | $5,000 | 0.0% | $20.00 | — | COM | 891906109 |
| RF | REGIONS FINANCIAL CP NEW | 500 | $5,000 | 0.0% | $7.22 | -19.7% | COM | 7591EP100 |
| — | AFFYMETRIX INC | 1,000 | $4,000 | 0.0% | $4.00 | — | COM | 00826T108 |
| — | CBS CORPORATION CL B NEW | 81 | $4,000 | 0.0% | $37.04 | — | COM | 124857202 |
| RRC | RANGE RESOURCES CORP | 47 | $4,000 | 0.0% | $63.36 | +20.5% | COM | 75281A109 |
| — | JUNIPER NETWORKS INC | 200 | $4,000 | 0.0% | $20.00 | — | COM | 48203R104 |
| AJG | GALLAGHER ARTHUR J & CO | 100 | $4,000 | 0.0% | $30.00 | +11.6% | COM | 363576109 |
| — | YAMANA GOLD INC F | 452 | $4,000 | 0.0% | $17.70 | — | FGC | 98462Y100 |
| — | PRECISION CASTPARTS CORP | 17 | $4,000 | 0.0% | $176.47 | — | COM | 740189105 |
| — | TCW STRATEGIC INCM FUND | 660 | $4,000 | 0.0% | $6.06 | — | CEM | 872340104 |
| — | CAREFUSION CORP | 108 | $4,000 | 0.0% | $37.04 | — | COM | 14170T101 |
| — | BARRICK GOLD CORP F | 172 | $3,000 | 0.0% | $34.88 | — | FGC | 067901108 |
| — | ROUSE PPTYS INC | 146 | $3,000 | 0.0% | $13.70 | — | COM | 779287101 |
| BRO | BROWN & BROWN INC | 100 | $3,000 | 0.0% | $30.00 | -53.4% | COM | 115236101 |
| — | INFINERA CORP ** PENDING ENLISTMENT **-- BEST EFFO | 272 | $3,000 | 0.0% | $11.03 | — | COM | 45667G103 |
| — | CENTRAL FD CDA LTD CLA FCLASS A | 200 | $3,000 | 0.0% | $20.00 | — | CEM | 153501101 |
| CNK | CINEMARK HOLDINGS INC | 100 | $3,000 | 0.0% | $30.00 | -22.9% | COM | 17243V102 |
| CDP | CORP OFFICE PPTYS SBI REIT | 130 | $3,000 | 0.0% | $23.08 | — | RET | 22002T108 |
| ULBI | ULTRALIFE CORP | 750 | $3,000 | 0.0% | $2.67 | +46.3% | COM | 903899102 |
| MSI | MOTOROLA SOLUTIONS INC | 51 | $3,000 | 0.0% | $58.82 | -19.4% | COM | 620076307 |
| M | MACYS INC | 56 | $3,000 | 0.0% | $35.71 | +30.0% | COM | 55616P104 |
| WY | WEYERHAEUSER CO TENDER OFFER EXP: 01/13/0 | 69 | $2,000 | 0.0% | $28.99 | -35.4% | COM | 962166104 |
| ENB | ENBRIDGE INC F | 52 | $2,000 | 0.0% | $38.46 | -39.5% | FGC | 29250N105 |
| — | GOLDCORP INC NEW FEXCHANGE OFFER EXP: 02/24/0 | 100 | $2,000 | 0.0% | $40.00 | — | FGC | 380956409 |
| — | L BRANDS INC | 40 | $2,000 | 0.0% | $50.00 | — | COM | 501797104 |
| — | AOL INC | 46 | $2,000 | 0.0% | $21.74 | — | COM | 00184X105 |
| — | DELL INC | 118 | $2,000 | 0.0% | $8.55 | — | COM | 24702R101 |
| — | BROOKFIELD PROP PART LPF | 116 | $2,000 | 0.0% | $17.24 | — | FGO | G16249107 |
| — | OREXIGEN THERAPEUTICS ** PENDING ENLISTMENT **-- BEST EFFO | 318 | $2,000 | 0.0% | $6.29 | — | COM | 686164104 |
| LYV | LIVE NATION ENTMT INC | 72 | $1,000 | 0.0% | $13.89 | -2.2% | COM | 538034109 |
| NOK | NOKIA CORP SPON ADR F1 ADR REP 1 NOKIA CORPS | 368 | $1,000 | 0.0% | $2.72 | — | ADR | 654902204 |
| CWGL | CRIMSON WINE GROUP | 150 | $1,000 | 0.0% | $8.92 | 0.0% | COM | 22662X100 |
| MPC | MARATHON PETE CORP | 19 | $1,000 | 0.0% | $52.63 | -47.7% | COM | 56585A102 |
| — | ENGILITY HLDGS INC | 50 | $1,000 | 0.0% | $20.00 | — | COM | 29285W104 |
| — | FRONTIER COMMUNICATIONS | 240 | $1,000 | 0.0% | $4.14 | — | COM | 35906A108 |
| — | FUELCELL ENERGY INC | 500 | $1,000 | 0.0% | $2.00 | — | COM | 35952H106 |
| — | HOSPIRA ODDLOT OFFER | 26 | $1,000 | 0.0% | $38.46 | — | COM | 441060100 |
| — | LEVEL 3 COMMUN NEW | 40 | $1,000 | 0.0% | $25.00 | — | COM | 52729N308 |
| TRGM | TARGETED MED PHARMA INC | 500 | $1,000 | 0.0% | $2.17 | 0.0% | COM | 876140104 |
| — | TELEFONICA BRASIL ADR FSPONSORED ADR 1 ADR REPS 1 | 1 | $0 | 0.0% | — | — | ADR | 87936R106 |
| RMBS | RAMBUS INC DEL | 30 | $0 | 0.0% | — | — | COM | 750917106 |
| — | ALLIANCEBERNSTEIN GLOBAL | 1 | $0 | 0.0% | — | — | CEM | 01879R106 |
| — | RESEARCH IN MOTION LTD F | 30 | $0 | 0.0% | — | — | FGC | 760975102 |
| — | ADAMS EXPRESS CO | 30 | $0 | 0.0% | — | — | CEM | 006212104 |
| — | THESTREET INC | 100 | $0 | 0.0% | — | — | COM | 88368Q103 |